Consciousness and the
Great Philosophers
What would they have said about our
mind-body problem?
Edited by Stephen Leach and James Tartaglia
I~~~o~!~;n~~~up
LONDON AND NEW YORK
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Ubrary of Congress Cataloging in Publication Data
Names: Leach, Stephen D., editor.
Title: Consciousness and the great philosophers: what would they have said
about our mind-body problemll[edited by] Stephen Leach and James Tartaglia.
Description: I [edition]. I New York: Routledge, 20 16.1 Includes bibliographical
references and index.
Identifiers: LCCN 2016011598 I ISBN 97811 38934412 (hardback: alk. paper) I
ISBN 9781138934429 (pbk.: alk. paper) I ISBN 9781315678023 (e-book)
Subjects: LCSH: Consciousness. I Philosophers. I Mind and body.
Classification: LCC BI05.C477 C6485 2016 I DDC I28/.2-dc23LC record
available at https:lllccn.loc.gov/20 160 I 1598
ISBN 13:978-1-138-93441-2
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Contents
Notes on contributors
Preface
viii
xi
Plato
David Skrbina
2 Aristotle
Lenn E. Goodman
3 Plotinus
"
19
Suzanne Stern-Gillet
4 Vasubandhu/Xuanzang
28
Dan Lusthaus
5 DharmakTrti
37
Mark Siderits
6 Avicenna
45
Nader EI-Bizri
7 Aquinas
54
Edward Feser
63
8 Descartes
John Cottingham
9 Locke
Matthew Stuart
73
Contents
VI
10
Spinoza
82
Genevieve Lloyd
II Leibniz
89
Tim Crane
12
Berkeley
96
Tom Stoneham
13
Hume
106
PJ.E.Kail
14
Kant
115
Tobias Schlicht
15
Hegel
125
Richard Dien Winfteld
16
Schelling
133
Sebastian Gardner
17 Schopenhauer
Robert J. Wicks
142
18
152
James
Owen Flanagan and Heather Wallace
19 Nietzsche
162
RexWelshon
20
Frege
172
Darragh Byrne
21
Husserl
177
John J. Drummond
22
Russell
185
Philip Goff
23
Collingwood
Stephen Leach
192
Contents
24 Wittgenstein
vii
199
Oskari Kuusela
25 Heidegger
209
Denis McManus
26 Ryle
217
Julia Tanney
27 Sartre
228
Joseph S. Catalano
28 Merleau-Ponty
235
Shaun Gallagher
29 Quine
244
Alex Orenstein
30 Anscombe
253
Rachael Wiseman
3\ Derrida
261
Simon Glendinning
32 Rorty
272
James Tartaglia
Postscript: the golden key
Bibliography
Index
280
283
300
4
Vasubandhu/Xuanzang and the
problem of consciousness
Dan Lusthaus
Vasubandhu (India, c. fourth century CE) and Xuanzang (China, 600-64)
are two prominent figures of the Yogacara (pronounced yoga-char~)
school of Buddhism. Vasubandhu, a prolific author, made major contnbutions to epistemology, logic, hermeneutics, theories of language,
theories of perception, and psychology in India. Xuanzang did likewise in China, by translating works by Vasubandhu and others, imbuing his translations with Indian developments that had accrued sin~e
Vasubandhu's time. The single philosophical work he produced that IS
not strictly a translation, but a pastiche of'Yogacara texts and commentaries,
is the Cheng weishilun, which is built around one ofVasubandhu's foundational texts, The Thirty T7erses(Trilftsikii).! His translations also reveal
philosophical nuances by the way he renders terms, a project so innovative that his translations came to be known as the New Translation style.
Consciousness was a main focus of Yogacara, evident by one of its
signature doctrines, vijiiapti-mdtra, frequently translated as "consciousness only." The root jiid (cognate to gnosis, know) means "knowing,
cognizing." Grammatically, vijiiapti is a causative, meaning "to make
known'; miitra signals reductiveness, "nothing but," and often has a
negative implication. Properly understood, vijiiapti-mdtra means that,
while unenlightened, what we take to be reality is "nothing but what is
made known to us by our cognitions." This is similar to epistemological
idealism which holds that everything we know or think about occurs to
us in and through cognition, including our ideas about what might lie
outside our cognitive sphere. Yogaciira also claims that in unenlightened
experience we only know what we encounter through our senses and
cognitive activities. Even the idea that external objects exist is an idea
since awareness of the objects themselves only occurs in cognition, and
the same is true of any theories concerning such objects and their status.
