SECTARIANISM
IN SYRIA’S
CIVIL WAR
Fabrice Balanche
A Geopolitical Study Featuring 70 Original Maps
SECTARIANISM IN
SYRIA’S CIVIL WAR
SECTARIANISM IN
SYRIA’S CIVIL WAR
FA B R I C E B A L A N C H E
a geopolitical study featuring 70 original maps
by fabrice balanche & mary kalbach horan
he opinions expressed in this book are those of the author
and not necessarily those of he Washington Institute for Near East Policy,
its Board of Trustees, or its Board of Advisors.
All rights reserved. Printed in the United States of America. No part of this publication may be reproduced or transmitted in any form
or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system,
without permission in writing from the publisher.
© 2018 by The Washington Institute for Near East Policy
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DESIGN: 1000colors.org
CON T EN TS
Table of Maps
vii
Acknowledgments
ix
Introduction
xi
I
THE ROLE OF SECTARIANISm IN THE SYRIAN CONFLICT
1 | Sectarian Lines Are Drawn and Redrawn
II
3
2 | Assad’s Syria, hen and Now
31
3 | Syrian Kurdistan under the PYD
51
4 | Radicalization of the Sunni Arab Rebellion
68
5 | Four Postwar Scenarios
94
THE ORIGINS OF SYRIA’S SECTARIANISm
6 | A Divisive Evolution
About the Author
109
Inside Back Cover
TABL E OF M AP S
xii
1.
Geography of the Syrian Population 2004
2.
Sectarian and Ethnic Distribution in Syria 2011
3.
Arab Tribes in Syria
4.
Geography of the Syrian Uprising, Fall 2011
5.
Sectarianism and Frontlines, may 2017
6.
military Situation and Sectarianism, April 2013
7.
military Situation and Sectarianism, may 2017
8.
Homs 2011: Sectarian Distribution
9.
he 2011 Damascus Uprising
xiv
10
5
9
10.
Baniyas Sectarian Distribution 2011
11.
Syrian Cities: Two models
12.
military Situation, may 2017
13.
Syrian Population Growth 1940‒2010
14.
Refugees by Sect, June 2017
15.
Syrian Refugees and IDPs, may 2017
16.
Resident Syrian Population by Sect
17.
Population by Sect in the Regime Area
18.
Population by Zone, 2013 and 2017
12
18
20
11
19
21
22
23
23
19.
Potential migration from Rebel and IS Areas,
may 2017 27
20.
Syrian Army Progression in Damascus Area,
march 2013‒may 2017 33
21.
he Syrian Army Surrounds East Ghouta
22.
Syrian Army Damascus Strategy, may 2017
23.
Latakia Sectarian Distribution 2011
24.
From Alawite Stronghold to Statelet
25.
Jabal al-Druze and the Southern Front, march 2017
26.
East Aleppo vs. West Aleppo, January 2016
27.
Syrian Army Ofensive East Aleppo, Fall 2016
28.
Struggle for the manbij‒Azaz Corridor, Winter 2016
29.
Ethnic Divisions in Northern Syria
30.
PYD Expansion in Northern Syria, may 2017
31.
Rojava Population and Future Administrative
Organization 2016 54
32.
Arabization of Village Names in Northern Syria
33.
Change in Irrigated Land, Northeast Syria 2001‒2009
34.
Syrian Kurds Break Encirclement, April 2017
xiii
4
6
7
vii
34
35
37
39
45
52
40
46
47
53
55
59
57
60
Partition with Rebellion in Damascus
54.
Potential Iranian Routes to the mediterranean, August 2017
55.
Russia’s Strategy in Syria
56.
Russia’s Strategy in the Levant:
Energy and Turkish Siege 103
57.
Sectarian Distribution in Levant and Potential Statelets
58.
he New hirty Years War
59.
Sectarian Distribution in the Levant at End
of Ottoman Empire 111
60.
Centers and Peripheral Zones in the Levant at End
of Ottoman Empire 112
61.
Old City of Damascus at End of Ottoman Empire
62.
he Alawite State 1920‒1936
63.
Administrative Divisions in Syria
64.
Baathist Planning 1963–1990: Development of the Periphery
65.
Periphery Cleavage Since the 1990s
66.
Syrian Population 2010 by Age and Gender
67.
97
Demographic Growth in Syria by District
1970‒1981 126
68.
98
Demographic Growth in Syria by District
1994‒2004 127
69.
Illiteracy in Syria by Province 2004
70.
Internal migration in Syria 1990 –2010
36. Syrian Rebel Groups by Ideology, march 2016
69
37. Syrian Rebel Powerbrokers by Number
and Ideology, march 2016 70
38. Syrian Rebel Powerbrokers by Front, march 2016
40. military Developments in Northwest Syria,
march/April 2017 74
41. military Situation in Northern Syria, may 2017
42. Close Allies of Jabhat al-Nusra, June 2016
71
73
39. military Situation in Southern Syria, may 2017
76
75
43. Jabhat al-Nusra and Coalitions, Winter 2015‒Fall 2016
44. Hayat Tahrir al-Sham Territorial Organization
in Idlib Area, August 2017 80
45. Hayat Tahrir al-Sham Strongholds in Idlib Area,
August 2017 81
46. military Situation in Syria and Iraq, may 2017
47. Energy Production in Syria
86
48. Arab Tribes and military Situation in Northeast
Syria, April 2016 88
49. Syria’s Ethnic and Social Structure
50. Unity with Regime in Damascus
98
51. Unity with Rebellion in Damascus
52. Partition with Regime in Damascus
99
53.
35. Rojava as a Future Corridor to the Sea
99
83
77
viii
102
105
114
104
113
120
123
128
124
129
101
122
AC k NOw L Ed gM E N TS
M
y PrOFOuNd ThANkS to all those who helped and supported me in
the realization of this study. First, the publications team at he Washington Institute was instrumental in bringing this project to fruition: Editor
George Lopez did a wonderful job organizing the text and inessing the
prose while scrupulously checking that all information was properly referenced. Publications director mary Kalbach Horan spent an extraordinary amount of time redesigning
and editing the maps, ensuring the coherence of names down to the smallest and most
obscure Syrian village. Research assistants marine Barjol, James Bowker, and Jackson Doering helped me translate my original French drafts into readable English. heir fresh eyes
forced me to clarify ideas for the many readers who have not spent their professional lives
analyzing Syria in minute detail.
Furthermore, this study is the result of immense teamwork among the Institute’s numerous scholars and experts. martin Kramer, David Pollock, David Schenker, Andrew Tabler,
Ehud Yaari, and Aaron Zelin read and reread various chapters with great attention to detail
and endeavored to enrich them. Patrick Clawson coordinated this team, greatly stimulating
and encouraging my research over the past two years. I am also grateful to executive director Robert Satlof for his hospitality and kindness. Syria is a diicult subject with violent
polemics, so any scholar who tackles it depends on the support of the institution hosting
him. I have always found this support at he Washington Institute.
Finally, I would like to express my deep gratitude to all the Washington Institute administrators, researchers, assistants, interns, and donors who helped and supported me
during my stay.
Fabrice Balanche
January 2018
ix
I N T r Od u CT ION
A
S SyrIA’S seemingly interminable war drags on,
nagging questions about
its initial causes and current dynamics have yet to be fully answered, particularly in comparison to
other regional crises. Why did Bashar
al-Assad’s regime not fall quickly like
Hosni mubarak’s did in Egypt? Why
has the Syrian army not fractured like
muammar Qadhai’s in Libya? And why
has the ighting persisted for so long?
In many ways the Syrian conlict has
been taken out of the hands of Syrians
themselves, becoming a proxy war between regional and international forces
that often exploit the country’s divided
society for their own beneit. Yet this
sectarian fragmentation was not created
when the war began in 2011; it came
from an inherited Ottoman millet system whose traits were accentuated by the
“divide to reign” policies of Bashar’s late
father, Haiz. he war has compelled Syrians to cling to their sectarian identities
more tightly, whether out of socioeconomic self-interest or simply to survive.
Examining these identities is therefore
crucial to answering the most fundamental questions about the ongoing upheaval.
he main objective of this study is
to foster a fuller understanding of the
role that sectarianism has played in
Syria’s war, and to reassess the notion
that the regime’s divisive eforts singlehandedly transformed the secular and
democratic revolution of 2011 into the
brutal sectarian conlict of today. Since
the beginning, sectarianism has been
a major factor in the conlict, perhaps
even more so than geopolitical drivers
and other issues, but many analysts and
participants have deliberately marginalized it. When sectarianism is discussed,
it is often framed in terms of the regime consolidating its power. Certainly, Assad has used all means necessary
to stay in power, including tactics that
exacerbate interfaith tensions, but neither he nor his father created these divisions—they only exploited the preexisting vulnerabilities of Syrian society.
Analyzing these vulnerabilities can
shed light on the war’s current course,
including the most salient military,
political, demographic, and economic
trends. It can also yield lessons about
state failure and other ills alicting the
wider middle East. Focusing on sectarianism does not mean one should see it
lurking behind every door in Syria, but
it does need to be granted a more prominent place in discussions about the war
and Syria’s future.
A SECTArIAN CIVIL wAr
he general concept of sectarianism
has been abundantly explained by a
multitude of authors. I have relied in
particular on maxime Rodinson, who
used his keen understanding of the
interplay between cultural and socioeconomic parameters to describe this
phenomenon in the middle East.1 he
deinition of sectarianism employed in
this study is wide, denoting not only religious communities but also ethnic and
tribal groups. In that sense, “sect” describes any social group whose members
share a common identity and are able
xi
to create a strong solidarity link. he
sect becomes a political player when its
leaders decide to compete for authority
at the state level, using sectarian solidarity to seize mulk (political power).
Indeed, medieval scholar Ibn Khaldun
deined any such collective as an asabiyya, a solidarity group created with the
express goal of taking political power.2
In the 1980s, michel Seurat applied
Khaldun’s theories to Syria in ways that
are deeply relevant to the current war.3
Detailed analysis of such theories can be
found in Part II of this study, “Origins
of Syria’s Sectarianism,” but they inform
Part I as well, which focuses on more
practical questions about how the war
irst erupted, why it has persisted, and
how it is reshaping the country’s territory and population.
In simplest terms, sectarianism is
both a cause and consequence of the
initial revolt—and its subsequent failures. Chapter 1 goes immediately to
the heart of the matter, assessing the
role of sectarianism in the early uprising and the behavior of diferent com-
1. GEOGRAPHY OF THE SYRIAN POPULATION 2004
N
al-Malikiyah
W
Amuda
E
Kobane
Qamishli
Ras al-Ain
S
Tal Abyad
Afrin
Manbij
Azaz
HASAKA
al-Bab
ALEPPO
RAQQA
IDLIB
al-Thawra
LATAKIA
Maarat al-Numan
Jableh
TARTUS
DEIR AL-ZOUR
HAMA
Baniyas
Salamiya
Mayadin
Safita
HOMS
al-Qusayr
Abu Kamal
Palmyra
Nabek
Provincial border
2004 POPULATION
4,500,000
DAMASCUS
AREA
Zabadani
Golan
Heights
Damascus
Shahba
SUWAYDA
DERAA
2,000,000
1,000,000
100,000
10,000
1,000
Jayrud
Douma
Kiswah
TYPE OF LOCALITY
Urban
Busra
DAMASCUS AREA
Rural
0
100 km
SOURCE: 2004 CENSUS
xii
FABrICE BAL ANChE
2. SECTARIAN AND ETHNIC DISTRIBUTION IN SYRIA 2011
N
W
TURKEY
E
S
HASAKA
ALEPPO
RAQQA
IDLIB
LATAKIA
DEIR AL-ZOUR
HAMA
Tartous
TARTUS
HOMS
Mediterranean Sea
LEBANON
IRAQ
DAMASCUS
QUNEITRA
Golan Heights
ISRAEL
SUWAYDA
DERAA
JORDAN
0
100 km
Sunni
Christian
Turkmen
Province center
Alawi
Shia
Kurdish
Province border
Druze
Ismaili
Bedouin
International border
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
xiii
3. ARAB TRIBES IN SYRIA
N
Tigris River
W
TURKEY
E
Kobane
Tal Abyad
Afrin
Qamishli
Ras al-Ain
S
Adwan
Manbij
ALEPPO
Fadan
RAQQA Sabkha
Lake Assad
Quayar Afadla
IDLIB
HASAKA
Jabbour
al-Shadadi
Walda
Mediterranean Sea
Tay
Shammar
Baggara
al-Washeb
LATAKIA
Haddadin
Mawali
HAMA
Fadan
DEIR AL-ZOUR
Ougaidat
TARTUS
HOMS
Salamiya
Bani Khalid
Fawaira
LEBANON
Sbaa
al-Shour
Hassana
Palmyra
Euphrates River
Abu Kamal
Ruwala
al-Swaileh
al-Shaga
DAMASCUS
Ruwala
IRAQ
al-Abdullah
Golan QUNEITRA
Heights
al-Hassan
SUWAYDA
ISRAEL
DERAA
Sedentary area
Nomadic area
xiv
al-Ghiati
al-Masaid
al-Sherfat
Sbaa
JORDAN
0
Tribe
Province border
Province center
Tribal territory
International border
City
100 km
FABrICE BAL ANChE
munities as the civil war escalated. he
use of the term “civil war” may shock
some readers, since it goes against the
conventional reading of the conlict as
a ight between a dictatorial regime and
the people. he Assad regime is certainly a brutal dictatorship that has slaughtered many innocent civilians, and this
study does not aim to elide that harsh
reality. At the same time, though, the
chapters that follow describe how (and
why) a large portion of Syria’s population supports Assad, whether out of
self-interest, fear, or some combination
of factors. And on the other side, rebel
groups have attacked civilian populations that they consider allies of the
regime simply because of their sectarian ailiation. Syria is therefore in the
midst of a civil war—one that is mostly
sectarian, sometimes even in the purely
religious sense of the word given the involvement of the Islamic State, al-Qaeda ailiates, and foreign Shia militias.4
UN oicials themselves have described
the crisis as a civil war since as early as
2012, so it is hardly inappropriate for
others to do the same.5
SyrIA’S dIVISION ALONg
EThNOrELIgIOuS LINES
Civil wars provoke intense population
movements, and Syria is no exception.
more than 6 million residents have
led the country as refugees, and just as
many have become internally displaced
persons (IDPs), meaning that more
than half the current population of 23
million has been transplanted in one
way or another.6 Syria’s sectarian distribution has also been modiied by ethnic
cleansing in diferent areas, whether under the aegis of the regime, the rebels,
the Islamic State, or the Kurds.
he most diverse and populous area is
the one controlled by the regime’s army.
Although many of this zone’s residents
are Alawites—that is, followers of the
Alawi branch of Shia Islam, the same
sect as the Assad family—the majority
are Sunnis, and many minorities have
led there as well.7 At various points
during the war, Sunni IDPs from Idlib,
Aleppo, and Homs have sought refuge in
the coastal region, the stronghold of the
Alawites. Displaced residents of Damascus city have led to Jabal al-Druze or the
Druze/Christian suburb of Jaramana.
In contrast, rebel zones are almost
exclusively Sunni Arab. he few minorities who lived in these areas have led
or been forced to convert to Sunnism.
In the northern border zone controlled
by the Kurdish-led Syrian Democratic
Forces (SDF), an Arab-Kurdish blend
remains, but “Kurdiication” eforts
continue—belying the pluralistic discourse of the Democratic Union Party
(PYD), the dominant Syrian Kurdish
faction that shares close ties with Turkey’s Kurdistan Workers Party (PKK).8
Syria is thus divided into three main
areas: the multisectarian regime zone,
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
the Kurdish-controlled SDF zone, and
the Sunni Arab rebel zone. Each of these
zones has signiicant internal issures as
well. he latter is the most fragmented,
with several hundred competing rebel
groups and some areas still held by the
Islamic State. he regime zone has some
institutional coherence, but the various
community and tribal militias belonging to the National Defense Forces have
introduced fragmentation at the local
level.9 he NDF still respect Assad’s authority, but they often engage in violent
inter-militia rivalries for control of territory and resources. he Kurdish-controlled zone is the most centralized, despite the PYD’s oicial discourse about
local democracy and federalism. Kurdish militia forces are everywhere, and the
Arab militias within the SDF are mainly
treated as tokens or substitutes rather
than full partners.
his new geography will likely determine the structure of postwar Syria.
It also informs the structure of this
study—each of these three zones is
covered by its own chapter. Between
march 2013 and December 2016, the
main fronts were stabilized along sectarian lines, recalling Lebanon’s civil
war in 1975–1990. In the west, the
regime managed to secure a strip of
territory stretching from Latakia to Suwayda, with key strategic points in the
hands of religious minorities, enabling
Assad to keep the local Sunni majority
under control. he SDF controlled the
Kurdish zone, while rebel groups held
sway over a patchwork zone that became almost entirely Sunni Arab. he
2015 Russian intervention moved the
lines somewhat, enabling regime forces
to leave their minority strongholds and
reconquer certain Sunni Arab territories deemed hostile to Assad. he recapture of Aleppo in late 2016 was a
particularly important turning point,
and the regime has since been expanding its grip in other areas such as the
central and southern desert. In the Damascus suburbs formerly held by the
rebels, most inhabitants have stayed in
place once regime forces retake their
neighborhoods, even in Sunni strongholds. he army’s destruction of Daraya and dramatic siege of East Ghouta
likely frightened many locals into submission, and the brutal tactics used by
certain rebel groups no doubt drove
them into the regime’s arms as well.
After years of war, most civilians seek
security above all else, and the fractured
opposition has been largely unable to
provide it given the prevalence of radical actors.
In short, the regime’s counterinsurgency eforts have been quite effective, at least in territorial terms.10
Assad does not seek to win hearts and
minds, but rather to break the opposition’s neck, just as his father did forty
years ago when crushing a muslim
Brotherhood revolt.11 And while political and territorial cleavages cannot be
xv
dismissed when examining the nature
of this ight, sectarianism is the key
to understanding its roots and nearterm prospects.
AN INEVITABLE CONFLICT
Ever since I began my research in Syria
in 1990, the country’s sectarian divisions
have been glaringly evident. Back then,
the Alawite community was the backbone of Haiz al-Assad’s classic patronage
system: in exchange for political support,
they were given material beneits that
only increased their sectarian solidarity.
he regime knew very well how to agitate
the Islamist threat in order to strengthen
Alawite loyalty. Yet this privileged relationship increasingly frustrated portions
of the majority Sunni population, especially those who sufered deteriorating
living conditions. Civil war seemed inevitable in the long term.
When Bashar succeeded his father in
2000, the system continued to run on
inertia for years, much like Yugoslavia
after the death of marshal Tito.12 Eventually, however—after a decade of rapid
population growth, socioeconomic deterioration outside the cities, and lapsed
structural reforms—Syria’s disaster inally struck. he long-brewing revolt
in the rural areas and urban peripheries
had been masked for years by ultimately supericial progress such as the opening of private banks and the huge increase in automobile ownership.13 While
xvi
city dwellers lived in relative luxury, the
countryside sufered, and deep sectarian issures were reactivated by economic frustration. most analysts did not see
this growing unrest and spoke of sectarianism as a rapidly disappearing vestige
of local medievalism.
he same error of analysis persisted
at the beginning of the civil war, based
on the lawed notion that Alawites
could reject Assad and embrace the
“popular revolution” without sectarian
implications. Only a few analysts took
the sectarian parameter into consideration, such as Fouad Ajami.14 more recently, Nikolaos Van Dam denounced
the Western diplomatic tendency to
downplay sectarian issues and dismiss
the fears of religious minorities who
faced a revolt largely overtaken by radical Islamists.15 he chapters that follow
emphasize the role of sectarianism not
to encourage a future partition of Syria
based on these divisions, but simply to
describe the reality of a protracted civil
war. Concerned members of the international community cannot hope to
stop the violence unless they open their
eyes to its core causes.
A NOTE ABOuT
METhOdOLOgy
Since irst visiting the country in 1990,
I have built a geographic information
system (GIS) that incorporates around
6,000 Syrian localities, decades worth
of data on ethnoreligious identity in
these areas, and population data from
various Syrian censuses conducted since
1960. he ethnic and religious data has
been generated by cross-referencing
three types of sources: a hand-drawn
ethnographic map of Syria created by
French mandate authorities, topographical maps from the 1960s (i.e.,
before the government Arabized many
placenames), and author surveys conducted in numerous Syrian communities. An individual GIS has also been
built for each major city, broken down
by neighborhood.
Taken together, this research shows
that the ethnic and religious identity
of Syrian villages remained virtually
unchanged between the French mandate and 2010. he sectarian composition of urban neighborhoods is also
well known because little population
mixing occurred in the cities—for the
most part, the only residents living
in mixed neighborhoods are wealthy
people. hese trends, coupled with a
GIS database that has been repeatedly
reined over the years, allow for the
production of highly accurate ethnographic maps, which in turn make it
feasible to assess sectarian distribution even amid wartime upheaval.
herefore, unless otherwise indicated,
all demographic statistics and projections ofered in this study are derived
from this database and the author’s
related work.
FABrICE BAL ANChE
fikraforum/view/from-qamishli-to-qamishlo-a-trip-to-rojavas-new-capital.
NOTES
1.
See his book Islam, Politique et Croyances (Paris: Fayard, 1993).
2.
Ibn Khaldun, Les Prolégomènes (Paris:
Librairie Orientaliste Paul Geuthner,
1863).
3.
See Michel Seurat, L’Etat de Barbarie
(Paris: Seuil, 2012).
4.
Fabrice Balanche, “Communautarisme
en Syrie: lorsque le mythe devient réalité” [Communitarianism in Syria: when
the myth becomes reality], Confluences
Méditerranée 89 (Spring 2014), https://
www.cairn.info/revue-confluences-mediterranee-2014-2-page-29.htm.
5.
Asked if the situation could be described as a civil war, UN undersecretarygeneral for peacekeeping operations
Herve Ladsous replied, “Yes, I think we
can say that.” See “Syria Conflict Now
a Civil War, UN Peacekeeping Chief
Says,” Reuters, June 12, 2012, http://
www.reuters.com/article/us-syria-crisisun-idUSBRE85B11V20120612.
6.
For more on these figures, see the
“Demographics Overwhelmed by
War” section of chapter 1.
7.
Souhail Belhadj, La Syrie de Bashar alAsad (Paris: Belin Litterature et Revues,
2013).
8.
See Fabrice Balanche, “From Qamishli
to Qamishlo: A Trip to Rojava’s New
Capital,” Fikra Forum, April 13, 2017,
http://www.washingtoninstitute.org/
9.
In 2012, Iran helped Assad create the
paramilitary NDF, which the regular
army then tasked with protecting regime
strongholds at the local level. This strategy has proven to be a mixed blessing
for Assad, as discussed in later chapters.
10. Fabrice Balanche, “Insurgency and
counterinsurgency in Syria” (in French),
Geostrategic Maritime Review 2
(Spring–Summer 2014), http://www.joshualandis.com/blog/insurgency-andcounterinsurgency-in-syria-by-fabricebalanche.
11. Martin van Creveld, The Changing
Face of War: Combat from the Marne
to Iraq (New York: Presidio, 2008).
12. Fabrice Balanche, La region Alaouite et
le pouvoir Syrien [The Alawite area and
Syrian power] (Paris: Karthala, 2006).
13. Fabrice Balanche, “The new lion of
Damascus will not make an economic
tiger with Syria” (in Spanish), Revista
Culturas no. 8: Ten years of Bashar alAssad (Sevilla, September-October
2010), http://revistaculturas.org/el-nuevo-leon-de-damasco-no-transformarasiria-en-un-tigre-economico.
14. See his book The Syrian Rebellion
(Stanford, CA: Hoover Institution,
2012), particularly the section beginning on page 229.
15. Nikolaos van Dam, Destroying a Nation: The Civil War in Syria (London:
I. B. Tauris, 2017).
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
xvii
part i
ThE rOLE OF SECTArIANISM
IN ThE SyrIAN CONFLICT
1. S E CTA rI A N L I N E S Ar E dr Aw N A Nd rEdr Aw N
w
hEN the revolt
began in 2011, it was
driven by many different factors, resulting in numerous interpretations to
explain what was happening. Looking
at the uprising from a geographical perspective, for example, one could see a
clear issure between the center and the
periphery. he initial protests in Deraa
province were motivated by sociopolitical frustration accumulated against the
regime for decades. A drought had undermined local agriculture since 2005,
and the state’s lack of interest in this
peripheral area ripened the conditions
for revolt.
Yet this explanation, while valid and
analytically useful, does not tell the
whole story. Even as their neighbors in
Sunni Arab Deraa rose up, residents of
neighboring Jabal al-Druze did not join
the protest movement, despite their
equally degraded economic situation.
his lack of revolutionary solidarity was
due largely to the ancestral sectarian divide between the Sunnis of the south-
ern agricultural region known as the
Houran and the Druze of the adjacent
mountainous area (for more on these
and other ancestral divides, see Part II).
To be sure, the geography of the revolt’s
irst months is very important to understanding the reasons for the ongoing war,
and the irst part of this chapter examines these territorial issures in detail. As
will be seen, however, sectarian factors
quickly gained ascendancy over territorial, economic, and political factors. he
second part of the chapter therefore focuses on the behavior of Syria’s six main
sects—Sunni Arabs, Alawites, Druze,
Christians, Ismailis, and Kurds—during
the uprising.
hese sects do not have the same cohesion they did in the nineteenth century, but their ties are strong enough to
inluence the behavior of large communities and give some of them access to
resources denied to others. At a time of
war, Syria’s sectarian identities have been
awakened more powerfully than ever,
with noncombatants forced to choose a
camp as they seek a safe place to ride out
the ighting. In this manner, the conlict
has greatly disrupted the country’s population distribution. more than half the
people have left their homes—sectarian
iefdoms have become safe havens for
those caught in mixed areas afected by
violence, and ethnic cleansing has been
carried out in some locales. Accordingly,
the third part of this chapter seeks to
establish a new geography of the Syrian
population by charting this ongoing demographic upheaval.
In April 2013, Syria’s battle map largely aligns with the map of its sectarian
distribution. As described in the Introduction, Sunni rebel and jihadist forces
control much of the eastern and central
countryside, which by this point is almost entirely populated by Sunni Arabs.
Kurdish forces control most of the Kurdish-majority northern border zone. And
the regime controls the Alawite coast, Jabal al-Druze, and similar territories where
minorities passively or actively support
Assad. Damascus and the other major
cities (Aleppo, Homs, Hama, and Latakia) are either wholly or partially held by
3
his forces, with sectarian neighborhood
boundaries often deining the frontlines.
Of course, a host of crucial nonsectarian
factors complicates this picture (e.g., the
class-based, urban/rural divide that characterized many wartime developments in
Aleppo), so they are examined as well.
TErrITOrIES OF
ThE rEVOLT
In 1979, scholar Elisabeth Picard noted
that while Syria was experiencing sectarian violence as a result of an uprising by Sunni Islamists (i.e., the muslim
Brotherhood), its situation was not
comparable to that of Lebanon, which
was in the throes of a full-blown sectarian civil war.1 As she noted, Syrians did
not seem to express their sectarianism
with the same vigor as the Lebanese at
the time, and Haiz al-Assad was able to
crush the unrest before it escalated into
a nationwide movement.
Today, however, the question of
Syrian sectarianism must be reconsidered—analysis of the revolt’s geography
Turkey
KURDISH POPULATION
QAMISHLI
KURDISH POPULATION
KURDISH POPULATION
ALEPPO
Sunni enclaves in Alawite territory
IDLIB
LATAKIA
HASAKA
RAQQA
ARAB TRIBES
Jabal al-Turkmen
Jabal al-Akrad
Periphery of
Alawite territory
4.
GEOGRAPHY OF
THE SYRIAN UPRISING
Fall 2011
TYPE OF TERRITORY
DEIR AL-ZOUR
HAMA
Hostile
Abandoned
periphery
BANIAS
Support
RASTAN
HOULE
TARTUS
Idle
PALMYRA
Tal Kalakh
HOMS
AL-QUSAYR
Free Syrian Army base
Iraq
ZABADANI
Mediterranean
Fighting
Lebanon
Abandoned
urban periphery
City
Primary road
Secondary road
SUWAYDA
Abandoned
periphery
Israel
4
Foreign support to fighting
DAMASCUS
Desert
DERAA
Jordan
FABrICE BAL ANChE
5. SECTARIANISM AND FRONTLINES, May 2017
TURKEY
PYD
PYD
HASAKA
PYD
Mediterranean Sea
ALEPPO
SYRIAN
ARMY
RAQQA
IDLIB
REBELS
LATAKIA
IRAQ
DEIR AL-ZOUR
IS
HAMA
Tartous
TARTUS
HOMS
SYRIAN
ARMY
IS
LEBANON
DAMASCUS
QUNEITRA
Golan Heights
REBELS
SUWAYDA
ISRAEL
JORDAN
DERAA
0
JORDANIE
100 km
Sunni
Christian
Turkmen
Province center
Alawite
Shia
Kurdish
Province border
Druze
Ismaili
Bedouin
International border
Frontline
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
suggests that the country has major (perhaps irreconcilable) sectarian issures,
despite oicial denials by the regime and
opposition alike. he demonstrations
that swept Latakia, Baniyas, and Homs
in 2011 occurred only in the Sunni
districts of those cities. In the suburbs
of Damascus, most Druze, Christian,
Ismaili, and Alawite districts did not
join the protest movement, but outlying Sunni towns did. he demonstrations in Jdeidat Artouz, a Druze/Christian area, and Bab Touma, the capital’s
main Christian quarter, were largely
undertaken by Sunni residents. In response, the older Druze and Christian
inhabitants mobilized against what they
considered aggression by newer inhabitants who practiced a diferent religion.
meanwhile, the Sunni inhabitants of
Douma, Deraa, and other rebellious districts around Damascus rose to defend
their territory against regime aggression.
For them, the state could no longer be
considered an extension of the Syrian
people, if it ever had been during the
Baath/Assad era; instead, they saw it as
a hostage of the Alawite minority, and
therefore a foreign element.
he Alawite Fallback
Syria’s Alawites occupy a more or less
continuous territory between the mediterranean Sea and the Orontes River, including the Jabal al-Ansariyya range and
surrounding plains. Additional Alawite
settlements are scattered east of the Oron 5
6
6. MILITARY SITUATION AND SECTARIANISM, April 2013
N
TURKEY
W
Tigris River
Euphrates River
Qamishli
E
Ras al-Ain
Kobane
S
Tal Abyad
Azaz
Afrin
Manbij
al-Bab
IDLIB ALEPPO
HASAKA
Lake Assad
RAQQA
Jisr al-Shughour
Ariha
LATAKIA
Maarat al-Numan
DEIR AL-ZOUR
HAMA
Salamiya
TARTUS
Palmyra
Mediterranean Sea
HOMS
BA
NO
N
Abu Kamal
LE
tes, created in the nineteenth century
when the large landowners of Homs and
Hama reconquered farmland on the edge
of the steppe using Alawite sharecroppers.
Prior to the creation of modern Syria,
local Alawites were ostracized by Sunni
and Ottoman authorities, who did not
consider them true muslims. Alawites were forbidden from even entering
cities—a harsh edict in light of the fact
that minority Christians were permitted
to live there. It was only with the French
mandate (1920–1945) that Alawites
began to settle in the cities. And when
Alawite military oicers such as Haiz alAssad asserted themselves at the outset
of the Baath era in the 1960s, their coreligionists took numerous positions of
authority in these cities.
Today, Latakia is a majority Alawite
city, as are Baniyas, Jableh, and Tartus.
Yet some key locales in the western Alawite heartland are dominated by other
sects. In Talkalakh, the majority of the
population remains Sunni, while in
Homs, Alawites comprise only a quarter
of the population. hey are practically
absent from Hama, Jisr al-Shughour, and
maarat al-Numan, whose Sunni residents
are openly hostile toward the minority.
Such Sunni animosity has grown over
the past few decades because of the preferential treatment Alawites receive from
the state. his favoritism is a crucial part
of the regime’s security system,2 an arrangement whose contours and inherent vulnerabilities have been put into
DAMASCUS
QUNEITRA
IRAQ
Golan
Heights
ISRAEL
DERAA
SUWAYDA
INHABITED AREAS OF CONTROL
100 km
0
JORDAN
MINORITIES
Syrian Army
Shia minorities
Main road
Province border
PYD (Kurdish)
Christian
Secondary road
International border
Rebels
Kurdish
Desert
Province center
Disputed
Turkmen
City
FABrICE BAL ANChE
7. MILITARY SITUATION AND SECTARIANISM, May 2017
N
W
TURKEY
Tigris River
Qamishli
E
Kobane
S
Azaz
Afrin
Ras al-Ain
Tal Abyad
Manbij
HASAKA
al-Bab
ALEPPO
Lake Assad
IDLIB
Tabqa
Jisr al-Shughour
al-Shadadi
RAQQA
Maarat al-Numan
LATAKIA
DEIR AL-ZOUR
HAMA
Salamiya
Rastan
TARTUS
Mediterranean Sea
HOMS
Mayadin
Shaer
gas field
Euphrates River
al-Qusayr
Abu Kamal
Palmyra
LEBANON
Zabadani
DAMASCUS
IRAQ
Douma
QUNEITRA
Golan
Heights
ISRAEL
DERAA
SUWAYDA
INHABITED AREAS
OF CONTROL
Syrian Army
UNINHABITED AREAS
OF CONTROL
100 km
0
JORDAN
MINORITIES
Syrian Army
Shia minorities
SDF (Kurdish)
SDF (Kurdish)
Christian
International border
Secondary road
Other rebels
Other rebels
Kurdish
Province center
Desert
Islamic State
Islamic State
Turkmen
Locality
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Province border
Main road
sharp relief during the current war. Alawite military oicers are the heart of this
system, which is based on direct loyalty
to the Assad family. Over the years, the
growing density of Alawite cadres in the
regime ensured that every Alawite family
had a potentially exploitable link within
the state, assuming they demonstrated allegiance to Assad. Although individuals
from other sects could (and did) access
similar privileges, the elder Assad’s strategy was to make the Alawite community
a loyal monolith while keeping Syria’s
Sunni majority divided.3 And like the
Capetian dynasty in France, he sought to
designate his son as his successor in advance to avoid any dispute after his death.
Interestingly, Bashar al-Assad paid
less attention to the Alawite community
upon his ascension—he married a Sunni
and neglected to visit Qardaha, his ancestral home and stronghold, preferring
to spend summer weekends in Palmyra
and Latakia with members of the Sunni
bourgeoisie. Yet the war has forced him
to reconsider the value of having a faithful community at his back. It has also
convinced him that, as an Alawite, he will
never be able to obtain the Sunni majority’s acceptance without the use of force.
he sectarianism that structures Syria’s society and regime is thus a doubleedged sword, especially now that the
smokescreen of Baath idealism has long
dissipated and the social pact has been
broken in rural areas by the welfare state’s
7
failure. Leading up to the war, economic diiculties increased for the general
population as the state withdrew from
many areas, but Alawites in western Syria tended to retain their privileges thanks
to their better integration in the power
networks that dominated the security
branch. hey had more opportunities to
join the public sector, obtain real estate,
secure agricultural loans, and take advantage of exemptions (e.g., for digging illegal water wells on al-Ghab plain).
Such favoritism exasperated Sunnis,
and many of those who rose up in 2011
simply sought to rebalance the scales
rather than overturn the entire system.
In Baniyas, for instance, one of the
demonstrators’ main demands was for
the regime to create 3,000 jobs at the local oil reinery in order to curb massive
unemployment among Sunni youths.
And in Latakia, prominent Sunnis summoned to the governor’s oice after riots
expressed their bitterness that all positions of authority in the local administration were occupied by Alawites.4 he
repression of protests by Alawite militias
(shabbiha) and intelligence services only
increased Sunni rejection of the ruling
community. he may 15–19, 2011,
crackdown on Talkalakh was particularly provocative—several thousand of
the town’s Sunni residents were forced
to take refuge in Lebanon, which Sunnis
interpreted as a deliberate act of ethnic
cleansing meant to beneit Alawites. By
that point, even if one rejected the no8
tion that the state had become hostage
to the Alawites, the sect was clearly the
irst beneiciary of regime largesse.5
From the Alawite perspective, however, this largesse is a matter of existential necessity, not (or not merely)
material luxury. Well before the current
conlict, Alawites regarded their home
enclave in western Syria as a safe haven
in the event of mass uprisings, civil war,
or other displacements. In 1939, Alawites from the Ottoman province of
Alexandretta immigrated to the Aleppo
area after the former was ceded to Turkey. In subsequent decades, Alawites
who resided elsewhere in Syria often
used their wealth or favorable positions
to make real estate investments in the
coastal region, partly out of attachment
to their homeland but mainly as an investment in their safety. heir region
became the main terminus of internal
emigration after the Baath took power
in 1963, and the positive migration
balance continued in the 1994 and
2004 censuses. Some of this movement
involved Alawite retirees returning
to their birthplace, but many of their
descendants moved west as well when
they were unable to integrate into Damascus, Aleppo, and other cities with
large Sunni populations. During the
muslim Brotherhood insurgency of
1979–1982, Alawites were systematically targeted in such cities, and large
numbers led toward the coast. Additionally, thousands of Alawite villagers
from Idlib province were forced to seek
refuge in Latakia because Islamists were
threatening their isolated hamlets in
the middle of the Sunni countryside.
In light of these precedents, it came
as little surprise when the Assad regime sent arms to Alawite villagers
around Jisr al-Shughour in June 2011
after cracking down on protests in that
Sunni-majority town. Such actions reinforced the sectarian divides and territorial discontinuity between Alawites
and Sunnis—a phenomenon that can
be seen not only on the national level,
but within individual cities.6
Divided and Encircled Cities
Sectarian distribution within Syria’s
major cities tends to follow one of two
models. he irst is the divided city
model, exempliied by Latakia, Baniyas, Homs, and other urban areas where
two main communities share most of
the territory. Typically, one of these
communities is composed of original
residents, while the second community
comprises rural denizens who settled in
or near the city later. In the cities mentioned above, the mix is Sunni/Alawite,
but in other locales such as Aleppo
and Raqqa, one inds an Arab/Kurdish
mix as well. In both types, potentially
tense urban cleavages are tempered by
the presence of Christian districts and
mixed middle-class neighborhoods that
are more amenable to coexistence, perhaps because they are linked to the state
and the bourgeoisie. Each city also has
a central souk where all faiths can mix,
though individual communities maintain their own (sometimes conlicting)
commercial interests as well.
he second model is that of the encircled or garrisoned city, such as Damascus
and Hama. In these cases, Alawites and
other urban minorities did not have a suficient demographic reservoir to counterbalance the inlux of rural Sunnis, so the
regime felt compelled to install more of
its clients there, often in the form of large
military garrisons and their families.
Some cities are a mix of the two archetypes: until recently, for instance,
Aleppo was both divided and encircled,
with sharply deined Arab and Kurdish
districts as well as loyalist populations
that were deliberately settled in strategically vital neighborhoods. he resulting
urban agglomerations looked more like
groups of rival territories than cities,
so their dramatic fragmentation during
and after 2011 was hardly surprising.
Damascus is the typical model of the
encircled city. Haiz al-Assad endeavored
to build good relations with the capital’s
bourgeoisie in order to bolster the regime,
and his son extended this policy. On the
security front, the elder Assad surrounded
the capital with Alawite military camps
that could seal it of from the rest of
Syria in case of an uprising. In contrast,
Homs has long been internally divided
into neighborhoods with strong sectarian
identities, and the bloody confrontations
FABrICE BAL ANChE
To Aleppo
8.
HOMS 2011:
Sectarian
Distribution
To Salamiya
Sunni
Alawite
Christian
Industrial area
Mixed area
al-Waar
Cathedral
Deir Baalba
al-Qousour
Church
al-Bayda
The Great Mosque
al-Abbasiyah
Mosque
10
Orontes River
Homs in 1936
5
3
2
al-Muhajireen
Street
4
Zahra
1
Fight
al-Arman
6
To Tartus
8
al-Fardos
7
al-Ghouta
2
Governorate
3
Khalid ibn al-Walid Mosque
4
al-Hamidiyah
5
Karm al-Sham
6
Bab Drib
7
Bab al-Sebaa
8
al-Mahatta
9
Station
9
Karm al-Zeitoun
Nazha
Bab al-Amr
1
Karm al-Loz
University
Akermeh
To Palmyra
10
Industrial area
0
1000 m
To Damascus
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
al-Khalidiya
Sources: Topographic maps 1942,
Tourist map 1996, and
personal inquiry
seen during the initial phase of the uprising unfolded right on the boundaries
between the Alawite and Sunni districts
(for more on the sectarian situations in
Damascus and Homs, see chapter 2).
Fragmentation Prevented
an Even Wider Revolt
he severe insecurity brought on by the
war has only highlighted Syria’s preexisting fragmentation, manifested on the
local level by loyalty to neighborhoods
and on the regional level by sharply deined sectarian refuges (e.g., Alawites
led to their coastal enclave; the Sunnis
of the Houran and the Druze of Jabal
al-Druze drew battle lines in the south).
Indeed, the Syria built by the Assad regime is not so much a nation-state as a
territorial state, even a multi-territorial
state—a characterization that applies to
the relatively quiet regime zone as well.
To be sure, the central administration had authority over the whole country prior to the war, unlike in Lebanon,
where certain territories traditionally
operated outside state control. Yet the regime is in perpetual negotiation with local societies, and this process bypasses the
institutional channel of elected assemblies, since they are not representative.7
Instead, the president and his appointed
provincial governors bargain with representatives of tribes, communities, or economic groups through a patron-client
relationship. When the current uprising
began, Assad replaced governors who
9
To Aleppo
To Aleppo
Maaraba
9.
THE 2011
DAMASCUS
UPRISING
Tel Machaekh
Barada River
Douma
Centers of power
BARZAH
Harasta
Territory loyal to regime
NEW DAMASCUS
RUKN AL-DIN
Qudsaya
AL-QABUN
Famous square
To Beirut
Arbin
Jabal Qasioun
JOBAR
AL-MUHAJRIN
DUMMAR
Urban area in 2011
Zamalka
Abu
Rumaneh
Presidential
Palace
al-Malikiyah
Jabal Mezzeh
al-Mazraa
al-Qassa
Umayyad
Square
Shaqba
Old city
Abassyn
Square
Cultivated area
Kafr Batna
OLD CITY
Noncultivated area
University
EAST GHOUTA
Douwayla
MEZZEH
To Beirut
Uprising
Locality
KAFR SOUSEH
AL-SHAGHOUR
Damascus border
Mleiha
AL-MIDAN
Mezzeh military camp
Jaramana
Principal road
Presidential
airport
QABOUN District
YARMOUK
Babila
N
Moadamiya
WEST GHOUTA
W
Daraya
E
S
Set Zaynab
al-Hajar al-Aswad
Sahnaya
10
0
To international
airport
5 km
To Deraa
FABrICE BAL ANChE
To Latakia
N
W
10.
BANIYAS
SECTARIAN
DISTRIBUTION
2011
E
S
5
HOSPITAL
To al-Qadmus
Sunni
Alawi
Mixed area
M e d i te r rane an S e a
Mosque
Baniyas, 1936
CULTURAL CENTER
Street
Fight
POST OFFICE
TOWN HALL
Sources: Topographic map
1942, Tourist map 1996,
and personal inquiry
To Marqab
0
400 m
To Tartus
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
failed to reestablish dialogue with local notables. In Hama, for example, he
sacked the governor in June 2011 and
installed a native of the province, at odds
with the traditional policy of appointing
non-natives in order to avoid collusion.
he uprising apparently forced Assad to
prioritize “territorial capital” in an attempt to restore order—that is, holding
onto the territory of a restive province
by appointing a native with a large local
network was more urgent than preserving the political status quo by appointing
another unpopular non-native.
As will be discussed at greater length
in chapter 2, however, whenever the revolt stalled in certain areas, it often had as
much to do with old cross-sectarian differences boiling over as with Assad making strategic adjustments, at least during
the war’s early years. For instance, after
the uprising began in Deraa, it spread
rapidly throughout the Sunni Houran
region but then stopped short at the
largely Druze/Christian province of Suwayda. Within that province, the Jabal
al-Druze region had previously stood
against central authorities on several occasions: in 1925, the Great Syrian Revolt against French occupation began in
these mountains under the direction of
Druze leader Sultan al-Atrash; in 1967,
local Druze rose against the Baath regime, and their province nearly sufered
the same destructive fate Hama would
two decades later; and in 2001, Druze
in the area began protesting the Assad
11
11.
SYRIAN CITIES:
TWO MODELS
LATAKIA
A Divided City
DAMASCUS
A Controlled City
NEIGHBORHOODS
Sunni
Kurdish
Alawite
Druze
Christian
Urban mixed
Political center
Military base
Communication axis
Market (central/secondary)
Suburban mixed
regime following a neighbor’s quarrel
with Sunni Bedouin, spurring severe
suppressive measures from Damascus.
Despite this rebellious background,
however, Jabal al-Druze saw only a few
small anti-regime demonstrations after
march 2011, and most residents did not
join the Sunni opposition movement
sweeping in from Deraa. In fact, some
of them formed a pro-Assad militia as
12
the war escalated. meanwhile, extremist
elements among the Sunni rebels ostracized the few Druze who tried to join
them, kidnapped Druze villagers, assassinated certain Druze notables, and
engaged in full-scale military operations
against Jabal al-Druze in fall 2012 and
August 2014.
Similarly, Aleppo’s fragmentation delayed the protest movement’s eforts to
gain a foothold there and impeded rebel
eforts to capture northern Syria’s main
metropolis. he provincial capital was not
afected by the rebellion until July 2012,
in part because the Aleppo bourgeoisie—
who had been punished by the regime
for years after supporting the past muslim Brotherhood revolt—put a damper
on local demonstrations. he delay also
highlighted how much the urban popula-
tion distrusted the countryside. When the
opposition called for Aleppo to arise on
June 30, 2011, asking all of the province’s
inhabitants to converge on the city, it
made a serious mistake: it underestimated
the strength of the urban/rural cleavage.
Since the French mandate, Aleppo’s identity had been built not only in opposition
to Damascus, but also against the countryside and outlying towns.
FABrICE BAL ANChE
Aleppo’s large and well-deined Kurdish districts also help explain why much
of the city remained passive—indeed,
this ethnic factor likely prevented a general revolt in most of the northern provinces. he few protest movements that
erupted in Kurdish-majority cities such
as Qamishli and Ras al-Ain were mainly
intended to obtain advantages for their
community alone, such as the naturalization of stateless Kurds known as bedoon. many Kurds feared the specter of
severe regime repression if they joined
the main revolt—an understandable
concern given their bitter memories of
a previous regime crackdown on Kurds
in Hasaka province. In 2004, Assad responded to local Kurdish riots by deploying elite Republican Guard forces
to the area, resulting in multiple deaths
and a mass Kurdish exodus to northern
Iraq. He also bought the help of local
Arab tribal leaders in this endeavor. he
violence did not inspire wider Syrian
sympathy for the Kurds, likely due to
an Arab nationalist perspective that cast
the Hasaka uprising as irredentism. he
Assad regime was no doubt eager to take
advantage of such sentiment, posing as a
guarantor of national unity in the face of
a “foreign Kurdish conspiracy.”
In short, Syria’s sectarian divisions
helped fracture or neutralize the protest
movement in various parts of the country. By spring 2012, the opposition had
become militarized in the face of unfaltering regime repression, and the nation-
al death toll rose from a dozen per day8
to more than a hundred.9 he army soon
withdrew from most Kurdish territories
and the hostile Sunni Arab countryside,
concentrating its eforts on large cities.
And while outside actors such as Iran,
Hezbollah, and Russia would eventually
play a massive role in how the rest of the
war played out, Syria’s longstanding sectarian issures are greatly responsible for
the shape of its current battle lines, and
its uncertain prospects for future reuniication or stability.
MINOrITy SOLIdArITy,
SuNNI FISSurES
As of 2010, Syria’s population was roughly 65% Sunni Arab, 15% Kurdish, 10%
Alawite, 5% Christian, 3% Druze, 1%
Ismaili, and 1% Twelver Shia.10 Given
this huge demographic advantage, one
might argue that the Sunni Arabs should
have won the war quickly. Yet the Assad
regime is still in power and on the ofensive, and while it holds only half of the
country as of this writing, this territory
remains the most populous zone (10 million inhabitants out of 16 million as of
201511). Obviously, Russian military assistance and the inlux of 40,000–50,000
foreign Shia militiamen were major elements in the regime’s turnaround. Yet
the Sunni Arab rebels received substantial outside help as well, including air
support, heavy weapons, and legions of
foreign ighters, so their failure to make
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
further headway is at least partly rooted
in nonmilitary factors. A closer look at
the loyalties, internal cohesion, and often-competing interests of Syria’s various
communities is therefore warranted.
Divided Sunni Arabs
Syria’s Sunnis do not constitute a single,
uniied community. In total they represent 80% of the population, but given
the Arab/Kurdish ethnic divide, the
Sunni Arab element is closer to 65%.12
Sunni Arab communities are themselves
divided between practicing believers,
atheists, secularists, followers of Suism,
quietists, and radicals who wish to impose sharia law and strict (mis)interpretations of Islam. hey are further split
by regional and tribal/clan loyalties.
In political terms, while the Sunni
Arab bourgeoisie maintains close ties
with the clergy, inancing pious foundations and charitable associations, it does
not represent a uniied alternative to the
Assad regime, whether because of internal divisions, regional rivalries, or a desire to stay out of politics altogether. For
example, the historical rivalry between
the business classes of Aleppo and Damascus—long fostered by Assad and his
father before him—keeps these inluential Sunni Arabs apart, with Aleppines
accusing Damascenes of exploiting their
proximity to the halls of power in order
to unfairly monopolize markets.
meanwhile, the entrepreneurs who
started small- and medium-size business-
es under Syria’s initah (openness) policy
have been more likely to support opposition movements, at least compared with
the larger establishment irms they compete against. In the 1970s and 1980s,
such businessmen formed the social base
of the Sunni muslim Brotherhood. Yet
years of economic liberalization have
considerably enriched them, pushing
some away from Islamist sentiment.
For years, many wealthy Sunnis have
feared their working-class coreligionists
on the peripheries of the cities, where
the strictly conservative Salai strain of
Sunni Islam tends to dominate. he feeling of religious belonging is generally
stronger among the working classes and
others who feel left out of the regime’s
wealth redistribution, civil service appointments, and military promotions,
which often favor Alawites. hese sectarian feelings are more apparent in areas
where Sunnis and Alawites live in close
proximity. For example, the spring 2011
demonstrations in Deraa—an almost entirely Sunni province—were not overtly
sectarian,13 but working-class Sunnis in
the mixed city of Baniyas hit the streets
with clearly deined sectarian demands.14
To be sure, a great many Sunnis likely
feel strong resentment toward a regime
they view as Alawite and therefore illegitimate—the question is, how many of
them are willing to risk their interests or
lives to act on these grievances? When
the current uprising broke out, the brutal repression of the 1982 muslim Broth 13
erhood revolt was still a source of fear as
much as anger. moreover, the “Alawite”
regime is not entirely Alawite—many
Sunni oicials are represented within
the state apparatus, and powerful Sunni
economic elites likewise had little reason to revolt given the beneits they
received from Assad’s liberalization policies (apart from a handful of notables
who ran afoul of the Assad family’s personal interests). And for many ordinary
Sunni civilians, the growth of radical
Islam within the rebellion spurred them
to either support the regime or take a
careful wait-and-see approach. Given
these sentiments, the Sunni bourgeoisie quickly distanced themselves from
an opposition movement they deemed
dangerous for the business climate—a
fear that was conirmed in summer 2012
when Sunni rebels plundered Aleppo’s
industrial zone.15
he Alawite Monolith
Not all of the Alawite community is
behind Assad. Some Alawite notables
joined the opposition, such as Aref
Dalila, an academic and political activist who was arrested in 2001 and
imprisoned for years on charges of sedition. And Syria’s main marxist opposition faction, the Party of Communist
Action, recruited heavily among Alawite youths as early as the 1980s.
Yet unlike in the past, Alawite opposition igures have not joined armed rebel
factions during the current war. here are
14
no Alawite brigades in the Free Syrian
Army (FSA) or the Islamist militias—
Alawite conscripts who deserted the
army have instead taken refuge abroad to
escape the ighting. While some Alawites
no doubt hate the dictatorial regime as
much as other groups do, they also worry that their loved ones would become
victims of rebel retaliation if Assad falls.
hey are convinced that they have everything to lose from regime change, fearing
they might sufer the same fate as Saddam
Hussein’s cadres in Iraq. As such, defending their economic and political interests
has become secondary to what they perceive as an existential struggle against an
Islamist, anti-Alawite rebellion.
hese fears are not the fruit of regime
manipulation or propaganda, at least
not entirely—they are rooted in the Alawite community’s long history of persecution. After years of being isolated in
the mountains or exploited by large estate holders on the surrounding plains,16
the Alawites took their revenge with the
arrival of the Baath regime. hey gained
access to the highest military and civilian roles, and the community as a whole
beneited from Baath-driven development policies that favored the western Alawite region. Even so, they have
always lived in fear of Sunni uprisings
given the Alawite displacements that occurred during the 1979 muslim Brotherhood revolt,17 and the same scenario
took place on a national level when the
current conlict was irst unfolding.
As early as fall 2011, for example, Sunni insurgents in Homs began daily bombing of the city’s Alawi neighborhoods,
with the aim of expelling Alawites from
a city where many regarded them as intruders.18 Some observers speculated that
the regime deliberately let the situation
in Homs deteriorate so that sectarianism would fracture the local revolutionary movement. And in areas where the
regime resorted to direct, violent repression, paciist demonstrators were quickly
overtaken by militarized opposition as
people picked up weapons to defend
themselves. hese armed elements then
organized by sect; as in many other conlicts worldwide, violence created stark
dilemmas in which people had to make
tough choices with group consequences.
his is hardly surprising in an environment where both the regime and the opposition instrumentalized the country’s
latent sectarianism. While one can debate
which side was more responsible for this
atmosphere of incitement, the result is
that Syria was caught in a spiral of sectarian violence. he behavior of other minorities further illustrates this problem.
he Druze: From Wait-and-See
to Self-Defense
During the irst year of the uprising, the
Druze remained largely neutral. Despite
having front-row seats to the revolt and
repression in neighboring Deraa province, and despite their previously discussed history of rebelliousness, most of
the Druze in Suwayda province and mt.
Hermon remained passive. he situation
was so calm that Syrian army troops responsible for repressing Sunni unrest in
Deraa often took breaks in Druze villages.19 A few demonstrations did break out
in Suwayda in spring 2011, organized
by local lawyers, but their demands centered on respect for human rights and
the release of certain Druze prisoners,
the latter of which was achieved. Local
Druze oicials and sheikhs refused to
participate in the wider revolt, though
they also refrained from making statements supporting the regime.
he Druze relationship with the regime has a complicated history. hey
were excluded from power after the 1966
coup, when many Druze military oicers
and other igures who had denounced
the Baath Party’s communist drift were
forced into exile, mainly in Iraq.20 Since
then, the regime has built numerous
military camps in Suwayda province,
largely stafed by soldiers from the Alawite coast. Oicially, their function was
to monitor the Golan Heights, but in reality they were intended to monitor the
Druze population.
During the 1970s and 1980s, the
Jabal al-Druze region was deprived
of public investment, which caused a
strong exodus toward Damascus and
abroad.21 Yet remittances from diaspora
Druze and investments by those who
moved to the capital helped bring Jabal
al-Druze out of its isolation.
FABrICE BAL ANChE
In the 1990s, the Druze returned to
the regime’s good graces, which contributed to their economic advancement. A member of the Atrash family
was appointed to head the powerful
ministry of Local Government, which
led to a windfall of public investment
for the Druze, including enhanced services and the creation of thousands of
administrative jobs. Even so, Druze
were still much less prevalent in the
public sector than Alawites, and relatively few of them served in the army
or intelligence services.
