ADDRESSING THE COMPLEXITY
OF THE EARTH SYSTEM
BY CARLOS NOBRE, GUY P. B RASSEUR, MELVYN A. SHAPIRO, MYANNA L AHSEN, GILBERT B RUNET,
ANTONIO J. BUSALACCHI, K ATHY HIBBARD, SYBIL SEITZINGER, KEVIN NOONE, AND JEAN P. OMETTO
Integration of physical, biogeochemical, and societal processes would accelerate
advances in Earth system prediction.
arth system science addresses natural and
human-driven processes affecting the evolution
and ultimately the habitability of the planet. We
must recognize that the Earth system encompasses
interactions among the atmosphere, ocean, ice, land,
biochemistry, and humanity. Humanity has advertently and inadvertently perturbed the entire system, with
both positive and negative consequences. Thus, the
accelerated development of a monitoring and prediction system that integrates physical, biogeochemical,
and societal processes is essential if we are to provide
quantitative information that can initiate and guide
the mitigation of, and adaptation to, future changes
in the Earth system. This paper illustrates the crucial
role of the biosphere in a complex, integrated Earth
system prediction framework. As noted in Shapiro et
al. (2010), effectively predicting the evolution of the full
E
AND O METTO —Center for Earth
System Science, National Institute for Space Research (INPE), São
José dos Campos, São Paulo, Brazil; B RASSEUR—Climate Services
Center, Hamburg, Germany, and National Center for Atmospheric
Research, Boulder, Colorado; SHAPIRO —Geophysical Institute,
University of Bergen, Bergen, Norway; B RUNET—WMO/WWRP
Joint Scientific Committee, and Meteorological Research Division
of Environment Canada, Montreal, Canada; B USALACCHI —Earth
System Science Interdisciplinary Center, University of Maryland,
College Park, College Park, Maryland; HIBBARD —Pacific Northwest
Laboratory, Seattle, Washington, and IGBP/Analysis, Integration
and Modeling of the Earth System Office, Boulder, Colorado;
AFFILIATIONS: NOBRE, L AHSEN,
AMERICAN METEOROLOGICAL SOCIETY
Earth system in a way that embraces the next frontier
of socioeconomic and environmental applications demands international commitment and coordination.
THE ROLE OF THE BIOSPHERE. The biosphere is the “life zone” of Earth system. It is composed of living beings and their multi-way interaction with the geophysical and biological elements
within the lithosphere (solid Earth), hydrosphere,
and atmosphere. Until recently, the biosphere was
primarily studied within the context of its response
to geophysical influences, with less attention to the
feedback of biospheric processes on weather and climate; however, this is beginning to change with new
components of land cover, including urban areas (e.g.,
Oleson et al. 2008) and fire (e.g., Golding and Betts
2008), being implemented in the global models.
SEITZINGER AND NOONE —International Geosphere-Biosphere
Programme (IGBP), Stockholm, Sweden; NOONE —University of
Stockholm, Stockholm, Sweden
CORRESPONDING AUTHOR: Carlos A. Nobre, Av dos
Astronautas, 1.758 12227-010 São José dos Campos, SP Brazil
E-mail: carlos.nobre@inpe.br
The abstract for this article can be found in this issue, following the table
of contents.
DOI:10.1175/2010BAMS3012.1
In final form 13 August 2010
©2010 American Meteorological Society
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Many active biogeochemical feedback systems
exhibit highly nonlinear behavior. Changes of system dynamics can be initiated by both natural and
human activities. These changes can be abrupt “tipping points” between significantly differing states
of the Earth system that society might not want to
transgress (Steffen et al. 2003; Lenton et al. 2008;
Rockström et al. 2009). The biosphere is also intertwined in the geochemical cycling that can contribute
to natural and anthropogenic contributions to climate
variability and change. The examples below illustrate
this for anthropogenic changes in global nitrogen and
ocean carbon cycles.
THE ROLE OF NATURAL AND REACTIVE
NITROGEN. As recently as the 1960s, the production of reactive nitrogen (Nr) was primarily controlled
by natural processes (lightning, microbial activity).