The key difference between Yogacara and Western epistemological
idealists is that the latter consider access to the non-cognitive realm
difficult or impossible, while Yogacara considers immediate access to
reality a basic aspect of enlightenment, in which the obstructions to
Vasubandhu/)(uanzang 29
what is knowable ijiieya-dvaranay are eliminated, and one's discursive
consciousness
(vijiiiina) becomes direct and immediate cognition
(jiiiina). Vijiiapti-mdtra is not a declaration of metaphysical idealism, in
which only mind is real, but rather a caution about a cognitive veil, a
consciousness that projects and superimposes false notions and presuppositions on to reality, by which we mistake our interpretations for
reality itself. Unenlightened cognitions are cognitive constructions. The
Yogacara project is to overcome erroneous cognition and lift the veil.
With enlightenment, the projections cease and one's mind becomes the
great mirror cognition (mahddarsa-jiidnai that reflects everything just
as it is (yathiibhiita).
Eight consciousnesses
Prior to Yogacara, Buddhists recognized six types of consciousness, one
for each of the five senses and one for the mental faculty. When a sense
faculty comes into sensory contact with its respective sensory sphere, a
corresponding consciousness arises. For instance, when the eye comes
into contact with colors and shapes in the visual sphere, visual consciousness occurs. The mind is considered a sense faculty; its cognitive
field consists of mental objects as well as the cognitions of the other five
consciousnesses; mental faculty plus mental object produces mental
consciousness imanovijiidna).
That model, while simple and elegant, proved insuffic~ent to tackle a
host of issues that arose in the course of many centunes of debates.
Consequently Yogacara expanded the mental realm by adding two additional consciousnesses: manas, which was responsible for collecting
experiences into a sense of self and identity, so that sensations and ideas
become my sensations and ideas; and the eighth consciousness, best
known by one of its monikers, iilaya-vijiiiina, literally meaning "adhering consciousness" (since it adheres to bodies) but understood as a
storehouse consciousness that collects experiences and projects their
consequences back out when instigated. The iilayavijiidna is the repository and executor of karmic conditioning. In this latter capacity, the
eighth consciousness is called vipdka-vijhdna, "maturation consciousness," since it carries and brings to fruition the consequences of one's
prior actions. Unlike the sensory consciousnesses, which operate sporadically, sometimes in tandem, sometimes alone-for
instance, the
se~ses don't operate when one is unconscious, in deep sleep, etc.; the
blind can hear but not see-the dlayavijhdna is always functioning, even
when we are otherwise oblivious. It is the dlayavijiuina that retains the
karmic habits and transmits them from life to life in the cycle of rebirth.
30
Dan Lusthaus
Since the dlayavijhdna was a novel Yogacara invention, other Buddhists
questioned it. To the objection that it sounded like a permanent self,
Yogacara replied that it is constantly changing each moment with every
new experience and, like a stream, is in perpetual flux. To the accusation
that it sounded like solipsism, Yogacara explained that each sentient being
has its own dlayavijiuina, which consists ofthe accumulated conditioning
of that being's actions, and that beings interact and influence each other,
so there are teachers and students, ways to enhance or to harm each other.
Vasubandhu, in his Twenty verses (Vif!lsikal,2 points out that, based on
past experiences, different types of being tend to congregate together,
reinforcing the prejudicial ways they view reality. Alluding to Buddhist
cosmological realms, he points out that hell beings see a river of flame,
while hungry ghosts see streams of pus, blood, and other odious fluids,
humans see a river of water, and the gods see rivers of ambrosia (amrta).
