KEK Preprint 99-19
May 1999
arXiv:hep-th/9905166v1 24 May 1999
On Topological Terms
in the O(3) Nonlinear Sigma Model
Toyohiro Tsurumaru1
and
Izumi Tsutsui2
Institute of Particle and Nuclear Studies
High Energy Accelerator Research Organization (KEK), Tanashi Branch
Tokyo 188-8501, Japan
Abstract. Topological terms in the O(3) nonlinear sigma model in (1 + 1) and
(2 + 1) dimensions are re-examined based on the description of the SU (2)-valued
field g. We first show that the topological soliton term in (1 + 1) dimensions arises
from the unitary representations of the group characterizing the global structure of
the symmetry inherent in the description, in a manner analogous to the appearance
of the θ-term in Yang-Mills theory in (3 + 1) dimensions. We then present a
detailed argument as to why the conventional Hopf term, which is the topological
counterpart in (2+1) dimensions and has been widely used to realize fractional spin
and statistics, is ill-defined unless the soliton charge vanishes. We show how this
restriction can be lifted by means of a procedure proposed recently, and provide
its physical interpretation as well.
PACS codes: 11.10.Kk; 11.27.+d; 03.65.-w
Keywords: Hopf term; Fractional spin; Solitons; Non-linear sigma model
1
2
E-mail:
E-mail:
tsuru@tanashi.kek.jp
izumi.tsutsui@kek.jp
1. Introduction
The O(3) nonlinear sigma model (NSM) is a model ubiquitous in physics, being used in
fields ranging from condensed matter physics to high energy physics. It describes physical
systems that undergo a spontaneous breakdown of a global symmetry O(3) by means of a
P3
vector field n(x, t) with unit length |n|2 = a=1 (na )2 = 1. The dynamics of the model is
governed by the Lagrangian,
1
L0 (n) = 2 (∂µ n)2 ,
(1.1)
2λ
where λ is a coupling constant and µ runs from 0 to the spacetime dimension d + 1. It is
customary to assume that the field approaches to a constant vector n0 at spatial infinity,
n(x, t) → n0
as
|x| → ∞.
(1.2)
Due to this boundary condition (1.2), at a fixed time t the field n(x, t) can be regarded
as a map from the (effective) space S d to the target S 2 with the fixed value n0 assigned
to the image of spatial infinity. In other words, the configuration space Cd of the model is
given by the set of based maps from S d to S 2 , i.e., Cd = Map0 (S d , S 2 ).
It has been widely known that the O(3) NSM admits topological terms which can be
added to (1.1). The best known topological term is the soliton term in (1 + 1)-dimensions,
Lsoliton =
h̄θ µν
ǫ ǫabc na ∂µ nb ∂ν nc ,
8π
(1.3)
which is formed out of the volume element of the target space S 2 . The presence of h̄, along
with the angle parameter θ, signals the fact that the term is of quantum origin. On the
other hand, in (2 + 1) dimensions one has the Hopf term, which has been used to bestow
fractional spin and statistics upon instanton (skyrmion) excitations [1, 2, 3, 4]. In terms
of the field strength Fµν := −ǫabc na ∂µ nb ∂ν nc and the connection Aλ given as a solution
to Fµν = ∂µ Aν − ∂ν Aµ , the conventional Hopf term used in the literature takes the form
of the Chern-Simons term,
LHopf = −
h̄θ µνλ
ǫ Fµν Aλ ,
32π 2
(1.4)
where again θ is an angle parameter.
The two topological terms mentioned above share the origin in that they arise from
the same topological structure characterized by the fundamental group of the respective
configuration space,
π1 (C1 ) = π2 (S 2 ) = ZZ ,
π1 (C2 ) = π3 (S 2 ) = ZZ ,
2
(1.5)
which are derived from the identities for homotopy groups πk (Map0 (S n , S m )) = πk+n (S m )
valid for non-negative integers k (see, e.g., [5]). However, the two terms are not quite the
same in status because of the difference in the structure of connectedness,
π0 (C1 ) = π1 (S 2 ) = 0 ,
π0 (C2 ) = π2 (S 2 ) = ZZ .
