Clinical Biomechanics 18 (2003) 694–703
www.elsevier.com/locate/clinbiomech
Analysis of low velocity frontal impacts
Shrawan Kumar *, Yogesh Narayan, Tyler Amell
Ergonomics Research Laboratory, Department of Physical Therapy, University of Alberta, 3-75 Corbett Hall, Edmonton, Alta., Canada T6G 2G4
Received 29 November 2002; accepted 11 June 2003
Abstract
Objectives. The objectives of the study were to determine the phasic recruitment of cervical muscles with increasing magnitudes of
low velocity frontal impacts, and to determine quantitative effects of awareness of impending impact in comparison to being impacted unawares.
Background. Biomechanics of low velocity frontal impact is poorly understood and requires more work.
Methods. Ten healthy young adults were subjected to frontal impacts causing accelerations of 5.3, 8.6, 11.0 and 14.0 m/s2 (0.54,
0.88, 1.12 and 1.43 gs) while the subjects were unaware of the impending impact and after being told that they were going to be
impacted. Electromyograph from sternocleidomastoids, splenius capitis and upper trapezius was recorded bilaterally. Triaxial accelerometers recorded the acceleration of the sled, torso and head of the subjects.
Results. The normalized electromyograph magnitude progressively rose with the level of acceleration whereas the time to onset
generally decreased. At 14 m/s2 sled acceleration the trapezius muscle generated 79% of their maximal voluntary contraction
whereas the sternocleidomastoids generated 32% of their maximum voluntary contraction. The normalized peak electromyograph,
the time to onset, the time of the peak electromyograph were significantly affected by the level of acceleration ðP < 0:01Þ, the expectation of impact ðP < 0:01Þ and muscle group studied ðP < 0:01Þ. The subject gender did not have a significant effect. The kinematic variables and the electromyograph regressed significantly on acceleration ðP < 0:01Þ.
Conclusions. The muscle responses were greater with higher levels of acceleration, particularly the trapezius in frontal impacts.
Since the muscular components play a significant and central role in head/neck complex motion abatement at higher levels of
acceleration, it may be a primary site of injury at low velocity whiplash phenomenon.
Relevance
An understanding of the pattern of biomechanical loading may assist in a more specific treatment of the patient injured in a low
velocity frontal impact.
2003 Elsevier Ltd. All rights reserved.
Keywords: Whiplash; Cervical muscles; Electromyography; Frontal impacts; Motor vehicle accidents
1. Introduction
Cervical injuries have become a major problem in our
society. In Canada, United States, France, Italy, Japan,
the Netherlands, the Republic of Ireland, Scandinavian
countries and Switzerland there are huge numbers of
whiplash patients reporting chronic pain (Ferrari, 1999).
In Germany, Greece, Lithuania, New Zealand, and
Singapore, however, even though whiplash patients report acute pain they seem to get better within weeks
*
Corresponding author.
E-mail address: shrawan.kumar@ualberta.ca (S. Kumar).
0268-0033/$ - see front matter 2003 Elsevier Ltd. All rights reserved.
doi:10.1016/S0268-0033(03)00137-2
(Ferrari, 1999). Regardless of the cultural and social
differences the cervical injuries are commonly reported
in many parts of the world.
Approximately 65% of whiplash injuries are reported
after low velocity impacts (Castro et al., 1997; Insurance
Corporation of British, 1999). Although neck injury is
mostly regarded as resulting from rear and collisions, almost one third of all neck injuries occur in frontal impacts
(Kullgren et al., 2000). In a retrospective analysis of accidents in Sweden of 187 restrained front seat occupants in
143 frontal collisions it was reported that the crash pulse
was an important variable influencing the risk of longterm disability of the neck (Kullgren et al., 2000). There
are several studies, which have looked at the frontal collisions at high impact velocity (Magnusson et al., 1999;
S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
McKinney, 1989; Svensson et al., 1993; Brorsson, 1989;
Dischinger et al., 1993; Siegel et al., 1993).