Each type of being thinks its view is the right one, while what the others
see is a distortion. Each type of being is born, temporarily, into one of
those realms based on past actions and experience (karma), and so how
they perceive reality is shaped by those past experiences. An updated
version ofVasubandhu's example might be that if a human sees fresh
feces at the side of road, she would probably find it disgusting, while
flies would see lunch. Neither is right or wrong; both are simply the
products of their conditioning, which, if one is a Buddhist who believes
in rebirth, means that even the type of body and perceptual apparatus
through which one engages the world has been shaped by prior experiences. It is not only the theoretical notion of what it means to perceive
that distinguishes those reactions, but the entire manner by which, based
on how one perceives, one engages with the world. That manner, according to Buddhists, is conditioned by one's actions. This sort of collective
karma is why racists congregate with and reinforce each other's biases,
literally seeing the world the way they do, and why people of various
cultures, religions, political persuasions, etc., engender collective
visions. Some habits are harder to change or break than others, but karmic conditioning is always modifiable. Buddhist praxis provides a
wealth of tools to affect such modifications.
Karma is defined by Buddhists as any intentional action of body, language, or thought. Intention means that cognitive dispositions are at
play. An action devoid of intention is not karmic (though unconscious
motivation is still considered an intention). Bodily gestures, verbal
expression, and thoughts all involve cognitive intention. And these are
not sui generis but products of prior experiences. The dlayavijiidna
stores these experiences as predilections and predispositions, latent
potentials awaiting a trigger to infuse a new experience with the filters
of the past.
Vasubandhu/)(uanzang 31
There are the intentions one brings to an experience, which Vasubandhu calls one's own seeds. There are the intentions that others convey to us through interaction, which he calls "others' seeds." Some
interpreters, thinking Vasubandhu only allows for an ontology of seeds,
and nothing else, argued that realms such as the hells and even our
world only exist through the projections of the beings inhabiting them,
so that when no one is there to project them, such places do not exist.
Xuanzang explicitly rejects that idea, pointing out that the hells-there
are many types of hell in Buddhist cosmology, and one's time spent
there is always temporary, though it can be of long duration; it is not a
final destination-exist
whether anyone is there or not.
Vasubandhu offers an interesting argument about the link between the
hells and the human realm. The hells are typically depicted as a place
where hell guardians herd and torture those unfortunates whose past karma
has caused them to be reborn there. However, Vasubandhu points out, the
hell guardians themselves relish and enjoy their sadistic roles. They are not
suffering for misdeeds. That is illogical. Therefore, hell guardians cannot
be real. Rather, they are collective projections of the hell denizens who
effectively are torturing themselves with their own sadistic projections.
Some miseries in our realm are likewise self-projected.
The seventh consciousness, manas, watches the dlayavijiidna operating and mistakes it for a self These feelings are "my feelings," this sensation is "my sensation," this idea is "my idea." The sixth consciousness,
manovijiidna, appropriates the five sensory cognitions and conveys that
to the dlayavijiidna, which then stores it.
The dlayavijiuina itself is karmically neutral, devoid of intention, in
order to accurately store and dispense conditioned predilections without prejudice or bias. Those predilections themselves can be morally
stainless or contaminated, karmically advantageous or disadvantageous,
but the dlayavijiidna remains neutral throughout.
According to Vasubandhu's Trimsikd, the dlayavijiidna is destroyed
when one becomes enlightened. Xuanzang's Cheng weishilun clarifies
that the aspects of the eighth consciousness associated with adhering
and attachment are eliminated, but the other basic function ofthe eighth
consciousness itself continues, namely serving as a basis for cognition,
albeit as the great mirror cognition rather than a storehouse of conditioning and attachment.
General features of consciousness
Yogacara, along with other Buddhists, settled on several basic features
that apply to any instance of consciousness, even while they often disputed many of the details and implications of those features.
32
Dan Lusthaus
According to many Buddhists, consciousness is invariably accompanied by life-force tjivitendriyay and heat. This means that there is no
disembodied consciousness that is not somehow attached to some kind
of body in some manner. Put another way, a body has to maintain at
least minimal vital signs in order to support consciousness. Various
liminal cases, such as forms of meditation in which the body exhibits
minimal life signs, or detailed accounts of how consciousness leaves the
body on dying,' received intense attention and discussion. What sort of
bodies and senses beings reborn in formless realms might possess also
exercised scholastic speculators, including Xuanzang. That such beings
had to have some sort of body, even if in some way immaterial, was
unquestioned. How various theories sought to solve these conundrums
sometimes reads like the Buddhist version of arguments about how
many angels fit on the head of a pin.