(1.6)
The disconnectedness of the space C2 suggests that there are solitons/antisolitons which
may hamper the topological term (1.4) to be defined firmly. In fact, this has been pointed
out earlier in [5, 6] where it was shown that the Hopf term in the conventional form (1.4)
is well-defined only in the vanishing soliton number sector.
The prime aim of the present paper is to examine closely the Hopf term in the (2 + 1)dimensional NSM, and thereby show that the procedure proposed in [5, 6] to extend the
applicable domain of the term to the whole configuration space is viable mathematically
and also natural from physical point of view. Our argument is based primarily on the adjoint orbit parameterization (AOP) of the model where one uses a group (SU (2)-)valued
field g instead of the vector field n in the original description. The AOP has been introduced in [7, 8] to describe the NSM in the general framework of G/H coset models, but it
turns out to be advantageous over the original description especially in treating topological
quantities, which is a property crucial for implementing the procedure proposed.
We also present here a path-integral derivation of the soliton term (1.3) — which is
well-defined for any configurations in the (1 + 1)-dimensional NSM — by a method similar
to that used to induce the θ-term in Yang-Mills theory in (3 + 1) dimensions [9]. This
will highlight the analogy of the two terms as a quantum mechanically induced topological
term, and at the same time elucidate the usefulness of the AOP for the NSM.
We begin our discussion by reviewing the Hamiltonian formulation of the model in
(d + 1) dimensions using the AOP in section 2. We then show in section 3 that in the
(1 + 1)-dimensional NSM the soliton term arises from the unitary representations of the
fundamental group associated with the gauge symmetry inherent to the AOP. In section
4, the Hopf term in the (2 + 1)-dimensional NSM is examined in detail in the original
description, and then in section 5 it is re-examined in the AOP to present the procedure
of extension and its physical interpretation. Section 6 is devoted to our conclusion and
discussions, including the possibility of the Hopf term being a topological ‘Wess-Zumino
term’ in (1 + 1) dimensions.
2. Hamiltonian formulation in the AOP
The AOP is a description of the NSM identifying the target space of the field n(x, t)
as a nontrivial adjoint orbit of a Lie group G. For our O(3) NSM, we take G = SU (2) and
3
use {Ta = σa /2i; a = 1, 2, 3} for a basis of the Lie algebra su(2). With an SU (2)-valued
field g(x, t) we then consider
g T3 g −1 = na Ta ,
(2.1)
where the l.h.s. forms the adjoint orbit passing through T3 , which is then identified with
the target S 2 of n(x, t) satisfying |n| = 1. Note that the AOP possesses inherent ambiguity
associated with the subgroup U (1) ⊂ SU (2) generated by the element T3 . Indeed, n(x, t)
is unchanged under the transformations
g(x, t) −→ g(x, t) h(x, t),
(2.2)
for any (smooth) function h(x, t) ∈ U (1). On account of this ambiguity, the boundary
condition for g(x, t) which corresponds to (1.2) for n(x, t) becomes
g(x, t) → g0 k(x, t)
as
|x| → ∞,
(2.3)
where g0 ∈ SU (2) is a constant element fulfilling g0 T3 g0−1 = na0 Ta and k(x, t) ∈ U (1)
is an arbitrary function defined at spatial infinity. The boundary condition (2.3) implies
that, at a fixed time, unlike n which can be regarded as a map S d → S 2 , the map g
used in the AOP can only be treated as a map from a d-dimensional disc to the group,
Dd → SU (2), with ∂Dd ≃ S d−1 being identified with spatial infinity. Under the AOP the
original Lagrangian (1.1) becomes3
L0 (g) =
1
Tr (g −1 ∂µ g|r )2 .
2
2λ
(2.4)
The Lagrangian (2.4) has a (trivial) local U (1) symmetry under (2.2) due to the ambiguity
of the AOP mentioned above.
