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Eur J VascEndovascSurg 10, 182-186 (1995)
Re-establishment of Cerebral Metabolism After Carotid
Endarterectomy*
?
R. Balm 1, J. van der G r o n d 2, W. P. Th. M. Mali 2 and
B. C. E i k e l b o o m 1
Departments of 1Vascular Surgery and 2Radiology, University Hospital Utrecht, Heidelberglaan 100, 3584 CX
Utrecht, The Netherlands.
Objectives: The purpose of this study was to evaluate the metabolic changes that occur in the human brain in patients with
a symptomatic carotid artery stenosis.
Materials and Methods: N-acetyl-aspartate (NAA), choline, creatine and lactate were measured both before, and 4 days
after, carotid endarterectomy, by magnetic resonance spectroscopic imaging (MRSI). Eight controls and I6 patients were
examined. MRI and MRSI studies were performed on a Philips Gyroscan $15 whole body system operating at 1.5 Tesla.
IH spectra were selected from regions in the centrum semi-ovale outside areas showing white matter hyper intensities on
MRI.
Results. All patients showed a decrease of the NAA/choline and NAA/creatine ratio in the symptomatic hemisphere
compared to the contralateral hemisphere and also compared to the controls. Lactate was present in some patients (5/16).
After endarterectomy, the NAA/choline and NAA/creatine ratios increased significantly compared to the ratios
preoperative. Lactate was absent or more than 50% reduced after the operation. MRSI showed metabolic changes in areas
of the brain that did not show any abnormalities on MRI.
Conclusions: There are marked changes in brain metabolism in the symptomatic hemisphere of patients with a severe
carotid artery stenosis. These metabolic changes normalise four days after endarterectomy.
Key Words: IH MRSI; Metabolism; Brain; Endarterectomy.
Introduction
The occurrence of a Transient Ischaemic Attack (TIA)
is associated with an increased risk of stroke. Patients
with a > 70% stenosis of the internal carotid artery
(ICA), combined with hemispheric TIAs are at particular risk. A stroke rate of more than 40% has been
reported for this specific group of patients. 1 Both the
European Carotid Surgery Trial2 and the North American Symptomatic Carotid Endarterectomy Trial3
show a significant risk reduction for stroke, following
a successful endarterectomy, in this group of patients.
Therefore symptomatic patients with a > 70% stenosis
of the ipsilateral carotid artery should receive
surgery.4
The success of the carotid artery endarterectomy can
be explained by two mechanisms: removal of a source
*Presented at the 8th annual meeting of the European Societyfor
Vascular Surger~ Berlin, Germany(September 1994).
Please address all correspondenceto: R. Balm,MD, Department of
Vascular Surger3~G04.232,UniversityHospital Utrecht, Heidelberglaan 100, 3584 CX Utrecht,The Netherlands.
of micro-emboli from the extracranial vessels and by
improvement of the flow in the internal carotid artery
with a subsequent increase in cerebral blood flow.
Transcranial Doppler (TCD) evaluation of the middle
cerebral artery during and after carotid endarterectomy has shown a marked increase in Doppler flow
velocity after clamp release. 5 It is expected that these
changes in cerebral blood flow will cause changes in
cerebral metabolism. Metabolites of the brain can be
studied with Magnetic Resonance Spectroscopic Imaging (MRSI). This non-invasive technique can measure
the relative concentrations of these metabolites. The
metabolic changes that occur in a hypoperfused brain,
due to severe carotid stenosis and the changes that
occur after a carotid endarterectomy have not been
studied by MRSI before.
The aim of this study is to evaluate the N-acetylaspartate (NAA)/choline ratio, the NAA/creatine
ratio and the lactate content of the centrum semi-ovale
in 16 patients with severe symptomatic carotid artery
disease both before and 4 days after successful
endarterectomy.
1078-5884/95/060182 + 05 $12"00/0© 1995W. B. Saunders CompanyLtd.
Cerebral Metabolism
Patients and Methods
Patients
Eight control subjects and 16 patients were examined.