Today, the amount of Nr in the biosphere is overwhelmingly produced by anthropogenic activities,
primarily from the industrial production of fertilizer and combustion of fossil fuels (Galloway et al.
2008). The human production of Nr fertilizers has
massively increased food production. By contrast,
the shortage of nitrogen-based fertilizer in many
developing countries has contributed to food insecurity, the degradation of land fertility, and societal
conflicts. Excess anthropogenic Nr interacts with
the hydrologic and other biogeochemical cycles and
ultimately can contribute to direct effects on climate
(e.g., through increased production of the greenhouse
gas N2O), indirect effects on climate (e.g., through the
carbon cycle), and environmental and human health
(e.g., by altering water and air quality). There is still
much to be understood about the magnitude of these
effects. The transformation of Nr to, for example,
nitric acid or NOx contributes to total greenhouse
gases and thereby increases atmospheric radiative
forcing. Furthermore, stratospheric ozone declines
from reactions with N2O (Solomon et al. 2007).
Both natural and human-produced Nr contribute
to the global production of NO x, with fossil fuels
and other human activities contributing over twice
(33 TgN yr−1)1 that of natural (8–13 TgN yr−1) sources
(Denman et al. 2007).
There are strong linkages between the N and C
cycles; for example, increased Nr can increase CO2
uptake in Northern Hemisphere forests (Magnani
et al. 2007). Furthermore, excess Nr contributes
to the loss of terrestrial biodiversity (Stevens et al.
2004; Bobbink et al. 2010) and a variety of pollution
1
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TgN refers to 1012 grams, equivalent to 106 tons of nitrogen.
OCTOBER 2010
problems including aquatic eutrophication (Galloway
et al. 2008; Vitousek et al. 2009; Schlesinger 2009).
Atmospheric transport of anthropogenic nitrogen
accounts for approximately one-third of the open
ocean’s external (non-recycled) nitrogen supply and
up to 3% percent of the annual new marine biological production (Duce et al. 2008). We acknowledge
that inland seas, lakes, rivers, streams, and ponds are
likely to have some impact on nitrogen movement
across landscapes, but there has been little research
to date that addresses the continental or global movement of nitrogen as controlled by these processes.
The interactive effect of disturbances in the land and
ocean nitrogen cycle on regional and global climate
through perturbations in the carbon cycle are in
the early stages of implementation in Earth system
models (ESMs) (Thornton et al. 2009). To highlight
the importance of nitrogen, and its relationship to
carbon, Jain et al. (2009) indicated that the simulated
effects of nitrogen limitation influenced the spatial
distribution of the estimated sources and sinks of
CO2, and Thomas et al. (2010) estimated that nitrogen
deposition could increase global tree carbon storage
by 0.31 Pg carbon yr−1.
A major priority is to optimize the use of nitrogen to promote food security while at the same time
minimizing its harmful environmental and climate
impacts (see www.initrogen.org). ESMs should incorporate the complexity of the effects and feedbacks
of disturbances in the nitrogen cycle on land, in the
atmosphere, and in marine processes, including impacts on climate.
CARBON DIOXIDE INTERACTIONS IN
THE ATMOSPHERE–OCEAN SYSTEM. The
observed increase in atmospheric carbon dioxide
(CO2) concentrations accounts for only 55% of the
CO2 released by human activity since 1959. The remaining atmospheric CO2 is taken up by plants on
land and by the oceans (Denman et al. 2007). The
dissolution of atmospheric carbon dioxide is primarily controlled by temperature and salinity in surface
ocean waters. As CO2 dissolves in surface waters, pH
is decreased, or ocean acidification can occur. If pH
decreases sufficiently, aragonite (a meta-stable form
of calcium carbonate produced by marine organisms
to make their solid shells) becomes soluble. Parts
of the southern oceans could become corrosive to
aragonite by as early as 2050–60 (Orr et al. 2005).
These ecosystem dynamics are in the early phases
of implementation in global models (Le Quéré et al.
2009). Model development that captures such carbon
cycle dynamics can provide insight into, for example,
how the functionality of coral reefs and other marine
ecosystems might be accelerated or degraded (e.g.,
Guinotte et al. 2003).