As the civil war escalated in 2011–
2012, Druze began to organize themselves into defense groups in the suburbs of Damascus and Jabal al-Druze
because their neighborhoods were
being attacked by the FSA and other
rebel forces. he Druze/Christian town
of Jaramana sufered several bloody attacks in 2012.22 From then on, Druze
areas of southern Syria were armed and
clearly on the regime side. Lebanese
Druze leader Walid Jumblatt repeatedly asked his Syrian counterparts to
support the Sunni opposition, but they
did not heed his call because they were
convinced that the Assad regime was
their best protection. One exception
was the Druze community in Jabal alSummaq north of Idlib, which ofered
vocal (if not material) support to the
rebels.23 Yet this was simply a matter
of self-preservation, as they are located
deep within opposition-controlled ter-
ritory. Even after giving such pledges of
support, they were still forced to convert to Sunnism in 2015 by the local
al-Qaeda ailiate that dominates most
rebel territory.
he Ismailis: Revolutionary
Disillusionment
Syrian Ismailis are mainly concentrated in the Salamiya area east of Hama,
where they organized anti-regime demonstrations in the irst months of the
revolt. he regime responded in force,
but not as brutally as it did in Homs
or Hama, likely because it did not want
this small but strategically located minority to join the Sunni opposition.
most Ismailis originated in al-Qadmus, masyaf, and other portions of the
coastal mountains, but Alawites drove
them west toward the plains during
the nineteenth century. he center of
the community then became Salamiya,
where the Ottomans used them to defend the cultivated lands around Homs
and Hama against Bedouins. he population is poor but educated, largely
thanks to missions inanced by the Agha
Khan (their spiritual leader and chief of
a well-endowed foundation).
Politically speaking, many Syrian Ismailis have been seduced by marxist
ideology over the years, and the Syrian
Communist Party–Political Bureau recruited heavily among them. In the
1970s and 1980s, Salamiya became a
iefdom of the left-wing opposition,
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
and the Assad regime monitored the
area closely. Yet the 2011 uprising did
not gain much traction there, at irst
because the Ismailis wanted to conine
themselves to peaceful political opposition, and later because they feared the
rise of Islamists among the rebels. he
many human-rights activists in the Ismaili community have since become
disillusioned with the revolution and
retreated into sectarian solidarity.24
he Shia: First Victims
of the Jihadists
As a sect that maintains a low proile due
to their small numbers in Syria, Twelver
Shia have always stood outside the halls
of power, sharing few common interests with those who practice the Alawite
ofshoot of their faith. Yet the situation
changed after Sunni jihadist groups began attacking small Shia communities
between Raqqa and Deir al-Zour in
2012. In one high-proile incident, the
Shia population of Hatlah village on the
Euphrates River was massacred by jihadists on June 13, 2013.25
hese communities resulted from
Iranian proselytism in Syria since the
1990s, when Tehran conferred its
protection on all traces of Shia culture there. his included the Sayyeda
Zainab shrine on the outskirts of Damascus and two important locations
in Raqqa: Uwais al-Qarni mosque and
the Ammar ibn Yasir shrine.26 Using
these locales as a base, Iranian mis-
sionaries sought to convert the surrounding Sunni populations. heir
eforts reached a few thousand people,
eventually spurring Sunni religious authorities to ask for Assad’s intercession
against Shia proselytism in 2008.27 To
avoid angering these authorities, the
president oicially halted the Iranian campaign.
Early in the current war, attacks
on Syrian Shia were part of the reason
why Lebanese Hezbollah intervened on
Assad’s side even before their Iranian
patron asked them to. In autumn 2011,
Sunni rebels raided Shia villages around
al-Qusayr, stirring the deep clan links
that unite Shia on both sides of the
Syria-Lebanon border. Hezbollah could
not resist the pressure to act, which
emanated most strongly from its social
base in Lebanon’s north Beqa Valley.28
he Christians: Fear of Sharing
Iraq’s Fate
Syrian Christians accounted for less than
5% of the population when the war began29 and were scattered throughout the
country. most of them lived in urban
areas, with notable concentrations in
Aleppo, Homs, Damascus, Latakia, and
Hasaka. his was the only way to sustain their communities because the rural
areas are dominated by a conservative
and often-unwelcoming strain of Sunni
Islam. he era of Christian missions also
played a role in this distribution pattern,
providing converted Syrians with access
15
to modern education and hence more
remunerative urban jobs.
Since the country gained independence from France in 1945, the Christian proportion of the population has
shrunk to a third of its former percentage
due to a fertility rate twice as low as that
of muslims and an emigration rate twice
as high. he aging community has thus
been growing weaker by the decade, a
trend exacerbated by their proliferation
of denominations. Around 36% of Syrian Christians are Orthodox Greeks, followed by Orthodox Armenians (22%),
Catholic Greeks (12%), and Catholic
Armenians (11%). he remainder are a
mix of Orthodox and Catholic Syrians,
maronites, Protestants, Assyro-Chaldeans, and other subgroups.30
most Christians belong to the middle
class, working as merchants, liberal professionals, or civil servants. hey are not
well represented in the army or intelligence services. Because of this, they tend
to feel helpless today, with many becoming easy prey in a wartime environment where abductions and organized
crime are commonplace. Since 2011,
Christians have left the country in even
greater numbers than before, seeking
refuge in Lebanon, Armenia, Europe,
and North America.
hose who stayed behind have generally supported the Assad regime. Some
intellectuals participate in the opposition, such as michel Kilo and George
Sabra, but most of these individuals hail
16
from a former generation of left-wing
opposition that is no longer relevant to
Christians under sixty. In January 2012,
the Catholic Archbishop of Aleppo,
Jean-Clement Jeanbart, told his followers that “Assad must be given a chance,”
calling him “a loyal and sincere man.”31
He also expressed fears that the rise of Islamism might lead to a new dhimma system under which non-muslims would
become second-class citizens, a concern
likely shared by most of his brethren.
hey do not want to leave their country
permanently, but they have seen Iraqi
Christians transit Syria en route to the
West for years, so they take the possibility of forced light very seriously.
Armenians were particularly traumatized by the Sunni revolt, viewing the
main rebel faction in the opening phases
of the war, the FSA, as a proxy of Turkey.
As early as march 2011, the Armenian
party Tashnag organized demonstrations
in favor of the regime. hey later set up a
militia to defend the Armenian districts
of Aleppo, even retaking the old Christian quarter of Jdaide after it fell into
rebel hands in August 2012. Since then,
more Christians have sought to protect
their neighborhoods and villages by
joining the regime’s National Defense
Forces militias.
he Kurds: Quest for Autonomy
he regime and the Kurds have been
using each other from the start of the
uprising, sharpening the social and terri-
torial issures between Arabs and Kurds
in the process. After the previously described 2004 revolt, many Kurds lost
all conidence in their Arab countrymen, viewing them as complicit in the
regime’s repression. Rather than joining
forces with Sunni Arab rebel groups in
2011, they focused on their own goal of
forming an autonomous Kurdish territory in the north, even cooperating with
Assad when it suited their purposes. For
its part, the regime seemed to realize the
temporary beneits it could derive from
this Kurdish quest for autonomy, particularly in terms of keeping the opposition fractured. his may explain why its
response to Kurdish anti-regime demonstrations in the towns of Qamishli,
Amuda, and Afrin was not as harshly
repressive as its crackdown on Homs
or Hama. At the same time, the regime
maintained close contact with the Kurdistan Workers Party (PKK) in Turkey,
informally authorizing its return to Syria
in spring 2011,32 more than a decade after ousting the group. his move indirectly bolstered Syrian Kurdish factions
that were ailiated with the Turkish
group (see chapter 3 for a fuller discussion of the Assad-PKK connection).
he number of Kurds in Syria is often underestimated by analysts, who
tend to cap them at 10% of the population. In fact, they are closer to 15%.
In 2010, “purely” Kurdish territories
were rather small (Afrin and Kobane),
with most Kurds living with Arabs in
mixed territories.33 his intermixture
decreased during the war, and despite
reports of forced relocations and other
actions against Arab civilians,34 Kurdish authorities have so far avoided fullscale ethnic cleansing in their zones
of control.
Around two million of Syria’s three
million Kurds live in a strip of territory along the Turkish border. Over the
course of decades, however, the extreme
poverty that characterized much of this
rural zone spurred the other million to
move south, mainly to Aleppo and Damascus. After one or two generations in
an Arab milieu, many of these Kurdish
families became Arabized; in fact, the
regime seemed to leave Kurdish territories destitute for this very purpose, to
encourage Arabization. his phenomenon was more visible in Damascus than
Aleppo, where Kurds still maintained
their ethnic identity and close ties with
their home villages in the years leading
up to the war.
As early as 2012, the Kurds formed
militias to control their territories and
prevent Arab rebel forces from entering. By autumn 2013, they had formed
a government in Jazira “canton” under
the aegis of the Democratic Union Party
(PYD), which commanded the People’s
Defense Units (YPG) and had become
the main political and military force of
“Western Kurdistan.” hen as now, their
objective was to build their own zone
modeled on the Kurdistan Regional
FABrICE BAL ANChE
Government (KRG) in northern Iraq. To
achieve this, they seem to hope that neither Assad nor the rebels will win a deinitive victory, thus keeping the regime
too weak to reassert itself in the north
and the opposition too preoccupied to
challenge their autonomy project.
Open Kurdish hostility toward the
armed Arab opposition was evident
as early as autumn 2012, when Syrian Kurdish Peshmerga forces fought
FSA units in the vicinity of Afrin and
near the Kurdish district of Ashraiya
in Aleppo. he situation deteriorated
further that December, with Salaist
groups led by Jabhat al-Nusra entering Syria from Turkey and attacking
the north-central Kurdish town of Ras
al-Ain. From that point on, the PYD
moved closer to Assad in the hope of
securing military support. In doing so,
the Kurds became strategic assets for
the regime, which has relied on their
presence along the northern frontier to
deprive Arab rebels of their bases and
supply lines in Turkey.
meanwhile, the U.S. support the
Kurds have received against the Islamic
State (IS) since summer 2014 has permitted them to double their territory in
Syria. hey were able to link the cantons
of Kobane and Qamishli by seizing Tal
Abyad. hey also managed to take the
city of Hasaka in 2015 after local regime
forces grew too weak from ighting IS.
heir ideal goal is to merge their eastern
territory with the Afrin canton to the
west, making their so-called “Rojava” region a contiguous entity along the entire
border. As will be discussed further below and in chapter 3, military developments since 2015 and local demographic
realities make that scenario increasingly
unlikely, though a narrow Assad-controlled corridor was established between
these areas in march 2017.
Territorial Fragmentation
most maps of the war divide the country into four major areas of control: the
regime zone, the Kurdish zone, the IS
zone, and the “other rebels” zone. Yet
this vision of Syria can be misleading if extrapolated too far because the
fragmentation has been much more
pronounced from the earliest stages
of the uprising. Sunni Arab rebel territory has the most issures; it consists
of small, discrete areas controlled by local warlords. Even the regime zone is
no longer wholly run by a centralized
administration like it was in the past.
he state administration is locked in
competition with local National Defense Force militias that oversee key
areas while the army is occupied on
other fronts. For example, the young
militiamen in Jabal al-Druze will only
perform their military service locally,
defending threatened Druze zones such
as the foot of mt. Hermon. his system
of decentralized protection has been
quite efective during recent phases of
the war because local populations are
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
more motivated to defend their land
than conscripts from other regions. Yet
it may prove problematic in the long
term, since the national army cannot
intervene and defend a given area if locals do not support the regime.
As for the Kurds and IS, their methods of territorial control have been
broadly similar, at least in organizational terms: they tend to delegate local
management to civilians while keeping
militia garrisons and broader military
oversight in the hands of central authorities. his approach enabled the
PYD and IS to establish centralized
control over a united territory early on.
Even in the Afrin canton that remains
separate from the rest of Rojava, local
authorities do not question the political
control exercised by the PYD because
the area has long been a stronghold for
the party, and because the population
is 99% Kurdish. Yet Kurdish forces
cannot exercise that level of authority in the various Arab-majority areas
they passed through on the way to the
IS “capital” of Raqqa in the Euphrates
Valley. hus, even as the PYD dominates the Arab militias that have partnered with it to form the Syrian Democratic Forces (SDF), the group has still
been obliged to delegate power to local
Arab chieftains when moving beyond
Kurdish-majority areas. It is unclear
whether this blurring of sectarian lines
is a temporary tactical gambit or an
indicator of longer-term cooperation
between Kurds and local Arabs. Whatever the case, Arab tribes could decide
to take further advantage of the situation once IS forces are defeated, playing
the PYD and Assad against each other
and forming a semi-autonomous bufer
zone of their own between Rojava and
regime territory.
Territorial fragmentation also occurred at the city level as the war progressed. For example, many neighborhoods of Damascus were recomposed
into sectarian bunkers. he new dividing lines cut residents of from each
other and encouraged the return of local economies, which only reinforced
the cleavages.
Finally, several waves of dramatic
population movement during the war
have emerged from—and exacerbated—Syria’s territorial fragmentation.
Whenever one sect has established
military control over a given area, it has
led to the departure of some of the local population, whether voluntarily or
through ethnic cleansing. For example,
the Islamic State took the latter approach, pushing out native Christians,
Shia, and other non-Sunni minorities
from whatever territories it conquered.
he Kurds of Raqqa city, who accounted for about 20% of the population,35
virtually all migrated. Taken together,
these profound upheavals and internal
issures could portend new political
borders in the future Syria, and perhaps
even neighboring countries.
17
12. MILITARY SITUATION, May 2017
dEMOgrAPhICS OVErwhELMEd By wAr
By march 2017, more than 465,00036
people had been killed or gone missing during the war. And as mentioned
in the Introduction, another 7 million
had led the country as refugees as of
September 2017,37 while 6 million more
had become internally displaced persons
(IDPs). According to UN projections,38
Syria’s resident population should have
been around 18.5 million by the middle
of 2015, before the huge migration to
Europe that summer. Yet the author’s
calculations indicate that the resident
population at that time was more like 16
million—the UN underestimated the
number of refugees (4.2 million instead
of the more accurate 5.3 million) and
did not take the wartime reduction of
fertility rates into account.39 he resident
population was still around 16 million
as of September 2017 due to continued
mass emigration over the previous two
years. Put another way, more than half
of all Syrians have left their homes, either as refugees or IDPs. Tellingly, much
of this population redistribution has
occurred along clear sectarian lines, on
both the national and local level.
Tigris River
TURKEY
Qamishli
Ras al-Ain
Kobane
Azaz
Afrin
Tal Abyad
Manbij
HASAKA
al-Bab
IDLIB
al-Shadadi
RAQQA
ALEPPO
Jisr al-Shughour
Maarat al-Numan
LATAKIA
Tabqa
DEIR AL-ZOUR
HAMA
Salamiya
Rastan
TARTUS
Mediterranean Sea
al-Qusayr
Mayadin
Shaer
gas field
HOMS
Palmyra
Abu Kamal
Euphrates River
LEBANON
Zabadani
DAMASCUS
IRAQ
al-Dumayr
N
QUNEITRA
W
Golan
Heights
S
SUWAYDA
ISRAEL
E
DERAA
100 km
0
JORDAN
AREAS OF CONTROL
INHABITED
UNINHABITED
Syrian Army
Syrian Army
Province border
Main road
SDF (Kurdish)
SDF (Kurdish)
International border
Secondary road
Other rebels
Other rebels
Province center
Desert
Islamic State
Locality
Islamic State
he Battle of Numbers
Before
further
it, the
sources
18
examining this redistribution
and drawing conclusions from
question of problematic data
needs to be clariied. For much
FABrICE BAL ANChE
of the war, the opposition and regime
have engaged in a battle of numbers
regarding civilian populations in their
areas of control, at times misleading the
international organizations entrusted
with providing humanitarian assistance
to these communities.
he regime no longer publishes demographic statistics, but it does provide
such information to the UN Oice for
the Coordination of Humanitarian Affairs (OCHA), which moved its Syrian headquarters to Damascus in 2015.
Consequently, there are serious doubts
about the number of IDPs reportedly
living in the regime zone. OCHA’s estimates for this population are often based
on data from the regime, which has ample cause to inlate the numbers in order
to receive more humanitarian help.40
For its part, the opposition—more
precisely, the Syrian Interim Government based in Gaziantep, Turkey—created a special “Assistance Coordination
Unit” (ACU) to provide demographic
data at the provincial level, but only
for “liberated areas.” Up until OCHA
moved to Damascus, opposition data
served as a key source for UN agencies to
determine humanitarian needs in Syria.
As with regime data, however, ACU statistics were not always accurate, particularly with regard to IDPs. he opposition
often inlated these numbers not only to
secure more aid, but also to demonstrate
that most of the population lived within
its areas of control.
13. SYRIAN POPULATION GROWTH 1940–2010
Population (in millions)
20
15
10
5
0
1940
1960
Syrian population igures are manipulated in high places because they
are weapons of war. he most glaring
example of this occurred in Aleppo.
When the army surrounded the city’s
rebel-held eastern districts in August
2016, the opposition claimed that the
area contained around 300,000 civilians, while the UN put forth a similarly
high estimate of 250,000.41 hese igures were taken up by Western oicials
and media outlets who denounced the
humanitarian crisis in the rebel enclave.
After the army captured East Aleppo
four months later, however, there turned
out to be only 100,000 civilians there.42
moreover, during the author’s June
2014 research mission on Syrian refu-
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
1981
2004
2010
gees in Turkey, members of medecins
Sans Frontieres responsible for helping
residents in Aleppo indicated that only
200,000 civilians remained in the rebel
part of the city. It is diicult to believe
that this number could have increased
to 250,000–300,000 by August 2016,
since the regime began bombarding East
Aleppo in summer 2013 speciically in
order to make civilians lee and isolate
the rebels. Apart from occasional ceaseires, this bombardment was continuous
up until the rebel districts fell, causing
drastic deterioration in East Aleppo’s
security situation and local economy. In
short, thousands of civilians were leeing
the area’s ever-tightening encirclement,
not moving in.
he opposition’s potential reasons for
inlating Aleppo’s numbers are no mystery: to obtain more aid and, later, a UNbrokered ceaseire. Yet why did the UN,
which is supposed to publish reliable igures, validate the rebel numbers? French
journalist Georges malbrunot found the
most likely answer in December 2016,
when he interviewed a UN oicial from
Geneva who admitted that such inlation
“was necessary to help the insurgents.”43
In other cases, the UN’s estimates
were in line with reality but opposition
groups and international humanitarian
organizations challenged its data, sometimes doubling or tripling the numbers.
During the battle for the Damascus suburb of Daraya in 2016, the UN estimated
that 4,000 people were under siege, but
the local council announced more than
8,000,44 and the NGO Save the Children
said 12,000.45 most Western and Arab
media reports used the highest estimate,
but when the rebels negotiated their exiltration to Idlib that month, only 4,000
people were in Daraya, including a thousand ighters. Such examples show why
observers must be very cautious about
relying solely on igures provided by
sources involved in the conlict, including international organizations who may
be using compromised data.
Rapid Population Growth
Interrupted
In 1947, Syria’s population was 3.46
million.46 By the eve of the 2011 upris 19
ing, it exceeded 20 million. his strong
growth was encouraged by multiple
Syrian governments, who saw it as a
strategic interest. Early on, population
expansion was a response to the ArabIsraeli wars, which in the Baath regime’s
view had caused the dismemberment
of historic Syria (the Bilad al-Sham) by
more populous neighbors. Syrian families’ desire for children was matched by
the state’s desire for a large population
to resist external predations.
his growth began to decline in the
mid-1990s, however. In previous years,
the annual growth rate exceeded 3%, essentially doubling the population every
two decades. Yet according to Syria’s Central Bureau of Statistics, it fell to 2.6%
between the last two censuses (1994 and
2004). Four provinces even fell below
2% during this period: Tartus, Latakia,
Suwayda, and Hasaka.
he case of Hasaka is quite surprising
because fertility rates in this poor Kurdish-majority region remained very high.
As described above, however, poverty and
underdevelopment spurred many residents to leave the province, in line with
the Baath regime’s efort to push Kurds
southward toward cities where they were
more likely to become Arabized. Indeed,
Syrian Kurds have been victims of Arab
nationalism since the country’s independence. In 1962, the pre-Baath government conducted a census in the northeast
that took ethnic and religious ailiation
into account. Afterward, around 120,000
20
of the area’s nearly 1 million Kurdish
residents were stripped of Syrian citizenship and classiied as foreigners. In 2011,
these bedoon were estimated to number
around 300,000.47 meanwhile, as part of
a massive irrigation program in the Euphrates basin, the regime pushed Arabs
into Kurdish regions in order to reduce
the latter’s demographic weight and isolate them from Kurdish areas in southern Turkey.
Population growth decreased in
Syria’s Alawite and Druze regions as
well, mainly due to a fall in fertility
rates among these religious minorities.
By 2004, the rate was 2.1 children
per woman in the Alawite-dominated
coastal region, 1.8 in Jabal al-Druze,
and 1.8 for the widely dispersed Christians.48 hese minority communities
no doubt felt threatened by the higher
fertility rates seen among the country’s
Sunni Arab majority, particularly in the
north and the Euphrates Valley (e.g.,
5.5 children per woman in Raqqa and
6.2 in Deir al-Zour49). he Alawitedominated Assad regime has therefore
counted on its ability to divide the Sunnis in order to ofset this massive demographic disadvantage.
he civil war slowed population
growth even further—abruptly and drastically. he majority of Syrian men have
been mobilized on one side or another,
greatly afecting fertility rates among all
communities. Economic precariousness,
unending violence, and population dis-
placements have reduced the birthrate
as well, and the deaths of so many men
on the battleield ensure that these effects will be felt far into the future. It
is impossible to determine precisely how
the growth rate of individual communities has been altered by the war; one
can only extrapolate on the trends of
previous decades. Two things are clear,
however: (1) the country’s sectarian demographics have been far more afected
by casualty, displacement, and emigration rates than declining birthrates; and
(2) while some minorities have increased
their share of the population inside Syria
due to these factors, Sunni Arabs retain
their wide majority.
Huge Population Movements
By analyzing and extrapolating from
the author’s previously described GIS
statistics and other data, one can reach
rough estimates of Syria’s current
population distribution. he greatest challenge is to locate the internally
displaced people. Around 6.3 million
IDPs remained in the country as of
January 2017, comprising nearly 40%
of all current residents. Some 80% of
these IDPs reside in regime-controlled
areas. As noted previously, these numbers may be inlated given OCHA’s
reliance on questionable data sources.
Whatever the case, IDPs have arrived
from both opposition-held territory
14. REFUGEES BY SECT, June 2017
Kurdish
9%
Christian
8%
Turkmen
2%
Shia minorities
2%
Arab Sunni
79%
FABrICE BAL ANChE
15. SYRIAN REFUGEES AND IDPs, May 2017
N
W
E
S
3,000,000
TURKEY
1,200,000
SYRIA
6,300,000
240,000
1,010,000
IRAQ
LEBANON
1,200,000
660,000
Government figure
UNHCR figure
120,000
EGYPT
JORDAN
0
Source : UNHCR, Syria Regional Refugee Response, May 2017
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
200 km
and other regime areas that were ravaged by ighting. Some of them may
have come from diferent provinces,
while others probably just changed
neighborhoods within the same city
because of urban violence.
In general, IDPs go where they have
acquaintances or relatives and where
they feel they will be safe. his creates
diferent migration routes that greatly
depend on religious and/or ethnic identity. Christians led to Christian-majority areas such as Wadi al-Nasara; many
Alawites in Damascus returned to their
ancestral villages on the coast; the Druze
of Jaramana led to Suwayda. In contrast,
Sunni Arab IDPs have not hesitated to
head for non-Sunni areas such as Jabal
al-Druze or Tartus. his inlux of Sunni
refugees has altered the sectarian distribution of some minority strongholds,
though it also shows that the war is not
strictly sectarian, since IDPs base their
movements on multiple factors.
By the end of 2015, more than 80%
of the Syrians who had led abroad were
Sunni Arab—hardly a surprise given the
community’s majority status and the
fact that most of the ighting had taken
place inthe Sunni Arab-dominated areas
that spawned the rebellion. he Christian population has been even more
decimated by wartime emigration, in
large part because members do not have
their own sectarian refuge inside the
country, unlike Alawites and Druze.
Christians represent around 10% of all
21
16. RESIDENT SYRIAN POPULATION BY SECT
Christian
5%
2011
Kurdish
14%
Alawite
10%
Turkmen
1%
Christian
3%
Kurdish
16%
Shia 1%
Ismaili 1%
JUNE 2017
Alawite
13%
Turkmen
1%
Shia 1%
Ismaili 1%
Druze 3%
Druze 4%
Arab Sunni
61%
Arab Sunni
65%
Sunni
Syrian refugees (600,000–700,000) but
only 5% of the country’s prewar population (1.2 million), meaning that half
of the community has emigrated since
2011 alone. Armenians in particular
have been afected. Out of the 150,000
who lived in Aleppo before the war,
only a few tens of thousands are left.
most went to Armenia, where they do
not need a visa, or to the United States,
France, or Canada.
Kurds comprise around 10% of Syrian refugees as of fall 2015. most of
them went to Iraqi Kurdistan, where
they were well received. Even Kurds
22
Druze
Shia Twelvers
Turkmen
from Damascus and Aleppo have chosen to take refuge in the KRG rather
than closer destinations like Lebanon or
Turkey. In addition to ethnic ailiation,
the greater possibility of inding work
there was a powerful attraction; even after the KRG fell into economic crisis in
2014, it remained a beacon of prosperity
compared to the Kurdish zone in northeast Syria (whose economy was a disaster) and the Kurdish areas in southern
Turkey (where the central government
has made clear that Syrian Kurds are
not welcome).
Finally, Alawites, Druze, Shia, and
Alawite
Christian
Ismailis left the country at lower rates
than Sunnis because their territories
have largely been spared by the war. Yet
those who lived in areas conquered by
the rebels or IS had to lee.
Population Concentrated in
Regime-Controlled Areas
As mentioned previously, the regime
controls only around half of Syrian territory as of September 2017, but this
zone contains around two-thirds of the
remaining population. Other factions
control large swaths of territory but
not nearly as many people.
Ismaili
Kurdish
At its peak, IS held almost half of
Syria, but most of its territories were
sparsely populated desert areas, and only
two million people lived under its rule.
Once the group lost manbij, Jarabulus,
and al-Bab, this igure was reduced by
half a million, and the number dropped
further amid subsequent defeats in 2017.
he areas held by other Sunni Arab
rebel factions (mainly in the northwest,
the south, and the Ghouta district east of
Damascus) have lost the most inhabitants because they are the least safe. Russian and Syrian airstrikes have prevented
all semblance of normal life there, and
FABrICE BAL ANChE
18. POPULATION BY ZONE
May 2017
17. POPULATION BY SECT IN THE REGIME AREA
Syrian Army
June 2017
15 %
SDF (Kurdish)
13 %
Other rebels
5%
6%
7%
Islamic State
21%
65 %
2%
58%
2%
March 2013
6%
Syrian Army
SDF (Kurdish)
18 %
Rebels
7%
Sunni
Druze
Shia Twelver
Alawite
Christian
Ismaili
41%
Kurdish
Disputed
34 %
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
23
rivalries between various rebel groups
guarantee further insecurity. Paradoxically, the area held by IS was safer for
many Sunni Arabs because the group’s
centralized authority helped maintain
local security. In both the IS zone and
other rebel areas, however, many minorities and secular Sunnis have led whenever extremists have sought to impose
their rigorous interpretations of Islamic
law (though the departure of non-practicing Sunnis has been ofset somewhat
by the arrival of thousands of foreign
Sunni jihadists).
As for the Kurdish zone, its population has fallen to less than two million.
Economic diiculties and the PYD’s
monopoly on political life have led
around half a million people to leave
during the war.
Inside the regime-controlled zone in
western Syria, Sunni Arabs remain the
majority population, in line with their
demographic dominance in the country as a whole. Yet religious minorities
now account for 42% of the population
there, a major increase. most everywhere
Assad’s army goes, it receives support
from local Christian, Alawite, Druze,
Ismaili, and Shia communities. In contrast, advances by Sunni Arab rebels and
IS jihadists earlier in the war inevitably
triggered the departure of these same
populations. Only the Druze of Jabal
al-Summaq remained in rebel territory,
but they were forced to convert to Sunni
Islam, making them a fragile exception
24
that proves the rule. In all, the population of rebel-held territory is now more
than 98% Sunni Arab. many Turkmens
in these areas have stayed put and constitute the main minority there, but this
is unsurprising given their intense antiAssad sentiment and heavy involvement
in opposition militias.50
At the national level, religious minorities constituted around 25% of the population as of fall 2015, compared to 20%
before the war, while the Sunni Kurds
made up 15% and the Sunni Arabs 60%.
he current proportions should be the
same because the violence has been concentrated in Sunni Arab areas, spurring
higher emigration rates from there. his
represents a radical transformation in the
distribution of Syria’s population, to the
beneit of non-Sunni minorities, whose
concentration in the regime zone makes
their long-term presence more viable. In
addition, the war is not over—millions
more Syrians will likely lee the country
as new military campaigns unfold, and
Sunni Arabs who support the opposition
or IS will continue to make up the bulk
of these refugees. In the Euphrates Valley,
Sunni Arabs themselves are the most likely drivers of these future refugee lows,
since some tribes will probably seek retribution against their co-religionists who
sided with IS.
Although these population movements exacerbate sectarian fragmentation in many parts of the country, they
actually reinforce diversity in other ar-
eas. Notwithstanding the many community-speciic motivations described
at length throughout this chapter, there
is no clear-cut pattern behind this process—its mechanisms must be understood individually. he irst driver of
population displacement is of course the
violence that has engulfed Syria since
2011. Economic deterioration and a desire to evade mandatory military service
are primary motivators as well.
Fighting, Repression,
and Conscription
As described previously, the regime has
pursued a very basic and ruthless counterinsurgency strategy of violently separating rebels from civilians in order to
better eliminate the opposition.51 his
is the main cause of displacement on
Syria’s various fronts. he army has applied the principle to all areas held by
the rebellion, prioritizing major urban
districts such as East Aleppo and the
western suburbs of Damascus.
Beginning in late 2013, the army
massively bombarded rebel areas of
Aleppo while gradually encircling them,
with the objective of spurring civilians
to lee. When the regime inally retook
the last of these Sunni Arab districts in
December 2016, the population of East
Aleppo had been reduced from more
than one million as of July 2012 to less
than 100,000. Like many before them,
the last civilians to be evacuated went to
rebel-controlled Idlib—a journey with
no possibility of return because most of
them are related to rebel ighters and are
consequently on the regime’s blacklist.
his same method of displacing and/
or banishing rebel-sympathetic populations has been practiced in other locales
too, including militarily important ones.
he most prominent examples are in the
Homs area, where the army retook the
Bab al-Amr district in spring 2012 and
the town of al-Qusayr in may 2013, expelling Sunni Arab civilians and armed
rebels alike. hose who led al-Qusayr are
now refugees in Lebanon, with little possibility of return, since they are all considered opposition supporters. Similarly, the
regime’s winter 2013–2014 reconquest of
the Qalamoun border region forced most
locals to seek refuge in Lebanon.
Assad’s focus on expelling rather than
wooing restive populations helps explain
the extent of the exodus from Syria since
2011—and suggests that the majority
of these refugees will not be permitted
to return. In all likelihood, only those
who can prove that they left for economic or safety reasons will be allowed
back in. his is why tens of thousands
of Syrian refugees in Lebanon rushed to
their local embassy in June 2014 to cast
absentee ballots in that month’s Syrian
presidential election, so that they could
prove their loyalty in the hope of going
home eventually.
In addition to the millions of ordinary civilians caught up in the ighting
and forced to lee, tens of thousands of
FABrICE BAL ANChE
opposition activists have been repeatedly displaced throughout the war. he
repression that began in march 2011 led
some to seek refuge in opposition-held
territory. But as Islamist extremists took
over much of the armed rebellion, these
secular/moderate activists had to lee
abroad. Not all of them made it out—
for example, lawyer and human-rights
activist Razan Zaitouneh was kidnapped
in Douma and likely murdered by the
Islamist group Jaish al-Islam in December 2013.52 And early regime opponent
Raed Fares, an independent radio host
in Kafr Nabl, was arrested several times
by al-Qaeda ailiate Jabhat al-Nusra for
daring to broadcast songs against the
group’s wishes; his life was spared once
he pledged to respect Nusra’s brand of
“Islamic order” and cease airing songs.53
many other young Syrians led
abroad after deserting the army or evading conscription, regardless of their
religion. Numerous families have left
the country one or two years before
assigned conscription dates in order
to spare their children from service in
the war. he same phenomenon is occurring in the Kurdish and rebel zones,
where conscription systems have also
been established.54
Economic Deterioration
Syria’s eroding economic situation during the war has been pushing much of
the middle and professional classes into
exile, particularly those individuals who
have preexisting networks abroad. his
includes physicians, engineers, technicians, and university professors, many of
whom are resettling in Europe or the Persian Gulf countries. he Syrian pound
lost more than 90% of its value between
2011 and 2017, and wages have not
been adjusted suiciently to compensate for the drop. he situation deteriorated sharply during winter 2014–2015,
when inlation caused the exchange rate
to rise from 300 pounds per U.S. dollar
to nearly 500.55 Syrian families had additional impetus to emigrate after German chancellor Angela merkel opened
her country’s doors to refugees in summer 2015; many of these “economic”
refugees sold everything they had to pay
for their family’s passage to Germany. Yet
this low was largely halted after the European Union reached agreements with
Ankara to require visas from any Syrians
attempting to enter Turkey, the main
refugee route to Europe.
Some portions of north Syria, such as
Jazira, have been hit especially hard by
economic problems due to the blockade
imposed by Turkey and the KRG.56 In
response, many Syrian Kurds have taken
refuge in Iraqi Kurdistan, where conditions are much more favorable. Despite
its own economic and political diiculties, the KRG has generously welcomed
its neighbors, who are glad to take the
ample work opportunities created by a
higher standard of living and a bustling
manual labor market.
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Ethnic Cleansing in Rebel
and IS Territories
In areas held by the rebels, ethnic homogeneity is de rigueur, and native
Christians, Druze, and Shia have been
forced to leave or convert. While some
districts initially sought to demonstrate
tolerance toward minorities (e.g., Jabal
al-Summaq), such sentiment largely
evaporated once Jabhat al-Nusra gained
prominence in the rebellion and began to take over these areas, in some
cases massacring non-Sunni Arabs.57 At
times, the regime and opposition have
essentially held each other’s sectarian
pockets hostage. For example, the Shia
enclave of al-Fua and Kefraya northeast
of Idlib was long surrounded by rebels
who could easily seize it, but they were
restrained by the fact that Hezbollah
had simultaneously encircled the rebel enclaves of madaya and Zabadani
north of Damascus. In April 2017, the
remaining population of madaya and
Zabadani was evacuated to Idlib province, while most civilians in al-Fua and
Kefraya were transferred to Aleppo,
though Hezbollah and National Defense Force units are still occupying the
Shia enclave.58
In the territories controlled by IS,
there were few non-Sunnis to begin
with. Al-hawra, a Euphrates town that
overlooks a major dam, had a majority
Christian and Alawite population due to
the inlux of employees from the ministry of Irrigation, but these minorities
led in spring 2013 when rebels seized
Raqqa. he small Christian community
in Raqqa (around 1,000 people) likewise led once IS moved in and started
imposing its repressive policies.
IS began to pressure the city’s Kurds
as well, partly because they were considered to be allies of the PYD to the
north, and more generally because of
the jihadist group’s tendency to deine
even fellow Sunnis as potential enemies
if they are not Arab or do not follow
its warped interpretation of Sunni orthodoxy. IS cadres also played on Syria’s
existing Arab/Kurdish issures to impose themselves on local populations,
just as they did in Iraq. On the Turkish border, the group sought to awaken
old territorial disputes and exploit the
widespread Arab view of Kurds as immigrants from Turkey who have no real
property rights in Syria. he resultant
tensions produced an all-out military
siege in Kobane, while Kurds in Tal
Abyad were expelled in spring 2013 by
IS-backed Arab tribes. When the PYD
later retook the city, it did not expel the
native Arab population, though it has
conducted such displacements in other
areas (see above and chapter 3).
Non-Kurds in Rojava
Since winning a key victory against IS
forces in Kobane in January 2015, the
PYD has continued to expand its territory, to the detriment of both IS and
other rebels in the Azaz corridor to
25
the west. Advancing from the heavily
Kurdish territories of Afrin, Kobane,
and Qamishli, the PYD began taking
mixed and non-Kurdish territories in a
bid to establish contiguity between its
eastern and western cantons. Its forces
took Tal Abyad in spring 2015, spearheaded the SDF operation to push IS
out of manbij in August 2016, and led
the siege of Raqqa in 2017. he PYD
has also taken non-Kurdish territories
such as al-Shadadi in order to cut of
IS routes to Iraq and gain control over
local oil wells.
Based on the 2004 census and the
author’s projections, the PYD-controlled Rojava zone would have held
around 2.6 million inhabitants if the
war had not broken out. Factoring in
the movements of refugees and IDPs,
Rojava’s actual population was around
1.8 million in fall 2015, only half of
them Kurds. In the eastern Jazira and
Kobane cantons, Kurds still hold a
slight majority, but not in the western
Afrin canton.59 Depending on where
one draws its borders, Afrin canton
is either 30% or 40% Kurdish. Some
areas on the fringes of Rojava’s cantons (e.g., Azaz and Jarabulus) are
even more heavily populated by Arabs
and Turkmens.
Accordingly, the more the PYD expands its territory, the more it will have
to integrate non-Kurdish populations.
his is the case in the manbij area, where
Kurds represent less than a quarter of the
26
population. Yet PYD leaders still hope
to merge Afrin and Kobane, despite the
August 2016 Turkish intervention in
the area of Jarabulus, Azaz, al-Bab. heir
aim is not just to unify Rojava, but also
to “re-Kurdify” the area. Close attention
to local toponymy and maps published
under the French mandate indicates
that a signiicant portion of the population between these two cantons is of
Kurdish origin. hese Arabic-speaking
Kurds could choose to reconnect with
their roots if the PYD became the dominant political actor there. he area’s demography might also be signiicantly
altered if Arab refugees do not return to
northern Syria in the same numbers as
displaced Kurds.
Displacements in the Regime Zone
As described previously, the regime
zone has the most diverse sectarian mix
in Syria, welcoming IDPs from all denominations. At the local level, however, this mixing has its limits, and some
cases of ethnic cleansing have occurred.
Sunni Arabs still make up the zone’s
majority population, but they have
been expelled from some areas and will
probably not be permitted to return after the war.
he case of al-Qusayr is emblematic.
Between the Sunni rebel takeover in
2011 and the Shia Hezbollah takeover in
spring 2013, around 90% of the town’s
mixed population left. Since then, only
the Christian and Shia residents have
returned; Sunni Arabs are generally forbidden from coming home unless they
have proven their loyalty to the regime
by joining the army and ighting rebels.
Similarly, Sunni Arab residents of alHussein village at the foot of the Crac
des Chevaliers have not returned either.
hey rose up against Assad in 2012, offering the medieval castle to rebel forces
that were bombing nearby Christian and
Alawite villages. hey left once the tide
of battle turned. After the regime recaptured the castle in spring 2014, local
Christian and Alawite militias destroyed
many of the village’s dwellings to prevent Sunnis from coming home. Yet observers should be careful to distinguish
cases like this—where local minorities
engaged in ethnic cleansing out of revenge or perceived self-preservation—
from cases in which central government
forces have expelled rebel populations as
part of a deliberate military strategy (as
in East Aleppo).
Apart from displacements, the regime has sought to keep a lid on Sunnis
within and abutting its area of control
by ensuring that minorities dominate
strategic points throughout western
Syria, including the Alawites in maan,
Ismailis in Salamiya, Christians in
maharda, and Shia in mazraa. Yet the
Sunni enclave stretching between Rastan and Houla—right in the middle of
the regime zone—fell to the rebels at the
beginning of the war and has remained
under their control ever since.
CONCLuSION
Syria’s civil war is not driven exclusively by sectarianism, but that appears to be the most essential factor
today. After six years of war, all of the
country’s main confessional minorities either support the Assad regime or
have ceased major hostilities against it,
while the anti-Assad rebellion is almost
exclusively Sunni Arab. True sectarian
coexistence is limited, and ethnic homogenization is under way in many
areas. he regime zone is heavily mixed
on the whole, and is home to a Sunni
majority, but individual areas within it
are being increasingly segregated. And
on the most basic neighborhood/village level, sectarian mixing is almost
entirely absent except in areas belonging to economic and political elites.
Large cities remain mixed, but communication between residents from diferent sects is low, and sectarian districts
are often barricaded for fear of attacks
from other communities (apart from
the heavily secured Damascus city center). Ultimately, the situation is in line
with trends observed in Syria since the
1980s, when the muslim Brotherhood
revolt brought latent sectarian issures
back to the fore.
he demographic weakening of religious minorities to the beneit of the
Sunni Arab majority is one of the war’s
primary causes—and the regime’s main
obstacle in regaining control over more
FABrICE BAL ANChE
19. POTENTIAL MIGRATION FROM REBEL AND IS AREAS, May 2017
N
W
Tigris River
TURKEY
Qamishli
E
Kobane
S
Ras al-Ain
Tal Abyad
Azaz
N
Manbij
Afrin
HASAKA
W
E
al-Bab
S
IDLIB
Jisr al-Shughour
RAQQA
ALEPPO
Euphrates Valley
1,200,000
al-Tabqa
Idlib-West Aleppo
al-Shadadi
LATAKIA
1,200,000
DEIR AL-ZOUR
HAMA
Rastan
Rastan
pocket
Salamiya
100,000
TARTUS
HOMS
Mediterranean Sea
Mayadin
Shaer
gas field
al-Qusayr
Abu Kamal
Palmyra
Euphrates River
LEBANON
Zabadani
DAMASCUS
Damascus suburbs
300,000
IRAQ
Douma
QUNEITRA
Golan
South
Heights
400,000
ISRAEL
SUWAYDA
DERAA
JORDAN
AREA CONTROLLED BY
100 km
0
RESIDENT POPULATION
Syrian Army
SDF (Kurdish)
Other rebels
Islamic State
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Province border
Main road
International border
Secondary road
Province center
Desert
1,000,000
500,000
100,000
Locality
territory. Assad probably cannot stabilize Syria under his rule unless he further rebalances the population’s size and
territorial distribution in favor of his minority constituents. Given the breadth
of the country’s demographic disparity
(in terms of sheer numbers and fertility
rates), this would mean expelling millions more Sunni Arabs and preventing their return once peace is restored.
Such a scenario is hardly far-fetched:
the regime has already managed to drive
out nearly 5.5 million of them, and the
reconquest of Sunni Arab strongholds
such as Idlib, Deraa, Jarabulus, and the
Euphrates Valley would likely generate
new mass migrations.
Even if many Sunni refugees do manage to return, the regime has shown that
it can maintain support (grudging or
not) among large communities of native
and displaced Sunnis in western Syria so
long as it keeps them divided and dependent on its largesse. Yet that would
probably be a temporary ix at best, as
shown by the aftermath of past uprisings
and crackdowns.
Whatever the case, the international
community can no longer do without
a sectarian analysis of the Syrian revolt.
he initial uprising was only partly
mixed, and militarization quickly led
to the full exclusion of minorities (the
Kurdish factor complicates but does not
invalidate this point, as will be seen in
chapter 3). Alawites, Christians, Druze,
and other groups do not believe the op 27
position’s promises that they would be
safe in a free and democratic Syria, nor
do they believe Western promises of
international protection. In February
2012, French foreign minister Alain Juppe delivered the following declaration:
I call for the participation of Christians and all other communities in the
creation of a new and democratic Syria where all citizens will have the same
rights and duties. Who can believe
that the rights of minorities are better protected by bloody dictatorships
than by democratic regimes? If questions persist about the future, I wish
to tell the Christians of the Orient...
that France will not abandon them.60
Yet today’s France is not the France of
Napoleon III, which sent boats to protect
the Christians of Lebanon from massacres in the 1860s. Although the French
and other Western governments have
provided arms and air support to the
opposition at various points in the war,
they did not take robust action when the
regime crossed their supposed redlines
(e.g., after chemical weapons attacks
against civilians in August 2013). he
Syrian people took note, viewing this inaction as a sign of Western weakness and
setting aside any illusions they may have
had about Western protection.
In sum, the revolt’s sectarian aspects
have too quickly been brushed under the
carpet in favor of viewing the conlict as
a classic political challenge by a revolutionary population against a dictatorial
28
regime. Syria is deep in the throes of the
same ethnoreligious fragmentation already experienced in Lebanon and Iraq.
Of course, Syria’s minorities want democratic reforms just as much as their Sunni
Arab countrymen—but not at the cost
of their marginalization or elimination.
many of them fear that applying democratic principles in the Syrian context
would eventually usher in a new dictatorship by the Sunni majority, similar
to post-Saddam Iraq’s slide toward Shia
majority rule and repression. To protect
themselves from this scenario, minorities with their own viable territory may
choose partition in the end, much like
the Kurds have sought to do. Extending
the war could even result in Syria’s minorities taking up arms against each other, on the model of Lebanon’s civil war.
Whether the Assad regime stays or falls,
the country will not escape further ethnic
cleansing and territorial fragmentation.
Notes
5.
Hanna Batatu, Syria’s Peasantry, the
Descendants of Its Lesser Rural Notables, and Their Politics (Princeton
University Press, 1999).
6.
Fabrice Balanche, “La fragmentation spatiale en Syrie: entre patrimonialisme et communautarisme rampant” [Spatial fragmentation in Syria:
between patrimonialism and rampant
communitarianism], Revue de l’Economie Méridionale, 2005, https://www.
academia.edu/769788/La_fragmentation_spatiale_en_Syrie_Spatial_fragmentation_in_Syria.
7.
8.
9.
Fabrice Balanche, “Les municipalités
dans la Syrie Baathiste” [Municipalities in
Baathist Syria: administrative deconcentration and political control], Revue
Tiers Monde 193, January–March 2008,
https://www.cairn.info/revue-tiersmonde-2008-1-page-169.htm.
In March 2012, the UN estimated that
9,000 people had been killed since
the beginning of the uprising. See
“En Syrie, l’ONU parle de 9000 morts
en un an” [In Syria, the UN speaks of
9,000 deaths in one year], Le Monde,
March 27, 2012, http://www.lemonde.
fr/proche-orient/article/2012/03/27/
syrie-bachar-al-assad-se-rend-ahoms_1676516_3218.html.
By November 2012, the UN estimate had
climbed to 40,000 deaths. See “Le bilan
des violences en Syrie dépasse les 40
000 morts” [The toll of violence in Syria
exceeds 40,000 dead], Le Monde, November 22, 2012, http://www.lemonde.
fr/proche-orient/article/2012/11/22/lebilan-des-violences-en-syrie-depasseles-40-000-morts_1794102_3218.html.
1.
See her article “Existe-t-il un problème
communautaire en Syrie?” [Is there
a community problem in Syria?], Maghreb-Machrek (1979).
2.
Souhail Belhadj, La Syrie de Bashar alAsad [The Syria of Bashar al-Assad] (Paris: Belin Litterature et Revues, 2013).
3.
Fabrice Balanche, La region Alaouite et
le pouvoir Syrien [The Alawite area and
Syrian power] (Paris: Karthala, 2006).
10. For details on how the author arrived at
the demographic statistics cited in the
study, see the “Note on Methodology”
at the end of the Introduction.
4.
According to author interviews with
residents of Baniyas, April 2011.
11. Fabrice Balanche, “Ethnic Cleansing
Threatens Syria’s Unity,” PolicyWatch
2528 (Washington Institute for Near
East Policy, December 3, 2015), http://
www.washingtoninstitute.org/policyanalysis/view/ethnic-cleansing-threatens-syrias-unity.
12. Syria’s Turkmen population (1%) is included in these estimates.
13. See Kelly McEvers, “Revisiting the Spark
That Kindled the Syrian Uprising,” NPR
Morning Edition, March 16, 2012, http://
www.npr.org/2012/03/16/148719850/
revisiting-the-spark-that-kindled-thesyrian-uprising.
14. See Fouad Ajami, The Syrian Rebellion
(Hoover Institution, 2012), p. 196. See
also Christopher Phillips, “Sectarianism and Conflict in Syria,” Third World
Quarterly 36, no. 2 (2015).
15. Suleiman Al Khalidi and Angus McDowall, “Hard Choices for Syrian Industrialists in Ruins of Aleppo,” Reuters,
October 2, 2017, https://www.reuters.
com/article/us-mideast-crisis-syria-economy-insight/hard-choices-for-syrianindustrialists-in-ruins-of-aleppo-idUSKCN1C71B8.
16. Jacques Weulersse, Le pays des
Alaouites [The country of the Alawites]
(Institut Français de Damas, 1940).
17. Fabrice Balanche, La region Alaouite
et le pouvoir Syrien [The Alawite area
and Syrian power] (Paris: Karthala,
2006), p. 285.
18. French journalist Gilles Jacquier was
killed by one such strike on January
29, 2012. At the time, Paris accused
the Assad regime of organizing a
vendetta against international journalists in Homs, and much of the
French media tended to echo this line
(apart from individual reporters such
as Georges Malbrunot, who questioned the claim that Jacquier had been
hit by regime fire). In July 2012, the
rebels finally acknowledged that they
had killed Jacquier in error, but the
FABrICE BAL ANChE
French media generally ignored the
revelation; only a few outlets such as
Le Figaro reported it, e.g., see Malbrunot’s article “Jacquier : l’enquête
française pointe les rebelles syriens”
[Jacquier: the French investigation
points to the Syrian rebels], Le Figaro,
July 17, 2012, http://premium.lefigaro.
fr/international/2012/07/17/0100320120717ARTFIG00525-jacquier-l-en
quete-francaise-pointe-les-rebelles-syriens.php.
19. Mazen Ezzi, “A Static Revolution: The
Druze Community,” in Friederike Stolleis, ed., Playing the Sectarian Card:
Identities and Affiliations of Local
Communities in Syria (Beirut: Friedrich Ebert Stiftung, 2015), pp. 39–70,
http://library.fes.de/pdf-files/bueros/
beirut/12320.pdf.
20. Nikolaos van Dam, The Struggle for
Power in Syria: Politics and Society Under Asad and the Ba’th Party (London:
I. B. Tauris, 1996).
21. Cyril Roussel, Les Druzes de Syrie:
Territoire et mobilité [The Druze of
Syria: territory and mobility] (Beirut:
Institut Français du Proche-Orient,
2011), p. 263, http://www.ifporient.org/
node/1024.
22. Human Rights Watch, ‘He Didn’t Have
to Die’: Indiscriminate Attacks by Opposition Groups in Syria (March 22,
2015), p. 44, https://www.hrw.org/sites
/default/files/reports/syria0315_ForUpload.pdf.
23. “Les druzes de Syrie pour la révolution,
mais pas pour la rebellion” [Syrian Druze are for the revolution, but not for the
rebellion], L’Orient-Le Jour, September
10, 2012, http://www.lorientlejour.com/
category/Moyen+Orient+et+Monde/
article/777148/Les_druzes_de_Syrie_
pour_la_revolution,_mais_pas_pour_
la_rebellion.html.
24. “Anna, Syrienne: ‘Nous avons perdu
notre patrie et nos rêves de liberté’”
[Anna, a Syrian: “We have lost our homeland and our dreams of freedom”],
L’Orient le Jour, March 11, 2014, http://
www.lorientlejour.com/article/857609/
anna-syrienne-nous-avons-perdu-notrepatrie-et-nos-reves-de-liberte.html.
25. “Syrian Observatory: Qaida-Linked
Militants Blow Up Shiite Hussainiyah,”
Naharnet, June 16, 2013, http://www.
naharnet.com/stories/en/87102.
26. See Myriam Ababsa, “Les mausolées
invisibles: Raqqa, ville de pèlerinage
chiite ou pôle étatique en Jazîra syrienne?” [The invisible mausoleums: the
city of Raqqa between Shia pilgrimage
and Syrian statism], Annales de Géographie 110, no. 622 (2001), pp. 647–664,
http://www.persee.fr/doc/geo_00034010_2001_num_110_622_1706.
See also Andrew J. Tabler, “Catalytic
Converters” New York Times Magazine,
April 29, 2007, http://www.washingtoninstitute.org/policy-analysis/view/
catalytic-converters.
27. Author interview with a French diplomat in Damascus, 2008.
28. Martin Klasta, “Le Hezbollah en Syrie:
la résistance redéfinie?” [Hezbollah in
Syria: resistance redefined?], MaghrebMachrek 218 (April 2014), pp. 85–98,
https://www.cairn.info/revue-maghrebmachrek-2013-4-page-85.htm.
29. Youssef Courbage, “Ce que la démographie nous dit du conflit Syrien”
[What demography tells us about the
Syrian conflict ], Slate, October 15, 2012,
http://www.slate.fr/story/62969/syrieguerre-demographie-minorites.
30. Ibid.
31. “‘Il faut laisser une chance à Assad,’
selon l’archevêque catholique d’Alep”
[“Assad must be given a chance,”
says Catholic archbishop of Aleppo],
France 24, January 14, 2012, http://
www.france24.com/fr/20120113-syrieil-faut-laisser-une-chance-president-
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
assad-selon-archeveque-catholiquealep-jeanbart.
32. Aimad Hesso and Cyril Roussel, “Les
alliances des Kurdes de Syrie: un jeu
de dupe?” [The alliances of the Syrian
Kurds: a fool’s game?], Moyen-Orient 33
(Jan–Mar 2017), http://www.areion24.
news/produit/moyen-orient-33.
33. Fabrice Balanche, Atlas du ProcheOrient Arabe [Atlas of the Arab Middle
East] (Paris: Presses de l’Université Paris-Sorbonne, 2011), p. 36.
34. Amnesty International, “Syria: US
Ally’s Razing of Villages Amounts
to War Crimes,” October 13, 2015,
https://www.amnesty.org/en/press-releases/2015/10/syria-us-allys-razing-ofvillages-amounts-to-war-crimes.
35. Estimate based on the author’s field
surveys.
36. Jack Moore, “Syria War Death Toll Hits
321,000 With Further 145,000 Missing:
Monitor,” Newsweek, March 13, 2017,
http://www.newsweek.com/sixth-anniversary-syrian-conflict-looms-war-monitor-says-465000-killed-or-567181.
37. According to the Office of the UN
High Commissioner for Refugees, 5.2
million Syrians were registered as refugees in Middle Eastern countries as
of September 2017. Yet 6 million is a
more realistic number—the UN figure
underestimates the situation because
many refugees in the region decide
not to register for one reason or another (e.g., some fear being arrested
and taken back to Syria, as has happened frequently in Lebanon; others
are wealthy and do not see the point
of registering). Adding the nearly 1
million refugees in Europe pushes the
overall count to around 7 million. See
the UNHCR’s “Syria Regional Refugee
Response Inter-agency Information
Sharing Portal,” http://data.unhcr.org/
syrianrefugees/regional.php.
38. See “Annual mid-year population,
United Nations estimates: 2006–2015,”
in UN Department of Economic and Social Affairs, Statistics Division, Demographic Yearbook 2015 (New York, 2014),
https://unstats.un.org/unsd/demographic/products/dyb/dyb2015.htm.
39. The UN’s demographic projections
tend to treat Syria as a uniform entity.
To generate more accurate projections, one must take into account the
vast differences between the country’s
various provinces, particularly when it
comes to sharply contrasting rural vs.
urban fertility rates.
40. For instance, see OCHA’s “Humanitarian Needs Overview 2017,” December
https://docs.unocha.org/sites/
2016,
dms/Syria/2017_Syria_hno.pdf.
41. OCHA, “Syria: ‘An estimated 200,000300,000 people are at risk of besiegement,’ says UN Humanitarian Chief,”
July 21, 2016, https://www.unocha.org/
legacy/top-stories/all-stories/syria-estimated-200000-300000-people-are-riskbesiegement-says-un-humanitari.
42. “En silence, les rebelles quittent Alep
entre des soldats russes” [In silence,
rebels leave Aleppo between Russian soldiers], Le Figaro, December 22, 2016, http://www.lefigaro.
fr/international/2016/12/22/01003-2
0161222ARTFIG00229-en-silence-lesrebelles-quittent-alep-entre-des-soldats-russes.php.
43. Ibid.
44. “Syrian government steps up siege of
rebel-held Damascus suburbs: state
media, rebels,” Reuters, February 6,
2016, http://www.reuters.com/article/
us-mideast-crisis-syria-daraya/syriangovernment-steps-up-siege-of-rebelheld-damascus-suburbs-state-mediarebels-idUSKCN0VF0RT.
45. “12,000 people trapped in Syria refugee camp by bombs, shells and bul 29
lets,” Guardian, May 13, 2016, https://
www.theguardian.com/global-development/2016/may/13/12000-peopletrapped-in-syria-refugee-camp-bybombs-shells-and-bullets.
46. Anne-Marie Bianquis and Mohamed
al-Dbiyat, “La population Syrienne:
un tournant démographique?” [The
Syrian population: a demographic
turnover?], Méditerranée, 81, no. 1
(1995), pp. 81–90, http://www.persee.fr
/doc/medit_0025-8296_1995_num_81
_1_2878?q=population%20syrienne.