In order to construct the Hamiltonian formulation of the NSM in (d + 1)-dimensional
spacetime, we adopt Dirac’s procedure for constrained systems and introduce a set of
SU (2) variables ξ a (x), a = 1, 2, 3, to parametrize g(x) = g(ξ a (x)). From their conjugate
momenta πa = ∂L(g)/∂ ξ˙a and the matrix N ab Tb := g −1 (∂g/∂ξ a), we define
1
c c
a
−1 a
(2.5)
J = (N ) b πb = λ2 N a ξ̇ , a = 1, 2,
0,
a = 3,
with (N −1 )ab being the inverse of N ab , that is, (N −1 )ab N bc = N ab (N −1 )bc = δ ac . The point
to be noted is that J(x) = J a (x)Ta is independent of the parameterization ξ a and, together
3
Conventions: The trace is normalized as Tr Ta Tb = δ ab , and the symbol |r denotes X|r =
P3
X a Ta for X =
X a Ta . Our antisymmetric tensor ǫµν has the sign ǫ01 = 1, and we use
a=1
a=1
P2
u̇ := ∂u/∂t and u′ := ∂u/∂x (for d = 1).
4
with g(x), parametrizes the phase space of the model, forming the following fundamental
Poisson bracket,
{ J a (x) , J b (y) } = −ǫabc J c (x) δ (d) (x − y),
{ J a (x) , g(y) } = g(x) Ta δ (d) (x − y),
(2.6)
{ g(x) , g(y) } = 0.
The Legendre transform of the Lagrangian (2.4) then leads to the Hamiltonian
R
H0 (g, J) = dd x H0 with
λ2
1
H0 (g, J) =
Tr(J|r )2 + 2 Tr (g −1 ∂i g|r )2 .
2
2λ
(2.7)
Note that our primary constraint (in Dirac’s notation),
φ(g, J) ≈ 0,
where
φ(g, J) := J 3 (x),
(2.8)
generates the infinitesimal right transformation associated with the gauge transformation
(2.2). Since the constraint (2.8) commutes with the Hamiltonian (2.7) under the Poisson
bracket (2.6), no further (secondary) constraints arise.
3. The soliton term
We now specialize to the (1 + 1)-dimensional case and show that the soliton term (1.3)
arises as a result of quantization. To this end, we first observe that for d = 1 the spatial
infinity consists of two points x = ±∞ and we can always eliminate the arbitrary function
k(x, t) in (2.3) by a gauge transformation (2.2). Thus, instead of (2.3) we may consider
the simplified boundary condition, g(x, t) → g0 as |x| → ∞, without loss of generality.
Under this condition, at a fixed time the function h(x, t) in (2.2) becomes a map from the
(effective) space S 1 to the target U (1) ≃ S 1 . Thus, those gauge transformations can be
classified by the winding number,
Z
1
dx Tr T3 (h−1 h′ )
(3.1)
w(h) =
4π S 1
of the map, and a representative map possessing the winding number n ∈ ZZ is given by
hn (x; L) := e4nπxT3 /L , where L is the length of the space S 1 . Gauge transformations with
zero winding number can be generated by infinitesimal transformations and are called
‘small gauge transformations,’ whereas those with non-zero winding number are called
‘large gauge transformations.’ Let us next see the consequences of the invariance of the
theory under these transformations in quantum theory.
5
Upon quantizing the model in Schrödinger picture, state vectors are represented by
wave functionals Φ[g(x)] where the argument g(x) denotes a configuration at a fixed time.
Observables on phase space are now regarded as self-adjoint operators (although we use
the same notation as before) and, in particular, the canonical momenta conjugate to ξ a (x)
are realized by functional derivatives π a (x) = −ih̄δ/δξ a (x). The gauge symmetry of the
theory is ensured by requiring that under gauge transformations (2.2) physical functionals
be invariant
Φphys [g(x)h(x)] = eiF [h(x)] Φphys [g(x)],
(3.2)
up to a phase eiF given by some functional F [h(x)]. For small gauge transformations this
(with eiF = 1) follows from the condition that implements the first class constraint (2.8)
in the quantum theory,
J 3 (x) Φphys [g(x)] = (N −1 )3b
δ
Φphys [g(x)] = 0,
δξ b
(3.3)
which is the analogue of the Gauss’ law in gauge theory.
