Bartlett SR et al. Journal of the International AIDS Society 2019, 22:e25222
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RESEARCH ARTICLE
A latent class approach to identify multi-risk profiles associated
with phylogenetic clustering of recent hepatitis C virus infection
in Australia and New Zealand from 2004 to 2015
Sofia R Bartlett1§ , Tanya L Applegate1, Brendan P Jacka1, Marianne Martinello1, Francois MJ Lamoury1,
Mark Danta2,3, Daniel Bradshaw4, David Shaw5, Andrew R Lloyd1,6, Margaret Hellard7, Gregory J Dore1,
Gail V Matthews1* and Jason Grebely1*
§
Corresponding author: Sofia Bartlett, The Kirby Institute, UNSW, Sydney 2052, NSW, Australia. Tel: +61293850230, +61293850920. (sbartlett@kirby.unsw.edu.au)
*Contributed equally.
Abstract
Introduction: Over the last two decades, the incidence of hepatitis C virus (HCV) co-infection among men who have sex with
men (MSM) living with HIV began increasing in post-industrialized countries. Little is known about transmission of acute or
recent HCV, in particular among MSM living with HIV co-infection, which creates uncertainty about potential for reinfection
after HCV treatment. Using phylogenetic methods, clinical, epidemiological and molecular data can be combined to better
understand transmission patterns. These insights may help identify strategies to reduce reinfection risk, enhancing effectiveness of HCV treatment as prevention strategies. The aim of this study was to identify multi-risk profiles and factors associated
with phylogenetic pairs and clusters among people with recent HCV infection.
Methods: Data and specimens from five studies of recent HCV in Australia and New Zealand (2004 to 2015) were used.
HCV Core-E2 sequences were used to infer maximum likelihood trees. Clusters were identified using 90% bootstrap and 5%
genetic distance threshold. Multivariate logistic regression and latent class analyses were performed.
Results: Among 237 participants with Core-E2 sequences, 47% were in a pair/cluster. Among HIV/HCV co-infected participants, 60% (74/123) were in a pair/cluster, compared to 30% (34/114) with HCV mono-infection (p < 0.001). HIV/HCV coinfection (vs. HCV mono-infection; adjusted odds ratio (AOR), 2.37, 95% confidence interval (CI), 1.45, 5.15) was independently
associated with phylogenetic clustering. Latent class analysis identified three distinct risk profiles: (1) people who inject drugs,
(2) HIV-positive gay and bisexual men (GBM) with low probability of injecting drug use (IDU) and (3) GBM with IDU & sexual
risk behaviour. Class 2 (vs. Class 1, AOR 3.40; 95% CI, 1.52, 7.60), was independently associated with phylogenetic clustering.
Many clusters displayed homogeneous characteristics, such as containing individuals exclusively from one city, individuals all
with HIV/HCV co-infection or individuals sharing the same route of acquisition of HCV.
Conclusions: Clusters containing individuals with specific characteristics suggest that HCV transmission occurs through discrete networks, particularly among HIV/HCV co-infected individuals. The greater proportion of clustering found among HIV/
HCV co-infected participants highlights the need to provide broad direct-acting antiviral access encouraging rapid uptake in
this population and ongoing monitoring of the phylogeny.
Keywords: human immunodeficiency virus; hepatitis C virus; co-infection; phylogenetic clustering; latent class analysis; multi-risk
profiles; gay and bisexual men; people who inject drugs
Additional Supporting Information may be found online in the Supporting information tab for this article.
Received 27 June 2018; Accepted 5 December 2018
Copyright © 2019 The Authors. Journal of the International AIDS Society published by John Wiley & Sons Ltd on behalf of the International AIDS Society.
This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium,
provided the original work is properly cited.
1 | INTRODUCTION
Globally, the prevalence and incidence of hepatitis C virus
(HCV) infection among people who inject drugs (PWID) is
high, with approximately 42.4% to 62.1% of PWID estimated
to be HCV antibody positive [1]. The prevalence and incidence
of HCV infection among human immunodeficiency virus (HIV)positive gay and bisexual men (GBM) is also considerable, with
prevalence estimated to be between 5.3% and 7.3% [2-7].
While variations exist in the incidence and prevalence of HCV
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infection among HIV-positive GBM across geographical
regions, transmission of HCV has been sustained among this
population in recent years [8,9]. Ongoing and overlapping
transmission of HCV among these groups highlights the need
for further investigation of factors that influence transmission
of this virus [10,11]. While it is hypothesized that treatment
as prevention strategies using direct-acting antiviral (DAA)
therapies may contribute to HCV elimination [12-18], more
detailed characterization of the transmission of HCV is
needed to guide the implementation of these strategies
[19,20].
Beginning in the late 1990s, the incidence of HCV co-infection in HIV-positive GBM began to increase in high-income
countries [3,21], such as Switzerland [22] and the United
Kingdom [23]. The incidence of HCV infection in these populations remains high to the present time [9]. The findings were
mirrored in Australia, with specific transmission networks
identified among HIV-positive GBM [5,24]. A model including
both sexual and drug use risk behaviour [25-27] was proposed
to explain HCV transmission among HIV-positive GBM, highlighting the complex nature of transmission. Phylogenetic studies of recent HCV infection found that HIV co-infection and
HCV genotype 1a were associated with transmission clusters
[28,29].