In a kinematic, electromyographic (EMG) and radiologic study of low velocity rear-end impacts ranging from
10 to 15 km/h, the motion of the head was reported to start
90 ms after the onset acceleration of the occupant compartment and the seat (Castro et al., 1997). The posterior
cervical muscles became active 60 ms after the beginning
of the acceleration of the vehicle (Castro et al., 1997). In
another electromyographic study of rear-end impact at a
single acceleration magnitude of 0.5 g EMG was recorded
from superficial and deep cervical muscles using surface
and inserted electrodes (Kumar et al., 2002a). Surface
electrodes were used to record EMG from sternocleidomastoids and trapezius and wire electrodes for semispinalis capitis, splenius capitis and levator scapulae. The
authors reported no significant differences between the
two types of electrodes. They reported as short reaction
times for EMG as 13.2 ms from head acceleration and 65.6
ms from sled acceleration. Kumar et al. (2001a) reported
in their study that muscles played an important role in
control of head neck motion. Kumar et al. (2002b) reported the EMG of superficial cervical muscles in isometric exertion from a neutral upright posture in eight
different directions around the head. The authors demonstrated different response and magnitude profile in exertions in different directions. In a series of papers very
different median frequencies, frequency spread and spectral parameters of sternocleidomastoids, splenius capitis
and upper trapezius in exertions in sagittal, coronal and
oblique planes have been demonstrated (Kumar et al.,
2001b, in press(a,b)). Finally Kumar et al. (2002a) studied
the same muscles in rear end low velocity impacts and
demonstrated significantly higher proportion of activity of
sternocleidomastoids in comparison to other muscles.
Based on the observations made they suggested the
muscles to be probable site of injury in such low velocity
impacts.
Therefore, a study was designed where subjects were
delivered frontal low velocity impacts in the range of 5.3
m/s2 (0.54 g) and 13.7 m/s2 (speed change due to impacts
0.96–3.60 km/h) in a random order in expected and unexpected conditions to determine head displacement, velocity and acceleration. An additional objective of the
study was to discern the pattern and magnitude of superficial cervical muscle EMG response to the posture
perturbation qualitatively and quantitatively through
calibrated EMG.
months volunteered for the study. The mean age, height
and weight of the sample was 24.8 (SD 2.1) years, 172.25
(SD 6.1) cm and 69.5 (SD 9.4) kg.
2.2. Tasks
Seated and stabilized subjects exerted their maximum
effort in attempted flexion, extension and lateral flexion
to the left and to the right as described by Kumar et al.
(2001a). Subsequently, the sled with stabilized subjects
was delivered accelerations of 5.3 (0.54), 8.6 (0.88), 11.0
(1.12) and 14.0 (1.43) m/s2 (g) (speed change 0.96–3.60)
in a random order by the pneumatic piston. The accelerations were delivered under either when volunteers
were expecting (expected group) or were not expecting
the impact (unexpected group).
2.3. Experimental set-up
The strength-measuring device has been described
elsewhere (Kumar et al., 2001a). The EMG system
consisted of surface electrodes, electrode cables, preamplifiers and amplifiers. Bipolar electrodes with an
inter-electrode distance of 1 cm were used (Model MDI
X10 NMRC, Boston, MA, USA). The electrodes were
placed bilaterally on the most prominent aspect of the
sternal head of the sternocleidomastoids (SCM) and the
superior trapezii (TRP) at the C4 level. The electrodes
were carefully applied to the identified areas after suitable preparation of the skin. A ground electrode was
placed above the right acromion. The low noise and low
non-linearity preamplifiers had a common mode rejection ratio of 130 dB and a wide bandwidth. These amplifiers fed to a low power, high accuracy instrumental
amplifiers designed for signal conditioning and amplification. The amplifier had AC coupled inputs with single
pole RC filter with a low cut off frequency of 8 Hz.
The acceleration device consisted of an acceleration
platform and a sled (Fig. 1). The full details of the device
are given in Kumar et al. (2000). This assembly allowed
a maximum linear speed of up to 36 km/h. At one end of
2. Methods
2.1. Sample
Ten normal healthy subjects with no history of
whiplash injury and no cervical spine pain in the past 12
695
Fig. 1. Acceleration device.
696
S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
the platform a pneumatic cylinder with a piston stroke
length of 30 cm was connected to an air supply and was
mounted rigidly to the acceleration platform. The device
was calibrated for the delivery of known forces causing
acceleration of 5.3 (0.54), 8.6 (0.88), 11.0 (1.43) and 14.0
m/s2 (g). The opposite end of the platform was equipped
with a high-density rubber stopper in the sledÕs path to
prevent it from sliding off the platform.
The sled consisted of a molded plastic seat with a
backrest and four legs mounted to a rectangular sliding
board coupled with the tracks for friction-reduced travel
upon impact. The sled was equipped with a footrest. The
seat was fitted with a four-point seat restraint system.
The volunteers faced the impacting pneumatic cylinder
for all experimental trials.
Three high performance triaxial accelerometers with a
full-scale nonlinearity of 0.2% were used in the study.
Their dynamic range was ±5 g with a sensitivity of 500
mV/g, a resolution of 5 mg within bandwidth DC-100 Hz.
