10
SOUTH AFRIC A
Dr Collette Schulz-Herzenberg
Introducion
The ordinariness of South Africa’s past few elections, and the general decline in political
violence since 1994, signiies a shift away from conlict-based to ballot-based politics and
a general maturing of electoral politics. This achievement is due partly to the sterling
work of South Africa’s Independent Electoral Commission (IEC). Set up in 1993 as an
interim body to preside over the historic 1994 elections, the IEC has since become a
permanent institutional pillar of the new democratic state, overseeing the administration
and management of ive credible national and provincial elections and three municipal
elections. The IEC is widely regarded as an eicient and independent body, and remains
one of the most trusted national institutions. It also provides a role model for similar bodies
in post-conlict societies and is often invited to share its expertise with other electoral
management bodies (EMBs) and to assist with election processes.
Building a functioning election commission entails a number of institutional,
organisational and technical details. There are, however, several key aspects which are
critical. An electoral commission should preferably be a permanent body; it should not be
part of government, nor should appointments of its senior members be the sole prerogative
of government; the body should also have suicient funding, staf and technology.1 The
South African electoral commission surpasses all these criteria. More than that, however,
electoral integrity depends on the character of governance leading up to an election, the
quality of the process on the day, and mediated eforts to manage conlicts over contested
outcomes. Electoral integrity also presupposes a degree of political competition and a level
playing ield during the campaign period so that political parties can freely contest an
election. While the IEC has been widely credited with the implementation of free and fair
elections, the institution is central to several major debates to level the electoral playing
ield, including party funding, electoral reform and the misuse of state resources during
election campaigns.
1 Kuhne W (2010) The Role of Elecions in Emerging Democracies and Post-Conlict Countries: Key Issues,
Lessons Learned and Dilemmas. Berlin: Friedrich Ebert Situng. Available at htp://library.fes.de/pdf-iles/
iez/07416.pdf [accessed 30 June 2016].
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ELECTION MANAGEMENT BODIES IN SOUTHERN AFRICA
This chapter probes the afore-mentioned issues. It starts with the political imperatives
that gave way to South Africa’s particular electoral regime and institutions. Thereafter,
the chapter provides a review of the existing legal framework. The third section examines
diferent aspects of institutional design and performance and concludes with insights and
recommendations that can assist the IEC and other key actors to institute changes to
improve electoral integrity and public conidence in election outcomes.
Historical, socioeconomic and poliical context
South Africa is a divided and pluralistic society. Its social and political divisions are
attributed to the legacy of colonialism and later, apartheid, which was institutionalised
in 1948 under the National Party (NP). While colonialism reinforced ethnic identity, the
apartheid system continued its legacy by building on racial divisions.2 Today, the diversity of
the society is captured in the constitution which recognises 11 oicial languages. Moreover,
prominent social cleavages, such as class and race, reinforce each other, producing a
highly polarised citizenry. It was against this backdrop that the move towards democracy
commenced in the early 1990s.3 Negotiations paved the way for the historic 1994 elections
and the establishment of a democratic constitutional state. The democratisation process
opted for a highly representative electoral system to ensure free and fair elections. South
Africa’s interim constitution required that the electoral system must be based on a system
of proportional representation (PR) at the national and provincial-levels.4
The PR voting system is well-suited to South African politics due to its inherent qualities
of representivity and inclusivity, fairness and simplicity.5 The low threshold (0.25%)
produces near perfect proportionality and ensures a highly representative outcome that
can appease minority interests in the context of majority rule. The closed-list PR system
obliges voters to elect parties by voting for the entire list shown by each political party,
and not individual candidates. Parties are allocated a proportion of seats in the National
Assembly and provincial legislatures according to the percentage of votes won during the
elections. The simplicity of the closed-list system maximises voter participation, ensuring
the highest level of inclusiveness.6 These features have bestowed a degree of credibility and
legitimacy on the new democratic government since 1994.
The choice of PR has allowed for the emergence of multiparty politics within the context of
2 Mamdani M (1996) Ciizen and Subject: Contemporary Africa and the Legacy of Late Colonialism. New
Jersey: Princeton University Press. pp. 109-137.
3 Lodge T (2002) South Africa. In: T Lodge, D Kadima & D Poie (eds) Compendium of Elecions in Southern
Africa. Johannesburg: Electoral Insitute of Southern Africa (EISA). p. 72.
4 Consituion of the Republic of South Africa, 108/1996. Secion 46 (1)(d).
5 Lijphart A (1994) Electoral Systems and Party Systems. New York: Oxford University Press.
6 Faure M (1996) The electoral system. In: M Faure and J-E Lane (eds) South Africa: Designing New Poliical
Insituions. London: Sage. p. 97; De Ville J & Steytler N (eds) (1996) Voing in 1999: Choosing an Electoral
System. Human Rights and Consituional Law Series of the Community Law Centre, University of the
Western Cape. Durban: Buterworths. p. 67.
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SOUTH AFRICA
a dominant party system by producing a strong majority government with an abundance
of minority party representation.
A highly representative system was critical to alleviating further conlict. The African
National Congress (ANC), the majority party in South Africa, had maintained a principled
objective of the inclusion and representation of all racial and other political groups.7 The
PR system was also a pragmatic choice made by political actors whose electoral fortunes
remained uncertain following an inaugural democratic election which was likely to result
in dramatic political changes.
Consituional and legal framework
The inception of the inaugural IEC in December 1993 was preceded by the passing of the
Interim Constitution of the Republic of South Africa, 20/1993; the Electoral Act, 202/1993;
and the Independent Electoral Commission Act, 150/1993. These provided a regulatory
framework for setting up the IEC as well as running the subsequent independence elections.8
During the Convention for a Democratic South Africa (CODESA) negotiations, there was
initial disagreement about the role of an electoral commission, with the apartheid-era
National Party calling for the election to be run by the Department of Home Afairs, while
the ANC and others called for an impartial, independent body. Ultimately, parties decided
upon a well-established international model for the commission: one that was independent
from government, that would oversee the electoral process and administer, adjudicate and
monitor elections.9 It was hoped that this model would infuse impartiality and credibility
in the inal results, vital ingredients for a society with low levels of trust.10
The subsequent permanent constitution, adopted in 1996, reairmed the primacy of
electoral democracy. The founding provisions state that South Africa is founded on a set
of basic values, including ‘universal adult sufrage, a national common voter’s roll, regular
elections and a multiparty system of democratic government, to ensure accountability,
responsiveness and openness’.11 Section 19 in the Bill of Rights states that every citizen is
free to make political choices, including the right to form a political party, to participate in
the activities of, or recruit members for, a political party, and to campaign for a political
party. Every citizen has the right to free, fair and regular elections. Every adult citizen
has the right to vote in elections for any of the oicial legislative bodies. Citizens also have
the right to stand for public oice and to hold oice. Sections 46 and 47 stipulate that
the electoral system has to be determined by national legislation and it must be based on
7 Lodge T (2003) How the South African electoral system was negoiated. Journal of African Elecions 2(1): 2.
8 Kabemba C (2005) Electoral administraion: Achievements and coninuing challenges. In: J Piombo &
L Nijzink (eds) Electoral Poliics in South Africa: Assessing the First Democraic Decade. New York: Palgrave
Macmillan. p. 88.
9 Ibid.
10 Lodge T (2003) How the South African electoral system was negoiated. Journal of African Elecions 2(1): 73.
11 Consituion of the Republic of South Africa, 108/1996. Secion 1(d).
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ELECTION MANAGEMENT BODIES IN SOUTHERN AFRICA
a common voters’ roll, a minimum voting age of 18 years, and a system that results, in
general, in proportional representation.
Elections must be overseen by an electoral commission whose independence is
guaranteed by section 181 of the constitution. It lists the electoral commission as one of
six state institutions that strengthen constitutional democracy, and speciies that these
institutions are independent, and subject only to the constitution and the law. They must be
impartial and must exercise their powers and perform their functions without fear, favour
or prejudice. The ‘Chapter 9’ institutions should ensure the accountability of government,
and should contribute to the formation of a society ‘based on democratic values, social
justice and fundamental human rights’.12
The responsibilities of the IEC, as deined in the constitution (section 190), are to:
(a) Manage elecions of naional, provincial and municipal legislaive bodies in
accordance with naional legislaion;
(b) Ensure that those elecions are free and fair; and
(c) Declare the results of those elecions within a period that must be prescribed
by naional legislaion and that is as short as reasonably possible.
A number of pieces of legislation have since followed giving speciic expression to
constitutional provisions. The IEC manages national, provincial and municipal elections
in accordance with national legislation. The relevant statues governing elections are set
out in Table 1. They regulate a series of election related issues, including: the composition
and operation of the IEC; logistical arrangements for elections; the registration of parties
and voters; funding of political parties and their code of conduct; and the resolution of
electoral disputes.
