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ISSN 0974-5904, Volume 09, No. 04
August 2016, P.P.1815-1823
Pattern of Patent-based Renewable Energy Technology
Innovation in China
YUMIN LIU1, 2, ZHENHUA HU1 AND ZHIGAO LIU3, 4
1
Business School, Central South University, Changsha, Hunan, 410083, China;
Business School, Hunan Normal University, Changsha, Hunan, 410081, China;
3
Institute of Geographic Sciences and Natural Resources Research, Chinese Academy of Sciences, Beijing,
100101, China;
4
Key Laboratory of Regional Sustainable Development Modeling, Chinese Academy of Sciences, Beijing,
100101, China
Email: liuzhigao@igsnrr.ac.cn
2
Abstract: Renewable Energy sources could provide a solution to enhance energy efficiency and air pollution
governance, and is one of the key strategies to address sustainable development. Renewable energy technology
innovation is a fundamental determinant of energy-saving and pollution management performance. This paper
profiles and classifies renewable energy patents and uses visual techniques to examine their innovation
capabilities. A renewable energy patents dataset derived from China's State Intellectual Property Office (SIPO)
containing 49,460 renewable energy invention patents granted between 1985 and 2014 was constructed. The
temporal and spatial distribution of renewable energy patents shows that eastern provinces had the majority of
renewable energy patents, which denote that renewable energy science is geographically concentrated. Drilling
further, it is confirmed that a clear pattern of concentration of renewable energy knowledge generation in a
small number of big cities. The pattern of renewable energy patents by features and ownership indicates that
enterprise plays a very important role in renewable energy innovation and university also attributes a lot.
Keywords: Renewable Energy, Patents, Technology Innovation
1. Introduction
China is the largest and fastest growing emerging
economy in the world. During the period 1999–2013,
China's gross domestic product (GDP) increased from
US$ 4202.9 billion in PPP (purchasing power parity
at 2005 price) to US$ 15,643.2 billion in PPP (World
Bank, 2014) ;and its annual GDP growth rate was
19.44% during this period.
Owing to rapid economic development and rising
level of industrialization and urbanization, China’s
consumption of energy is surging. Its energy
consumption increased from 934.7 million tones oil
equivalent (Mtoe) in 1999 to 2852.4 Mtoe in 2013
(BP, 2014). It is estimated that China's energy demand
will reach 4671.6 Mtoe by 2035(BP, Energy outlook
2035). So China now is the second largest energy
consumer, behind the United States.
However, because of the coal-dominated energy
consumption structure and low energy efficiency,
China has become the biggest CO 2 emitter in the
world since 2007. According to a preliminary
estimate, in 2013, China’s CO2 emissions are over 10
GtCO2 and account for about 32% of the global gross
emissions, and the level of emission is still increasing
rapidly (Friedlingstein et al., 2014). Thus, China faces
an increasing pressure to reduce CO2 emissions. In a
China–US joint statement on climate change on
November 12, 2014, China first publicly pledged to
reduce the CO2 emission per unit of GDP by 60-65%
in 2030 compared to the level of 2005.
On the other hand, a rising awareness of
environmental issues, such as severe air pollution of
fog and haze, which is directly related to massive use
of fossil fuel (especially coal), has caused a strong
public appeal to address environmental problems.
Renewable Energy(RE) sources could provide a
solution to enhance energy efficiency and air
pollution governance, as they are environmentfriendly and capable of replacing conventional
sources in a variety of applications at competitive
prices (Aras et al. ; Haralambopoulos &
Polatidis).Because the substitution of clean or carbonfree energy for coal requires technological
advancement,
renewable
energy
technology
innovation is a fundamental determinant of energysaving and pollution management performance.