47. “Damas promulgue un décret de
naturalisation d’habitants Kurdes”
[Damascus promulgates a decree of
naturalization of Kurdish inhabitants],
Agence France-Presse, April 7, 2011,
http://www.lemonde.fr/proche-orient/
article/2011/04/07/damas-promulgueun-decret-de-naturalisation-d-habitants-kurdes_1504426_3218.html.
48. Courbage, “Ce que la démographie nous
http://www.slate.fr/story/62969/
dit,”
syrie-guerre-demographie-minorites.
49. Ibid.
50. Aymenn Jawad Al-Tamimi, “The Factions of North Latakia,” Syria Com-
30
ment, December 10, 2015, http:
//www.joshualandis.com/blog/the-factions-of-north-latakia.
51. David Galula, Counterinsurgency Warfare: Theory and Practice (New York:
Praeger, 2006).
52. Nabih Bulos, “Top Syrian Rebel Leader Reported Killed in Airstrike,”
Los Angeles Times, December 25,
2015, http://www.latimes.com/world/
middleeast/la-fg-syria-rebel-death20151225-story.html.
53. Laura Pitel, “Syria: Jabhat al-Nusra
seizes two prominent activists in raid
on opposition radio station,” Independent, January 10, 2016, http://
www.independent.co.uk/news/world/
middle-east/syria-jabhat-al-nusra-seizetwo-prominent-activists-in-raid-on-opposition-radio-station-a6805186.html.
54. According to author surveys conducted in Iraq and Syria (March 2017) and
in Lebanon (June 2015 and June 2017).
55. Author interviews in Syria, June 2015.
56. Ankara and Erbil each have their reasons for blockading the Syrian Kurdish
zone; these tensions are discussed at
length in chapter 3.
57. For example, see Aymenn Jawad AlTamimi, “The Massacre of Druze Villagers in Qalb Lawza, Idlib Province,”
Syria Comment, June 15, 2015, http://
www.joshualandis.com/blog/the-massacre-of-druze-villagers-in-qalb-lawzaidlib-province.
58. “Death toll from Aleppo bus convoy
bomb attack at least 126: Observatory,” Reuters, April 15, 2017, https://
www.reuters.com/article/us-mideastcrisis-syria/death-toll-from-aleppo-busconvoy-bomb-attack-at-least-126-observatory-idUSKBN17H04Y.
59. According to the Kurdish administration, Afrin canton includes the
Afrin district, Azaz district, Jarabulus
district, northern al-Bab district, and
northern Manbij district. Yet most of
this territory is under the control of
Turkey-backed rebels, not the Kurdish-led SDF.
60. See his op-ed “Les chrétiens d’Orient et
les printemps arabes” [The Christians of
the East and the Arab spring], L’Orient
le Jour, February 29, 2012, https://www.
lorientlejour.com/article/747414/Les_
chretiens_d%27Orient_et_les_printemps_arabes.html.
FABrICE BAL ANChE
2 . A S SAd ’S S y r I A, T h E N AN d NOw
A
S OF SuMMEr 2017,
the Assad regime’s eforts
to retake territory had given it control over roughly
half the country, stretching from Latakia in the northwest to Suwayda in the
southwest and to portions of the Euphrates River in the east. Damascus
has been the centerpiece of this resurgence: since their nadir in march 2013,
Assad’s forces have reestablished their
grip on the suburbs, and the capital is
no longer threatened by rebel pockets
on the outskirts. Further south, Jabal
al-Druze remains a stronghold for the
army, while the Alawite coastal region
to the west has been largely undisturbed by the rebellion since 2015. In
the north, Aleppo city was reconquered
in December 2016 after more than four
years of ierce ighting. he regime also
retains control over small but important enclaves in the east such as Deir alZour, Hasaka, and Qamishli, indicating that it still intends to retake all of
Syria in the long term after eliminating
rebel strongholds in the west.
Does Assad have the means to match
such ambitions? Answering this question requires more than assessing the
regime’s military capabilities—it also
means taking a closer look at the demography and loyalties of the various
local populations under consideration.
Currently, almost all of the territories
that remain outside Assad’s control are
either Sunni Arab or Kurdish. he territories that have remained faithful to the
regime are dominated by Alawites and
other religious minorities. Yet from these
minority zones, Assad’s forces have been
able to reassert their hold over certain
areas with large communities of Sunni
Arabs, who still constitute the majority
population in the regime zone. his approach echoes the classic counterinsurgency strategy of relying on a loyalist
minority—in Syria’s case more than one
minority, each manning strategically
crucial places within the regime zone,
as described in chapter 1—while slowly
reasserting one’s sway over the rest of the
population by force, fatigue, or enticements. hrough tribal allegiances, eco-
nomic interests, and other clientelist
networks, Assad has been able to keep
local Sunni Arabs under control during the war and return key territories to
the regime’s bosom. Examining how he
was able to do so—and how his late father established minority control before
him—is central to understanding how
he might go about trying to reconquer
the rest of the country despite facing
long demographical odds. Accordingly,
this chapter focuses on Assad’s strategies
in the ive main sectors of regime-held
Syria: Damascus, the Alawite coast, Jabal al-Druze, the central Homs-Hama
area, and Aleppo.
dAMASCuS rEMAINS
ThE kEy
he phrase “Whoever holds Damascus
holds Syria” has been attributed to Haiz
al-Assad, and his son has adopted the
same view. he regime’s elite troops have
defended the capital well throughout the
war, and while Sunni rebel forces seized
the suburbs early on, they were never
31
able to approach the central districts.
he midan quarter was temporarily occupied by the rebel Free Syrian Army in
summer 2012, but Assad’s forces quickly
regained control. Although al-midan is a
Sunni neighborhood, it is largely populated by middle- and upper-class families
who seemingly did not feel any solidarity with the rebels. Anecdotal observations gathered by the author in April
2011 and October 2013 hinted that
this social cleveage was present in many
Syrian cities. In Latakia, for instance, a
middle-class Sunni friend declared that
he did not want to march in the streets
with people from the city’s poorest Sunni
neighborhood, Ramel al-Filistini, where
the protests began. more important, the
geography of the revolt has continually
shown that social divisions can be stronger than sectarian solidarity among urban Sunnis.1
Since march 2013, the army has recaptured most of the lost territory near
Damascus, conining the rebels to enclaves that have been inexorably reduced.
Holding the capital gives Assad some of
the internal and external legitimacy he
needs to cast himself as Syria’s leader.
Damascus is a multiethnic city where
each of the country’s sectarian communities is represented, allowing the regime
to maintain contact with the various
networks that structure Syrian society.
Half a century of political, administrative, and infrastructural centralization
has made Damascus the main hub for all
of these networks, and Assad fully understands this dynamic.2
Urban Planning to Control
Insurgency
Since the 1970s, the army has exerted
considerable territorial inluence on the
capital and surrounding region. Large
military camps occupy southern and
western Damascus, including one that
hosts the Republican Guard, an elite
corps of 30,000 mostly Alawite troops.
Oicially, the regime claims that this
large-scale military presence is necessary
to protect the capital from Israel, since
the Golan Heights is less than ifty kilometers away. Yet the real objective
was well understood by the strategy’s
architect, Haiz al-Assad: namely, to
better control an area that he regarded
as indispensable to holding all of Syria.
Upon his ascension to power, he reinforced his grip on the city by installing
tens of thousands of Alawite soldiers and
oicials there, along with their families.
Damascus thus became the irst heavily
Alawite city in Syria. In 1947, the capi32
tal’s population of 600,000 included
only 300 Alawites.3 By 2010, they comprised more than 500,000 of the city’s
ive million inhabitants, which meant
that a quarter of the country’s entire Alawite population resided in the greater
Damascus area.4
he current distribution of communities around Damascus best illustrates
the regime’s system of control. Alawites
and other religious minorities occupy
areas of critical importance. Senior regime oicials live in malki, around
Assad’s private residence. Some lowerlevel civil servants live in mezzeh 86,
a large urban district that spans several
aluent neighborhoods, while others reside in small Druze/Christian towns in
the suburbs (Jdeidat Artouz, Jaramana,
and Sahnaya). he Druze and Christian
lifestyle is more compatible with that of
the Alawites (who allow alcohol consumption, unveiled women, etc.) than
the conservative Sunni localities of the
Ghouta district (e.g., Douma, Daraya,
Zamalka), which became rebel strongholds early on.
Before and during the war, the Alawite and Druze/Christian districts were
permitted to extend their boundaries
close to the strategic points that connect
Damascus with the rest of the country,
in the process cutting the Sunni areas
of from each other and the rest of the
rebellion. his was the case in Jaramana,
the large Druze/Christian suburb that
developed along the route to the inter-
national airport. he regime’s apparent
willingness to allow Jaramana to expand
corresponds with its strategy of separating the Sunnis in the East and West Ghouta neighborhoods with a non-Sunni
bloc. his was useful in preventing
the rebels from encircling the city and
cutting it of from the airport. In the
northeast, public housing in Dahiyat
al-Assad, maarat mahmoud, and Adra
is home to mostly non-Sunni industrial
public-service employees who constitute
a loyalist bulwark for that part of the
capital. In the southwest, the density of
military camps and Druze/Christian localities helps protect the roads to Beirut,
Quneitra, and Deraa. As for the Sunni
localities of moadamiya, Daraya, and
Babila, they are bordered to the south by
the Druze/Christian belt, a large population of Alawite military and civil servants, and a ring road that was built not
only to ease traic, but also as a line of
defense against rebellious suburbs.
Other aspects of the city’s planning
it this strategy as well. he Damascus
municipality is surrounded by a wide
peripheral boulevard and lanked by
wide avenues that create ruptures in the
urban space. hrough this “anti-insurgency urban planning,” the regime likely sought to optimize the movement of
armored vehicles, which would in turn
discourage large street demonstrations.
he old city of Damascus was a victim
of this strategy in the late 1970s, as parts
of the old souks were razed to make way
for a new shopping district with wide
streets. he regime’s error was to allow
the growth of informal suburbs, which
created a labyrinth of narrow streets
more conducive to demonstrations.
In addition to the obstacles posed by
the regime’s urban planning, the rebels
also failed to make inroads into downtown Damascus because much of the
local Sunni population was, for social
and economic reasons, not supportive.
As mentioned previously, many middleand upper-class residents there were
hostile to the rebels, who tended to hail
from lower-income neighborhoods.5
he old alliance between Haiz al-Assad
and members of the capital business class
was reinforced by Bashar’s economic liberalization policies, so they seemingly
had little desire to revolt. Only al-midan
district, a former muslim Brotherhood
stronghold, rose up in summer 2012,
but the army quickly retook it.
Turning the Tide in Damascus,
2012–2016
When the national security headquarters in Damascus was bombed on July
18, 2012,6 killing several prominent regime igures, the rebels seemed close to
seizing the capital, and Western oicials
were predicting that the regime would
collapse in a matter of days or weeks. By
2016, however, the local military situation had been completely reversed—the
remaining rebels in the area were surrounded by army forces and allied Shia
FABrICE BAL ANChE
20. SYRIAN ARMY PROGRESSION IN DAMASCUS AREA, March 2013–May 2017
vers Alep
Kafr al-Awamid
vers
Palmyre
Ain al-Fija
Dimas
Barada River
AL-TALL
Dahiyat al-Assad
Masaken al-Dimas
vers
Beyrouth
Adra
Maarat Mahmoud
DOUMA
Barzah
Qura al-Assad
Hawsh Mubaraka
Harasta
QUDSAYA
Mayda
al-Qabun
Rukn al-Din
Dummar al-Balad
DAMASCUS
Arbin
Jobar
Hawsh al-Shalaq
Beit Siwa
Zamalka
Yafour
al-Nashabya
Douwayla
Mezzeh
Jarba
al-Abbadah
al-Midan
Yarmouk
Moadamiya
al-Bahariya
Utaya
Saqba
Marj al-Sultan
Jaramana al-Mulayhah
Qaysa
Babila
Deir al-Asafir
DARAYA
QATANA
Sayyida Zaynab
Jdeidat Artouz
Harran al-Hawamid
Hatite al-Turkman
Sahnaya
Artouz
al-Ghezlaniya
N
Khan al-Sheikh
W
al-Kiswah
vers
Quneytra
0
10 km
E
S
vers la Jordanie
PROGRESSION
Urban area
Province center
Main road
March 2013
Rebel held
Industrial zone
District center
Secondary road
July 2016
Ceasefire
Rural area
Town
Airport
Military base
Damascus municipality
May 2017
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
33
To Aleppo
AL-TALL
Adra
Maarat Mahmoud
Adra industrial area
BRIGADE 39
21.
THE SYRIAN ARMY
SURROUNDS
EAST GHOUTA
DOUMA
Barzah
PROGRESSION
Hawsh Nasri
Harasta
Mayda
al-Qabun
March 2013
Hawsh al-Shalaq
Arbin
Nov 2014
June–July 2016
Bayt Siwa
DAMASCUS
Jobar
Utaya
Zamalka
Nov 2016 –Jan 2017
Saqba
Old City
Rebel
July 2016
Local agreement
May 2017
al-Bahariya
Jarba
al-Nashabya
Hawsh al-Malban
Spring 2013–Summer 2014
East Ghouta surrounded
Syrian Army old offensive
al-Abbadah
Syrian Army ongoing offensive
Jaramana
al-Mulayhah
Jan–Aug 2014
Yarmouk
Babila
Marj al-Sultan
Marj al-Sultan military airport
al-Otaiba
Dec 2015
Qaysa
May 2016
Urban area
Rural area
Deir al-Asafir
Industrial zone
al-Shahba
Military base
Sayyida Zaynab
Province center
Haran al-Awamid
Hatite al-Turkman
District center
Town
Damascus Int'l Airport
BRIGADE 158
Damascus municipality
N
al-Ghezlaniya
W
Highway
E
Principal road
S
0
10 km
Airport
To Suwayda
34
FABrICE BAL ANChE
22. SYRIAN ARMY DAMASCUS STRATEGY, May 2017
To Saidnaya
To Homs
To Palmyra
Kafr al-Awamid
Ain al-Fija
Minority
stronghold
AL-TALL
Barada River
To Beirut
Military base
Maraat Mahmoud
Dimas
Adra
Dahiyat al-Assad
Syrian Army
offensive since
Spring ‘16
Masaken al-Dimas
DOUMA
Barzah
Qura al-Assad
QUDSAYA
Jobar
Dummar al-Balad
DAMASCUS
Mezzeh
86
Ceasefire
Zamalka
Saqba
YA
Jarba
al-Nashabya
Strategic road
al-Abbadah
Road closed
Marj al-Sultan
al-Mulayhah
K
OU
Syrian Army
progress, July '16
to May '17
al-Bahariya
Utaya
Douwayla
RM
DARAYA
Hawsh al-Shalaq
Arbin Bayt Siwa
Jaramana
Moadamiya
Rebel held
Mayda
al-Qabun
Rukn al-Din
Yafour
Hawsh al-Mubaraka
Harasta
Qaysa
Frontline
Babila
Urban area
Deir al-Asafir
Rural area
Sayyida Zaynab
QATANA
Jdeidat Artouz
Haran al-Hawamid
Hatite al-Turkman
Industrial zone
Sahnaya
Airport
Artouz
Province center
al-Ghezlaniya
District center
Town
Khan al-Sheikh
al-Kiswah
To Quneitra
militias, and they had lost hope of being
rescued by Western-backed ighters to
the south, whose focus had shifted from
the Assad regime to the Islamic State.
One of the main reasons for this reversal was robust support from Iran and
Hezbollah, who have treated Damascus
To Deraa
and especially its airports as a strategic
gateway for transferring weapons to
the Lebanese militia. heir willingness
to commit Shia forces to the capital is
also explained by the presence of the
Sayyeda Zainab shrine, a major Shia
holy place that attracted hundreds of
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
0
10 km
Damascus
governorate
To Suwayda
thousands of pilgrims annually before
the war. Although the population of
the shrine’s neighborhood is predominantly Sunni, the local Shia minority
has been able to keep the district in the
regime’s hands with major help from
Hezbollah, which deployed numerous
forces there early on. Whenever a rocket falls or car bomb explodes anywhere
near the district, the news reverberates
throughout the Shia world, helping
Iran and Hezbollah mobilize new ighters by playing on widespread fears that
the shrine will be eradicated (much
35
like the prominent Samara mosque in
Iraq was destroyed by Sunni extremists
in 2006).
Another major reason for the opposition’s setbacks in the capital was its inability to unite the two parts of the Ghouta and cut of the road to the airport.
When the rebels irst went on the offensive, Jaramana was strongly defended
by the army and local Druze members
of the National Defense Forces militias,
and the population stayed put amid
rebel car bomb attacks and rocket assaults. Once the tide turned, the army
used Jaramana as a launching point to
expand its grip on both sides of the airport road and encircle the Sunni parts
of the Ghouta.
he regime’s Ghouta siege has at
times been accompanied by food blockades and aerial bombardment intended
to scare surviving civilians into leeing—
the same strategy applied in Aleppo. he
campaign against Daraya was exemplary
in this respect. In 2012, the southern
suburb was home to around 80,000
people, but by August 2016—when the
rebels negotiated the evacuation of the
last ighters and civilians to Idlib—the
number had fallen to 4,000.7 One objective of the regime’s brutal campaign
was to make an example out of Daraya
in order to facilitate a modus vivendi
with localities where rebels were less
aggressive. Babila, moadamiya, Qudsaya, al-Qabun, and Barzah all agreed
to ceaseires in order to avoid total de36
struction. Indeed, locals in Qudsaya
asked the rebels to leave8 so that they
could spare themselves further sufering. Once the ighters were evacuated,
some residents were granted amnesty
and integrated into a local police force.
he army then air-dropped lealets over
other opposition-held areas instructing to them choose between the Daraya
and Qudsaya formulas. One rebel who
departed Qudsaya described this stark
choice: “Finally, they literally said to us,
‘Either you get the hell out of this town
or we completely destroy the place’...
hey literally said that. hey’d destroy
the town and then we’d have to leave
anyway, like in Daraya. So a group of
us decided we’re better of leaving, we
didn’t want the town to be destroyed.”9
In all, the army was able to regain
about half of East Ghouta from April
to December 2016. hese victories were
facilitated by a fratricidal war between
the rebel groups Jaish al-Islam, Failaq alSham, and the Fustat Army (led by alQaeda ailiate Jabhat al-Nusra).10 he
irst group had previously exercised quasi-hegemony over East Ghouta, but the
death of founder Zahran Alloush in December 2015 weakened the militia, and
his brother mohammed failed to live up
to local and international expectations
upon succeeding him. mohammed
was quickly marginalized at the Geneva
peace talks in January–march 2016, and
the political and military opposition lost
whatever unity it had once cultivated.
Assad Now Sure of His Power
in the Capital Area
Today, services are functioning normally
in the Damascus city center, and if not
for the sound of artillery shelling against
rebel holdouts from mount Qasioun,
the war would likely seem nonexistent to
most residents. he international airport
has been back in operation since 2015,
and the roads to Homs, Deraa, Suwayda, and Beirut are relatively safe. In
opposition-held East Ghouta, the army
is using intra-rebel divisions to gradually gain ground, alternately bombing
neighborhoods and providing humanitarian aid in order to win over the local population. he regime is also well
aware that the crossing points into the
Ghouta are a signiicant source of revenue for whichever rebel faction controls
them, so it has sometimes favored one
faction to provoke clashes with others,
as in the spring 2016 conlict between
Failaq al-Rahman and Jaish al-Islam.
Going forward, the regime’s negotiations with Jaish al-Islam will likely intensify as pressure on the group mounts.
he surrender of Douma, the de facto
rebel capital in the Ghouta, would mark
the end of the enclave.
hese and other developments in
Damascus can only boost Assad’s conidence, even though much of the country
remains out of his control and his army
is still struggling to preserve the gains
that Russian air power has made possible in other areas. It would therefore be
diicult for the international community to push him out of power under the
current circumstances. his would be
true even if moscow were willing to step
aside and permit his ouster, since Assad
does not need the Russian air force to
hold the capital.
ThE ALAwITE
STrONghOLd
Syria’s coastal Alawite region has been
staunchly loyal to Assad since the beginning of the war, and for good reason.
Although some Alawite intellectuals
joined the opposition and sparked challenges to the Assad family, the bottom
line remains the same: most Alawites
see the war as an existential ight against
a Sunni Islamist threat.
he Alawite region stretches from
the Turkish border south to the Lebanese border, and from the mediterranean Sea east to the Orontes River,
more or less corresponding to the former Alawite state created by France in
1920. In 2011, the local population was
about two million, of which Alawites
comprised 70%, Sunnis 20%, Christians 10%, and Ismailis 1%. he Sunnis
mainly reside in the cities and in three
large rural enclaves: Jabal al-Akrad, Jabal Turkman, and south of Baniyas. he
majority of Christians have settled in
the cities of Latakia, Tartus, and Saita.
Wadi al-Nasara, near the historic Crac
des Chevaliers, became the main rural
FABrICE BAL ANChE
home for Christians in Syria, particularly after many began to lee Homs
during the war. At the Turkish border,
Armenian villages cling to the slopes of
Jabal al-Akrad; one of them, Kasab, is
among the last vestiges of Western Armenia, and it beneits much from the
support of the Armenian diaspora. As
for the Ismailis, they are concentrated
in al-Qadmus and masyaf and live on
good terms with the Alawites. memories of the wars that ravaged the area in
1920 have faded; the Ismaili population
is no longer large enough to threaten the
Alawites, and they have found common
ground in their shared animosity toward
Sunni Islamists.
Since the war began, the Alawite region’s population distribution has been
modiied somewhat by the arrival of internally displaced persons from Aleppo,
Idlib, and Damascus. many Alawite
and Christian families have returned to
their villages of origin, along with signiicant numbers of non-hostile Sunnis.
he UN Oice for the Coordination of
Humanitarian Afairs estimated that as
of fall 2016, about 600,000 IDPs lived
on the coast.11 Indeed, Latakia, Tartus,
and Saita are experiencing a construction boom due to high demand from
new homeowners.
Yet the inlux of Sunnis might destabilize the Alawite region over time
if it gives terrorist operatives cover to
iniltrate the area. he Islamic State
conducted a series of bombings there
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
in may 2016 (causing 170 deaths in
Tartus and Jableh) and September 2016
(50 dead). Such attacks could eventually
spur reprisals against Sunni refugees.
23. LATAKIA SECTARIAN DISTRIBUTION 2011
To Kassab and Turkey
N
W
E
To Mashqita
Demsarkho
S
Datur
To Ibn Hani
Besnada
Ramel
al-Shamali
Hamam
Knenas
Bustan Rihan
Mediterranean
PORT
AREA
al-Jumhuriyah
Mashru
al-Reji
To Damascus
Governorate
Port
Sheikh Dahir
Zyraa
Mashru al-Thani
University
To Damascus
al-Sleibeh
Railway Tobacco
station factory
MILITARY
AREA
al-Tabiyat
INDUSTRIAL AREA
Ramel al-Filistini
Ramel al-Janubi
Kornich al-Janubi
0
1 km
Sunni
Christian
Cathedral
Great Mosque
Latakia, 1936
Alawi
Unpopulated
Church
Mosque
Street
Mixed
he Latakia Corridor
he jihadist threat has moved further
away from Latakia since the recapture
of Jabal al-Akrad in winter 2015–2016,
but the city and surrounding areas are
not immune to sectarian conlict. In
2010, the city’s population of around
400,000 was roughly 50% Alawite,
40% Sunni, and 10% Christian (mostly Orthodox).12 Alawites occupy the
northern and eastern suburbs, while
Sunnis live downtown and in the southern suburb of Ramel al-Filistini, the
city’s poorest area. Christians inhabit
the “American district,” named after the
local Evangelical Presbyterian school established by Americans.
In this historically Sunni city, old
urban residents still view Alawites as
foreigners. Up until the French mandate, the city had no Alawite residents
apart from household servants. more
than two decades later, Alawites still
constituted only 10% of the population, concentrated in the poor suburb
of Ramel al-Shemali. Beginning in the
1970s, however, Haiz al-Assad’s “Alawitization” policy facilitated a dramatic
demographic shift, and his sect became
the majority in Latakia by the 1980s.
he surrounding countryside is likewise divided between Sunni and Ala 37
wite villages. Traveling north toward
Turkey, one inds that Sunnis are the
majority; according to the 2004 census, they composed about 80,000 of
the area’s 140,000 residents. he subdistricts of Rabia and Qastal maaf
are mostly Sunni Turkmen, as are the
coastal villages of Burj Islam and Salib
al-Turkman. When the war began, the
Turkmens of Rabia and Qastal maaf
sided with the rebels, while those in
Burj Islam and Salib al-Turkman remained neutral, likely because they
were surrounded by Alawite villages.
Sunnis also dominate the area east of
Latakia, the northern part of Jabal alAnsariyya (including al-Hafah and
its surrounding villages), and Jabal alAkrad. Although residents in the latter
area have been of Kurdish origin since
the middle Ages, none of them speak
Kurdish anymore, and the area is considered essentially Arab.
According to UN igures13 and personal communications with a municipal
oicial in Latakia, 200,000 IDPs had
led to Latakia city as of October 2016
(mostly Sunnis from Idlib and Aleppo),
while another 170,000 went elsewhere
in the province. In general, Alawite IDPs
have led to Alawite villages and Sunnis
to Sunni areas. Yet Jabal al-Akrad and
Rabia were swept up in the ighting for
a number of years, so most of the local
Sunni women and children have led to
Turkey by now, while most of the men
joined rebel groups.
38
Beginning in spring 2012, the opposition seized control of Jabal al-Akrad
and the area along the Turkish border
up to Kasab village. In march 2014,
jihadist groups operating from Turkey
and Idlib province invaded Kasab and
destroyed the Russian radar station atop
Jabal Aqra. But they were unable to
progress further southward, so they left
the village that June.14 Similarly, rebel
forces from Jabal al-Akrad briely occupied al-Hafah in July 2012, but the
local population did not join them for
fear of provoking regime retaliation. Despite these failed ofensives, the northwestern rebel zone continued to pose a
real threat to regime control in Latakia.
Accordingly, Assad created a new militia
in 2015 called the “Shield of the Coast,”
whose mission is to protect the area using young Alawites who refuse to ight
outside their home province. he regime no doubt felt the need to protect
“Alawistan” from ofensives like the one
launched in July–August 2015, when
rebels from al-Ghab plain advanced
closer to Latakia and the underpopulated Alawite villages in northern Jabal
al-Ansariyya. If the regime had failed to
stave of such threats, Alawite soldiers
could have taken matters into their own
hands and renounced support for Assad.
In winter 2016, however, the army
regained the advantage in the Latakia
area thanks to intense Russian air bombardment, and the rebels were driven
out of the northeast coastal region. At
some point the army will likely aim
to retake Jisr al-Shughour, a city from
which rebels have launched multiple attacks on the Alawite region in the hope
of reaching the coast.
A Possible Alawistan
For the rebels, the (increasingly dim)
prospect of gaining access to the sea is
both strategic and symbolic. In march
2014, for example, Jabhat al-Nusra
advanced from Kasab to the mediterranean in just a few days. Today, the
group and its allies would very much
like to control a major port such as Latakia or Tartus.
Although opposition forces have
since been pushed further east, any future rebel ofensives toward the coast
would stand a better chance of success
in Latakia than in Tartus. First, the
road to Latakia is more accessible. Second, Alawites constitute 80% of the
population in Tartus, compared to only
10% Sunnis and 10% Christians. he
population between Tartus and Homs
is predominantly Alawite as well, with
a strong Christian minority; Sunnis are
concentrated in the countryside around
al-Hamidiyah and Talkalakh. hird,
Lebanon’s proximity would complicate
any jihadist push for Tartus, since Hezbollah and the Syrian army are stily
controlling that frontier to prevent any
cross-border Sunni coordination—a
strategy exempliied by the may 2013
battle for al-Qusayr.
To be sure, Iran and its Shia proxies
regard the Latakia corridor as less of a
strategic interest than Homs, Damascus,
and the Golan Heights, so it is unclear
how eager they would be to defend Tartus from any future rebel ofensives. Yet
moscow has a strong interest in maintaining a presence along the coast; the
Russian navy has a base in Tartus and
plans to rebuild the former Soviet submarine base in Jableh twenty miles
south of Latakia.
As described previously, the Russian
intervention and other developments
have greatly diminished the prospects
of the regime losing power in Damascus, yet it remains a distant possibility
if geopolitical circumstances change. In
that scenario, the regime could decide to
retreat to the coast and form an Alawite
statelet. Beginning in the 1970s, Haiz
al-Assad built the area into a bunker
where Alawites could take refuge if they
lost power in the capital. his arrangement has proven particularly useful during the current war, since Alawite military personnel would not have agreed to
continue ighting in Deir al-Zour, Damascus, or Aleppo if their families were
not safe back home on the coast. In the
event of regime collapse, the Alawites
could bunker in their stronghold and
perhaps extend it eastward depending
on their capacity to retain portions of
al-Ghab plain and the Homs countryside. Jabal al-Akrad and Jabal Turkman
could serve as a further bufer, since they
FABrICE BAL ANChE
N
W
24.
Idlib
TURKEY
FROM ALAWITE STRONGHOLD
TO STATELET
E
S
Kasab
To Aleppo
To Antakya
Ariha
Jisr al-Shughour
TERRITORY
Russia
Burj Islam
al-Haffah
Salma
Maarat al-Numan
INFRASTRUCTURE
Sunni
Highway
Christian
Principal road
Alawite
Power station
Jabal
al-Zawiya
Latakia
Refinery
Qardaha
URBAN MAJORITY
al-Suqaylabiyah
Jableh
Jabal
al-Ansariyya
Port
Sunni
al-Ghab
plain
Airport
Baniyas
Christian
Hama
Maharda
Mediterranean Sea
al-Rawda
Alawite
Ismaili
International
border
Mixed
Province border
Masyaf
Sheikh Badr
al-Sawda
Tartus
Rastan
Duraykish
Safita
POPULATION
Wadi al-Nasara
Tal Kalakh
al-Hamidiyah
OFFICIAL BORDERS
Akkar
plain
POSSIBLE BORDERS
200,000 to 500,000
Pessimistic scenario
50,000 to 200,000
Optimistic scenario
Less than 50,000
Frontline (May 2017)
Homs
Iran
al-Qusayr
Potential foreign aid
LEBANON
0
To Baalbek
20 km
Hezbollah
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
To Damascus
39
25. JABAL AL-DRUZE AND THE SOUTHERN FRONT, March 2017
Mezzeh
Mt Hermon
Qatana
Nov 2014 battle:
JN and Druze militia
Ruwala
2012–13: Car bombs,
rebel bombardment
Jaramana
Sayyida Zaynab
Sahnaya
Jdeidat Artouz
Arneh
DAMASCUS
Daraya
Makhul
Jun 2016: Rebels
seize from IS
Damascus Int’l
al-Abdullah
Marj Ruhayyil
Hader
Sep 2016:
JN attacks
Rebel route between
Syria and Lebanon
Apr 2016:
IS attacks
al-Ghiati
MADINAT AL-BAATH
Rebel smuggling route
from Jordan
Khalkhalah
Quneitra
UNDOF
crossing
Islamic State
Leja base
Sanamin
Mar 2017: Syrian
army seizes from IS
Dama
Tal Barakat
Jun 2016: Syrian
army seizes from IS
Aug 2014: JN clashes
with Sheikh Balous
al-Hassan
Izraa
al-Shahba
Yarmouk Martyrs
Brigade
JABAL AL-DRUZE
al-Muzairab
SUWAYDA
al-Thaala
21 June 2016: Israeli airstrike
on IS antiaircraft battery
Jun 2015:
Heavy JN attacks
Mar 2017: Rebel
offensive in Deraa
DERAA
Nasib
Apr 2015: Rebels seize
from Syrian army
Busra al-Sham
Salkhad
Mar 2015: Rebels seize
from Syrian army
0
20
INHABITED
AREA OF CONTROL
40 km
UNINHABITED
AREA OF CONTROL
RELIGION
International border
Province capital
Syrian Army
Syrian Army
Sunni
Province border
District center
Islamic State (IS)
Islamic State (IS)
Druze
Golan DMZ
Town
Jabhat al-Nusra (JN)
and other rebels
Jabhat al-Nusra (JN)
and other rebels
Christian
Border crossing
Main road
Shiite
Military airport
Secondary road
Israel
Notable event
al-Hassan Arab tribe
Informal route
Commercial airport
40
FABrICE BAL ANChE
were practically emptied of their civilian
population during years of ierce ighting with the rebels.
In theory, this “Alawistan” could extend over 12,000 square kilometers,
including the provinces of Latakia and
Tartus, the districts of masyaf and alSuqaylabiyah, and the western part of
Homs province. It would be reduced to
6,000 square kilometers if the regime
lost the mixed Alawite/Sunni territories
north of Latakia, Homs, and al-Ghab
plain. In the irst case, the population
would be about 3 million; in the second,
2.5 million (since many Alawite, Christian, and Ismaili families from central
Syria would likely lee there).15
Regime victories over the past year
have made the Alawistan scenario increasingly unlikely, and Assad is still
focused on retaking the entire country,
not building a sectarian statelet.16 Yet
the coastal bunker will remain a fallback
option as long as he has Russia’s support.
JABAL AL-druZE: CAughT
IN ThE MIddLE
he mountainous Jabal al-Druze region
occupies a strategic position on the road
to Damascus, so Assad has sought to
keep its inhabitants in his fold despite
their uncertain loyalties when the war
began. he Sunni Arab opposition has
made his job much easier by repeatedly mishandling and attacking the
local Druze.
Protecting the Capital’s
Southern Flank
In 2010, Syria’s Druze numbered around
700,000, or 3% of the national population. most of them lived in Suwayda:
90% of that province’s 375,000 inhabitants were Druze, 7% were Christian,
and 3% Sunni. Another 250,000 resided in Damascus and its suburbs of
Jaramana, Sahnaya, Ashraiyat Sahnaya,
and Jdeidat Artouz. he remainder lived
in mount Hermon (30,000) and the Jabal al-Summaq region of Idlib province
(25,000 people spread over fourteen
villages).17
With the exception of Jabal al-Summaq, most of these Druze areas are
points of strategic support for the army.
Jaramana played a key role in defending Damascus city at the height of rebel
campaigns there. he Druze villages of
mount Hermon have been a loyalist bastion on the capital’s southeastern lank,
allowing the army to maintain lines of
communication with the Golan Heights
and prevent isolated rebel pockets from
linking up with larger opposition-held
zones. And the Jabal al-Druze area has
given the regime an enduring land link
to Jordan, as well as a launchpad for aircraft crucial to the defense of Deraa and
a means of continually reminding rebels in the southwest that they are under
threat of attack.
Defending Jabal al-Druze requires
little of the army; most of its protection
is entrusted to a local militia of 10,000
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
men (mostly Druze with a few Christians) who know the terrain and are
more motivated to defend their hometowns than ight for the regime in far-of
Aleppo or Homs. In fact, keeping Druze
conscripts inside Suwayda province
rather than deploying them to other
fronts was part of the tacit bargain that
Assad reached with the community’s
spiritual leaders (known as the Sheikhs
of Akel) in order to maintain control
over them.18
Sunnis vs. Druze
As early as 2011, tensions emerged between the Druze and certain rebel factions. In Deraa, armed and unarmed
opposition factions began using antiDruze slogans, describing them as heretics. One slogan even called Assad “son
of the Druze,” a local pejorative. In a
climate of growing Islamist incitement,
some Druze villagers were abducted and
then ransomed or murdered. hese included leading Druze dignitary Jamal
Ezzeddine, who enjoyed good relations
with the Deraa opposition; he and sixteen of his companions were abducted
by Jabhat al-Nusra in December 2012
and killed a few months later. Similarly,
Druze residents in Jaramana fell victim
to assaults beginning in spring 2012.
hat autumn, Jabhat al-Nusra led a
rebel ofensive in Jabal al-Druze.19 In
response, the Druze set aside their neutrality and formed a local militia with
the regime’s help. From this point on,
Jabal al-Druze was regularly attacked
by Sunni Arab forces. In August 2014,
rebels fought a serious battle against
the Druze in al-Dana. One of the most
active regime militias in that clash was
led by Sheikh Balous, a former Druze
policeman who had been very successful at recruiting local youths unwilling
to ight outside Jabal al-Druze.20 And
in June 2015, around the same time as
a major opposition ofensive in northwestern Syria, rebels from a group called
the Southern Front attempted to seize
al-haala military base, the key to Suwayda’s defense. hey were pushed back
by the army and local Druze militias—a
huge turning point given that Druze cooperation with Assad would have been
unimaginable in past years (e.g., in November 2000, the regime cracked down
on a revolt in Suwayda, killing dozens of
Druze and wounding hundreds more).
hese rebel actions may seem baling
given the Druze posture at the start of
the uprising. Like other parts of Syria,
Jabal al-Druze was the scene of signiicant anti-regime protests in 2011, echoing the region’s traditional air of deiance
(e.g., as described in chapter 1, many
inhabitants still brandish the proud
memory of Sultan al-Atrash, the Druze
leader who revolted against the French
in the 1920s). Yet various opposition
bodies, including the Syrian National
Coalition, failed to meet the Druze
community’s expectations, particularly
the demand for secularism. Rather than
41
calling for a “secular state” following
Assad’s ouster, the SNC instead adopted
the idea of a “civil state,” which in Islamic discourse refers to governance by
sharia, not secular law. Such ideological
nuances exacerbated Druze mistrust of
the Sunni Arab opposition, whom the
regime had already portrayed as taking
inspiration from medieval fatwas calling
for genocide against the Druze.
Even so, some Druze still decided to
join the rebels at irst. In August 2011,
Druze oicer maj. Khaldun Zeineddine deserted the army and created an
anti-Assad armed group, the Sultan alAtrash Brigade.21 Although the group
joined other rebel factions in Deraa and
participated in several ofensives against
regime forces in the Jabal al-Druze area,
it was unable to recruit many Druze
and eventually drew the ire of Jabhat
al-Nusra. In 2013, members of the alQaeda ailiate arrested the Druze brigade’s members and sentenced them to
death; they were eventually released and
led to Jordan. his incident showed the
Druze community in starkest terms that
they were not welcome in the Sunni
Arab rebellion. For those Druze who
had joined the ighting, the jihadists
did not consider their commitment to
be sincere enough; in some cases they
were threatened with death unless they
converted to Sunnism (e.g., the Druze
of Jabal al-Summaq were forced to convert in 2015, then destroy their own
mausoleums22).
42
he Secessionist Temptation
of Sheikh Balous
Despite being rejected by the rebels,
the Druze were initially hesitant to link
their fate to Assad, since his fall would
leave them defenseless. In mid-2015, at
a time when the army seemed about to
collapse, some Druze began to consider
the option of opening Jabal al-Druze up
to Jordan and making it an autonomous
region under international protection.
his idea was championed most
prominently by Sheikh Balous, who had
established one of the irst pro-regime
Druze militias in 2012. He made his
mark in 2014 during the battle for alDana, defending Druze territory from
rebels. Afterward, he asked Assad to provide him and other militias with heavy
weapons to defend Jabal al-Druze more
efectively. He also began to focus on
political issues, calling for reforms to address the high cost of living, corruption,
and Druze conscription. By June 2015,
his militia had increased to nearly 1,000
ighters,23 and he was reportedly receiving inancial aid from abroad, especially
from Israeli Druze who were concerned
about the fate of their Syrian coreligionists. Yet when Jabhat al-Nusra led the
ofensive to seize al-haala military airport that month, his forces did not help
defend the regime; instead, he called on
the local population to seize army positions and government buildings.
his gambit failed—three months
later, Sheikh Balous was assassinated
under mysterious circumstances, and
his militia was dissolved. here is little
doubt that the regime had him murdered for becoming too ambitious and
encouraging the Druze to secede. he
reasons for his move at al-haala are
unknown. He may have believed that
Assad’s army was on its way out of Jabal al-Druze given the successful rebel
ofensives in Idlib province and around
Deraa (e.g., the key southern town of
Busra al-Sham had fallen that march).
If so, he may have felt that the regime’s
supposedly imminent fall might pave
the way for him to become the leader of
a Druze safe zone.
Whatever the case, Russia’s intervention soon after his death completely
changed the balance of power on the
ground, so the Druze are unlikely to
gamble on further secessionist attempts
anytime soon. It will therefore be diicult, if not impossible, to detach Jabal
al-Druze from the regime. he Druze
will not be won over unless they are cut
of from Damascus, and even then they
would need very concrete assurances
that international forces will protect
them from Sunni Arab jihadist groups
and spare them the fate of their co-religionists in Jabal al-Summaq.
CENTrAL SyrIA:
A SECTArIAN MOSAIC
At the center of the regime zone lies a
mixed bag of Christian, Alawite, Sunni,
Ismaili, and Shia communities. his
diversity is linked to the area’s complex
history on the margin of Syria’s steppe,
where nineteenth-century agrarian colonization attracted non-Sunnis from
the coastal mountains and Shia from
Lebanon’s Beqa Valley to villages near
Homs. Christian communities in the
area date back to pre-Islamic Syria; they
were able to preserve their identity because their land lay next to swamps and
was deemed too poor to interest muslim and Ottoman conquerors.
he central region is dominated by
Homs and Hama, rivals for centuries before the creation of modern Syria.24 Hama,
a conservative Sunni city, dominated a vast
countryside, and its residents mainly lived
on land rent until Syria’s 1963 agrarian reform. In contrast, the cross-sectarian city
of Homs invested more in industry and
commerce beginning in the nineteenth
century, so it was able to continue prospering under Baath land reforms a century
later thanks to its diversiied economic
base. Yet the new masters of Syria sought
to upend the great landowning class of
Hama, who had exploited their families
for generations. Once these owners were
deprived of land rent, they were quickly
marginalized by the Baath regime. Hama’s
muslim Brotherhood revolt in 1982 and
the ierce repression that followed were a
prelude to the bloody conlict Syria is experiencing today, with most combatants
divided along urban/rural and minority/
Sunni lines.
FABrICE BAL ANChE
Why Did Hama Stay Calm While
Homs Ignited?
When the uprising began in 2011, some
demonstrations took place in Hama,
but local Sunni Arab leaders quickly put
them to an end. And unlike in crosssectarian Homs, no armed insurrection
developed there.
Two factors explain this relative calm.
First, the memory of the 1982 massacre
is still very present in Hama. In response
to that revolt, Assad’s father killed at
least 20,000 residents and completely
razed the city center, so locals knew
what to expect from the regime if they
took up arms again. Apparently, their
fear of Assad’s retribution outweighed
their anger toward his repression.
Second, the sectarian homogeneity
of Hama’s population and bureaucracy
seemed to defuse tensions. Although
Alawites have a strong presence in the
local civil service, many of the city’s
top municipal and regime posts are occupied by native Sunni Arabs, not minority outsiders. Hama also lacks a distinct Alawite neighborhood—the city is
largely unappealing to non-Sunnis, and
those Alawites who do hold government
posts there often prefer to reside in their
towns and villages of origin when not
performing their local duties. When the
regime destroyed downtown in 1982, it
erected a ive-star hotel on its ruins as
a symbol of state power and modernity,
but Haiz al-Assad did not seek to transform the city’s conservative Sunni roots.
moreover, Hama’s subsequent political
and economic marginalization deterred
outsiders from moving there, which limited both the possibility of intercommunal friction and the visibility of regime
favoritism toward Alawites.
During the war, rebels have tried to
seize the city several times. As of this
writing, forces from Hayat Tahrir alSham (the radical coalition headed by
Jabhat al-Nusra) are only about ten kilometers north of Hama, but they face
a dense network of military bases built
around the city’s perimeter in the 1980s
and a western countryside full of Alawite, Christian, and Ismaili villages. But
the regime’s greatest asset in Hama remains the population’s relative passivity
throughout the war—an advantage it
certainly has not enjoyed in Homs.
Like most of central Syria, Homs is
home to a mosaic of sects. As of 2011,
its population was around 65% Sunni
Arab, 25% Alawite, 10% Christian, and
less than 1% Ismaili and Shia.25
As in the coastal cities, Alawites came
to Homs from the former French mandate and settled in outlying districts to
the south and east. Christians have a
historic district in the city center from
which they have spread eastward, reinforced by their brethren in rural areas.
he city’s western half is wealthier than
its eastern half, which is largely occupied
by rural people from the margins of the
steppe. he western half is also more of a
religious mix, while the rest of the city’s
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
neighborhoods tend to have more assertive community identities.
In July 2011, clashes broke out in
Homs and caused several dozen deaths.
In most every case, these incidents took
place on the borders between Alawite
and Sunni districts. he army soon deployed to these hotspots, surrounding
the northern Sunni neighborhoods that
would become the rebellion’s stronghold
in Homs. his resembles what michel
Seurat wrote about Tripoli during the
Lebanese civil war—clashes in that city
did not take place within aluent neighborhoods, but rather between Sunni and
Alawite districts where community endogamy and identity were strong.26
Initially, Homs rebels enjoyed strong
external support, especially from Lebanon, their principal source of foreign
weapons and ighters. he Bab al-Amr
district, which rose up militarily against
the regime, was known as a haven for
smugglers operating between Syria and
Lebanon before the war. hese smugglers often traveled through tunnels
that begin several kilometers out in the
countryside, bringing goods and weapons into the city while avoiding police
checks. French journalist Edith Bouvier
used one such tunnel to escape Homs
in 2012, describing it as high and wide
enough to ride a motorcycle through.27
he large Sunni Arab community
of Tripoli was particularly supportive
of the rebels next door. Saudi and Qatari networks used the Lebanese city as
a base for organizing aid to the insurgents, and wounded rebels found relief
at Gulf-based Islamic NGOs there.28 Yet
the Gulf networks stopped operating in
Tripoli after the Assad regime attacked
rebel-held Homs in force and encircled
the city in fall 2012. meanwhile, the
Lebanese army and Hezbollah eventually took control of the border and prohibited further aid transfers to the rebels
after the may 2013 fall of al-Qusayr, a
former opposition stronghold on the
northeastern frontier.
Sectarian Slaughters
As the war gained momentum in 2011,
central Syria was racked by intercommunal confrontations. In Homs, demonstrations against the regime stopped
at the edge of Alawite districts because
clashes tended to multiply rapidly there.
In the city’s suburbs, the Shia village of
mazraa was regularly attacked on Fridays by local Sunni opponents.29 And
when rebels seized the central districts,
they ired mortars at the Alawite neighborhoods daily. Elsewhere, Christians
and Shia led the nearby town of alQusayr in autumn 2011 after sectarian
threats were broadcast from the loudspeakers of local mosques.
Amid this tense climate, sectarian
slaughters began to occur. One notorious incident took place in Houla on
may 25, 2012, when 108 Sunni Arab
civilians (including 49 children) were
murdered by the regime’s shabbiha para 43
military.30 A week earlier, a dozen Alawite state employees had been massacred
en route to Homs. In June of that year,
80 people were killed in the Sunni village of mazraa al-Qoubeyr; a month
later, another 100 Sunnis were massacred in Tremseh. more recently, a score
of Alawite civilians were killed in Zahra
in may 2016. Alongside these incidents,
thousands of individuals from every sect
have been kidnapped in the area during
the war and either ransomed or murdered.31
After years of violence, the frontlines in Homs became well deined, and
many minorities moved into more homogeneous neighborhoods for protection. Yet attacks on Alawite neighborhoods continued. On October 1, 2014,
terrorists bombed a school in Akrama,
killing some forty people.32 And on February 21, 2016, car bombs killed iftyseven in Zahra.33 hese and other neighborhoods were later blocked of with
concrete barriers to prevent outsiders
from perpetrating further mass-casualty
attacks (whether on foot or in vehicles).
Alawites and Christians felt especially
threatened, though Sunnis sufered reprisals as well.
he Diiculty of Reconciliation
In light of this brutal intercommunal
violence, the return of mutual coexistence in central Syria is by no means
guaranteed even if Assad’s forces retake
the entire region. Although the regime
44
secured Homs after the last of the city’s
rebel districts, al-Waar, was evacuated in
march 2017, threats from other quarters persist. Just north of the city, incursions continue from the rebel-held
pocket between Rastan and Houla.
Similarly, Hama remained under threat
from the Islamic State to the east until
as recently as September 2017, when
the group’s local stronghold was destroyed; the rebel coalition Hayat Tahrir
al-Sham still looms to the north.
he Rastan-Houla situation may
prove to be particularly intractable. he
roughly 100,000 residents of this Sunni
Arab territory have eluded regime control since 2011, and the area gave birth
to Liwa al-Farouk, a key brigade in the
Free Syrian Army commanded by the
famous rebel lieutenant Abdul Razzaq
Tlass. Local ighters are now under the
control of Hayat Tahrir al-Sham, which
has been trying to break the siege and
attack Homs and Hama. Previously, the
regime seemed content with containing
rebel advances in the area and negotiating. Rastan and Houla facilitated “reconciliation” eforts in Homs because the
army was able to transfer many of that
city’s rebels to the pocket, irst in April
2014 and later in September 2016. Yet
the army may be targeting the pocket for
a full-scale military campaign now that
it has removed the IS presence in east
Homs and Hama province.
If the regime retakes Rastan-Houla,
the restoration of trust between Sun-
nis and other communities in central
Syria will be diicult. Further east,
Assad would also need to reestablish
links with the Sunni tribes that have
been supporting the Islamic State and
conducting raids on Alawite and Ismaili settlements. he regime may task
Defense minister Fahd Jassem al-Freij
with leading this efort given his membership in the Haddadin tribe, which
is based in east Hama province and has
always been loyal to the Assad family.
In 1982, the tribe participated in the
bloody repression of Hama, and most
of its members have been ighting with
the regime during the current war as
well. As in other parts of the country,
these and other tribal cleavages have
fragmented the opposition in central
Syria, so Assad will likely use this to
his advantage as he attempts to prevent
a rebel resurgence there.
ALEPPO’S dIVIdINg LINES
After the rebels seized parts of Aleppo
in July 2012, the city was split into the
opposition-held east and the regimecontrolled west. his demarcation was
virtually unchanged until 2016, when
Assad’s forces retook the city. Yet the
boundary was not drawn along strictly
sectarian lines—Sunni Arabs were the
majority on both sides of the city, so
territorial and socioeconomic criteria
played important roles in how the uprising played out there.
Shifting Demography
West Aleppo is considered the “legal”
part of the city and has been populated by urbanites for generations. It
includes the rich neighborhoods of alShahba and mohafaza, the lower-class
Sunni district of Sulaymaniyah, and the
middle-class public service district of alHamadaniyeh, where most of the Alawites live. In contrast, Aleppo’s eastern
half is largely considered the “illegal”
city, with unplanned neighborhoods
that have spread widely due to rural exodus (a process called “inrifyeh,” a term
used with disdain by old city dwellers).
Rebels from the countryside found support in East Aleppo, whose residents
have integrated poorly into the conservative city and face a persistent urban/rural divide. he working-class
residents in these neighborhoods serve
as labor for the vast industrial zone of
Sheikh Najar on the city’s northeastern
outskirts, run by the West Aleppo entrepreneurial class.
In 2012, the population of Aleppo
was 2.5 million: 1 million in the western district, another million in the east,
and around 500,000 in the northern
Kurdish neighborhoods of Sheikh
maqsoud and Ashraiya. In October
2016, intense Russian bombing in East
Aleppo sharply reduced the population;
as described in chapter 1, only 100,000
people remained there by year’s end.
Some of those who led found refuge
in West Aleppo, in some cases replac FABrICE BAL ANChE
26. EAST ALEPPO vs. WEST ALEPPO, January 2016
al-Mallah Farms
Kafr Hamra
Central prison
NORTH ALEPPO
Bani Zaid
WEST ALEPPO
Regime Area
Kurdish Area
Sheikh Maqsoud
al-Haydariya
Railway station
Governorate
al-Jaziran
Sakhur
Nor Kiugh
University
Administrative city
Sheikh Najar
industrial area
al-Azizieh
MUNICIPALITY
NEW ALEPPO
Bab al-Nayrab
EAST ALEPPO
Military Academy
Rebel Area
Salah al-Din
al-Hamadaniah
Police Academy
al-Nayrab
Military
industrial area
Bus Station
Ramouseh
Sheikh Said
N
W
E
0
S
Old city
Railway
Highway
Citadel
Legal city
Airport
Principal road
Principal location
Illegal settlement
Frontline
Industrial area
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
2 km
ing middle- and upper-class residents
who had left the city amid the ighting.
For its part, Sheikh maqsoud’s population decreased to only 50,000 inhabitants by 2014,34 with the majority of
the Kurdish population taking refuge
in their villages of origin in Afrin, Kobane, or Hasaka.
To be sure, sectarianism is not absent from the conlict in Aleppo. he
Christian quarters remained uniformly
loyal to the regime. Sheikh maqsoud
rose up against the state, but for reasons
diferent from those of Sunni Arab rebels; later, the Kurdish and Arab camps
came into direct conlict when the former began cooperating with the army
in certain campaigns (see chapter 3).
And while Sunni Arabs were divided
by clan rivalries based on blood ties or
neighborhood solidarity, many of them
became more uniformly and openly
hostile toward Christians, Alawites,
and Ismailis as the rebellion grew more
radicalized. he Christian community
was the irst victim of such sentiment,
and its population fell from 200,000
to 40,000 between 2011 and 2016.35
Rebels targeted the Christian neighborhoods of al-midan, al-Azizieh, and
Jdaideh, urging civilians to lee in order
to seize their districts. Some neighborhoods resisted this encroachment—in
summer 2012, for example, the Christian militia in al-midan halted the
rebel advance in the district’s Armenian quarter.
45
To Azaz, Afrin,
and Turkey (closed)
N
W
Queiq River
S
Anadan
27.
SYRIAN ARMY
OFFENSIVE
EAST ALEPPO
Fall 2016
Muslimiyah
Alternative road to West-Aleppo
(open since summer 2016)
E
Handarat
Haritan
Handarat camp
al-Mallah Farms
Central Prison
AREA CONTROLLED BY
Syrian Army
To Bab al-Hawa,
and Turkey
SDF (Kurds)
Castello Road
Kafr Hamra
Rebels
Bani Zaid
Sheikh Maqsoud
Hanano
SYRIAN ARMY TERRITORIAL GAINS
al-Haydariya
al-Shahba University
22 Sept to 30 Oct 2016
al-Midan
Governor's Palace
al-Jaziran
Sakhur
23 Nov to 4 Dec 2016
al-Azizieh
Administrative City
Citadel
Bab al-Nayrab
Bustan
al-Qasr Bab al-Maqam
New Aleppo
Military Academy
al-Sukkari
Police Academy
Artillery School
To Damascus
via Salamiya
Aleppo Airport
Marjeh
Salah al-Din
al-Hamadaniah
5 Dec to 8 Dec 2016
al-Myassar
Karm al-Dada
Highway
Principal road
Hill 400
al-Nayrab
Railway
Sheikh Said
Ramouseh
To Damascus
(closed)
9 Dec to 13 Dec 2016
Airport
Urban area
Industrial zone
Rural area
Khan Tuman
0
46
2 km
Queiq River
Principal road to West Aleppo
(open since summer 2012)
To Damascus
via Salamiya
FABrICE BAL ANChE
28. THE STRUGGLE FOR THE MANBIJ−AZAZ CORRIDOR, Winter 2016
N
W
AREA CONTROL
E
Syrian Army
KOBANE
S
Islamic State
Feb 2016: Transfer of
rebels through Turkey
SDF
al-Shuyoukh Tahtani
Bulbul
Islamic State
Bab al-Salam
Euphrates River
AZAZ
AFRIN
Souran
Sheikh Hadid
Marea
MAIN ETHNIC GROUP
Arima
Akhtarin
Arab Sunni
Kurdish Sunni
Abu Qilqil
AL-BAB
al-Zahraa
Turkmen Sunni
Dec 2015: SDF crosses
Euphrates to Manbij
Tadef
Darat Izza
Mar 2016: Syrian ArmyHaritan
begins to close Castello ring
al-Dana
Khan al Asal
Atareb
SDF (Kurdish)
MANBIJ
Feb 2016: Syrian Army
closes Azaz road
Nubl
Sarrin al-Shemali
Dabiq
Tal Rifaat
Jandeiris
Other rebels
al-Raai
Maabatli
HAREM
Syrian army
Ghandoura
Sharran
Bab al-Hawa
OFFENSIVE
To Gaziantep
Raju
To Antakya
Other rebels
JARABULUS
TURKEY
Rasm al-Harmel
ALEPPO
Ain Issa
Tishrin Dam
Arab Shia
International border
Khafsa
Province border
Kuweires
Qorqanya
al-Jarniya
Deir Hafer
Border crossing
Province center
AL-SAFIRAH
Armanaz
District center
al-Jaboul Lake
al-Fua
Taftanaz
Maskanah
Hader
Benan
IDLIB
Town
Aleppo urban area
Mar 2016: IS and rebels
try to cut Aleppo road
Lake Assad
Main road
Thawra Dam
Saraqeb
ARIHA
THAWRA
Tal Daman
Khanaser
Abu Duhur
Ahsem
Arab Druze
To Hama
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
0
10
20 km
Secondary road
Military airport open
Military airport closed
Bridge open
Bridge destroyed
47
Retaking Aleppo
Between summer 2012 and 2013, rebels encircled West Aleppo; the army
seemed trapped, with the airport becoming its only means of communication with the outside. By may 2013,
however, regime forces opened a road
through the steppe between Aleppo and
Homs, allowing for an inlux of fuel and
giving hope to the inhabitants of the
regime-held districts. From that date
until summer 2016, the army slowly encircled the eastern districts. meanwhile,
the air force launched continual strikes
against East Aleppo to separate its civilian residents from the rebels, causing
major casualties among both due to the
indiscriminate nature of the bombing.