2.4. Data acquisition
The data acquisition system consisted of an analogue
to digital board with a 100 kHz sampling capacity. Each
of the nine acceleration channels, six EMG channels and
the force channel were sampled at 1 kHz in real time.
The sampled signals were stored on a personal computer. The sampling period was 5 s. Strength data was
converted to units of force (N). The corresponding peak
and average magnitude EMG was measured and used in
the normalization of the EMG. Force and EMG data
were collected during the strength tests while EMG and
acceleration data were collected during the experimental
trials. The peak and average strength, EMG and acceleration values obtained from these sets of data were
subjected to quantitative and statistical analysis.
2.5. Test protocol
After obtaining informed consent, the age, body
weight and height of each volunteer was recorded. The
volunteers were then seated on the chair and stabilized
in neutral spinal posture for the cervical muscle strength
measurement. Simultaneous strength and EMG was
made for normalization of EMG in rest of the experiment. The details of the technique are described elsewhere (Kumar et al., 2001a). After the strength testing
two triaxial accelerometers were fixed to the volunteer;
one immediately inferior to the 7th cervical vertebra at
the level of the shoulder and other immediately superior
to the glabella region of the frontal bone of the skull.
The accelerometers were affixed to the volunteers using
strong self-adhesive tapes. The axes of the three accelerometers were referenced with the path of the chair.
The pneumatic cylinder was aligned such that the piston
head of the cylinder and the baseboard of the front of
the sled were in contact. The pneumatic piston delivered
the appropriate acceleration to the sled. The subjects
in the ‘‘expected’’ group were informed about the forthcoming impact and the magnitude in qualitative terms
(very slow, slow, medium and fast). The subjects in the
‘‘unexpected’’ group were blindfolded, and provided
with a portable stereo with engaging music playing loud
enough to block any auditory cues.
2.6. Data analysis
Since there was no statistically significant differences
in the EMG variables between males and females the
data from two genders were pooled. Data analysis was
performed in three stages. In the first stage, the peak
EMG amplitude of the SCM, TRP and SPL (right and
left) were measured in response to maximal isometric
flexion, extension and lateral flexion (right and left)
from the neutral posture. The EMG amplitude corresponding to the peak force in each direction (flexion:
SCM; extension: TRP; and right and left lateral flexion:
right and left SPL) was given a value of 100%. The
EMG amplitudes recorded during the acceleration trials
were normalized against these maximal values.
In the second stage, the velocity and acceleration
of the sled subsequent to the pneumatic piston impact
and the rubber stopper impact were calculated. The time
of the peak acceleration was measured from the point of
firing of the piston. The data on the peak and average
accelerations in all three axes of the sled, shoulder, and
head for all four levels of accelerative impacts and for
both levels of expectation (expected and unexpected)
were measured. For the amplitude analysis the magnitudes of the full wave rectified, averaged and linear
envelope detected EMG signals were subjected to sevenpoint segment polynomial smoothing repeated once.
From such traces peak and average EMG and the slope
of rise of the EMG traces were obtained. Also the time
relationships of the onset and peak of the EMG in relation to the instant of piston firing were also measured
and analyzed.
In the third stage, a statistical analysis was carried
out using the SPSS statistical package to calculate descriptive statistics, correlation analysis between EMG
and head acceleration, A N O V A of the EMG slope, time
to peak EMG, EMG onset time, peak EMG, average
EMG and the force equivalents generated in these
muscles.
3. Results
3.1. Accelerations
The accelerative response of the sled, volunteerÕs
torso and head were recorded in sagittal, coronal and
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S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
Table 1
Peak acceleration for the sled, torso and head in fore-aft plane; mean (SD)
Acceleration level
Sled peak acceleration
Level
Level
Level
Level
)5.43
)9.00
)11.00
)14.75
1
2
3
4
Unexpected
Torso peak acceleration
Expected
(0.56)
0.56
1.75
1.68
)5.22
)8.07
)11.07
)12.84
(0.54)
0.69
1.15
2.17
Unexpected
Expected
1.71
2.32
3.77
4.99
1.29
2.30
3.51
4.23
0.48
0.45
1.36
1.73
Head peak acceleration
0.13
0.39
0.56
0.73
Unexpected
Expected
3.21
4.94
6.77
8.42
2.44
4.26
6.90
7.79
0.49
0.88
0.77
2.07
0.49
0.35
1.56
0.87
7.79 m/s2 . The head acceleration was consistently higher
in the unexpected conditions with respect to the expected conditions. The time to onset of the head acceleration was slightly longer in the expected condition in
comparison to the unexpected condition. The time of the
peak acceleration of the head was significantly higher
than that of the sled ðP < 0:01Þ and it progressively
decreased with increasing acceleration (Fig. 2B).