Ocean biology (i.e., ocean color via phytoplankton)
affects the depth of penetrating solar radiation in
the ocean, which in turn influences the sea-surface
temperature, which impacts the ocean–atmosphere
coupling and, for example, the amplitude and phasing
of El Niño–Southern Oscillation (ENSO) (Timmermann and Jin 2002). For example, global ocean model
experiments, using an ocean general circulation
model coupled to an ocean biogeochemistry model
(Manizza et al. 2005), suggest that at mid and high
latitudes, the trapping of solar heat flux by phytoplankton pigments warms surface temperatures by
up to 1.5°C and reduces penetrative heat flux, thereby
cooling subsurface temperatures by up to 0.5°C in
spring and summer. Furthermore, at high latitudes,
model results suggest that the sea-ice cover is reduced
by up to 6% in summer because of the radiative warming of the sea surface temperature by phytoplankton
(Manizza et al. 2005).
BIOSPHERE–CLIMATE INTERACTIONS IN
THE AMAZON. There is paleoclimatic evidence of
savanna replacing parts of the forest in the Holocene
(Mayle and Power 2008), providing a legacy of change
for these biomes. The ecosystem of the Amazon basin
plays an important role in regional-to-planetary
interactions with the weather and climate. Model
studies have tested the hypothesis that two stable
ecosystem states can emerge in the Amazon basin:
rainforest or savanna (Oyama and Nobre 2003;
Salazar et al. 2007). Today’s energy and water balance within the Amazon basin is driven by rainforest
vegetation, albedo, and evapotranspiration. Shapiro
et al. (2010) discuss Saharan aerosol natural fertilization of the Amazon rainforest as one control of the
energy balance described here. The external forcing of
climate change by deforestation (Sampaio et al. 2007)
could transition the stable forest into another stable
state of forests and savanna (Nobre and Borma 2009),
radically altering the energy balance of the region.
Surface energy and hydrology balances modulate the
strength and location of organized convective cloud
systems over the Amazon rainforest, which in turn
affect the strength and location of the intertropical
convergence zone (ITCZ). The associated changes in
the tropical convective heating and momentum flux
modulate the intensity and location of the Northern
and Southern Hemispheric subtropical jet stream,
affecting midlatitude and polar weather patterns.
(Brunet et al. 2010).
AMERICAN METEOROLOGICAL SOCIETY
Climate model simulations show that changes in
the Amazon basin biosphere affect surface temperature and precipitation as far away as North America,
Africa, and the Himalayas and, in turn, influence
the African and Asian monsoons (Nobre et al. 1991;
Gedney and Valdes 2000; Werth and Avissar 2002;
Nobre et al. 2009). In this way, changes in one region
can reverberate throughout the entire Earth system.
EARTH SYSTEM MODELS. Current prediction systems should be extended to include impacts
on society, specifically on water, food, health, and
air quality. This can be done in the next decade by
using existing (or improved) models that deal with
the interfaces between climate and water, climate
and agriculture (crop), climate and food, climate
and energy, and climate and diseases. To address
issues beyond the physical weather/climate system,
the community is developing ESMs ranging from
fully coupled atmosphere–ocean general circulation
models (AOGCMs) to simplified ESMs of intermediate complexity (EMICs) to explore numerical simulations of the coupled biophysical, biogeochemical
(e.g., carbon cycle), and climate system (Randall et al.
2007). These models include climate interactions for
ocean and land carbon cycle dynamics, with work
underway to implement additional processes (e.g.,
marine ecosystem, terrestrial biogeography, urban
land cover; Oleson et al. 2008) and surface hydrology and socioeconomic sectors such as agriculture,
industry, energy, and health. Data assimilation for
coupled ESMs that include carbon cycle dynamics—a
key research challenge—will also provide a predictive
context for assessing the value of observations and
identifying and optimizing the observation systems
required for sustained monitoring and improved prediction from days to decades (e.g., Sacks et al. 2006;
Shapiro et al. 2010; Brunet et al. 2010). Another key
challenge for next-generation ESMs is to incorporate
human interactions such as socioeconomics and land
use. To date, no fully coupled models exist.
Such a unified ESM system (Fig. 1) could play a
key role in assessing risks and identifying potential
hazards and opportunities for society.