On August 7, 2016, rebels from Idlib
province briely succeeded in breaking
through the siege lines and opening a
corridor to East Aleppo via Ramouseh
district. Yet this did not compensate for
the July 28 loss of Castello Road, the
main supply line for the city’s rebel districts. he Ramouseh passage remained
under attack by Russian planes, which
largely prevented the rebels from using
it. A few trucks full of produce entered
East Aleppo with much publicity on
August 7, but this was essentially a onetime delivery that did little to change the
daily reality for the rebel zone’s 100,000
inhabitants.36 meanwhile, the army
opened a new road to supply West Aleppo from the north, taking a stretch of
Castello Road in the process and greatly
48
reassuring the regime zone’s millionplus inhabitants.
By October, the army had launched
its inal ofensive against East Aleppo,
retaking the rest of it in less than two
months. many observers were taken
aback by the campaign’s speed, but the
timeline was not so surprising once it
became clear that Russia and Turkey had
already discussed the framework under
which local rebels could negotiate their
surrender. moscow also pushed Assad
and his Iranian ally to let the 6,000 remaining rebels leave the city with their
light weapons instead of eradicating
them.37 he Kremlin seemed particularly keen on achieving this goal before the
new American president came to oice
in January 2017.
Despite the intercommunal hostility witnessed in Aleppo during the war,
the city’s fate shows how some key developments in the regime-held portions
of Syria have been driven less by sectarian ailiation than by social divisions,
whether between economic classes or
along urban vs. rural lines. In other cities, however, these social divisions were
usually trumped by sectarian concerns;
for example, poor Alawites in Latakia
did not join their impoverished Sunni
“classmates” in demonstrations.
CONTESTEd CITIES
At various points in the war, the regime
also held portions of four cities that lay
outside its main zone of control: Deraa,
Deir al-Zour, Hasaka, and Qamishli.
hese cities ofer a useful illustration of
the complex balancing game Assad has
sought to play in dealing with sectarian
and social factors during the war. he
regime seemed to decide early on that
it must cling to certain provincial and
district capitals in order to legitimize its
power, even when these cities became
wholly surrounded by enemies. From
these strongholds, Assad likely hoped
to resume military ofensives using the
“oil-spot strategy,” which entails circular expansion from a center.
In each city, the regime had the support of the many public-sector employees
who form its enormous national bureaucracy. Rebels besieged them and in some
cases seized neighborhoods, but the army
and security services concentrated their
strength to prevent internal rebellion.
his dynamic was also evident in provincial capitals that fell fully to the opposition. When rebels seized Idlib, for
example, most of the regime’s local bureaucracy and constituents did not support them; instead, minorities and state
employees were accused of collaboration
and led to regime-held towns. hose who
stayed behind were often treated harshly;
many were killed by rebels for purportedly serving as “intelligence agents.”38
From this perspective, the regime bureaucracy in Syrian cities constitutes a
multiethnic, cross-sectarian tribe of sorts,
one that seeks to defend its interests as
would any other tribe. Although most of
the work done by these state employees
is menial, it guarantees a ixed income
that is out of reach for the impoverished
lower classes that make up much of the
rebellion.39 Sunnis held roughly the same
number of government posts as Alawites
when the war broke out,40 including top
oicials such as Ali mamlouk, the powerful chief of the security services. Yet
unlike the Alawites with Bashar al-Assad,
the Sunni Arabs have no senior political,
military, or tribal igure capable of unifying their diferent factions and counterbalancing Assad without crossing the
line into outright rebellion or otherwise
provoking retaliation. his limits their
power. For his part, Assad relies on these
Sunni networks within the bureaucracy
to manipulate the population—they act
as bridges to reconcile groups that sided
with the rebellion, coaxing them back
to the regime’s side. his was the case
with Sheikh Nawaf al-Bashir, a powerful
Sunni tribal leader who left Istanbul for
Damascus in January 2017. By rallying
to the regime, he showed that the Baggara tribe had shifted its support from
the rebels to Assad.
Yet regardless of the regime’s proven
ability to exploit tribal, class, and political issures and coopt many of those
who might oppose it, the fact remains
that Sunni Arabs still form the large majority of the Syrian population—and the
backbone of its current and past armed
rebellions. Accordingly, forcing an Ala FABrICE BAL ANChE
wite national construction onto wider
parts of Syria while excluding other
communities from power is not realistic in the long term; it may not even be
viable in the multiethnic regime-held
zone. he reason is simple: Alawites are
a relatively small minority in western
Syria and nearly nonexistent in the rest
of the country. he Assad regime cannot take the same path as Iraq, where the
Iranian-backed Shia majority has used
the reins of power to appropriate most
of the country for themselves.
Notes
1.
2.
3.
4.
5.
phone interviews with Syrian businesmen in Damascus, Latakia, and Aleppo;
the answer was the same each time:
most urban residents in the middle and
upper classes considered the revolution dangerous because it came from
the informal settlements populated by
poor people of rural origin. who were
motivated mainly by the prospect of
seizing wealth from the city center. As
one Sunni businesman in Latakia angrily put it, the uprising threatened to take
away the benefits gleaned from twenty
years of economic liberalization.
6.
“Syria crisis: Three of Assad’s top chiefs
killed in rebel bomb strike,” Guardian,
July 18, 2012, https://www.theguardian.
com/world/2012/jul/18/syria-rebels-killelite-damascus
7.
“Syrian government steps up siege of
rebel-held Damascus suburbs: state
media, rebels,” Reuters, February 6,
2016, http://www.reuters.com/article/
us-mideast-crisis-syria-daraya/syriangovernment-steps-up-siege-of-rebelheld-damascus-suburbs-state-mediarebels-idUSKCN0VF0RT
Fabrice Balanche, “Géographie de
la révolte Syrienne” [Geography of
the Syrian revolt], Outre Terre 3, no.
29 (September 2011), https://www.
cairn.info/revue-outre-terre1-2011-3page-437.htm
Fabrice Balanche, “Damas: une ville
sous le Baath” [Damascus under the
Baath], Moyen-Orient, April 2012,
https://www.academia.edu/1514404/
Damas_sous_le_Baath_Damascus_under_the_Baath
8.
Ibrahim Nouss, “La population de la
République Syrienne: etude démographique” [The population of the Syrian
Republic: demographic study], doctoral dissertation, The Sorbonne, 1951.
9.
Fabrice Balanche, “L’habitat illégal
dans l’agglomération de Damas et
les carences de l’etat [Illegal housing
in greater Damascus and the shortcomings of the state], Revue de Géographie de l’Est 49, no. 4 (2009), https://
rge.revues.org/1980
In April 2011 and following months,
the author conducted numerous tele-
Mustafa al-Haj, “Militants from Syria’s
Qudsaya prepare to leave for Idlib,”
Al-Monitor, October 14, 2016, https://
www.al-monitor.com/pulse/originals/2016/10/syria-qudsaya-regimesettlement-opposition-evacuation.html
Peter Kenyon and Alison Meuse, “In
A Syrian Suburb Cleared of Rebels, a
Gradual Return to Everyday Life,” NPR
Weekend Edition, December 25, 2016,
http://www.npr.org/sections/parallels/2016/12/25/505304239/in-a-syriansuburb-cleared-of-rebels-a-gradual-return-to-everyday-life
10. Aron Lund, “Into the Tunnels: The Rise
and Fall of Syria’s Rebel Enclave in the
Eastern Ghouta,” Century Foundation,
December 21, 2016, https://tcf.org/
content/report/into-the-tunnels
11. See the OCHA infographic “Syrian
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Arab Republic: Estimated people in
need & IDPs per governorate,” Refworld, October 31, 2016, http://www.
refworld.org/publisher,OCHA,MAP,SYR
,584ff2524,0.html
12. Fabrice Balanche, La region Alaouite et
le pouvoir Syrien [The Alawite area and
the Syrian power] (Paris: Karthala, 2006).
13. OCHA, “Syrian Arab Republic,” http://
www.refworld.org/publisher,OCHA,MA
P,SYR,584ff2524,0.html
14. “Syrie: le village arménien de Kassab,
victime ‘d’une épuration ethnique’”
[Syria: the Armenian village of Kasab,
an ethnic cleansing victim], France 24,
March 24, 2014, http://www.france24.
com/fr/20140324-syrie-village-armenien-kassab-epuration-ethnique-assad
15. Fabrice Balanche, “Le réduit Alaouite:
un refuge de la Syrie ‘utile’?” [The
Alawite stronghold: refuge for the useful Syria?], Carto 32 (November-December 2015).
16. Nicholas Heras, The Potential for an
Assad Statelet in Syria, Policy Focus
132 (Washington Institute for Near East
Policy, December 2013), http://www.
washingtoninstitute.org/policy-analysis/view/the-potential-for-an-assad-statelet-in-syria
17. Cyril Roussel, Les Druzes de Syrie: Territoire et mobilité [The Druze of Syria:
territory and mobility] (Beirut: Institut Français du Proche-Orient, 2011),
http://www.ifporient.org/node/1024
18. Talal El Atrache, “The Druze in the
Syrian Conflict,” Syria Comment, September 5, 2016, http://www.joshualandis.com/blog/druze-syrian-conflict-talal-el-atrache/
19. It bears mentioning that this offensive
was presumably conducted with arms
supplied by the Jordan-based, Saudisupported “Military Operations Center” via sources in the Balkans. These
weapons may originally have been
intended for more “moderate” rebels
but nevertheless fell into the hands of
radicals. See Gareth Porter, “How America Armed Terrorists in Syria,” American Conservative, June 22, 2017, http://
www.theamericanconservative.com/
articles/how-america-armed-terroristsin-syria
20. Talal El Atrache, “Syrie: quel avenir
pour les Druzes?” [Syria: which future
for the Druze?], Monde Arab, September 19, 2015, http://magazine.com.
lb/index.php/fr/monde-arabe-?issue_
id=200
21. Noam Raydan and Adam Heffez, “Why
Syria’s Druse Are Sticking with Assad
for Now,” Jerusalem Post, April 9,
2014, http://www.washingtoninstitute.
org/policy-analysis/view/why-syriasdruse-are-sticking-with-assad-for-now
22. Aymenn Jawad Al-Tamimi, “Jabhat alNusra and the Druze of Idlib Province,”
Syria Comment, January 24, 2015,
http://www.joshualandis.com/blog/jabhat-al-nusra-druze-idlib-province/
23. Nour Samaha, “Syria’s Druze reject
calls for anti-government uprising,” Al
Jazeera, September 14, 2015, http://
www.aljazeera.com/news/2015/09/syria-druze-reject-calls-anti-governmentuprising-150913111703291.html
24. Mohamed al Dbiyat, Homs et Hama
en Syrie centrale (Damascus: IFEAD,
1995), p. 370.
25. Balanche, “Géographie de la révolte,”
https://www.cairn.info/revue-outreterre1-2011-3-page-437.htm. These
figures are a personal estimate distilled
from the 2004 census and subsequent
field surveys. In a 1995 article, Alain
Chouet wrote that Alawites constituted 40% of the city’s population, but
this estimate seemed exaggerated
at the time. Moreover, natural growth
patterns and emigration to Homs have
not been in favor of the Alawites since
then. See Chouet’s article “L’espace
49
tribal Alaouite à l’épreuve du pouvoir,”
Maghreb-Machrek 147 (1995), pp. 83–
119, http://alain.chouet.free.fr/import/
Alaouite.pdf
26. See his essay, “Le quartier de Bâb
Tebbâné à Tripoli: étude d’une assabiyya urbaine,” in Pierre Yves Pechoux
(ed.), Mouvements communautaires et
Espaces urbains au Machreq (Beirut:
CERMOC, 1985), pp. 45–86. Seurat
noted how Tripoli’s Sunni quarter (Bab
Tebbane) and Alawite quarter (Bal
Mohsen) were the scene of intense
clashes. In fact, the two neighborhoods
never really stopped fighting—they resumed their exchange of fire in 2005,
and the Syria war has only exacerbated
the tension.
27. Damien Pearse, “Edith Bouvier’s escape from Homs,” Guardian, March 3,
2012,
https://www.theguardian.com/
world/2012/mar/03/edith-bouvier-escape-from-homs
28. Interviews with French NGO members in
Tripoli, June 2014.
29. According to a Homs resident interviewed by the author in Damascus in
November 2013.
30. “Houla: How a massacre unfolded,”
BBC News, June 8, 2012, http://
www.bbc.com/news/world-middleeast-18233934
50
31. Babak Dehghanpisheh and Suzan
Haidamous, “In Syria, Kidnappings
on the Rise as Lawlessness Spreads,”
Washington Post, April 21, 2013, https://
www.washingtonpost.com/world/mid
dle_east/in-syria-kidnappings-ont h e - r i s e - a s - l a w l e s s n e s s - s p re a d s
/2013/04/21/b0bb2f2e-a854-11e28302-3c7e0ea97057_story.html
32. “Double bombing kills at least 41
children at school in Syria,” Australian Broadcasting Corporation, October 1, 2014, http://www.abc.net.au/
news/2014-10-02/school-bombing-kills-41-children-in-syria/5784266
33. Yousuf Basil and Tim Hume, “In Syria,
Dozens Killed as Bombers Strike in Homs
and Damascus, Regime Says,” CNN,
February 22, 2016, http://www.cnn.com
/2016/02/21/middleeast/syria-civil-war/
index.html
34. According to a June 2014 author interview conducted in the border city of Kilis, Turkey, with members of Médecins
Sans Frontières in charge of Aleppo.
35. Author interview with French scholar
Frederic Pichon, Paris, March 2016.
36. Georges Malbrunot, “En silence, les
rebelles quittent Alep entre des soldats
russes” [In silence, rebels leave Aleppo
between Russian soldiers], Le Figaro,
December 26, 2016, http://www.lefiga-
ro.fr/international/2016/12/22/0100320161222ARTFIG00229-en-silence
-les-rebelles-quittent-alep-entre-dessoldats-russes.php
37. Ibid.
38. Aron Lund, “Assad’s Broken Base: The
Case of Idlib,” Century Foundation,
July 14, 2016, https://tcf.org/content/
report/assads-broken-base-case-idlib.
Lund described the rebels’ methods:
“Having broken into the local intelligence headquarters and released
those prisoners who remained alive,
[Jaish al-Fatah] also set about studying
the documents captured there in order
to weed out intelligence agents and
informers. In May 2015, the group’s
ruling council issued a list of some 750
wanted Assad supporters.”
39. Fouad Ajami described these class
fissures well: “There were divisions
of class and geography that still ran
through the Sunni population, there
was the age-old separation between
city and country, and the middle classes
of Aleppo and Damascus bristled at
the idea that they would be led by provincials.” See his book The Syrian Rebellion (Hoover Institution, 2012), p. 91.
40. Souhail Belhadj, La Syrie de Bashar
al-Asad [The Syria of Bashar al-Assad]
(Paris: Belin Litterature et Revues, 2013).
FABrICE BAL ANChE
3 . S y rI A N k u r dI S TAN u N dE r T h E Pyd
w
hATEVEr the future
may hold for the rest of
Syria, the emergence of
a partially autonomous
Kurdish region has already become
a reality. he boundaries of this “Rojava” are still uncertain and could wind
up difering from the maximalist lines
claimed by the Democratic Union Party (PYD). Yet the leading Kurdish faction has continued its eforts to absorb
more territory, gather all Syrian Kurds
under its banner, and make Rojava viable economically, indicating that the
country’s sectarian fragmentation may
be irreversible in the north.
Looking back at the recent history of
the Kurdish region, three trends stand
out: the Assad regime’s forced “Arabization” of some inhabitants (which
may now be reversed through a PYD
“re-Kurdiication” campaign); the imposition of heavy economic restrictions,
which have rendered it dependent on
regime-controlled parts of the country;
and the PYD’s rise to prominence out
of the ashes of the 2004 Kurdish upris-
ing, nearly a decade before the current
civil war. Each of these trends will be
examined below, along with their implications for the ongoing hostilities in
various parts of northern Syria.
ThE CurrENT SITuATION
IN rOJAVA
In October 2015, the PYD’s military
branch, the YPG, partnered with a few
local Arab militias to create the Syrian
Democratic Forces, and the SDF have
since helped to expand the territory
under Kurdish control. In the northeast, Kurdish-led forces have reclaimed
large swaths of ground from the Islamic
State, including the provincial capitals
of Hasaka and Raqqa.
he rationale for this expansion
seems to vary depending on where it occurs. As described in previous chapters,
the PYD has advanced out of its Kurdish-majority heartland to conquer areas
where Kurds are either the minority or
not present at all. In some cases, such
as the conquest of manbij in summer
2016, the goal is to establish full territorial contiguity between Rojava’s western canton (Afrin) and its two eastern
cantons (Jazira and Kobane). In other
cases, such as the thrust toward the
IS “capital” of Raqqa, the PYD seems
more concerned about countering current and potential threats to Rojava
than expanding its contours.
Whatever the PYD’s future plans, the
SDF controlled about 25% of Syria as
of October 2017. hese territories are
home to around 2.5 million people, yet
the Kurdish portion of this population
fell below 50% with the occupation of
large parts of the Arab Euphrates Valley.
In the Jazira and Kobane cantons of Rojava itself, Kurds still constitute a slim
majority (55%), while the area around
Jabal al-Akrad (aka Kurd Dagh) in Afrin canton is almost 100% Kurdish. For
demographic reasons, then, the Kurds
likely have no desire to permanently
integrate Arab-majority areas such as
Raqqa city; rather, they launched their
ofensive there because of the persistent IS threat to Rojava. But their plans
51
for al-Shadadi, an Arab-majority town
south of Hasaka, are less clear. Although
taking it met an obvious short-term
military goal (cutting of the main IS
route to mosul, Iraq), the town is ifteen
times smaller than Raqqa and adjacent
to signiicant oil wells, so the Kurds may
decide that holding onto it indeinitely
is worth the potential sectarian strife.
In general, the Kurds may believe
that they can ofset their demographic
disadvantage in certain Arab-majority
areas through ethnic cleansing, “reKurdiication” of Arabized Kurds, and
alliances with Arab tribes that want to
side with the strongest player. he PYD
also hopes that some of the one million
Kurds in Damascus and Aleppo will
move to Rojava, but convincing them to
do so will require drastic improvements
in the north’s dire economic situation.
dEFININg kurdISh
IdENTITy & TErrITOry
As mentioned in chapter 1, the toponymy of maps from pre-independence
29. ETHNIC DIVISIONS IN NORTHERN SYRIA
N
Tigris River
W
E
Qamishli
Euphrates River
S
TURKEY
Kobane
Jarabulus
Afrin
Azaz
al-Raai
Ras al-Ain
Tal Tamer
Tal Abyad
Manbij
HASAKA
al-Bab
Mediterranean Sea
al-Malikiyah
Harem
al-Shadadi
ALEPPO
Kasab
Lake Assad
IDLIB
RAQQA
IRAQ
Jisr al-Shughour
LATAKIA
DEIR AL-ZOUR
0
100 km
HAMA
Armenians
Kurds
Kurds and Arabs
Province center
Province border
Turkmens
Arabs
Desert area
(Arab population)
Locality
International border
Assyrians
Syria shows that the extent of ethnic
Kurdish territory at the time was vast.
Kurdish communities existed even in
the coastal Alawite heartland—in the
thirteenth century, for example, Sultan
Baybars settled Kurdish tribes in Jabal al-Akrad in order to better control
the Latakia-Aleppo axis.1 many other
Kurdish settlements were built around
historic fortresses such as Salah al-Din,
marqab, and the Crac des Chevaliers;
in fact, Arabs called the latter fortress
“Husn al-Akrad,” or “Castle of the
Kurds,” until 1950 (though they now
call it “Qalaat al-Husn”).
52
Today, the Kurdish people residing in
these locales have been Arabized to the
extent that they no longer consider themselves Kurds, despite retaining Kurdish
words in their Arabic dialect. moreover,
Sunni Arab rebel groups were able to get
a foothold in such areas during the current war—unlike in the Kurdish-majority
north—highlighting the complexity of
any efort to delineate “Kurdish territory.”
Resisting Arabization
Between 1945 and 1970, successive
Syrian regimes systematically Arabi-
zed village and city names in order to
eliminate non-Arab religious and ethnic
markers. his trend reached its peak
under the Baath regime from 1963 to
1970. he names of hundreds of Kurdish villages were changed without the
population’s consent, with the new
name in some cases having no relationship to the original name.
he application of this policy varied
by region. In Aleppo province, for instance, numerous Kurdish village names
were changed, but the Turkmen villages
around Azaz were left unaltered. Why
the diference? In all likelihood, the
Baath regime wanted to support one
Aleppo minority over the other, according to the old principle of “divide to
reign.” In Latakia province, however, all
Turkmen village names were Arabized in
order to maintain the dominance of the
regime’s fellow Alawites.2
In the northeast, Arabization efforts were rather limited. he dispersal
of local housing and the multitude of
FABrICE BAL ANChE
N
W
30. PYD EXPANSION IN NORTHERN SYRIA, May 2017
E
Tigris River
S
Euphrates River
Qamishli
TURKEY
Kobane
Jarabulus
Ras al-Ain
Tal Abyad
Afrin
Azaz
al-Bab
Tal Tamer
Manbij
HASAKA
Harem
Mediterranean Sea
al-Malikiyah
al-Shadadi
ALEPPO
IDLIB
Lake Assad
RAQQA
IRAQ
Jisr al-Shughour
LATAKIA
0
100 km
DEIR AL-ZOUR
HAMA
PYD EXPANSION
OTHER ACTORS
Inhabited | Uninhabited
Inhabited | Uninhabited
Jan 2015
Syrian army
Province center
Province border
Jan 2016
Other rebels
Locality
International border
Jan 2017
Islamic State
Oil field
Claimed Rojava border
May 2017
hamlets in the area would have made
comprehensive renaming extremely dificult, so the Baath settled for Arabizing
the names of key locales. his approach
also highlighted the regime’s lack of interest in the Kurdish countryside, which it
largely abandoned over time. In addition,
the prevalence of Kurdish identity there
may have convinced Arab nationalists to
retreat. Whatever the case, Kurds are now
the majority population in three portions
of northern Syria: the Kurd Dagh (Kurd
mountains), including the small town
of Afrin; the city of Kobane (aka Ain alArab) and surrounding countryside; and
the large Jazira region stretching from Ras
al-Ain to the Tigris River.
Kurdish Identity in Damascus
and Aleppo
mapping the distribution of Syria’s Kurds
raises thorny questions about people’s
sense of belonging to an ethnic group.
Which people are “truly” Kurds—only
those who speak Kurdish? What about
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
the Arabized Kurds for whom Kurdish
is a second language? What about bilingual Kurdish/Arabic speakers who do
not claim Kurdish identity? What about
the children of mixed marriages between
Kurds and Arabs, a practice that has
contributed to the dilution of Kurdish
identity and speech?
he situation in Damascus best illustrates these dilemmas. In the Rukn
al-Din and Barzah districts, many inhabitants are ethnically Kurdish but have
neglected ties with their ancestral villages
for three generations and are now well in-
tegrated into capital society. Younger residents do not know how to speak Kurdish, and mixed marriages are numerous.
In contrast, Kurds in Wadi Doumar—
who arrived in the 1980s as construction
workers to help build the city’s newest
districts—tend to reside in exclusively
Kurdish neighborhoods and remain attached to their rural roots despite living
in a more urban setting for years.
As for Aleppo, the Sheikh maqsoud
district constitutes a Kurdish city within the city. Kurds made up 20–25%
of Aleppo’s population before the war,
mainly clustered in the northern parts
53
N
W
31. ROJAVA POPULATION AND FUTURE ADMINISTRATIVE ORGANIZATION 2016
Tigris River
E
Derik
Qamishlo
Qamishli al-Malikiyah
Euphrates River
S
Kobane
Ain al-Arab
TURKEY
30%
Efrin
Afrin
Jarabulus
Manbij
Azaz
Serekaniye
Ras al-Ain
Gire Spi
55% Tal Abyad
KOBANE
al-Bab
ALEPPO
Mediterranean Sea
Lake Assad
Jisr al-Shughour
RAQQA
IDLIB
IRAQ
LATAKIA
0
DEIR AL-ZOUR
HAMA
100 km
2010 POPULATION BY CANTON
ROJAVA ADMINISTRATION
SYRIAN ADMINISTRATION
Present Kurdish canton
Canton border
International border
900,000
Future Kurdish canton
Canton center
Province border
350,000
2010 Kurdish population
by canton
Rojava capital
Province center
CIZIRE
1,300,000
EFRIN
KOBANE
Serekaniye Kurdish name
of the city. Since the 1970s, Aleppo has
served as a natural outlet for the rural
exodus from Kurd Dagh and the countryside around Kobane and Jarabulus.
many Kurds preferred the city not only
because of its numerous job opportunities, but also because it contained
entire neighborhoods where they felt
free to speak their language without
discrimination. his was not the case in
smaller towns such as manbij and alBab, where Kurdish minorities adopted
a more discreet proile. Aleppo has even
developed a Kurdish entrepreneurial
bourgeoisie rooted in the city’s textile
54
55%
CIZIRE
(JAZIRA)
al-Shadadi
EFRIN
Harem
HESITSHE
HASAKA
and car repair industries. Kurdish auto
shops gradually replaced those run by
Armenians, while the Sheikh maqsoud
district has become a vast informal industrial zone where hundreds of small
apartment workshops supply textile
wholesalers.
Wadi Doumar and Sheikh maqsoud highlight the problem with calling
Syria’s cities “mixed” or holding them
up as models of sectarian coexistence.
hese districts are essentially Kurdish
mini-cities nestled within larger Arab
cities. Kurdish residents could easily live
Ras al-Ain Arabic name
their entire lives without meeting people
from Arab districts. hey watch international Kurdish television networks rather than Syrian or other Arabic channels,
and they can content themselves with
speaking Kurdish in their daily lives,
since Arabic is only a foreign language
taught at school. Indeed, the government has failed to implement special
curricula for students with a diferent
mother tongue, so all classes are taught
in Arabic. Partly as a result of this language gap, many local teachers show little efort in their classrooms, which are
usually overcrowded with forty or more
children due to lack of investment from
the ministry of Education.3 In response,
Kurdish students often sidestep the dificulties of learning Arabic, leave school
early, and ind jobs in garages or workshops. he level of education in these
districts is lower than the national average, which has limited Kurdish access to
the civil service and skilled jobs while
transforming large areas into ghettos.
Even so, a Kurdish intellectual middle
class developed in Damascus and Aleppo
over the years, and its members were ea FABrICE BAL ANChE
N
W
32. ARABIZATION OF VILLAGE NAMES IN NORTHERN SYRIA
E
Tigris River
Euphrates River
S
Qamishli
TURKEY
Kobane
Jarabulus
al-Raai
Afrin
Ras al-Ain
Tal Tamer
Tal Abyad
Manbij
Azaz
Mediterranean Sea
HASAKA
al-Bab
Harem
al-Shadadi
ALEPPO
Kasab
al-Malikiyah
Lake Assad
IDLIB
RAQQA
IRAQ
Jisr al-Shughour
LATAKIA
DEIR AL-ZOUR
0
100 km
HAMA
ETHNICITY
Armenian
Kurdish
Desert area
(Arab population)
Turkmen
Arab
Arabization of
village names
1958–1970
Assyrian
Kurdish and Arab
ger to integrate into wider urban society.
For many of them, the Syrian Communist Party served as a vehicle for such integration. Unlike the Baath, the SCP did
not promote Arab nationalism; in fact,
Kurdish politician Khaled Bakdash was
the party’s president for decades.4
At the national level, however, the
notion of Kurdish integration was challenged by the presence of Abdullah Ocalan, the Kurdistan Workers Party leader
who led to Syria from Turkey in 1979.
He was granted refuge in Damascus until 1998, during which time he and his
PKK cohorts launched cross-border attacks into Turkey with the Assad regime’s
tacit approval. hese operations helped
spread the Baathist idea that Syrian
Kurds were of foreign origin, and that
their status as “guests” (even those with
Syrian citizenship) precluded them from
claiming any political space in the Syrian
nation. he regime eventually expelled
the PKK amid Turkish military threats,
but the perception of Kurds as outsiders did not fade. And while the group’s
departure allowed for the emergence of
other Kurdish political voices, the PKK’s
inluence persisted via the PYD.
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Province center
Province border
Locality
International border
he 2004 Hasaka uprising and subsequent crackdown were perhaps the
inal nails in the coin of Kurdish integration into Syrian society, preiguring
the country’s general fragmentation as
minorities retreated into religious and
ethnic solidarities (see the PYD section
of this chapter for more on that uprising). For many of the Damascus Kurds
who felt compelled to lee the country
during the current war, this meant taking refuge in Iraqi Kurdistan rather than
other neighboring countries, where they
believed they would be less welcome due
to their ethnicity.
ECONOMIC dEPENdENCE
ON dAMASCuS
he Kurdish territories of northern Syria
sufer from chronic underdevelopment
linked to years of Arabization policies
and geopolitical problems with Turkey
and Iraq. A slow economic opening with
Ankara began in 2005, but it was not suficient to reverse the situation prior to the
war. Developments since then have rendered Kurdish trade via Iraq and Turkey
complicated or impossible, but the PYD
has nonetheless maintained economic relations with the regime zone and hopes to
increase its export options in the future.
55
Hasaka Treated Like
an Internal Colony
For decades, Syria’s borders with Turkey
and Iraq were real barriers to economic
activity in the northern provinces. he
custom houses in Qamishli and Ras alAin were open only a few hours a day,
and the Turkish consulate in Aleppo
was the closest means of obtaining a
visa. Until 2008, Syrians had to apply
for visas to travel to Turkey, and those
with Kurdish or Armenian names often faced delays in obtaining the necessary documents. As a result of such
obstacles, Syrian trade with Turkey was
meager in size and conducted mainly
through Bab al-Hawa west of Aleppo
rather than through Kurdish areas along
the northern frontier.
Similarly, the Iraqi border was often
closed because the two countries had
been enemies since the 1960s; the enmity was so strong that Iraqis were one of
only two nationalities barred from holding a Syrian passport (Israelis being the
other). Baghdad moved closer to Syria
in the 1990s following the U.S. embargo, and Syrian markets beneited from
increased trade. Yet the low of goods
largely bypassed the northern Kurdish
provinces; most items bound for Aleppo
went through the eastern border crossing at Abu Kamal, while those bound
for Damascus went through al-Tanf in
the south.
In light of these policies, the large
Kurdish-majority province of Hasaka
56
(which has become known as the Jazira
canton of Rojava) was completely isolated, despite occupying a long strip of the
northeastern border. Damascus treated
it like an internal colony. Before the war,
Hasaka’s residents produced a third of
Syria’s oil, most of its cotton, and half
of its cereals, which helped to ensure the
country’s food independence.5 In return,
however, the central government exploited this wealth for its own purposes
without reinvesting export proits back
into the region.
Local educational eforts lapsed as
well. Technically, schooling was mandatory up to age fourteen in Syria, but
many children in Hasaka province left
well before then to help their parents
with agricultural work. Tens of thousands of Hasaka residents were landless
peasants who rented their services to
large farms, so they could not aford to
send their children to school. By 2004,
government census data indicated that
illiteracy had reached a record level of
30% in the province. Local Kurdish
children often had great diiculty following a state-mandated curriculum
taught in Arabic since that is not their
mother tongue.
Hasaka’s agricultural proletariat was
(and in many ways remains) an anachronism in Syria. During and after the
agrarian reforms of 1963–1970, large
estates in most of the country were dismantled and redistributed to landless
peasants as freehold land. In Hasaka,
however, these reforms were only partially applied. Large estates were expropriated, but the land was not given to
the peasantry. Instead, the state rented
it to a relatively small number of individuals—usually regime cadres, including many of the same wealthy families
that had previously owned it.6 Haiz
al-Assad did not want Kurdish peasants
to beneit from the land redistribution
because that could have given them unprecedented political weight in the long
term. By renting the land out, the Baath
regime kept the Kurds in a perpetual
state of dependence while also maintaining leverage on the former landowning class. Assad was able to “clientelize”
these notables by implicitly threatening
not to renew their leases.
Hasaka was also left out of the socioeconomic development seen in other
rural areas of Syria after the agrarian reforms, particularly the coastal Alawite
region. he province was still lagging
behind in public services before the war.
Half the population resided in localities
that did not have a municipality, so they
had to go to the provincial capital for all
of their administrative needs; more seriously, this meant there was no mechanism through which to carry out local
development. After the 2004 revolt and
crackdown, the regime launched a development plan for Hasaka, presumably
believing it would limit future protests.
Yet this plan was never fully implemented; projects were launched but not
completed, including those aimed at addressing urgent water problems.
Water Scarcity
Agricultural practices in Hasaka remain very traditional, so the area has
sufered dramatically from water scarcity since the beginning of the century.
Overconsumption of water on the Turkish side of the border contributed to this
problem, and the Assad regime made no
serious attempts to resolve it. Unlike in
the Euphrates Valley, where farmers receive cheap and abundant water due to
major state irrigation projects, farms in
northern Hasaka are supplied by private
wells. In the years leading up to the war,
drought and the tripling of the price of
fuel (which farmers use for motorized
water pumps) caused a signiicant reduction in Hasaka’s cultivated areas.7
In 2008, an extensive irrigation plan
based on water from the Tigris River
was announced, but the lack of political
will from Damascus and the outbreak
of the war blocked its implementation.
In the future, water scarcity will be the
main problem facing Rojava because
agriculture is the population’s principal
source of income. Kurdish administrators in Hasaka/Jazira have indicated
that establishing a Tigris pump station
is probably a priority,8 but fulilling that
pledge would require an agreement with
Iraq and Turkey before tapping into the
transnational river. Bashar al-Assad obtained such permission from Turkey in
FABrICE BAL ANChE
33. CHANGE IN IRRIGATED LAND, NORTHEAST SYRIA, 2001–2009
Tigris River
N
25%–43.2% decrease
W
E
TURKEY
Qamishli
al-Malikiyah
0%–25% decrease
S
0%–25% increase
Ras al-Ain
Tal Abyad
Aleppo
25%–50% increase
HASAKA
Balikh River
50%–87.5% increase
Uninhabited area
IRAQ
al-Thawra
RAQQA
Euphrates River
River
Province border
District border
Khabur River
Province center
DEIR AL-ZOUR
Hama
District center
Mayadin
Homs
Abu Kamal
0
100
200 km
Source:
Ministry of Agriculture,
Damascus
2008, but the war has changed all of the
relevant parameters. Another option for
Rojava is to develop irrigation plans that
draw on the Euphrates dam at al-hawra, but that would create potentially serious issues with Arab farmers and tribes
living downstream.
If Rojava chooses to cut ties with
the Assad regime, the Kurdish region’s
bounty of arable land could help it become economically independent, since
the Hasaka/Jazira region remains Syria’s
largest producer of wheat and cotton. Yet
these production levels are dependent
on water, so the Kurds would need to
reduce their consumption rates through
better irrigation techniques. Local peasants still tend to use traditional gravity
feed systems, which waste a lot of water. For instance, if farmers using this
method want to get one cubic meter of
water to their crops, they must draw seven times that amount from their source.
With a sprinkler system, however, they
would need to draw just two cubic meters.9 Prior to the war, few farmers used
sprinklers in Hasaka province, and the
regime bureaucracy dragged its feet on
modernization eforts for years. Perhaps
Rojava’s administrators will prove more
eicient if given full autonomy to implement their own irrigation plans.
Oil Wealth
he Hasaka/Jazira region also holds signiicant oil reserves that could be a major asset for Rojava. In 2010, the local
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
57
al-malikiyah and al-Shadadi oil ields
provided around one-third of Syria’s total output of 383,000 barrels per day.10
Since then, that igure has collapsed
due to lack of maintenance and closed
pipelines, which made export impracticable. Nevertheless, restoring that low
could give the Kurds energy autonomy;
oil is already a major source of revenue
for the Rojava administration, which
sells it inside PYD territory and exports
small amounts of it to the regime zone
by truck. If Rojava can overcome the
transportation hurdle, it could eventually export most of its production.
hat hurdle is a tall one, however. Direct export via Turkey seems impossible
given Ankara’s hostility toward the PYD,
which it considers an arm of the PKK.
Alternatively, if the original pipeline to
the coastal terminal of Baniyas were reopened, the Kurds could sell oil to the
Assad regime, though Damascus would
surely oppose paying full price for “its
own oil.” Rojava could also use the Iraqi
Kurdish pipeline to Turkey, though that
would require reaching an agreement
with Baghdad and/or the Kurdistan Regional Government (KRG). he faction
currently in power there, the Kurdistan
Democratic Party (KDP), has very bad
relations with the PYD due to decadeslong tensions with the PKK; the Iraqi
and Turkish groups follow entirely different ideologies and are led by strong
leaders who detest each other. Partly as
a result, trade between the Syrian Kurds
58
and the KRG has been erratic, so establishing a stable oil export route is hardly
a given.
Still Firmly in Syria’s
Economic Space
hese transnational Kurdish tensions
could cause long-term problems for
Rojava because the KRG is its only
direct overland connection with the
outside world. he Turkish border is
closed, much of the Euphrates Valley is
controlled by IS (though perhaps not
for much longer), and the reopened
manbij-Aleppo road can only be considered a foreign connector so long as
Rojava remains in the Assad regime’s
good graces. When the Syrian army
met up with the PYD/SDF south of
manbij in February 2017, Kurdish authorities characterized it as a means of
linking Afrin with the eastern cantons.
he PYD would have preferred to control this link with its own troops rather
than relying on the regime, but Turkish
operations in the preceding weeks had
blocked its westward march. Even so,
the development gives Rojava a means
of preventing Ankara from boxing it in
politically or economically.
Going forward, the manbij-Aleppo
linkup will facilitate the circulation of
goods between Afrin and the rest of Rojava. Fortunately for the PYD, Assad has
a mutual interest in expanding economic relations with the Kurds, so he is unlikely to cut this low of anytime soon.
Western Syria needs the cotton, wheat,
and oil produced in Hasaka/Jazira, while
the Kurds need to export their raw materials and import manufactured goods.
his development also makes Rojava
less dependent on the KRG for supplies;
the northeastern passage to Peshkhabur,
Iraq, is no longer the only international
trade route open to it.
To be sure, Kurdish wartime trade
relations with western Syria were ongoing even before February’s Afrin linkup.
Goods continued to circulate between
Rojava and regime territory, with taxes
levied by the army, Assad-allied militias,
and even certain rebel/jihadist groups.
For example, trucks transporting Jazira’s grain harvest to the regime zone
had to pay a commission to IS forces
when passing through their territory.11
And whenever Afrin was supplied with
fuel from reineries in the Rmelan region east of Qamishli, Turkish-backed
rebels in between the two areas used to
take as much as half the cargo in “tolls.”
Since February 2017, however, Kurds
have been able to send fuel through the
reopened army corridor between manbij and Afrin via Aleppo. Assad’s forces
have kept their own tolls relatively low
to incentivize the use of regime-controlled roads.
Facilitating trade with Rojava helps
Assad politically as well, keeping the
Kurds under his economic inluence
while also beneiting key associates and
family members such as Rami makhlouf,
owner of FlyDamas, the principal airline
serving Qamishli. Despite being located
deep within Rojava, Qamishli Airport is
still under the Syrian army’s control. he
PYD never tried to take it because it is
an indispensable means of communication for Rojava. he two daily lights to
Damascus are full of essential cargo, as
are two weekly lights to Beirut and one
weekly light to Kuwait.12 he airport is
also the easiest way for local civilians to
travel abroad. he nearest international
airport is Erbil, a full day’s drive away in
Iraq. Crossing the Tigris to Peshkhabur
is a painstaking process because civilians
cannot use the local barge, which is reserved for cargo trucks; customs formalities take up ample time as well. moreover, prior to the manbij-Aleppo linkup,
Qamishli Airport was the only way for
Rojava civilians to move to and from
the western regime zone. housands of
Kurdish students who attend universities in Aleppo, Damascus, Homs, and
Latakia have therefore faced the prospect
of not being able to return home during
the war. Access to the capital is essential
for medical reasons as well—Rojava hospitals are poorly equipped, and most of
their medicines come from the regime
zone.13 Public salaries and pensions from
Damascus have also arrived by plane. In
short, Kurdish authorities do not yet
have the means to replace the Syrian
state in many sectors, so they will likely
do whatever is required to preserve the
Qamishli and manbij links.
FABrICE BAL ANChE
ful textile industry and was exported
for great proit, so farmers were forced
into strict regime-mandated production
plans that excluded most other crops.
Public oices supplied them with seeds
and bought their whole crop at prices
ixed by the state; they also received fertilizer from the huge chemical plant in
Homs at low cost.
meanwhile, the creation of local industrial enterprises was long forbidden
Ideology vs. Economic Pragmatism
he PYD takeover of Hasaka province
in 2012, followed by the breakdown of
territorial continuity with the regime
zone when rebels seized the Euphrates
Valley, completely disorganized the local economy. As described previously,
Hasaka’s role had been limited to producing raw materials, including some
80 percent of Syria’s cotton.14 his
“white gold” fed the country’s power-
siderable oil reserves; most other electricity came from the Baath, Tishrin,
and hawra dams on the Euphrates. By
enforcing such economic dependency,
the regime hoped to avoid any secessionist attempts by the Kurds—in striking
contrast to the Alawite coastal region,
which Bashar’s father endowed with all
the infrastructure needed to establish an
independent sectarian bunker if the regime ever lost power in Damascus.
34. SYRIAN KURDS BREAK ENCIRCLEMENT, April 2017
N
W
in Hasaka. While the state opened two
spinning mills there, most of the country’s cotton was processed in Aleppo and
the coastal region. he province had no
textile sector to speak of, and its agrofood industry was limited to a few artisanal dairies and lour mills for local
needs. It had no reineries or plastics
industry either. he Rmelan thermal
power plant covered only strategic needs
related to extracting the province’s con-
E
Tigris River
Euphrates River
S
TURKEY
Kobane
Bab al-Salam
Tal Tamer
Azaz
Manbij
Hasaka
al-Bab
Aleppo
Mediterranean Sea
Katuniyeh
Tal Abyad
Afrin
Bab al-Hawa
Qamishli
Ras al-Ain
Jarabulus
Peshkhabur
al-Malikiyah
Lake Assad
Idlib
Sinjar Mountains
al-Shadadi
Raqqa
al-Tabqa
IRAQ
Jisr al-Shughour
Latakia
Deir al-Zour
0
100 km
Hama
AREAS OF CONTROL
Inhabited | Uninhabited
SDF
Rojava commercial route
Province center
Province border
Syrian army
Closure
Locality
International border
Sunni Arab rebels
Border crossing
Oil field
Civilian airport open
Islamic State
New opening for Rojava
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
59
35. ROJAVA AS A FUTURE CORRIDOR TO THE SEA
Black Sea
Istanbul
Yerevan
Ankara
Caspian Sea
Tabriz
Diyarbakir
Iskenderun
ROJAVA
w
A la
i t e s ta te ?
Latakia
PKK
Qamishli
Gaziantep
Aleppo
Jisr al-Shughour
Qandil
Mosul
Erbil
Tehran
Sinjar
Kirkuk
KRG
Hamadan
UNSTABLE ARAB SUNNI AREA
Mediterranean Sea
ria state?
rn Sy
ste
e
W
Baghdad
Damascus
Basra
r
Pe
N
si a
n
E
S
Claimed Rojava
60
ul
G
W
0
f
400 km
Red Sea
PKK stronghold
PKK headquaters
KRG control
Official KRG
Kurdish-majority areas
(per Kurdish Institute of Paris)
Since gaining control in Hasaka and
other areas, the PYD has been pushing
for a self-suicient economy to liberate
itself from unequal relations with Damascus. It also rejects capitalism and
seeks to promote the philosophy of PKK
leader Abdullah Ocalan, who has long
advocated marxist-leaning policies. At
the moment, however, these ideas can
only be implemented on a small scale in
Rojava, so Kurdish authorities likely feel
compelled to continue opening up their
territory, exporting their raw materials,
and trading for manufactured products
(see the “PYD Path to Socialism” section below for more on this dilemma).
he Kurdish communities in Rojava are
very resilient and can accept spartan living conditions, but many residents have
been leaving the region throughout the
war. To stop this population hemorrhage, the PYD will need to develop the
economy, which requires freer movement of goods internationally.
In this context, opening a second
commercial route to Iraq would strongly
reinforce Rojava’s autonomy, and much
more rapidly than the slow and uncertain construction of a self-suicient
economy. A new land route to Kirkuk
could break Hasaka’s dependence on
the Peshkhabur border crossing, which
remains under full KDP control and
presents a host of political and practical
obstacles. A new route could pass south
of the Yazidi mountains, then through
Sinjar and Tal Afar in western Iraq, and
FABrICE BAL ANChE
inally on to Kirkuk through the Tigris
Valley. All of these areas are now controlled by the Iraqi army and associated
Shia militias.15
To be sure, the feasibility of opening
this route is not yet assured. As of this
writing, the Islamic State is still present south of Sinjar, while the KDP and
PKK are locked in a standof over control of that city following violent clashes
earlier in 2017. moreover, KDP leader
masoud Barzani and Turkish president
Recep Tayyip Erdogan both oppose any
strategic axis that opens Rojava up to
the outside world and reinforces its geopolitical importance for Iran. Kirkuk is
partly under the sway of the Patriotic
Union of Kurdistan (PUK), a KRG faction that is close with Tehran and Baghdad, unlike Barzani’s party. If the Syrian
Kurds establish a direct corridor to the
city, they might forge a link with Iran
in the process, perhaps through Sulaymaniyah further east of Kirkuk. heoretically, Rojava could then become
an Iranian transit route between Iraq,
western Syria, and even the mediterranean coast, at least once U.S. forces
leave eastern Syria. Although this is not
the shortest potential westward route
for Iran, it would have the advantage
of circumventing IS strongholds along
the Syria-Iraq border, where the terrorists are likely to take refuge after being
expelled from Raqqa and mosul. Of
course, all of these scenarios will likely become even more complicated in
the wake of the September 2017 Iraqi
Kurdish independence referendum,
which spurred heavy backlash internationally, regionally, and domestically.16
Pyd hEgEMONy
he PYD dominates the Syrian Kurdish political scene and has become a
key military actor in the war, courted
by both the United States and Russia.
Its main goal is to unify the country’s
Kurdish territories and then proclaim
its autonomy within the framework of
a future Syrian federation. Yet this goal,
coupled with its apparent commitment
to implementing the PKK’s communist
ideology, is fraught with diiculties and
could put the PYD at odds with local
Arabs, policymakers in Washington,
and entrenched business interests.
he PYD’s Military Rise
In march 2004, the Kurdish population
in Qamishli rose up against the regime
to protest discrimination, economic
misery, and underdevelopment in their
region. he revolt spread to other Kurdish areas of Syria, including Afrin, Jarabulus, Kobane, and districts of Aleppo and Damascus. In response, army
forces closed Kurdish neighborhoods in
the cities while police systematically arrested men over age ifteen. he regime
also sent Gen. maher al-Assad’s Republican Guard to Hasaka province to
quell the revolt, in partnership with lo-
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
cal Arab tribes whom it had armed over
the years speciically to keep the Kurds
in check. Oicially, the crackdown
killed 43, injured hundreds more, and
resulted in about 2,000 arrests, but the
actual numbers were probably much
higher than these biased regime statistics.17 Several hundred activists escaped,
mainly to Iraq Kurdistan, where they
are still gathered in camps today (e.g.,
Sumel northeast of Dahuk).
After the revolt, the regime promised
the Kurds it would ameloriate their economic and political situation, but little
was actually done. Public investment
remained very limited. he previously
stateless bedoon were oicially permitted to obtain Syrian nationality in
2011,18 but few Kurds seemed to receive
their citizenship papers after requesting
them.19 he only notable change was
regime tolerance toward the creation of
Kurdish political parties. Around a hundred were formed, most of them serving
as extensions of individual clans. From
the regime’s perspective, this political
fragmentation was useful in keeping the
Kurds under control.
After the PYD was formally established, however, it took advantage of the
regime’s new tolerance to expand its inluence, especially in Afrin and Kobane.
he party was an ofshoot of the PKK,20
which had lost its inluence on Syrian
Kurds after Ocalan and his cadres were
expelled from Syria in 1998. According
to scholar Jordi Tejel:
Following the death of Haiz al-Assad
in 2000...relations between Syria and
the government of Turkish prime
minister Recep Tayyip Erdogan began
to improve rapidly. Dozens of PKK
activists based in Syria were handed
over to Turkish authorities, while former PKK ighters returning to Syria
were given prison sentences ranging
from one to ten years. Despite this
context of adversity, Syrian PKK militants established the [PYD] in 2003,
with two objectives: escaping state repression and maintaining the support
of the PKK’s thousands of members
and sympathizers.21
he 2011 national uprising reawakened Kurdish contestation of regime
control in the north. As protests escalated, Assad did not want to multiply
the number of potential fronts he faced,
so he normalized relations with the
PKK that spring in order to placate the
PYD and its Syrian Kurdish constituents. his also served to counter Turkey,
which openly supported Syria’s Sunni
Arab opposition. he signing of a truce
in 2011 between Tehran and the Iranian
branch of the PKK, the Party for a Free
Life in Kurdistan (PJAK), also helped
the PYD, since the Assad regime quickly followed the cue of its Iranian patron
by treating the PKK and PYD favorably.
meanwhile, the KDP’s inluence on
the Syrian scene began to wane, due in
part to the Iraqi party’s ongoing tensions with the PKK and PYD. In 2011,
President Barzani created the Kurdistan
61
National Council (ENKS in its Kurdish
acronym), which was intended to bring
together Syrian Kurdish parties while
deliberately excluding the PYD. At
irst this initiative seemed like a viable
counterweight to the PYD thanks to the
KDP’s considerable inancial resources
and reasonable working relations with
Baghdad. By 2012, however, Barzani
was greatly distracted by conlicts with
internal rivals and the Iraqi central government, which diverted attention and
resources from Syria.
he PYD has taken advantage of
these factors to impose itself all the more
during the war,22 despite the multiplication of other Kurdish parties in previous years, and despite the fact that rival
factions believe it professes a retrograde
and authoritarian ideology.23 Oicially,
the PYD espouses Ocalan’s ideas about
evolving from marxism-Leninism to
socialist self-management, but in practice the party has tended more toward
“democratic centralism,” which efectively amounts to monopolizing power.
Its leaders advocate a federal Syria to justify Kurdish autonomy, but few Syrians
outside Rojava have seriously proposed
that option.
Perhaps most important, the PYD is
the only Syrian Kurdish party with its
own militia. hus, whenever the rebel
Free Syrian Army or jihadist groups like
IS tried to take over Kurdish areas, the
local population sought protection from
the PYD because they had no one else to
62
turn to. he party’s contributions to defending Ras al-Ain against rebels coming from Turkey in winter 2012–201324
were a particularly potent boost to its
inluence in Hasaka province. Afrin
canton is still under threat from nonKurdish rebel groups and even Turkish
troops,25 spurring many locals to back
the PYD out of necessity.
he PYD’s decision to ield its own
Kurdish militia and launch ofensives
outside its area of control also contributed to the FSA’s loss of prominence
within the wider Syrian rebellion. Early
in the war, the FSA had a signiicant
number of Kurdish ighters, and its
clashes with the PYD put these ighters
in a very uncomfortable situation. he
PYD depicted Kurdish FSA members
as traitors to Rojava’s cause, while the
Sunni Arab opposition grew increasingly wary of them, especially as radical
elements began to take over the rebellion. By 2014, Jabhat al-Nusra was busy
eliminating or absorbing secular rebel
groups, and Kurds were leaving the FSA
en masse, joining with Arab ighters to
form the militia Jaish al-huwar (Army
of Rebels). members of this militia often found themselves at odds with radical Arab groups; in February 2016 they
played a major role in closing the Azaz
corridor by taking minakh and Tal Rifaat from their former rebel colleagues
with indirect help from the Syrian army
and Russian aviation.26 Jaish al-huwar
eventually joined the SDF, which is
composed of former FSA Kurds, PYD/
YPG forces, and local Arabs.
meanwhile, the battle for Kobane had
another crucial outcome for the PYD
besides boosting its local reputation: it
made the group Washington’s main ally
against IS from 2015 onward, much to
the dismay of Turkey and the decomposing FSA.27 U.S. arms, air support,
and other assistance have enabled PYD
forces to extend their territorial control
in the east and strengthen their inluence
on the Kurdish population. moreover,
Arab brigades that wish to ight IS in
the Euphrates region have been compelled to join the PYD-led SDF coalition if they want to receive U.S. weapons. Some Arab militias have taken the
alternative path of seeking Turkish rather
than American support, for instance by
backing Ankara’s September 2016 intervention in northern Syria. Yet this path
is more limited than the SDF option
because “pro-Turkish” rebels are bound
by Ankara’s agreements with Russia. In
the interest of protecting its client regime
in Damascus, the Kremlin has restricted
how far these brigades can advance into
Syria, while the U.S.-backed forces have
advanced as far south as Deir al-Zour on
September 2017.
he PYD’s Path to Socialism
Oicially, the PYD aims to promote
an original political and economic system in northern Syria based on selfsuiciency and local democracy. Its ap-
plication has been limited because the
Kurdish leadership is more concerned
with the uniication of Rojava and the
war against IS. Regardless, the new authorities are working to implement this
PKK-inspired ideology on the ground.
Abdullah Ocalan has written a series
of books proposing a societal model for
the Kurdish people, and his “Ocalanism”
was directly inspired by American social
theorist murray Bookchin, a radical leftist who wanted to break down capitalism through “libertarian municipalism.”
Bookchin believed that capitalism’s fatal
law lay in its conlict with nature—that
is, by destroying the environment, capitalism will inevitably create a major crisis and consume itself. In his irst book
on radical ecology,28 he recommended
the decentralization of polluted metropolitan centers and pesticide-ridden industrial farms so that people could live
on a smaller scale, produce their food locally, use renewable energy, and manage
their own afairs.
On the latter front, he recommended
democratizing urban neighborhoods by
empowering citizen assemblies. hese
assemblies could then confederate at different levels: city, region, and so forth.
hey would send delegates to confederal
councils to coordinate and administer
policy. Power would be based among
the people, who would be directly represented at the top. In time, he theorized,
confederal municipalities would become
a counterweight to the nation-state, and
FABrICE BAL ANChE
capitalism would naturally disappear.
municipalities would expropriate major
economic resources and “municipalize”
the economy, which the community
would take possession of.
Bookchin never succeeded in popularizing his ideas among other radical
leftists, anarchists, or ecologists. Yet Ocalan became his ideological disciple in
2004 after reading several of his works
in prison. he PKK leader had been
seeking a new ideology for the Kurdish people after renouncing marxismLeninism. At the 2005 PKK congress,
Bookchin’s “libertarian municipalism”
became the group’s oicial ideology.
Today, the PYD seeks to implement
Ocalan’s municipalist principles in Syria. Although the party does not oicially
plan to build a Kurdish state there, it
does seek to create a democratic and
ecologically responsible society within
the framework of a federal system.
In 2013, the PYD began to administer territories under its control by establishing the movement for a Democratic Society (TEV-DEm), a coalition
of civil associations and political factions such as the Syriac Union Party
(SUP), the Syrian Kurdish Democratic
Peace Party (PADKS), and the Kurdistan Liberal Union Party (PYLK).