Patent data has become important indicator to
measure technological innovation performance
because of its broad availability and information
richness. They are the outputs of technology Research
and Development (R&D) activities (Lee and Lee,
2013; Oltra et al., 2010; Wang et al., 2012), and offer
great convenience to explore the process of
knowledge innovation and diffusion. (Scherer, 1984;
Griliches, 1990; Lamoreaux and Sokoloff, 1996;
O’huallachain, 1999, 2010; Jaffe and Trajtenberg,
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1816
YUMIN LIU , ZHENHUA H U AND ZHIGAO LIU
2002)。Meanwhile, the statistical disadvantages of
patent data as overall measures of economic and
inventive activity are also obvious (Pavitt, 1985;
Griliches, 1990; Furman et al, 2002). Not all
inventions are patented. Companies can prefer
secrecy, or rely on other mechanisms in order to gain
market dominance. There is evidence of differing
patenting behavior across industries and countries and
over time. The value distribution of patents is known
to be skewed, as a few have very high technical and
economic value whereas many are ultimately never
used. Simple counts, which give the same weight to
all patents regardless of their value, can therefore be
misleading, notably in the case of small samples.
Different standards across patent offices and over
time affect patent numbers although underlying
inventive activities may remain unaffected (Griliches,
1990).
In conclusion, patent data’s advantages outweigh its
disadvantages. So patent is still a reliable index to
evaluate innovation activities, because it has a solid
theoretical foundation, a long history and uniquely
detailed source of information on inventive activity
(Griliches 1990, Acs et al. 2002).In this sense,
renewable energy patents are suitable to measure the
output of innovation performance and the latest
advancement in energy technologies (Johnstone et al.,
2010; OECD, 2008; Wang et al., 2012; WIPO, 2009).
Most studies analyze the trend of renewable energy
technological progress using energy patent counts
(Albino et al., 2014; Wong et al., 2014). A few studies
investigate renewable energy technology patents in
China (Hu and Phillips, 2011; Lee and Sohn, 2014;
Wang et al., 2012). Despite the increased use of patent
counts to measure renewable energy technology
innovation, very few studies analyze the development
of China's renewable energy technology patents.
This paper investigates the spatiotemporal character
of China's renewable energy technology innovation
performance. Our discussion is structured as follows.
In Section 2, the searching process, to identify
renewable energy patents from all the patents, is
introduced in detail, and the methods adopted in this
article are also described. Section 3 analyses the
temporal and spatial distribution of patent-based
renewable energy innovation in China and discusses
the outcome of data analysis. Section 4 rounds off
with a discussion of the contributions and policy
implications of our research.
2. Data and Method
2.1 Data
In China, patents are categorized into three different
types: inventions, utility models, and designs. The
invention patent is not only the primary kind of patent
but also an important output indicator of innovative
activity, which is the core and the most valuable part
of the national scientific and technological resources
to some extent. The development of the invention
patent not only reflects the original innovation
capability of a nation and region. Therefore, we use
only invention patent information for construction of
our analytical database.
In this paper, an individual patent database is
developed by using internet data crawler technology
under the condition of C# language. The time frame
used was the period from September 10th, 1985 to
December 31st, 2014, as we are interested in the longterm trajectory of renewable energy innovation. We
extracted the granted invention patent data from the
website of the State Intellectual Property Office of
China (SIPO, http://www.sipo.gov.cn) year by year.
After data collection, clean-up, pre-processing, we set
up our original database, which is a text base file with
bibliographic information of all invention patents
granted from 1985 to 2014. We have extracted the
following from this file, and compiled the patent
database with 660,719 invention patents:
•
•
•
•
•
Granted date.
IPC code (primary one).
Applicant’s names and addresses.
Inventor’s names.
Title of invention
Renewable energy usually refers to those energies that
do not pollute environment and could be recycled in
nature. The renewable energy mentioned in this article
mainly refers to bio-fuels, solar energy, fuel cells,
wind energy, geothermal energy and hydro energy.
The International Patent Classification (IPC) system
grew out of the Strasbourg Agreement of 1971 as an
internationally acknowledged method of classifying
patents for inventions, including published patent
applications, utility models and utility certificates.
Currently the IPC is used in more than 100 countries
as the major or, in some instances, the only form of
classifying these documents. The purpose of the IPC
system is to group patent documents according to
their technical field, whatever the language and
terminology According to World Intellectual Property
Organization’s website, the IPC Committee of experts
developed the ―IPC Green Inventory‖ in order to
facilitate searches for patent information relating to
so-called
Environmentally
Sound
Technologies(ESTs),as listed by the United Nations
Framework
Convention
on
Climate
Change(UNFCCC). ESTs are currently scattered
widely across the IPC in numerous technical fields.