Phylogenetic analyses can uncover patterns of disease
transmission [30,31], rather than just patterns of disease
acquisition, such as in traditional epidemiological studies. While
phylogenetic techniques cannot determine the exact direction
of transmission, sources and trends can be identified on a
population level [32,33]. By combining data from these analyses with detailed behavioural, clinical and demographic data,
underlying networks can be detected, that may otherwise
remain hidden [34,35].
Latent class analysis (LCA) has been used to characterize
patterns of polydrug use and other types of multi-risk profiles
in relation to HIV and HCV acquisition [36-38]. However, it
has only recently been combined with phylogenetic data to
understand transmission risk for HIV and HCV [39,40]. LCA
assumes the population consists of sub-populations (latent
classes) that differ in their distributions of included variables
and provides the ability to identify these latent classes. The
ability to stratify analyses based on HIV infection status with
increased study size, and insights provided by LCA, combined
with phylogenetic analysis, delivers a unique opportunity to
better understand transmission of HCV among different
groups. These insights could identify potential targets for the
optimal implementation of treatment as prevention and provide a foundation for the future evaluation of the effectiveness of treatment as prevention.
The aim of this study was to identify multi-risk profiles
and factors associated with phylogenetic clustering of
recent HCV infection in Australia and New Zealand
between 2004 and 2015 among people with and without
HIV infection.
2 | METHODS
2.1 | Study population and design
Data and specimens from five studies of recent HCV (duration of infection <18 months) in Australia and New Zealand
were used for this study: ATAHC [5], RAMPT-C [41],
ATAHC II/DARE-C I [42] and DARE-C II [43]. Participants
were recruited through a network of tertiary clinics and
hospitals between 2004 and 2015 (published elsewhere
[5,41-43] and described in Data S1). For inclusion in this
study, participants had to have recent HCV defined as initial
detection of serum anti-HCV antibody and/or HCV RNA
within six months of enrolment and either (i) documented
recent HCV seroconversion (anti-HCV antibody negative
result in the 18 (DARE-C II) or 24 (ATAHC, ATAHC II,
DARE-C I, RAMPT-C) months prior to enrolment) or (ii)
acute clinical hepatitis (jaundice or alanine aminotransferase
(ALT) greater than 10 times the upper limit of normal
(ULN)) within the previous 12 months with exclusion of
other causes of acute hepatitis, and estimated duration of
HCV infection <12 (DARE-C II) or 18 (ATAHC, ATAHC II,
DARE-C I, RAMPT-C) months at screening. Calculation of
the estimated date of infection for subjects is described in
Data S1. The first available HCV RNA-positive Ethylenediaminetetraacetic acid or acid-citrate-dextrose plasma sample
following detection of HCV was selected. All participants
provided a written informed consent and protocols were
approved by appropriate Human Research Ethics Committees.
2.2 | HCV RNA sequencing and phylogenetic
analysis
HCV RNA was extracted, Core-E2 region amplified (nucleotides 347 to 1750 in H77 reference sequence (GenBank
accession no. NC_004102)), then Sanger sequenced (method
published elsewhere [44] and described in Data S1). The fragment analysed was 1104 bp long following removal of hypervariable region one (HVR1) to improve cluster resolution [44].
Sequences were aligned using ClustalW [45] with reference
sequences from the Los Alamos National Laboratory HCV
database [46] and unrelated sequences from overseas [47,48]
to disrupt spurious clustering and support identification of
locally expanding of clusters [49]. Maximum likelihood phylogenetic trees were inferred for genotypes 1, 3 and 2/4/6 combined in RAxML [50] through CIPRES Science Gateway [51]
under the general time reversible model of nucleotide substitution with substitution rate heterogeneity and 1000 bootstrap replicates. JModelTest [52,53] was used to determine
the nucleotide substitution model. Clusters and pairs were
identified using ClusterPicker [54] with 90% bootstrap support
threshold and 5% mean maximum genetic distance cutoff. Sensitivity analyses, performed by varying genetic distance threshold between 1.5% and 5% with and without 90% bootstrap
threshold, and previous studies [28,44], determined 5% mean
maximum genetic distance was the most epidemiologically relevant cutoff to define clustering for this population.
2.3 | Study outcomes
The primary study outcome was phylogenetic clustering of
HCV infections, as defined by two or more participants with
HCV genome sequence within the bootstrap and genetic distance threshold cutoff. A pair was defined as two participants
within the cutoff and a cluster was defined as three or more
participants within the cutoff.
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2.4 | Latent class analysis
LCA was used to identify groups of participants sharing behavioural and epidemiological characteristics, to identify multirisk profiles associated with phylogenetic clustering [39]. LCA
models were built using only risk behaviour and basic demographic variables to enhance real-world applicability of resulting multi-risk profiles. The LCA model included all available
variables indicating risk behaviours related to HCV transmission; mode of HCV acquisition (sexual acquisition or injecting
drug use (IDU) acquisition, defined by clinician), IDU (never
injected, injected but not within the last six months or injected
within the last six months and the last drug that was injected)
[55-58], sex and older age (in categories: <45, >45 years).