In November 2013, TEV-DEm announced the creation of its own autonomous administration for Rojava
and its three cantons. At the head of
each canton is a Kurdish prime minis-
ter assisted by two vice prime ministers,
most of whom are non-Kurdish (e.g.,
Sunni Arab or Christian). Although
the PYD is an avowedly Kurdish party
pursuing a clear sectarian policy, Rojava’s prime ministers are careful to
respect diversity.
he three cantons are supposed to
be governed by an elected assembly that
controls Rojava’s executive bureau, but
elections have not yet taken place (as of
this writing, TEV-DEm has scheduled
them for January 2018). Any such elections would be contrary to Bookchin’s
model of creating municipalities that
elect delegates to confederal councils. In
Rojava, such municipalities are known
as communes (komun in Kurdish),
each containing roughly 150 houses
and around a thousand inhabitants. An
elected communal council manages relations between individual villages and
the established authorities; the latter oficials still run local public services such
as water and electricity, since the administrative framework of the prewar municipalities has not disappeared. Ideally,
new municipalities would arise naturally
from the communes, but in reality the
new and old structures exist in parallel. he communes deliver certiicates
to the population for bread and fuel at
low prices; they also supervise the local
community and participate in its political education. his corresponds roughly
with the village “committees” of Communist China.
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
In addition, Rojava’s communes are
supposed to organize economic life by
promoting cooperatives. In the countryside, farmers are organized in groups of
ifteen and asked to work together and
exchange surplus production with other
cooperatives, including in the cities. his
practice is in line with the goal of designing communes to be self-suicient,
with the eventual aim of eliminating
traders and money while establishing a
bartering system.
Yet skepticism is warranted about the
principles behind these measures and
their application on the ground. Until
recently, wartime disruptions had pushed
Rojava’s population to organize a subsistence economy, and the Kurdish zone’s
isolation created practical reasons to favor self-suiciency. Yet now that overland
links are reopening, this policy can only
be justiied on the ideological level.
In the agricultural sector, the new authorities in Jazira canton want to reduce
their share of cereal and cotton production to make room for activities that
would make local communities better
able to feed themselves, such as market
gardening and arboriculture. To efect
this change, large estates and public lands
need to be entrusted to the population
and organized in cooperatives. Yet the
people seem unlikely to embrace such a
system. he TEV-DEm program might
seduce the landless peasants of Jazira, to
whom the PYD plans to distribute former public domains, but it is unpalatable
to existing owner-farmers, who would
no doubt prefer to continue working individually. moreover, market gardening
requires much greater personal investment than cereal farming, which is incompatible with the collectivist spirit the
PYD has sought to inculcate.
meanwhile, industry is almost absent
from all of the cantons, mainly because
the Assad regime preferred to keep things
that way for “security reasons.” As described previously, only two cotton mills
were built in the Hasaka/Jazira area; no
other large-scale industrial facilities exist. To ill this gap and meet local needs,
PYD authorities would like investors to
develop agro-food and manufacturing
industries. Yet attracting foreign investors into such an anti-capitalist system
would be diicult. Entrepreneurship is
encouraged in Rojava, but only within
the framework of cooperatives. Similarly, engineers and technicians are needed
to work for the “revolution,” but individuals with the necessary training tend
to leave Rojava because salaries are too
low there. moreover, many young men
fear conscription and prefer to take refuge in Iraq. he middle classes in particular are experiencing this demographic
hemorrhage, since liberal professionals
and entrepreneurs are largely excluded
from the economic system currently being set up.
he application of Ocalan’s theories
is still modest in Rojava’s economic
sphere, as the PYD is aware that it risks
63
alienating a large part of the population,
especially those who only rallied to the
group for fear of IS. he reopening of
land communications with the Assad
regime zone has encouraged a return to
the lucrative exportation of cereals and
cotton. moreover, manufactured goods
from the regime zone will likely lood
Rojava markets before any local production could develop. Accordingly, local
authorities may resort to protectionism
to defend the cantons economically, perhaps by imposing tarifs and cutting of
the western Syrian market.
If the PYD’s cooperative economic
system fails due to these pressures, the
party would have two choices: coerce
locals into accepting Ocalan’s theories
or declare a “pause” in implementation
due to wartime circumstances, much
like Vladimir Lenin did with the Soviet
Union’s New Economic Policy in 1920.
In the irst scenario, the “communalization” of Rojava’s economy would entail
the expropriation of property belonging
to certain social groups, namely, constituencies deemed opponents of the PYD.
his property would then be redistributed to the party’s own base with the objective of strengthening its inluence and
eliminating the Assad regime’s. Such
eforts would also indicate a separatist
mindset, despite the federal model the
PYD has been outwardly promoting.
In the second scenario, a “pause” in
economic collectivization would likely
spur the PYD to renounce its intention
64
of changing Rojava society, and to further normalize relations with Damascus
instead. he Kurdish cantons would
then be reinstated in the Syrian economic space, and impediments to private initiative would be lifted. Whichever approach the party chooses, the local
population—Kurdish and non-Kurdish—will be more inclined to accept the
pursuit of some form of autonomy if
their living conditions improve.
he PYD and Arab Loyalty
many inhabitants of PYD territory are
not Kurdish, so the group will need to
address any signs of internal sectarian
revolt if it hopes to maintain its control over Rojava. his likely means allowing self-government for local Arabs
and refraining from any attempts at
forced Kurdiication. At present, the
PYD’s governing policy appears lexible enough to accommodate such an
approach, but once the Islamic State is
defeated—that is, when the common
enemy disappears—building strong
relations with Arabs inside Rojava will
pose a greater challenge.
In their southward progress toward
and past Raqqa, the SDF have received
additional backing from anti-IS Arab
clans. hese forces have joined up with
the PYD-led coalition not out of any inherent ainity, but because the SDF is the
lone repository for American weapons.
For its part, the U.S. military has
sought to avoid repeating the mistake of
training Arab forces only to see them fall
apart, though discrepancies in its statements about the SDF’s Arab contingent
are puzzling. On August 31, 2017, Army
general Stephen Townsend, commander
of the Combined Joint Task Force–Operation Inherent Resolve, estimated the
SDF’s total manpower at around 50,000
ighters and noted that half of them are
Arab.29 On December 8, 2016, however,
Air Force spokesman Col. John Dorrian
stated that only 13,000 of the SDF’s
45,000 ighters were Arab.30 Other estimates of the Arab contingent are much
lower, but even if Dorrian’s igures were
accurate, they represented a surprisingly
large increase since the SDF’s creation in
October 2015, when Arabs constituted
only 5,000 out of 30,000 total ighters.31
Dorrian and Townsend’s igures also
seem at odds for reasons other than timing. It is diicult to believe that 25,000
Arab ighters are currently in the SDF
because that would mean the number
of Kurdish ighters has decreased from
32,000 to 25,000 since December 2016.
Attributing that drop to losses from
the Raqqa battle is not tenable—more
likely, the U.S. military does not want
to specify the actual number of Arab
ighters because they are still a minority. Whatever the case, if the SDF gained
5,000 new ighters between December
2016 and August 2017 (from 45,000
to 50,000), and if all of them are Arab,
then the current Arab contingent should
be 18,000 at most, or around 36%—a
far cry from “half.” Realistically, only
some of the new recruits were Arabs, so
their true proportion is probably onethird of the SDF.
In August 2016, the launch of a
new Turkish-supported rebel operation known as Euphrates Shield created
dissension inside the SDF, with several
Arab tribes in northwestern Syria leaving the PYD-led coalition to join the
campaign. Among other objectives,
Turkey sought to peel ethnic Turkmens
away from the SDF, and it had the money and arms to do so. Going forward,
the extent to which it can draw more Arabs from the SDF depends on whether
it unduly favors Turkmen ighters over
Arabs, and on how deeply it decides to
intervene in Syria. Euphrates Shield oficially ended in march 2017 when the
battle for al-Bab came to a close, but
Ankara still hopes to push the SDF east
of the Euphrates River. Another Turkish campaign has been underway since
October, oicially against Arab jihadists
in Idlib province, but in reality against
the PYD’s Afrin stronghold.32 Selective
Turkish support to some Arab factions
could revive a tribal war for local power
and delay the inal victory against IS.
For the PYD, then, the big question
is how to retain the loyalty of its Arab
allies in the long term. he group has
partly addressed this issue by permitting
Arab self-governance in parts of Rojava and coopting local leaders in Arab
councils while keeping military power
FABrICE BAL ANChE
for itself. Arab intertribal divisions and
the SDF’s monopoly on U.S. support
have also kept many clans from turning
against the PYD. In Afrin, the group appears to be receiving Russian support,33
giving local Arabs further incentive to
partner with it. Yet the opposition regularly accuses the PYD of engaging in ethnic cleansing against Arab and Turkmen
populations in Rojava, and the group’s
leaders have only partially dispelled these
concerns. he Kurds have clearly sought
to strengthen their demographic weight
in Rojava. In October 2015, Amnesty
International denounced the PYD for
preventing some displaced Arab villagers
from returning to their homes near Tal
Abyad and Tal Tamer.34 In response, the
party claimed that it had to secure the
area irst, since the proximity of IS forces
made it impossible for civilians to return
safely. By march 2017, the Arab village
of Tal Fweida near Tal Tamer was still
empty.35 his community had supported IS during its February 2015 ofensive against Assyrian villages along the
Khabur River; when IS later withdrew,
the Arab population followed. he same
process apparently occurred around Tal
Abyad when the SDF liberated it from
IS in June 2015.
Kurds have indisputably practiced
ethnic cleansing in cases where local
Arabs helped Islamist ighters displace
Kurds and seize their properties. In
spring 2013, after PYD forces briely
captured Tal Abyad, IS ighters de-
stroyed Kurdish villages around the
city and expelled Kurdish civilians from
the district. Such acts drew retribution
when the PYD retook the city in 2015,
despite reassurances to the contrary by
the group’s leader, Salih muslim. In a
2013 interview, muslim had stated that
his militias would ight jihadist groups
but would not force out local Arabs,
whether transplants or natives:
here are three types of Arabs among
us: there are those with whom we have
always lived and fought alongside.
We defend the brotherhood among
these people. here are those who do
not belong, Arabs who came from
outside, other countries or the area,
the jihadists who have burned our
home and decapitated Kurds. Finally,
there are the Arabs who were moved
to Kurdistan by force by Haiz alAssad...to Arabize the area. hey are
victims...and we advocate a peaceful
solution for these populations. hose
who can return to their hometowns
should do so and the others can live
in peace with the Kurds.36
muslim was referring to the “Arab
belt” created in the 1960s when the regime moved Arab populations from the
Raqqa area closer to the Turkish border.
hat move involved around 25,000
people at most—a relatively small number given Rojava’s current population of
around 2 million.37 Yet the Baath regime
inlamed sectarian tensions disproportionately over the course of decades by
showing favoritism toward local Arabs
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
while neglecting Kurdish communities.
Such tensions are no doubt complicating the PYD’s bid for hegemony in the
area today.
Economic dynamics could widen
Arab/Kurdish issures as well. At present,
Rojava is sufering under an economic
embargo maintained by Turkey and the
KRG. he restrictions have pushed many
middle-class Kurds to emigrate, allowing
the PYD to gain strength by pursuing
control over a working-class economy
rooted in handicrafts and agriculture.
For those Kurds who remain in Rojava,
accepting material sacriices is an acceptable cost for living in a region ruled by
their PYD kinsmen. Yet the Arab population does not share this sentiment, so
they would more willingly turn against
the party if other political or economic
alternatives arise. Critics of Kurdish
rule emerged in manbij38 after the SDF
seized it from IS in summer 2016, most
likely because Turkey restricted humanitarian access to the area.39 In contrast,
such access was encouraged after Turkey defeated IS in Jarabulus on August
2016. Ankara no doubt wants to show
residents of PYD-held manbij and Tal
Abyad that they can have a better quality
of life under non-Kurdish leadership.40
he July 2017 assassination of manbij
councilman Sheikh Shlash Ghaniemi41
shows the extent to which the area is being violently contested.
In short, the local environment is
complex, and any actions by outside
players can have unforeseen repercussions. While arms and money might
hold together a coalition against IS,
establishing stability afterward will be
a great challenge. Building better relations between Kurds and Arabs will not
be easy, but it is the only way to forestall
future sectarian clashes in the north.
A dIFFICuLT FuTurE FOr
kurdISh AuTONOMy
many questions remain about the future of Rojava, and most of the answers
will depend on how the region’s authorities handle local sectarian issures.
he territory is stretched into a thin
800-kilometer-long strip, bordered to
the north by a hostile Turkey and to the
south by Arab populations who thus far
refuse to recognize a reversal of power in
the Kurds’ favor. he Kurdish population is not a majority in the Euphrates
Valley, where the SDF is ighting IS,
so Rojava authorities are unlikely to
annex that area post-Raqqa. Yet they
would certainly prefer that the Arab
tribes who do assume control there are
willing to maintain good relations with
Rojava. In addition to snuing out the
IS threat, this is likely a major reason
why the SDF have been deployed into
the Euphrates Valley—to cultivate and
empower Arab allies.
Inside Rojava, the PYD successfully
imposed itself by force and through fear
of IS. Now that the latter threat is wan 65
ing, however, the group will need to set
up a viable government while mulling
the major risks inherent in committing the population to a socialist project comparable to the Chinese Cultural
Revolution of the 1960s. One can only
be skeptical about the sustainability
of such an economic system, even if
the population is willing to accept the
constraints of following the path traced
by Ocalan.
On the geopolitical level, the PYD
seems caught on a narrowing path between the United States and Russia.
American support against IS allows the
Kurdish group to strengthen its territorial grip, placate local Arabs, and
muzzle the various Kurdish opposition
elements backed by the Iraqi KDP. Yet
it is uncertain whether Washington will
continue supporting the PYD once the
Islamic State is eliminated, especially in
light of Syrian Kurdish links with the
PKK, a U.S.-designated terrorist group
that has been at war with NATO ally
Turkey since the 1970s. Russia will likely agitate the Turkish threat against Rojava if the Kurds fail to get along with
Arab factions inside or outside their
territory. At the same time, moscow
appears eager to keep the PYD in play
(albeit in weakened form) because the
group is a useful lever against the Assad
regime and Ankara.
As for the PYD’s oft-proposed federal project for Syria, it is merely a chimera—the Kurds seem interested in it
66
only as a vehicle for establishing Rojava’s
autonomy, while both the Sunni Arab
opposition and the Assad regime reject
it completely. In truth, PYD leaders
are focused on maximizing the state of
grace they have earned through ighting IS. hey are rushing to consolidate
their power and to Kurdify Rojava, as
seen in the expulsion of any hostile Arab
populations that supported IS (whether
directly or tacitly) and the implementation of Kurdish educational curricula.
hose Arabs who want their children to
receive an Arabic education now have to
leave Rojava (private Christian schools
are allowed to teach in Arabic, but only
to Christians42; this policy is the PYD’s
way of preserving its image as a protector of Christians).
he future of Rojava depends on
the PYD’s ability to manuever between
Washington and moscow, obtaining beneits from both parties while
avoiding military moves that alienate
either one. Yet the group’s margin for
error is increasingly slim. he August
2016 Turkish intervention in Jarabulus
showed how quickly Russia could lose
patience with the Kurds. And the intervention that Ankara launched in northern Idlib in October 2017 is unfolding
near the borders of Afrin—another example of Russian-Turkish coordination
unfavorable to the PYD. Turkey’s hostility will make it diicult for Syrian
Kurds to achieve levels of development
comparable to the KRG in Iraq. If the
Assad regime ultimately prevails over the
Sunni Arab rebellion and reestablishes
control over more of Syria, the Kurds
would be forced to withdraw into their
sectarian strongholds of Afrin, Kobane,
and Qamishli, where they might enjoy
some autonomy but would have to use
regime-controlled roads to communicate between cantons.
form], in André Raymond, ed., La Syrie
d’Aujourd’hui (Paris: National Center
for Scientific Research, 1980), http://
books.openedition.org/iremam/744.
7.
Fabrice Balanche, “Le programme
de modernisation de l’irrigation en
Syrie” [The modernization of irrigation
systems in the Syrian northeast], Méditerranée 119 (2012), https://mediterranee.revues.org/6499.
8.
According to author discussions with
Abdullilah Arabo, vice president of the
Movement for a Democratic Society
(TEV-DEM), and Mohamad Dirok, vice
president of economic policy for Jazira
canton, Qamishli, March 2017.
9.
According to a January 2011 survey
conducted by the author under the
auspices of the Plan for the Modernization of Irrigation in Syria, a joint
venture between the Syrian Ministry of
Agriculture and the French Development Agency.
NOTES
1.
2.
Jacques Weulersse, Le pays des
Alaouites [The country of the Alawites]
(Institut Français de Damas, 1940).
Fabrice Balanche, “Clientélisme, communautarisme et fragmentation territoriale en Syrie” [Clientelism, communitarianism, and territorial fragmentation
in Syria], A Contrario (March 2009),
https://www.cairn.info/revue-a-contrario-2009-1-page-122.htm.
3.
These judgments are based on the author’s personal observations and interviews conducted in Syria between 1990
and 2011.
4.
Interestingly, the SCP has been divided between two camps since 1986: a
Kurdish faction that supports the official party leadership (which Bakdash’s
widow assumed after his death in
1995), and a Christian faction that has
opposed some of the leadership’s policies (e.g., Bakdash’s decision to reject
perestroika near the end of the Soviet
era). The sectarian nature of the split is
quite evident and reflects other minority trends in Syria.
5.
“Statistical Abstract 2009,” Central Bureau of Statistics, Damascus, 2010.
6.
Francoise Metral, “Le monde rural Syrien à l’ère des réformes (1958–1978)”
[The Syrian rural world in the age of re-
10. “Syria: International Energy Data and
Analysis,” U.S. Energy Information
Administration, June 24, 2015, https://
www.eia.gov/beta/international/analysis.cfm?iso=SYR.
11. Author interview with a Syrian businessman in Beirut, March 2016.
12. Author interview with travel agency that
books flights to Qamishli, March 2017.
13. Author interviews with doctors and
pharmacists in Qamishli and Hasaka,
March 2017.
14. “Statistical Abstract 2009,” Central Bureau of Statistics, Damascus, 2010.
15. Dexter Filkins, “Iran Extends Its Reach in
Syria,” New Yorker, June 9, 2017, http://
www.newyorker.com/news/news-desk/
iran-extends-its-reach-in-syria.
16. Michael Knights and Bilal Wahab,
“Resetting U.S. Relations with the
Kurdistan Region,” PolicyWatch 2886
(Washington Institute for Near East
FABrICE BAL ANChE
Policy, November 2, 2017), http://www.
washingtoninstitute.org/policy-analysis/view/resetting-u.s.-relations-withthe-kurdistan-region.
17. Jordi Tejel, “Les paradoxes du printemps Kurde en Syrie” [The paradoxes
of the Kurdish spring in Syria], Politique
Etrangere (Summer 2014), https://www.
cairn.info/revue-politique-etrangere2014-2-page-51.htm?1=1&DocId=9441
4&hits=10+8+5+.
18. “Syria’s Assad grants nationality to Hasaka Kurds,” BBC News, April 7, 2011,
http://www.bbc.com/news/worldmiddle-east-12995174.
19. Author interviews with bedoon in Hasaka province, March 2017.
20. Kyle W. Orton, “The Error of Arming
the Syrian Kurds,” New York Times,
June 6, 2017, https://www.nytimes.
com/2017/06/06/opinion/syria-kurdsisis-raqqa.html.
21. Jordi Tejel, “Syria’s Kurds: Troubled
Past, Uncertain Future,” Carnegie
Endowment for International Peace,
October 16, 2012, http://carnegieendowment.org/2012/10/16/syria-skurds-troubled-past-uncertain-future/
e2nt.
22. Cyril Roussel, “Les Kurdes de Syrie et
le projet du Rojava: rêve éphémère ou
espoir durable?” [The Kurds of Syria
and the Rojava project: an ephemeral
dream or a lasting hope?], MaghrebMachrek 4, no. 222 (2014), http://www.
cairn.info/revue-maghreb-machrek2014-4-p-75.htm.
23. “‘PYD Political Thought Resembles
That of Baath Party’: Kurdish Politician,” ARA News, May 14, 2014, http://
aranews.net/2014/05/pyd-politicalthought-resembles-that-of-baath-party-kurdish-leader.
24. Mohammad Ballout, “Kurds Caught
in Crossfire in Northwest Syria Battle,”
Al-Monitor, November 14, 2012, http://
www.al-monitor.com/pulse/security/01/11/kurds-caught-in-the-crossfireof-battles-for-northwestern-syria.html.
25. Fehim Tastekin, “Turkey’s real target on
way to Idlib: Kurds,” Al-Monitor, July
2, 2017, http://www.al-monitor.com/
pulse/originals/2017/06/turkey-syriakurds-real-target-on-way-to-idlib.html.
26. See Fabrice Balanche, “Kurdish Forces
Bolster Assad in Aleppo,” Policy Alert
(Washington Institute for Near East Policy, July 29, 2016), http://www.washingtoninstitute.org/policy-analysis/view/
kurdish-forces-bolster-assad-in-aleppo.
27. “Erdogan spokesman slams U.S. military for backing Syrian Kurdish militia,”
Reuters, January 12, 2017, http://www.
reuters.com/article/us-mideast-crisissyria-turkey-usa-idUSKBN14W0MZ.
28. Murray Bookchin (writing under the
pseudonym Lewis Herber), Our Synthetic Environment (New York: Knopf, 1962).
29. U.S. Department of Defense, press
briefing by Lt. Gen. Townsend via teleconference from Baghdad, August
31, 2017, https://www.defense.gov/
News/Transcripts/Transcript-View/Article/1297228/department-of-defensepress-briefing-by-general-townsendvia-teleconference-fro.
30. U.S. Department of Defense, press
briefing by Col. Dorrian via teleconference from Baghdad, December 8,
2016, https://www.defense.gov/News/
Tr a n s c r i p t s / Tr a n s c r i p t - V i e w / A rticle/1025099/department-of-defensepress-briefing-by-col-dorrian-via-teleconference-from-bag.
31. “Kurdes et Arabes créent les Forces
Démocratiques de Syrie” [Kurds and
Arabs create Syrian Democratic Forces],
L’Orient le Jour, Oct.r 12, 2015, https://
www.lorientlejour.com/article/949062/
kurdes-et-arabes-creent-les-forces-democratiques-de-syrie.html.
32. Aron Lund, “Turkey Intervenes in Syria:
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
What You Need to Know,” IRIN, October 9, 2017, https://www.irinnews.org/
analysis/2017/10/09/turkey-intervenessyria-what-you-need-know.
33. Fehim Tastekin, “Is Turkey rattled
by Russian-Kurdish deal?” Al-Monitor, March 24, 2017, http://www.almonitor.com/pulse/originals/2017/03/
turkey-syria-russian-troops-arrive-afrin.
html. See also Barbara Slavin, “Syrian
Kurdish leader: Moscow wants to work
with us,” Al-Monitor, October 8, 2015,
http://www.al-monitor.com/pulse/originals/2015/10/kurdish-leader-pyd-russia-support-syria.html.
40. Haid Haid, “Post-ISIS Governance in
Jarablus: A Turkish-led Strategy,” Chatham House, September 2017, https://
www.chathamhouse.org/publication/
post-isis-governance-jarablus-turkishled-strategy.
41. “Arab tribal leader killed in bomb blast
in Syria’s Manbij,” ARA News, July 22,
2017, http://aranews.net/2017/07/arabtribal-leader-killed-bomb-blast-syriasmanbij.
42. Author interview with Christian authorities in Qamishli, March 2017.
34. “‘We Had Nowhere to Go’: Forced Displacement and Demolitions in Northern
Syria,” Amnesty International, October
13, 2015, http://www.amnesty.org/en/
documents/mde24/2503/2015/en.
35. Based on the author’s observations
during a visit to the area.
36. “Kurds Seek Autonomy in a Federal
Syria: Top Official,” Agence FrancePresse, December 2, 2013, http://www.
mei.edu/content/kurds-seek-autonomy-federal-syria-top-official.
37. Jordi Tejel Gorgas, “Les Kurdes de
Syrie, de la ‘dissimulation’ à la ‘visibilité’?” [The Kurds of Syria, from
“concealment” to “visibility”?], Revue
des mondes Musulmans et de la Méditerranée 115-116 (December 2006),
https://remmm.revues.org/3022.
38. According to a June 2017 author interview with a Manbij resident who had
been staying at a refugee camp in Lebanon since 2016.
39. “Manbij Civilian Council calls for international aid for IDPs, warns of humanitarian disaster northern Syria,” ARA
News, May 20, 2017, http://aranews.
net/2017/05/manbij-civilian-councilcalls-for-international-aid-for-idpswarns-of-humanitarian-disaster-northern-syria.
67
4. r A dICA LI ZAT ION OF T h E S u N N I A r AB rEBEL L ION
N
EArLy ALL OF the
groups involved in the
revolt against Bashar alAssad are Sunni Arab,
and that descriptor is important because
it deines their primary motivation for
taking up arms: namely, defending the
Sunni community by ousting a nonSunni regime. hey are of course driven
by a host of social, economic, and political grievances as well, but these same
grievances exist in all other Syrian sects
without pushing them into open, sustained revolt. many Christians, Alawites, Druze, Ismailis, and Shia are dissatisied with the regime, but they have not
risen up against it en masse. In contrast,
large swaths of Syria’s Sunni Arab majority rebelled in 2011, and tens of thousands of foreign ighters have iniltrated
Syria in the name of defending Sunni
Islam, toppling the Alawite regime, and
ighting its Shia allies, thereby reinforcing the insurrection’s sectarian character
in a communal and religious sense.
he Sunni rebels are divided into
myriad ighting groups, drawing mainly
from the country’s Sunni Arab majority
but attracting many Turkmens as well,
along with a multiethnic rainbow of foreign Sunnis. (Syrian Kurds are a special
category, since they are more focused
on safeguarding their Kurdish rather
than Sunni identity and never fully embraced the goal of toppling the regime,
seeking partial autonomy inside Assadruled Syria instead.) he Islamic State
is the largest and most well structured
of these groups. Some analysts may
deem it iconoclastic to discuss IS in the
same chapter as the “Sunni rebellion,”
but the organization does its recruiting
in the same ethnoreligious category as
many radical jihadist rebel groups and
espouses ideologies similar to those of
Jabhat al-Nusra (JN), the al-Qaeda afiliate that has come to dominate much
of the rebellion on the ground.1 (Note:
JN changed its name to Jabhat Fatah alSham in 2016 and has since rebranded
itself as part of a coalition called Hayat
Tahrir al-Sham. But for simplicity’s
sake, this chapter refers to the group
as JN throughout, regardless of which
time period is being discussed.) Indeed,
prior to 2013, IS and JN were the same
organization, and members of IS participated in rebel coalitions with more
moderate factions.2 he subsequent war
between IS and other Sunni groups was
one of a series of fratricidal clashes that
have come to characterize the rebellion
in general.3 Of course IS does possess a
number of unique traits, so this chapter
discusses the group in a separate section
and refers to the other factions collectively as “the Sunni rebellion” for convenience’s sake, rather than specifying “the
non-IS Sunni Arab rebellion.”
Sunni rebels control disparate territories that lack geographical continuity. Some are small pockets of resistance
within areas controlled by the Syrian
army, such as Rastan-Houla, mazraat
Beit Jinn (close to the Golan Heights),
and East Ghouta, but the largest rebel
zones have not been fully surrounded
because they lie on or near the borders
with Turkey and Jordan, two countries
that have supported the revolt. his
agglomeration of territories has been
68
greatly reduced since summer 2012,
when the rebels held some 80% of the
country and seemed close to winning
the war, while regime-controlled territory was highly fragmented. he situation is drastically diferent today—rebel
areas are now separated from each other,
while the regime controls a largely contiguous swath of territory in the western
and central regions.
Since 2011, various attempts to organize the Sunni rebellion have failed. he
Free Syrian Army (FSA), an early umbrella group, lost most of its ighters to
ephemeral, inefective coalitions formed
with funding from Turkey, Qatar, and
Saudi Arabia.4 In January 2015 these same
countries helped create Jaish al-Fatah (the
Army of Conquest), a more eicient JNled coalition that conquered the cities of
Idlib province in a few short weeks and
seriously threatened Latakia, Aleppo, and
Hama. Yet the Russian intervention later
that year put an end to the group’s expansion, and JN has since eliminated or alienated many other Sunni groups in its quest
for hegemony over the rebellion.
NuMBErS, IdEOLOgIES,
& rEgIONAL FrONTS
As the number of Sunni opposition
groups continues to grow and the coalitions that house them change in
composition and name, predicting the
rebellion’s dynamics has become more
and more diicult. Religious homogeneity has not been enough to give the
rebels the military cohesion and uniied
political identity they so sorely need.
A closer look at the numerical, ideological, and geographical scope of this
fragmentation can help observers better understand the rebellion and assess
whether it still has a chance to prevail,
or at least survive.
A march 2016 report by Jennifer Cafarella and Genevieve Casagrande at the
Institute for the Study of the War (ISW)
categorized twenty-three of Syria’s hundreds of rebel groups as the main “powerbrokers” and “potential powerbrokers”
in the armed opposition.5 Not much
has changed since that assessment, despite the fall of Aleppo and other highproile military developments, so the
ISW’s igures greatly inform the following discussion. At the time, these two
powerbroker categories encompassed
around 90,000 ighters in total. he report described a third category of groups
with a few hundred ighters each. While
most of the twenty-six factions in this
category do not profess any ideology,
several of them are linked to al-Qaeda:
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
36. SYRIAN REBEL GROUPS BY IDEOLOGY, March 2016
POWERBROKER GROUPS
90,000 fighters
20%
IDEOLOGY
25%
Transnational Salafi-jihadist
Syrian Salafi-jihadist
Political Islamist
24%
ALL REBEL GROUPS
Minimum estimate: 100,000 fighters
Secularist
31%
ALL REBEL GROUPS
Maximum estimate: 150,000 fighters
19%
20%
30%
45%
20%
28%
22%
16%
BASED ON AUTHOR RESEARCH AND DATA FROM JENNIFER CAFARELLA AND GENEVIEVE CASAGRANDE, SYRIAN ARMED OPPOSITION POWERBROKERS, MIDDLE EAST SECURITY REPORT 29,
MARCH 2016, INSTITUTE FOR THE STUDY OF WAR.
69
namely Jund al-Aqsa, Harakat al-Fajr alSham al-Islamiyah, Imarat al-Qawqaz i
al-Sham, and a brigade called “al-Nusra
Front al-Kavkaq.”
he report also outlined a fourth category composed of hundreds of smaller
groups with a few dozen ighters each.
hese factions correspond to local clans,
and their main objective is to protect
their given neighborhood or village; they
are incapable of launching ofensives.
Estimating the total number of ighters in the third and fourth categories
is diicult. he best approximation is
between 10,000 and 60,000. In total,
then, the Sunni rebellion could have
anywhere from 100,000 to 150,000
ighters.
he ISW usefully classiied all of
these groups into four ideological categories: transnational Salai-jihadists
(i.e., al-Qaeda-linked ighters), national
Salai-jihadists, political Islamists, and
secularists. he diference between national jihadists and political Islamists is
more or less akin to the diference between Salaists and the muslim Brotherhood—in simpliied terms, the former
seek strict application of Islamic law,
while the latter tend to favor a state with
an Islamic civil constitution but protections for religious freedom. As for the
“secularists,” the term is applied very
loosely because most of the ighters in
this category are conservative muslims
who do not actually want a secular government. Among the 90,000 “powerbro70
37. SYRIAN REBEL POWERBROKERS BY NUMBER AND IDEOLOGY, March 2016
TURKEY
Tigris River
NORTHEAST ALEPPO
?
4%
NORTHWEST SYRIA
47,000
33%
35%
28%
Mediterranean Sea
?
HOULE-RASTAN
Euphrates River
LEBANON
5%
24%
DAMASCUS AREA
20,000
IRAQ
71%
4%
4%
4%
ISRAEL
87%
TYPOLOGY OF REBEL FACTION
SOUTH
23,000
INHABITED AREAS
OF CONTROL
100 km
0
JORDAN
UNINHABITED AREAS
OF CONTROL
Transnational Salafi jihadist
Syrian Army
Syrian Salafi jihadist
PYD (Kurdish)
PYD (Kurdish)
Political Islamist
Other rebels
Other rebels
Secularist
Islamic State
Islamic State
Province border
Syrian Army
International border
?
No data
FABrICE BAL ANChE
38. SYRIAN REBEL POWERBROKERS BY FRONT, March 2016
TURKEY
NORTHWEST SYRIA
Hizb al-Islam
Fawj al-Awl
al-Turkistani
Jaysh al-Mujahideen
Jabhat al-Nusra
Nour al-Din al-Zenki
Ahrar al-Sham
Firqat al-Sultan Murad
Jabhat al-Shamya Jaysh al-Naser
Faylaq al-Sham
Firqa 13
ALEPPO
NORTHEAST ALEPPO
Ahrar al-Sham
Jabhat al-Shamya
Nour al-Din al-Zenki
Firqat al-Sultan Murad
Firqa 13
Jaysh al-Naser
Tigris River
HASAKA
RAQQA
IDLIB
LATAKIA
DEIR AL-ZOUR
HOULE-RASTAN
Jabhat al-Nusra
Ahrar al-Sham
Harakat Tahrir Homs
HAMA
Mediterranean Sea
TARTUS
HOMS
Euphrates River
DAMASCUS AREA
Jabhat al-Nusra Faylaq al-Rahman
Aliwya Ahmed Abdou
Jaysh al-Islam
Ahrar al-Sham Jabhat al-Asl wal-Tanmya
Ajnad al-Sham
LEBANON
IRAQ
DAMASCUS
QUNEITRA
Golan Heights
ISRAEL
DERAA
SUWAYDA
SOUTH
Jabhat al-Nusra
Ahrar al-Sham
Jaysh al-Islam
Ajnad al-Sham
Jaysh al-Awl
Thalalaf Suquor al-Janoub
Usoud al-Harb
Faylaq al-Awl
Seif al-Sham
100 km
0
JORDAN
TYPOLOGY OF REBEL FACTION
INHABITED AREAS
OF CONTROL
UNINHABITED AREAS
OF CONTROL
Fatah al -Sham Transnational Salafi jihadist
Syrian Army
Syrian Army
Province border
Ahrar al-Sham Syrian Salafi jihadist
PYD (Kurdish)
PYD (Kurdish)
International border
Faylaq al-Sham Political Islamist
Other rebels
Other rebels
Province center
Jaysh al-Naser Secularist
Islamic State
Islamic State
Locality
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
ker” rebels, ISF classiied some 20% as
transnational jihadists, 31% as national
jihadists, 24% as political Islamists, and
25% as “secularists.” When the thousands of rebels in the non-powerbroker
categories were added, the “secularists”
became the largest grouping, but they
are also the most fragmented and therefore the least efective.
he Sunni rebellion’s external supporters have failed to establish a single,
uniied operational headquarters from
which rebel coalitions can coordinate
large-scale ofensives. Western governments, Saudi Arabia, and the Qatar-Turkey alliance each have their individual
clients: the West mainly inances “secularists” while Riyadh, Doha, and Ankara
fund political Islamists and Salaists. he
operations rooms established in Jordan
and Turkey do bring these external partners together in support of secularist and
political Islamist factions, but the assistance coming from these centers is less
important than the direct aid given by
Arab Gulf countries, which has helped
marginalize the secularists.
he division among donors has combined with internal ideological diferences to cause multiple confrontations
between rebel groups. In its various
manifestations throughout the war, alQaeda ailiate JN has systematically
eliminated groups that opposed its hegemony in the northwest, especially those
linked to the FSA. In spring 2016, JN
played a role in the bloody war that Jaish
71
al-Islam and Failaq al-Rahman waged
against each other in the suburbs of
Damascus, which allowed Assad’s army
to retake half of East Ghouta over a sixmonth period.6 Later that year, ighting
between Jund al-Aqsa and Ahrar alSham—both former members of the
Jaish al-Fatah coalition—was largely responsible for the failure of a rebel ofensive against Hama.7
Disappearance of the FSA
he attempt to transform numerous
rebel groups into a genuine army, the
FSA, fell apart as early as 2013. Saudi
Arabia, Qatar, and other foreign donors
prefer to inance groups directly according to their ideology, and Syria’s clan
structure has fostered competition to
obtain this external inancing.
In September 2012, a Swiss journalist
in Geneva provided the author with an
edifying example of this disunity from
Jabal al-Akrad:
A Saudi delegation arrived with suitcases full of dollars to inance rebel
groups. A faction had just taken possession of an observation post of the
Syrian army, proving that it was eficient, and consequently that Saudi
money was well used. he Saudis
had ilmed the ight to report to donors, like humanitarian associations.
A competing faction also wanted to
prove its ability to beneit from the
inancial windfall, but the attack on
the military post on the Nabi Younes
(near Slonfeh) resulted in a disaster:
72
half of the group was killed or injured
because the attack had been ill-prepared, without any collaboration with
the other factions since the objective
was simply to assert themselves.
he FSA General Staf, made up of
defecting Syrian army generals, was
never able to coordinate the operations
of these groups, lacking the legitimacy
and resources to exert such wide authority. In the end, “Free Syrian Army”
became merely a label aixed to certain
rebel groups by the military Operations
Centers in Jordan and Turkey, which
sought to coordinate rebel activities and
foreign supply eforts.8 To receive the label, groups must adhere to a charter of
“good behavior” and respect for secular
and democratic values. In reality, most
FSA groups are Islamist—only Firqa 13
(Division 13), formed early in the war
by army defectors, objectively meets the
secular-democratic criteria.9 his confusion has often extended to media reports about the FSA’s importance. many
Syrians who stayed in rebel territory or
led the country as refugees have told
reporters that the FSA is present everywhere, but this impression was based on
the mistaken notion that all rebels who
are not from JN or IS are members of
the FSA. he situation has been further
complicated by reports of FSA ighters
defecting to JN; in 2014, for instance,
Rami Abdulrahman, head of the Syrian Observatory for Human Rights,
noted that “dozens of ighters” had left
the FSA-aligned Syrian Revolutionaries
Front for JN during the latter’s takeover
of Idlib province.10
he FSA regrouped into about ifty
factions in 2016, by which time its presence inside Syria had been greatly reduced. Its only signiicant contingents
were located in Aleppo city (which of
course ended when the city fell that
December), further north in Aleppo
province around Azaz and marea (under
Turkish protection since August 2016),
in the greater Damascus area, and in Deraa province under the umbrella of the
Southern Front (though some FSA factions in the south entered into a tactical
alliance with the Islamist coalition Jaish
al-Islam).
Regional Fronts
In the absence of a single command,
rebel factions meet in regional coalitions; once they accomplish a given
military objective, they usually separate
and renegotiate their participation in a
new operation. he coherence of these
coalitions mainly depends on the sustainability of external inancing and the
dominant group’s ability to maintain
unity. he most sustainable and efective coalition so far has been Jaish alFatah, which JN created in the northwest in February 2015. It continues to
grow thanks to its military successes and
its coercive power over other groups. JN
has been trying to reproduce this formula on other fronts as well.
The Southern Front. Established
in February 2014 by the Amman military Operations Center, this umbrella
group comprised 23,000 ighters as of
march 2016, dominated by ive “secularist” groups.11 Yet a report issued by
researcher Aron Lund12 a month after the coalition’s creation argued that
it existed only on paper, and that its
ive main groups were merely a weak
federation of village militias. Whatever the case, the front’s eforts to take
Damascus in 2014 and then Deraa in
June 2015 both failed. After September
2015, its military activity was limited to
the rivalry with IS.
damascus area. As of October
2017, an estimated 10,000 rebel ighters remained in the Damascus area,
down from around 20,000 in march
2016. Hailing from Jaish al-Islam,
Failaq al-Sham, and JN, most of them
remain encircled by regime forces in
East Ghouta. One by one they have lost
towns in the western suburbs (e.g., Daraya, moadamiya, Qudsaya, Wadi Barada). hey had hoped to take the capital,
but all their ofensives after summer
2012 failed, and they lost hope of reaching this goal or even being rescued from
the south. Some factions in Daraya and
Qudsaya therefore made deals to be exiltrated to rebel-controlled Idlib province—an arrangement the regime was
willing to countenance because it could
more easily reestablish its authority over
FABrICE BAL ANChE
N
DAMASCUS
Mezzeh military airport
W
Mount Hermon
LEBANON
E
Daraya
19 Dec 2015: Airstrike kills
Hezbollah official Samir Kuntar
Jaramana
Qatana
S
Nov 2014: Battle between Jabhat
al-Nusra and Druze militia
Fall 2016: Syrian Army seizes
Khan al-Sheikh
Arneh
Nabatieh
Shebaa
28 Jan 2015: Hezbollah
attacks Israeli convoy
Sahnaya
Sayyida Zaynab
Damascus International Airport
AREA CONTROLLED BY
al-Kiswah
al-Khyam
Mazraat Beit Jinn
39.
MILITARY SITUATION
IN SOUTHERN SYRIA,
May 2017
Khan al-Sheikh
Marj Ruhayyil military airport
Syrian Army
Hader
Islamic State (IS)
Majdal Shams
UNDOF
CONTROL
Buqata
Mar 2017: Syrian Army
seizes IS positions
Israel
MADINAT AL-BAATH
Khalkhalah
military airport
Quneitra
UNDOF crossing
Sanamin
RELIGION
Sunni
Mar 2017: Rebels seize
IS positions in Lajat area
Mazraat Amal
GOLAN
HEIGHTS
ISRAEL
Other rebels
(including Jabhat al-Nusra)
Druze
18 Jan 2015: Israeli airstrike kills
Hezbollah and IRGCInkhil
figures
Christian
Qazrin
Shiite
Safed
International border
Nawa
Province border
Shahba
Izraa
1974 Golan ceasefire lines
and DMZ
Sheikh Maskin
Sea of Galilee
Border crossing
Jamlah
al-Shajara
21 Jun 2016: Israeli airstrike
on IS antiaircraft battery
JORDAN
Dael
Province center
al-Muzairab
al-Thaala
military airport
SUWAYDA
Spring 2017: Rebels launch
an offensive on Deraa
District center
Town
Event
DERAA
Main road
al-Qurayya
Irbid
2 Mar 2016: Jordanian raid
kills seven IS militants
Secondary road
Busra al-Sham
Airport
Salkhad
0
20
40 km
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Advances by IS affiliate
Yarmouk Martyrs Brigade (LSY)
73
N
W
Rajo
Bab al-Salam
40.
MILITARY DEVELOPMENTS
IN NORTHWEST SYRIA,
March/April 2017
TURKEY
Mar 22: Russian troops
support PYD in Afrin
E
AZAZ
S
Marea
AFRIN
Tal Rifaat
AREA CONTROLLED BY
Jandeiris
AL-BAB
TURKEY
Tadef
Mar 29: Syrian army
seizes Deir Hafer from IS
AL-SAFIRAH
al-Jinah
Mar 31: Ongoing rebel
offensive toward Kinsabba
Deir Hafer
Kefraya
IDLIB
Syrian army
Other rebels
MAIN ETHNIC GROUP PREWAR
al-Fua
Darkoush
PYD (Kurdish)
OFFENSIVE LAUNCHED BY
Mar 16: U.S. strike
reportedly hits mosque
Qorqanya
Kasab
(closed)
Islamic State
Kuweires
ALEPPO
March 21–27: U.S. airstrikes
kill al-Qaeda officials
Other rebels
Hama frontline 3/27/17
Bab al-Hawa
HAREM
Syrian army
Nubl
Apr 12: Scheduled evacuation of al-Fua and Kefraya
JISR al-SHUGHOUR
Saraqeb
ARIHA
Arab Sunni
Arab Alawite
Kurdish Sunni
Christian
Turkmen Sunni
Arab Shiites
Arab Druze
Kinsabba
MAARAT AL-NUMAN
International border
AL-HAFFAH
Province border
Border crossing
LATAKIA
QARDAHA
Khan Sheikhoun
Province center
Apr 4: Chemical attack
on Khan Sheikhoun
Suruj
JABLEH
AL-SUQAYLABIYAH
BANIYAS
Town
Souran
Main road
Secondary road
MAHARDA
Mar 27: Syrian army
blocks rebel offensive
MASYAF
74
District center
Military airport open
HAMA
0
10
20 km
Notable event
Urban area
FABrICE BAL ANChE
Beit Sahem in southern Damascus. he
Qalamoun-area towns of al-Dumayr
and Jayrud reached a truce with the
army, so neither can be considered a
rebel stronghold anymore.
residents of these suburbs if it ofered
local rebels a chance to survive. he remainder are concentrated in East Ghouta because the army has retaken most
other pockets, aside from Yarmouk and
The Northwest. he focus of the
rebellion is now in the northwest, where
nearly 47,000 “powerbroker” ighters
were active as of march 2016.13 he
number has likely increased to around
60,000 as of this writing thanks to transfers of rebels from the Damascus area,
Zabadani, Arsal, and al-Waar (a neighborhood of Homs). Jihadist and Islamist
factions represent three-fourths of these
41. MILITARY SITUATION IN NORTHERN SYRIA, May 2017
N
AREA CONTROLLED BY
W
E
KOBANE
Syrian Army
S
Islamic State
JARABULUS
TURKEY
Other rebels
al-Shuyukh Tahtani
Bulbul
Raju
Kurdish forces
Ghandoura
Bab al-Salam
Euphrates River
MAIN ETHNIC GROUP
Sharran
AZAZ
Maabatli
Souran
Dabiq
AFRIN
Sheikh Hadid
Arab Sunni
Sarrin al-Shemali
al-Raai
Kurdish Sunni
MANBIJ
Marea
Turkmen Sunni
Tal Rifaat
Um al-Qura
Jandeiris
Qabasin Arima
Arab Shiite
Nubl
al-Zahra
AL-BAB
Haritan
International border
Province border
Rasm al-Harmel
al-Dana
HAREM
Ain Issa
Tishrin Dam
Tadef
Darat Izza
Bab al-Hawa
Arab Druze
Abu Qilqil
Khafsa
ALEPPO
Khan al-Asal
Atareb
Border crossing
Province center
Kuweires
Qorqanya
al-Jarniya
Deir Hafer
District center
AL-SAFIRAH
Armanaz
Town
Lake al-Jaboul
al-Fua Taftanaz
Aleppo urban area
Maskanah
Hader
Benan
Main road
Lake Assad
IDLIB
Secondary road
Saraqeb
Military airport open
ARIHA
THAWRA
Tal Daman
Thawra Dam
Khanaser
Abu Duhur
Ehsem
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
0
10
20 km
Military airport closed
Bridge open
Bridge destroyed
75
personnel. JN and its allies have essentially built an Islamic emirate in the
Idlib area by gradually eliminating or
integrating other groups. Since the 2015
Russian intervention, however, even
rebels on this front have been forced
to withdraw at times. heir territorial
losses have not been large, but they have
been strategic—key regime areas in Latakia, Hama, and Aleppo are no longer
threatened.
In the Aleppo area, JN and its allies gradually took over most rebel operations in 2016, and the local Fatah
Halab coalition was seemingly marginalized. Led by JN forces, Jaish al-Fatah
advanced toward Hama and Latakia in
order to divert the army from Aleppo
city. his gambit ultimately failed in a
military sense once Aleppo fell, but it
did help JN reairm its hardline stance
against the Assad regime and attract
other rebels disappointed by the lack of
support from outside allies.
Northeast Aleppo. he 5,000 rebel
ighters present in the Azaz-marea pocket as of march 2016 were reinforced by
thousands of pro-Turkish ighters from
Idlib province once Operation Euphrates Shield began that August, including
the Turkmen brigade Firqat Sultan murad. he main objective of their ofensives was to create a safe zone between
Azaz, al-Bab, and Jarabulus and thus prevent the Kurds of Rojava from unifying
their cantons along the northern border.
76
A few thousand Turkish soldiers supported these rebels, who were regrouped
into the “Euphrates Shield” coalition.
Turkey announced the oicial termination of Operation Euphrates Shield in
march 2017, though it has reportedly
launched a new campaign since then (see
chapter 3).
42.
CLOSE ALLIES OF
JABHAT AL-NUSRA,
June 2016
houla-rastan Pocket. A few
thousand rebels are surrounded in this
enclave between Homs and Hama. he
leading group appears to be Harakat
Tahrir Homs, a faction headquartered
in Rastan and classiied as political Islamist.14 It competes with Jaish al-Sham
in Talbisah and with a local coalition in
Houla. Yet the situation is calmer in this
region than in East Ghouta. he rebels
occasionally launched northward ofensives to assist with the battle for Hama
and link up with Idlib province, but to
no avail. In the long term, the latter effort is their only chance of avoiding the
fate of their brethren in Ghouta, especially if the regime takes direct action
against this enclave.
AL-QAEdA’S EVOLuTION
ANd TAkEOVEr
During winter 2013–2014, JN and other rebel groups pushed the Islamic State
out of western Aleppo province, even as
IS drove them out of eastern Aleppo and
the Euphrates Valley. his war against IS
was wrongly hailed as a second revolu-
Suqur al-Sham
Liwa al-Haqq
Liwa al-Haqq
(Homs)
Jaish
al-Sunna
AHRAR AL-SHAM
Fajr al-Khilafa
Jabhat Ansar
al-Din
JABHAT AL-NUSRA
Jund al-Aqsa
Caucasus
Emirate
in al-Sham
Jamaat
Ahadun Ahad
Junud al-Sham
Fajr al-Sham
Islamic Movement
East Turkestan Islamic
Movement
Jamaat Ansar
al-Islam
Kataib Ansar
al-Sham
FABrICE BAL ANChE
43.
JABHAT AL-NUSRA
AND COALITIONS,
Winter 2015–Fall 2016
JAISH AL-NASER
(Victory Army)
ANSAR AL-SHARIA
JAISH AL-FATAH
(Army of Conquest)
JABHAT AL-NUSRA
JAISH AL-FATAH IDLIB
(Idlib Army of Conquest)
SYRIAN DEMOCRATIC FORCES
(YPG and Revolutionary Army)
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
FATAH HALEB
(Aleppo Conquest)
tion by many analysts,15 who spoke of a
burst of “democratic forces” against the
jihadists.16 In fact, it was only an internal conlict between rival jihadists: JN
and its local allies wanted to eliminate
IS before it could do the same to them.
By getting rid of their main competitor
in the northwest, they could focus on
unifying the area’s other rebel groups by
force. hose who refused were either expelled (e.g., Division 13) or eliminated
(e.g., al-Hamza Front).
As JN’s hegemony became inevitable,
the group took control of the Jaish alFatah coalition.17 In spring 2015, Jaish
al-Fatah’s advances in Idlib, Jisr alShughour, and Ariha shook the Assad
regime. he jihadist contribution was
fundamental to these victories; suicide
bombers from JN’s fellow al-Qaeda afiliate Jund al-Aqsa played a major role
in opening access to Idlib city.
Since that successful ofensive, the six
subgroups of Jaish al-Fatah have shared
control of the province’s towns. Idlib
city was divided into sectors, but JN
and its closest ailiates appear to have
full control there. In a may 27, 2015,
interview with Al Jazeera, JN leader Abu
muhammad al-Julani declared his intention to create an Islamic emirate in
northwestern Syria,18 conirming analysis by expert homas Jocelyn one year
prior.19 In pursuit of that goal, the group
has used brutal methods similar to those
of IS—the only diference is that executions in Idlib are not advertised as
77
openly as they were in the IS capital of
Raqqa. most non-Sunnis have led the
area, though as described in previous
chapters, some were forced to convert.
Unfortunately, even conversion did not
prevent the massacre of twenty Druze in
Qalb Lawzah in June 2015. JN ighters
also regularly arrest local civil society activists, many of whom disappear.20
militarily speaking, JN and its afiliates are able to intervene pretty much
anywhere in Idlib province without
much opposition from whatever groups
may be oicially controlling a given village or city.21 most maps illustrating
the distribution of rebel factions tend
to conine JN to two speciic areas in
Idlib—the strongholds of Harem and
Jabal al-Zawiya22—but the organization is actually present throughout
the northwest.
JN has espoused a consistent and
clear political ideology for Syria. Territories under JN control generally respect
the judgments issued by its courts and
seem to respect the integrity and courage
of its ighters—hardly the case for other
rebel groups. hus far, JN has tolerated
the work of foreign NGOs and the UN’s
Oice for the Coordination of Humanitarian Afairs, but only because it needs
these social services to help establish its
political power. Humanitarian assistance
is currently channeled through the Bab
al-Hawa border crossing, which Ahrar
al-Sham held until a July 2017 ofensive
gave JN control over the border area.
78
Fertile Ground for Salaism
JN’s strength lies in the geographic diversity of its recruitment, unlike the
moderate groups and their highly localized recruitment. his approach has
helped JN largely avoid the clan quarrels that often undermine the rebellion
(except in Deir al-Zour, where it had to
compete with IS for recruits from different tribes). Another strong point for
the group is its ideological power, which
helps it maintain legitimacy in many
parts of the northwest despite its frequent brutality against locals. he Salafist strain of Islamist thought that JN espouses has been spreading throughout
the countryside of Idlib and Aleppo for
several decades via battalions of young
imams trained in Saudi Arabia. his
brand of Salaism is more relatable to
the underdeveloped rural populations
in northern Syria than the muslim
Brotherhood’s ideology, which is more
suited to the urban middle class.
here are some exceptions. Kafr
Nabl is often cited as an example of local democracy and secularism, widely
highlighted by journalists visiting the
north, while the “little moscow” of Jabal al-Zawiya has always been a leftist
stronghold. Yet these exceptions are not
reproducible at the provincial level, and
Kafr Nabl’s free space is steadily being
reduced. In January 2016, for example,
JN nearly assassinated Raed Fares, a famous civil society activist and head of
Kafr Nabl radio. He was forced to give a
public mea culpa for broadcasting music
on his station, and none of the local rebel
groups protested the crackdown for fear
of retribution from JN.23 Nevertheless,
the radio station continues to operate,
and locals still use the Syrian revolutionary lag during demonstrations.24
he Fake Break with al-Qaeda
On July 28, 2016, JN leader Julani and
al-Qaeda leader Ayman al-Zawahiri
simultaneously declared that the two
groups were no longer tied by an oath of
allegiance.25 But this was merely a tactical
maneuver to counter the July 15 U.S.Russian agreement to ight JN in Syria,
which had greatly irked the Gulf states
and Turkey. hese countries supported
JN after its 2012 emergence in Syria, but
in 2015 they began urging the group to
break allegiance with al-Qaeda because
the relationship was creating friction
with Washington and complicating their
eforts to supply the rebellion.
Julani’s announcement a year later
seemed to fulill that request, but a
closer look at his speech and JN’s subsequent behavior points to a diferent
conclusion. For one thing, he never explicitly stated that JN would break of
ties with al-Qaeda. After praising the
transnational group in the irst part of
his speech, he announced the creation
of a new group, Jabhat Fatah al-Sham,
and stated that he had no “ailiation
with an external organization,” implying al-Qaeda. Yet the radical Salaist
ideology and terrorist methods that
JN inherited from its parent group did
not change at all afterward, despite the
name change. moreover, the Zawahiri
lieutenants who helped Julani’s group
build a stronghold in northern Syria
were not expelled from JN. Zawahiri’s
remarks on the matter likewise included substantial qualiications. “You
can sacriice organizational ties without
hesitation if this endangers your unity,”
he stated, reenacting the familiar farce
of taqiyya (dissimulation) that terrorist
organizations often use to keep up the
low of external support while continuing their brutal operations.26
he timing of the supposed breakup
was also telling. It was announced on the
eve of a JN-led Jaish al-Fatah ofensive
against Aleppo. With logistical and inancial support from Turkey, Qatar, and Saudi Arabia, the group’s forces temporarily
broke the siege there, allowing a newly
rebranded JN to present itself as liberator
of the city’s eastern districts rather than
a proxy of foreign jihadists. To be sure,
the reopened Ramouseh corridor was
impassable because of nonstop regime
and Russian bombardment, and a Syrian
army counterofensive that September
soon closed the breach, leaving JN with
considerable losses expended for a nearzero military outcome. Yet the group
did achieve a key political objective by
advancing into East Aleppo: the Obama
administration was no longer willing to
bolster Russia’s local ight against JN,
FABrICE BAL ANChE
even indirectly, because this would have
meant helping Assad win a major battle.
In the end, however, various geopolitical developments since the fall of Aleppo
indicate that JN’s 2016 rebranding was
ultimately unsuccessful. he rapprochement between Turkey and Russia isolated
the group on the international and national scene, and the arrival of the Trump
administration seemed to usher in a more
aggressive policy against it. At the Astana
peace conference in January 2017, other rebel factions were speciically asked
by the summit’s sponsors (Russia, Iran,
and Turkey) to distance themselves from
Jabhat Fatah al-Sham, which had been
excluded from both the event and the
associated ceaseire.27 he delegations
were warned that they too would be considered terrorist groups if they refused to
comply, and struck with the same vigor.