3.2. EMG amplitude in the frontal impacts
Fig. 2. (A) Sled and head acceleration in the fore-aft plane in frontal
collision with increasing magnitude if impact causing acceleration
(1 ¼ 5.3 m/s2 ; 2 ¼ 8.6 m/s2 ; 3 ¼ 71 m/s2 ; and 4 ¼ 14.0 m/s2 ). (B) Times to
onset and peak accelerations of the sled and head subsequent to 4
levels frontal impacts (1 ¼ 5.3 m/s2 ; 2 ¼ 8.6 m/s2 ; 3 ¼ 11 m/s2 ; and
4 ¼ 14.0 m/s2 ).
vertical planes. However, only the peak responses in
fore/aft plane are presented here in Table 1 for the four
levels of acceleration under unexpected and expected
conditions. With an increase in the magnitude of the
impact there was a progressive rise in the acceleration of
both the sled and the head (Fig. 2A). A backward acceleration of the sled caused a forward acceleration of
the head. At backward acceleration of 14.0 m/s2 of the
sled the torso experienced a forward acceleration of 4.99
and 4.23 m/s2 in the unexpected and expected conditions
respectively. The corresponding head accelerations for
the unexpected and expected conditions were 8.42 and
The normalized mean peak EMG amplitudes of the
cervical muscles tested in this experiment for the unexpected and expected conditions are presented in Fig. 3.
The normalized peak EMG for sternocleidomastoids in
both the unexpected and expected conditions was low
level, under 30%. However, those for the unexpected
conditions reached a magnitude double of the expected
conditions. The splenius capitis demonstrated a magnitude and pattern similar to those of the sternocleidomastoids. The maximum activity was observed for the
trapezius muscles, which ranged between 38% and 79%
increasing progressively with the increasing acceleration
for the unexpected condition. For the expected condition the pattern remained the same but the magnitude
ranged from 32% at the slowest acceleration and 53%
with the fastest acceleration. In terms of force equivalents the sternocleidomastoids represented between 4
and 11 N in the unexpected and 2–6 N in the expected
conditions. The splenii ranged between 17 and 30 N in
the unexpected and 9–16 N for the expected condition.
The trapezii scored 13–31 N in the unexpected and 14–
24 N for the expected condition. These force outputs
represented 2.8–8.6% of MVC and 5.7–15.7% of MVC
for sternocleidomastoids in expected and unexpected
impacts. For the trapezii on the other hand the force
represented 13.5–23.3% in expected and 12.6–30% in
unexpected conditions. The force output for the splenius
capitis in expected conditions ranged 9–21.3% and in
unexpected conditions 22–40% of the maximum voluntary contraction.
3.3. The EMG slope
In the frontal impacts generally with increasing
magnitudes of acceleration there was an increasing
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S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
Fig. 3. The normalized peak and average EMG (% isometric MVC), the force equivalents of the EMG (N), the level of expectation and the applied
acceleration. (LSCM––left sternocleidomastoid; RSCM––right sternocleidomastoid; LSPL––left splenius capitis; RSPL––right splenius capitis;
LTRP––left trapezius; and RTRP––right trapezius.)
incline in the slope of the cervical muscles. The EMG
activity was taken to have commence when it rose by 1%
of maximum voluntary construction (MVC) over the
stable base line. The EMG slopes for the expected
conditions were lower than those of the unexpected
conditions. The differences between the EMG slopes of
the expected and unexpected conditions were more
pronounced for the sternocleidomastoids where they
rose from 76–85 to 491–553 lV/s in the unexpected trials
and ranged 9–165 lV/s in the expected trials. In the
expected conditions the slopes of EMG rise in the
sternocleidomastoids did not follow the pattern of progression of the magnitude of the accelerative impacts.
3.4. The timing
The time to onset of the sled, torso and head accelerations in the fore-aft plane and the EMG signals for
the six cervical muscles studied are presented in Table 2.
The time to onset is measured in real time from the
moment of the firing of the piston. The time to onset of
the sled, torso and head progressively declined with the
increasing acceleration. The time to onset of the trapezius muscles in the unexpected condition also progressively declined with the increasing acceleration. In
the expected condition however, it was relatively stable
through the range of the acceleration values studied.