The Inventory attempts to collect ESTs in one place,
although it should be noted that the Inventory does
not purport to be fully exhaustive in its coverage. We
use the ―IPC Green Inventory‖ to extract renewable
energy patents from the gross patent database (Table
1).
Table 1: Renewable Energy IPC Code
Renewable
energy subsector
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 09, No. 04, August, 2016, pp. 1815-1823
IPC
Pattern of Patent-based Renewable Energy Technology Innovation in China
A01H;C02F 11/04;C02F 3/28;
C07C 67/00;C07C 69/00;C10B
53/02;C10G;C10L 1/00;C10L
3/00;C10L 5/00
Bio-fuels C10L 9/00;C11C 3/10;C12M 1/107;
C12N 1/13,15,21;C12N 15/10;
C12N 5/10;C12N 9/24;C12P 5/02;
C12P 7/06,08,10,12,14,64;F02C
3/28
H01M 2/00;H01M 8;H01M 12;
C10J
Fuel cells
H01M 4/86,88,90,92,94,96,98
C10B 53/00
B63H 19/02,04;E02B
Hydro energy
9;F03B;F03C;F03G 7/05
B60K 16/00;B60L 8/00;B63B
35/00;
Wind energy
B63H 13/00;E04H
12/00;F03D;H02K 7/18
F01K;F24F 5/00;F24J 3/08;H02N
Geothermal 10/00;F25B 30/06;F03G 4/00;F03G
energy
4/02;
F03G 4/04;F03G 4/06;F03G 7/04
Sources http://www.wipo.int/classifications/ipc/en/est/
The iterative search process identified 49,460
renewable energy invention patents. Based on the
address of applicant, the codes for country and region
(in case of Chinese applicant) are added to the
database. In terms of inventors, however, only name
information is available so that it is difficult to
identify the location of each invention taking place. In
terms of ownership, we divided the renewable energy
patents into three types: owned by individuals, owned
by enterprises, owned by universities and research
institutes.
1817
upper limit will depend on the world distribution
used) when a positive specialization is found. Figures
based on RTA indicators must be interpreted with
caution, especially for international comparisons. A
country with a very large total patent output will tend
to have all its RTAs in the neighborhood of 1,
whereas a country with a low output of patents will
have a very high value for the fields in which its
output is slightly higher than the average for the
country.
\
3. Result
3.1 Distribution of Renewable Energy
In total, there were 49,460 invention patents granted
in this period. Of which, 30,724 were granted to
China’s domestic inventors including Chinese
residents and foreign invested enterprises in China,
accounting for 62.12% of the total. While 18,736
were applied by foreign inventors making up 37.88%
of the total. And among foreign inventors, Japanese
rank the top (6411, 13.3%), followed by Americans
(4202, 8.5%). In addition, Germans (1401, 3.03%),
Koreans (1410, 2.85%), Taiwanese (898, 1.82%),
Dutchmen (618, 1.25%) and Frenchmen (542, 1.1%)
were also contributing foreign inventors, and their
shares were all above 1 %.( Fig.1).
2.2. Method
Spatial analysis was conducted using ArcView, a GIS
software package from ESRI.
The RTA index was used to analyze the discrepancy
of renewable energy patents in different provinces in
this article.
The identification of technology domains and
industries in patent data makes it possible to analyze
the relative technological position of a country
relative to others or to the world average. More
specifically, the sectorial structure of countries’
patenting activity can be investigated using patent
indicators of specialization (Soete and Wyatt, 1983).
RTA index is also called ―specialization index‖, and it
is defined as the share of a country i in patents in a
particular field of technology divided by the country’s
share in all patents.
The index is equal to zero when the country holds no
patents in a given sector, is equal to 1 when the
country’s share in the sector is equal to its share in all
fields (no specialization), and grows rapidly (the
Fig.1 The distribution of granted country of
renewable energy invention patents (1985-2014)
Fig. 2 provides a dynamic picture of the granted
invention patents of renewable energy which carried
out by China’s resident throughout the observation
period.