For its part, Ahrar al-Sham refused
to participate in the conference, but this
may have been less a gesture of solidarity than a function of being surrounded
by JN in Idlib province and therefore
at the group’s mercy. he situation exacerbated Ahrar al-Sham’s internal tensions, since radical elements within the
coalition had been pushing to merge
with JN while other elements had sided
with the group’s pro-Turkish leadership,
which favored participating in Astana
and avoiding public links with al-Qaeda. he West does not regard Ahrar alSham as a terrorist group, even though
it has nearly the same ideology as JN.
he oicers of both organizations were
former fellow soldiers of Osama bin
Laden, including Julani and Adel Radi
Saqr al-Wahhabi al-Harbi for JN, and
mohammed Bahaiya (aka Abu Khalid
al-Suri) and Hashem al-Sheikh (aka Abu
Jaber) for Ahrar al-Sham.28 Yet Ahrar’s
internal issures have set the stage for
more clashes and defections, and this is
precisely what Assad and his allies want:
inighting between weakened rebels that
facilitates a regime takeover in Idlib.
ThE IdLIB STrONghOLd
After Raqqa, Idlib became the second
provincial capital lost to the rebellion,
falling to Jaish al-Fatah in spring 2015
along with the province’s two other major cities, Jisr al-Shughour and Ariha.
Damascus had already lost control of
the surrounding countryside in winter
2011–2012.
According to the UN High Commissioner for Refugees, Idlib province
had 2,080,000 inhabitants as of October 2017, including 984,000 IDPs.29 In
sectarian terms, the fairly homogeneous
population is around 95 percent Sunni
Arab. To the north of Jisr al-Shughour,
a Turkmen population lives close to
the Turkish border. many Christians
led during the countryside ighting of
2011–2012, while others left Idlib city
in march 2015 as rebels took control.
For example, the entire population of
the Armenian village of Yacoubiyah left
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Syria and sought refuge in the NagornoKarabakh region.30 Ten Druze villages are
scattered in the Jabal al-Summaq area;
as mentioned previously, JN forced residents there to convert to Sunnism. he
Shia towns of al-Fua and Kefraya have
been surrounded by rebels since Idlib’s
fall; residents proclaimed their support
for the revolt early on, but JN cast doubt
on their sincerity upon moving into the
province and kept them under threat as
leverage against Hezbollah. most civilians
were later transferred outside the besieged
cities in two waves (December 2016 and
April 2017) thanks to an agreement with
the rebels31 (see chapter 1).
Before the war, 70 percent of Idlib’s
population lived in the countryside, a
fertile agricultural area that produces
grains, olives, and winter vegetables, with
individual irrigation allowing for additional crops in summer. For those who
remained there, agriculture has provided
a means to survive the turmoil. Yet the
area had very little industrial activity prewar, and Idlib was long known as an administrative city, so the province depended heavily on Aleppo for manufactured
products. Today, everything comes from
Turkey, and supplies are severely limited
because humanitarian convoys can only
access the province through one crossing,
Bab al-Hawa. For decades, the Assad regime practiced especially strict control of
this part of the border due to the lingering Syrian claim on Turkey’s Hatay province. As a result, the Bab al-Hawa area
was already crisscrossed by barbed wire,
“no man’s land” zones, and mineields
even before 2011. he situation became
worse after 2015, when developments
in the war greatly increased the refugee
low and spurred Ankara to clamp down
on Bab al-Hawa. Today, no crossings are
permitted except in very select humanitarian cases—a sharp contrast with previous years, when Syrians could move in
and out of Turkey whenever they needed
refuge from the ighting.
Downfall of Moderate
Factions in Idlib
By early 2016, more than sixty rebel
groups were ighting in Idlib province
and the western Aleppo area, ielding a
total of some 60,000–90,000 combatants.32 JN was not the largest of these
factions: its 10,000 ighters were only
half that of Ahrar al-Sham at that time.
Yet many other militias allied with JN
out of fear, ideological sympathy, respect
for the group’s battleield achievements,
or other factors. In contrast, most of the
secular and “moderate” Islamist groups
were small, locally recruited units with
a few hundred ighters or less each, so
they had only marginal inluence despite accounting for as many as a third
of all rebel forces in the area. he most
important “moderate” unit was Division
13, a member of the Fatah Halab coalition. Supported by the United States
and Turkey, the group claimed to ield
2,000 ighters who had battled the Syri 79
N
W
TURKEY
Bab al-Salam
44.
HAYAT TAHRIR AL-SHAM
TERRITORIAL ORGANIZATION
IN IDLIB AREA, August 2017
E
S
AZAZ
Turkish-backed rebels
AFRIN
SDF
SDF
HTS LOCAL STRATEGY
Jihad against Western
countries
AL-BAB
Nubl
Turkish border
Border crossing
TURKEY
Bab al-Hawa
HAREM
Darat Izza
Anadan
Haritan
Supply line
ALEPPO
al-Dana
Syrian Army
Kafr Nihal
Salqin
Sarmada
AL-SAFIRAH
Atareb
IDLIB
Darkoush
Target
HTS INTERNATIONAL STRATEGY
Taftanaz
Strong influence of
Ayman al-Zawahiri
Islamic Party of Turkestan
Khirbet al-Joz
IPT children’s training camp
JISR al-SHUGHOUR
Saraqeb
ARIHA
Yamadi
TERRITORIAL CONTROL
Abu Duhur
Khanaser
Town fully controlled
Kansafra
MAARAT AL-NUMAN
al-Ziyarah
Syrian Army
Sinjar
Town partially controlled
HTS base
LATAKIA
Kafr Nabl
Syrian Army
Idlib rebel area
Fundraising in Arab
Gulf countries
Tal Khanzir
International border
Qalaat al-Madiq
Frontline
Khan Sheikhoun
Sarouja
Sectarian line
AL-SUQAYLABIYAH
Souran
BANIYAS
MAHARDAH
Main road
Syrian Army
Province center
Mobilizing cause:
destruction of Israel
District center
HAMA
Islamic State
0
80
10
Town
20 km
FABrICE BAL ANChE
Rajo
N
W
Bab al-Salam
45.
HAYAT TAHRIR AL-SHAM
STRONGHOLDS IN IDLIB
AREA, August 2017
TURKEY
E
AZAZ
S
Marea
AFRIN
Tal Rifaat
AREA CONTROLLED BY
Syrian army
Jandeiris
Kafr Nabl
AL-BAB
Anadan
TURKEY
Darat Izza
Bab al-Hawa
HAREM
HTS and allies
Kuweires
Other rebels
Kafr Ni’al
Sarmada
Salqin
Haritan
ALEPPO
al-Dana
Islamic State
Tadef
PYD (Kurdish)
Atareb
Deir Hafer
AL-SAFIRAH
MAIN ETHNIC GROUP PREWAR
Darkoush
Kasab
Khirbet al-Joz
Yamadi
Taftanaz
al-Fua
IDLIB
Arab Sunni
Kurdish Sunni
Kefraya
Turkmen Sunni
JISR al-SHUGHOUR
Saraqeb
ARIHA
Arab Druze
Khanaser
Abu Duhur
Kinsabba
Arab Alawite
Christian
al-Ziyarah Kansafra
MAARAT AL-NUMAN
Arab Shiites
Senjar
AL-HAFFAH
Kafr Nubul
International border
Province border
LATAKIA
QARDAHA
Tal Khanzir
Qalaat al-Madiq
Border crossing
Khan Sheikhoun
Province center
Suruj
JABLEH
AL-SUQAYLABIYAH
District center
Souran
Town
BANIYAS
MAHARDAH
Main road
Secondary road
HAMA
MASYAF
0
10
20 km
Military airport open
Aleppo urban area
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
81
an army in Aleppo and Kurdish forces in
the Azaz-Jarabulus area, where they had
been integrated into Turkey’s Euphrates
Shield efort. moreover, after the Russian intervention, many small groups
not ailiated with JN put aside their Islamist banners and other trappings and
joined coalitions with nationalist names
such as Jaish al-Nasr (the Army of Victory) and al-Jabha al-Shamiya (the Levant
Front). hey did so not only to receive
U.S. military aid, but also to resist JN’s
hegemonic pressures.
he regime’s December 2016 victory in Aleppo was a fatal blow to the
already weakened moderate opposition,
at least in the sense that they could no
longer claim to represent a viable military or political alternative to Assad.
he outcome strengthened the army by
freeing up large numbers of troops, artillery, and Russian air capabilities, both
to launch other ofensives and to better
protect existing regime zones. It also led
to additional Russian-brokered peace
conferences in Astana, upping the diplomatic pressure on any Idlib rebels who
opposed negotiating under the aegis of
Assad’s military patron in moscow.33 At
the January and may 2017 summits,
Russia and Iran reached ceaseires with
Turkey and select rebel groups, but these
agreements were clearly of the “tactical,
not strategic” variety, allowing the regime to consolidate its territorial gains
and further divide the rebels. moscow in
particular has seemed bent on using the
82
Astana process and its aftermath to present the rebels with a stark choice: assimilation or destruction. hose who choose
the irst option would be integrated into
the Assad regime’s political system and
have the opportunity to proit from the
money and power it has accumulated
during the war. hose who continue
to resist will be destroyed unceremoniously, in a replica of the method Russia
used in Chechnya.
JN has likewise used the Astana process to its advantage. In November 2016,
the group attacked the Idlib-based forces
of factions that sent delegations to the
irst Astana conference, accusing them
of collaborating with Russia—a claim
that was not entirely unfounded given
moscow’s objective of dividing the rebellion. And on January 28, 2017, soon
after the second Astana conference and
the fall of East Aleppo, JN spearheaded
a reorganization of the rebellion in Idlib,
merging with numerous other groups
(e.g., Harakat Nour al-Din al-Zinki,
Jabhat Ansar al-Din, Liwa al-Haqq,
Jaish al-Sunna) to create Hayat Tahrir
al-Sham (the Syrian Liberation movement, or HTS). his move also shook
up Ahrar al-Sham. Although the organization itself did not join HTS, the majority of its ighters did, and its former
leader, Hashem al-Sheikh, was tapped to
lead the new coalition (though JN leader Julani remained in charge of the HTS
military branch, ensuring his continued
de facto control).
Shortly after forming HTS, JN began
to expel certain groups from its alliance
and attack them, sometimes with adverse consequences. For instance, when
it went after former ally Liwa al-Aqsa
(formerly Jund al-Aqsa), various brigades merged with the Ahrar al-Sham
coalition in protest, replacing many of
the ighters Ahrar had lost to HTS. he
two coalitions have since clashed regularly, whether for control of the Bab alHawa crossing or elsewhere
As of August 2017, HTS constituted
the largest rebel group in Idlib province
and Syria as a whole.34 Of the 31,000 or
so HTS combatants across the country,
some two-thirds are situated in the Idlib
area.35 he group often attracts additional recruits following military victories. In particular, more Ahrar al-Sham
brigades joined up after a high-proile
Idlib campaign in July 2017, including
Usud al-Islam (Lions of Islam), based in
the province’s southeast region, Usud
al-maarat (Lions of maarat), based in
maarat al-Numan, and a group in the
small northern town of al-Dana. Further reinforcing HTS in Idlib have been
ighters booted from enclaves retaken by
the army, such as Zabadani, the al-Waar
district of Homs, al-Qabun, Daraya, and
others. Additionally, some 1,500 HTS
ighters and their families may arrive
from the Arsal area of Lebanon, where
Hezbollah and Lebanese forces are conducting a campaign against Sunni jihadists. meanwhile, only one notable group
has defected from HTS so far: Harakat
Nour al-Din al-Zinki, which broke of
to become an independent force in late
July 2017.
HTS Nodes of Control
he group’s luid territorial presence
is not indicative of its predominant
strength in Idlib—HTS relies more on
the potency of its network than on the
accumulation of territory. In July 2017,
it chased rival groups out of Idlib city
and smaller towns such as maarat al-Numan, Saraqeb, and Atareb, all of which
are former FSA strongholds. When occupying such communities, HTS notably practices discretion in order to avoid
antagonizing locals. In the southern and
eastern sections of the province, it has
not moved beyond the regime military
bases it conquered during the war, such
as Abu Duhur. It also retains strongholds near Aleppo (in the northwestern
suburbs), Hama (Khan Sheikhoun),
and Latakia (Jisr al-Shughour), from
which it can probe opportunities for expansion against the regime. Other areas
not populated by Sunni Arabs are more
diicult to control.
In short, HTS does not seek territorial continuity but instead control of strategic points from which it can launch
raids, including against villages such as
Kafr Nabl, an anti-Islamist stronghold.
Having elicited allegiance from local
factions throughout the Idlib area, it can
mobilize thousands of additional com FABrICE BAL ANChE
46. MILITARY SITUATION IN SYRIA AND IRAQ, May 2017
N
W
Tigris River
Euphrates River
TURKEY
E
Kobane
Qamishli
Manbij
Hasaka
S
Afrin
Aleppo
Latakia
Idlib
Hama
CYPRUS
Tartus
Raqqa
Tal Afar
Mosul
Erbil
Sinjar
KDP
al-Tabqa
SYRIA
Kirkuk
Deir al-Zour
Sulaymaniyah
IRAN
PUK
Homs
Palmyra
LEBANON
Ramadi
Damascus
Mediterranean Sea
Baghdad
Golan
Heights
Karbala
IRAQ
Najaf
ISRAEL
Amara
JORDAN
Basra
SAUDI ARABIA
EGYPT
Persian Gulf
KUWAIT
AREAS OF CONTROL IN SYRIA
AREAS OF CONTROL IN IRAQ
Syrian army and militias
Other rebels
Iraqi army and militias
Islamic State
SDF (Kurdish)
Islamic State
KRG (KDP and PUK)
PKK
batants, as in the spring 2017 ofensive
against army forces in Hama.
he main HTS stronghold encompasses the border area with Turkey
from Jisr al-Shughour to Bab al-Hawa.
A lone weak point can be found in the
Turkmen-inhabited countryside north
of Latakia, a small Turkish protectorate that includes the Yamadi border
crossing. Controlling the border is
fundamental to the group’s assertion of
dominance over Idlib province, since
it gives HTS a monopoly over the
transit of humanitarian aid. Various
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
200 km
0
PKK-KDP
groups engage in trade with regimeheld areas, but essential humanitarian aid comes almost exclusively from
Turkey. moreover, if other factions
lose access to weapons from Turkey,
they may cross over to the regime side
to avoid destruction.
Major city
Locality
ThE ISLAMIC STATE
Despite its ideological proximity to JN
and other Islamist rebel groups, IS deserves a separate section because of its
organizational originality and relative
isolation. Unlike JN, IS was able to build
83
a uniied territory in eastern Syria that
extended up to 90,000 square kilometers at its height in may 2015, after the
capture of Palmyra. Combined with its
conquests in Iraq, the group reigned over
some 240,000 square kilometers, equivalent in size to the United Kingdom.
his points to a fundamental strategic diference in how IS and al-Qaeda
have approached the acquisition of territory—and, by extension, how they prioritize sectarian issues. he jihadis who
formed IS generally believed in securing
a large territory irst and then building
international terrorist networks. his
strategy emerged after bin Laden’s death
and the dislocation of al-Qaeda’s network. Abu musab al-Zarqawi advocated
it a decade ago when he headed the IS
predecessor group al-Qaeda in Iraq, and
it was likewise embraced by his disciple
Abu Bakr al-Baghdadi, the self-proclaimed IS “caliph” who broke of relations with bin Laden’s successor Zawahiri. he strategy consists of taking root
in a given area by joining whatever ight
the local Sunni population is waging,
rather than (or, in the case of IS, before)
undertaking spectacular terrorist attacks
against international interests. Zarqawi
supporters led by Baghdadi followed
that approach in proclaiming the irst
“Islamic State” in Iraq in 2006. American troops were certainly one of their
targets at the time, but their main enemies were Iraqi Shia and Kurds, based
on the view that conlicts between local
84
communities outweighed the goals of
universal jihad and destruction of Israel.
As al-Qaeda’s chief ideologist, Zawahiri
encouraged these more universal goals
and criticized Baghdadi’s approach, arguing that it would lead to itna taiiyya
(communal strife) with local Shia and
distract Sunni Arabs from their supreme
objectives. Both men had made clear
that Shia were heretics who must be
eradicated, but Zawahiri implied that
their turn would come later, once more
important goals were achieved.36
Nevertheless, when Baghdadi ordered the creation of a Syrian cell in
2011 with al-Qaeda’s blessing, his group
had already established solid support
bases in Iraq’s Sunni provinces of mosul and Anbar, both of which provided
a steady stream of ighters and inancial resources. It had also set up its own
tax system parallel to that of the Iraqi
state. Local Sunni Arab residents felt
marginalized by Baghdad and were still
unhappy about the Shia community’s
rise to power in 2003. Kurdish pressure
on mosul, Kirkuk, and other disputed
areas was a cause for concern as well.
Although U.S. general David Petraeus
had seemingly engineered the defeat of
al-Qaeda in Iraq years earlier, this was a
fragile victory that depended on maintaining the balance of power between
the Shia-dominated central government
and the northern Sunni Arab tribes who
had greatly facilitated the counterinsurgency. When the last main contingent of
American troops left Iraq at the end of
2011, Prime minister Nouri al-maliki
began actively marginalizing Sunni Arabs, and this trend was reinforced by a
Shia nation-building process.
IS Blossoms in
the Euphrates Valley
In summer 2011, ighters who would
eventually form JN began iniltrating
eastern Syria, spurring Assad to deploy
army units to Deir al-Zour province.
Some of these ighters were Syrians who
had gone to ight in Iraq after 2003 and
were technically prohibited from returning home. When JN was formally established in early 2012, it was widely regarded as just one of many rebel groups
that were proliferating as the opposition
became increasingly militarized. Even as
late as November 2012, the mainstream
Syrian opposition protested when the
United States designated JN as a terrorist group,37 while French foreign minister Laurent Fabius criticized the decision because JN was “doing a good job
on the ground.”38
JN and proto-IS were a single outit until April 2013, when Julani, JN’s
Syrian leader, had a falling out with
Baghdadi, who hailed from Iraq. Various factors spurred the clash, including
strategic divergence and inlated egos.
he group’s Syrian members were apparently unhappy about being led by foreign ighters and wanted to command
a movement that was ighting on their
own soil. Yet Baghdadi argued that there
was no longer any diference between
Syria and Iraq; to prove his point, he
declared that the groups were merging
under a new title, the Islamic State of
Iraq and al-Sham, invoking the ancient
name for the territory occupied by modern Syria (the group would later shorten
its name to just “the Islamic State,” reinforcing its desire to erase existing national boundaries). Julani rejected the
move, so he and his supporters retained
the name JN and the oath of allegiance
to al-Qaeda.
It was not an easy divorce because
the two groups were deeply mixed in
the provinces of Idlib, Aleppo, Raqqa,
and Deir al-Zour. Unlike JN, however,
IS did not have a signiicant presence
in Damascus or Deraa province. And
in winter 2013–2014, JN teamed with
Ahrar al-Sham’s coalition, the Islamic
Front, to try kicking IS out of Syria.39 As
mentioned previously, they succeeded in
chasing Baghdadi’s group out of Idlib
and western Aleppo, but IS eliminated
JN and other factions from Raqqa and
Deir al-Zour, eventually taking over the
entire Euphrates Valley and establishing
Raqqa as its capital.
With a third of their population illiterate, a birthrate of eight children per
woman, and over 50% of their workforce tied to agriculture before the war,
the provinces of Raqqa and Deir al-Zour
sufer from low levels of development.40
he Baath regime failed to dissolve the
FABrICE BAL ANChE
tribal system there, but it successfully
manipulated local clans to its own ends
by exploiting their reliance on patronage, including selectively distributed
farmland and new irrigation programs
that were highly coveted in this arid region (though threats of course played a
role in their capitulation as well). From
1970 to 1990, the construction of alhawra Dam on the Euphrates and
the creation of a vast irrigation system
designed to develop eastern Syria absorbed nearly 20% of the national budget.41 Yet this development push was
designed as a political strategy rather
than an end in itself—once the regime
had suiciently bought the loyalty of
local residents, it cut much of the funding required to maintain and extend the
irrigation program, leading to rampant
water shortages and waste. his environment of high population growth,
economic unrest, underdeveloped infrastructure, and archaic social patterns
was particularly favorable to IS, which
quickly eliminated local regime forces
and secular opponents in the area, then
imposed “authentic” Salaism on the
largely Sunni Arab population.
In fact, the traditional way of life
practiced in much of Raqqa and Deir alZour before the war was not far removed
from that preached by IS. he population already adhered to a particularly
strict form of Islamic law, respecting the
tenets of sharia more than the regime’s
secular courts. Establishing Islamic
courts was the group’s best means of seducing the people, particularly the lower
classes, many of whom believed (at least
at irst) that they could regain some of
their dignity after years under a Baath
legal system that tended to victimize or
ignore them. According to anecdotal
accounts from Syrian refugees, court
justice in IS-held territory was faster at
irst, rulings were executed immediately,
and crime rates dropped noticeably,42
though any such improvements began
to fade away quickly as corruption set
in under IS rule.43 In any case, security
is the primary demand of residents aflicted by years of ighting, and many of
them do not care who provides it.
IS was also careful to provide food to
the population. Upon taking over the
east, its irst actions included emptying
the state’s grain silos, supplying bakeries,
and compelling them to provide bread
at modest prices; at one point bread cost
less in Raqqa than anywhere else in Syria. Water was given freely to farmers on
irrigated land, unlike the prewar years
when drought, incomplete irrigation
reform, and discriminatory economic
liberalization hit agricultural areas hard.
Over a two-decade period of instability, villages in northeast Syria expanded
with no accompanying increase in public services or employment, while water
scarcity and price increases prompted
thousands of peasant farmers to leave
their lands with no hope of inding work
in the boomtowns.44
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Paradoxically, this area is Syria’s main
oil-producing region, but much like the
Kurds in Hasaka province, residents of
Raqqa and Deir al-Zour were immensely
frustrated by the regime’s practice of taking local oil wealth without reinvesting
it in local development. During the war,
petrol sales have played a major role in
the Islamic State’s inancial autonomy
in the northeast. To be sure, IS received
and redistributed signiicant funds from
private donors and, at times, foreign governments, but the group did not want to
become dependent on external resources,
so it also taxed the movement of goods
and coniscated the property of displaced
populations.45 By spring 2015, Euphrates Valley oil wells between Deir al-Zour
and Abu Kamal were providing it with
an estimated $1–2 million in revenue per
day.46 Crude and semi-reined oil from
these wells was traded illegally to neighboring countries and even Syrian government territory, but local consumption
generated the most revenue for IS. he
group sold crude to small reineries that
provided petrol to the roughly 2 million
Syrians and 6 million Iraqis living in IS
territory, who then used the fuel for vehicles, irrigation pumps, and generators.
Yet Syrian oil production has steadily
collapsed during the war, falling from
380,000 barrels per day in 2011 to less
than 50,000 in 2014, and to nearly
nothing outside Rojava by 2017.47 he
international coalition against IS has
bombed oil-well facilities and local re-
ineries, reducing production to an unknown extent. here are no wells burning, so airstrikes have seemingly avoided
targeting the wells themselves, hitting
adjacent facilities instead. moreover, the
reineries in IS territory are small and
easy to rebuild; they are not comparable with Syria’s only oicial reineries in
Baniyas and Homs, so IS or other actors could theoretically get them operational again if airstrikes are halted. Yet
the group’s main source of income was
not oil, but taxation on local trade and
plundering of local resources, particularly the property of expelled residents.48
Such resources allowed IS to distribute
bread and fuel to the people and pay
high salaries to its ighters; as this economic largesse has dried up, so too has
the group’s popular support.
Assad and IS:
Mutual Avoidance
he Islamic State’s number one priority in Syria was to absorb Sunni Arab
communities and rebel factions while
creating a caliphate, not to topple the
Assad regime. herefore, the group
initially refrained from ighting the
Syrian army. he situation changed in
July 2014, however, when the regime’s
air force launched signiicant bombing
runs against IS forces for the irst time.
hat shift, coupled with the group’s
elimination or conversion of all other
insurgent factions in the Euphrates Valley, apparently spurred a series of IS at 85
tacks against Assad’s military bases in
Deir al-Zour and Raqqa. his included
al-hawra air base, where the group’s
quick success and brutal tactics traumatized the army—a day after state
television had announced that the base
was impregnable, IS ighters conducted
suicide attacks to breach its heavy defenses and executed 150 soldiers after
the battle.
Previously, mutual avoidance between the regime and IS had led opposition leaders to accuse Assad of creating
the jihadist group to divide and discredit
the uprising. As proof of their claims,
they cited the fact that the founders of
IS had been released from Syrian prisons
in 2011. he regime’s security services
did in fact release known jihadists, and
they undoubtedly believed that doing so
would divide the opposition and scare
of its Western supporters by accelerating the rebellion’s incipient radicalization. Yet most of these freed jihadists
joined anti-Assad groups such as Ahrar
al-Sham, not IS, and the regime certainly did not manufacture the jihadist
movement or ship in the many foreign
ighters that make up its ranks. Assad
might have underestimated these operatives’ capabilities, but that does not
necessarily mean he should be held accountable for their subsequent actions.49
Put another way, was King Abdullah II
of Jordan aware of what he was doing
when he released Abu musab al-Zarqawi
during a general amnesty in 1999?
86
47. ENERGY PRODUCTION IN SYRIA
N
W
Tigris River
TURKEY
E
Euphrates River
SUWAYDA OIL FIELD
S
Khabur
Tishrin
Suwayda
Hasaka
Aleppo
Mediterranean Sea
Thawra
SHADADI OIL FIELD
Raqqa
Thawra
Latakia
Banias
Baath
RASAFA OIL FIELD
Deir al-Zour
Maharda
Hama
OMAR OIL FIELD
SHAER GAS FIELD
Bassel al-Assad
Homs
Palmyra
LEBANON
Damascus
ISRAEL
Golan
Heights
IRAQ
Tishrin
Deir Ali
JORDAN
0
100 km
DATA FROM INTERNATIONAL ENERGY AGENCY, DECEMBER 2016
Oil field
Oil pipeline
Hydroelectric power plant
Prospective thermal power plant
Gas field
Gas pipeline
Thermal power plant
Oil terminal
FABrICE BAL ANChE
In any case, the regime has had ample
strategic reasons to avoid attacking IS as
much as other groups during the war.
First, IS forces are largely unable or unwilling to threaten the regime’s frontline
between Latakia, Homs, Damascus, and
Jordan; most direct clashes between the
two have been limited to Deir al-Zour
and Hasaka. In some areas, the steppe
acts as a natural bufer between them.
Second, IS has served a powerful motivation for hesitant or even hostile minority communities to join the regime’s
forces, which they regard as the lesser of
two evils. For example, when IS began
threatening the Ismaili city of Salamiya
east of Hama in spring 2014, the people
petitioned Damascus for protection—
despite their longstanding enmity toward the regime, their participation in
anti-Assad riots since 2011, and their
general refusal to enter military service.
Assad replied that he would not help
them unless they convinced the more
than 20,000 local youths who had been
dodging conscription to join the army
or National Defense Forces militia. hey
agreed, and Ismaili conscripts were soon
trained and equipped to protect the city.
he same scenario has been repeated in
other locations threatened by jihadis.
Even so, Assad has targeted IS whenever it threatens the western regime zone.
In winter 2014–2015, IS began iniltrating the Damascus and Qalamoun region
and demanding allegiance from local
rebels. It also established networks in the
south, convincing the Yarmouk martyrs
Brigade to join it in spring 2014. It had
bases north of Jabal al-Druze as well, at
least until rebels seized Hawsh Hammad
and remaining IS positions in the Leja
area in march 2017. In addition, Palmyra has fallen into and out of the group’s
hands over the past two years, usually
depending on the army’s ability to divert
troops from other lashpoints. IS forces
captured the city in may 2015 to open
the way to Damascus. he Russian intervention later that year and the entry of
Iranian-led Shia militia reinforcements
prevented the group from expanding
past Palmyra and forced it to withdraw
in march 2016. IS then retook the city
that November when Assad’s forces were
concentrating on Aleppo, but the regime pushed the group out again after
winning that battle. Today, IS seems to
be preparing refuges for its operatives
throughout Syria so that it can continue to launch raids and terrorist attacks if the remaining “caliphate” in the
east crumbles.
Cleansing Kurds, Shia,
and Christians
As part of the group’s strategy of taking up local causes in order to enlist local support, IS forces in northeast Syria
have sought to exploit a development
that local Sunni Arabs regard as their
greatest threat: the prospect of living
under Kurdish control. Sunni Arabs
tend to regard the wartime reversal of
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
power in the area as unacceptable given
their years of ruling over the Kurds. IS
has therefore subjected Kurds in the Euphrates Valley and elsewhere to ethnic
cleansing (e.g., in Tal Abyad in 2013).
It does not matter that these Kurds are
Sunni muslims—the group does not
consider their form of Islam sincere,
and the secular ideology of the main
Kurdish powerbroker, the Democratic
Union Party (PYD), is tantamount to
apostasy for jihadis.
Similarly, IS regards Syrian Shia as
heretics and aims to eliminate them.
his goal its with the general discontent
that Syria’s Sunni majority feels toward
decades of regime-sponsored Alawite
domination, especially given the afinities between Shia and Alawi Islam.
As described in chapter 1, Iranian missionaries fostered conversions in parts
of the Euphrates Valley long before the
war—some former Sunni communities
became Shia, new Shia mosques sprung
up in various towns, and a major Shia
shrine was constructed in Raqqa. Once
the area became oicial IS territory,
however, the group massacred those Shia
who had not already led, as seen in Hatlah village in June 2013.
IS has targeted Christians in the Euphrates region as well. Raqqa, al-hawra,
and Deir al-Zour have long been home
to Christian communities, notably descendants of survivors from the 1915
Armenian genocide. In Deir al-Zour,
IS destroyed the Armenian memorial
complex and all Christian churches. he
church in Raqqa was closed, and the
few remaining Christian families were
banned from practicing their faith. By
this point, most Christians have seemingly led IS-held territory because their
safety may come under threat at any
time (e.g., Christian Assyrians in the
Khabur Valley have been subjected to
murderous raids and kidnappings50).
Turning the Tribes Against IS
As in Iraq, IS forces in Syria are made
up of local ighters primarily recruited
from lower-class Sunni Arab youths
who dream of reversing the traditional
tribal power structure for their own
beneit. Yet the group has sought to
iniltrate traditional tribal structures
rather than overturn them completely,
for instance by asking chiefs to marry
their daughters to high-ranking IS oficers and send their sons to ight the
group’s battles. As a result, tribes in eastern Syria have been driven in diferent
directions by the Assad regime, outside
actors, and their own self-interest. Untangling this complex web as part of a
campaign to drive IS out of the Euphrates Valley will be diicult, potentially
hindering any efort to pursue a counterinsurgency strategy based on Sunni
Arab tribes, as General Petraeus did in
Iraq a decade ago.51
In June 2016, Kurdish and Arab
ighters from the Syrian Democratic
Forces began a long southward cam 87
Tigris River
al-Malikiyah
Amuda
Qamishli
Peshkhabur
TURKEY
Kobane
Jarabulus
To Dohuk
Ras al-Ain
Tay
Rmelan
U.S. military facilities
Tal Abyad
Manbij
Adwan
Tal Tamer
Balikh River
Tishrin Dam
Fadan
al-Yarubiya
To Mosul
AREA CONTROLLED BY
Jabbour
al-Hawl
To Aleppo
48.
ARAB TRIBES AND MILITARY
SITUATION IN NORTHEAST SYRIA,
April 2016
Syrian Army
Sinjar Mountain
Islamic State
HASAKA
Khabur River
To Mosul
Other rebels
To Aleppo
RAQQA
Walda
Shammar
Afadla
Sabkha
Thawra Dam
Quayar
PYD
MAIN ETHNIC GROUP
al-Tabqa
Arab Sunni
Baggara
Kurdish Sunni
al-Washeb
Christian minority
Fadan
DEIR AL-ZOUR
Sbaa
To Salamiya
Haddadin
IRAQ
Sbaa
Mawali
Secondary road
Military airport open
Military airport closed
Bridge open
Bridge destroyed
International border
Province border
RAQQA Province center
Manbij District center
20,000
100,000
HOMS
al-Shour
Fawaira
POPULATION
Ougaidat
Euphrates River
Bani
Khalid
To Homs
Tribe territory
Mayadin
Jabal Abu Rujmayn
Tribe name
Main road
300,000
Palmyra
Palmyra Russian
military access
Abu Kamal
Ruwala
N
To Baghdad
W
E
S
To Damascus
88
FABrICE BAL ANChE
paign to take Raqqa, launching attacks
against IS positions in the Balikh Valley.
Within a year, the SDF had surrounded
the IS stronghold. Yet if the inal push
to break the group’s inluence over the
area is to succeed, the players involved
will need a thorough understanding of
the evolving role that Sunni Arab tribes
have played there, irst under the Assad
regime and then under IS.
In Syria as in other countries, a tribe
(qabila) is an ancestral network comprising anywhere from a few thousand
to tens of thousands of members, subdivided into clans (ashayra). Although
clans generally compete for control of
their tribe, they show solidarity in the
face of outside danger.
During the Ottoman period, some
tribal federations (e.g., the Shammar)
were powerful enough to avoid paying
imperial taxes, earning them the moniker “noble” tribes. hose who did pay
were regarded as “common” tribes in
the Bedouin hierarchy. many common
tribesmen still harbor animosity against
their “noble” counterparts after being
dominated by them for centuries.
While the noble tribes have retained
their transnational nature (which includes strong patronage ties with Saudi
Arabia), the common tribes are more
rooted in the Syrian state and have largely
abandoned their nomadic lifestyle. hese
diferences shaped their responses to the
2011 uprising. When anti-regime protests irst broke out, Sunni Arab tribes
with Saudi links took part, which explains why Deir al-Zour province rapidly
shifted toward the opposition. Raqqa
province remained loyal for longer because common tribes are more numerous
there and had beneited from decades of
Baath agrarian reform and development
projects. Yet these projects allowed the regime to rent—not buy—the local tribes.
Although the Raqqa region was loyal to
Assad until as late as 2013, more recent
agrarian policy failures and the inlux of
money from Gulf countries ultimately
pushed most Sunni Arab tribal leaders
toward the opposition. Some sheikhs
remained loyal and led to Damascus,
however, where they enjoy protection because Assad hopes they will be useful if
his forces retake the Euphrates Valley.
he regime also employed military
means to coopt tribes. he army began
recruiting heavily in the area during
the 1980s, and many residents came to
view military service as a social elevator.
hat same decade, Haiz al-Assad used
the Haddadin tribe to quash the Sunni
Arab revolt in Hama. Today, the Haddadin are helping his son ight rebel forces
and protect the Aleppo supply road east
of Hama, while prominent sheikh Fahd
Jassem al-Freij serves as Bashar’s defense
minister. Similarly, the younger Assad
did not hesitate to distribute weapons to
Arab tribes in Jazira when facing a Kurdish revolt in 2004. hese tribes—the
Jabbour, Adwan, Tay, and Ougaidat—
are still ighting alongside him today
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
because they fear their enemies will take
revenge if he loses power. his explains
why the army has been able to control
a pocket in the middle of Kurdish territory south of Qamishli.
For its part, IS quickly integrated
Sunni Arab tribes into its own system
after establishing itself in eastern Syria.52
Local sheikhs were asked to pledge allegiance to the supposed “caliph”; those
who complied were given oil wells, land,
and other beneits, while those who resisted were attacked (e.g., IS killed 700
members of the Sheitat tribe in August
2014). Like the Baath regime before it,
IS sought to create its own social base
out of the traditional tribal hierarchy,
and not just through the intermarrying mentioned above. If an elder sheikh
was hesitant to cooperate, the group
promoted a younger son or a secondary
clan within his tribe. Indeed, the group
mainly targeted adolescents, drawing
them into camps for ideological indoctrination and military training. housands of young men have been radicalized and detribalized during the war,
which will raise a serious rehabilitation
problem once IS has been defeated.
he group also used conlicts between
tribes to impose its power. In Jarabulus,
it supported the Tay against the Jais,
forcing the latter to leave the city and
seek refuge in Turkey. It is unclear what
relationship the attackers had with the
main Tay tribal stronghold on Syria’s far
northeast border, though the war has at
times spurred groups of tribesmen to
leave their traditional territory. In August
2013, IS helped the Arab tribes of Tal
Abyad defeat local Kurdish forces, expel
Kurdish civilians from the district, destroy their villages, and redistribute their
land to Arabs. Author interviews with
local observers conirmed the group’s
objective in such cases: to play on Sunni
Arab fears of Kurdish irredentism.
Going forward, even if all of the minority sectarian forces and foreign powers involved in the war make IS their
main target, they will still need the local Sunni Arab population to reject
the group if they hope to fully defeat
it. Existing factors will help in this regard, such as local economic deterioration, the group’s heavy repression, and
its gradual loss of legitimacy. Rallying
the sheikhs will also require giving them
money, political positions, and judicial
immunity to replace what they received
from IS. hey may be turned more readily given the group’s declining fortunes.
he price controls in IS territory are no
longer curbing inlation, especially as agricultural production decreases—a function of scarce fertilizers and pesticides,
heavier taxation on farmers to compensate for decreasing oil revenue, and an
irrigation system beset by infrastructure
damage and mismanagement. Farmers
in irrigated areas are subject to the same
unpopular constraints they faced under
Assad, but with less income.
meanwhile, the myth of an IS 89
imposed Islamic order that provides
justice to all of the faithful has faded.
Recent interviews with refugees from
Deir al-Zour and Raqqa provinces indicate that IS courts are just as corrupt
as Assad’s, with the group’s members
and their families receiving preferential
treatment despite the occasional token
execution of corrupt IS ighters. Conscription and enlistment of adolescents
has provoked protests (e.g., in manbij
in November 2015), spurring IS to increase repression to keep the population
in check.
Given their growing desire for revenge (intiqaam) and their traditional
tendency to preserve tribal interests
above all else, many individual Sunni
Arabs and even entire clans are ready
to help the SDF or Syrian army ight
IS. For example, 200 members of the
Sheitat tribe joined the army in Deir
al-Zour after the 2014 massacre. Tribal
collaboration also helped the regime retake Palmyra in march 2016, and tribal
defections around Deir al-Zour and
manbij multiplied as the army and SDF
approached Raqqa.
hus far, the United States has been
backing the SDF via the Kurdish faction
that leads it, the PYD. Such assistance—
particularly the promise of air support
and better weapons—is essential for encouraging tribes to join the anti-IS coalition. Arab tribes from the Fadan federation have already joined PYD forces in
Raqqa province, while several Shammar
90
tribes in Hasaka province helped Kurdish units capture al-Hawl and al-Shadadi from IS in winter 2015. Despite the
sharp sectarian divisions in other parts
of the northeast, these tribes have always had good relations with the Kurds;
for example, they refused to help Assad
repress the Kurdish uprising of 2004.
Yet they are relying on Washington to
moderate the PYD’s hegemonic tendencies and ensure their own share of power
once IS leaves.
he same process of integrating Arab
tribes into the SDF has been taking
place in northern Raqqa province, but
with many more obstacles. Some tribes
remained iercely on the Islamic State’s
side and still refuse to integrate into the
SDF53 (e.g., the Afadla and Sabkha),
while those who have been expelled
from their lands by IS-backed tribes are
not ready for quick reconciliation (e.g.,
the Jais and Sheitat). he level of violence has been so high since 2011 that
traditional tribal measures for regulating
it are no longer adequate—several clans
and tribes will be forced to lee to avoid
collective vengeance, such as the Tay in
Jarabulus and the Sbaa in Sukhna (who
originally helped IS capture Palmyra).
FrOM FrACTurE
TO FAILurE
Today, the territory of the Sunni Arab
rebellion is more divided than ever,
much like the rebellion itself. All at-
tempts to unify it have failed, whether
by military or civilian groups. As early
as 2012, local opposition committees
tried to federate at the regional level and
thus establish a nationwide organization, but this efort collapsed completely. he Syrian Interim Government set
up in Gaziantep, Turkey, in early 2014
likewise aimed to bring the local committees together and build an administration for “liberated Syria,” but it failed
as well, despite inancial support from
Qatar. Powerful local authorities with
their own discrete interests were the
main factor in blocking the construction of a civil administration capable of
unifying rebel territories, but resistance
from individual rebel groups and destabilizing actions by the Assad regime also
played a role.
Since the Russian intervention and
the reconquest of Aleppo, a number of
isolated Sunni Arab areas where pro-rebel sentiment was strong have returned
to the regime’s fold, such as Daraya,
Qudsaya, and Wadi Barada. In some of
these cases (like Qudsaya) they did so
voluntarily—but only after witnessing
the widespread destruction and depopulation of towns that fought to the bitter
end (like Daraya). Assad’s attempts to
regain control will be even more diicult in Sunni Arab regions where rebels
hold larger swaths of territory, as in Idlib
province. To win over villages there, the
regime will need to await (or actively
sow) internal divisions between rebel
groups and communities, as happened
in East Ghouta. In the south, Assad
has established a stalemate with the
regional rebel coalition, the Southern
Front, which is disorganized, fractious,
and likely unable to mobilize further
large-scale ofensives. He may ultimately
decide to regain inluence there by negotiation rather than conquest, even if
that means empowering a small local
warlord. Indeed, this template could
probably be applied throughout much
of Syria—Assad and his allies seem to
believe that they have already come out
on top because they can now negotiate
peace individually with many of the remaining Sunni rebel groups. As for the
two factions that would never surrender,
JN and IS, the regime is capable of destroying them with continued outside
help and seems bent on doing just that.
Western actors looking to continue
their intervention in Syria face similar
complications in wooing local actors
to their side, whether they limit their
objectives to destroying IS or not. In
general, any such eforts will necessitate some degree of involvement in local ethnic, religious, and tribal conlicts.
In the north, for example, the Kurds are
hardly ready to abandon their dream of
uniting their three border cantons. Arab
and Turkmen populations in these areas
may therefore face a choice: accept their
new minority status or leave the north.
Convincing any of these parties to continue ighting IS post-Raqqa will require
FABrICE BAL ANChE
acknowledgment of their local concerns,
and even that may not be enough. Kurdish forces have little desire to advance
much farther outside of Rojava, and no
“moderate” Sunni Arab rebel partners
exist outside the SDF, which remains
under the YPG’s grip.
he long-running battle for Deir alZour province is a good illustration of
the Sunni Arab rebellion’s overall weakness, whether one looks at its numbers,
popular appeal, or military efectiveness.
U.S.-backed Arab rebel groups—namely, Usud al-Sharqiya (Lions of the East),
Jaish maghaweer al-hawra (Rebel Commando Army), and Liwa Tahrir Deir
al-Zour (Deir al-Zour Liberation Brigade)—number 2,000 ighters at most,54
so they clearly cannot defeat thousands
of the most seasoned IS soldiers even if
they were suiciently motivated to do
so.55 heir June 2016 attempt to take
Abu Kamal by air failed miserably when
local tribes, fearing IS, did not carry out
their expected revolt.56 Similarly, their
spring 2017 ground advance from alTanf toward Abu Kamal was halted by a
lash Shia militia ofensive.
U.S. commanders have indicated a
desire to transfer Arab rebels to al-Shadadi, where they could be integrated
into the SDF ahead of launching an offensive in Deir al-Zour province from
the north. Yet some of these ighters
would likely defect to the regime instead
of traveling to al-Shadadi.57 Besides, the
PYD commanders who control the SDF
refuse to support an ofensive headed by
Liwa Tahrir Deir al-Zour, instead backing Quwat al-Sanadid (Sanadid Forces),
a militia led by Shammar tribesman
and close Kurdish ally Hamidi Daham
al-Hadi. Without PYD collaboration,
a U.S.-backed Sunni Arab force would
struggle to challenge IS. Past attempts
along those lines have ended in bitter failure, leading the United States
to abandon training programs for such
groups in order to concentrate its resources on the SDF.
he PYD’s hesitance to bless an independent Arab force in northeastern
Syria is partly rooted in its fears of a
future competitor emerging once the Islamic State is defeated. he Kurds want
to remain the only U.S. partner in the
area, even if that means subordinating local Arab tribes. Such reasoning
helps explain the PYD’s deployment
against Raqqa, an almost wholly Arab
city that could never be integrated into
Rojava. Now that Raqqa is liberated,
the Kurds realize that they may become
a dispensable U.S. ally, so their calculations regarding Arab rebel groups could
shift accordingly.
Islamic Front] and Ahrar al-Sham have
had an excellent working relationship
with al-Qa`ida factions such as Jabhat
al-Nusra, and regularly praise their
contributions on the battlefield.” See
“The Non-State Militant Landscape in
Syria,” CTC Sentinel, August 27, 2013,
https://www.ctc.usma.edu/posts/thenon-state-militant-landscape-in-syria.
3.
Charles Lister, The Syrian Jihad: AlQaeda, the Islamic State, and the Evolution of an Insurgency (London: C.
Hurst, 2015).
4.
Aron Lund, “Syria’s Salafi Insurgents:
The Rise of the Syrian Islamic Front,”
Swedish Institute of International
Affairs, March 2013, www.ui.se/globalassets/ui.se-eng/publications/ui-publications/syrias-salafi-insurgents-therise-of-the-syrian-islamic-front-min.pdf.
5.
2.
Aron Lund, “Who Are the Soldiers of the
Islamic State?” Carnegie Middle East
Center, October 24, 2014, http://carnegie-mec.org/diwan/57021?lang=en.
According to Aron Lund, “The [Syrian
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
11. Cafarella and Casagrande, “Syrian
Armed Opposition Powerbrokers,”
http://www.understandingwar.org/report/syrian-armed-opposition-powerbrokers-0.
12. Aron Lund, “Does the ‘Southern Front’
Exist?” Carnegie Middle East Center,
March 21, 2014, http://carnegie-mec.
org/diwan/55054
13. Cafarella and Casagrande, http://www.
understandingwar.org/report/syrian-armed-opposition-powerbrokers-0.
14. Ibid.
6.
Aron Lund, “After Zahran: Rising Tension in the East Ghouta,” Carnegie
Middle East Center, April 19, 2016,
http://carnegie-mec.org/diwan/63376.
15. For example, see quotes from Thomas Pierret in Helene Sallon, “En
Syrie, la ‘deuxième révolution‘ des
insurgés” [In Syria, the ‘second revolution’ of the insurgents], Le Monde,
January 2014, http://www.lemonde.fr/
proche-orient/article/2014/01/10/ladeuxieme-revolution-des-insurges-syriens_4345623_3218.html.
7.
Saleem al-Omar, “Islamist Groups
Ahrar al-Sham and Jund al-Aqsa Go
to War,” Atlantic Council, October
13, 2016, http://www.atlanticcouncil.
org/blogs/syriasource/islamist-groupsahrar-al-sham-and-jund-al-aqsa-go-towar.
16. Jean-Pierre Filiu, “La Syrie, ‘destination de rêve’ pour djihadistes Français”
[Syria, a ‘dream destination’ for French
jihadists], Souria Houria, April, 8, 2014.
https://souriahouria.com/la-syrie-destination-de-reve-pour-djihadistes-francais-par-jean-pierre-filiu/.
8.
Aron Lund, “The Free Syrian Army
Doesn’t Exist,” Syria Comment, March
16, 2013, http://www.joshualandis.
com/blog/the-free-syrian-army-doesntexist/.
17. “Syria: How a new rebel unity is making headway against the regime,”
BBC News, May 1, 2015, http://
www.bbc.com/news/world-middleeast-32540436.
9.
Thanassis Cambanis, “The Syrian Revolution Against al Qaeda,” Foreign Policy, March 29, 2016, http://foreignpolicy.
com/2016/03/29/the-syrian-revolution-
18. See “[FULL] Interview Al Jazeera with Syaikh Abu Muhammad al
Jaulani (27 Mei 2015),” YouTube
https://www.youtube.com/
video,
NOTES
1.
Jennifer Cafarella and Genevieve
Casagrande, “Syrian Armed Opposition Powerbrokers,” Institute for the
Study of War, March 2016, http://www.
understandingwar.org/report/syrian-armed-opposition-powerbrokers-0.
against-al-qaeda-jabhat-al-nusra-fsa/.
10. Mariam Karouny, “Al Qaeda group
seizes bastion of Western-backed
rebels in Syria’s Idlib region,” Reuters,
November 1, 2014, http://www.reuters.
com/article/us-syria-crisis-nusra-idUSKBN0IL2QT20141101.
91
watch?v=1EVaBgSAJ3o.
19. Thomas Joscelyn, “Leaked audio
features Al Nusrah Front emir discussing creation of an Islamic emirate,” FDD’s Long War Journal, July
12, 2014, http://www.longwarjournal.
org/archives/2014/07/leaked_audio_
of_al.php.
20. Aymenn Jawad Al-Tamimi, “The Massacre of Druze Villagers in Qalb Lawza,
Idlib Province,” Syria Comment, June
15, 2015, http://www.joshualandis.com/
blog/the-massacre-of-druze-villagersin-qalb-lawza-idlib-province/.
21. Marie Kostrz, “Idleb sous la férule de
Jabhat Al-Nusra” [Idlib under the rule
of Jabhat al-Nusra], Orient XXI, February 15, 2016, http://orientxxi.info/
magazine/idleb-sous-la-ferule-de-jabhat-al-Nusra,1202.
22. “Control of Terrain in Syria: September 14, 2015,” Institute for the Study
of War, http://www.understandingwar.
org/map/control-terrain-syria-september-14-2015.
23. Richard Spencer, “Al-Qaeda’s Syrian
branch seize citizen journalists,” Telegraph, January 10, 2016, http://www.
telegraph.co.uk/news/worldnews/
middleeast/syria/12091812/Al-Qaedas-Syrian-branch-seize-citizen-journalists.html. See also the February 2016
interview with Fares by “100eyes,”
available at https://www.youtube.com/
watch?v=l0Co90T7uzs.
24. For example, see the Facebook
group “Lovers of Rebels Kafr Nabl,”
https://www.facebook.com/groups/
309240689152345.
25. Thomas Joscelyn, “Analysis: Al Nusrah
Front rebrands itself as Jabhat Fath Al
Sham,” FDD’s Long War Journal, July
28, 2016, http://www.defenddemocracy.org/media-hit/thomas-joscelyn-analysis-al-nusrah-front-rebrands-itself-asjabhat-fath-al-sham/.
92
26. Charles Lister, “The Dawn of Mass Jihad: Success in Syria Fuels al-Qa’ida’s
Evolution,” CTC Sentinel, September
7, 2016, https://ctc.usma.edu/posts/
the-dawn-of-mass-jihad-success-in-syria-fuels-al-qaidas-evolution.
27. “Conférence d’Astana sur la Syrie: pas
de percée mais un ‘optimisme prudent’” [Astana conference on Syria:
no major progress, but cautious optimism], France 24, January 23, 2017,
http://www.france24.com/fr/20170123conference-astana-texte-commun-optimisme-rebelles-syrie-syriens-bacharassad-russie.
28. Thomas Joscelyn, “Jihadists in Syria
honor Mullah Omar, praise Taliban’s
radical state,” FDD’s Long War Journal,
August 4, 2015, http://www.longwarjournal.org/archives/2015/08/syrian-jihadists-honor-mullah-omar-praise-talibans-radical-state.php.
29. “Whole of Syria Protection Needs Overview (PNO), 2018: Idleb Governorate,”
UNHCR, October 12, 2017, https://reliefweb.int/report/syrian-arab-republic/
whole-syria-protection-needs-overview-pno-2018-idleb-governorate.
30. As discovered during the author’s April
2015 visit to Nagorno-Karabakh.
31. “Syria, militants set to evacuate 4
towns as part of deal: Sources,” Press
TV, April 12, 2017, http://www.presstv.
com/Detail/2017/04/12/517709/SyriaFoua-Kefraya-Zabadani-Madaya.
32. Cafarella and Casagrande, “Syrian Armed Opposition Powerbrokers,” http://
www.understandingwar.org/report/
syrian-armed-opposition-powerbrokers-0.
33. Fabrice Balanche, “Will Astana Displace Geneva in the Syrian Peace Process?” PolicyWatch 2754 (Washington
Institute for Near East Policy, January
20, 2017), http://www.washingtoninstitute.org/policy-analysis/view/will-as-
tana-displace-geneva-in-the-syrianpeace-process.
34. Fabrice Balanche, “Preventing a Jihadist Factory in Idlib,” PolicyWatch 2856
(Washington Institute for Near East
Policy, August 31, 2017), http://www.
washingtoninstitute.org/policy-analysis/view/preventing-a-jihadist-factoryin-idlib.
35. Daveed Gartenstein-Ross, “Tens of
Thousands of Syrian Rebels Poised to
Regroup,” The Cipher Brief, October
12, 2017, https://www.thecipherbrief.
com/article/middle-east/tens-thousands-syrian-rebels-poised-regroup.
36. Gilles Kepel, Terreur et Martyr, Relever
le Defi de la Civilization [Beyond terror
and martyrdom: the challenge of civilization] (Paris: Flammarion, 2009).
37. Michael Gordon and Anne Barnard,
“U.S. Places Militant Syrian Rebel
Group on List of Terrorist Organizations,” New York Times, December
10, 2012, http://www.nytimes.com/20
12/12/11/world/middleeast/us-designates-syrian-al-nusra-front-as-terrorist-group.html.
38. “Pression militaire et succès diplomatique pour les rebelles Syriens” [Military
pressure and diplomatic success for Syrian rebels], Le Monde, December 13,
2012, http://www.lemonde.fr/procheorient/article/2012/12/13/syrie-pression-militaire-et-succes-diplomatiquepour-les-rebelles_1805889_3218.html.
39. Georges Malbrunot, “Le nouveau visage de la rebellion Syrienne” [The new
face of the Syrian rebellion], Le Figaro,
January 13, 2014, http://www.lefigaro.
fr/international/2014/01/13/0100320140113ARTFIG00585-le-nouveauvisage-de-la-rebellion-syrienne.php.
40. Fabrice Balanche, Atlas of the Near East:
State Formation and the Arab-Israeli
Conflict, 1918–2010 (Leiden: Brill, 2017).
41. Myriam Ababsa, Raqqa, Territoires et
Pratiques Sociales d’une Ville Syrienne
[Raqqa, territories and social practices
of a Syrian city] (Beirut: Institut Français
du Proche-Orient, 2009), http://books.
openedition.org/ifpo/1260.
42. Author interviews with Syrian refugees
in Turkey, June 2014.
43. Author interview with Deir al-Zour refugees, Beirut, March 2016.
44. Fabrice Balanche, ”Le programme de
modernisation de l’irrigation en Syrie”
[The modernization of irrigation systems in the Syrian northeast], Méditerranée 119 (2012), https://mediterranee.
revues.org/6499.
45. “Caliphate in Decline: An Estimate
of Islamic State’s Financial Fortunes,”
International Centre for the Study of
Radicalisation and Political Violence,
February 17, 2017, http://icsr.info/
wp-content/uploads/2017/02/ICSRReport-Caliphate-in-Decline-An-Estimate-of-Islamic-States-Financial-Fortunes.pdf.
46. “Isis Inc: How oil fuels the jihadi terrorists,” Financial Times, October 14,
2015, https://www.ft.com/content/b823
4932-719b-11e5-ad6d-f4ed76f0900a.
47. “Syrie: l’economie et le secteur petrolier
reduits a neant” [Syria: the economy and
the oil sector are destroyed], Agence
France-Presse, May 30, 2017, http://www.
lefigaro.fr/flash-eco/2017/05/30/9700220170530FILWWW00134-syrie-l-economie-et-le-secteur-petrolier-reduits-aneant.php.
48. “Financing of the Terrorist Organisation Islamic State in Iraq and the Levant
(ISIL),” Financial Action Task Force,
February 2015, http://www.fatf-gafi.
org/documents/documents/financingof-terrorist-organisation-isil.html.
49. Nikolaos van Dam, Destroying a Nation: The Civil War in Syria (London: I.
FABrICE BAL ANChE
B. Tauris, 2017), pp. 80–81.
50. “Islamic State frees 19 of 220 Abducted
Assyrian Christians,” BBC News, March
1, 2015, http://www.bbc.com/news/
world-middle-east-31685931.
51. David Petraeus, “Learning Counterinsurgency: Observations from Soldiering
in Iraq,” Military Review, January–February 2006, http://www.au.af.mil/au/
awc/awcgate/milreview/petraeus1.pdf.
52. Haian Dukhan and Sinan Hawat, “The
Islamic State and the Arab Tribes in
Eastern Syria,” E-International Relations, December 31, 2014, http://
www.e-ir.info/2014/12/31/the-islamicstate-and-the-arab-tribes-in-easternsyria.