Of more philosophical interest, Buddhists also held that every instance
of consciousness must have an dlambana and an dkdra. At the simplest
level, this parallels HusserI's dictum that all consciousness is consciousness of, i.e. that consciousness always has an object, something of which
it is cognizant. Vasubandhu says that the dlayavijiuina is always functioning. But how can it be apprehending an object, an dlambana, when one is
unconscious and oblivious? Sthiramati, a sixth-century Indian commentator on Vasubandhu, explains that its dlambanas and iikiiras are indistinct, subliminal. Exactly how these two terms are to be understood was
a matter of debate between Buddhists. Cheng weishilun defines an
iilambana-echoing
an idea that another important Indian Yogacara
epistemologist and logician, Dignaga (fifth and sixth centuries), presented
in his Investigation of the Alambana (Alambana-parfh;ii)4-as
a condition
which is causative (JilTfff;) and cognitive (JilT ;,t). It is that part of a cognitive object (vi~aya) which causes a cognition and which is experienced
cognitively. It is important to keep in mind that the Yogacara school, often
accused by opponents (and some secondary literature) of being a form of
metaphysical idealism, retains this definition of dlambana. An iikiira
could mean an "aspect" or "modality," but Xuanzang translates it in this
context as "defining activity" O-Y1§). This reflects an anti-metaphysical
critique against Buddhists committed to forms of metaphysical substantialism. A basic form of Buddhist analysis is to determine what a thing
basically is, i.e. its svabhdva (basic nature), and what it does, what its
activities are (karitra). This is analogous to distinguishing nouns and
verbs. For Buddhists like Vasubandhu and Xuanzang, such analysis is
fine as long as one avoids the pitfall of substantializing the nouns.
One way that Xuanzang signals this in the Cheng weishilun is by
how he defines the eight consciousnesses. For instance, for manas, the
Cheng weishilun asks: what is its basic nature and what is its activity?
Vasubandhu/)(uanzang 33
Answer: its nature is mentation and its activity is to mentate. Comparable
moves are made with the other consciousnesses and with other items.
The ensuing discussion indicates that this is not intended as a descent
into tautology but rather to illustrate that what something "is" is nothing
more than what it does. The verb, the activity, the discharge of causal
efficacy, is the criterion that makes something real, not some nominalized
abstraction of that activity.
This is a consequence of the strong emphasis in Buddhist philosophy
on causality. The proper way to understand something is to understand
its causes and conditions. Causal conditions are sequences and chains
of causal events. Sorting out the various types of causal chain and their
interactions occupies a sizeable portion of Yogacara texts, including
Cheng weishilun. Their analysis is detailed and elaborate, and we can
only touch on some basic features here.
Perception
In early medieval Buddhism, including for Vasubandhu, there were
three types of legitimate sources of knowledge: perception, logical
inference, and authoritative scripture. In debates between opposing
Buddhists, this was alluded to as relying on scriptures (agama) and
reasoning (yukti). Dignaga, seeking to include non-Buddhists in the
debates, recognized that the authority scriptures held for one group did
not confer comparably authoritative status on other g.roups, and
proposed that only perception and inference be permitted as legitimate
sources of knowledge. This allowed for ecumenical debates, and a new
era ofIndian philosophy was enabled, one in which Indians could seriously debate with each other instead of talking past each other. It also
forced Buddhists and others to scrutinize perception more carefully.
While Dignaga, for instance, defines valid perception as excluding
things like hallucinations, mistaken identifications, etc., he offers no
theory of perceptual error, much less any criteria for determining within
a perception whether it is or isn't valid. Subsequent Buddhists had to
take up that task. This dovetailed with the basic notion, found in most
forms of Buddhism, that ordinary perception is fundamentally flawed, if
for no other reason than that it tends to impute substantialism and selfhood into things and beings. Buddhism encourages insight into no-self,
meaning the absence of persistent, invariant, unchanging self-same
essence or identity in anything. This is expressed in Mahayana and
Yogacara texts as emptiness qua selflessness of persons and selflessness
of things. Reality, instead, consists of perpetually fluctuating causal
sequences. Eliminating the factors that produce erroneous cognitions
becomes a fundamental Yogacara imperative.