To find out the phase factor eiF [h] acquired for large gauge transformations, let us
note that any map h(x) having the winding number w(h) = n can be decomposed as
h(x) = hn (x; L)h̃(x) using the representative map hn (x; L) and h̃(x) that has zero winding
number. It then follows from (3.3) that the factor eiF [h] depends only on the winding
number of h(x), and it is given by a unitary representation of the additive group ZZ,
namely, we have
Φphys [g(x)h(x)] = eiθw(h) Φphys [g(x)],
(3.4)
with an arbitrary angle parameter θ ∈ [0, 2π). The energy eigenstates are obtained by
solving the Schrödinger equation, H0 (g, J) Φphys = E Φphys .
For convenience we may wish to use states which are invariant under all gauge transformations. This can be accomplished by introducing
Z
1
dx Tr T3 (g −1 g ′ ),
(3.5)
K(g) =
4π
which transforms under gauge transformations (2.2) as K(gh) = K(g) + w(h). Then the
desired states which are invariant even under large gauge transformations can be obtained
by
Ψ[g(x)] := eiθK Φphys [g(x)].
(3.6)
h̄θ 3ab
Noting that J a eiθK = eiθK (J a + 4π
ǫ Tr Tb (g −1 g ′ )), we see that the invariant states
Ψ[g(x)] obey the Schrödinger equation in the form Hθ (g, J) Ψ = E Ψ, where Hθ (g, J) =
R
dx Hθ is the modified Hamiltonian with
2
h̄θ 3ab
1
λ2
a
−1 ′
J −
+ 2 Tr (g −1 g ′ |r )2 .
ǫ Tr Tb g g
(3.7)
Hθ (g, J) =
2
4π
2λ
6
One can put the above formulation of quantum theory in the path-integral formalism
by means of the standard Faddeev-Popov prescription (see, e.g., [10]), where one introduces
a gauge fixing condition χ(g, J) ≈ 0 corresponding to the constraint φ(g, J) ≈ 0 in (2.8)
and considers the partition function in phase space,
Z
Z
i
2
−1
d x Tr J(g ġ) − Hθ ,
(3.8)
Z = Dg DJ δ(φ)δ(χ) | det{φ, χ}| exp
h̄
Q
Q
with Dg DJ = x,t [Tr (g −1 dg)3 a dJ a ]. Choosing the gauge fixing condition to be Jindependent χ(g, J) = χ(g), and noting that {φ, χ} gives the infinitesimal gauge transformation δχ, one can carry out the J-integrations to get the configuration space pathintegral,
Z
Z
i
h̄θ µν
2
−1
Z = Dg δ(χ) | det δχ| exp
d x L0 (g) −
ǫ ∂µ Tr T3 (g ∂ν g) .
(3.9)
h̄
8π
The first term L0 (g) in the exponent of the path-integral is the Lagrangian (2.4), whereas
the second term is just the soliton term Lsoliton in (1.3) as can be readily confirmed upon
using (2.1). It is also obvious that the path-integral measure Dg δ(χ) | det δχ| must be
the same as the measure Dn for the field n(x, t). Indeed, we can see this explicitly if
we employ the Euler angle decomposition4 g = eαT3 eβT2 eγT3 for which the measure reads
Q
Dg = sin β dα dβ dγ = DγDn, and whereby choose χ(g) = γ which has δχ = const.
We therefore arrive at
Z
Z
1
h̄θ µν
i
2
2
a
b
c
d x
,
(3.10)
(∂µ n) +
ǫ ǫabc n ∂µ n ∂ν n
Z = Dn exp
h̄
2λ2
8π
which shows that the soliton term (1.3) is induced upon quantization in the O(3) NSM in
(1 + 1) dimensions.
4. The Hopf term in n(x, t)
The Hopf term (1.4) has been widely used in the physics literature especially in the
context of fractional spin and statistics in (2 + 1) dimensions. However, unlike the soliton
term in (1 + 1) dimensions, the Hopf term is not well-defined mathematically for generic
configurations, and hence it requires a careful consideration before it is used. To examine
the problem in detail, we first recall the Hopf invariant used in mathematics (see, e.g., [11]).
2
Let f be a map S 3 → S 2 and F be a generator of the de Rham cohomology HDR
(S 2 ) = RI.