53. Skype interview with a journalist from
northern Syria, October 2, 2017.
54. Shelly Kittleson, “Syrian rebel group
just trying to get home,” Al-Monitor,
April 21, 2017, http://www.al-monitor.
com/pulse/originals/2017/04/syriasouth-armed-opposition-group-advance-isis.html.
55. Sam Heller, “A Deadly Delusion: Were
Syria’s Rebels Ever Going to Defeat
the Jihadists?” War on the Rocks, August 10, 2017, https://warontherocks.
com/2017/08/a-deadly-delusion-weresyrias-rebels-ever-going-to-defeat-thejihadists.
56. Liz Sly, “Islamic State Routs Pentagon-Backed Syrian Rebels in Fresh
Setback for U.S. Strategy,” Washington Post, June 29, 2016, https://www.
washingtonpost.com/world/middle_
east/islamic-state-routs-pentagonbacked-syrian-rebels-in-fresh-setbackfor-us-strategy/2016/06/29/41833a163e0b-11e6-9e16-4cf01a41decb_story.
html.
57. Ryan Browne, “Russia and Syrian Regime Seeking to Poach U.S.-Backed
Fighters,” CNN, August 3, 2017, http://
edition.cnn.com/2017/08/03/politics/
russia-assad-poach-us-backed-fightersat-tanf/index.html.
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
93
5 . F Ou r P O S T wAr S C EN ArIOS
T
and sectarian identity are not permanent historical constructions. In times of peace
and prosperity, a process of sectarian
dissolution usually takes place, but in
wartime, the security provided by sectarian communities takes precedence over
other relationships.
Decades ago, the Baath coup in Syria
seemed to point toward a future marked
by socially and territorially integrated
nationalism. Instead, however, the new
rulers established a system of power
that favored the revival of sectarianism.
Baath leaders insisted that ethnic and
religious diferences were private, but
this did not stop them from exploiting sectarianism to dominate society.
Before Haiz al-Assad became president, he often condemned his Baath
comrades as “sectarian,” yet he himself
illed the army chain of command with
members of his Alawite clan in order to
seize power.
he 2011 uprising was a long-brewing reaction to the failure of these disErrITOry
torted national construction methods
inherited from the 1960s (in-depth
analysis of which is laid out in Part II
of this study). Yet by putting forward a
starkly Sunni Arab identity for postwar
Syria, the opposition has taken a path
similar to the regime’s, generating a
wave of violent exclusions that could result in the country’s partition. Allowing
the Sunni Arab majority to govern may
seem just in abstract terms, but the fact
is that the Kurds and other minorities
cannot accept such dominion today because most of the Sunni Arab rebellion
has been radicalized against them.
Despite the glaring realities on the
ground in Syria, a great hypocrisy continues to reign whenever Western observers discuss—or, rather, choose not
to discuss—the role of sectarianism in
the middle East. For example, Lebanon
has perhaps the most sectarian political
system in the world and sufered ifteen
years of civil war because of it, not to
mention many years of foreign occupation and domestic strife since then. he
appointment of a senior oicial is a mat-
ter that mobilizes all sects because unoicial quotas must be respected. Yet when a
Westerner speaks with Lebanese citizens,
they are more likely than not to dismiss
sectarianism outright or call it a Western
fabrication aimed at weakening Arabs.
his contradiction is diicult to understand at irst, but researchers can grasp the
problem and examine it objectively once
they realize two things: irst, that political
ideology is usually just a smokescreen in
the middle East, and second, that sectarianism remains a major driver of regional
politics and social organization. hus, the
dogma of the “Syrian Arab nation” has
not withstood the current war, and the
clues that reveal this Baathist deceit have
been clear for decades to those who really
know Syrian society.
EXPLOSION Or
rEuNIFICATION?
As stated at the outset of this study, the
fate of Syria is no longer Syria’s to decide. Its reuniication or partition will
largely depend on the regional and/or
94
international consensus that emerges
after the war and the decisions of the
foreign powers that have so extensively
intervened there. he international
community is always cautious about
redrawing borders because dividing a
country is a bad example for others and
can exacerbate the conlicts it seeks to
remedy (or create new ones). Regional powers are even more opposed to
touching Syria’s borders because doing
so would beneit the Kurds irst. Turkey
and Iran are iercely opposed to oicial
Kurdish autonomy. Admittedly, Ankara came to accept the idea of a semiindependent Kurdistan in Iraq. But
the September 2017 statehood referendum may have soured that tolerance,
which was mostly based on masoud
Barzani’s willingness to partner with
Turkey on numerous ventures while rejecting its bitter enemy, the Kurdistan
Workers Party. his is certainly not the
case with Rojava and the Democratic
Union Party in Syria, since Ankara regards the PYD as an arm of the PKK.
For its part, Iran believes that an inde-
pendent Syrian Kurdistan could serve
as an unwelcome precedent for Iranian Kurds.1
Washington has good relations with
the dominant Kurdish factions in Iraq
and Syria, and past administrations
have already applied the ethnic-partition solution elsewhere (e.g., Yugoslavia
in 1994). Yet promoting a Kurdish state
in Syria headed by the PYD/PKK does
not seem like a viable U.S. option for
a host of reasons, including the PKK’s
status as a U.S.-designated terrorist
group, the Trump administration’s opposition to the Iraqi Kurdish statehood
vote, and the regional turmoil ushered
in by that referendum.
he Russians also support partition
when it serves their geopolitical interests. In neighboring Georgia, moscow
has backed the autonomous republics of
Abkhazia, Adjara, and South Ossetia in
order to weaken leaders whom it regards
as too close to the West and NATO.
he same fate probably awaits Ukraine.
In Syria, however, moscow’s objective
seems to be preserving the country’s
territorial integrity as much as possible
rather than partitioning it, since Damascus is a strong regional ally.
Yet regardless of international and
regional views on the subject, partition
already exists on the ground in Syria, so
the question has become whether any of
the conlict’s actors is capable of reunifying the country. Despite their cooperation with the regime on various matters,
Kurds want to keep their autonomy
from Damascus. For their part, Sunni
Arab rebels do not want the regime to
resume control in their territories as
long as Assad is in power—they want
to keep the country intact, but only on
the condition that they become the new
powerbrokers. he Kurds have championed an alternative scenario by calling
for a federal Syria, but federalism in a
non-homogeneous country seems farfetched and has little support among
other sects.
If the international community
wishes to restore Syria’s territorial integrity, it will need to foster greater
decentralization. Transferring power to
the municipalities based on sectarian
distribution could ease tensions somewhat, and this solution might be more
acceptable to the regime and its external supporters than federalism. Tehran
formally opposes federalism in Syria
because it could spur similar appeals in
Iran, where Persians make up a dwindling 60% majority of the population2
and have a low fertility rate3 compared
to ethnic minorities. Likewise, Turkey
has no desire to fuel federalist demands
among its sizable Kurdish population.
Yet all parties may need to resign themselves to at least some degree of unoficial federalism in Syria, since the army
lacks the means to reconquer the entire
country even with Iran and Russia’s support. Some territories should therefore
be given informal autonomy so that the
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
ighting can cease, with one caveat—
such arrangements would only apply
to peripheral regions and the northeast
because the regime will not accept anything less than full central authority in
the populous western zone between Damascus and Aleppo.
It is diicult to predict Syria’s future
over the next ten years—the question of
whether it will explode along sectarian
lines or reunify itself depends strongly
on global and regional geopolitical parameters. But the outcome also depends
on the central government’s capacity to build a new social and territorial
pact with the population. he war has
widened and multiplied the country’s
cleavages, and years of heavy ighting
and mass population displacement have
deeply inscribed these fractures onto
Syrian territory. Even if the country retains its territorial integrity and current
administrative divisions, the wartime
situation of decentralized governance
over sharply divided sectarian regions is
likely here to stay.
FOur SCENArIOS
he war has put a spotlight on Syria’s
two main cleavages: sectarian and economic. he irst type—which includes
religious, ethnic, and tribal issures—is
the most prominent, since Syrians are
killing each other mainly on the basis
of these identities. he second type corresponds to class diferences and urban/
rural issures, which partially overlap:
in the cities, residents who have rural
origins tend to be poor and in conlict
with the original urban dwellers, who
generally belong to the middle and upper classes. Yet these economic cleavages
are less lethal than the sectarian cleavages. It is not social or class conlict that
has motivated so many Syrians to join
militias, though poverty and the hope
of social advancement are strong drivers. Similarly, political conlicts between
Arab nationalists, Baathists, communists, liberals, and so on are marginal.
Even in the politically stratiied Kurdish
community, opposition to the PYD is
not powerful enough to trigger internecine war.
In projecting how sectarian cleavages might afect Syria’s mid-term future, it is useful to divide the country
into four territorial categories: minority
zones (i.e., areas heavily populated by
Alawites, Christians, Ismailis, Druze,
Shia, or Kurds), the Sunni Arab tribal
zones in the east, the Sunni Arab rural
zones in the west (a category that includes the small Turkmen minority for
convenience’s sake), and the large Sunni
Arab majority cities (Damascus, Aleppo,
Homs, and Hama). Of course one could
create other categories, especially within
the Kurdish community; Syria is a mosaic, and each of its communities is a
mosaic within a mosaic. Yet the nature
of this study calls for simplifying (some
might say caricaturing) the country’s
95
sectarian categories in order to develop
comprehensible scenarios for its future.
Before laying out these scenarios, it
is important to clarify their scope. his
study does not delve very far into the regional and international geopolitics that
will be essential to Syria’s fate. many
other books and articles exist on those
subjects, and there is little need to synthesize them here. moreover, geopolitical conditions may still evolve before the
war’s conclusion, which is the catalyst
for the scenarios presented below. his
study does not venture to give a deinite
timeframe for peace in Syria, since it is
diicult to estimate how long the winning side will need to wear the others
down, and how long international actors will take to come to an agreement.
Given these parameters and the sectarian trends examined in the previous
chapters, the war is most likely to result
in one of four outcomes:
1. he regime wins and Syria remains
territorially united.
2. he rebels topple the regime and
Syria remains territorially united.
3. he regime stays in power but Syria
is partitioned.
4. he rebels topple the regime but
Syria is partitioned.
he scenarios in which the regime holds
out do not assume that Bashar al-Assad
himself remains in power. And the rebel
victory scenarios assume that only a co96
alition dominated by al-Qaeda ailiate
Jabhat Fatah al-Sham (under one name
or another) is capable of taking Damascus. Other scenarios are theoretically
possible, such as the moderate rebels
experiencing a revival and rising up to
challenge the radical Islamists. Yet this
seems unlikely given the current realities on the ground—if the regime is going to be defeated, the radicals will be
the ones to do it. Similarly, there is little
point in elaborating a scenario in which
foreign powers intervene to help secular-democratic forces overthrow the regime, guarantee the country’s territorial
unity, and safeguard minority rights.
his outcome would of course be ideal,
but one must remain realistic.
he most useful aspect of this exercise
is to deine how Syria’s internal or external borders would look in each scenario,
depending on the camp that winds up
occupying Damascus and essentially
winning the conlict. A simpliied visual
rendering of the four sectarian territorial
categories described above is perhaps the
best way of illustrating each scenario;
the irst map shows how these four zones
are currently arrayed.
Each scenario also outlines the type
of governance that would prevail (centralism or federalism; direct or indirect
government), the demographic consequences (ethnic cleansing, refugee
lows), the prospects for stability, and
the main social, political, economic, and
security problems that might arise. A
separate section is devoted to briely assessing the geopolitical consequences of
these outcomes, particularly regarding
the stability of neighboring countries,
the solidity of the Iranian axis, and Russia’s future role in the region.
scenario 1: syria remains
united, the regime holds
damascus
In this scenario, the regime does not
have adequate military resources to
reconquer all of Syria, so it negotiates
agreements with local powerbrokers
outside its zone of control. he north
remains under the PYD’s dominion,
and the Kurds agree to a strategic and
economic alliance with Damascus in order to counter the Turkish threat. In the
Euphrates Valley, newly liberated from
the Islamic State by the Syrian Democratic Forces (SDF), the regime governs
indirectly through local Sunni Arab notables. In western Syria, the regime continues to impose direct rule, but with
many new exceptions; for instance, it
rewards Jabal al-Druze for its loyalty by
giving it more autonomy, and extends
similar privileges to former Sunni Arab
rebel zones that rallied to Assad during
the war. For its part, Turkey maintains
an area of inluence in northern Syria,
including the Turkmen areas, and another safe zone is created on the Jordanian border. he political system remains
formally centralized, but the country is
more visibly divided between areas of
direct and indirect administration.
meanwhile, in the former rebel province of Idlib, around half the population
goes into exile abroad, unwilling to ight
on or accept continued Baath/Alawite
rule. After this last wave of emigration,
ethnic cleansing is limited. Yet the majority of Syrian refugees do not return
home once the ighting stops, especially
those who resided in opposition strongholds such as Qusayr, Homs, or certain
districts of Damascus and Aleppo.
Apart from potential safe zones on
the borders, Syria remains territorially united, allowing for rapid rebuilding of infrastructure and the economy.
he country’s stability remains fragile,
however, and only successful economic
reconstruction and expanded sectarian
power-sharing can preserve it in the long
term. his in turn would require the regime to open a wider political space for
Sunni Arabs and Kurds. As for Syria’s
foreign relations, the country becomes a
Russo-Iranian protectorate.
scenario 2: syria remains
united, the rebels take
damascus
After marching into Damascus, rebel
forces led by Jabhat Fatah al-Sham impose a centralized political system with
a Sunni Arab, Islamist character. As they
seize sectarian strongholds throughout
western Syria, most of the Kurds and
FABrICE BAL ANChE
49. SYRIA'S ETHNIC AND SOCIAL STRUCTURE
Aleppo
Turkey
Qamishli
Raqqa
Latakia
Hasaka
Deir al-Zour
Hama
MEDITERRANEAN
Tartus
Palmyra
Homs
Iraq
Lebanon
Damascus
Suwayda
scenario 3: syria is
partitioned, the regime
holds damascus
Deraa
Israel
Jordan
Rural Sunni Arab
City
Urban Sunni Arab
Primary road
Minorities
Secondary road
Sunni Arab tribes
Desert area
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
other minorities lee the country, along
with numerous secular Arabs. many
of the millions of Sunni Arab refugees
who led Syria during the war decide
to return home, believing they will be
permitted to seize the property of those
who leave postwar due to large-scale
ethnic and economic cleansing.
he country’s reconstruction is facilitated by Gulf investors eager to strengthen a friendly regime that has managed
to break the pro-Iranian axis. Russia is
ousted from Syria along with Iran. And
now that the country is homogeneous
in ethnoreligious terms, it has a better
chance of becoming stable. Yet external
conlict is likely to arise with Lebanon,
where a large portion of Syria’s minorities seek refuge. Partly as a result of this,
Lebanon’s own civil war resumes.
his scenario is similar to the irst one,
but the regime is now weaker, and the
internal boundaries between the zones
of direct and indirect regime control
instead become external borders separating discrete territories. Although the
southwest remains under the regime’s
rule, Aleppo and Hama fall into rebel
hands, Syrian Kurdistan becomes independent, and the Euphrates Valley falls
under tribal council control and is cut
of from Damascus and Aleppo. A safe
zone is formed at the Jordanian border,
with foreign ground troops supporting various opposition factions. Ethnic
cleansing leads to population exchanges
between the diferent zones, and some
wartime refugees return to Syria if their
ethnoreligious status corresponds with
that of the local authorities.
he new borders complicate the reconstruction efort and threaten to spark
new conlicts. In the northeast, clashes
arise between Kurds and Arabs over access rights to water from the Euphrates.
In the central steppes, Sunni Arab tribes
compete with the regime for control of
key hydrocarbon reserves. Iran and Russia remain in Syria but are weakened by
the challenge of propping up the regime
indeinitely amid economic impoverishment, potent competition from numerous warlords,4 and the continually
looming threat of further secessions.
scenario 4: syria is
partitioned, the rebels
take damascus
Although rebel forces seize Damascus,
they lack the means to oust minorities
with well-deined, defensible sectarian
strongholds in other parts of the country. Accordingly, Kurdistan breaks away
from Syria, along with an “Alawistan”
and possibly a “Druzistan,” the latter
protected by Jordan. his leads to extensive ethnic cleansing, with the rebels
pushing minorities out of the Damascus
97
50. UNITY WITH REGIME IN DAMASCUS
SAFE ZONE
Turkey
SAFE ZONE
51. UNITY WITH REBELLION IN DAMASCUS
Qamishli
Aleppo
Latakia
Deir al-Zour
Latakia
Tartus
SHAER GAS FIELD
Deir al-Zour
Hama
OIL
SHAER GAS FIELD
EUPHRATES OIL
Palmyra
Homs
OIL
Hasaka
Raqqa
OIL
Hama
Qamishli
Aleppo
Turkey
Hasaka
Raqqa
EUPHRATES WATER
OIL
EUPHRATES OIL
Homs
Tartus
MEDITERRANEAN
MEDITERRANEAN
Palmyra
Iraq
Lebanon
Damascus
Suwayda
CLEAVAGES
Lebanon
Damascus
Suwayda
Jordan
SAFE ZONE
Israel
Iraq
Israel
Deraa
NEW ORGANIZATION
GEOGRAPHY
Rural Sunni Arab
Internal border
City
Urban Sunni Arab
External border
Primary road
Minorities
Conflict
Secondary road
Sunni Arab tribes
Ethnic cleansing
Desert
Deraa
CLEAVAGES
Jordan
NEW ORGANIZATION
GEOGRAPHY
Rural Sunni Arab
Internal border
City
Urban Sunni Arab
External border
Primary road
Minorities
Conflict
Secondary road
Sunni Arab tribes
Ethnic cleansing
Desert
Social cleansing
98
FABrICE BAL ANChE
52. PARTITION WITH REGIME IN DAMASCUS
Turkey
Aleppo
EUPHRATES WATER
Qamishli
53. PARTITION WITH REBELLION IN DAMASCUS
OIL
Hasaka
Raqqa
EUPHRATES WATER
Turkey
Qamishli
OIL
Hasaka
Raqqa
Aleppo
SEA ACCESS
SEA ACCESS
Deir al-Zour
ORONTES
WATER
Hama
SHAER GAS FIELD
Tartus
Deir al-Zour
ORONTES
WATER
EUPHRATES OIL
Palmyra
Damascus
Suwayda
EUPHRATES OIL
Palmyra
Tartus
Lebanon
Homs
Iraq
Lebanon
Damascus
Suwayda
Deraa
SAFE ZONE
CLEAVAGES
SHAER GAS FIELD
SEA ACCESS
Iraq
Israel
OIL
Hama
Homs
MEDITERRANEAN
Latakia
OIL
MEDITERRANEAN
Latakia
Deraa
Jordan
Jordan
NEW ORGANIZATION
Israel
GEOGRAPHY
Rural Sunni Arab
Internal border
City
Urban Sunni Arab
External border
Primary road
Minorities
Conflict
Secondary road
Sunni Arab tribes
Ethnic cleansing
Desert
CLEAVAGES
NEW ORGANIZATION
GEOGRAPHY
Rural Sunni Arab
Internal border
City
Urban Sunni Arab
External border
Primary road
Minorities
Conflict
Secondary road
Sunni Arab tribes
Ethnic cleansing
Desert
Social cleansing
Social cleansing
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
99
area and the breakaway statelets likely
expelling Sunni Arabs. Some wartime
refugees return to Syria, while many
new emigres likely go into exile.
he political system in Sunni Arab
Syria is formally centralized, with direct
governance in the west and indirect governance for the Euphrates Valley, as local
tribes demand to keep control of their
hydrocarbons. Competition likely arises
between Aleppo and Damascus as well,
echoing their longstanding rivalry during the Baath era.
As in scenario 3, the new borders
complicate reconstruction. Although
the new Sunni Arab regime may still
beneit from Gulf inancial assistance, it
is now cut of from access to the sea due
to the breakaway Alawite statelet on the
coast. And depending on its relations
with the Kurds and the Arab tribes, it
may also be deprived of wheat from
Jazira and hydrocarbons from the east.
hese uncertainties could lead to new
conlicts over borders and resources.
Finally, Russian and Iranian inluence in Syria are weakened. Alawistan
becomes a Russian-Iranian protectorate,
while moscow potentially shields Kurdistan from Turkish threats.
ThE wEST’S SECTArIAN
BLINd SPOT?
In the nineteenth century, France and
Great Britain took a clearly sectarian approach to the middle East. Fast100
forward to the Syria crisis, however,
and Western countries no longer seem
to attach great importance to sectarianism, preferring to draw political parallels between the war and the European Revolutions of 1848 or the fall of
communism in the Eastern Bloc. Such
comparisons tend to leave out the fact
that both of these historical antecedents had a communitarian dimension;
when communism fell, for example,
non-homogeneous countries such as
Czechoslovakia, Yugoslavia, and the
Soviet Union were divided along ethnoreligious lines. It is therefore signiicant that Russia was the irst country
to highlight the sectarian aspects of the
Syria war at a time when most Western European analysts were ignoring or
denying them. As early as 2011, Russian media published ethnoreligious
maps of the conlict.5 his may help
explain the relative success of Russian
policy in Syria—moscow immediately
understood the conlict’s most powerful dynamic.
Since early in the revolt, many Syrian religious minorities believed they
had no choice but to support the Assad
regime in order to prevent an increasingly radicalized Sunni Arab opposition from prevailing. he regime and
Iran organized these minorities into
self-defense groups within the framework of the “People’s Army,” later renamed the National Defense Forces.
Even the Kurds, who did not make
common cause with the regime, quickly moved away from an opposition that
was divided between Arab nationalists
and Islamists, all of whom rejected
Kurdish autonomy.
As for the country’s majority Sunni
Arabs, they are hardly a monolith, but
that is due in no small part to the regime’s decades-long efort to divide and
disempower them. For half a century,
Damascus did everything it could to
create strife between the “noble” and
“common” tribes in the Euphrates Valley, between the Sunni bourgeoisie and
popular classes, between devout and
secular Sunnis, between Suis and Salafists, and so on. Likewise, tribal rivalries
have helped divide the rebels throughout the war, making it impossible to
unite the Free Syrian Army. Some Sunni Arabs even joined regime militias,
including civil servants who feared the
rebellion and city dwellers who sought
to protect their neighborhoods from
looters. Despite their greater numbers,
then, Syrian Sunnis remain far too fractured to represent a credible political
alternative to the regime.
he refusal to take this past and
present sectarianism into consideration is one of the main reasons behind
the failure of Western policy in Syria
and, consequently, the continuation
of the Assad regime. At irst, Western
governments may have had good reason for this approach, since adopting
an openly sectarian policy toward the
conlict could have raised doubts about
Syria’s territorial unity—an apparent
redline for the United States and other
countries. Yet after a civil war of this
magnitude, Western observers should
be clear-eyed enough to realize that no
general reconciliation is possible. millions of Syrian refugees will be unable
to return home because of their support for the opposition, and if the regime reconquers areas still under rebel
control, a new forced exodus will occur.
Even if the regime’s central leadership
expresses a sincere desire for amnesty
(hardly likely), there is no guarantee
this leniency would be respected by the
sectarian militias and other actors who
wield varying degrees of independent
authority at the local level.
he international players competing in Syria will therefore be compelled
to rely on factions for whom sectarian
concerns are a primary motivation. he
Kurds want their own autonomous
area in the north. he Alawites and
other religious minorities want to retain their privileged place in the halls
of power and ensure they can remain
in their homeland. he various Sunni
Arab tribes are more focused on material interests than politics—they seem
to realize that taking power in Damascus is farfetched at this point, but they
still want more power at the local level,
more land, more jobs, better access to
water, hydrocarbon sharing, and so on.
If certain domestic or foreign actors aim
FABrICE BAL ANChE
54. POTENTIAL IRANIAN ROUTES TO THE MEDITERRANEAN, August 2017
N
W
E
Tigris River
Euphrates River
TURKEY
PKK
Qamishli
Kobane
S
Manbij
Afrin
Hasaka
Aleppo
Idlib
Latakia
Tal Afar
Sinjar
Mosul
Raqqa
Erbil
KDP
al-Tabqa
SYRIA
Hama
CYPRUS
Tartus
Homs
Kirkuk
Deir al-Zour
Sulaymaniyah
IRAN
PUK
Sukhna
Palmyra
Abu Kamal
LEBANON
Damascus
al-Tanf
Ramadi
Baghdad
Golan
Heights
Mediterranean Sea
Karbala
IRAQ
Najaf
ISRAEL
Amara
JORDAN
Basra
SAUDI ARABIA
EGYPT
Persian Gulf
KUWAIT
IRANIAN ROUTES
AREAS OF CONTROL IN SYRIA
200 km
AREAS OF CONTROL IN IRAQ
Potential
Syrian army and militias
Rebels
Iraqi army and militias
Islamic State
Existing
SDF (Kurdish-led)
Islamic State
KRG (KDP and PUK)
PKK
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
0
PKK-KDP
Major city
Locality
101
55. RUSSIA’S STRATEGY IN SYRIA
N
W
Tigris River
Euphrates River
TURKEY
SUPPORT TO ASSAD
Protected city or area
E
Qamishli
Russian military base
S
Afrin
Kobane
Manbij
HASAKA
Control of desert
Rebel supply route closure
Mediterranean
ALEPPO
IDLIB
RAQQA
CONDOMINIUM WITH IRAN
Hmeimim
Air Base
LATAKIA
Boundary Iranian/Russian zones
Alawite
region
Strong military cooperation w/ Iran
HAMA
New military base
KURDISH STRATEGY
DEIR AL-ZOUR
Recognition of Rojava
TARTUS
Palmyra
Abu Kamal
Afrin-Kobane junction
HOMS
LEBANON
Deconfliction with Assad
IRAQ
DAMASCUS
COUNTER-REBEL STRATEGY
Reconquest of Euphrates region
QUNEITRA
Sunni rebel safe zone
Golan
Heights
DERAA
to facilitate these demands, they should
understand that the tribes are not for
sale, merely for rent. moreover, in each
of these cases, the empowered actors
are armed forces rather than political
groups, and the cohesion of these combatants is essentially based on sectarian
solidarity. his fact may be engendering
a paradigm shift in how foreign governments approach Syria, as realpolitik
102
GEOGRAPHY
SUWAYDA
ISRAEL
JORDAN
compels them to consider sectarian issues when courting or confronting local
armed groups.
On the regime side, Russia has been
pushing Assad to reorganize the national army by integrating the National
Defense Forces militias. he regime has
long presented the army as a model of
national unity, but in reality the elite
units are clearly dominated by Alawites.
0
100 km
On August 2017, the “Desert Hawks”
militia—a force founded by Ayman Jaber, a businessman close to Assad—was
disbanded and its ighters were integrated into the Syrian marines and the
army’s 5th Corps.6 moscow has encouraged such moves,7 based on the belief
that integrating pro-regime militias
will make the regular army a national
rallying point. he Kremlin also hopes
Capital
Province border
Province center
International border
Other locality
to use its inluence over the army as leverage with the regime at a time when
Iranian-backed militias are still ubiquitous in western Syria.
he United States seems to have adopted a similar strategy in the east, attempting to transform the SDF into a
melting pot of Kurdish and Arab ighters. Washington hopes that this force
will prove capable of taking the entire
FABrICE BAL ANChE
56. RUSSIA’S STRATEGY IN THE LEVANT: ENERGY AND TURKISH SIEGE
SOU
TH S
TREA
M
Sebastopol
Black Sea
KAZAKHSTAN
RUSSIA
South Ossetia
Abkhazia
GEORGIA Tbilisi
Istanbul
Batouni
ARMENIA
Ankara
Yerevan
Gyumri
NABUCCO
TURKEY
C
BT
TURKMENISTAN
Baku
AZERBAIJAN
Caspian Sea
PKK
Ceyhan
Aleppo
CYPRUS
Mediterranean Sea
Hmeimim
Tartus
ROJAVA
LEBANON
SYRIA
IRAN
Baghdad
IRAQ
ISRAEL
JORDAN
N
Tehran
Palmyra
Damascus
W
KRG
Mosul
Basra
EGYPT
KUWAIT
E
r
Pe
Gu
n
400 km
sia
SAUDI ARABIA
S
0
Red Sea
POLICY
RUSSIAN SIEGE AROUND TURKEY
lf
ENERGY STRATEGY
Strategic alliance w/ Russia
Strategic alliance w/ Russia
Block transport from GCC
Tactical alliance w/ Russia
Russian base
Hydrocarbon road
Pro-USA
Support to Kurds
Potential hydrocarbon road
Potential Shia uprising
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Euphrates Valley back from the Islamic
State, stabilizing the area, preventing
the Assad regime from returning there,
and impeding Iran’s attempts to create
a land corridor to the mediterranean—
all while maintaining a pro-American
posture. For this plan to work, however,
U.S. oicials would need to make sure
that the Kurdish forces in charge of
the SDF do not behave as an occupying power, instead allowing Arab tribes
to play the main role in liberating the
valley. his may be a tall order given
the numerous reports of inexperienced
Arab units playing second iddle to
Kurdish forces in the battle for Raqqa.8
In the end, the United States may need
to establish a semi-permanent presence
on the ground in eastern Syria in order
to bolster its local allies—a thorny prospect for many reasons, including Turkey’s strong feelings on the Kurdish issue and Russia’s apparent unwillingness
to treat the Euphrates River as a line
of deconliction.9
ChOOSINg BETwEEN
FLAwEd OPTIONS
All of the available scenarios for Syria’s
near-term future present serious dificulties and dangers, and the viability of any given approach depends on
the interests of the foreign power attempting to carry it out. If the main
goal is to break the pro-Iranian axis
and block Russian inluence in the
103
middle East, a rebel victory must be
prioritized. Yet this runs the risk of
partitioning Syria, making the country a base of radical Islam, and creating millions more refugees. Can one
realistically expect a group like Jabhat
Fatah al-Sham to evolve toward tolerance and democracy? Alternatively, if
the goal is to stabilize the middle East
and prevent millions of Syrian, Lebanese, and even Jordanian refugees from
overwhelming the European Union,
then the existing regime in Damascus
must be maintained, with or without
Assad at its head. Although this could
produce a stalemate of sorts and allow
some refugees to return home, it would
probably require partitioning the
country, and the geopolitical and moral consequences of backing a regime
with such a brutal track record could
be considerable.
he prospects seem equally fraught
when considering what these scenarios
might mean for the future governance
of Syria. Partitioning the country could
solve some of its sectarian problems,
but not all of them, and this approach
would surely create new divisions between and within sects. he fragmentation would also present each sectarian
zone with problems (and, likely, conlicts) related to sea access, narrowing
economic markets, sharing of river
waters, and allocation of oil resources.
Even worse, ethnic cleansing would
likely be maximal in this scenario. Al104
57. SECTARIAN DISTRIBUTION IN LEVANT AND POTENTIAL STATELETS
Tigris River
Euphrates River
TURKEY
N
W
Syrian Kurdistan
Turkmenistan
Sunni Idlib
Idlib
Iraqi Kurdistan
S
Erbil
Mosul
Raqqa
Aleppo
E
Sulaymaniyah
Sunni Arab Tribes
Latakia
Deir al-Zour
Hama
Tripoli
Kirkuk
Sunni Arab
Palmyra
Homs
IRAN
SYRIA
Beirut
Damascus
LEBANON
Baghdad
Deraa
ISRAEL
Karbala
Hillah
IRAQ
Sunni Deraa
Amara
Najaf
Diwaniyah
Amman
Basra
JORDAN
EGYPT
SAUDI ARABIA
Aqaba
0
KUWAIT
200 km
SUNNI MAJORITY
ETHNIC MINORITY
RELIGIOUS MINORITY
Sedentary
Kurd
Alawite
Ismaili
Official borders
Nomadic
Turkmen
Druze
Christian
De facto future internal borders
Yezidi
Shia Twelver
Main city
FABrICE BAL ANChE
Regional power
Local power
Client country
TURKEY
Kurdistan
Regional confrontation
Civil War
Hezbollah
Islamic State
U.S. military base
SYRIA
Russian military base
IRAN
Arab-Israeli conflict
Hydrocarbon resources
IRAQ
Suez Canal
Military conflict
JORDAN
Baluchistan
Sinai
Alarm
Shia Revolt
Strategic position
Destabilization
EGYPT
Hormuz
SAUDI ARABIA
Russian influence
UAE
Royal Succession
OMAN
al-Qaeda
58.
THE NEW
THIRTY YEARS WAR
Houthi Rebellion
YEMEN
Piracy
Bab al-Mandab
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
0
ternative scenarios do not project much
better. Keeping Syria intact while establishing some form of federalism
would still lead to partition sooner
or later given the country’s sectarian
heterogeneity. Decentralization at the
provincial level would not be much different, since the regime’s administrative
boundaries generally align with Syria’s
sectarian boundaries. True protection
of minorities and progressive evolution toward democracy are only possible within the framework of a system
that is decentralized to the lowest level,
the municipality. Yet one should not
make the mistake of idealizing municipal democracy as a goal given its keen
vulnerability to clientelism and rampant corruption.
Ideally an intermediate scenario
between these extremes will materialize, but the opportunities for such
solutions are dwindling. To seize the
least unpalatable options before they
disappear, the international community must act quickly—and with eyes
fully open to the sectarian dynamics
that will drive the rest of the war and
its aftermath.
400 km
105
the (de)legitimation of the Western intervention in Syria], Orient XXI, May 11,
2015, http://orientxxi.info/magazine/
la-carte-outil-de-de-legitimation-de-lintervention-occidentale-en-syrie,0899.
Notes
1.
2.
3.
4.
5.
Farzin Nadimi, “Iran’s Military Options
Against Kurdish Independence,” PolicyWatch 2861 (Washington Institute for
Near East Policy, September 22, 2017),
http://www.washingtoninstitute.org/
policy-analysis/view/irans-military-options-against-kurdish-independence.
6.
Leith Fadel, “Pro-government ‘Desert
Hawks’ disbanded after three years of
service,” al-Masdar, August 2, 2017,
https://www.almasdarnews.com/
article/pro-government-desert-hawksdisbanded-three-years-service.
7.
Youssef Courbarge and Emmanuel
Todd, Le rendez-vous des civilisations
[The convergence of civilizations] (Paris: Editions du Seuil, 2007).
Author interview with a Syrian official,
June 2017.
8.
Fritz Schaap, “Assad’s Control Erodes
as Warlords Gain Upper Hand,” Spiegel Online, March 8, 2017, http://www.
spiegel.de/international/world/assadpower-slips-in-syria-as-warlords-growmore-powerful-a-1137475-2.html.
See, e.g., John Davison, “Arab Fighters
Struggle to Assert Role in Raqqa Assault,” Reuters, August 16, 2017, https://
www.reuters.com/article/us-mideastcrisis-syria-raqqa-idUSKCN1AW1L4.
9.
Andrew J. Tabler, “Russia Crosses the
Euphrates: Implications,” Policy Alert
(Washington Institute for Near East Policy, September 18, 2017), http://www.
washingtoninstitute.org/policy-analysis/view/russia-crosses-the-euphratesimplications.
According to the CIA World Factbook,
https://www.cia.gov/library/publications/the-world-factbook/geos/ir.html.
Lucile Housseau, “La carte, outil de
(dé)légitimation de l’intervention occidentale en Syrie” [The map, tool for
106
FABrICE BAL ANChE
part ii
ThE OrIgINS OF
SyrIA’S SECTArIANISM
6. A dI V I S I V E E VOLu T ION
I
N PrE-CIVIL-wAr SyrIA,
community structures were ubiquitous—members of any given
community were bound together
by endogamous marriage, preferential
hiring, solidarity against outsiders in
all matters, allegiance to local leaders,
and so forth. Each individual’s identity
therefore moved in two dimensions:
through state territory and community territory. he irst dimension was
geographically limited by the state’s
borders. he second was geographically
noncontiguous and often consisted of a
network of smaller territories. Depending on the community to which they
belonged, some individuals also had a
transnational identity. herefore, political actors were inluenced by community structures as well as state structures. As individuals, they depended on
their community for personal support;
they also had to respect its structures
for the sake of political expediency.
he communitarian organization of
Syrian society has long played a role
in establishing its interior borders,
so analyzing the distribution of these
communities throughout the state and
within the regime that oversees them is
crucial. he administrative divisions,
housing distribution, road networks,
and other tangible state structures all
relect the power relations between different territorial actors. Consequently,
they give us information on the way
these actors operate, and more generally on the state’s system of territorial
demarcation. Among other things, this
information conirms that sectarianism is omnipresent in Syria, and that
the economic development of diferent
community territories has been closely
linked to both cross-sectarian relations
and each sect’s relative weight on the
scales of power. he current civil war
is part of a violent rebalancing of these
scales, one that began long before the
2011 uprising, so examining the various state policies and socioeconomic
developments that produced this seismic shift is instructive.
EFFECTS OF ArABIZATION
Northern Syria’s Turkmen and Kurdish
communities are both Sunni, but they
tend to assert their ethnic rather than
religious identity. his includes using
their native tongues at home, a practice
reinforced in recent years by Turkishand Kurdish-language satellite television
programming. In contrast, some communities were so thoroughly Arabized
by successive regimes that their ancestral
memories are now limited to placenames
and family names. For example, Jabal alAkrad is geographically part of the Alawite mountains and lies in the heart of
the Assad regime’s coastal stronghold,
but it was populated by Kurdish tribes
brought there by Sultan Baibars when
he took the region back from the Crusaders in the thirteenth century. he
population has not spoken Kurdish
for centuries and does not sympathize
with the Kurdish nationalist movement.
Kurds from the Rukn al-Din neighborhood of Damascus were Arabized as
109
well; newer generations have cut ties
with their ancestral villages in Jazira and
Kurgh Dagh, while local youths joined
anti-Assad rebel groups after 2011 instead of the Kurdish nationalist groups
that formed in the north.
Yet ethnic identity is not necessarily the strongest community cement,
and it often dissolves more easily than
religious identity. For example, many
Kurds who moved from Rukn al-Din
to informal Damascus neighborhoods
such as mashrou Doumar still use the
Kurdish language and defend their
Kurdish heritage. more broadly, until
the war broke out, ethnicity did not
represent a social code that sharply distinguished Kurds from other Syrians.
Yet as a response to discrimination suffered under Arab nationalism, Kurdish
identity is now quite strong.
he Syrian version of Arab nationalism sought to eliminate Kurdish and
Turkmen identities for ideological
and geopolitical reasons. Because both
groups are situated along large stretches
of the border with Turkey, they theoretically posed a threat to Syria’s territorial integrity, unlike more dispersed,
less numerous non-Arab minorities
such as Armenians and Circassians.
he Arabization policy launched in the
1950s was subsequently intensiied by
the Baath Party. Beginning in 1963,
the regime created a northern border
belt of Arab villages west of Qamishli
to break up Kurdish territorial contiguity. Authorities also prohibited the use
of the Turkish and Kurdish languages,
stripped numerous Kurds of their Syrian citizenship (the “bedoon” described
in previous chapters), and economically
abandoned many Kurdish and Turkmen
areas, spurring locals to move southward
to cities where the regime believed Arabization would occur faster. Decades of
such treatment eventually provoked a
Kurdish revolt in 2004, but that only
resulted in a brutal crackdown followed
by empty promises on development and
other grievances. It was not until the
2011 uprising that the regime inally
yielded somewhat, restoring citizenship
to the bedoon and pragmatically accepting certain aspects of Kurdish nationalism (though as noted in chapter 3, many
bedoon have yet to receive their citizenship papers).
Unlike the Kurds, who implicitly
or directly challenged the regime’s attempts to enforce Syrian national unity,
the much smaller Armenian community acquiesced and, in the process, avoid110
ed Arabization. he majority of them
came from Turkey after the 1915 genocide and settled in Aleppo, later spreading to Damascus, Homs, Latakia, and a
lone rural enclave around Kasab. Once
in Syria, Armenians continued to use
their own language and practice strong
endogamy. During the nationalization
and Arabization of the educational system in the 1970s, Haiz al-Assad gave
them permission to keep using their
language in their own schools, which
would become semi-private. Such privileges were the regime’s way of ensuring
Armenian support; indeed, this community has been one of the most loyal
to Bashar al-Assad during the uprising.
In Aleppo, the Armenian party Tashnag
organized pro-Assad demonstrations as
early as march 2011, and notable Armenians immediately declared their
support for the regime—a striking development given their traditional quietism on political matters.
ThE OTTOMAN LEgACy
Under the Ottoman millet system, Jews
and various Christian denominations
had autonomy, while most muslims
were considered part of a single umma
(community). heoretically, there was
no diference between Sunnis and Shia
in this system, but in practice some
groups were ostracized. Sects that were
deemed heterodox, such as Alawites,
Druze, and Ismailis, were not consid-
ered muslims, so they were usually isolated in the mountains or used as agricultural laborers and bufers against
Bedouin attacks on the plains.
During the nineteenth and twentieth centuries, however, these heterodox
sects were more or less recognized as
muslims for political reasons. Ismailis
were placed under Ottoman protection
during the mid-nineteenth century to
escape persecution from Alawites in
the coastal mountains, giving them
the possibility of integrating into the
umma. he Alawite-Ismaili conlict was
not a religious war, but a broader sectarian conlict motivated by demographic
pressures that had pushed the Alawites
to take land from the outnumbered Ismailis. By 1919, Alawites had launched
a revolt rooted in their disputes with
Ismailis. It was led by Sheikh Saleh alAli, the irst revolutionary of modern
Syria, who took advantage of the Ottoman Empire’s collapse to attack Ismaili
lands around his tribal village of Sheikh
Badr. When the French army intervened to end the ighting, it caused
a widespread revolt in the southern
Alawite mountains.1 Decades later, in
2004, tensions between Alawites and
Ismailis in al-Qadmus would provoke
a similar confrontation, prompting local Ismailis to ask for help from their
brethren in masyaf and Salamiya. Authorities eventually calmed their constituents, but the conlict has remained
latent ever since.
In 1932, Alawites and Druze were
formally recognized as muslims through
a fatwa issued by the mufti of Jerusalem,
Hajj Amin al-Husseini. His aim was to
unify Arabs against the Zionist threat in
Palestine and Franco-British colonization, as well as stem the growing wave
of Alawites converting to Christianity.
At the time, Jesuits were reportedly beginning to convert some Alawite villages
of southern Jabal al-Ansariyya. Because
Alawites were not considered muslims
prior to the fatwa, the missionaries were
permitted to proselytize in their communities under an Ottoman “Capitulation” treaty covering conversions outside
the umma. his led to an outcry among
Sunni and Arab nationalists, spurring
the mufti’s fatwa.
Each of these historical cases shows
how one Syrian community’s recognition
or mistrust of another depends more on
the political state of play than on religious
dogma. And for individual members of
these communities, exempting oneself
from this sectarian wagon-circling is often impossible. In theory, communities
are composed of believers, practitioners,
and non-believers, but the last group is
largely silent in the middle East. In Syria,
“atheists” are not recognized: everyone
possesses a religion by birth, marriage, or
conversion, and eschewing one altogether is not a practical option. his obligation is both administrative and social—
declaring oneself an atheist typically leads
to marginalization or ostracism.
FABrICE BAL ANChE
N
TURKEY
W
E
S
iterr
anea
n Se
a
Aleppo
Raqqa
Kasab
Latakia
Med
Jabal
al-Ansariyya
Hama
Deir al-Zour
Salamiya
Homs
Tripoli
Beirut
Mount
Lebanon
LEBANON
Saida
Damascus
Jabal Amil
IRAQ
Haifa
Mount
Carmel
Jabal al-Druze
59.
SECTARIAN
DISTRIBUTION
IN THE LEVANT
AT END OF
OTTOMAN EMPIRE
Irbid
ISRAEL
Jaffa
Amman
SUNNI MAJORITY
Jerusalem
Bethlehem
Sedentary
Madaba
Nomadic
Karak
RELIGIOUS MINORITIES
JORDAN
Alawite
Druze
SAUDI ARABIA
Shia
Ismaili
Maan
Christian
EGYPT
Aqaba
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
0
100 km
Contemporary border
111
Iskenderun
60.
CENTERS AND PERIPHERAL
ZONES IN THE LEVANT
AT END OF
OTTOMAN EMPIRE
Antakya
Aleppo
Latakia
Hama
ALAWITE
MEDITERRANEAN SEA
Homs
Central city
(Sunni and Christian)
ALAWITE
Center (communities
integrated into power)
Tripoli
BEDOUIN
Bedouin (repelled
periphery)
MARONITE
CIRCASSIAN
DRUZE
Saida
Refuge mountain
(forgotten periphery)
Damascus
Beirut
Frontline
(dominated periphery)
SHIA
DRUZE
Haifa
Tel Aviv
Jaffa
Jewish settlement
Contemporary
border
MARONITE
DRUZE
112
ISMAELI
Coastline
Jerusalem
CIRCASSIAN
FABrICE BAL ANChE
61. OLD CITY OF DAMASCUS AT END OF OTTOMAN EMPIRE
Souk Harir
(silk market)
Citadel
BAB TOUMA
Umayyad
Mosque
CHRISTIAN AREA
Souk Hamidyeh
MUSLIM AREA
Saint John
of Damascus
Souk Midhat Bacha
Patriarchate
Greek-Catholic
Souk al-Souf
(wool market)
0
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
JEWISH AREA
Jewish
School
200 m
Wall
BAB
SHARQI
Mosque
Church
Synagogue
113
Sandjak
of Iskenderun
62.
THE ALAWITE STATE
1920–1936
To Antakia
To Aleppo
KASAB
(detached from
Turkey in 1942)
JISR AL-SHUGHOUR
BASSIT and AKRAD
(detached from
Iskenderun in1924)
MAIN RELIGION
KANSABA
Sunni
AL-HAFFAH
MAARAT AL-NUMAN
MZERAA
Christian
LATAKIA
(state capital)
QALAAT AL-MADIQ
Ismaili
Mediterranean Sea
JABLEH
Alawite
State of Syria
BANIYAS
International
border
AL-QADMUS
HAMA
AL-RAWDA
MASYAF
AL-SAWDA
Province
border
KHAWABI
DRAYKISH
TARTUS
SAFITA
ARWAD
Alawite state
MASHTA AL-HELU
Non-Alawite
population
TAL KALAKH
(detached from
Lebanon in 1921)
HOMS
Province/statelet
capital
QOUBAIYAT
District center
TRIPOLI
0
20 km
State of
Great Lebanon
To Baalbek
To Damascus
Locality
Road
114
FABrICE BAL ANChE
ThE TrIBE:
ThE BASIC uNIT
OF SECTArIANISM
Although ethnicity and religion are important factors in Syrian sectarianism,
clan and tribal ailiations are its most
basic elements. he clan is actually
a subset of the tribe, but for the sake
of simplicity, this chapter often treats
them as synonymous. Philippe DrozVincent provided a succinct description
of the modern tribal phenomenon in
the middle East:
he word “tribe” is...more stable than
the reality it is supposed to describe.
he “Bedouin” world has been destroyed, through sedentarization, and
by the state powers. But the tribal
culture and its references to blood
and ancestors, a genealogical hierarchic, the use of power inside family
groups persist...he tribes even found
in some states, such as Iraq in 1990,
a new strength. Distinguishing diffuse social tribalism within a society
that inds ways to survive in diicult
conditions (“ruralization” of city
neighborhoods by rural migration,
import of the tribal ethos in solidarity networks), of political tribalism in
power struggles between family networks deployed around leaders. he
“reinvented” or rediscovered tribalism
is therefore a symptom of the State
(nation) weakening.2
Tribalism is more prevalent in Syria
than in most middle East states. It is
not limited to remote regions such as
Jazira; one can also ind it in the coastal
Alawite mountains and the southern
Jabal al-Druze region. Because Syrian
society is not nomadic, Alawite tribes
are based on territorial ties rather than
blood ties; references to a common ancestor exist, but territory is the primary
deining element. In a traditional Alawite village, the sheikh gives the tribe its
name and serves as guarantor of village
unity. Land is the means by which the
community survives and is sustained,
while the extended family defends the
land politically.
As for the Kurds, the importance of
tribalism decreased temporarily after
2004, when the regime allowed political
parties to proliferate following the local
uprising and crackdown. At the time,
each major Kurdish tribe created its own
party. Interestingly, the two most prominent factions—the Kurdistan Democratic Party of Syria (KDPS) and the
now-hegemonic Democratic Union Party (PYD)—lack a tribal ailiation and
difer ideologically. he PYD adheres
to a marxist ideology while the KDP is
liberal, producing a notable diference in
recruitment: the PYD attracts workingclass Kurds while the KDP attracts the
urban middle class. Yet the political future of the Kurdish region is uncertain
because the war and associated quest for
autonomy are spurring some parts of the
community to move back toward tribal
and ideological solidarity. A similar war-
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
time reversion to tribalism can be seen
in other parts of Syria as well.
PrIMAry LINkS ArE
PArAMOuNT
When analyzing the connections between individuals, anthropologists often distinguish between primary links
(family, sect, tribe, etc.) and secondary
links (political ailiation, class, etc.). In
Syria, primary links are strengthened by
a system of patronage that forces citizens to use sectarian networks to access
resources. Economic diiculties often
prevent individuals from leaving their
families and communities—they need
primary solidarity networks to survive.
he potential for “emancipation” from
one’s sect is stronger when an individual is higher in the social hierarchy, but
lower-status members will nevertheless
solicit such individuals for privileges,
essentially pulling them back into their
sectarian identities.
he regime’s core Alawite constituency is the most glaring example of
these phenomena, since the Assad family relies primarily on Alawites to control
the country. At the same time, it does
not stop them from expanding their
patronage network to include non-Alawites that belong to the second or third
circle of power. In peacetime, a sect is
a social network to be mobilized when
one needs to ind a job, get preferable
treatment in dealing with the bureau-
cracy, and so forth. his communitybased patronage system has endured for
centuries.3 Even in times of peace, those
who denounce this system and turn
away from their sect risk marginalization; if they do so during wartime, they
risk their very survival.
MINOrITIES ANd
NATIONALISM
In the muslim world, the idea of nation is often conceptualized in three
diferent ways: as the community of
religious believers (umma), as Arab nationalism (al-watan al-Arabiya), and
as the nationalism of individual states
(qawmiyya). Scholar Xavier de Planhol
best deined these fundamental constructions in 1993, describing their
ambiguity in the Arab world and explaining why they had not supplanted
communitarianism (taiiyya).4 He concluded that one should have no illusions
about the weak integrative capacity of
supra-community identities, including Arabism, and that further regional
fragmentation along sectarian lines
should be expected. In 1984, Laurent
and Annie Chabry had ofered a similar
criticism of the Arabism on which contemporary national constructions are
based, arguing that it had attempted to
“blur and erase” essential aspects of ethnic and minority identity in a manner
that ultimately proved more divisive to
Syrian society.5
115
In addition, the concept of umma
competes with the notion of the Arab
homeland (watan). he term watan itself is ambiguous because it can signify
both “country” and “the Arab world.”
Within Syria’s Baath Party, the contest
between Arab nationalists (who focused
on defending the “Arab Nation”) and
regionalists (who sought to defend the
Syrian homeland) ended in the latter’s
victory toward the end of 1960s. he
Arab nationalists were mainly Sunni,
while the regionalists primarily consisted of minorities (Alawites, Christians,
Druze, and Ismailis). Haiz al-Assad was
the irst prominent Syrian igure to promote and implement a political ideology
based on building a unique Syrian identity, even if the oicial Baath Party line
remained focused on Arab nationalism.
he failure of the pan-Arab project became evident in 1961, when Syria unilaterally dissolved its union with Egypt
after the population rejected being subsumed as an Egyptian colony. To be sure,
Assad oicially maintained the dogma of
Arab unity, speaking of the Syrian Baath
Party as a regional subcommand of the
higher “Arab National” command. Yet
this was a iction intended to unite the
Arab nationalists and regionalists while
the regime consolidated power.
Syria’s Political Life Has Been
Locked Since 1963
Following the 1963 coup, political competition was completely suppressed,
116
with the Baath becoming the country’s
only party until 1971. Assad eventually
softened his rule by authorizing some
“brother” parties to form, integrating
them into the wider National Progressive Front. hanks to this allegiance,
these parties gained parliamentary and
ministerial positions. Decades later, as
the 2011 uprising unfolded, the regime
passed a new law authorizing the creation of parties outside the National
Progressive Front. According to the
new constitution adopted after a February 2012 referendum, the Baath are
no longer the country’s oicial ruling
party; the president can be elected from
a diferent faction. In practice, however,
nothing has changed.
he revised constitution also stipulates that any new party must be represented in all of Syria and eschew religious or ethnic identity. Oicially, the
purpose of this provision is to prevent
the rise of sectarian or regional parties
that might call the country’s unity into
question. Yet the ulterior motive is to
exclude the muslim Brotherhood; membership in this openly Sunni Arab, panIslamist organization is still punishable
by death.
Regardless of the avowed Baath effort to prevent sectarian politicking, the
communitarianism that deines Syrian
society is naturally relected in the ruling party’s composition and policies.
he founding Baath project of building
a “Syrian Arab Nation” where sectari-
anism and tribalism would cease to exist never materialized. he leaders who
believed in this utopia were swept away
by realists and opportunists like Haiz
al-Assad. Although the Baath recruited
from all ethnicities and religions, Assad
ensured that his Alawite constituency remained ascendant.
Syria’s other political parties also tend
to favor speciic minorities, even if their
“universalist” names and rhetoric might
indicate otherwise. he Syrian Social
Nationalist Party (SSNP) exempliies
this practice. Founded in Lebanon in
1932, the party is now headquartered
in the Christian district of Hasaka in
northeast Syria, where it has become
a central part of the city’s Christian
community. Prior to the Assad era, the
SSNP served as an opposition party to
the Baath. Both factions were dominated by non-Sunnis, but they pursued
difering sectarian strategies. minorities in the Baath Party tended to promote Arab unity in order to defend
themselves against the Sunni political
Islam of the muslim Brotherhood. In
contrast, the SSNP initially promoted
the creation of “Greater Syria,” an entity that would have merged Lebanon,
Syria, Jordan, Palestine, and Cyprus in
a manner that allowed minority groups
to outnumber Sunnis (though this quest
was abandoned by the 1950s). Another
SSNP defensive strategy was to break
with transnational ideologies by using
the term qawmiyya in its name rather
than watan, emphasizing Syrian rather
than Arab nationalism. he Syrian government outlawed the SSNP in 1955,
and the party was not reauthorized until 2005. By then, the Baath and SSNP
were no longer ideological antagonists,
since the Baath had become a de facto
“regionalist” party over the years.
he phenomenon of communities
forming political parties and alliances
for sectarian rather than ideological reasons is hardly unique to Syria. In Lebanon, for example, maronite Christian
leader michel Aoun allied with the Shia
parties Hezbollah and Amal mainly to
ward of perceived threats from the Sunnis—much like the Assad regime has
done in Syria. meanwhile, leaders of
the Sunni-majority Gulf countries ind
it inconceivable and unacceptable that
non-Sunnis are ruling any muslim nations. In their view, all positions of high
authority should be held by Sunnis. A
similar mindset prevails in Iran, where
all high oices must be held by Shia.
he ethnic factor has also played a
role in the formation of Syrian political parties. Syrian Kurds, uncomfortable
with the Arab nationalist character of the
Baath, preferred to join the Syrian Communist Party (SCP), which was permitted to exist as a member of the National
Progressive Front. In 1991, amid the
fall of the Soviet Union, the party imploded in a dispute between pro-Soviets
and Syrian nationalists, resulting in two
separate communist parties that both
FABrICE BAL ANChE
claimed the name SCP. While the split
was publicly characterized as a political disagreement, in reality it resulted
from a sectarian cleavage—as described
in chapter 3, Kurds dominated one of
the new splinter parties and Christians
dominated the other. Since their 2004
revolt in Qamishli, Kurds have created
additional political parties that the regime unoicially tolerates, each of them
representing a speciic tribe rather than
an ideology (apart from the PYD).
How the Alawites
Became a Client
Haiz al-Assad’s early success permitted
the ascension of his clan (the Kalbyeh)
within Alawite society, to the detriment
of other historically dominant Alawite
clans and tribes such as the Haddadin
and Khayatin. Yet ensuring Kalbyeh supremacy was not his primary objective;
it mostly resulted from granting his relatives key positions of power. Within the
bureaucracy, army, and public sector, factors such as familial ties, tribal proximity,
and even personal friendship with the
president soon supplanted personal merit as a mechanism of social advancement.
Assad also had other levers for achieving and maintaining power. He created
multiple alliances with other communities by exploiting state institutions and
mobilizing traditional structures such as
tribes and sects, giving him a broad base
of support among the population.