Table 1: Consituional and legal framework
Source
Law
Secion 1
Secion 2
Consituional provisions
Secion 19
Secion 42(3)
Secion 181
Secions 190 – 194
The Consituion of the Republic of South Africa, 200/1993
The 1994 elecions
The Electoral Act, 202/1993
The Independent Electoral Commission Act, 150/1993
12 Consituion of the Republic of South Africa, 108/1996. Chapter 9.
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SOUTH AFRICA
Source
Law
Electoral Commission Act, 51/1996 (amendments in 1998,
2000, 2003 and 2004)
Electoral Act, 73/1998 (amendments in 2000 and 2003)
Public Funding of Represented Poliical Paries Act,
103/1997 (amended in 2005)
Legislaion for the
1999 and subsequent
elecions
Electoral Laws Amendment Act, 34/2003
Electoral Laws Second Amendment Act, 40/2003
Electoral Commission Amendment Act, 14/2004
Electoral Amendment Act, 18/2013
Public Finance Management Act, 1/1999
Independent Broadcasing Authority Act, 153/1993
Determinaion of Remuneraion of Members of
Consituional Insituions Maters Amendment Act, 22/2014
Local Government Municipal Structures Act, 117/1998
Local Government Municipal Structures Amendment Act,
20/2002
Local government
elecions
Local Government Municipal Electoral Act, 27/2000
Local Government Municipal Electoral Amendment Act,
14/2010
Local Government Municipal Demarcaion Act, 27/1998
(amended in 2002)
Regulaions contained in legislaion
Electoral Act, 73/1998
Electoral Code of Conduct
Regulaions on the Accreditaion of Voter Educaion
Providers
Voter Registraion Regulaions, 1998
Regulaions on the Accreditaion of Observers, 1999
Elecion Regulaions, 2004
Regulaions Concerning the Submission of Candidate Lists,
2004
Electoral Commission
Act, 51/1996
Regulaions on Party Liaison Commitees, 1998
Regulaions for the Registraion of Poliical Paries, 2004
Regulaions relaing to aciviies permissible outside voing
staions on voing day
Local Government
Municipal Electoral Act,
27/2000
Local government: Municipal Electoral Regulaions
Local government: Municipal Electoral Regulaions, 2011
amendment
Public Funding of
Represented Poliical
Paries Act, 103/1997
Public Funding of Represented Poliical Paries Regulaions
Noice to Deregister Poliical Paries
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ELECTION MANAGEMENT BODIES IN SOUTHERN AFRICA
Compliance with treaies and convenions
South Africa’s legislative framework conforms to international continental and regional
treaties and conventions on elections. The country itself is a signatory to a number of these
documents.
The International Covenant on Civil and Political Rights 1976 was signed by South
Africa in 1994 and ratiied in 1998. The optional protocol to the covenant was ratiied in
2002.13
The 1981 African [Banjul] Charter on Human and Peoples’ Rights was signed
and ratiied by South Africa in 1996.14 The Constitutive Act of the African Union was
later signed by South Africa in 2000 and ratiied in 2001.15 This Act promotes popular
participation and good governance, non-interference in internal afairs and respect for
democratic principles, human rights, the rule of law and good governance.16 In 2002,
the Assembly of Heads of State and Government of the Organisation of African Unity
and the African Union (OAU/AU), which includes South Africa, adopted the Declaration
on the Principles Governing Democratic Elections in Africa.17 Its principles state that,
‘Democratic elections are the basis of the authority of any representative government’,
and that ‘regular elections constitute a key element of the democratisation process and
therefore, are essential ingredients for good governance, the rule of law, the maintenance
and promotion of peace, security, stability and development’; and that ‘the holding of
democratic elections is an important dimension in conlict prevention, management and
resolution’.18 The declaration includes the African Union (AU) Guidelines for African
Union Electoral Observation and Monitoring.19
13 See the Status of Raiicaion Interacive Dashboard. Available at htp://indicators.ohchr.org/ [accessed 4
August 2016].
14 African Charter on Human and Peoples’ Rights, available at htp://www.achpr.org/instruments/achpr
[accessed 4 August; Insitute for Democracy and Electoral Assistance (Internaional IDEA) (2002)
Internaional Electoral Standards: Guidelines for Reviewing the Legal Framework of Elecions. Stockholm:
Internaional IDEA. p. 104. Available at htp://www.idea.int/publicaions/ies/upload/electoral_guidelines.
pdf [accessed 29 June 2016].
15 Consituive Act of the African Union, available at htp://www.achpr.org/instruments/au-consituive-act
and htp://www.achpr.org/states/south-africa/raiicaions/ [accessed 4 August 2016].
16 Goodwin-Gill G (2006) Free and Fair Elecions. Geneva: Inter-Parliamentary Union. p. 38. Available at:
htp://www.ipu.org/pdf/publicaions/free&fair06-e.pdf [accessed 29 June 2016].
17 Thirty-Eighth Ordinary Session of the Organisaion of African Unity, 8 July 2002, Durban, South Africa, AHG/
Decisions 171–184 (XXXVIII), AHG/Decl. 1–2 (XXXVIII), Decisions and Declaraions. Available at htp://www.
achpr.org/instruments/guide-elecions/ [accessed 4 August 2016].
18 OAU/AU (2002) Declaraion on the Principles Governing Democraic Elecions in Africa 2002, II.4.; GoodwinGill G (2006) Free and Fair Elecions. Geneva: Inter-Parliamentary Union. pp. 38–41. Available at htp://
www.ipu.org/pdf/publicaions/free&fair06-e.pdf [accessed 29 June 2016}.
19 OAU/AU (2004) Declaraion on the Principles Governing Democraic Elecions in Africa 2002, Annex II.
2004; Guidelines for African Union Electoral Observaion and Monitoring Missions, available at htp://
www.achpr.org/iles/instruments/guide-elcions/au_instr_guide_elecions_eng.pdf [accessed 4 August
2016].
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At the sub-regional level, the Southern African Development Community (SADC)
adopted the Principles and Guidelines Governing Democratic Election in September
2004.20 This document emphasises citizen participation in the political process, as well as
the impartiality of the electoral institutions, voter education, and acceptance and respect of
the election results. Guidelines also include the rights and obligations of SADC observers,
and the responsibilities of the state to ensure the civil and political rights of individuals
and parties and to implement logistical operations essential to a successful election. This
SADC initiative formed the basis of the African Charter on Democracy, Elections, and
Governance, adopted by member states on 30 June 2007 in Addis Ababa and ratiied by
South Africa in 2010.21 The charter entered into force in February 2012. Its key objective
is to promote democracy, human rights and good governance on the African continent.
It seeks to: establish the shared values, standards and norms of the African Union and
its member states within democracy, elections and governance; promote adherence to
democratic principles, rule of law and human rights; reject unconstitutional change of
governments; and encourage the strengthening of a culture of democracy and peace in
member countries. The IEC was instrumental in the development of both the two abovementioned doctrines.22
The IEC participates as a member of the International Institute for Democracy
and Electoral Assistance (International IDEA), the Commonwealth Electoral Network,
the International Centre for Parliamentary Studies (ICPS), the Electoral Commissions
Forum of SADC countries (EFC-SADC), the Association of African Election Authorities,
the Association of European Electoral Oicials, and the Association of World Election
Management Bodies (A-WEB).23 The IEC also has strong ties with electoral management
bodies in other African countries and beyond, regularly sending delegations to observe
elections and staf to provide assistance with, and learn about, the management of elections.
The IEC also receives delegations from other countries to observe elections, and share best
practice.24 The IEC has signed memoranda of understanding with counterparts in India,
Mexico, Palestine and Russia to benchmark against international best practice.25
20 SADC Principles and Guidelines Governing Democraic Elecions, available at htp://www2.ohchr.org/
english/law/compilaion_democracy/sadcprinc.htm [accessed 4 August; Gill G (2006) Free and Fair
Elecions. Geneva: Inter-Parliamentary Union. p. 38. Available at: htp://www.ipu.org/pdf/publicaions/
free&fair06-e.pdf [accessed 29 June 2016].
21 Raiicaion Table: African Charter on Democracy, Elecions and Governance. Available at htp://www.
achpr.org/instruments/charter-democracy/raiicaion/ [accessed 4 August 2016].
22 Interview (telephonic/email) Mr Mlungisi Kelembe, Manager: Commission Services, IEC, 29 October 2015.
23 Interview (telephonic) with Ms Ilona Tip, Operaions Director, EISA, 12 October 2015; Interview
(telephonic/email) Mr Mlungisi Kelembe, Manager: Commission Services, IEC, 29 October 2015.
24 Independent Electoral Commission (2015) Annual Report 2015. p. 3. Available at htp://www.elecions.org.
za/content/About-Us/IEC-Annual-Reports/ [accessed 29 June 2016].
25 Interview (telephonic/email) Mr Mlungisi Kelembe, Manager: Commission Services, IEC, 29 October 2015.
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ELECTION MANAGEMENT BODIES IN SOUTHERN AFRICA
Insituional framework
The Electoral Commission Act, 51/1996, provides for the establishment of a permanent
ive-member electoral commission, of whom one must be a judge. Commissioners must not
have a high political proile, may serve for seven years, and may only serve two terms.26
The president may extend tenure only on recommendation of the National Assembly
(Electoral Commission Act, 51/1996, 7[1]). The president appoints commissioners
on recommendation of parliament. At least eight commissioners are nominated
and interviewed by a panel consisting of the chief justice of the Constitutional Court,
representatives of the Human Rights Commission, the Commission on Gender Equality,
and the Public Protector, as required by the Electoral Commission Act 51/1996, 6(2).
The interview panel recommends eight candidates to an inter-party committee of the
National Assembly. The parliamentary committee submits preferred candidates to the
National Assembly for approval. A candidate is only conirmed by a majority resolution
of the National Assembly. Names of successful candidates are submitted to the president
for appointment.27 The appointment process is regarded as highly inclusive, non-partisan
and transparent, and promotes the impartiality of the commission and the conidence of
all actors.28
Commissioners embody the institution’s mandate to support and promote constitutional
democracy, and play a pivotal role in ensuring its independence. They are bound by the
constitution and the Electoral Act to act impartially, to show no bias, and perform duties
and functions without any favour. Commissioners are not allowed to hold political oice or
outside positions; they can only be removed by ‘the president on the grounds of misconduct,
incapacity or incompetence, after a inding to that efect by a committee of the National
Assembly on the recommendations of the Electoral Court and the majority vote of the
National Assembly on a resolution for removal’.29 Moreover, the judge whilst employed as
a commissioner does not receive remuneration from the IEC so that s/he can ofer critical
commentary without fear of reprisal or dismissal.30
Only the Electoral Court can preside over a dispute concerning a commissioner and
recommend a penalty to the president. A recent case involving allegations of unethical
conduct by former IEC chief electoral oicer (CEO), Pansy Tlakula (see later section)
presented a quandary for the jurisdiction of the court. Parliamentary hearings raised
26 Electoral Commission Act, 51/1996, A7.
27 Lodge T (2003) How the South African electoral system was negoiated. Journal of African Elecions 2(1): 71.
28 Kabemba C (2005) Electoral administraion: Achievements and coninuing challenges. In: J Piombo &
L Nijzink (eds) Electoral Poliics in South Africa: Assessing the First Democraic Decade. New York: Palgrave
Macmillan. p. 89; Fakir E & Holland W (2014) Legal framework. In: Elecions Update South Africa 2014.