4
Since the decomposition is possible only locally in SU(2), for a more rigorous treatment one needs
to introduce a set of patches to cover the SU(2). The obstruction for a naı̈ve global gauge fixing is also
evident in that in terms of g the soliton term is a total divergence while in terms of n it is not.
7
2
Since HDR
(S 3 ) = 0 the pullback f ∗ F of F under the map f (i.e., F regarded as a 2-form on
S 3 ) admits the form f ∗ F = dA with some 1-form A on S 3 . The Hopf invariant associated
to the map f is then given by
1
H(f ) := −
16π 2
Z
A ∧ dA ,
(4.1)
S3
where the normalization is chosen such that H(f ) ∈ ZZ when F is normalized as
R
F ∈ 4πZZ. Note that the topological invariant H(f ) in (4.1) is independent of the
S2
choice of A. In other words, despite that there exists an ambiguity in A (under U (1)
gauge transformations A → A − dΛ) and hence in the integrand in (4.1), the integral is
still uniquely determined. With an appropriately normalized F the Hopf invariant H(f )
becomes an integer characterizing the map f .
Evidently, if our vector field n can be regarded as a map S 3 → S 2 with S 3 our
(effective) spacetime, then by identifying n with the above f and also 21 Fµν dxµ ∧ dxν with
the 2-form f ∗ F , the integral of the Hopf term (1.4) over the spacetime S 3 becomes identical
to (4.1) up to an overall constant and, therefore, it is well-defined. However, the boundary
condition in space (1.2) implies that we shall be considering the NSM in a spacetime of
the form M = S 2 × I where I is a time interval, say, I = [0, T ], or M = S 2 × S 1 if an
additional periodic boundary condition in time is imposed. Thus in general our map is
2
given by n : M → S 2 with these M , for which we have HDR
(M ) 6= 0. Accordingly, there
is no guarantee to find such (globally defined) A satisfying n∗ F = dA to a given map n.
In other words, the naı̈ve integral,
1
I(A; M ) := −
16π 2
Z
A ∧ dA,
(4.2)
M
cannot be used for providing the topological term we want. At this point one may think
that a solution is to regard A as a U (1) connection over the base space M , that is, to find
A given locally on patches which are introduced to trivialize the fibre bundle. That this
does not work can be seen as follows.
Suppose M is covered by two local patches, M1 and M2 , on which we have a 1-form
A1 and A2 , respectively, satisfying n∗ F = dAa for a = 1, 2. One then may consider,
instead of (4.2), the sum of integrals5
I(A1 ; M1 ) + I(A2 ; M2 ) − I(A1 ; M1 ∩ M2 ).
5
(4.3)
One can also use A2 instead of A1 in the last term, and this creates another ambiguity in defining
the topological term.
8
This is, however, not invariant under gauge transformations Aa → Aa − dΛa performed
separately on the patches with Λ1 and Λ2 chosen independently, because its variation,
R
Λ dA1 plus contributions from other two terms, does not vanish for generic Λa . (The
∂M1 1
gauge noninvariance of the conventional Hopf term has been pointed out earlier in [12].)
Actually, this is a problem with the Chern-Simons term in gauge theory (rather than with
the Hopf term in the NSM), where it is assumed that the connection A is globally defined
[13], which is enough if one is interested in the perturbative analysis of the theory. The real
problem with the Hopf term is that in the O(3) NSM this assumption excludes solitons
or anti-solitons unless the total charge vanishes, which are considered to be responsible
for physical phenomena of our interest such as fractional spin. Indeed, for the spacetime
M = S 2 × I (or M = S 2 × S 1 ) the assumption amounts to the requirement that the 2-form
2
n∗ F be a trivial element of HDR
(M ) and, therefore, we find that the soliton charge,
1
Q(n) := −
4π
becomes Q(n) = −(1/4π)
R
S2
Z
n∗ F ,
(4.4)
S2
dA = 0, that is, the map n must belong to the sector where
the soliton charge vanishes.