China's invention patent growth rate reached 900% in
1987, because there were few invention patents
granted in 1986. According to the data in Fig. 2, the
annual growth rates have exceeded 50% in 1988,
1989, 1992 1995, 2000, 2003 and 2012, it were above
150% in 2000 and 2003. Exclude the unusual year of
1987, the average growth rate of this specific period
reached 34.8%. Despite the number of invention
patents also had negative growth in some specific
years; the overall development trend of invention
patents was upward steadily. There was a little drop in
the tail of the point range which represent the year
2014. The little drop may partially because that
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 09, No. 04, August, 2016, pp. 1815-1823
1818
YUMIN LIU , ZHENHUA H U AND ZHIGAO LIU
China's economy has entered a period of new normal
and shifted gear from the previous high speed to a
medium-to-high speed growth.
Fig. 2 Number of renewable energy innovation
patents granted to China’s domestic inventors (19852014)
Fig. 3 Percentage of renewable energy patents to all
the patents from 1985-2014
Though the total count of renewable energy patents
increased year after year, renewable energy patents
account for a small proportion of the total common
patents. But the share of renewable energy patents
was increasing gradually (Fig. 3). From 1985 to 1994,
the average percentage of renewable energy patents to
the total common patents was 1.82 percent, while the
average percentage grew to 3.12 percent during the
next decade (1995-2004), and the increasing trend
continued with the average percentage of 3.71 percent
from 2005 to 2014. The rate of renewable energy
patents to common patents show an ascending trend in
general and the average proportion was less than 4
percent, since renewable energy industry is still at
initial stage and not as profitable as information and
energy industries. There is a dilemma that on one
hand the realization of public environmental
objectives need more advanced technologies to
provide systems solutions; on the other hand a few
innovative renewable energy technologies are
available. Therefore, more efforts and focus on
renewable energy technology innovation are needed
to maintain greater energy security in the face of
uncertain markets for fossil fuels and to enable
sustainable development.
3.2 Geographical
Renewable Energy
Descriptive
Analysis
of
The analysis in this section begins with an overview
of the spatial distribution of renewable energy
innovation patents in all prefectural-level and above
cities during the period 1985 to 2014 (Table 2).
Table 2: Distribution of Renewable Energy Patent
Granted to China’s Prefectural-level and above Cities
for Different Periods
1986-2014
Total Percentage
Number of
RE of Total
Standard
PrefecturalMean Median
Patent Patent
Deviation
Level cities
Count Count
30724 100
99.11
11
513.67
310
24582 80.01 819.4 365.5 1532.65
30
18451 60.05 1677.36 1049 2161.02
11
1986-1995
282
100
0.91
0
5.18
310
232 82.27
7.73
4
14.98
30
168 59.57 15.27
7
22.82
11
1996-2005
2472 100
7.97
1
62.18
310
2100 84.95
70
23.5 185.76
30
1738 70.31
158
61
291.47
11
2006-2014
27970 100
90.23
9
448.61
310
22332 79.84 744.4 354 1264.05
30
16641 59.50 1512.82 889 1847.43
11
Similar to most inventive and innovative activity,
renewable energy science is geographically
concentrated. Of 337 prefectural-level and above
cities, 310 have a share in the 30,724 renewable
energy patents granted between 1985 and 2014.
24,582 patents were granted to the top 30 cities,
which accounting for 80.01 percent of the total.
During the same period, 60.05 percent of total
renewable energy patent were granted to 3.3 percent,
or 11, of the 337 prefectural-level and above cities.
And these 11 cities are all sub-provincial cities.
These numbers confirmed a clear pattern of
concentration of renewable energy knowledge
generation in a small number of big cities, which
indicates that big cities were endowed with strong
innovative abilities because they have not only solid
science & technological bases but also excellent
development abilities. Furthermore big cities are the
gathering places for high-level enterprises and highquality human resources.