Johannesburg: EISA. p. 25. Available at htps://www.eisa.org.za/eu/pdf/elecionupdate2014.pdf [accessed
29 June 2016].
29 Lodge T (2004) Handbook of South African Electoral Laws and Regulaions 2004. Johannesburg: Electoral
Insitute of Southern Africa (EISA). p. 12.
30 Kabemba C (2005) Electoral administraion: Achievements and coninuing challenges. In: Piombo J &
Nijzink L (eds) Electoral Poliics in South Africa: Assessing the First Democraic Decade. New York: Palgrave
Macmillan. p. 90.
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the issue of whether the Electoral Court had jurisdiction over a commissioner whilst
employed as CEO of the electoral body.31 However, the court set a precedent by inding
that commissioners are not only held accountable for their behaviour while they act as
commissioners, their prior conduct is also taken into account.32 In other words, as Ndletyana
asserts, ‘the Electoral Court has raised the moral standards to which commissioners
are held. This will go a long way towards ensuring that the commission is stafed with
individuals of unquestionable moral standing and will thus enhance the integrity of the
IEC.’33
Commissioners
In terms of the constitution (section 193.3), the composition of the electoral commission
should ‘relect broadly the race and gender composition of South Africa’. The IEC has
made laudable eforts to prioritise gender and racial representivity in the selection of
commissioners and senior staf. The permanent IEC was chaired by a woman, Brigalia
Bam, a year after it was set up. In 2004 Bam was joined at the helm by Pansy Tlakula, as
CEO.34 Racial representivity has also been a prominent feature of the commission since
inception, until recently.35 Following the resignation of Raenette Taljaard, who has still
not been replaced, the IEC is without a non-African.
Execuive oicers
Commissioners appoint the chief electoral oicer (CEO), who heads the IEC’S
administration and serves as its accounting oicer (Electoral Commission Act, 51/1996,
section 12). The current CEO is Mosotho Moeypa, preceded by Pansy Tlakula. The CEO,
in turn, appoints other oicers and employees, in consultation with commissioners.36 The
IEC has three deputy chief executive oicers who manage the divisions of Corporate
Services, Outreach and Electoral Operations. Their race and gender proiles are highly
representative.
31 Ndletyana M (2015) The IEC and the 2014 elecions: A mark of insituional maturity? Journal of African
Elecions, Special Issue, South Africa’s 2014 Elecions 14(1): 176-177.
32 Ndletyana M (2015) The IEC and the 2014 elecions: A mark of insituional maturity? Journal of African
Elecions, Special Issue, South Africa’s 2014 Elecions 14(1): 186.
33 Ndletyana M (2015) The IEC and the 2014 elecions: A mark of insituional maturity? Journal of African
Elecions, Special Issue, South Africa’s 2014 Elecions 14(1): 186.
34 Kabemba C (2005) Electoral administraion: Achievements and coninuing challenges. In: J Piombo &
L Nijzink (eds) Electoral Poliics in South Africa: Assessing the First Democraic Decade. New York: Palgrave
Macmillan. p. 89.
35 Quintal G (2015, 15 June) IEC interviews: No women commissioners at moment. News24. Available
at htp://www.news24.com/SouthAfrica/News/IEC-interviews-no-women-commissioners-atthe-moment-20150615; htp://www.news24.com/SouthAfrica/News/Search-back-on-for-IECcommissioner-20150922 [accessed 5 August 2016].
36 Kabemba C (2005) Electoral administraion: Achievements and coninuing challenges. In: J Piombo &
L Nijzink (eds) Electoral Poliics in South Africa: Assessing the First Democraic Decade. New York: Palgrave
Macmillan. p. 89.
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ELECTION MANAGEMENT BODIES IN SOUTHERN AFRICA
Powers, funcions and responsibiliies
Compared to other regional EMBs, the IEC has a broad mandate.37 Section 5(1) of the
Electoral Commission Act outlines the IEC’s functions, which are to:
•
Manage any election;
•
Ensure that any election is free and fair;
•
Promote conditions for free and fair elections;
•
Promote knowledge of sound and democratic electoral processes;
•
Register eligible voters and compile a voters’ roll;
•
Compile and maintain a register of political parties;
•
Establish and maintain liaison and cooperation with political parties;
•
Undertake and promote electoral research;
•
Develop electoral expertise and technology in all spheres of
government;
•
Review electoral legislation and make recommendations;
•
Promote voter education;
•
Promote cooperation with and between persons, institutions,
governments and administrations for the achievement of its objectives;
•
Declare election results for national, provincial and municipal
legislative bodies within seven days;
•
Adjudicate disputes which may arise from the organisation,
administration or conducting of elections, which are of an
administrative nature; and
•
Appoint appropriate public administrations in any sphere of
government to conduct elections when necessary.
Programmes
The IEC has three programmes, headed by three deputy chief executive oicers, through
which it implements its mandate. These programmes are:
•
Administration and Corporate Services;
•
Electoral Operations; and
•
Outreach.
Each programme develops and deines strategic objectives, performance indicators and
targets. These are linked to a inancial year and the respective budget allocation. In
addition, during the election period the IEC develops a project plan with milestones. The
plan provides details of activities, start and end dates, and progress.38
37 Interview (telephonic) with Ilona Tip, Operaions Director, EISA, 12 October 2015.
38 Interview (telephonic/email) Mr Mlungisi Kelembe, Manager: Commission Services, IEC, 29 October 2015.
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The division functions are as follows:39
•
Administration and Corporate Services manages the support functions
of the IEC, including human resources, skills development and
training, support services, inancial management, legal services, and
information communication technology (ICT).
•
Electoral Operations houses the core of the IEC’s operations. This
division deals with voting district delimitation; the registration and
deregistration of political parties; the registration of voters; the
compilation and administration of the voters’ roll; political party
liaison; candidate nomination and the management of proportional
representation lists; election day operation; and results compilation. It
is also responsible for the IEC’s logistics and infrastructure.
•
Outreach informs and educates the public on democracy and electoral
processes with a view to strengthening participation; conducts research
on the latest developments in elections and democracy; actively
supports eforts to strengthen electoral democracy and ensure free and
fair elections, and works to enhance the image of the IEC through
strategic communication with stakeholders, including political parties.
Under the stewardship of the CEO are nine provincial oices and their respective provincial
electoral oicers (PEOs) and support staf responsible for election-related activities of each
province. The IEC’s national headquarters in Pretoria functions as a policy making and
management unit, while the supporting provincial oices and 441 municipal oices attend
to core activities such as voter registration, polling stations and liaison with security and
political parties. Thus, the delivery of elections is largely through provincial and local IEC
structures.40
Informaion technology operaions
Technology forms a dominant part of IEC operations. The IEC provides equipment for
its entire operation (e.g. networks, servers, workstations, printers, licenses) at the national
oice, nine provincial oices and 300 municipal centres. The IEC’s data centre is hosted
internally and managed and monitored from its national oice. All electoral systems are
39 Independent Electoral Commission (2014) Roles, Mandates and Challenges. IEC presentaion to the
Porfolio Commitee on Home Afairs, Naional Parliament, Cape Town, 19 August 2014. Available at htps://
pmg.org.za/commitee-meeing/17384/ [accessed 29 June 2016]; Independent Electoral Commission
(2015) Annual Report 2015. p. 9. Available at htp://www.elecions.org.za/content/About-Us/IEC-AnnualReports/ [accessed 29 June 2016].
40 Kabemba C (2005) Electoral administraion: Achievements and coninuing challenges. In: J Piombo &
L Nijzink (eds) Electoral Poliics in South Africa: Assessing the First Democraic Decade. New York: Palgrave
Macmillan. p. 89.
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ELECTION MANAGEMENT BODIES IN SOUTHERN AFRICA
web-based, ‘thin-client’ applications which are custom-built and supported by internal
teams.41 ICT innovations continue to support various processes and are discussed below.42
Programmable barcode scanner unit leet
Procured in 2008, for the 2009 election, the IEC enhanced their information technology
(IT) infrastructure with the roll-out of handheld programmable barcode scanners units
(PBSUs) with modern technology and now boasts a leet of 32 130 PBSUs, also known as
‘zip-zips’. Their primary function is the capture of voter registration information. PBSUs
are updated with the names of all registered voters allowing oicials to more eiciently
locate names on the voters’ roll during the voting procedure to capture and record
voter participation. While the scanners are innovative, user-friendly machines which
help to speed up registration and voting processes, several voting stations experienced
past challenges due to malfunctioning equipment.43 To ensure sustained operational
efectiveness, the IEC has entered into a maintenance contract with a specialised technical
service provider to ensure regular testing, servicing and maintenance. However, the leet
of zip-zips will soon need replacement.
Results operations centres
During elections the ICT team provides and supports results operations centres (ROCs)
at national, provincial and municipal-level. Each election has a national ROC and nine
provincial ROCs, which are commissioned prior to elections. Each ROC has its own
data centre and networks, and provides visual information on results and seat allocation.
Additional infrastructure is installed to accommodate the needs of political parties and the
media. The national results centre is a model adopted by other countries on the continent.44
Voting station infrastructure
Voting stations provide an essential platform for the delivery of elections. For the 2014
national and provincial elections, the voting station network consisted of 22 263 voting
stations, an overall 6.5% increase compared to the 20 895 stations available in the 2011
election. Population growth, new settlement patterns, the requirement of improving voter
accessibility, as well as the revised municipal demarcation data, continue to be the primary
contributing factors to the increased voting station footprint. One voting station is located
in each voting district and operational details are recorded and regularly updated. The
voting station monitoring system reports on the status of voting stations (open or closed)
and the estimated throughput of voters at speciied times during election day.