Multiple models were estimated with varying numbers of
classes (from one to eight classes) and no covariate in SAS
(version 9.4: Sas Institute Inc., Cary, NC, USA), using the
PROC LCA plugin [59,60]. Bayesian information criterion
(BIC), Akaike information criterion (AIC), adjusted BIC (aBIC)
and adjusted AIC (aAIC) were used to determine the best-fitting model, in addition to entropy and epidemiological meaningfulness of class structure. The best-fitting model was run
with distal outcome (phylogenetic clustering) and each participant had posterior probability of belonging to each latent class
of the fitted model calculated. For subsequent analysis
[39,61], participants were allocated to the latent class for
which they had the highest posterior membership probability,
with class treated as an observed variable in adjusted logistic
regression analysis.
2.5 | Statistical analyses
Multivariate logistic regression analysis was used to identify
multi-risk profiles and factors associated with being in a pair
or cluster. Factors hypothesized to be associated with being in
a pair or cluster that were assessed included: older age
[5,62,63], male sex (vs. female sex) [64], HIV infection or sexual acquisition of HCV [5-7,65] and recent injection drug use
(defined as injecting anytime in the last six months prior to
screening) [12,66,67]. Due to collinearity between HCV/HIV
co-infection and sexual acquisition of HCV (all persons with
clinician assigned sexual acquisition were HCV/HIV coinfected), models were constructed adjusting for these factors
separately. Analyses were also stratified by HIV infection status, and to account for potential unmeasured confounding
introduced by cohort characteristics, adjusted logistic regression analysis was performed using mixed modelling, with a
random intercept for cohort. For all analyses, statistically significant differences were assessed at p < 0.05; p-values are
two-sided. All analyses were performed using STATA software
(version 14; StataCorp L.P., College Station, TX, USA).
3 | RESULTS
3.1 | Study population
In total, 296 subjects were eligible for inclusion in this study
(Figure 1), with 237 HCV Core-E2 sequences obtained. The
characteristics of participants with a Core-E2 sequence are
shown in Table 1. The median age was 37 (interquartile range
29 to 46) years, 79% were male, 84% were White people and
52% were HIV positive. Homosexual exposure was universally
reported as a risk factor for HIV acquisition among those with
HCV/HIV co-infection (n = 123).
3.2 | Phylogenetic pair and cluster composition
Phylogenetic trees were constructed separately for genotypes
1, 3 and G2/4/6 combined (Figure S1). Overall, 46% of participants were in a pair or cluster, with 60% (74/123) of HCV/
HIV co-infected participants in a pair or cluster compared to
30% (34/114) of HCV mono-infected participants (p < 0.001).
Clusters ranged in size from three to eight participants,
shown in Figure 2. Many clusters displayed homogeneous
characteristics, such as clusters containing exclusively HCV/
HIV co-infected individuals (Clusters 1 to 4, 8, 9, 29, Figure 2), individuals with sexual acquisition of HCV infection
(Clusters 2 and 31, Figure 2) or IDU acquisition (Cluster 6,
Figure 1. Flow chart of sources of participants and sequences from five studies of recent hepatitis C virus (HCV) infection in Australia
between 2004 and 2015.
ATAHC, Australian Trial in Acute Hepatitis C; RAMPT-C, Defining risk and mechanisms of permucosal transmission for acute HCV infection within
high-risk populations; ATAHC II, Australian Trial in Acute Hepatitis C II; DARE-C I, DAA-based therapy for recently acquired hepatitis C I; DAREC II, DAA-based therapy for recently acquired hepatitis C II; E2, envelope 2; G, genotype.