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S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
Table 2
Mean time (ms) to onset from the firing of the solenoid of the pneumatic piston
Expectation
Unexpected
Expected
Acceleration (m/s2 )
Sled
Torso
Head
Muscle
Sternocleidomastoid
Splenius Capitis
Trapezius
Left
Left
Right
Left
Right
Right
5.3
76.5
(16.3)
116.3
(27.1)
126.3
(43.8)
382
(302)
378
(335)
390
(617)
210
(269)
166
(24)
183
(24)
8.6
49.5
(6.4)
92.2
(12.4)
87.9
(21.1)
409
(272)
320
(352)
226
(178)
249
(246)
158
(37)
136
(28)
11.0
43.0
(5.9)
84.3
(13.3)
85.7
(14.8)
1377
(1362)
1780
(1330)
228
(243)
248
(284)
128
(37)
141
(30)
14.0
37.6
(11.7)
91.7
(18.8)
73.2
(11.4)
850
(928)
831
(934)
255
(325)
462
(809)
112
(25)
129
(20)
5.3
86.5
(14.4)
137.7
(27.1)
161.2
(31.9)
577
(998)
1320
(1030)
187
(104)
153
(102)
108
(75)
95
(42)
8.6
52.9
(8.9)
84.9
(26.6)
93.1
(47.0)
651
(1044)
454
(547)
236
(128)
117
(32)
110
(42)
111
(25)
11.0
42.1
(19.2)
76.2
(27.4)
99.7
(38.1)
1252
(1348)
1859
(1276)
733
(1267)
132
(31)
132
(28)
113
(15)
14.0
38.4
(14.8)
74.7
(18.7)
81.1
(35.5)
1596
(1000)
2083
(61)
120
(17)
124
(50)
115
(11)
111
(14)
The times for the sled, torso and head represent the time at which acceleration in the Z-axis (direction of travel) began. The times for the cervical
muscles represent the onset times for the EMG activities of the cervical muscles. The acceleration values are in m/s2 , values in the parentheses
represent one standard deviation.
The time to onset of the sternocleidomastoids demonstrated a trend of increase with increasing levels of acceleration, in both the unexpected and expected
conditions. The splenius capitis muscle did not demonstrate a consistent pattern but the time to onset values
generally remained in the same range. The mean times to
peak EMG for the cervical muscles are presented in
Table 3. The peak EMG activities of the trapezii muscles
shortly after the onset of acceleration of the head (120–
200 ms) in the unexpected trials. In the expected trials,
with the 5.3 m/s2 acceleration the peak EMG occurred
after about 425 ms. With increasing acceleration the
time of the peak trapezius EMG activity progressively
declined reaching approximately 70 ms at 14.0 m/s2 acceleration. The time to peak for trapezius progressively
declined reaching approximately 70 ms at 14.0 m/s2 acceleration. The splenii demonstrated a progressive decrease in the time at to peak as the levels of acceleration
increased (Table 3). The time to peak sternocleidomastoid EMG did not have a consistent pattern and demonstrated high values.
3.5. The statistical results
In a multivariate analysis of variance (MANOVA)
the acceleration applied, the muscle examined and the
volunteerÕs expectation had significant main effects
ðP < 0:001Þ but the gender had no significant effect on
the peak EMG (Table 4). With increasing accelerations
there were greater peak EMGs ðP < 0:001Þ. Awareness
of the impending impact significantly reduced the muscle activity ðP < 0:01Þ. The peak EMG was also significantly affected by the interactions between the muscle
and expectation ðP < 0:03Þ, and acceleration and expectation ðP < 0:01Þ. A follow up ScheffeÕs multiple
comparison of the peak EMG scores demonstrated the
sternocleidomastoids were significantly different from
the splenii and trapezii ðP < 0:01Þ. However, the splenii
and trapezii were not significantly different from each
other.
The levels of acceleration, the muscles examined, and
the level of expectations had significant main effects
on the slope of the EMG activity ðP < 0:001Þ as well as
on the time to onset ðP < 0:001Þ. However, gender did
not affect either of these variables. For both these variables (slope of the EMG, time to onset) the sternocleidomastoids were significantly different from those of the
splenii and trapezii ðP < 0:001Þ, but the splenii and
trapezii were not significantly different from each other.
Finally, the time at which peak EMG occurred was
significantly affected by the gender ðP < 0:02Þ, the acceleration ðP < 0:01Þ, the muscle examined ðP < 0:01Þ,
and the expectation ðP < 0:01Þ as shown by the multivariate analysis of variance.