41 Interview (telephonic/email) Mr Mlungisi Kelembe, Manager: Commission Services, IEC, 29 October 2015;
Ongoing correspondence with Ms Melanie du Plessis.
42 Independent Electoral Commission (2015) Annual Report 2015. p. 19. Available at htp://www.elecions.
org.za/content/About-Us/IEC-Annual-Reports/ [accessed 29 June 2016].
43 Maphunye KJ (2009) Evaluaing elecion management in South Africa’s 2009 elecions. Journal of African
Elecions: South Africa, Elecions 2009, Special Issue 9(2): 69.
44 Interview (telephonic) with Ilona Tip, Operaions Director, EISA, 12 October 2015.
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Additional ICT features
•
Voting station inder: This is used on the website, and at the IEC call
centre to provide support to voters.
•
Results website: This provides the public with a dashboard of
pertinent results information.
•
Mobile application: This disseminates data to the media and voters
in an easily accessible format. The mobile application was developed
shortly before the 2014 elections and provides features such as realtime voter registration, voting station information (including mapping),
election results data and other generic information. It was very
well-received by voters, the media and political parties, with 90 000
downloads and 12 million hits recorded over the ive days of the 2014
elections.
•
Atlas of Results – 2014 National and Provincial Elections: since
1999, an Atlas of Results has been compiled following national and
provincial elections. This condenses election data in a clear, concise,
visual format with geospatial referencing. Comparisons are provided
with elections held since 1999, making the atlas a valuable planning
and analysis tool for political parties and political scientists. Various
themes are included, such as delimitation, voter registration, leading
party maps, party support, voter participation and party support
variance across the two latest elections.
•
The IEC also provides other platforms to manage the elections,
including the ability of voters to log onto its website (www.elections.
org.za) and to visit its call centre (0800 11 8000) or send a short text
message to verify their registration details.
A number of measures are in place to ensure the security of data, such as irewalls,
network segmentation, patch management and anti-virus software solutions. Stringent
backup procedures are in place and data is replicated to a disaster recovery site. Ahead
of general elections, external audits are commissioned by the IEC to perform penetration
and other security tests. The results system is also externally audited to ensure data and
architectural integrity.45 Safeguards are also implemented to ensure fraud and tampering
cannot occur with ballots. Following the closure of voting stations, ballots are counted
and results announced on site. The party agents present sign the results slip. The results
are also posted outside the venue, so that people can view the outcome. The results slip is
photocopied and keyed into the electronic system so that those present at voting stations
45 Ongoing email correspondence with IEC staf Melanie du Plessis, Simon Boyle, and Jake Pretorius,
3 November 2015.
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ELECTION MANAGEMENT BODIES IN SOUTHERN AFRICA
can view the slip, and ensure that the igures tally with system igures. The IEC stated that
it continued to improve these systems in the lead up to the 2016 elections.46
Financial and legislaive independence
The commission is an independent, autonomous body and subject only to the constitution
and the law. Several aspects of the IEC’s structure and operating principles facilitate its
independence and deepen trust. First, the institution’s independence is guaranteed by the
constitution (Article 190–191) and the Electoral Commission Act, 51/1996, 3 (1–2). This
obliges government and any other actor to refrain from interference. Where interference
is suspected, the IEC has recourse to the courts.47 Second, while it remains accountable to
parliament it has sole discretion over its expenditure. This allows the IEC to discharge its
duties with impartiality, separate from government. Third, the proile of the commissioners
is pivotal to the IEC’s independence, expressly the stipulations that they must possess high
moral standing, and may not have a prominent political proile. Moreover, with at least
one commissioner being a judge, they bring to the IEC the non-partisan values associated
with an independent judiciary.48 Finally, their selection process by an independent panel,
chaired by the chief justice, and made up of the six independent state institutions tasked
with supporting constitutional democracy further strengthens the body’s independence.49
The IEC’s funding process is managed in an efective and transparent manner. The
commission drafts its own budget, and then presents it to parliament for consideration
and approval. The IEC, in turn, reports annually to parliament by submitting audited
inancial reports for each inancial year (Electoral Commission Act 51/1996, 14[1]). The
Auditor-General (AG) audits all the IEC’s inancial records (Electoral Commission Act
51/1996, 12[2][b], 13). However, neither parliament nor the executive controls the nature
of the expenditure, allowing the IEC to act independently in terms of managing its funds.50
The budget of the IEC for the period 2014 to 2017 was approximately ZAR 1.6 billion.51
In addition to inancial reports, the president may require reports on the IEC’s activities.
The IEC must also publish a report after each election and may also, on its own initiative,
46 Independent Electoral Commission (2014) Roles, Mandates and Challenges. IEC presentaion to the
Porfolio Commitee on Home Afairs, Naional Parliament, Cape Town, 19 August 2014. Available at htps://
pmg.org.za/commitee-meeing/17384/ [accessed 29 June 2016].
47 Ndletyana M (2015) The IEC and the 2014 elecions: A mark of insituional maturity? Journal of African
Elecions, Special Issue, South Africa’s 2014 Elecions 14(1): 181.
48 Kabemba C (2005) Electoral administraion: Achievements and coninuing challenges. In: J Piombo &
L Nijzink (eds) Electoral Poliics in South Africa: Assessing the First Democraic Decade. New York: Palgrave
Macmillan. p. 90.
49 Ndletyana M (2015) The IEC and the 2014 elecions: A mark of insituional maturity? Journal of African
Elecions, Special Issue, South Africa’s 2014 Elecions 14(1): 181.
50 Electoral Commission Act, 51/1996, secion 13; Kabemba C (2005) Electoral administraion: Achievements
and coninuing challenges. In: J Piombo & L Nijzink (eds) Electoral Poliics in South Africa: Assessing the First
Democraic Decade. New York: Palgrave Macmillan. p. 90.
51 Independent Electoral Commission (2014) Roles, Mandates and Challenges. IEC presentaion to the
Porfolio Commitee on Home Afairs, Naional Parliament, Cape Town, 19 August 2014. Available at htps://
pmg.org.za/commitee-meeing/17384/ [accessed 29 June 2016].
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publish a report on the likelihood or otherwise that it will be able to ensure that any
pending election will be free and fair (Electoral Commission Act, 51/1996, 14[2]–[4]). The
IEC also reports to the portfolio committee on home afairs on a regular basis on numerous
other matters, including its annual performance plans, and annual reports, which detail
past activities, and the budgetary review and recommendations report (BRRR), where an
evaluation of the IEC’s work is presented to the committee.52
Providing an electoral commission with suicient funds can be a challenge, particularly
in developing countries where public funds are limited.53 Moreover, the running of elections
are expensive undertakings. In recent elections, costs especially relating to the procurement
of resources such as ballot papers, ballot boxes, electronic equipment, stationery and so on,
had a tremendous inluence on the management of the elections.54 Overall, the IEC has
succeeded in maintaining its spending within budget. The body received an unqualiied
audit in 2013/2014 with no matters of emphasis and is expected to do so again in the
2014/2015 inancial year.55
Besides its own expenditure, the commission also accounts for the use of funds by
political parties. According to the Public Funding of Represented Political Parties Act,
103/1997, parties receive funding from a represented political parties fund (RPPF).
Payments are made to parties that are represented in parliament on a quarterly basis,
commencing within four weeks of the start of each inancial year. Funding may be used for
any purpose compatible with the functioning of a political party in a modern democracy,
for example, civic education, voter registration or ensuring continued contact between
government and citizens.56
In terms of Section 4(1) of the Public Funding Act the chief electoral oicer is responsible
for the management and administration of the fund. In efect, the fund is administered
through the IEC, which keeps parties informed of the relevant rules and regulations. The
administration of the fund forms an integral part of the electoral commission’s systems,
policies, procedures and internal controls. The IEC must keep accurate inancial records
of all funds received by or accruing to the RPPF, all payments made from the fund, all
expenditures arising from allocating the fund, and all assets and liabilities pertaining to
the fund. At the end of the inancial year, the audit committee of the IEC must report
to parliament’s portfolio committee on home afairs on: income and expenditure,
disbursements to political parties, the amounts spent by political parties, how the funds
are spent, and the balance of the fund. The accounts are audited by the auditor general
52 Ibid.
53 Kuhne W (2010) The Role of Elecions in Emerging Democracies and Post-Conlict Countries: Key issues,
Lessons Learned and Dilemmas. Berlin: Friedrich Ebert Situng. Available at htp://library.fes.de/pdf-iles/
iez/07416.pdf; htp://www.fes-globalizaion.org/dog_publicaions/human_rights.htm [accessed 30 June
2016].
54 Independent Electoral Commission (2015) Annual Report 2015. p. 5. Available at htp://www.elecions.org.
za/content/About-Us/IEC-Annual-Reports/ [accessed 29 June 2016].
55 Ibid.
56 See Party Funding. Available at htp://www.elecions.org.za/content/Paries/Party-funding/ [accessed 5
August 2016].
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ELECTION MANAGEMENT BODIES IN SOUTHERN AFRICA
and the AG’s report and related documentation must be submitted to parliament (Public
Funding of Represented Political Parties Act, 103/1997, 8[2][3]).
The IEC may suspend allocations to a political party if it is satisied, on reasonable
grounds, that the party has not complied with the Act. Prior to doing so it must inform
the party of the intended suspension and give it thirty days to motivate why its funding
should not be stopped. The IEC may terminate the suspension once it is satisied that it is
no longer justiied.
Political parties must account for their public funding. The Act requires that political
parties hold the funds in a separate bank account. An accounting oicer must be appointed
by each political party to manage and account for the fund, and ensure compliance with
the spending requirements as set out by the Funding Act. The accounting oicer must also
prepare a statement within two months of the iscal year on amounts received and used,
the purposes for which the funds were used, and audit the accounts to evaluate whether the
funds were used for purposes other than those allowed by the Act. The auditor’s report and
audited statement must be submitted to the IEC within three months after the end of the
inancial year. If money from the fund is spent irregularly, the accounting oicer may be
liable for the misspent funds. The IEC can recover the funds through a civil claim against
the accounting oicer or by setting it of against future payments to the party.