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Table 1. Characteristics of participants with an available hepatitis C virus (HCV) Core-E2 sequence from five studies of recent HCV
infection in Australia and New Zealand recruited between 2004 and 2015
Characteristic
Overall
ATAHC I
RAMPT-C
ATAHC II
DARE-C I
DARE-C II
2004 to 2007
2009 to 2013
2011 to 2013
2013 to 2015
2014 to 2015
2004 to 2007
2009 to 2013
2011 to 2013
2013 to 2015
2014 to 2015
Period of study
recruitment/follow-up
Period of study recruitment/follow-up
Total n (%)
Age (median years,
(n = 237)
(n = 119)
(n = 25)
(n = 60)
38 (29 to 46)
33 (25 to 41)
45 (37 to 50)
37 (16%)
28 (24%)
a
8 (13%)
0 (0%)
1 (6%)
187 (79%)
81 (68%)
25 (100%)
52 (87%)
13 (87%)
16 (89%)
13 (5%)
10 (8%)
0 (0%)
0 (0%)
2 (13%)
1 (6%)
8 (44%)
41 (32 to 47)
(n = 15)
46 (44 to 53)
(n = 18)
44 (31 to 50)
Q2 to Q3)
Gender
Female
Male
Otherb
City
Sydney
109 (46%)
46 (39%)
14 (56%)
28 (47%)
13 (87%)
Melbourne
88 (37%)
50 (42%)
11 (44%)
22 (37%)
0 (0%)
Adelaide
Otherc
27 (11%)
13 (6%)
15 (13%)
8 (7%)
a
10 (17%)
2 (11%)
a
a
a
Positive
123 (52%)
36 (30%)
24 (96%)
38 (63%)
11 (73%)
14 (78%)
Negative
114 (48%)
83 (70%)
1 (4%)
22 (37%)
4 (27%)
4 (22%)
8 (44%)
5 (28%)
a
5 (28%)
HIV infection
Acquisition of HCVd
Sexual
97 (41%)
36 (30%)
18 (72%)
26 (43%)
9 (60%)
121 (51%)
68 (57%)
7 (28%)
33 (55%)
4 (27%)
9 (50%)
19 (8%)
15 (13%)
0 (0%)
1 (2%)
2 (13%)
1 (6%)
2003 to 2005
72 (30%)
72 (%)
2006 to 2008
48 (20%)
47 (%)
2009 to 2011
43 (19%)
a
22 (88%)
20 (33%)
1 (7%)
2012 to 2014
74 (31%)
a
2 (8%)
40 (67%)
14 (93%)
18 (100%)
Injecting drug use
Unknown
Estimated year of HCV acquisition
a
1 (4%)
a
a
a
a
a
a
a
HCV genotype
1a
131 (55%)
59 (50%)
17 (68%)
30 (50%)
14 (93%)
11 (61%)
1b
3a
10 (4%)
89 (38%)
8 (7%)
48 (40%)
0 (0%)
7 (28%)
1 (2%)
28 (46%)
1 (7%)
0 (0%)
0 (0%)
6 (33%)
7 (3%)
3 (3%)
1 (4%)
1 (2%)
0 (0%)
1 (6%)
Never injected
57 (24%)
18 (15%)
14 (56%)
15 (25%)
7 (47%)
3 (16%)
Injected ever, but not recentlye
78 (33%)
52 (44%)
5 (20%)
10 (17%)
2 (13%)
9 (50%)
Injected recentlye
89 (37%)
42 (35%)
6 (24%)
34 (56%)
2 (13%)
5 (28%)
Unknown
13 (5%)
7 (6%)
0 (0%)
1 (2%)
4 (27%)
1 (6%)
2/4/6
Injection drug use
Drug recentlye injectedf
Heroin
Methadone/buprenorphine
Other opioids
16 (18%)
14 (33%)
0 (0%)
2 (6%)
0 (0%)
0 (0%)
18 (20%)
18 (43%)
0 (0%)
0 (0%)
0 (0%)
0 (0%)
7 (8%)
5 (12%)
0 (0%)
1 (3%)
1 (50%)
Methamphetamine/amphetamine
30 (34%)
0 (0%)
6 (100%)
18 (53%)
1(50%)
Unknown
18 (20%)
5 (12%)
0 (0%)
13 (38%)
0 (0%)
0 (0%)
25 (11%)
16 (13%)
0 (0%)
8 (13%)
1 (7%)
0 (0%)
Opioid substitution therapy ever
0 (0%)
5 (100%)
Percentages indicate column percentages, except for drug last injectedf.
ATAHC, Australian Trial in Acute Hepatitis C; RAMPT-C, Defining risk and mechanisms of permucosal transmission for acute HCV infection within
high-risk populations; ATAHC II, Australian Trial in Acute Hepatitis C II; DARE-C I, DAA-based therapy for recently acquired hepatitis C I; DAREC II, DAA-based therapy for recently acquired hepatitis C II; Q, quartiles; NA, variable not available for study.
a
Variable not applicable to study; bother includes one transgender subject and 12 subjects for which variable was unavailable; cNewcastle, Brisbane, Auckland or Perth; dacquisition was determined by the clinician according to reported risk factors; ewithin last six months prior to sample
date; famong people who reported recent injecting (within last six months prior to sample date).
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Figure 2. Clusters from maximum likelihood phylogenetic trees, constructed with sequences from Core-E2 region of hepatitis C virus (HCV)
obtained from people with recent infection in Australia between 2004 and 2015 (full trees in Figure S1).
All identified clusters at <5% mean maximum genetic distance cutoff are displayed (genotype 1a numbered #1 to 9 and genotype 3a numbered
#28 to 31). Scale bars indicate nucleotide substitutions per site. Tip names are coloured by latent class analysis (LCA) highest posterior probability
classes (Class 1: PWID; Class 2: HIV-positive GBSM or Class 3: GBSM with injecting drug use (IDU)). Numbers at tips represent estimated year
of infection for each participant (if available) and letters represent the city where participants were recruited. Squares represent males, circles
females, filled circles or squares represent a participant with HCV/HIV co-infection, empty circles or squares represent HCV mono-infection, and
light green represents participants who are over 45 years of age, with blue representing under 45 years of age. Small diamonds represent participants who acquired HCV infection sexually, with pentagons representing IDU acquisition. A triangle represents participants never reporting IDU,
an empty star represents reporting IDU ever but not recently and a filled star represents reporting recent IDU.