The regression analyses were initially carried out up
to the acceleration value of 14 m/s2 using linear,
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S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
Table 3
Time to peak of EMG (ms) of the cervical muscles in the frontal impacts of four levels of acceleration following the firing of the solenoid of the
piston; mean (SD)
Levels of expectation
Levels of acceleration (m/s2 )
Unexpected
5.3
8.6
11.0
14.0
555
706
355
299
(386)
818
377
42
1669
769
664
224
(751)
567
555
61
737
796
748
334
770
902
920
400
371
434
324
289
245
274
269
256
248
219
226
206
34
33
50
23
251
223
233
209
31
41
40
24
Expected
5.3
8.6
11.0
14.0
1032
717
953
1079
787
352
1022
743
902
1203
1180
1524
918
622
1133
631
1027
498
233
283
719
477
101
79
929
191
234
202
860
33
81
25
550
186
188
189
622
35
68
13
453
199
199
195
437
22
30
26
Splenius Capitis
Sternocleidomastoids
Left
Right
Left
Table 4
MANOVA summary table for peak EMG (lV)
Source
Gender
Acceleration
Muscle
Expectation
Muscle · Expt
Muscle · Accer
Accl · Expt
Degrees of
freedom
F -Value
Significance
1
3
5
1
1.21
4.35
13.04
19.32
NS
0.001
0.000
0.000
5
15
3
2.44
1.21
3.74
0.035
NS
0.012
quadratic, cubic, exponential and power functions. The
best relationships were obtained by power functions,
though all others were significant as well. The kinematic
variables of displacement of the head, head velocity and
head acceleration upon applying acceleration were calculated. The regression equations explained over 98% of
variability in all three variables. Subsequently, using
these equations, extrapolation up to just above twice the
value of the highest applied acceleration was plotted.
The percent variability accounted for the raw peak
EMG, normalized peak EMG and the force equivalents
ranged between 70% and 100% except for the right
sternocleidomastoids, which was between 50% and 59%.
The slope of the EMG rise was accounted for between
74.8% and 99.9%. The time to onset and the time at
which peak occurred were generally predicted well, explaining large amount of variability except the right
sternocleidomastoid and left splenius for time to onset
and the left trapezius for the time of the peak EMG.
4. Discussion
Whiplash injuries are commonplace in our society
with a significant economic burden, and yet they are
enigmatic. A great deal of the puzzling nature of this
affliction arises from a lack of knowledge of its causation and therefore lack of a precise treatment. However,
Trapezius
Right
Left
Right
some have argued that this lack of knowledge is inconsequential (Ferrari, 2001). In his editorial Ferrari (2001)
argues that the most effective treatment regimens are
nonspecific exercise regimens and general advice (McKinney, 1989; Bonk et al., 2000; Mealy et al., 1986;
Vendrig et al., 2000). By showing a drastic difference
between different jurisdictions with respect to the different treatments and chronicity, it has been argued that
little treatment is needed by the victims of whiplash in
Lithuania, Greece and Germany to recover (Ferrari,
2001). The argument states further that it is unlikely that
a North American patient is so different to warrant intensive treatment (McKinney, 1989; Borchgrevink et al.,
1998; Ferrari and Schrader, 2001; Keidel et al., 2001;
Partheni et al., 2000; Martin et al., 2000). The discrepancy so clearly seen in different countries has been assigned to unnamed factors (Ferrari, 2001). Whereas the
influence of factors other than physical, on chronic
whiplash may be apparent, it can be argued that these
mystical factors assume a larger role as the knowledge
regarding the mechanism of causation of these injuries is
lacking.
Four possible mechanisms of cervical whiplash have
been proposed in the published literature. First, in a
porcine model, it was demonstrated that after a sudden
and violent rearward motion, a considerable, high intracranial pressure was created, which led to neuronal
degeneration (Svensson et al., 1993). It has also been
reported, in other studies, that during rear-end impacts
the cervical vertebrae create a ‘‘S’’ shaped curve causing
considerable ligamentous injury (Obelieniene et al.,
1999; Ono and Kanno, 1996; Panjabi, 1998). Damage to
the facet joints has been proposed as yet another
mechanism of cervical whiplash (Panjabi et al., 1998;
Yoganandan et al., 1999). In low velocity rear-end impacts, Kumar et al. (2002a) have suggested that the
muscles may be the primary site of injury, as sternocleidomastoids exerted 179% of their isometric MVC.
All of the foregoing theories have one thing in common
that they all have investigated rear-end impacts.
701
S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
sternocleidomastoid did in rear-end impacts at approximately the same velocity (Kumar et al., 2002a). It
should be noted that the trapezius muscle is significantly
larger than the sternocleidomastoid, and 13.7 m/s2 is
relatively closer to the threshold acceleration for a discomfort/injury precipitation in rear-end impact as
compared to the 14 m/s2 in a frontal collision. Fig. 4
demonstrates as to how the head motion and trapezius
EMG are expected to vary with increasing level of acceleration beyond the level tested. The trapezius EMG
score will rapidly exceed the MVC level and possibly
setting it up for an injury. This suggestion is also supported by the observation of progressive decrement in
time to onset of the trapezius with increasing level of
acceleration (Table 2) and rising slope of the EMG in
the unexpected conditions. In the expected conditions
the trapezii show much smaller peak EMG scores (Fig.