A complex Earth system model couples the
physical climate system with biogeochemical cycles
(e.g., carbon cycle, atmospheric greenhouse gases
and chemistry, aerosol microphysics, ecosystem
dynamics, and hydrology, including anthropogenic
influences). It encompasses key physical, biological,
and chemical interactions. The introduction of such
complex processes is a challenge that can only be met
if key processes are integrated with observations and
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F I G . 1. A conceptualization of the
diverse elements of a complex Earth
system analysis and prediction system,
and the computational requirement for
assimilating observations and forecasting the atmosphere, ocean, and land.
Investments in high-capacity computers are crucial to combine the diverse
interacting components at high spatial
resolution and so provide a dynamic
view of the complex evolution of the
Earth system. Linking ESM to hazard
prediction models will provide insight
into how climate change (e.g., sea level
rise) might interact with other aspects
of the geophysical system (Shukla et
al. 2010).
FIG. 2. (top) Predicted global
distribution of carbon monoxide surface mixing ratio
(ppb) by the ECMWF (EUfunded GEMS Project) with
an assimilation of space observations. (bottom) Monthly
mean exchange surface flux
of carbon (gC m −2 day −1) derived from atmospheric CO2
obser vations by the AIRS
and atmospheric transport
calculated using winds from
the ECMWF reanalysis. The
atmospheric transport has
been computed by the general circulation model of the
Laboratoire de Météorologie
Dynamique at a resolution of
2.5° lat × 3.75° lon, nudged
t o t h e E C M W F a n a l y ze d
winds. The CO2 atmospheric
reanalysis is in the form of
6 -hourly t wo - dimensional
mean concentration fields in
the free troposphere, where
the AIRS CO2 weighting function peaks.
measurements from synoptic (e.g., remote sensing)
data, field campaigns, and laboratory studies for appropriate (e.g., scale and process) representations in
global models.
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One challenge facing the
global climate modeling
community is to provide
insight into extreme climate and weather events to bridge the gap between
seasonal and interannual events and help understand
near-term (e.g., next 30 years) climate dynamics
(Meehl et al. 2009). This is being addressed through
FIG. 3. The CBFS System Decision Support Interface, depicting (left) the land cover/land use types at a 30-m
resolution incorporated into the coupled ocean–atmopshere–land–ecosystem model of the Chesapeake Bay
watershed, (middle) changes to nitrogen loading to the bay if all runoff from poultry farms is remediated by
2018, and (right) current nitrogen concentrations in the bay.
a coordinated decadal prediction experiment for
the upcoming Intergovernmental Panel on Climate
Change’s (IPCC’s) Fifth Assessment Report (AR5)
(Taylor et al. 2009). Some models will run with land
systems at increased spatial resolution (0.5° lat × 0.5°
lon). The objective of this experiment is primarily to
evaluate model skill. We anticipate, however, that
model results will provide statistical insight into possible extreme events for the next three decades and
into climate over the next several decades. The results
also will narrow uncertainties in near-term climate
predictions (Hawkins and Sutton 2009).
A noteworthy accomplishment in short-timescale
Earth system prediction is the implementation of the
Global and Regional Earth System (Atmosphere)
Monitoring Using Satellite and In-Situ Data (GEMS)
Monitoring Atmospheric Composition and Climate
(MACC) project coordinated by the European Center
for Medium-Range Weather Forecasts (ECMWF).
The ECMWF now issues daily regional and global
predictions of atmospheric composition (see http://
gems.ecmwf.int/). Such products help reveal the
vulnerability of the population to air pollution, particularly in cities. They provide information on the
AMERICAN METEOROLOGICAL SOCIETY
term evolution of biogeochemical cycles in a changing
climate (e.g., the carbon cycle). An example of the
predicted global distribution of a reactive gas such
as carbon monoxide (CO) is shown in Fig. 2. In the
case of carbon dioxide, ECMWF assimilates observations from the Atmospheric Infrared Sounder (AIRS)
into their model. Global budgets of carbon dioxide
have been derived by inverse modeling. Figure 2 also
shows the monthly average surface exchanges of CO2
estimated for July 2005.