Figure 2), individuals with history of IDU (Clusters 2 and 6,
Figure 2) or individuals from one city (Clusters 1, 3, 6, 7, 9,
29 to 31, Figure 2). Some clusters displayed heterogeneous
characteristics, such as mixing of age categories, route of
acquisition of HCV and IDU history.
gender, city and mode of HCV acquisition, only HCV genotype
3a infection (vs. genotype 1a; AOR, 2.09, 95% CI, 1.11, 3.95)
and infection with an HCV genotype other than 1a or 3a (vs.
genotype 1a; AOR, 3.98, 95% CI, 1.21, 13.02) remained associated with being in a pair/cluster (Table S1).
3.3 | Factors associated with membership in a pair
or cluster overall
3.4 | Factors associated with membership of a pair
or cluster, stratified by HIV infection status
In a logistic regression model adjusting for age, gender and
city, only HIV infection remained associated with membership
in a pair/cluster (vs. HCV mono-infection; adjusted odds ratio
(AOR), 2.30; 95% confidence interval (CI), 1.07, 4.94)
(Table S1). In a logistic regression model adjusting for age,
In logistic regression analysis stratified by HIV infection status,
among HCV mono-infected participants, only HCV genotype 3a
(vs. genotype 1a; AOR, 4.35, 95% CI, 1.42, 13.30) was associated with being in a pair/cluster (Table S2). Among HCV/HIV
co-infected participants, no factors were significant (Table S3).
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3.5 | Multi-risk profiles
After comparison of fit statistics, a model with three classes
was found to be best fit (Table S4). Based on item response
probabilities for observed classes, multi-risk profiles were
named according to relative distributions of participant characteristics (Table 2). Class 1 was named “PWID,” as class
probability for having recently injected drugs or acquiring
HCV through IDU were highest for this class, and no participants assigned to this class had HIV infection. Class 2 was
named “HIV-positive GBM with low probability of IDU,” as
class probability for being male was almost 1, probability of
acquiring HCV sexually was almost 1, probability of having
never injected drugs was highest in this class, and almost all
participants assigned to this class had HIV co- infection. Class
3 was named “GBM with IDU & sexual risk behaviour,” as
class probability for being male was almost 1, probability of
recently injecting methamphetamine was highest, and the
Table 2. Response probability for characteristics of the three
multi-risk profiles identified by Latent Class Analysis among
five studies of recent hepatitis C virus (HCV) infection in Australia and New Zealand recruited between 2004 and 2015
Class response probability
Class 1
Class 2
Class 3
GBM with
Characteristic
Probability of class
HIV-positive
IDU &
GBM with
sexual
low probability
of IDU
risk
behaviour
0.31
0.39
0.30
<0.01
0.52
0.33
0.53
0.96
0.98
PWID
membership
Aged over 45 years
Male
Acquisition of HCVb
IDU
Sexual
IDU history
Most recently^ injected
>0.99
<0.01
0.79
<0.01
>0.99
0.21
0.31
0.01
<0.01
0.29
0.11
0.52
0.38
0.25
0.48
0.02
<0.01
0.63
0.96
<0.01
0.60
heroin
Most recently^ injected
methamphetaminea
Have injected ever, but
not recently
Never injected
HIV positivec
HCV, hepatitis C virus; PWID, people who inject drugs; GBM, gay and
bisexual men; IDU, injecting drug use; HIV, human immunodeficiency
virus.
^recent defined as within last 6 months; aMethamphetamine or amphetamine; bacquisition was determined by the clinician according to
reported risk factors; cHIV co-infection was not included in model used
to build latent classes due to collinearity with sexual acquisition of HCV.
However, proportion of people with HIV co-infection in each class was
estimated here by assigning individuals to the class with highest
posterior membership probability.
majority of participants had HIV co- infection. Almost all clusters contained mostly participants assigned to Class 2, with
small numbers of participants assigned to Class 3 distributed
among these clusters. Only three clusters contained participants assigned to Class 1, with this class having the lowest
likelihood of being in a cluster.
3.6 | Multi-risk profiles associated with being in a
pair or cluster
In unadjusted logistic regression analysis, both Class 2 “HIVpositive GBM with low probability of IDU’’ and Class 3 “GBM
with IDU & sexual risk behaviour” (vs. Class 1 PWID) were
associated with membership in a pair/cluster (Table 3). In
adjusted analysis, membership in a pair/cluster was associated
with Class 2 (vs. Class 1; AOR, 3.40, 95% CI, 1.52, 7.60), HCV
genotype 3a infection (vs. genotype 1a; AOR, 1.94, 95% CI,
1.06, 3.57) and infection with a non 1a/3a HCV genotype (vs.
genotype 1a; AOR, 4.26, 95% CI, 1.31, 13.84).