The IEC publishes an annual report on the RPPF that includes extracts from the audited
statements political parties submit to the IEC.57 These reports contain basic information
about the number of parties that complied with the rules governing the administration
and use of public funding for political parties, and contain an overview of the number
of parties that violate speciic rules. The IEC’s report on the fund includes a report by
the Auditor-General of South Africa on his audit of the fund. The report is tabled in
parliament in September each year, and is made available on the IEC’s website. However,
these reports do not necessarily contain information about why parties violate the rules
or how violations are sanctioned. Moreover, there is little comprehensive information on
speciic political parties’ use of public funding. Political parties have shown reluctance to
disclose their inancial statements of how they spent their public funds.58
Recruitment and staf
Staf are recruited and appointed in terms of a Recruitment and Selection Policy approved
by the commission. Commissioners are appointed in terms of Section 7(2) of the Electoral
Commission Act, 51/1996, and the IEC have drafted regulations based on this clause for
the terms and conditions of service of staf, which are published in the Government Gazette
from time to time. Electoral staf is recruited in terms of the Electoral Act, 73/1998, for
all national and provincial elections and in terms of the Local Government: Municipal
Electoral Act, 27/2000.
57 Ibid.
58 Merton M (2011, 11 July) MPs coy on party allowances. IOL News. Available at htp://www.iol.co.za/news/
poliics/mps-coy-on-party-allowances-1.1096590?%20ot=inmsa [accessed 5 August 2016].
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During election periods, the IEC employs some 211 000 temporary staf members in
various capacities to assist at voting stations in the election period, supplemented by 4 656
area managers. Legal safeguards in the Electoral Act, 73/1998 underwrite the vetting and
veriication processes used by the IEC to recruit staf. Chapter 6, part 4 ss. 72–83 sets out
criteria concerning the temporary appointments of presiding oicers, voting oicers and
counting oicers for each voting station. These oicers must exclude candidates contesting
the election, party agents, as well as individuals holding political oice in a registered
political party. The Act also obliges oicials to take a declaration of secrecy as well as a
prescribed oath. Thus, the oversight, transparency and accountability mechanisms within
both the law and regulatory frameworks appear to be suiciently robust to ensure the
credible management and administration of the elections.59
However, repeated concerns have been raised about the impartiality of temporary
election staf, many of whom are teachers that belong to the South African Democratic
Teachers Union (SADTU), an ailiate of the Congress of SA Trade Unions (COSATU)
which has previously urged its ailiates to vote for the governing African National
Congress.60 Moreover, concerns were raised during the 2014 elections about declining
standards, particularly with regard to staf training, some of whose decisions on occasion
appeared in conlict with legislation or regulations, especially at voting stations.61
However, Fakir and Holland have pointed out that the number of complaints made against
electoral oicials, as a proportion of the number of actual electoral oicials, is miniscule. In
addition, the fact that all parties are entitled to place party agents in every voting station
should allay fears of widespread irregular behaviour among IEC oicials.62 Also, election
observers have not noted excessive problems with IEC staf, inding them to be generally
well-trained.63
Public interacions and stakeholders
The IEC has a number of stakeholders. In addition to the obvious state institutions, they
include the media, civil society organisations, political parties and traditional leaders;
and are managed primarily through the IEC’s Administration and Corporate Services
Division. For ease of interactions, stakeholders are organised into issues-based target
59 Fakir E & Holland W (2014) Legal framework. In: Elecions Update South Africa 2014. Johannesburg: EISA. p.
26. Available at htps://www.eisa.org.za/eu/pdf/elecionupdate2014.pdf [accessed 29 June 2016].
60 Maphunye KJ (2009) Evaluaing elecion management in South Africa’s 2009 elecions. Journal of African
Elecions: South Africa, Elecions 2009, Special Issue 9(2): 56–78; Independent Electoral Commission (2014)
Roles, Mandates and Challenges. IEC presentaion to the Porfolio Commitee on Home Afairs, Naional
Parliament, Cape Town, 19 August 2014. Available at htps://pmg.org.za/commitee-meeing/17384/
[accessed 29 June 2016].
61 Interview (Skype/email) Professor Jørgen Elklit, Department of Poliical Science, Aarhus University,
Denmark, 26 October 2015; Kotze D (2014) Elecions in 2014: A barometer of South African poliics and
society?’ In: Elecions Update South Africa 2014. Johannesburg: EISA. p. 11. Available at htps://www.eisa.
org.za/eu/pdf/elecionupdate2014.pdf [accessed 29 June 2016].
62 Fakir E & Holland W (2014) Legal framework. In: Elecions Update South Africa 2014. Johannesburg: EISA. p.
26. htps://www.eisa.org.za/eu/pdf/elecionupdate2014.pdf [accessed 29 June 2016].
63 Interview (telephonic) with Ilona Tip, Operaions Director, EISA, 12 October 2015.
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audiences, and are managed through programmes located in the Outreach Division, as
follows: 64
•
Youth;
•
Women;
•
Disabled persons;
•
Minority groups; and
•
Farming communities.
Arguably, political parties, the media and voters comprise the most important of all IEC
stakeholders. Political parties are key stakeholders in an election. A political party that
intends to contest an election for a legislative body must be registered with the IEC in terms
of section 15 of the Electoral Commission Act (51/1996). During the 2014 national and
provincial elections, 45 political parties registered to take part in the elections, compared
to 40 in the 2009 national and provincial elections. The IEC has established party liaison
committees to conduct communications and relationship building with political parties
(see later section on dispute resolution).
The communications division actively works to protect and enhance the image of
the commission through strategic communication with the commission’s stakeholders,
including political parties. In addition, the stakeholder engagement and liaison unit liaises
with national and international stakeholders to promote knowledge of and adherence
to democratic electoral principles and promote collaboration.65 On a regular basis, the
IEC produces publications as part of its knowledge management, communication and
education activities. A key publication is an election guide, aimed primarily at members of
the media, political parties and interested stakeholders attending ROCs during elections.
Its purpose is to ensure accurate and regular reporting by the media on election results,
and to empower political parties with the necessary election information. The publication
provides a detailed overview of the commission’s mandate, structure and operational
procedures; a detailed overview of the commission‘s preparations for the respective
elections, including logistics and infrastructure, civic and voter education, the national
voters’ roll and political party liaison, among others; an overview of past election results.66
Dispute resoluion mechanisms
The vibrancy of the foregoing interactions with stakeholders has made it possible to create
an elaborate and efective dispute resolution mechanism. Section 103(a) of the Electoral Act
empowers the commission to resolve electoral disputes or complaints through conciliation.
Provincial coordinators for conlict management are appointed to coordinate initiatives
64 Ongoing email correspondence with Dr Nomsa Masuku, 3 November 2015.
65 Independent Electoral Commission (2014) Roles, Mandates and Challenges. IEC presentaion to the
Porfolio Commitee on Home Afairs, Naional Parliament, Cape Town, 19 August 2014. Available at htps://
pmg.org.za/commitee-meeing/17384/ [accessed 29 June 2016].
66 Independent Electoral Commission (2015) Annual Report 2015. p. 42. Available at htp://www.elecions.
org.za/content/About-Us/IEC-Annual-Reports/ [accessed 29 June 2016].
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for the creation of conditions for free and fair elections, intervene in disputes and ensure
stakeholders adhere to the electoral code of conduct. The role of the provincial coordinator
is to:
•
Coordinate the conlict management programme in the province;
•
Recruit conlict management panellists;
•
Monitor, evaluate and report on existing or potential conlict situations
in the province;
•
Liaise with provincial stakeholders;
•
Facilitate access to legal recourse; and
•
Mediate and resolve conlicts by deploying a conlict panellist to
afected areas.
In addition to the IEC’s provincial coordinator conlict management programme, there
are two other important dispute resolution mechanisms.
Party liaison committees
Political parties are key stakeholders in an election. The Electoral Commission Act
determines that one of the IEC’s functions is to ‘establish and maintain liaison and
cooperation with parties’ (section 5.1[g]). To achieve this objective, the IEC has established
party liaison committees (PLCs) with parties represented at national, provincial and
municipal levels of government. A strategic objective of the electoral operations unit is
to ‘provide consultative and cooperative liaison platforms between the IEC and political
parties to facilitate free and fair elections’.67 Political parties have free access to the voters’
rolls, and can have no more than two representatives on the committees, which are chaired
by IEC representatives.68 Annual performance indicators for 2013/2014 (an election year)
show regular political parties meetings to prepare for the 2014 general elections with a
total of 2 060 liaison sessions held (12 national; 77 provincial and 1971 local). PLCs were
consulted on the following aspects of the 2014 electoral programme:69
•
Amendments to the Electoral Act;
•
The delimitation of voting districts and establishment of voting stations;
•
The vetting of electoral staf;
•
The appointment of municipal electoral oicers;
•
The roll-out of targeted communication and registration;
•
The identiication of potential hot spots and conlict resolution;
•
Ballot paper sign-of; and
•
Candidate nomination processes, etc.
67 Ibid.: 25.
68 Lodge T (2004) Handbook of South African Electoral Laws and Regulaions 2004. Johannesburg: Electoral
Insitute of Southern Africa (EISA). p. 17.
69 Independent Electoral Commission (2015) Annual Report 2015. p. 25. Available at htp://www.elecions.
org.za/content/About-Us/IEC-Annual-Reports/ [accessed 29 June 2016].
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During the 2014/2015 year, in preparation for the forthcoming 2016 local elections, the
number of PLC meetings held at national, provincial and municipal-levels totalled 1 748
meetings (17 national; 69 provincial; and 1662 local). This exceeded the IECs own target
of 1 400 sessions.70
In past elections the IEC’s dealings were restricted to represented parties in the PLCs.