Conversely, it is possible to show that the restriction to the sector Q(n) = 0 is sufficient
for the topological term to be well-defined in the NSM. For this, we first note that, for
2
a generic spacetime M , the condition HDR
(M ) = 0 is not still enough for ensuring the
integral (4.2) to be well-defined, because the gauge invariance of the integral (4.2) requires
that the 1-form A must in general be gauge-fixed on ∂M if ∂M 6= 0. In quantum theory,
however, such a gauge fixing is not necessary with our space time M = S 2 × I. The
reason for this is that, as is well-known, in quantum theory we can always place periodic
boundary conditions in time,6 and this allows us to put the time period I into S 1 and
thereby remove the boundary of the spacetime. We then notice that if the aforementioned
restriction to the Q(n) = 0 sector is made in the NSM, we can deform any map n(x) at
t = 0 and T continuously to the constant map n(x) = n0 without changing the integral
in (4.2) (since we have ∂(S 2 × S 1 ) = 0). This procedure allows us to regard n as a map
S 3 → S 2 by shrinking the space S 2 to a point at the both ends of time and, consequently,
6
This is easily realized in the path-integral for a particle, where one needs to define a relative phase to a
given pair of paths, rather than to define an absolute phase to each path, in order to provide the transition
amplitude. The relative phase between a pair of two paths obeying the same boundary conditions at t = 0
and T can be regarded as the phase attached to the path given by connecting the two paths (with the
time of one of the paths reversed). This amounts to defining a phase to an arbitrary loop which is a path
possessing the same initial and final points.
9
the integral in (4.2), which is just the Hopf invariant (4.1), can be used as a topological
term in the model.7
5. The Hopf term in g(x, t)
The foregoing argument shows that there are basically three obstacles for the naı̈ve
integral I(A; M ) in (4.2) to be well-defined as the topological term associated with the
Hopf invariant (4.1). These obstacles are related to the conditions that the term be (i)
well-defined as an integral over the spacetime M , (ii) a topological invariant, and (iii) gauge
invariant. As we shall see shortly, in the AOP the situation concerning these conditions
turns out to be quite different, and we shall exploit it in order to define the topological
term to any configurations, fulfilling all the three conditions.
To this end, we first note that the corresponding F becomes then the 2-form on the
target of the map g : D2 × I → SU (2) ≃ S 3 , and it is given by F = −TrT3 (g −1 dg)2 . Since
2
HDR
(D2 × I) = 0 we always have a 1-form A such that the pullback of F under g becomes
g ∗ F = dA — an obvious solution is A = TrT3 (g −1 dg). Thus we now have A local in the
variable g in contrast to the previous A which is nonlocal in n. Accordingly, in the AOP
the integral (4.2) turns into the local expression [7],
Z
1
Tr(g −1 dg)3 ,
(5.1)
I(A; M ) = I(g) :=
2
48π M̄
where now M̄ = D2 ×I, and this shows that condition (i) is fulfilled. In passing we mention
that, on account of the boundary condition (2.3), the AOP version of the soliton charge
(4.4) reads
Z
Z
1
1
∗
Q(g) := −
g F =−
TrT3 (g −1 dg) ,
(5.2)
4π D2
4π ∂D2
which gives the winding number of the map k : ∂D2 ≃ S 1 → U (1) at space infinity.
Let us now observe that, when the spacetime M̄ for g can be regarded as D2 × S 1
as can be done in the path-integral, the integral (5.1) becomes a topological invariant
irrespective of the soliton sector we are in. Indeed, under an arbitrary variation g → g + δg
we obtain
Z
1
I(g + δg) − I(g) =
Trg −1 δg(g −1 dg)2 ,
(5.3)
2
16π ∂ M̄
which vanishes for any g which are assumed to be of the form (2.3) at ∂ M̄ = ∂D2 × S 1 and
hence (g −1 dg)2 |∂ M̄ = (k −1 dk)2 |∂ M̄ = 0. However, the problem is that I(g) is not invariant
7
In the literature [2, 3, 4, 14] the term (4.2) is considered even for sectors with nonzero soliton numbers
under the Coulomb gauge. However, as has been pointed out in [6], the fractional spin evaluated directly
from the term becomes gauge dependent and physically unacceptable.
10
under time-dependent gauge transformations (2.2) possessing nontrivial winding numbers
along S 1 . This can be confirmed directly by observing
Z
1
Tr(k −1 dk) ∧ (dh h−1 ) .