Even so, Assad was careful to place
Alawites in the top positions most crucial to the regime’s grip on power. A
comprehensive analysis of the main
igures in the armed forces and internal security agencies between 1970 and
1997 shows that 61.3% of them were
Alawite, compared to 35.5% Sunni.6 By
1992, seven out of the army’s nine divisions were led by Alawites, compared
to two out of ive in 1973. he majority of these Alawite elites came from the
hinterland of Jableh, the Assad clan’s
stronghold. Given their geographical
and familial proximity to the president,
they constituted the center of the “ruling asabiyya,” one of the politicized solidarity structures described in the introduction to this study. Assad placed them
in key strategic positions such as director
of the mukhabarat and commander of
the paramilitary Defense Companies.
Although other seemingly crucial posts
were given to Sunnis (e.g., defense minister and chief of staf), they proved to
be mere igureheads—the real decisions
were made by their Alawite deputies.
he prominence of Alawites in the
armed forces and security services was
also evident at lower ranks, though exact
statistics on this matter are unavailable.
Today, military camps around Damascus, Homs, and Hama are populated
exclusively with Alawite families, and
in the villages of the Jabal al-Ansariyya
region, it is rare for a family not to have
at least one member in the military. his
is the result of a process that began un-
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
der the French mandate, during which
Alawites were encouraged to enlist en
masse. Adhering to the old adage that
colonial powers prefer to use minority
troops, France chose to integrate Alawites, Druze, Christians, Ismailis, and
Circassians into its Army of the Levant
rather than Sunni Arabs, whom the
French regarded as too receptive to nationalist sentiments. By 1945, Alawites
represented a third of this transnational
army’s forces in Syria and Lebanon.7
Following the 1963 coup, the number of oicers from these minorities
increased drastically, as the new leaders promoted members of their family,
clan, or region in order to reinforce their
power. Half of the 700 Sunni oicers
who were dismissed after the coup were
replaced by Alawites.8 he abortive November 1965 putsch by Sunni oicers,9
the elimination of Druze oicers in
1966–1968,10 and various removals of
Ismaili oicers all reinforced the army’s
Alawite character. By the time of the
2011 uprising, Sunnis had become more
important in the rank and ile due to the
Alawites’ relative demographic weakness.11 But the oicer corps were still
majority Alawite, which helped hold
them together in the early years of the
war despite rampant Sunni desertions.
Using Alawite Sheikhs
to Assert Authority
Traditional social support structures,
particularly religion, have been essen-
tial tools of the Assad regime for decades. Devoid of democratic legitimacy, and with the smokescreen of Arab
nationalism fading, Haiz al-Assad
(and, later, his son) turned to religion
with greater frequency as a means of
inluencing the population.12 he preponderant weight of religion in Syrian society left the regime with little
choice—in January 1973, Assad’s attempt to enact a constitution that did
not stipulate sharia as the source of law
sparked riots.13 He was forced to reinstate the charter’s sharia roots, including an article mandating that the head
of state has to be muslim.
Likewise, during the economic liberalization period that began in 1991, the
wealth of the new bourgeoisie spread
but poverty grew, leaving a society that
had hitherto been protected by socialist measures (e.g., food subsidies, public employment, rent control) with few
mechanisms of support. he regime
soon found itself relying on religion
more than ever to avoid social pressures.
Every Friday, the president would go to
a mosque to pray, and this event was
broadcast live on television. Additionally, leading representatives of each sect
were invited to the presidential palace
during every religious celebration.
he regime has also used religion to
strengthen cohesion among Alawites,
usually by evoking the past persecution
they sufered at the hands of Sunnis.
his goes hand in hand with the tac 117
tic of stoking fear about the bloodshed
Alawites would experience if they lost
power. memories of the 1979 massacre
of Alawite cadets at the Aleppo military
school and the wave of muslim Brotherhood attacks against Alawite igures
around the same time help reinforce the
sect’s unity and its faithfulness to Assad.
As a popular Alawite saying goes, “If you
support Assad, you support yourself.”14
Another reason why the regime had
to invoke religion to mobilize Alawites
is because it could not rely on the tribal
leaders who served as the traditional political elites, namely the Kinj15 and Abbas16 families. During his ascent to power, Haiz al-Assad was an Alawite military
leader from the rural bourgeoisie, not a
member of an important Alawite family. When he and others in the Alawite
military class sought membership in the
National Progressive Front, they were
essentially rejecting Alawite feudal lords.
hese lords had established a political
alliance with Sunni and Christian oligarchs from the cities, with whom they
shared an interest in dominating the
peasant class and preventing the social
ascension of the rural bourgeoisie. he
elites were also mutually wary of agrarian reforms that hit large Alawite, Sunni, and Christian landowners in equal
measure. In the 1990s, Assad’s ruling
asabiyya tried to regain the support of
former Alawite feudal lords who had lost
many of their lands but still maintained
symbolic inluence on the community.
118
For example, the Kinj family still led the
Haddadin confederation, so the regime
returned some of its lands in the Jableh
plains17 and gave some of its members
preferential access to high-proile state
jobs (e.g., one was placed in charge of
the prominent Sham Hotel in Latakia).
Even so, Assad apparently felt compelled
to cultivate additional means of inluence within his sect, a quest that led him
to exploit Alawite sheikhs.
Traditionally, sheiks have been secondary characters in the Alawite community; they subordinate themselves
to tribal leaders and generally stay away
from politics. At the same time, they
are recognized by the community for
their honesty, probity, and religious
knowledge. hey also perform secular
functions such as professor, judge, and
farmer, resulting in a modest lifestyle
that contributes to their “sheikh-ly”
aura—contrary to members of the ruling asabiyya, who live luxuriously thanks
to rampant, open corruption.
Sheikhs mostly serve as guardians of
Alawite doctrine and transmitters of the
religion’s secrets, which puts them in
charge of initiation. From Assad’s perspective, this was their most important
role, since membership in the ranks of
the initiated is an important distinction in the Alawite community, one
that confers authority and respect while
generating solidarity among initiates. In
return, initiates must obey their sheikh
as a spiritual father of sorts. Assad there-
fore made sure to appear alongside his
sheikh during various religious ceremonies. his individual had little inluence
on the president, at least in policy terms;
rather, Assad used him and other sheikhs
to airm his religious authority over the
community. His son would later copy
this system of coopting the sheikhs; today, most Alawite military oicers belong to the circle of the initiated.
In addition, the elder Assad became
the honorary president of the “Council
of the Alawite Sect” (majlis al-mili),18
an informal body composed of eighteen
sheikhs from diferent tribes and tasked
with deining the direction of the Alawite community. During the Brotherhood revolt of 1979–1982, he relied on
this council to unify Alawites against the
perceived Sunni Arab threat.19 After this
period of disorder, the council became
entirely subservient to Assad and limited
itself to a local role of providing consultation to families.20 In its place, Haiz’s
brother Jamil formed a separate association that fostered Alawite religious
practice by equipping mosques, building and maintaining Alawite shrines, inancing mecca pilgrimages for sheikhs,
and related activities.
In more recent years, Bashar al-Assad
has been less invested in supporting religious Alawites. He rarely visits his ancestral home of Qardaha, preferring to
spend his time developing relationships
with businessmen—a practice criticized
by the sheikhs.
Feeding on Alawite Poverty
It is important to remember that political power in Syria does not belong to
Alawites in general, only to certain Alawites. Not all Alawites support the regime simply because the president hails
from their sect; opposition to Assad
exists at both the clan and political
level. he community certainly rallied
behind the regime during the Brotherhood revolt, but they did so mainly
because they were a favorite target of
insurgents, not so much out of Alawite
solidarity. Indeed, this dynamic—mobilizing Alawites by playing on fears
of Sunni revenge if the ruling asabiyya
loses power—has come to deine many
of the Assad family’s eforts to maintain
sectarian solidarity over the years.
hese fears did not always exist,
however, and they abated at the turn of
the century as memories of the Brotherhood revolt faded. he 2011 uprising reactivated them, of course, but in
previous years the regime had to rely
on patronage relationships to maintain
solidarity among poorer Alawites who
held various grievances against the ruling elite.
he Baath regime, like most other
Arab regimes, tried to reduce poverty, alternately presenting it as a consequence
of the colonial period or the preceding
bourgeois-feudal regimes.21 Direct and
indirect rents helped it inance development programs (including health and
education), regulate the prices of every FABrICE BAL ANChE
day goods and services, and drastically
increase the size of the bureaucracy.22
he economic prosperity that Syria experienced between 1973 and the mid1980s also facilitated the reduction of
inherited economic inequalities and the
promotion of social mobility.
Yet this mobility was fragile because
it depended on public monies distributed by the state. When Saudi Arabia
stopped making large donations to
Syria in the 1980s, it contributed to a
crisis in the welfare state and impoverished many public employees. hereafter, these employees had only two
solutions to improve their situation:
demand bribes or seek a second, more
lucrative, job in the private sector. Not
every position lent itself to procuring
bribes, however, and many Alawites
found it diicult to ind second jobs in
their overpopulated mountain region
with limited agriculture.
hus, the assistance that Haiz alAssad preferentially ofered to such
Alawites allowed him to cultivate an
inner core of trusted servants and a
true praetorian guard—one whose devotion was rooted in their material dependence on him. his spurred historian Raymond Hinnebusch to observe
that after the Baath revolution, Syrian
peasants went “from the service of the
large landowners to the intelligence services.”23 hanks to its inluence on the
state, Assad’s asabiyya was able to take
advantage of land distribution during
the agrarian reform era, monopolizing the allocation of agricultural loans,
public sector hiring, road construction,
irrigation, electriication, and so forth.
Each project was inaugurated with fanfare and aixed with a placard thanking
the president for his generosity.
Not all of the Alawite community
developed a client relationship with the
regime: some refused due to political
opposition or because they had other
means of material autonomy. For example, many Alawite businessmen from
Tartus spent years abroad and never
developed patronage links with Assad;
rather, their economic interests place
them closer to the city’s Sunni/Christian
bourgeoisie. As a result, they tend to
sufer the same bureaucratic problems as
others outside the ruling asabiyya—they
do not get special treatment simply because they are Alawites.
ThE STATE EXACErBATES
SECTArIANISM
In the middle East, the state is not independent of communities but closely
linked to this form of societal and political organization. In Syria, the government oicially sought to dissolve
individual communities in a broader
Syrian Arab identity, but such rhetoric
was at odds with the fact that sectarianism was omnipresent in the state’s
very structure for decades. From daily
administration to the higher-level func-
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
tioning of institutions, nearly every aspect of governance fell back to sectarian
membership. more than seventy-ive
years ago, scholar Jacques Weulersse
noted that any individual hired as a
civil servant in the middle East automatically became a representative of
his community within the government,
and his observation still holds true in
Syria today.24
Administrative Limits Create
Sectarian Borders
A state’s use of administrative divisions
demonstrates its true policies toward
sectarianism. hese policies can be used
to reinforce traditional structures or destroy them. Actors within the state are
not neutral, and patronage operates at
its full potential because administrative
promotions create a locus of power and
result in job creation, service delivery,
and other beneits. In 1945, the Syrian state inherited administrative divisions created by the Ottoman Empire,
and France did not try to modify them
during the mandate period. he French
occupation was therefore only a digression—its impact on the organization of
Syrian territory was minimal compared
to Algeria, which experienced 130 years
of colonial politics.25
When the French mandate divided
the Levant, it demarcated the limits
of sectarian space. he province of Suwayda, announced at the beginning of
the independent Syrian state, stemmed
from Jabal al-Druze, a Druze state created by the French.26 he Shia Beqa
Valley was removed from Damascus
province so it could be integrated into
Lebanon; the Lebanon-Syria border
separated a Christian-majority state and
a Shia-majority region from a Sunnimajority territory, exceptions notwithstanding. he creation of the Alawite
State in the 1920s also deined the
Lebanon-Syria border by separating the
Sunnis of Akkar from local Alawites,
again with some exceptions. he Nahr
al-Kabir River demarcated sectarian
communities as well.27
Upon achieving independence, the
states did not alter these divisions. he
Alawite State became Latakia province.
At the time, two non-Alawite districts
(Tal Kalakh and masyaf ) were attached
to this province to dilute its Alawite
identity, per the policy of the Sunni
Arab government. Yet these districts
were later detached from Latakia in
1952. And in 1970, following Assad’s
coup, the regime further divided Latakia by creating Tartus province—this
time to strengthen the Alawite region
by creating a second Alawite “capital.”
Oicially, this administrative upgrade
was justiied with “objective” reasons
such as population distribution, territorial planning, remoteness from the
capital, and so forth. Yet there was an
obvious contradiction at work because
these rationales were not used to promote other cities to provincial capi 119
tals—one of many regime methods of
keeping Sunni Arabs and Kurds marginalized. For example, the manbij and
al-Bab areas of Aleppo province could
easily have been made into their own
provinces at any point since the 1980s,
but this would have meant devolving power from Aleppo city and creating new centers of Sunni power in
an area already hostile to the regime.
Similarly, the regime’s reticence to develop Qamishli into a provincial capital clearly indicated its desire to avoid
reinforcing Kurdish nationalism in
the northeast.
he Baath regime also came to prefer smaller administrative divisions because state patronage worked best at
that level. Important members of society could redistribute public monies
through their personal networks more
eiciently within these smaller frameworks than on the wider provincial
level. he small divisions were also representative of existing local structures:
for example, the new subdistricts established in the coastal region corresponded to the territories of Alawite clans
and rural Christian communities28;
in Jabal al-Druze, they were based on
longstanding boundaries established by
Druze clans29; and in Jazira, they were
based on tribal boundaries.30 his system is well adapted to rural territories
but not cities, especially large metropolises with mixed sectarian and tribal populations.
120
63. ADMINISTRATIVE DIVISIONS IN SYRIA
HASAKA
IDLIB
1970
RAQQA
1960
ALEPPO
LATAKIA
HAMA
DEIR AL-ZOUR
TARTUS
1970
HOMS
RURAL DAMASCUS 1970
DAMASCUS
1960 province border
New province
QUNEITRA
Complete
Partial
1964
DERAA
PRE-1960 POST-1960
SUWAYDA
Province center created
0
100 km
District center created
FABrICE BAL ANChE
he Dual Strategic Role
of Highway Networks
he construction of Syria’s road and
highway network has long obeyed a
strategy of national construction. By
concentrating roads on the coast to the
detriment of the hinterland, the state reinforced its centralism. Accordingly, adjusting road plans to beneit a particular
sectarian interest is not easy; roads are
planned according to the interests of the
state (which wants to control the entire
country) and the economic bourgeoisie
(whose commercial imperatives often
transcend sectarian considerations). At
the same time, the large-scale drawing
of road networks and the priority given
to road construction projects is clearly
inluenced by sectarianism.31
he Aleppo-Latakia highway is illustrative. Its construction was interrupted in 1982 during the Brotherhood
revolt and not restarted until 1995.
he minister of communication gave
inancial reasons to justify the delay, but
the move was widely understood as a
means of punishing Aleppo’s bourgeoisie for supporting the Brotherhood. he
city’s Sunni Arab business class stood to
beneit from being linked to the country’s principal port; Haiz al-Assad also
feared that the highway’s construction
would strengthen a sectarian axis between Latakia (whose population was
half Sunni) and the northern Sunni areas of Jabal al-Ansariyya, Jabal al-Akrad,
and Aleppo. Based on developments in
the current civil war, those fears appear
to have been well founded: between
2012 and 2015, rebels took the Sunni
territories of Jabal al-Turkman and Jabal
al-Akrad, then used them as launching
points to threaten Latakia, the Alawite
stronghold that was expected to be a
refuge for the regime if Damascus fell.32
he Aleppo-Latakia highway gives this
territory strategic importance for Sunnis in the interior; if Alawites were to
secede, conditions would be suitable for
the formation of a “Latakia corridor”
similar to the Danzig corridor in World
War II.33 From the beginning of the civil war, this corridor was the subject of
intense ighting34 as rebels tried to gain
access to the sea.
While road construction was suspended between Latakia and Aleppo, the
minister of communication announced
that a highway would be built between
Jableh and Hama, with a stop in Tal Salhab, a small Alawite town on al-Ghab
plain. Once completed in 1993, the new
highway had a steep grade that made it
diicult for trucks to access. his problem was compounded by the fact that
sections of the road between the coastal
highways and the Aleppo-Damascus
highway never materialized. In fact,
the highway’s true function was to connect coastal Alawites with their al-Ghab
brethren, reinforce the region’s Alawite
territorial unity, and give the regime a
route for sending the army to Hama if
the Damascus-Aleppo highway was ever
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
cut of by insurrection—the oicial economic goal for this costly highway was
just a pretext. he war has only reinforced the importance of this strategic
axis, which constitutes a vital artery for
the defense of Alawites in al-Ghab.
Secondary Road Networks
Privatized by Sects
Beyond major highways, Syria’s secondary road network relects the country’s
social networks and their relationship
with the state. he construction of such
roads is not a natural step in Syria’s infrastructure development; instead, it results from tough negotiations between
local populations and the state. Access
to road networks is not a right but a
beneit granted by the president in return for political allegiance. In the Jabal
al-Alawiyya area, for instance, the merchedites35 towns were not accessible by
paved road until the community clearly
submitted to the Assad clan’s patronage at the beginning of the 1990s. And
Khawabi, an isolated Sunni town in the
Tartus hinterland, did not receive access
to the road network until ten years after
surrounding Alawite towns did.
Hama province likewise illustrates
the regime’s road-building calculus. he
local road network is clearly organized
to connect small cities with the countryside directly, allowing them to bypass
the provincial capital, an insular, strictly
conservative Sunni Arab city that served
as a muslim Brotherhood stronghold for
years. Alawite, Christian, and Ismaili
populations in the province had already
developed their own service centers in
masyaf, Tal Salhab, maharda, and Salamiya to avoid going to Hama. In addition to linking these areas, the regime
also wanted to further punish Hama for
its 1982 uprising. In contrast, the road
network in Homs province is centralized around the capital, transforming
the area into an attractive cross-sectarian
metropolis spread over a wide area.36
ECONOMIC ANd
dEMOgrAPhIC
TrANSITION CrEATES
SOCIAL CrISIS
Since 1991, when Haiz al-Assad enacted Investment Law no. 10, Syria
has been trying to transition from a
Baath-imposed command economy to
a free-market system. his process has
been slowed by the regime’s fear of a
popular uprising and its omnipresent,
entrenched bureaucracy. But the Assad
family also realized that some liberalization was needed to meet the demands of entrepreneurs and integrate
the hundreds of thousands of young
people entering the job market, especially once the welfare state was no longer able to provide secure employment
to the masses.
At the same time, Syria has been undergoing a period of critical demographic transition. After half a century of
121
122
64. BAATHIST PLANNING 1963–1990: DEVELOPMENT OF THE PERIPHERY
Turkey
ALEPPO
EU PHR ATES
VALLEY
RAQQA
HASAKA
IDLIB
LATAKIA
DEIR AL-ZOUR
MEDITERRANEAN SEA
natural growth in which the population
doubled every twenty years, the birthrate inally slowed down after the turn
of the millennium. Generations born
during the demographic peak were still
entering a saturated job market while
expecting greater purchasing power than
previous generations, but the number of
positions created in the private sector
had yet to compensate for losses in agriculture and industry.37
After Bashar al-Assad came to power, Syria was more open to foreign investment, with Gulf companies investing heavily in real estate on the coast
and in the capital. But this created
few jobs and much frustration—unlike in other emerging markets, Assad’s
approach increased the wage gap and
spurred economic growth that beneited a minority without encouraging
wider social development.
his new economic context challenged
the geographical organization inherited
from the Baath period, which had favored
the peripheries from which new political
employees hailed.38 Bashar’s generation
of Damascus-born elites was uninterested
in the peripheries and small cities where
the Baath Party had its social base—the
state was no longer willing or able to inance the past politics of territorial planning. Yet the regime seemed to forget that
these were also the politics of security. For
example, Assad abandoned the promised
plan to develop northeast Syria after the
2004 Kurdish revolt, and this neglect
JABLEH
G HAB
VALLEY
HAMA
BANIAS
TARTUS
COAS T
HOMS
Iraq
ECONOMIC DEVELOPMENT PROGRAM
GHAB
Lebanon
Dam irrigation
State industry
DAMASCUS
Port and oil terminal
Raw materials route
URBAN HIERARCHY
SUWAYDA
QUNEITRA
Capital
Israel
DERAA
Jordan
Province center
Principal road
FABrICE BAL ANChE
helped create the conditions for Rojava’s
potential breakaway a decade later.
Difering Growth Rates
65. PERIPHERY CLEAVAGE SINCE THE 1990s
QAMISHLI
Turkey
ALEPPO
RAQQA
HASAKA
Latakia
DEIR AL-ZOUR
MEDITERRANEAN SEA
HAMA
Tartus
HOMS
Iraq
Center
Lebanon
Periphery
Uninhabited area
Capital
DAMASCUS
Secondary city
Regional center
Secondary city
SUWAYDA
Principal road
DERAA
Israel
Jordan
Secondary road
International airport
International port
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
In the 1950s, Syria began a period of
demographic transition. High birthrates and decreasing mortality due to
medical progress generated fast population growth. By the early 1980s, Syria
had one of the top ten fertility rates in
the world with more than eight children per woman. Syria’s age pyramid
indicated a decreasing birthrate in the
mid-1990s, but it increased again later
on, probably due to the re-Islamization
of society. he birthrate fell again after
2004, but life expectancy increased, so
the population continued to grow.
Yet these demographic trends were
uneven in Syria’s diferent communities. he fertility rate of religious minorities declined sharply over the past
thirty years, but the Sunni Arab rate
remained high, as shown by the difering population growth in Alawite and
Druze provinces (Latakia, Tartus, Suwayda) vs. Sunni Arab provinces (e.g.,
Raqqa, Deir al-Zour, Idlib). he decline
among Alawites was due in large part to
the regime’s decades-long efort to improve educational opportunities for its
core constituency, relecting the common correlation between higher levels
of education and lower birthrates.
After the 1963 coup, Alawites who
held positions of responsibility in the
bureaucracy routinely gave state jobs to
123
66. SYRIAN POPULATION 2010
AGE
80 +
75 – 79
70 – 74
65 – 69
60 – 64
55 – 59
50 – 54
45 – 49
40 – 44
35 – 39
30 – 34
25 – 29
20 – 24
15 – 19
10 – 14
5–9
0–4
1.4
1.2
1
0.8
0.6
0.4
0.2
0
(in millions)
their coreligionists from neighboring villages. Yet chronically low levels of education on the Alawite coast eventually
forced the state to draw from a pool of
recruits who held no more than a certiicate of basic high school education and
were only capable of performing the lowest-level civil service and security jobs. To
consolidate his control over the state and
avoid schisms between his co-religionists
at the top and bottom of the bureaucracy, Haiz al-Assad recognized that he
would need a steady low of faithful and
suiciently skilled Alawites to ill every
stratum of the state apparatus. Accordingly, he extended state education services to what were traditionally isolated and
marginalized minority communities.39
124
0
0.2
0.4
0.6
0.8
1
1.2
1.4
Source: U.S. Census Bureau International Data Base
As Alawite recruits swelled the rank
and ile of the state apparatus, low-level
posts became scarce, and competition
for public employment became ierce.
Political connections proved invaluable
to many job candidates, giving Alawites
a clear advantage due to regime favoritism.40 By 2004, more than 80% of employed Alawites worked in the military,
state-led industry, or public sector.41
he proliferation of primary and secondary schools in the Alawite coastal
region fostered such dominance.42 In
1960, around 60% of Latakia residents
age ifteen and over were illiterate, corresponding with the national average at
the time.43 By 2004, however, illiteracy
had fallen to 10.7% in Latakia and
12.4% in Tartus,44 signiicantly lower
than the national average of 17.5%.
Furthermore, the gender gap in Alawite
literacy rates disappeared entirely. As
more and more women took up educational opportunities over the past two
decades, many sought careers and put
of getting married until they inished
their studies, usually after age twentyive. hus, Alawite fertility rates steadily
declined—within two generations, the
average number of children per family
dropped from eight to two.45 Birthrates
in the Alawite provinces of Latakia and
Tartus are now much lower than in the
Sunni-dominated interior.
Charting Syrian demographic growth
in 1970–1981, the period in which
Assad’s development policies were most
efective, tells a diferent story from the
last census period (1994–2004), when
these policies were all but abandoned and
the Alawite community had achieved its
demographic transition. In the 1970s, the
Alawite region’s growth rate was comparable to the national average, but by the
1990s it had noticeably declined, mirroring the pattern in other minority regions
such as Suwayda, Shahba, Salkhad, and
Salamiya. In Sunni-majority districts
such as Hama and Abu Kamal, demographic growth exceeded 3% per year by
2004, but the igure was less than 2% in
coastal Alawite districts such as Tal Kalakh and masyaf. he coastal Alawite
region still enjoys a positive net migra FABrICE BAL ANChE
tion rate (for reasons elaborated below);
its lower rate of demographic growth can
be attributed to a lower Alawite birthrate
than in Sunni-majority regions, where net
migration levels are negative. he aging
populations of mountainous districts in
Latakia and Tartus have experienced the
most signiicant reduction, with young
adults from Jabal al-Alawiyya locking to
coastal towns and Damascus to take advantage of greater employment opportunities beginning in the 1960s. For their
part, the coastal districts have been able
to keep their growth rate between 2 and
3% thanks to the dense concentration of
the labor force there.
he growth rate in Kurdish-majority
provinces has been weak as well, but this
has much to do with their severe underdevelopment, which spurred many
residents to migrate from areas such as
Afrin, Kobane, Hasaka, and Qamishli
to Aleppo and Damascus. Impoverished
and underdeveloped Sunni-majority territories, such as the high plateaus of Qalamoun, witnessed equally strong migration to Damascus but still maintained
their high birthrates. Consequently, the
growth rate in the Sunni plains south of
Damascus did not fall below 3%, and
the same goes for the vast Sunni crescent
stretching from the Iraqi border to the
foothills of Jabal al-Ansariyya via Deir
al-Zour, Raqqa, Idlib, and Aleppo. It is
no coincidence that these “neglected but
still growing” zones are where the current rebellion was most irmly rooted.
When the State Disengaged
he 2011 revolt began in the Houran,
an agricultural region between Damascus and the Jordanian border. At
the time, foreign journalists portrayed
the Houran as a hotbed of perpetual
opposition toward the Assad regime,
but that was inaccurate. Up until the
1990s, locals actually supported the regime because they were still beneiting
from the agrarian reforms it launched
in the 1960s. Previously, the Houran
breadbasket had been dominated by
large landowners and Damascus merchants who monopolized agricultural
proits, but the reforms redistributed
a great deal of land to smaller farmers,
agricultural banks, and other groups.
he state also created crop-buying organizations to further break farmers’
dependence on large landowners who
often doubled as agricultural products
traders. he livelihood of local farmers improved, and the regime provided
them with better public services to ensure their continued support. multiple
villages grew into cities thanks to these
public investments, most notably the
small border town of Deraa, which became a regional service center. he Houran’s population increased rapidly due
to high fertility rates, from 180,000 in
196046 to 900,000 in 2015.47 And local residents were appointed to many
executive positions within the regime,
including Farouq al-Shara, who served
as foreign minister and vice president.48
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
Bashar’s succession in 2000 came at
a time when third-generation beneiciaries of Syria’s agrarian reform were coming of age and discovering that the state’s
eforts were failing in many respects. By
this point, farms in the Houran and
elsewhere had been subdivided and were
insuicient to feed a family, despite the
transition from cereal to fruit growing
and market gardening. Overexploitation
of aquifers had led the ministry of Agriculture to ban new water wells and shut
down many illegal ones. hese measures
were one of the primary reasons for local discontent because they deprived the
rural population of their main source of
income. Frustrations were exacerbated
whenever exceptions were made for
farmers close to the regime. he decrease
in farm income in turn afected urban
economies that were not diversiied and
hence unable to absorb the rural underemployment. Although this combination of neglect and resentment afected
much of Syria’s countryside, it was felt
most acutely in the Houran because of
the region’s proximity to the previously
generous leadership in Damascus.
he water problem greatly afected
sectarian dynamics in other areas as
well.49 In 2005, the regime launched a
plan to modernize irrigation techniques
and reduce agricultural water consumption, but the program’s mechanisms
were questionable because they tended
to favor large landowners and eliminate
jobs. moreover, it did not solve the un-
derlying problem of resource management, which requires massive public investment in rehabilitating the irrigation
network, treating waste water, building
new retention dams, establishing restrictive tarif policies in irrigated areas, and
so forth. For example, the situation in
al-Ghab plain, formerly a model of agricultural development,50 had become
critical—the low of the Orontes River
had dramatically decreased due to massive withdrawals upstream in Homs and
Hama. hose responsible for managing
the area’s water ignored the proliferation
of illegal wells because they knew that
state irrigation systems could no longer
supply local needs. And just as in the
Houran, oicials were tolerant of abuses
and illegal activities by Alawites who
were close to the regime. more illegal
wells were permitted to spring up in the
southern and western parts of al-Ghab,
where Alawites live, than in the northern and eastern sections, where Sunni
Arabs are the majority. he fact that the
director of al-Ghab’s irrigation system is
a member of the Assad family is probably no coincidence.51
In the northeast, the rural water situation came to resemble something out of
John Steinbeck’s Grapes of Wrath. As described in chapter 3, domestic overconsumption in Syria and heavy withdrawals across the border in Turkey created a
structural deicit, and the problem was
exacerbated by several years of drought
that began in 2006. he Khabur River
125
would have gone dry if the regime had
not supplied it with pumps that tap into
groundwater. As a result, cultivated areas
in Hasaka province decreased by 25%
between 1995 and 2008.52 he plan to
modernize irrigation techniques fell far
behind schedule there due to various
bureaucratic obstacles.53 hanks to a
2008 agreement with Turkey, the regime
proposed a huge project to transfer water from the Tigris River to the Khabur
in order to prevent desertiication in
Hasaka. he project would cost $2 billion, however, and would need ten years
of work54 if Syria obtains international
funding to carry it out. As for neighboring Jazira, the province’s agricultural
crisis in the decade before the war contributed to discontent elsewhere in the
country because several hundred thousand locals left the region to resettle in
slums in Aleppo and Damascus.
he state’s disengagement from large
swaths of the countryside also had wider
consequences for the many rural towns
that had become small cities due to years
of exceptional population growth. By
2011, many of these cities were openly
rebelling because of neglect by the state,
which had frozen administrative promotions and therefore the creation of public
jobs. During the 1970s, the regime had
encouraged the growth and health of
small rural towns, providing public jobs
and facilities that contributed to local
economic dynamism and gave residents
ample avenues of employment.55 he
126
67. DEMOGRAPHIC GROWTH IN SYRIA BY DISTRICT 1970–1981
KURDISH
KURDISH
KURDISH
Hasaka
Aleppo
Idlib
Raqqa
Latakia
Deir al-Zour
ALAWITE
Tartus
Hama
ISMAILI
ALAWITE
Homs
Palmyra
Damascus
% AVG ANNUAL GROWTH
0–1
Golan
Heights
1–2
2–3
Suwayda
3–4
Deraa
DRUZE
0
100 km
KURD
Dominant minority
Province border
District border
4–5
Uninhabited area
5–6
Syrian Golan
Source: Population census 1970 and 1981, Central Bureau of Statistics, Damascus
FABrICE BAL ANChE
68. DEMOGRAPHIC GROWTH IN SYRIA BY DISTRICT 1994–2004
KURDISH
KURDISH
KURDISH
Hasaka
Aleppo
Idlib
Raqqa
Latakia
Deir al-Zour
ALAWITE
Hama
Tartus
ISMAILI
ALAWITE
Palmyra
Homs
Damascus
% AVG ANNUAL GROWTH
0–1
Golan
Heights
1–2
2–3
Suwayda
Deraa
3–4
DRUZE
0
100 km
KURD
Dominant minority
Province border
District border
4–5
Uninhabited area
5–6
Syrian Golan
Source: Population census 1970 and 1981, Central Bureau of Statistics, Damascus
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
number of districts (mantiqa) increased
from forty to seventy between 1960 and
1994. Since then, however, no new provinces (muhafaza) have been established,
even as the population increased from
14 to 22 million people before the war.56
Likewise, the number of district centers
with more than 20,000 inhabitants (the
oicial minimum for designation as a
city in Syria) almost doubled,57 but the
administrative status of these new rural
cities was not formally changed. Public
funds and facilities in Syria are distributed based on this categorization system, so
these cities have been underfunded and
underequipped for years, with fewer job
openings in the public sector. his lack
of public support has not been ofset by
private sector development, mainly because the modernization of Syria’s transport networks reduces the commercial
attraction of these small communities
compared to larger cities. medium-size
district capitals with more than 40,000
residents (e.g., Jisr al-Shughour, maarat
al-Numan, mayadin, Rastan) are experiencing similar declines in favor of major
cities for the same reasons.
Notwithstanding the war, Syrian territory today echoes the period preceding
the Baath era, as the ruling authorities
focus their attention and largesse on the
large cities along the Damascus-Aleppo
axis with extensions to the coast. Tartus
and Latakia have become de facto parts
of this regime heartland thanks to their
port infrastructure. In the northeast, the
127
Raqqa, Deir al-Zour, Hasaka, and Qamishli regions remain intermediate hubs
that still bring local resources toward the
center despite their contested status during the war. he mutation of Syria’s territory has resulted in a socio-spatial crisis
that the regime did not anticipate and
may yet be unaware of.
69. ILLITERACY IN SYRIA BY PROVINCE 2004
N
W
E
S
KURDISH
128
Hasaka
Aleppo
Wealth Gap Leads to Urban Crisis
As discussed in previous chapters, socioeconomic tension between the country’s
center and peripheries was an important driver of the war, and this urban/
rural cleavage was experienced in miniature within Syria’s major cities. In
Latakia, for example, the revolt began
in the poorest neighborhood, Ramel alFilistini, but stalled closer to the central
squares because the middle and upper
classes did not sympathize with the protestors—a clear indicator of social gaps
materializing as territorial boundaries.58
Damascus is the best example of
this phenomenon. Beginning in march
2011, the capital’s outlying areas suffered endemic revolts, and the army
blockaded the town of Duma in the
sprawling Ghouta suburb. he unrest
was very much a function of Ghouta’s
sharp contrast with the rest of Damascus on multiple levels: economics,
class status, demography, urban planning, and so forth. By the time of the
2004 census, Ghouta was home to
over 100,000 inhabitants, with a high
population growth rate of 3.5%. most
KURDISH
KURDISH
Idlib
Raqqa
Latakia
ALAWITE Hama
Tartus
Deir al-Zour
ISMAILI
ALAWITE
Homs
Damascus
% ILLITERACY
Golan
Heights
> 30
20–30
Suwayda
15–20
Deraa
ALAWITE
Minority-dominant
district
Province border
10–15
DRUZE
0
100 km
<10
Desert area
Source: 1994 and 2004 population census, Central Bureau of Statistics, Damascus
FABrICE BAL ANChE
70. INTERNAL MIGRATION IN SYRIA, 1990 –2010
TURKEY
JAZIR A
HASAKA
ALEPPO
RAQQA
IDLIB
LATAKIA
HAMA
DEIR AL-ZOUR
TARTUS
HOMS
LEBANON
IRAQ
DAMASCUS
Alawite region with low fertility rate
QUNEITRA
Retired Alawite military and
civil servant migration
Golan
Heights
DERAA
SUWAYDA
Weak Aleppo attraction area
Robust Damascus attraction area
Flow of migrants
N
W
JORDAN
Daily civilian commute routes
E
Provincial/international border
SAUDI ARABIA
S
0
100 km
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
129
of its buildings were one- or two-story
ediices constructed quickly and illegally to meet the housing demand at a
time of limited state resources. Indeed,
the town has spread like an oil stain on
farmland now submerged in concrete.
Government planners typically take a
long time to decide on urban development in the Ghouta, by which time facts
on the ground have usually changed.
his leaves the population with little
choice but to build illegally and then
negotiate access to urban services and
retroactive legalization with public authorities, all in return for money and
political allegiance.59 Oicially, urban
growth near the capital was supposed
to be limited to the northern wasteland
beyond Jabal Qasioun in order to preserve the fertile lands of the Ghouta.
But for various reasons—including lack
of knowledge about how urbanization
should be carried out, lack of access to
housing, and corruption—over 80% of
urban expansion occurred in the Ghouta instead. he northern districts attracted the middle classes who work in
the public sector, have a regular salary,
and as such are eligible for housing assistance. Today, these modern northern
neighborhoods are mostly populated
by oicials who originally hailed from
other provinces. Indeed, the distribution of public and private employment
perfectly illustrates the split between
the capital’s northwestern and southeastern districts—that is, between the
130
new Damascus, which is loyal to the
regime, and the Ghouta, which rose up
violently.
As for the center of Damascus, it was
largely insulated from the uprising. he
bourgeoisie presumably supported the
regime because they believed it would ensure them social stability and, by extension, prosperity. Pro-Assad protests were
organized with the support of leading
businessmen, who gave their employees
days of to attend demonstrations and
inanced the associated festivities, such
as a large July 2011 concert in Umayyad
Square with singer George Wassouf.60
In their view, Assad has been trying to
facilitate Syria’s business environment—
he opened the door to Gulf investment
(which was behind many real estate
projects in greater Damascus), removed
exchange controls, and allowed private
banks. As a result, Syrian economic
growth was recovering strongly up until
the war. Yet this growth directly beneitted a wealthy, loyalist minority rather
than the population as a whole. And
while these wealthy individuals funded
charities that sought to reduce the social
cost of economic transition, their eforts
were insuicient given the magnitude
of Syria’s social degradation. In 2007,
a UN Development Programme report
noted that poverty afected 33% of Syrians, with 12.3% considered extremely
poor. As Syrian economist Nabil Sukkar
put it on the eve of the rebellion, “the
wealth gap widens in Syria.”61
he regime’s “XI Plan” (2007–2011)
made poverty reduction and job creation its major objectives, but the plan
was unfeasible. In 2007, Assad called
tourism “the new oil of Syria” and declared that it would create two million
jobs by 2020.62 Clearly, the regime was
either blind to the country’s realities or
had run out of viable ideas to solve the
unemployment problem. he resultant
social situation generated tremendous
frustration among young people, which
helps explain the power of the protests
that erupted on the outskirts of major
cities. In the words of journalist Caroline Donati, “What will this generation
that cannot aford consumer goods in
the shop windows become? It is ready
to radicalize.”63 his social crisis, she
concluded, “will be expressed in sectarian terms.”
SuPrA-SECTArIAN
NATIONAL
CONSTruCTION
hAS FAILEd
In social and economic terms, the Syrian revolt is comparable to what happened in Tunisia and Egypt, but it is
also very diferent because of its sectarian character. most researchers do not
want to use a sectarian lens when examining the conlict, preferring “neutral”
social explanations. Syrian opposition
leaders are uncomfortable with it as
well, regarding sectarianism as an ar-
chaic method of organizing society that
is vulnerable to Western exploitation
and imperialist control, in line with the
theories of Edward Said and other intellectuals.64 Ironically, Assad uses the
same argument in many of his speeches,
claiming that Syria is the victim of a
conspiracy by foreign actors who use
sectarianism to achieve their ends—
an astounding bit of hypocrisy from a
regime that relies on the loyalty of an
Alawite minority and does all it can
to divide its Sunni citizens. more than
anything else, the war has revealed the
deep cracks in the system of power that
Assad inherited from his father, and his
inability to reform it.
hus far, the regime has survived
by ensuring that its security forces are
dominated by elite Alawite units,65 and
by cultivating support among minorities (despite Kurdish reluctance on that
front). It has also sought to fracture Sunni Arabs along territorial, tribal, ethnic,
and social lines, while simultaneously
channeling their resentment into ideological byways such as Baath nationalism, the struggle for occupied Palestine,
and resistance to foreign “imperialism.”
Bashar’s marriage to a Sunni and his integration of the Sunni bourgeoisie into
the ruling asabiyya were part and parcel
of this strategy.
Despite all these eforts to neutralize and coopt Sunni dissent, however,
the fact remains that the majority of the
population considers the regime Alawite
FABrICE BAL ANChE
and therefore illegitimate. In addition
to religious objections, they also oppose
Assad’s geopolitics, particularly his alliance with Shia Iran. In their view, Syria
is more beholden to the Gulf oil monarchies for its economic development than
to Iran. hey believe that continuing the
alliance with Tehran can only bring international sanctions to Syria while angering potential patrons in Saudi Arabia.
In the years leading up to the war, the
Sunni Arab community became more
aware of its socioeconomic strength as
the private sector grew and sectarian
charitable associations began providing services that the welfare state could
not.66 When the regime proved inadequate in the new suburban districts and
neglected rural areas, Sunni imams and
leaders of the bourgeoisie reconstituted
their clientelist networks—a development that will make them increasingly
diicult to control and divide even if
Assad is able to survive the war.
Perhaps most important, Syria’s demographic trends are irmly against the
regime, and no amount of mass wartime
displacements will change that fact.
Over the years, high population growth
accelerated the failure of its development policy, which sought to placate the
Sunni majority through agrarian reform
and job creation but was incapable of
absorbing the massive number of unemployed youths. moreover, its favoritism
toward minorities had the unintended
efect of reducing their demographic
weight. Since the 1980s, Alawites have
undergone rapid demographic transition due to radical changes in their community, with the regime’s largesse essentially transforming them from a poor,
illiterate peasant class to an educated
corps of civil servants. heir fertility
rate has quickly declined in the process,
while Sunni birthrates remain twice as
high.67 hus, even if political change
does not come to Syria in the short
term via foreign intervention, economic
crisis, or insurrection, it will still arrive
at some point due to the simple, stark
math of sectarian demography.
NOTES
1.
Jacques Weulersse, Le pays des
Alaouites [The country of the Alawites]
(Institut Français de Damas, 1940).
2.
Philippe Droz-Vincent, Moyen-Orient:
pouvoirs autoritaires, sociétés bloquées [Middle East: authoritarian
powers, locked societies] (Paris: Presse
Universitaire de France, 2004).
11. Fabrice Balanche, “Go to Damascus,
My Son: Alawi Demographic Shift under
Baath Party Rule,” in Michael Kerr and
Craig Larkin, The Alawis of Syria: War,
Faith and Politics in the Levant (Oxford
University Press, 2015), pp. 79–106.
12. Bertrand Badie explained that for
many Muslims, only the power of Allah
is legitimate, and he does not delegate
this power to men. It is nevertheless necessary that men submit to a temporal
power in order to avoid anarchy. From
this perspective, “a bad or even unjust
order is better than anarchy,” provided
it is at least compliant with sharia. See
Badie’s book Les deux etats [The two
states] (Paris: Fayard, 1987), p. 334.
3.
Jacques Weulersse, Le pays des
Alaouites [The country of the Alawites]
(Institut Français de Damas, 1940). Also
see his book Paysans de Syrie et du
Proche Orient [Peasants of Syria and the
Middle East] (Paris: Gallimard, 1946).
4.
Xavier de Planhol, Les Nations du Prophète [Nations of the Prophet] (Paris:
Fayard, 1993), p. 24.
5.
Laurent Chabry and Annie Chabry, Politique et minorités au Proche-Orient: les
raisons d’une explosion [Politics and
minorities in the Middle East: the reasons for an explosion] (Paris: Maisonneuve et Larose, 1984), p. 358.
13. Martin Kramer, “Syria’s Alawis and
Shi’ism,” in Shi’ism, Resistance, and
Revolution, ed. Martin Kramer (Boulder, CO: Westview, 1987), p. 248.
6.
Hanna Batatu, Syria’s Peasantry, the
Descendants of Its Lesser Rural Notables, and Their Politics (Princeton
University Press, 1999), p. 219.
7.
Nikolaos van Dam, The Struggle for
Power in Syria: Politics and Society Under Asad and the Ba’th Party (London:
I. B. Tauris, 1996), p. 4.
15. Under the French Mandate, the Kinj
d’Ain Shqaq family from the plains of
Jableh was recognized as the representative of the Haddadin tribal confederation. Ibrahim al-Kinj was president
of the territory known as the “Alawite
State” in the 1930s.
8.
Ibid., p. 32.
9.
Michel Seurat wrote about an additional putsch attempt in 1973,
spearheaded by a group of Nasserite
and pro-Iraqi Baath officers, But even
in this case, the overwhelming majority
of those involved were Sunni. See his
book L’Etat de Barbarie (Paris: Le Seuil,
2012), p. 136.
10. An entire chapter of Nikolaos van
Dam’s 1996 book The Struggle for
Power in Syria is dedicated to this purS E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
ging of Druze officers, which essentially
led to the dismissal of the entire Druze
community from power.
14. Michel Seurat, L’Etat de Barbarie (Paris:
Le Seuil, 1989), p. 94.
16. The Abbas de Tlii family from northwest Akkar represented the Khayatin
confederation under the French Mandate.
17. Eberhard Kienle, “Entre jama’a et
classe: le pouvoir politique en Syrie
contemporaine” [Between “jama’a”
and social class: political power in
contemporary Syria], Revue du monde
musulman et de la Méditerranée 59,
no. 1 (1991), p. 219, http://www.persee.fr/doc/remmm_0997-1327_1991_
num_59_1_2681.
131
18. Alain Chouet, “L’espace tribal Alaouite
à l’épreuve du pouvoir ,” Maghreb-Machrek 147 (1995), p. 96.
19. For example, Michel Seurat offered an
account of the council’s August 1980
meeting in Qardaha, in which Assad
exhorted the entire Alawite hierarchy
to stand together as a bloc to overcome the crisis, even if that meant cutting off economic activity with the Sunni bourgeoisie. See his book L’Etat de
Barbarie (Paris: Le Seuil, 1989), p. 88.
20. Alain Chouet, “L’espace tribal Alaouite
à l’épreuve du pouvoir ,” Maghreb-Machrek 147 (1995), p. 114.
21. The tactic of blaming the colonial
experience was also used in Algeria,
while blaming bourgeois-feudal predecessors was common in Egypt and Iraq.
The phrase “bourgeois-feudal” may
seem contradictory, but it suitably describes the historical alliance between
Syria’s commercial bourgeoisie and
great landowners.
22. Direct rent is the product of hydrocarbon exports. Indirect rent is aid
given by oil-rich Arab countries or
remittances from immigrants in these
countries. Syria benefited from indirect
rent between 1973 and 1987 as Arab
countries with greater oil resources
paid subsidies to support Damascus
in its fight against Israel. See Blandine
Destremau, “Pauvres et pauvreté en
Afrique du Nord Moyen-Orient: essai
de balisage d’une problématique de
recherche en sciences sociale” [The
poor and poverty in North Africa and
the Middle East: an attempt to shed
light on a research problem in the social sciences], Les Cahiers D’Urbama 13
(1997), p. 25.
es] (Institut Français de Damas, 1940),
p. 123.
25. Marc Côte, L’Algérie ou l’espace retourné [Algeria, or the returned area]
(Paris: Flammarion, 1989).
26. Fabrice Balanche, Atlas du ProcheOrient Arabe [Atlas of the Arab Middle
East] (Paris: Presses de l’Université Paris-Sorbonne, 2011), pp. 32–33.
27. Ibid., pp. 28–29.
28. Ibid., p. 147.
29. Cyril Roussel, Les Druzes de Syrie: Territoire et mobilité [The Druze of Syria:
territory and mobility] (Beirut: Institut Français du Proche-Orient, 2011),
http://www.ifporient.org/node/1024.
30. Myriam Ababsa, Raqqa: territoires et
pratiques sociales d’une ville Syrienne
[Raqqa: territories and social practices
of a Syrian city] (Beirut: Institut Français
du Proche-Orient, 2009).
31. Fabrice Balanche, “La prise en compte
du facteur communautaire dans l’analyse de l’espace syrien” [Taking the
community factor into account in spatial
analysis], Géographie et Culture, May
2005, pp. 5–22, https://halshs.archivesouvertes.fr/file/index/docid/61242/
filename/La_prise_en_compte_du_facteur_communautaire_dans_l_analyse_
spatiale_article.pdf.
(Washington Institute for Near East Policy, September 23, 2016), http://www.
washingtoninstitute.org/policy-analysis/view/latakia-is-assads-achilles-heel.
43. According to the Syrian government’s
1960 census.
35. The merchedites are an Alawite subgroup distinct from the rest of the community because of their belief in the
divine essence of Sleiman Merched,
a prominent tribal leader during the
French Mandate whom they regard as
their prophet and God.
44. According to the 2004 census.
36. Fabrice Balanche, “Transports et espace Syrien” [Transportation and the
Syrian space], Annales de Géographie
630 (March–April 2003), pp. 146–166,
https://hal.archives-ouvertes.fr/file/index/docid/61252/filename/Transports_
et_espace_syrien.pdf.
47. Estimate based on Syria’s 2010 census.
37. Samir Aita, “Labour Market Policies
and Institutions, with a Focus on Inclusion, Equal Opportunity and the
Informal Economy: The Case of Syria,”
Etude pour l’Organisation Internationale du Travail, 2010, http://www.
economistes-arabes.org/Cercle_des_
economistes_arabes/Samir_Aita_files/
Ilo-aita-summary.pdf.
38. Alasdair Duncan Drysdale, “Center
and Periphery in Syria: A Political Geography Study,” PhD dissertation, University of Michigan, 1977.
39. Ibid., p. 199.
32. Fabrice Balanche, “Il feudo degli Alaouti” [The Alawite feud], LIMES, March
2013, http://www.limesonline.com/cartaceo/il-feudo-degli-alauiti?prv=true.
40. Fabrice Balanche, La region Alaouite
et le pouvoir Syrien [The Alawite area
and the Syrian power] (Paris: Karthala,
2006), p. 164.
41. Ibid., p. 165. See also Noujoud Allouche, “La péri-urbanisation de Lattaquié” [The peri-urbanization of Latakia], PhD dissertation, Josef Fourier
University, 2009, p. 239.
23. Raymond Hinnebusch, Peasant and
Bureaucracy in Ba’thist Syria (Boulder,
CO: Westview, 1989), p. 325.
33. Fabrice Balanche, “Syrie: la Montagne
des Kurdes, prochaine zone martyre
de la révolte?” [Syria: Kurds Mountain,
site of the revolt’s next massacre?],
Libération, June 12, 2012, http://www.
liberation.fr/planete/2012/06/12/syriela-montagne-des-kurdes-prochainezone-martyre-de-la-revolte_825808.
24. Jacques Weulersse, Le pays des
Alaouites [The country of the Alawit-
34. Fabrice Balanche, “Latakia Is Assad’s
Achilles Heel,” PolicyWatch 2489
132
Study,” PhD dissertation, University of
Michigan, 1977.
42. A quarter of all secondary schools opened in Syria between 1963 and 1970
were located in this region. See Alasdair Duncan Drysdale, “Center and Periphery in Syria: A Political Geography
45. Youssef Courbage and Emmanuel
Todd, Le rendez-vous des civilisations
[The rendezvous of civilizations] (Paris:
Seuil, 2007), p. 56.
46. According to the 1960 census.
48. Bashar al-Assad put Shara in charge
of the national dialogue committee
in 2011 to make sure the opposition
would accept the program of “reforms” the regime was offering. The
decision to appoint a politician from
the Houran was no accident. Shara
was later put under surveillance due to
concerns that he would defect.
49. Fabrice Balanche, “La pénurie d’eau en
Syrie: compromis géopolitiques et tensions internes” [Water scarcity in Syria:
geopolitical compromises and internal
tensions], Maghreb-Machrek, September 2008. https://www.academia.
edu/769789/La_p%C3%A9nurie_deau_
en_Syrie_Water_scarcity_in_Syria.
50. Francois Metral, “Le monde rural Syrien à l’ère des réformes (1958–1978)”
[The Syrian rural world in the age of
reform], in André Raymond, ed., La
Syrie d’Aujourd’hui (Paris: National
Center for Scientific Research, 1980),
pp. 297–328, http://books.openedition.
org/iremam/744.
51. As the author discovered during a research trip to Hama in January 2011.
52. Statistic from the French Ministry of
Agriculture, January 2011.
53. For example, most farmers in Hasaka
did not own the land they cultivated,
so they could not secure loans to purchase irrigation equipment. The regime half-heartedly sought to address
FABrICE BAL ANChE
this problem when the uprising broke
out in 2011, with little success.
com/pulse/business/2012/01/boom-tocrash.html.
54. Author interview with Syria’s director of
irrigation, Hasaka, January 2011.
63. Caroline Donati, L’exception Syrienne:
Entre modernisation et résistance [The
Syrian exception: between modernization and resistance] (Paris: La Decouverte, 2009), p. 269.
55. Fabrice Balanche, “Le Djebel Ansaryeh:
une montagne assistée” [Jabal al-Ansariyya: an assisted mountain], Montagnes Méditerranéennes 14 (2001),
pp. 183–192, https://halshs.archivesouvertes.fr/halshs-00009578.
56. This estimate is an extrapolation from
Syria’s 2004 census data; for more information, see the notes on methodology
in other parts of this study.
57. In the 1994 census, 67 towns had more
than 20,000 residents; by 2004, the figure was 125.
58. Alain Reynaud, Société, espace et justice: inégalités régionales et justice socio-spatiale [Society, space and justice:
regional inequalities and socio-spatial
justice] (Paris: Presses Universitaires de
France, 1981).
59. Fabrice Balanche, “L’habitat illégal
dans l’agglomération de Damas et les
carences de l’etat” [Illegal settlements
in the agglomeration of Damascus and
the shortcomings of the state], Revue
de Géographique de l’Est 49, no. 4
(2009), http://rge.revues.org/1980.
60. Wassouf is a singer from Kafroun, a
Christian village in the southern part
of Jabal al-Ansariyya. During the Damascus show he called for national
unity and performed a song supporting Assad. He has lived abroad since
1969, so his gesture was important for
the regime. See footage of the performance at https://www.youtube.com/
watch?v=uG27BGQtzmY.
64. In his 1978 book Orientalism, Said
denounced communitarianism as a
Western invention intended to weaken
Arabs.
65. For example, the all-important 4th Armored Division is led by the president’s
brother and wholly staffed by Alawites.
The regime’s other armored units and
its air force are Alawite as well. This
arrangement helps offset the fact that
most of the army’s rank and file are
Sunni, and that many Alawite youths
have been avoiding military service in
recent years due to improvements in
their standard of living.
66. Thomas Pierret and Kjetil Selvik,
“Limits of ‘Authoritarian Upgrading’ in Syria: Private Welfare, Islamic Charities, and the Rise of Zayd
Movement,” International Journal of
Middle East Studies 41, no. 4 (November 2009), https://www.cambridge.
org/core/journals/international-journal-of-middle-east-studies/article/
div-classtitlelimits-of-authoritarian-upgrading-in-syria-private-welfare-islamic-charities-and-the-rise-of-the-zaydmovementdiv/6126FC225642D3203CE980ACAA33C6C0
67. Youssef Courbage and Emmanuel
Todd, Le rendez-vous des civilisations
[The rendezvous of civilizations] (Paris:
Seuil, 2007).
61. Roueida Mabardi, “Syria’s economic
reforms see wealth gap widen,” Daily
Star, April 28, 2010.
62. Jihad Yazigi, “Syrian Tourism Industry:
From Boom to Bust,” Al-Monitor, January 24, 2012, http://www.al-monitor.
S E C TA r I A N I S M I N S y r I A’ S C I V I L wA r
133
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AB Ou T T h E Au T hOr
F
ABRICE BALANCHE, an associate professor and
research director at Université Lyon 2, as well as director of the Research Group on the Mediterranean
and the Middle East (GREMMO), was a visiting fellow
at The Washington Institute from 2015 to 2017. His primary
fields of research are the political geography of the Arab
world and the geopolitics of the Middle East, with particular
focus on Lebanon and Syria, where he has spent 10 years
since first engaging in fieldwork in 1990.
Dr. Balanche is frequently consulted as an expert on Middle
East development issues and the Syrian crisis. As head of the
Institut Français du Proche-Orient (IFPO) Urban Observatory
in Beirut between 2003 and 2007, he carried out expert work
on the issue of water and the environment in the Middle East.
His much-acclaimed maps of the Syria conflict created during
his Washington Institute tenure have been republished widely.
A prolific writer, he is the author of Atlas of the Arab Near
East (2012, in French, English, and Arabic), and the book version of his thesis, The Alawite Region and Syrian Power (2006,
in French). Balanche holds masters and doctoral degrees in
geography from the Université de Tours, an accreditation to
supervise research from Université Lyon 2, and an undergraduate degree in history and geography from Université Besançon. He is currently a visiting fellow at the Hoover Institution.
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