4 | DISCUSSION
This study characterizes associations between overlapping and
co-occurring risk factors and HCV phylogenetic clustering
among participants from five studies of recent HCV infection in
Australia and New Zealand between 2004 and 2015. HIV/HCV
co-infection, recruitment in Melbourne and HCV genotype 3a
infection were independently associated with being in a pair or
cluster. LCA identified three multi-risk profiles that included: (1)
“PWID”, (2) “HIV-positive GBM with low probability of IDU” and
(3) “GBM with IDU & sexual risk behaviour.” Phylogenetic clustering was independently associated with membership in risk
profile (2) “HIV-positive GBM with low probability of IDU” after
adjusting for other factors. These findings suggest that there
are different sub-populations at risk of HCV transmission even
within those identifying as having a sexual or drug use risk. Thus,
although both risk groups 2 and 3 had potential for sexual
transmission, networks were able to be potentially identified
based on combinations of risk factors. Different strategies may
be warranted to address transmission within different networks. These findings identify a combination of participant characteristics that may be associated with HCV transmission or
acquisition, providing potential targets for the implementation
of public health interventions. This study describes a robust
methodology for understanding populations at greater risk of
viral transmission where risk factors overlap or co-occur.
The association between HCV subtype 3a and phylogenetic
clustering, with all clusters containing individuals infected over
multiple years, is consistent with other reports of an increased
proportion of incident HCV infection as a result of subtype 3a,
compared to 1a, particularly among HIV-negative PWID [68], a
smaller population of infected people, and more recent introduction of subtype 3a to Australia, compared to 1a [69]. This
phenomenon has also been observed in countries such as Scotland [70], Germany [71,72], England [73], Canada and the United States [69]. This contrasts with a previous analysis which
found an association between HCV subtype 1a and phylogenetic clustering [28], which may be explained by the more
recent period of recruitment and higher proportion of participants with HCV/HIV co-infection sampled in this study. This
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Table 3. Multivariate logistic regression of factors associated with phylogenetic clustering, including multi-risk profiles, among hepatitis C virus (HCV) Core-E2 sequences (at 5% genetic distance threshold) among participants from five studies of recent HCV infection in Australia and New Zealand recruited between 2004 and 2015
Membership in cluster n ≥ 2
Characteristic
Overall
Unclustered Clustered
Adjusted for HIV
Adjusted for multi-risk
infection
profile
Unadjusted
Odds
Total n (%)
(n = 237)
(n = 129)
(n = 108) ratio
Odds
95% CI
p
Odds
ratio
95% CI
p
ratio
95% CI
p
City
Othera
40 (17%)
28 (21%)
12 (11%) Ref
–
–
Ref
–
–
109 (46%)
88 (37%)
57 (44%)
44 (34%)
52 (48%) 2.13
44 (41%) 2.33
0.98, 4.61
1.05, 5.17
0.056
0.037
1.15
1.71
0.47, 2.81
0.73, 4.02
0.753 1.41
0.217 2.18
Negative
114 (48%)
80 (62%)
34 (31%) Ref
–
–
Ref
–
–
Positive
123 (52%)
49 (38%)
74 (69%) 3.55
2.07, 6.09
<0.001 2.73
1.45, 5.15
Sydney
Melbourne
Ref
–
–
0.60, 3.29
0.93, 5.09
0.433
0.072
NI
NI
NI
0.002 NI
NI
NI
–
–
1.06, 3.57
0.032
HIV infection
HCV genotype
1a
131 (55%)
86 (67%)
45 (42%) Ref
–
–
Ref
–
–
3a
89 (38%)
38 (29%)
51 (47%) 2.56
1.47, 4.46
0.001
1.83
0.99, 3.37
0.052 1.94
17 (7%)
5 (4%)
12 (11%) 4.59
1.52, 13.83 0.007
3.28
1.02, 10.54 0.046 4.26
Other
Multi-risk profileb
Ref
1.31, 13.84 0.016
Class 1 PWID
59 (25%)
45 (34%)
14 (13%) Ref
–
–
NI
NI
NI
Ref
–
–
Class 2 HIV-positive
97 (41%)
42 (33%)
55 (51%) 4.21
2.05, 8.66
<0.001 NI
NI
NI
3.40
1.52, 7.60
0.003
81 (34%)
42 (33%)
39 (36%) 2.98
1.42, 6.26
0.004
NI
NI
2.22
0.96, 5.15
0.062
GBM with low
probability of IDU
Class 3 GBM with
NI
IDU & sexual risk
behaviour
Percentages indicate column percentages. Factors remaining significant in adjusted analyses (p < 0.05) are highlighted in bold.
HIV, human immunodeficiency virus; HCV, hepatitis C virus; PWID, people who inject drugs; GBM, gay and bisexual men; IDU, injecting drug use,
CI, confidence interval; NI, not included; Ref, reference.
a
Adelaide, Newcastle, Auckland, Brisbane or Perth; bmulti-risk profile assigned corresponds to the profile with the highest posterior probability for
that individual.
observed recent increase in transmission of subtype 3a supports broad availability and uptake of potent pan-genotypic
DAA regimens.