(5.4)
I(gh) − I(g) = −
16π 2 ∂ M̄
To evaluate the r.h.s. of (5.4), let L be the length of the boundary ∂D2 ≃ S 1 and regard the
domain of the integral ∂ M̄ = S 1 × S 1 as the rectangle I 2 = [0, L] × [0, T ] in which periodic
boundary conditions are imposed on the maps k and h. Introducing the coordinates
(x, t) ∈ I 2 , we put
k(x, t) = eξ(x,t)T3 hm (x; L) hl (t; T ) ,
h(x, t) = eη(x,t)T3 hn (t; T ) ,
(5.5)
where ξ(x, t) and η(x, t) are periodic functions in I 2 , hm (x; L), hl (t; T ), hn (t; T ) are the
representative maps defined earlier with m, n, l ∈ ZZ. Note that the integer m in k(x, t)
equals (minus) the soliton number −Q(g), whereas for h(x, t) no such integer appears since
we have Q(h) = 0 on account of the fact that for gauge transformations h must be given
on D2 which is contractible. Substituting (5.5) into (5.4) we find
Z
4mπ
4nπ
1
dx ∧ dt = n Q(g) ,
(5.6)
I(gh) − I(g) = −
16π 2
T
L
I2
that is, condition (iii) is not fulfilled unless Q(g) = 0.
In order to extend the domain of I(g) to nonvanishing soliton number sectors, a
possible procedure proposed in [6] is that one imposes a (partial) gauge fixing condition
on g(x, t) such that at spatial infinity it become time-independent, i.e.,
∂
g(x, t)
∂t
∂D2
=0.
(5.7)
Indeed, this excludes those gauge transformations by h(x, t) having n 6= 0 on ∂D2 , and
hence the r.h.s. of (5.6) vanishes irrespective of the soliton charge Q(g). Thus we see that,
upon imposing (5.7), the integral I(g) defines a topological invariant and, at the same
time, it is gauge invariant for any g. It remains, therefore, to find the meaning of the
topological invariant so defined.
For this, let us consider the configuration,
ḡ(x, t) := g0 g −1 (x, 0) g(x, t) .
(5.8)
Using the additivity of the soliton number, Q(g1 g2 ) = Q(g1 ) + Q(g1 ) for any g1 , g2 obeying
(2.3), we find that Q(ḡ) = 0. Thus we are allowed to regard ḡ as one converted from g
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Time
Anti-soliton
Soliton
Figure 1. The physical picture of the conversion procedure. Given a soliton
configuration, which evolves in time and is shown on the right, the procedure puts
a static anti-soliton on the left in a distance far from the soliton, so that the
entire soliton charge vanishes. The Hopf number will be gained by the dynamical
evolution of the soliton.
to the vanishing soliton number sector, for which the integral I(ḡ) in (5.1) gives the Hopf
invariant without imposing (5.7). On the other hand, it can be readily shown [6] that, once
the condition (5.7) is imposed, the conversion does not change the integral, I(g) = I(ḡ).
It thus follows that the topological invariant defined above for any g with (5.7) is nothing
but the Hopf invariant for the converted configuration ḡ.
Note that conversion to the vanishing soliton number sector is far from unique. However, since the integral (5.1) is a topological invariant, any conversion of the form,
ḡ(x, t) := gA (x) g(x, t) ,
(5.9)
gives the same value for I(ḡ) as long as the static configuration gA has the soliton number
opposite to that of g so that Q(ḡ) = 0 (and we may also require gA |∂D2 = 1 so that ḡ
still obeys (2.3)). This observation allows for the following physical interpretation to the
topological invariant we just assigned to g. Suppose that the original configuration g(x, t)
has soliton number n, and that it is localized in some finite domain in space. Choose
then gA (x) such that it has soliton number (−n) and also localized in some other domain
which do not intersect with the domain of g. Then what the conversion (5.9) is doing is
that it places a static anti-soliton gA somewhere far from the soliton g. Roughly speaking,
the Hopf invariant counts the number of twists made by the configuration during the
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time interval [0, T ], and for ḡ these twists are performed by the soliton part. The static
anti-soliton does not play a role in this, except that it provides a ground in which the
Hopf invariant becomes well-defined by nullifying the soliton charge (see Fig. 1). In fact,
the physical picture originally used by Wilczek and Zee [1] to discuss fractional spin (for
the case n = 1) is the initial soliton/anti-soliton pair creation and annihilation at the
final time, which is the case where the conversion is made according to (5.8) for a soliton
g(x, t) which stays far from the static anti-soliton gA (x) = g −1 (x, 0) except when the
creation and annihilation take place at t = 0 and t = T , respectively. Our procedure
presented here provides a mathematical ground for the picture, in the light of finding a
well-defined topological invariant corresponding to the Hopf invariant. We also point out
that it is possible to carry out the procedure in the original description in terms of n, but
it becomes more involved than the one given here which exploits fully the advantage of the
group properties of the AOP.