3) with much smaller slope and less variable time to
onset (Table 2). Since the expected conditions allow the
subject to develop a strategy for facing the impact by
pretensing the muscles and resisting the motion under
relatively much lower velocity impacts for frontal
Trapezius Plots
Peak EMG (µ V)
Left
Right
40
40
30
30
20
20
10
6.311569a0.594287
R2 = 88.7
10
0
0
6
12 18 24 30
Applied Acceleration (m/s2)
Normalized EMG (%)
6.507998a0.505113
6
12
18
100
80
80
60
60
40
40
20
20
0
0
16.195723a0.508301
0
6
12 18 24 30
Applied Acceleration (m/s2)
40
30
30
20
20
10
10
6.685956a0.532631
R2 = 95.1
0
6
12 18 24 30
Applied Acceleration (m/s2)
30
R2 = 99.9
0
6
12 18 24 30
Applied Acceleration (m/s2)
40
-10
24
Applied Acceleration (m/s2)
100
0
R2 = 88.3
0
0
Force Equivalents (N)
Contrary to the popular belief, that the whiplash injuries
occur mainly as a result of rear-end collisions, there are
studies which indicate that significant number of whiplash injuries are caused by frontal collisions (Kullgren
et al., 2000; Dischinger et al., 1993; Yoganandan et al.,
2001; Buzeman et al., 1998; Cassidy et al., 2000; Hill
et al., 1995; Kullgren et al., 1995). Despite such common
association of the direction of impact with the whiplash
sequale the mechanism of causation of whiplash injuries
in frontal collisions remains poorly understood.
Kumar et al. (2002a) argued that since the osteoligamentous preparations of the head and the cervical
spine has been shown to be able to support only 1/5th to
1/4th of the head weight (Ono and Kanno, 1996; Panjabi, 1998), the cervical muscles likely play a central role
in injury causation. The hierarchical model suggested
that the muscles may be the first casualty in a long chain
of affected tissues which will get progressively involved
with increasing velocity of impact (Kumar et al., 2002a).
Likely stretch reflexes will be modulated by either
muscle spindles or Golgi tendon organs or both. Thus
an establishment of precise injury mechanism may help
us in primary prevention as well as the remedial efforts.
One of the most common methods of obtaining the
cause and effect relationship is to take the tested structure of the volunteering subject to the injury level.
However, such an approach is unethical. Hence the
approach of testing the subject at several incremental
impacts at sub-injury threshold to determine the behavior of the involved structures for the sake of extrapolating variable response up to a reasonable is a
valid one.
The threshold injury causing velocity change in
frontal impact has been stated to be much higher than
that of the rear-end impacts. Therefore, the acceleration
values used in the current study, though similar to Kumar et al. (2002a) used for rear-end impacts, are deemed
to be proportionally much lower than the possible injury
threshold levels in frontal collisions. In the context of
this experiment, a higher head acceleration in the unexpected conditions was consistently recorded in comparison to the head acceleration achieved during
expected impacts, as also reported elsewhere (Kumar
et al., 2000). In the expected conditions the subjects,
likely by anticipating the motion, volitionally accelerated with the sled for ‘‘catching the motion’’. In an
unexpected condition the head tended to continue to
stay in its original position until the inertia of rest was
overcome, at which time it suddenly underwent motion
registering a significantly higher acceleration.
The normalized peak EMG activities recorded in this
project revealed considerably higher values for the trapezius, which scored up to 53% of the MVC in the expected and 79% of the MVC in the unexpected
conditions at such low levels of acceleration. These
values did neither reach nor exceed the MVC as the
0
-10
6.984633a0.480153
R2 = 78.7
0
6 12 18 24 30
Applied Acceleration (m/s2)
Fig. 4. Extrapolated regression plots of the effect of applied acceleration on the left and right trapezius muscle for the variables of the peak
EMG (lV), normalized EMG (% isometric MVC) and force equivalents (N).
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S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
impacts, they generate a less variable response from the
EMG.