The institution has since realised that unrepresented parties and, increasingly, independent
candidates often contest elections, sometimes at the last moment, which results in a
situation where they are deprived of the consultative and informative processes that take
place with represented parties. As a result, the IEC has resolved to strengthen liaison with
unrepresented political parties.71 As such, PLC meetings held before the 2014 national and
provincial elections were extended to allow new and unrepresented parties (including the
Economic Freedom Fighters and Agang) the opportunity to participate.72 The IEC believes
that their working relationship with parties is largely constructive.73 Where serious legal
diferences are experienced with political parties, legal and constitutional means are used
to resolve them. The PLCs are widely recognised as one of the most important mechanisms
for political conlict management in the post-apartheid era and their success has meant
that the PLC model has been exported to other countries for application elsewhere.
Electoral Court
The Electoral Court is established by the Electoral Commission Act, 51/1996 (sections
18–20). Under section 20 the Electoral Court may review any IEC decision concerning
an electoral matter; consider an appeal against a decision by the commission; investigate
any allegation of misconduct, incapacity or incompetence of a member of the commission.
Section 96 of the Electoral Act gives the court inal jurisdiction in respect of all electoral
disputes and complaints about infringements of the code of conduct. Appeals against
commission decisions may only be heard with the prior approval of the Electoral Court
chair. Verdicts by the Electoral Court can be appealed at the Constitutional Court. The
chief electoral oicer may institute or intervene in civil proceedings before a court to
enforce the Electoral Act and its codes of conduct. Penalties are broad and includes ines,
and in some instances, imprisonment (Electoral Act, sections 97–98). Its members are
appointed by the president on the recommendation of the Judicial Service Commission.
They must include a chairperson, who should be a judge of the Supreme Court, two
70 Independent Electoral Commission (2015) Annual Report 2015. p. 25. Available at htp://www.elecions.
org.za/content/About-Us/IEC-Annual-Reports/ [accessed 29 June 2016].
71 Independent Electoral Commission (2014) Roles, Mandates and Challenges. IEC presentaion to the
Porfolio Commitee on Home Afairs, Naional Parliament, Cape Town, 19 August 2014. Available at htps://
pmg.org.za/commitee-meeing/17384/ [accessed 29 June 2016].
72 Independent Electoral Commission (2015) Annual Report 2015. p. 11. Available at htp://www.elecions.
org.za/content/About-Us/IEC-Annual-Reports/ [accessed 29 June 2016].
73 Ibid.: 2.
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SOUTH AFRICA
additional judges, and two other South African citizens. The court is supported inancially
by the Department of Justice.74
Only the Electoral Court can preside over a dispute concerning a commissioner and
recommend penalties. The recent Tlakula case revealed a quandary and a litmus test
for the jurisdiction of the court. Parliamentary hearings raised the issue of whether the
Electoral Court had jurisdiction over a commissioner whilst employed as CEO of the
electoral body.75 However, the court set a precedent by inding that commissioners are
not only held accountable for their behaviour whilst they act as commissioners; their prior
conduct is also taken into account.76
Generally, objections and disputes have been minimal in recent elections. The IEC
received 22 objections relating to the 2014 national and provincial elections. Three of these
were withdrawn by the objectors and the remaining 19 were dismissed by the IEC. Most of
the submissions were rejected for non-compliance with the provisions of section 55 of the
Electoral Act. None of the IEC’s decisions were appealed.77
Assessment and evaluaion
Relaionship with the governing party
The IEC has been called on to do more to realise its legislated mandate in section 5(1) of
the Electoral Commission Act to ‘ensure that elections are free and fair’, and to ‘promote
conditions for free and fair elections’. Several behaviours that violate the international
standards of the pre-election environment include: the improper use of public funds and
unfair use of government resources; restrictions to freedom of association and political
expression, in particular disruption and obstruction of party meetings; and various forms
of intimidation and manipulation, especially of poorer voters. The ANC has been accused
of extensive targeting of state resources, including public infrastructure, budgets and state
goods for campaigning purposes to support its campaign, creating an undue advantage
over opposition parties.78
74 Lodge T (2002) South Africa. In: T Lodge, D Kadima & D Poie (eds) Compendium of Elecions in Southern
Africa. Johannesburg: Electoral Insitute of Southern Africa (EISA). p. 15.
75 Ndletyana M (2015) The IEC and the 2014 elecions: A mark of insituional maturity? Journal of African
Elecions, Special Issue, South Africa’s 2014 Elecions 14(1): 176-177.
76 Ndletyana M (2015) The IEC and the 2014 elecions: A mark of insituional maturity? Journal of African
Elecions, Special Issue, South Africa’s 2014 Elecions 14(1): 186.
77 Independent Electoral Commission (2014) Naional and Provincial Elecions 2014. Ensuring Free and Fair
Elecions: Celebraing 20 Years of Democracy. Pretoria: Independent Electoral Commission. p. 49. Available
at ile:///C:/Users/User/Downloads/2014%20Naional%20and%20Provincial%20Elecions%20Report.pdf
[accessed 29 June 2016].
78 Schulz-Herzenberg C (2014) The South African 2014 naional and provincial elecions: The Integrity of the
electoral process. Insitute for Security Studies Policy Brief 62, August 2014. pp. 4–5. Available at htps://
www.issafrica.org/publicaions/policy-brief/the-south-african-2014-elecions-the-integrity-of-theelectoral-process [accessed 29 June 2016].
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Opposition parties have called up the IEC to take a strong stance on these transgressions
during election campaigns, arguing that they pose a threat to free and fair elections and
that the IEC cannot, in principle, conine the checks on free and fair elections to the
process at the voting stations alone.79 The IEC has responded by arguing that these are
political issues to be resolved through judicial courts. Opposition parties believe the IEC is
‘passing the buck’ and that the misuse of state resources undermines the commission’s work
by directly afecting the integrity of the electoral process. As political competition increases
policy-makers, including the IEC, will need to explore new regulatory mechanisms
to manage new forms of manipulation and intimidation that curb freedom of political
association and expression in the campaign period.
The IEC’s ability to conduct impartial and transparent elections also came under
scrutiny during two separate incidents. The irst controversy involved the IEC’s former
chief electoral oicer, Advocate Pansy Tlakula. She was found to have unfairly inluenced
the awarding of a lease contract, for IEC oices, to a company that is partially owned by
her business partner, Thaba Mufamadi. Mufamadi also happened to be an ANC member
of parliament.80 This raised concerns that the CEO could have used her inluence over
the commission to the beneit of the ANC and caused smaller opposition parties to call for
Tlakula’s immediate resignation.81 In fact, some opposition party leaders went further and
warned of the ANC’s potential for rigging the elections through ‘rogue elements’ within
the IEC.82 In June 2014, following the election, the Electoral Court recommended that
Pansy Tlakula be removed from her post. The Constitutional Court rejected her plea, and
she was eventually dismissed from the IEC.
The second incident involved by-elections in 2013 in the Tlokwe Municipality (North
West Province) that involved candidates that had been expelled by the ANC. The IEC
disqualiied six independent candidates (all former ANC councillors) on the grounds that
they did not meet the required threshold of nominations. Upon appeal, the Electoral
Court overturned the qualiication. ANC candidates won the subsequent by-elections
held in December 2013, but independent candidates alleged that they were rigged. The
Constitutional Court is currently hearing the matter.83
79 Independent Electoral Commission (2014) Roles, Mandates and Challenges. IEC presentaion to the
Porfolio Commitee on Home Afairs, Naional Parliament, Cape Town, 19 August 2014. Available at htps://
pmg.org.za/commitee-meeing/17384/ [accessed 29 June 2016]
80 Schulz-Herzenberg C (2014) The South African 2014 naional and provincial elecions: The Integrity of the
electoral process. Insitute for Security Studies Policy Brief 62, August 2014. p. 2. Available at htps://www.
issafrica.org/publicaions/policy-brief/the-south-african-2014-elecions-the-integrity-of-the-electoralprocess [accessed 29 June 2016].
81 Ndletyana M (2015) The IEC and the 2014 elecions: A mark of insituional maturity? Journal of African
Elecions, Special Issue, South Africa’s 2014 Elecions 14(1): 172.
82 Forde F (2014) ANC ploing to rig elecions: Holomisa. The Sunday Independent. p. 8. Available at htp://
www.bdlive.co.za/naional/poliics/2014/04/01/opposiion-paries-say-iec-chief-must-resign-withinseven-days [accessed 26 July 216].
83 Fakir E & Holland W (2014) Legal framework. In: Elecions Update South Africa 2014. Johannesburg: EISA. p.
26. Available at htps://www.eisa.org.za/eu/pdf/elecionupdate2014.pdf [accessed 29 June 2016]; Khuthala
N (2015) IEC credibility in quesion ater Tlokwe judgment. Mail and Guardian Online. Available at htp://
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Both incidents raise the question of whether pressure from the governing party can
act to undermine the IEC’s impartial conduct. These events also threatened the public’s
trust in the institution. As such, the IEC must give greater consideration to protecting
the institution’s credibility by prioritising non-partisan and impartial behaviour among its
staf, introducing greater transparency and accountability through and ethics framework,
and managing conlicts of interests among senior oicials.
Registraion process
Voter registration is the cornerstone of an electoral democracy. An inclusive and transparent
registration process allows for the broad participation of all eligible voters, which lends
credibility to the electoral process and election results. The IEC makes a concerted efort
to ensure that information about the voting process is suiciently accessible to everyone.
It runs a series of voter education campaigns using radio, television and print media.
Voters can check whether they are registered online or via text message, and can ind the
location of their voting station online. Voter registration statistics for the 2014 national and
provincial elections indicated that the IEC had registered a total of 25 390 150 voters out
of a voting age population of about 32.7 million people. This was an increase in registered
voters of 2.2 million from the 2009 elections which then had registered 23 181 997 voters.