However, development during this period reveals an
early
increasing
late
diminishing
spatial
concentration. The share of renewable energy patent
granted to the 11 most active patenting cities
increased from 59.57 percent in the first period (19861995) to 70.31 percent in the second period (19962005), showing increasing concentration. But in the
third period (2006-2014), the share decreased to 59.50
percent, which indicated that spatial concentration
diminished. The reason behind this phenomenon
needs further research and investigation.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 09, No. 04, August, 2016, pp. 1815-1823
Pattern of Patent-based Renewable Energy Technology Innovation in China
Fig.4 illustrates the geographic spread of renewable
energy patenting activity across China. The map
shows a clear concentration of nearly half of the 11
cities in eastern China (Beijing, Shanghai, Nanjing,
Hangzhou and Tianjin), in addition to Shenzhen,
Guangzhou in southern China. Three other regions
have cities that are among the most renewable energy
knowledge-producing in China. These regions include
Wuhan in Middle China, Dalian and Harbin in
northern China, and Chengdu in western China. The
reason why eastern and southern regions have strong
motivation to develop renewable energy lies in that
they are relatively lacking of traditional energy.
Meanwhile, these areas have outstanding innovation
competences because they have plenty of colleges and
institutes with strong R&D abilities and high level of
R&D inputs.
Although the total amount of innovation activity
matters, another criterion for identifying the hubs of
innovation is revealed technological advantage (RTA)
index, which was used to analyze the sectoral
structure of China’ renewable energy patenting
activity. Considering the top 20 most productive cities
in renewable energy inventions distinguishes eight
cities whose RTA is greater than 1. The eight cities
are as follows: Beijing, Nanjing, Guangzhou, Wuhan,
Dalian, Harbin, Jinan and Kunming. The RTA
indicates that positive specialization in renewable
energy could be found in these cities.
Fig.4 Geographical distribution of China’s RE’s
patents (1985-2014)
3.3 Distribution of Renewable Energy’s Sub-sector
Table 3 shows the total number of patents granted to
six renewable energy sub-sectors (bio-fuels, solar,
fuel cells, wind, geothermal and hydro). Note that the
total of the renewable energy intention patents is
slightly less than the sum of the invention patents of
six subsectors, because one patent document can
contain one or several IPC codes, so may be classified
into more than one sub-sector simultaneously, as we
mentioned in ?
The distribution of renewable energy’s sub-sector was
also shown by Table 2. Bio-fuels energy is the largest
sub-sector, making up 51.15 percent. Followed by
solar and Fuel cells, which comprising 23.36 percent
and 12.07 percent of the total. While the share of
wind, geothermal and hydro energy is all below 10
1819
percent, which only accounted for 6.18, 4.15 and 3.08
percent respectively.
Table 3: Distribution of Renewable Energy’s Subsector
RE’s sub-sector Number (1985-2014) Percentage
Bio-fuels
16487
51.15
Solar energy
7529
23.36
Fuel cells
3890
12.07
Wind energy
1993
6.18
Geothermal
1337
4.15
energy
Hydro energy
994
3.08
Renewable
30724
Energy
The development trends of six sub-sectors of
renewable energy have been showed by Fig. 5.
It obviously that bio-fuels energy is a sub-sector with
the highest growth rate in the number of intention
patent. Before 1999, bio-fuels had undergone a very
slow development period. Specifically speaking, the
number of invention patent granted to bio-fuels
energy was 1 in the year of 1986 while this figure
accrued to 48 in 1999. During the following decade
(2000-2009) the number of bio-fuels patents granted
has grown more quickly, from 115 to 865, with the
increase of 7.5 times. Both its number and growth rate
has increased sharply between 2010 and 2014.
The other five sub-sectors developed later than biofuels. Solar energy’s development accelerated until
2005, and peaked in 2012 with an annual growth rate
up to 355.58%. And then lightly slows down. The
development of fuel cells become rapidly from 2002,
the number of patents granted soared from 8 in 2002
to 742 in 2014.There is some similarity in the
development of wind, geothermal and hydro energy.
The patents number of these three sub-sectors
increased moderately and then accelerated, but their
growth rates were lower than the former three subsectors. It can be seen that, more and more research
and development organizations pay attention to
renewable energy industry, and the renewable energy
technology is playing an important role in China’s
economic development.
Fig. 5 Patents Granted to RE’s Sub-sectors (19852014)
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 09, No. 04, August, 2016, pp. 1815-1823
1820
YUMIN LIU , ZHENHUA H U AND ZHIGAO LIU
Fig.6 illustrates the geographical distribution of
renewable energy sub-sectors patenting activities.