?~
34
Dan Lusthaus
Vasubandhu's elder half-brother, Asanga, who introduced him to
Yogacara, distinguished between "perceiving" idarsana, lit. seeing) and
"images" (nimitta). The word he used for images can also mean signs,
indicators-they point to something other than themselves; they are
referents. Another word for a mental object or object of cognition is
artha, which means "that towards which an intentionality intends",
artha also means a target, goal, wealth, meaning, etc. Perception is casting a vision toward a referent, an act of desire and appropriation. So
perception is also called "grasped and grasper" (griihya-griihaka). Perception is not a neutral act of receiving data but an active appropriation
of a cognitive field, a search for exploitable, possessable resources, a
way of hiding the anxiety of a palpable lack of self while filling the
lacuna where one wishes there to be a self. Fill it with stuff, with ideas,
with identities, with belongings. These things belong to me, and I
belong to that or those. Perception is active, ongoing appropriation.
Asanga and Vasubandhu also describe this as abhiaa-parikalpa.
which means to imagine something in a locus in which it is absent. The
classic example is mistaking a rope for a snake. One imputes a snake in
a locus in which it does not exist. What is important for Buddhists about
the rope-snake analogy is not simply the mistaken identity but that
one's entire emotional and behavioral response is triggered and goes
into overdrive. Walking on a dark path, one sees what one thinks is a
snake. Fear! Panic! One climbs a tree and spends the night there afraid,
trembling, distraught ... the snake never leaves. Then, with daylight, it
turns out the snake was really a rope. What a wasted night, caused by
one's own delusion.
The rope is real. But it too lacks an abiding selfhood; it is constructed
of strands of hemp which were woven together, after being harvested,
with people and a myriad additional conditions all responsible for it
being present at that time and place, including the conditions for the
perception or misperception (light or lack thereof), mental dispositions
(fear of snakes, sense of the neighborhood, etc.)-all the conditions
which have led this individual to be here now, primed to misperceive,
and so on.
Reality, in other words, are the causal conditions constantly at play,
altering what is the case each and every moment. And the plural "are"
in the previous sentence was intentional.
Yogacara employs a model of three self-natures and three nonself-natures to flesh this out further. The first, the problematic aspect, is
called parikalpita, lit. imagining all around (:iJ!!i~m¥jvt1). These are
the erroneous projections of selfhood, etc. with which we infuse our
cognitions and ideas of everything. These are the cognitive constructions we take to be reality apart from ourselves, while it is actually our
Vasubandhu/)(uanzang 35
own narcissistic projection. That is what vijiiapti-mdtra means. The
second is called paratantra, dependent on others (1&1mm~H1),meaning
cognitions arising dependent on conditions other than themselves.
The third is called parinispanna, fully consummated (lipJG.'~1).The
imaginary nature is, by nature, unreal and thus lacks a self-nature.
Dependent on others, by definition it is devoid of self, since its existence is caused by things other than itself. The consummated nature is
defined by Vasubandhu as the absence of the imagined in the dependent. Xuanzang further explains this by distinguishing a contaminated
dependent nature and a purified dependent nature. By this he means that
of the three only the second reflects actual reality, namely the profusion
of causes and conditions. When one's cognition misconstrues this, it is
contaminated by imaginary imputations and presuppositions. Consummation means to purify and cleanse cognition of those imputations so
that the dependent nature of everything is seen as it is.