The increasing gap between the size of the eligible population and registered voters
turns our attention to the legal setting and the impact of registration processes. The
introduction of an automatic registration process, where the state takes the initiative to
register eligible citizens, may lessen the costs of registration for some groups. The current
use of voluntary registration procedures might reduce voter participation among those
who lack the relevant identiication documents to register, voters who are migrant workers,
or those based in rural areas and lack the means to complete the registration process.84
Comparative studies suggest turnout is higher in countries with automatic registration.85
Party funding
Finally, the concerns over whether political parties have equitable access to public funds
have led to calls for the IEC to revisit the 90:10 allocation formula of public funds to ensure
more equitable distribution. The IEC is tasked with dispensing public funds to political
parties that have representation in provincial legislatures or the national legislature.86 The
bulk of public funding (90%) is allocated on the basis of the proportion of seats a party
already has in the legislatures, while 10% is allocated equitably among parties. Thus, larger
parties receive a larger proportion of public funding, and have more resources with which
mg.co.za/aricle/2013-09-18-00-ieccredibility-quesioned-atertlokwe-judgment [accessed 26 July 2016].
84 Schulz-Herzenberg C (2014) Trends in electoral paricipaion, 1994–2014. In: C Schulz-Herzenberg & R
Southall (eds) Elecion 2014 South Africa: The Campaigns, Results and Future Prospects. Johannesburg:
Jacana Media & Konrad Adenauer Situng. p. 24.
85 Norris P (2000) A Virtuous Circle: Poliical Communicaions in Posindustrial Socieies. New York: Cambridge
University Press. p. 255.
86 Public Funding of Represented Poliical Paries Act, 103/1997.
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to shape political discourse and contest elections. Smaller parties argue that it undermines
the capacity of new and local-level political parties to participate in the electoral process
and unfairly favours the ruling ANC by supporting incumbency rather than ‘multiparty
democracy’, which is the stated objective of the constitution.
A more equitable distribution of public monies would aford smaller parties an
opportunity to utilise more expensive but efective media-based adverts to reach a national
audience, better inform voters and thereby strengthen competition at elections. In 2007
the IEC noted that ‘the formula used in the funding of political parties was identiied
as allegedly limiting the capacity of smaller parties to mobilise membership and sustain
themselves’.87 Indeed, some analysts question whether the dominant proportionality
principle in public funding is unconstitutional.88 Arguably, section 236 of the constitution,
which states that funding must be provided ‘on an equitable and proportional basis’, may
have intended more weight to equity over proportionality.
The private funding of political parties remains entirely unregulated in South Africa.
Public funding comprises a fraction of the total funding to political parties. The rest, which
amounts to hundreds of millions of rand per year, comes in undisclosed amounts from
private sources.89 However, given the absence of regulation of private funding for political
parties, or any transparency or reporting requirements, deinitive igures from private
sources are unknown. The lack of party funding regulation and disclosure, combined
with parties’ increasing demand for funds, has created an unhealthy alliance between
government and private interests that is ripe for increased corruption.90 Several civil
society groups – including the Institute for Democracy in Africa (Idasa), which brought a
court challenge case in 2004 aimed at compelling political parties to disclose their sources
of funds in the absence of disclosure legislation – have long campaigned for both disclosure
and regulation of private funding.91 More recently, in 2015 the My Vote Counts (MVC)
campaign launched a constitutional court case to compel parliament to pass legislation
to regulate private funding to political parties and called on the IEC to support calls for a
new regulatory system.92
87 IEC Muli-Stakeholder Conference (2007) Relecions on Democracy in South Africa. Pretoria: Electoral
Commission. p. 5; Maphunye KJ (2009) Evaluaing elecion management in South Africa’s 2009 elecions.
Journal of African Elecions: South Africa, Elecions 2009, Special Issue 9(2): 62.
88 February J (2015) My Vote Counts Conference. University of Cape Town, Friday 28 August 2015.
89 Money and Poliics Project (2011) Money and poliics in South Africa: Meeing our next democraic
challenge. Policy Paper October 2011. Funded by the OSF-SA with Wallace Global Fund.
90 Ibid; and see htp://www.bdlive.co.za/naional/poliics/2014/03/18/secret-party-funding-fuels-electoratessuspicion [accessed 26 July 2016].
91 Money and Poliics Project (2011) Money and poliics in South Africa: Meeing our next democraic
challenge. Policy Paper October 2011. Funded by the OSF-SA with Wallace Global Fund. p. 7.
92 Evans S (2015, 9 September) Sources of party funding to remain private. Mail & Guardian Online, available
at htp://mg.co.za/aricle/2015-09-30-sources-of-party-funding-to-remain-private [accessed 12 October
2015]; Vuka Z (2013, 16 January) MVC Leter to the Chief electoral Oicer of the IEC, available at htp://
www.myvotecounts.org.za/wp-content/uploads/2013/02/Leter-to-IEC-16-January-2013.pdf [accessed 5
August 2016].
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Although a majority of the Constitutional Court dismissed the MVC’s application, the
case invited attention towards possible institutional mechanisms for the enforcement of
future regulations. The IEC has been identiied as a potential regulatory body for private
donations, based on the view that the electoral body has a critical role to play not only in
terms of advocacy and shaping future legislation, but also as a key institution to implement
and manage the regulation of private donations. This model would see the IEC receive
private donations at a central point and would then reallocate funds to parties. The Open
Society Foundation’s (OSF) Money in Politics Project argued that the Public Funding of
Represented Political Parties Act, 103/1997, already makes allowance for ‘contributions
and donations to the Fund originating from any sources, whether within or outside the
Republic’ and can therefore be logically extended to private sources of funds which could
be administered by the IEC to ensure ethical management of public and private funds
alike.93
However, the IEC has refused to take a position on the regulation of private funds.94
Moreover, election specialists caution that the regulation of private funding is not within
the ambit of the IEC and would create an unnecessary burden. Many believe it wiser to
introduce a separate independent institution to regulate and manage private funding to
political parties.95 This will help to insulate the IEC from inevitable conlicts with political
parties, a key stakeholder, should it become a regulatory body obliged to act punitively
towards parties if they transgress funding regulations. The ANC’s response to the
Constitutional Court’s dismissal of the MVC case suggests it is likely that a new body will
implement the regulations of private funds. The ANC issued a statement immediately after
the ruling stating that its own party resolutions called for the introduction of ‘an efective
regulatory architecture for private funding of political parties and civil society groups to
enhance accountability and transparency to the citizenry’.96
Expert and observer evaluaions
Since the inaugural election of 1994, commentators including political parties, observer
missions, non-governmental organisations (NGOs), and the media laud the administration
of elections in South Africa.97 The IEC is considered a well-functioning and capable election
93 Money and Poliics Project (2011) Money and poliics in South Africa: Meeing our next democraic
challenge. Policy Paper MVC. Available October 2011. Funded by the OSF-SA with Wallace Global Fund. p. 7.
94 Moepya MS (2013, 4 February) Leter from the Chief electoral Oicer of the IEC to MVC, available at htp://
www.myvotecounts.org.za/wp-content/uploads/2013/02/Leter-from-IEC-4-February-2013.pdf [accessed
5 August 2016].
95 Interview (telephonic), Ilona Tip, Operaions Director, EISA, 12 October 2015; Interview (telephonic)
Mr Gregory Solik, Board of Directors, My Vote Counts, 21 October 2015.
96 ANC Press Release (2015, 30 September) Concourt ruling regarding private party funding, Issued by the
Oice of the Chief Whip. Available at htp://www.anc.org.za/caucus/show.php?ID=4224 [accessed 29
October 2015].
97 Piper L (ed.) (2005) South Africa 10 years later: A consolidated electoral system but not democracy.
EISA Research Report No. 11. Johannesburg: EISA; February J (2009) The electoral system and electoral
administraion, 1994–2009 In: R Southall & J Daniel (eds) Zunami! The 2009 South African Elecions.
Johannesburg: Jacana Media and Konrad-Adenauer-Situng. p. 63.
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management body that delivers elections at global standards.98 The IEC is praised for its
logistical preparedness, its management of elections and the counting process. Generally,
observers conclude that South Africa’s elections are free, fair, transparent and credible. A
recent Perceptions of Electoral Integrity (PEI) report rated South Africa’s elections as
some of the best in Africa (ranked fourth among African countries and 40th globally),
with high integrity across most dimensions of the electoral cycle.99 The African Union’s
Election Observation Mission (AU EOM) to South Africa to observe the 7 May 2014
national and provincial elections reported that the political and electoral environment was
generally peaceful across the country with voters being able to exercise their right to vote.
Its 2014 election report found that the institution and legal framework of election in South
Africa largely complied with international best practices and standards for the conduct of
democratic elections, and based on its overall assessment of the elections, concluded that
‘the general elections held in South Africa on 7 May 2014 were conducted in a transparent,
peaceful and credible manner and, in general, relected the will of South African voters’.100
South Africa has a well-established culture of allowing independent observers access to
polls. The accreditation of international observers is regulated by a code of conduct issued
by the IEC.101 The presence of international observers in recent elections has decreased
based on the premise that South Africa’s elections are largely peaceful, free and fair events.
Yet, the most recent 2014 election still attracted approximately 90 international observer
organisations. The IEC has also launched an initiative with the National Democratic
Institute (NDI), a US-based institute that will help the IEC to coordinate observer
missions in South Africa, showcasing the country as a best-practice model.102 The South
African Civil Society Election Coalition (SACSEC), a national initiative of over 40 nongovernmental and faith-based organisations committed to the conduct of free, fair and
credible elections, ield approximately 2 000 observers at polling and counting stations.103
98 Interview (Skype/email) Professor Jørgen Elklit, Department of Poliical Science, Aarhus University,
Denmark, 26 October 2015.