More than 70 percent of the 337 China prefecturallevel and above cities had some inventive activity in
bio-fuels (280 cities) and solar energy (242 cities)
between 1985 and 2014, which means there are broad
innovation foundations in these two sub-sectors. But
in other four sub-sectors, less than 70 percent of the
337 China prefectural-level and above cities had a
share in the inventive activity, eg. fuel cells(177
cities), wind energy(176 cities), geothermal
energy(145 cities) and hydro energy(145 cities).
These four sub-sectors developed behind bio-fuels
and solar energy. Therefore, more efforts and focuses
are needed to enable the sustainable development.
Wind energy patent(1985-2014)
Bio-fuels paten(1985-2014)
Geothermal energy patent(1985-2014)
Solar energy patent(1985-2014)
Hydro energy patent(1985-2014)
Fig.6 Geographical distribution of renewable energy
sub-sector patent (1985-2014)
Fuel cells patent(1985-2014)
Fig.6 is that all the renewable energy sub-sectors
concentrate geographically, especially in eastern and
southern regions. Drilling down further, inventions in
all the sub-sector occur predominantly in
metropolises: in bio-fuels sub-sector, nearly 60
percent of the patents are attributable to inventors who
lived in 7 sub-provincial cities, including Beijing,
Shanghai, Nanjing, Hangzhou, Wuhan, Guangzhou
and Tianjin; in solar energy sub-sector, 14 cities
produced more than 60 percent of all solar energy
patents granted; in fuel cell sub-sector, 9 cities
dominated the count of fuel cell innovation, making
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 09, No. 04, August, 2016, pp. 1815-1823
Pattern of Patent-based Renewable Energy Technology Innovation in China
up nearly 60 percent of the total; as for wind,
geothermal and hydro energy sub-sector, 60 percent
of the patents attributed to 14,13 and 16 cities
separately.
3.5 Pattern of renewable energy patents by
ownership
To analyze the pattern of renewable energy patents by
ownership, we divided the patents into three types:
enterprise owned patents, individual owned patents
and university and research institute owned patents.
The sum of the invention patents of three kinds of
ownership is 31,649; note that the sum is slightly
more than the total of the renewable energy intention
patents (30,724). Because the co-authorship patents
contain more than one inventor, so may be classified
into more than one kind of ownership simultaneously.
Among the total number of 31,649 renewable energy
patents granted to domestic inventors from 1985 to
2014, university and research institute owned patents
rank first, which accounted for 45.78 percent
(14,064); and enterprise owned patents took up 40.84
percent (12,547); with individual owned patents the
least percentage, only made up 16.40 percent of the
total (5038).
1821
geothermal, wind energy and solar energy. It is worth
noting that in the sub-sectors of fuel cell and bio-fuel,
the share of university and research institute owned
patents surpass the share of the other two kinds of
ownership, accounting for 47.65 and 51.28 percent
respectively. This phenomenon demonstrated that
university and research institute played a very
important role in fuel cell and bio-fuel patenting.
Furthermore, 39.61 percent of hydro energy patents
are attributable to individual inventors, accounting for
the largest share in the three types of ownership. So
we can draw a conclusion that individual inventive
activity is the most dynamic strength to propel hydro
energy patenting. Table 4 displays top 20 productive
REs’ Patents Prefectural-level and above Cities, the
share of university and research institute patents and
the share of enterprises patents over a 30-year period.
According to the type of inventors, some regions are
dominated by universities and research institutes,
whereas others are dominated by enterprises.
The percentage of every kind of renewable energy
patents per five years (enterprise owned patents,
individual owned patents and university and research
institute owned patents) to all the renewable energy
patents was calculated respectively, as shown in Fig.
7.
The percentage of university and research institute
owned patents underwent a first decrease later
increase trajectory; it decreased from 1985 to 2004
and then increased from 2005 to 2014. Enterprise
owned patents’ share nearly doubled during the period
from 1985 to 2004, then decreased during the next
five years (2005-2009), but finally picked up again
between 2010 and 2014. The percentage of individual
owned patents showed the ascending trend and
peaked at the end of 20th century (1995-1999), then
dropped significantly and hit the bottom during 2010
to 2014. It indicated that university and research
institute played an important role in renewable energy
technology development, and more attention has been
paid by enterprises to realize public environmental
objectives, and the linkage between university and
research institutes and enterprises has been
strengthened for technology innovation.