This study found that HCV/HIV co-infection was independently associated with phylogenetic clustering. HIV infection
was acquired exclusively homosexually among participants with
HCV/HIV co-infection in this study; however, many participants
with HCV/HIV co-infection reported both sexual and drug risk
factors for HCV acquisition. While evidence has emerged that
supports sexual transmission of HCV among GBM, both with
and without HIV co-infection [41,74,75], the presence of cooccurring and overlapping risk factors among participants may
conceal the contribution that sexual networks have on HCV
transmission. While sexual acquisition of HCV infection was
not associated with phylogenetic clustering, membership in the
multi-risk profile Class (2) “HIV-positive GBM with low probability of IDU” was independently associated with phylogenetic
clustering. This multi-risk profile consisted of males who exclusively had HCV/HIV co-infection, acquired HCV infection sexually and reported very little IDU, either recently or ever. This
pattern was also evident in clusters observed that contained
HIV-positive men with no history of IDU and reported sexual
acquisition of HCV (e.g. Clusters 3 and 31, Figure 2). This supports previous findings suggesting the sexual networks among
HIV-positive GBM through which HCV is transmitted are
highly connected in Australia [24], and have potentially been
densely sampled in this study, particularly compared to injecting networks among heterosexual PWID. It is also possible that
IDU is under-reported in this population, due to stigma associated with it [26,76,77], particularly in healthcare settings such
as where these studies were recruited from.
The diagnosis of acute HCV infection has recently
increased among HIV-negative GBM [78-80]. While this may
be driven by increased testing and heightened awareness of
HCV infection risk among this population, it has raised concern that with increased uptake of pre-exposure prophylaxis
(PrEP) to prevent HIV infection [81,82], HCV infections may
continue to rise among HIV-negative GBM. It is possible that
real time detection of this type of phylogenetic signal could
be useful as a trigger to implement more in depth public
health monitoring and interventions, such as increasing
awareness around risk of sexual transmission of HCV among
7
Bartlett SR et al. Journal of the International AIDS Society 2019, 22:e25222
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GBM [83,84], and tailoring education to individuals based on
their HIV infection status [85]. Phylogenetic analysis of HCV
NS5B sequences from HIV-negative GBM receiving PrEP in
Amsterdam demonstrated GBM-specific HCV clusters containing both HIV-positive and HIV-negative individuals [86].
Interventions implemented because of real time detection of
phylogenetic signals in HCV are being developed and evaluated in the Netherlands and the United States [87], and may
be useful in Australia to reduce transmission of HCV and
investigate HCV outbreaks.
The multi-risk profile Class (3) “GBM with IDU & sexual risk
behaviour” had a combination of HCV acquisition through both
sexual and drug use, and reported high proportions of recent
methamphetamine injection, indicating the overlapping concurrent transmission risks present. Membership in this group was
not independently associated with phylogenetic clustering. This
finding suggests that members were more likely to have
acquired their infection from people who were not sampled in
this study, and that these networks are both broader and have
not been sampled densely in this study. Those not sampled in
this study were people with chronic HCV infection, and potentially people who are less likely to attend tertiary clinics or hospitals where participants in these studies were recruited.
People who may be less likely to attend such settings are
marginalized people or those not engaged in the healthcare system, particularly PWID [88,89]. This highlights the need to provide HCV testing and treatment in non-tertiary clinics and
other places where the people who need to access these services are most likely to visit. This also suggests that different
strategies to prevent and treat HCV infection among GBM who
inject methamphetamine may be needed to reduce transmission
of HCV infection in this group.
This study demonstrates that LCA can be extremely useful
to identify critical differences in potential transmission risk
between groups that remain otherwise hidden. The methods
described here can be used to examine unmeasured subgroups of participants based on multiple indicators, rather
than individual factors, and overcomes some of the difficulties
with traditional epidemiological methods used to investigate
risk factors. While the classes identified do not represent
actual individuals in the population, the LCA provides a useful
mechanism for representing the heterogeneity of factors
across the population.
Limitations include limited sampling of extremely high-risk
populations, such as PWID, particularly those in prison or otherwise unengaged in tertiary care, and the exclusion of chronically
infected individuals. The network through which HCV is transmitted among HIV-positive GBM has been sampled densely, in
comparison to the network through which HCV is transmitted
among HIV-negative PWID. This is likely to have influenced the
high overall proportion of phylogenetic clustering observed in
this study. There is also difficulty in distinguishing between sexual and IDU as the route of HCV infection acquisition among
people who report both categories of risk factors. However,
creating multi-risk profiles as done in this analysis can help to
overcome this issue. There were also sampling bias in the way
people were recruited to these studies, as they were conducted
in tertiary care settings, and without any network-based or
respondent-driven recruitment. Sampling was also limited by
geographical area, with only selected sites in a limited number
of Australian and New Zealand cities recruiting subjects;
therefore, this study is not a random sample of the eligible populations and contains some bias.