That an object can look the same from moment to moment gives the
illusion that a self-same object is perduring across time. But in fact the
conditions of existence-the
factors generating that appearance each
moment-as
well as the conditions by which those appearances are
viewed-the
amount of light, the degree of alertness of the perceiver,
etc.-are in flux. What seems to be similarity misleads cognition to presume an invariant continuity, a permanent self and identity. We project
that on to things in an attempt to garner the same permanence for ourselves. The illusion of permanence allows one to mistakenly believe
that there are eternal and invariant things in the world, whereas, according to Buddhism, all conditioned things rise and cease and thus are
impermanent. Nothing in human experience-except
in our imaginations-is
ever observed to be otherwise. Thus the most fundamental
place to focus one's practice is on one's own consciousness, one's own
way of cognizing and putting a world together. Recognizing that each
moment of cognition is momentary opens the door to understanding that
all things are momentary but are cognitively constructed to appear as
if permanent and unchanging, although even our memories change.
Cognitions arise and cease every moment. Consciousness, according to
Vasubandhu and Xuanzang, is constantly changing, undergoingpariljama,
a word that Vasubandhu defines as "becoming otherwise" (anyathatva).
All eight consciousnesses are perpetually becoming otherwise.
Asanga, in the chapter on the "Ideas of Reality" (Tattvartha) in his
Bodhisattvabhiimi,5 begins by pointing out four types of approach. The
first is the ordinary world view of naive realism (loka-prasiddha). Next
are the philosophers and logical speculators (yukti-prasiddha). Next are
those who "cognize the world having purified their emotional obstructions" (klesa-avara/Ja-visuddhi-jfiana-gocara),
by which Asanga means
36
Dan Lusthaus
Hinayana Buddhists. Finally, there are those who "cognize the world
having purified their cognitive obstructions" (jiieya-iivarm:za-visuddhijiiiina-gocara), by which he means Mahayana Buddhists. Eliminating
the cognitive obstructions means to see things as they are, devoid of
linguistic-conceptual superimpositions. That is enlightened cognition.
One naturally asks, what does the world look like when correctly
seen, when the distortive obstructions are removed? Aside from saying
it is the full sensorium idharma-dhdtus purified of erroneous cognition,
Yogacara desists from more explicit descriptions for a very obvious
reason. A description will excite the imagination to construct an image,
which will necessarily be another imaginative construction, a delusional
fiction over which to argue. Any description would encourage conceptual reductionism. Some imaginings might be more accurate than others, but they remain imaginary either way, just as when someone
describes a place one has never been, and one conjures an image based
on the description.
The consciousnesses undergo a radical overturning (pravrttiy. As
mentioned, the eighth consciousness changes from an attached, hoarding,
karmic-spewing cognitive projector to a mirror cognition that reflects
whatever is before it accurately, fully, and without prejudice or attachment. Manas, the egoistic consciousness, becomes the equalizer cognition (samatii-jiiiina), seeing all things as equa1. The sixth consciousness
becomes cognition of particulars (pratyavek:}alJii-jiiiina), since conceptualization deals only with classes and sets and can only think about
particulars reduced to universal sets of specifics, while this enlightened
cognition sees particulars in all their particularity devoid of conceptual
overlay. Finally, the five sensory consciousnesses become cognitions that
accomplish whatever they undertake ikrtydnust hiina-jiiiina). 6
Notes
Trirpsikii has been translated numerous times-for
example, by Kochumuttom (Vasubandhu fourth
century a) and Lusthaus (Vasubandhu fourth century b). Translations of Cheng weishilun (JjJZIl1E~~,
tr. by Xuanzang 659c; see Talsho # 1585, v.3l, in Takakusu et al., eds., 1924) include de La Vallee
Poussin (Xuanzang 659a (French)),Tat (Xuanzang 659b) , and Cook (Xuanzang 659c); d.Vasubandhu
fourth century b.
2
3
4
5
6
Translations ofthe Twenty Verses include Kochumuttom (Vasubandhu fourth century c) and Cook
(Vasubandhu fourth century d).
For a translation of the section on dying in the Yogiiciirabhumi, see Lusthaus (forthcoming). For an
overview of some Tibetan views, d. Lati and Hopkins (1985).
Several translations of Investigation of the Atambana are available-for example,Tola and Dragonetti
(Dignaga fifth and sixth centuries a). A major, multivolume study of the Chinese translations and
commentaries on this text is forthcoming from Brill.
Willis has translated the Tattvartha chapter into English (Asanga fourth century).
For further reading, see Lusthaus (1999).