99 Gromping M & Marinez i Coma F (2015) Electoral Integrity in Africa. Johannesburg: The Electoral Integrity
Project and Hanns Seidel Foundaion. p. 24, 26. Available at htps://www.dropbox.com/s/ix56hatvgwyk1lc/
Electoral%20Integrity%20in%20Africa%20-%20uniofsyd_v5.1.pdf?dl=0 [accessed 29 June 2016].
100 African Union Elecion Observaion Mission (2014) 7 May 2014 Naional and Provincial Elecions in the
Republic of South Africa. Final Report. p. 2. Available at htp://pa.au.int/en/sites/default/iles/FINAL%20
AUEOM%20SOUTH%20AFRICA%202014.pdf [accessed 9 September 2015].
101 Regulaions on the Accreditaion of Observers, 1999. Available at htp://www.elecions.org.za/content/
WorkArea/linkit.aspx?LinkIdeniier=id&ItemID=1395 [accessed 26 July 2016].
102 Independent Electoral Commission (2014) Roles, Mandates and Challenges. IEC presentaion to the
Porfolio Commitee on Home Afairs, Naional Parliament, Cape Town, 19 August 2014. Available at
htps://pmg.org.za/commitee-meeing/17384/ [accessed 29 June 2016].
103 Democracy in Africa Research Unit (DARU) at the Centre for Social Science Research, University of Cape
Town (2012) The Open Society Monitoring Index Round 2 2012. Cape Town: Open Society Foundaion for
South Africa. Available at htp://osf.org.za/wp/publicaions/OpenSocietyMonitoringIndexRound2_2012.
pdf [accessed 30 June 2016].
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The IEC also publish an assessment report on each election with recommendations
for improvements. This report is usually made available to those who participate in party
liaison committees.104
Ciizen evaluaions
Electoral authorities should be widely regarded as credible by their electorates. While
electoral integrity is central to ensuring that the results relect the general will, and
that citizens can exercise their right to change their government and hold incumbents
accountable, citizen perceptions about the freeness and fairness of elections are also crucial
to democratic legitimacy. Research shows that citizen perceptions of the integrity of their
elections have an efect on their perceptions about the supply of, and satisfaction with
democracy in countries like Kenya and South Africa.105 In this regard, EMBs can play a
vital role in building public trust in electoral processes. This in turn, generates support and
legitimacy for the political system.
The IEC is widely regarded as an eicient and independent body and remains one
of the most trusted national institutions. Voters have provided exceptionally favourable
evaluations of the IEC’s performance and the conduct of oicials at voting stations over
the past few elections. An IEC/Human Sciences Research Council (HSRC) 2014 voting
day survey found that an overwhelming 97% voiced satisfaction with the quality of services
rendered by IEC oicials, while 70% reported that they took fewer than 15 minutes
to reach their voting stations, and 98% found the voting procedures inside the voting
station easy to understand.106 Results from the voter participation survey (VPS) and an
election satisfaction survey (ESS) also show an overwhelming endorsement of the electoral
commission by voters over the past local government elections.107
While the IEC enjoys a solid public reputation, two separate public opinion surveys
found that the institution has experienced a decline in public conidence in recent years; a
likely consequence of the Tlokwe municipality leasing scandals that confronted the electoral
body in the years before the 2014 elections. Both events had raised questions about the
IECs ability to conduct impartial and transparent elections. An IEC/HSRC survey found
that trust had declined from 72% in 2009 to 63% in 2015.108 The Comparative National
104 Independent Electoral Commission (2014) Roles, Mandates and Challenges. IEC presentaion to the
Porfolio Commitee on Home Afairs, Naional Parliament, Cape Town, 19 August 2014. Available at
htps://pmg.org.za/commitee-meeing/17384/ [accessed 29 June 2016].
105 Schulz-Herzenberg C, Peter Aling’o P & Gaimu S (2015) The 2013 general elecions in Kenya: The
integrity of the electoral process. Insitute for Security Studies Policy Brief 74. Pretoria: Insitute for
Security Studies; Schulz-Herzenberg C (2015) South African ciizen percepions of electoral integrity
across three elecions: 2004, 2009, 2014. Presentaion at the Electoral Integrity Conference 2015,
hosted by the Hanns Seidel Foundaion and the Electoral Integrity Project, Cape Town, 22–24 June 2015.
106 Struwig J, Roberts BJ, Gordon SL, Davids YD & Marco J (2014) Elecion Saisfacion Survey (ESS). Report
by the Human Sciences Research Council (HSRC) Democracy, Governance and Service Delivery (DGSD)
Research Programme. Pretoria: HSRC.
107 Struwig J, Roberts S & Vivier E (2011) A vote of conidence: Elecion management and public percepions
of electoral processes in South Africa. Journal of Public Administraion 1(46): 1122–1138.
108 Roberts B, Struwig J, Gordon S, Davids YD & Marco JL (2014) IEC Voter Paricipaion Survey 2013/14:
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Elections Project (CNEP) public opinion post-election surveys shows a decline in positive
trust ratings for the IEC dropped from 58% in 2004, to 53% in 2015.
Citizen perceptions about the freeness and fairness of elections are also crucial to
democratic legitimacy. When asked by CNEP surveys to rate the freeness and fairness of
the most recent national election, an overwhelming majority of respondents across past
three general elections agreed ‘the election was free and fair’, or with just minor problems.
However, the data shows a decline in a ‘free and fair’ verdict from 81% in 2004 to 71%
in the 2009 elections and dropping again to 68% in the 2014 elections. That over 68% of
South Africans still rates the conduct of the elections favourably, and felt them to be free
and fair, relects a positive performance by the IEC and provides a constructive platform
upon which to address lowering levels of institutional trust.
When asked ‘How accurately did the announced results of the election relect the way
the people of this country actually voted?’, we see similar declines in accuracy ratings. In
2004, 80% of respondents thought the election results to be accurate, which declined to
74% in the 2009 elections and to 71% in the 2014 elections.
The integrity of the electoral process also depends on the ability of voters to exercise
their right to vote in the absence of manipulation or intimidation. Generally, political
party members adhere to the strict rules that prohibit party campaigning or materials
around election polling stations. The data shows little evidence of voter experiences of
political coercion. The CNEP survey asks respondents a battery of questions about their
personal experiences during the elections. Respondents are asked if they or someone they
know personally was prevented from:
•
Registering to vote;
•
Attending an election event such as a campaign rally;
•
Voting because their name was not on the voters’ roll;
•
Voting due to fear or intimidation;
•
Ofered reward or compensation; and
•
Pressured to support a particular party.
The data shows no more than 5% of respondents ever reporting on any of these incidents
across the past three general elections. This suggests that the declines in integrity
perceptions regarding trust, ratings of freeness and fairness and the accuracy of results
cannot be easily attributed to negative incidents experienced by voters personally during
the electoral process.
Key Findings. Report prepared for the Electoral Commission of South Africa. Pretoria: Human Sciences
Research Council.
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Recommendaions
An assessment of the available evidence suggests that the IEC’s successful performance
since its inception in 1993 is attributable in large part to the well-deined and detailed
constitutional and legislative framework within which it operates. It is also due, however,
to the noticeable improvements in the implementation of election management over the
years. The IEC can boast several laudable achievements. For example, its numerous dispute
resolution mechanisms, including the party liaison committees, the code of conduct, voting
station party agents, and the Electoral Court, have all proved critical to ensuring low levels
of political conlict and free and fair elections. The IEC should continue to ind ways
to support and strengthen these mechanisms, especially as elections become increasingly
contested.
The IEC should also strive to preserve its institutional independence and impartiality in
forthcoming years. In doing so it can also simultaneously address its weakened credibility
brought about by a decline in public trust. First, the independent selection committee
must expedite the commissioner appointment process to ensure full representivity and
constitutionality amongst its ive commissioners. Second, the selection of commissioners
must remain independent, and the recommendations of both the multiparty parliamentary
committee and independent selection committee must remain central to the inal decisionmaking process. The IEC can also further protect its institutional credibility by prioritising
non-partisan and impartial behaviour among its senior oicials. This should be reinforced
through a transparent and accountable ethics framework to manage conlicts of interests;
not dissimilar to those that govern elected oicials.
In terms of election administration, the IEC should explore the beneits of introducing
automatic registration in South Africa. While automatic registration does not oblige
voters to participate at the polls, it will likely lessen the costs of registration for many,
and ultimately, can encourage an increase in voter turnout. The IEC should continue to
prioritise addressing the infrastructural disparities in voting stations found in many rural
areas across South Africa. The commission will also need to grapple with the potential
costs and beneits of introducing electronic voting migration in future elections; to be
weighted against other priorities that compete for the national budget. Furthermore, the
IEC will need to urgently address a growing perception that temporary election staf
particularly union members recruited to voting stations, are not adequately trained. A
comprehensive training programme must be implemented for all temporary election staf,
and must emphasise their statutory responsibilities. Moreover, the IEC must expedite,
and make public, its recommendations in its anticipated report on the thorny issue of the
employment of union members as temporary IEC staf at elections.
Electoral integrity also presupposes a degree of political competition and a level playing
ield during the campaign period. It is during this time that many voters make up their
minds about which party to support. Before the 2016 municipal elections commence, the
IEC must actively consider new regulatory mechanisms to manage new forms of voter
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manipulation and intimidation that curb freedom of political association and expression
in South Africa. These regulations can be communicated and promoted through the
party liaison committees to ensure political parties subscribe to the principles of the voter’s
right to non-interference and freedom of political association and expression. In line with
the principle of openness and transparency, the IEC can also provide far more public
information on public funding to political parties to ensure voters are kept informed of how
parties use and spend their funds, and any violations and subsequent sanctions.
Finally, the IEC is suitably positioned to provide a unique and informed perspective on
several complex debates that all pivotal to the fairness of electoral politics in the country.
The commission can, and should, bring to bear its considerable intellectual resources to
inform contemporary discourses on the current 90% proportional 10% equitable ratio
allocation of public funds; the future regulation of private party funding; and the possible
consequences of electoral reform.
288