The time to onset of EMG presented an interesting
pattern. The shortest time to onset was obtained for the
trapezii, which were generally higher in the unexpected
conditions. It generally ranged between 39 and 57 ms in
the unexpected conditions whereas in the expected conditions they ranged between 11 and 32 ms. Since the
frontal impact tends to propel the subjects backwards
their head moves forward. A forced forward motion of
the head activates the trapezius first to control or resist
the motion. Thus subsequent to the impact when the head
has undergone some motion the trapezii come on, likely
due to a reflex action. However, in the expected conditions as the subjects were aware of the impact they braced
themselves for it quickly as such a faster response. In
these impacts the sternocleidomastoids came on much
later, after significant motion had occurred. The sternocleidomastoids may be involved in controlling or resisting
the head motion backwards during the rebound phase.
It is interesting to note that the gender of the subject
did not influence any of the biomechanical parameters
significantly. However, as shown previously the expectation significantly affected the head acceleration
ðP < 0:01Þ (Kumar et al., 2000, 2002a) and the peak
EMG, time to onset, and time of the peak EMG
(Kumar et al., 2002a).
The data presented in this paper reinforces the findings of Kumar et al. (2002a) in terms of predictability of
pattern of the head acceleration and the progressive
increase in the electromyographic activity of the trapezius. The normalized peak EMG of the trapezius
muscle will reach and possibly exceed its maximal capacity at about twice the level of acceleration used in
this experiment and may become the likely site of injury.
In this experiment, as elsewhere (Kumar et al., 2002a), a
molded plastic chair was used which had no upholstery
and its backrest was upright. The selection of chair was
motivated by the intent to take a systematic approach of
studying the problem with a readily available standard
chair, which will have no effect on modifying the human
response. Subsequently actual car seats of various makes
will be deployed (currently under progress) to discern
and quantify the differences. However, it is also suggested that the nature of chair is unlikely to modify the
response of the subjects significantly in a frontal collision, as they, under this condition, will tend to be separated from the chair. Therefore, the data presented in
this experiment may not have to be adjusted significantly. The variability in the time to onset and also
between right and left muscle pairs for the trapezius
muscle obtained with different acceleration levels in this
experiment supports the argument presented before that
the onset of the cervical muscle activities was not a
central response (Kumar et al., 2002a). This assessment
derives further support from the observation that the
expected conditions did not reduce the time to onset of
the EMG. A large difference between the onset times of
the left and right sides also indicates to the fact that
these responses are more likely to be modulated by the
stretch reflex upon receiving the mechanical stimulus
rather than being controlled centrally. It appears that
the somatosensory, visual, and vestibular cues do not
have a primary role in this mechanism, though they may
modify response to some undetermined extent.
The regression analyses revealed a significant power
function relationship between the head motion variables
and the acceleration, both applied and projected. It may
be pointed out that the projected values reported may
get modified by other tissue resistance and geometry in
this segment. However, if these factors were not to play
a modified role by the virtue of their geometry or
modulus of elasticity, it may be possible to estimate the
threshold range of acceleration where the injuries are
likely to occur in frontal collisions. A similar regression
analysis of the EMG variables may help us discern the
level of acceleration at which some injury may be likely
to precipitate. This will be even more likely when one
were to consider the ultimate tensile stress of the trapezius (16 g/mm2 ). A consideration of the ultimate
tensile stress of other structures such as ligaments, fascia
and tendons lend support to this argument. Yamada
(1973) reported the ultimate tensile stress of ligamentum
nuchae (160–320 g/mm2 ) depending on location of the
sample aponeuroses (1.11 kg/mm2 ), fascia (5.3 kg/mm2 )
and tendon (5.4 kg/mm2 ). Compared these foregoing
values, the ultimate tensile stress of trapezius muscle is
significantly smaller. When all structures are responsible
for safety of the neck in the same motion, it is not inconceivable that the failure of tissues follow a pattern of
their mechanical properties.
The limitations of the current study lie in use of a
plastic chair rather than a real car seat and the mode of
delivery of the impact where the sled was accelerated by
propulsion of the pneumatic cylinder rather than a real
impact. However, it has been pointed out that the
molded plastic chair is likely to be less significant in this
case as the impact led to a separation of the subjectsÕ
body from the chair. With respect to the impact, the
pulse of the acceleration achieved in the experimental
conditions were compared with those of car-to-car collisions and were found to have quite comparable characteristics. A further limitation of the dataset presented
here is absence of steering wheel in the set-up where
drivers would place their hands. This will tend to magnify the responses recorded in the current study which
otherwise be mitigated in real life. Finally, it is cautioned
the response of trapezius muscles beyond the loading
studied is extrapolated. The actual responses may be
different. However, if the initial loading conditions were
to prevail the extrapolated values are deemed as reasonable estimates.
S. Kumar et al. / Clinical Biomechanics 18 (2003) 694–703
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