6. Conclusion and discussions
In this paper we discussed two types of topological terms in the O(3) NSM, one is the
soliton term in (1 + 1) dimensions and the other is the Hopf term in (1 + 1) dimensions.
In contrast to the soliton term which is well-defined and can be derived from the unitary
representation of the fundamental group of the configuration space C1 , the Hopf term
used in the literature is ill-defined and, against the general expectation, it cannot serve
to produce fractional spin and statistics in its conventional form. We argued that the
conversion procedure, which has been proposed earlier to make the Hopf term well-defined
and is equivalent to a partial gauge fixing in the AOP, is natural both mathematically and
physically.
Once we constructed the Hopf term as a topological invariant associated with the first
homotopy group (1.5), we may ask if it can also be used as a ‘Wess-Zumino term’ in the
(1 + 1)-dimensional NSM. This possibility arises from the fact that the second homotopy
group of the configuration space C1 reads
π2 (C1 ) = π3 (S 2 ) = ZZ,
(6.1)
which suggests that the NSM may admit an associated topological term analogous to the
Wess-Zumino term in the Wess-Zumino-Novikov-Witten model [15] which has the same
second homotopy group. In fact, the usual Wess-Zumino term is given precisely by the
integral (5.1) with M = D3 whose boundary ∂M ≃ S 2 is identified with the (1 + 1)dimensional spacetime. Since in the NSM the second homotopy group is related to the
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Hopf fibration, we may expect that the topological term is again the Hopf term we have
just made well-defined.
To examine this possibility, for definiteness we take our spacetime to be S 2 , which is
always possible since by (1.6) there is no obstacle to deform any configurations to a constant
one. We however observe that taking the extrapolated manifold M = D3 for our WessZumino term (4.2) is not possible, because a loop in C1 given by the spacetime map n(x, t)
cannot always be deformed to a point due to (1.5), unlike in the Wess-Zumino-NovikovWitten model where it can. Instead, we may consider M = S 2 ×I parameterized by (x, t, σ)
with the extrapolation parameter σ ∈ [0, 1] in such a way that the map n(x, t, 1) := n(x, t)
be extended to n(x, t, 0) given by some fixed configuration possessing the same soliton
number as n(x, t). This does not render the integral (4.2) well-defined either, since the
integral changes under gauge transformations for A yielding a gauge dependent integral
over the spacetime S 2 . The situation is unaltered even if we take any three-dimensional
manifold for M as long as it contains S 2 in the boundary ∂M , which is a quality requisite
to a Wess-Zumino term in (1 + 1) dimensions. We also note that, despite the similarity
of the present problem with that of defining the Hopf term in (2 + 1) dimensions, the
procedure we adopted in the AOP cannot be employed here, because one cannot use the
periodic boundary condition in the direction of the extrapolating parameter σ, as done in
the previous case where the role of σ is played by the time t.
Finally, we mention that the construction of gauge invariant topological terms as a
Wess-Zumino term has also been discussed elsewhere [16] in the context of coset models,
where the list of cohomology generators of a symmetric space G/H is exhausted. However,
this amounts to finding a local gauge invariant integrand such as F ∧ F or F ∧ ∗F , rather
than directly seeking for a gauge invariant integral as we did above without assuming the
locality and gauge invariance of its integrand. The conclusion of the non-existence of such
a term, however, remains the same.
14
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