Another example of a regional Earth system model
(Fig. 3) is the Chesapeake Bay Forecast System (CBFS)
developed at the University of Maryland’s Earth
System Science Interdisciplinary Center (Murtugudde
2009a,b). Chesapeake Bay is experiencing environmental changes and is likely to continue to do so over
the next several decades given its exposure to sea level
rises, past changes in land use and land cover changes,
and increasing population density (Constantin de
Magny et al. 2009). A question facing decision makers in the region is how to prepare for and adapt to
these changes. Using downscaled, coupled land–
atmosphere–ocean–ecosystem models, combined
with remotely sensed observations, the CBFS provides
OCTOBER 2010
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integrated Earth system analyses and predictions
of the bay and watershed. This information system
enables policymakers, urban development planners,
and natural resource managers, as well as a variety of
private users, to make decisions involving timescales
from days to decades.
COUPLING THE HUMAN SYSTEM TO THE
NATURAL SYSTEM. Introducing interactions
between the natural (physical, chemical, biological)
and human (economic, social, political, cultural) systems represents a major challenge in the development
of Earth system prediction/projection systems. The
first steps have been taken by introducing prescribed
emission scenarios in climate models (Nakicenovic
and Swart 2000) and developing impact models that
support decision processes. Impact assessment models
(e.g., Carter et al. 2007) focus, for example, on water
management, agriculture development, food production, epidemiology and other health issues, air quality, urban dynamics, demographics, and population
migration. A major step forward will be to couple such
models with climate and even weather models, especially to address regional issues. Detailed economic,
energy, and land use models should gradually replace
prescribed emission scenarios in climate models.
The development of integrated prediction systems
for the seasonal-to-decadal timeframe must become
FIG. 4. An example of a model of a coupled human–
environmental system that accounts for the influences
of one subset of human actions (land use) on the natural systems and for the role of environmental goods
and services for human welfare (utilization). [While
“culture” is listed as a separate factor in this list, it is
worth emphasizing that culture is a pervasive factor
that also shapes institutions, economy, science, etc.
(Proctor 1998).]
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a major objective of the operational prediction
centers with engagement of the academic research
community and, if successful, will be a key focus for
the climate services being established in different
countries. Such prediction systems should account for
human actions and provide the information needed
to reduce the vulnerability of societies to predicted
high-impact environmental events.
A conceptual modeling framework that accounts
not only for the inf luences of human actions on
natural systems as historically done through proxy
(e.g., greenhouse gas emissions, land cover changes)
but also for the impacts of environmental services on
human welfare and health will need to be developed
(Fig. 4). What complex Earth system prediction models will not easily capture is the essence of feedback
from political and social decision-making into the
integrated prediction/projection modeling systems.
Before such feedbacks are incorporated into prediction/projection modeling, they will first be addressed
in assessment models. At the same time, new paradigms will be developed whereby social science information will be included in detailed predictive ESM.
Exploring, for example, the possible integration of
agent-based approaches (e.g., Gilbert 2008), modeling
that emphasizes autonomous individual processes or
entities acting on simple behavioral rules and thus
generating a complex system, or other methodologies
describing the evolution of complex systems should
be envisaged.
CONCLUSIONS. We have suggested that future
efforts in multidisciplinary Earth system modeling
should include i) the development of global Earth
system analysis and prediction models that account
for physical, chemical, and biological processes in a
coupled atmosphere–ocean–land-ice system; ii) the
development of a systematic framework that links
the global climate and regionally constrained weather
systems and the interactions and associated feedbacks
with biogeochemistry, biology, and socioeconomic
drivers (e.g., demography, global policy constraints,
and technological innovations) across scales and disciplines; and iii) the exploration and development of
methodologies and models that account for societal
drivers (e.g., governance, institutional dynamics) and
their impacts and feedbacks on the environmental
and climate systems. The latter is a particularly grand
challenge because human behavior is not easily represented within the framework of present-day physical
prediction systems. However, it is increasingly recognized that humanity is capable of perturbing the
entire Earth system, hence the need for collaboration
between natural and social scientists to explore ways
of integrating societal processes into present and
future ESM, if the latter are to provide quantitative
information to use to mitigate and adapt to future
changes in the Earth system.
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