5 | CONCLUSIONS
A high proportion of phylogenetic clustering observed among
participants with HCV/HIV co-infection suggests transmission
of HCV may occur through highly connected networks of
HIV-positive GBM. Increased screening and rapid delivery of
HCV DAA treatment as prevention among HIV-positive GBM
should be considered, as it may be effective to reduce transmission of HCV in this population. There may also be a role
for real time monitoring of the phylogeny, to detect signals
related to transmission “hot spots” and trigger implementation
of public health interventions. Transmission of HCV and HIV
can occur rapidly through injecting and sexual networks
[90,91], and outbreak investigation using phylogenetic clustering analyses could improve monitoring and detection of
emerging epidemics. This study provides a foundation upon
which transmission of HCV among people with recent infection can be evaluated in the future, particularly in the setting
of implementation of treatment as prevention to eliminate
HCV infection among particular populations.
COMPETING INTEREST
Dr. Grebely is a consultant/advisor and has received research grants from AbbVie, Bristol Myers Squibb (BMS), Cepheid, Gilead Sciences and Merck. Dr. Dore
is a consultant/advisor and has received research grants from Abbvie, BMS,
Gilead, Merck, Janssen and Roche. Dr. Martinello has received speaker payments from Abbvie. Dr. Hellard and Dr. Lloyd received investigator initiated
research funding from Gilead Sciences, Abbvie and BMS. Dr. Bradshaw has
received investigator imitated research funding from Viiv and Janssen.
AUTHORS’ AFFILIATIONS
1
Kirby Institute, UNSW, Sydney, NSW, Australia; 2St Vincent’s Clinical School,
UNSW, Sydney, NSW, Australia; 3Department of Gastroenterology, St Vincent’s
Hospital Sydney, Sydney, Australia; 4National Infection Service, Public Health
England, London, UK; 5Royal Adelaide Hospital, Adelaide, SA, Australia; 6School
of Medical Sciences, UNSW, Sydney, NSW, Australia; 7The Burnet Institute, Melbourne, Vic., Australia
AUTHORS’ CONTRIBUTIONS
GVM was the principal investigator of the ATAHC II, DARE-C I and DARE-C II
studies. MD was the principal investigator of the RAMPT-C study. GJD, MH
and DS were the co-investigators for the ATAHC, ATAHC II, DARE-C I, DAREC II and RAMPT-C studies. SRB, TLA, GJD, GVM and JG conceived and
designed this study, with input from BPJ, MM, MD, DB, ARL and MH. SRB,
FMJL and DB performed all the laboratory work. SRB had access to the data in
the study and takes responsibility for the integrity of the data and the accuracy
of the results. SRB performed the statistical analyses with input from MM, BPJ,
JG, GVM and TLA. SRB wrote the first draft of the article with input from JG,
GVM, GJD and TLA. All authors critically reviewed the first draft of the article
and approved the final version to be submitted.
ACKNOWLEDGEMENTS
The cooperation of participants in ATAHC, ATAHC II, DARE-C I, DARE-C II and
RAMPT-C is gratefully acknowledged, as is the work of researchers and staff
involved in these studies, in particular Barbara Yeung, Laurence Maire, Amanda
Erratt and Danica Martinez.
FUNDING
This work was supported by the United States National Institutes of Health
[R01 DA 15999-01], National Health and Medical Research Council (NHMRC)
8
Bartlett SR et al. Journal of the International AIDS Society 2019, 22:e25222
http://onlinelibrary.wiley.com/doi/10.1002/jia2.25222/full | https://doi.org/10.1002/jia2.25222
project grant 568859 and the Australian Government Department of Health.
The views expressed in this publication do not necessarily represent the position of the Australian Government. JG is supported by a NHMRC Career
Development Fellowship, GD is supported by a NHMRC Practitioner Research
Fellowship and LM is supported by a NHMRC Senior Research Fellowship. MH
is supported by a NHMRC Principal Research Fellowship. The Burnet Institute
receives funding from the Victorian Government Operational Infrastructure Support Program.
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SUPPORTING INFORMATION
Additional Supporting Information may be found in the online
version of this article:
Data S1. Supplementary Materials and Methods.
Figure S1. Maximum likelihood phylogenetic trees inferred
from available hepatitis C virus (HCV) Core-E2 sequence from
five studies of recent HCV infection in Australia and New
Zealand recruited between 2004 and 2015.
Table S1. Multivariate logistic regression of factors associated
with phylogenetic clustering among hepatitis C virus (HCV)
Core-E2 sequences (at 5% genetic distance threshold) among
participants from five studies of recent HCV infection in Australia and New Zealand recruited between 2004 and 2015
Table S2. Multivariate logistic regression of factors associated
with phylogenetic clustering among hepatitis C virus (HCV)
Core-E2 sequences (at 5% genetic distance threshold) stratified among HCV mono-infected participants from five studies
of recent HCV infection in Australia and New Zealand
recruited between 2004 and 2015
Table S3. Multivariate logistic regression of factors associated
with phylogenetic clustering of hepatitis C virus (HCV) Core-E2
sequences (at 5% genetic distance threshold) among HIV/HCV
co-infected participants from five studies of recent HCV infection
in Australia and New Zealand recruited between 2004 and 2015
Table S4. Comparison of fit statistics for latent class analysis models built with 1 to 8 classes for participants from five studies of
recent HCV infection in Australia and New Zealand recruited
between 2004 and 2015
11