Fig.8 showed that the patterns of domestic application
of renewable energy six sub-sectors patents by
ownership varied notably. The share of enterprise
owned patents was 36.44 percent in geothermal, 40.60
percent in wind energy and 41.96 percent in solar
energy. These three sub-sectors’ share of enterprise
owned patents is the highest in three types of
ownership. It indicates that enterprises innovative
activity is the most importance driving force in
Fig.7 Pattern of domestic application of RE’s patents
by ownership
Fig.8 Distribution of RE’s Sub-sectors patents by
ownership
The percentage of university and research institute
owned patents varies significantly among the largest
renewable energy patenting cities, ranging from 4.91
percent to 76.54 percent. It is evident that some cities’
renewable energy activities are primarily driven by
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 09, No. 04, August, 2016, pp. 1815-1823
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YUMIN LIU , ZHENHUA H U AND ZHIGAO LIU
the research of universities and research institutes.
The importance of universities and research institutes
research can be observed in Nanjing (76.54 percent),
Harbin (76.33 percent), Wuhan (72.65 percent),
Guangzhou (69.25 percent), and Hangzhou (66.70
percent). It indicates that the agglomeration of
universities and research institutes appears to create
necessary prerequisites in renewable energy patents
production in these cities.
Though the total count of renewable energy patents
increased year after year, renewable energy patents
account for a small proportion of the total common
patents. But the share of renewable energy patents
was increasing gradually, which denotes that
innovation of renewable energy technologies has
received heightened attention with the rise of
concerns on environmental problems such as climate
change and global warming.
Table 4: Top 20 productive REs’ Patents Prefecturallevel and above Cities, University and research
institute Share and Enterprises Share
The temporal and spatial distribution of renewable
energy patents shows that eastern provinces had the
majority of renewable energy patents, which denote
that renewable energy science is geographically
concentrated. Drilling further, it is confirmed that a
clear pattern of concentration of renewable energy
knowledge generation in a small number of big cities,
and the degree of spatial concentration underwent a
process of increasing first then diminishing later. The
reason behind this phenomenon needs further research
and investigation. Subsector of renewable energy also
developed quickly and bio-fuels energy is a sub-sector
with the highest growth rate in the number of
intention patent. All the renewable energy subsectors
showed geographical concentration. The pattern of
renewable energy patents by features and ownership
indicates that enterprise plays a very important role in
renewable energy innovation and university also
attributes a lot.
Rank of
Prefectural- Rank of University
Rank of
level and
REs’ and research enterprises
above Cities Patents institute
patents
patents
Beijing
1
15
5
Shanghai
2
10
7
Nanjing
3
1
18
Hangzhou
4
5
16
Shenzhen
5
20
1
Guangzhou
6
4
17
Wuhan
7
3
15
Tianjin
8
9
8
Dalian
9
8
10
Chengdu
10
12
9
Harbin
11
2
20
Jinan
12
14
13
Xi'an
13
6
11
Wuxi
14
16
4
Kunming
15
7
19
Qingdao
16
13
12
Zibo
17
19
3
Suzhou
18
17
2
Chongqing
19
11
14
Ningbo
20
18
6
4. Conclusions and Discussions
Patent data represent an important source of
structured and accurate information about technology,
innovative activity and performance. Analysis of
patent data relative to a specific technology can reveal
important information about the origins of a
technology, how a technology space is developing and
the process of knowledge innovation and diffusion,
which can provide reliable information to support
decision-making in both the public and private sectors
A patent landscape analysis was made over renewable
energy technology to provide an overview of China’s
renewable energy patent activity from a historical,
organizational, geographical and technological point
of view. The objective of this study was building up a
detailed picture of patterns of innovative activity and
innovation dynamics in renewable energy technology
through an analysis based on patent data.
5. Acknowledgements
We wish to acknowledge the helpful funding from
National Natural Science Foundation of China
(41471113, 41530751).
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