The control group (five male, three female, ages 49--69
years, mean age 64 years) consisted of five volunteers
and three subjects with small cerebellar tumours.
None of the controls had ever experienced neurological symptoms that could be ascribed to carotid
insufficiency or emboli.
The 16 patients (13 male, three female, ages 50-74
years, mean age 65 years) were all symptomatic and
candidates for carotid endarterectomy. Twelve
patients had suffered a transient ischaemic attack and
four had suffered a stroke. Eleven of these patients
had a unilateral carotid stenosis of more than 70%.
Two had a stenosis of more than 70% and a contralateral occlusion of the internal carotid artery. The
last three patients had a bilateral carotid stenosis of
more than 70% and were operated on the symptomatic
side. Quantification of the carotid pathology was
based on intra arterial Digital Subtraction Angiography (IaDSA). The time span between the last
symptoms and the preoperative MRSI was less than 6
weeks in seven patients, 6-12 weeks in four and more
than 12 weeks in five. All patients were operated on
under general anaesthesia with peroperative EEG and
TCD surveillance. All 16 operations were uncomplicated and there were no ischaemic events after the
operation. The first MRSI examination was performed
the day before the operation and the second MRSI on
the fourth day after the operation.
MRI and MRSI
The MRI and MRSI studies were performed on a
Philips Gyroscan $15 whole body system operating at
1.5 Tesla. First, Proton MR images were obtained:
seven saggital T1 weighted scout slices (slice thickness
5 mm, 1 mm slice gap, TR 450 ms, TE 30 ms), and 14
transaxial T2 weighted slices (slice thickness 7 ram, 1.6
mm slice gap, TR 2000 ms, TE 50 and 100 ms). The
transaxial slices were generally not angulated. Six of
the 16 patients showed a cerebral infarction on the MR
images.
After MRI, the volume of interest (VOI) for 1H MRSI
was selected in the transaxial images. For every
subject a 15 mm thick transverse slice was selected
within the centrum semi-ovale. The anterior-posterior
and left-right dimensions of the VOI were chosen in
such w a y that regions containing lipid were excluded.
183
For optimal MRS imaging the optimal 90 degree pulse
length was determined and the gradients were tuned,
followed by localised shimming of our VOI. The
PRESS sequence was used for localised ~H MRSI
acquisition 6"7 and gradient phase encoding was
applied in two dimensions. 16 × 16 Phase encoding
steps were used over a field of view (FOV) of 200 ×
200 ram, resulting in an in plane spatial resolution of
12.5 mm, and in a nominal voxelsize of 2.34 ml. For
each phase encoding step two averages (with a
repetition time of 2000 ms and an echo time of 272 ms),
512 time domain data points and a 1000 Hz spectral
width were used. The total patient time including
patient preparation, MRI and MRSI was 40 min.
For display purposes the spectroscopic images were
interpolated to a 128 × 128 matrix. The display
software (sunspecl, Philips Medical Systems, Best)
provided a simultaneous display and spectral registration of the MR images and metabolite images.
Regions, mainly containing white matter, were
selected by mouse control of a cursor on either the MR
or metabolite images. 1H spectra were selected from
regions outside areas showing white matter hyperintensities, infarctions, on MRI and, away from the
edges and borders of the 1H PRESS (VOI) volume to
avoid lipid contamination and chemical shift artifacts.
In the individual spectra and for the individual
metabolite images total choline, total creatine, Nacetyl aspartate and lactate peaks were identified by
their chemical shifts, s Individual peaks were quantified by peak height measurements. Reference spectra
were obtained from the homologous region of the
contralateral hemisphere. In the patient and control
group, three spectra were selected in each hemisphere.
In each hemisphere, one spectrum was selected in
frontal region, one in the mesial region and one in the
parietal region of the centrum semi-ovale.
Statistical Analysis
For statistical analysis, we used repeated measures of
analysis of variances (ANOVA) to compare metabolite
ratios by location and groups. Locations were grouped
into frontal, mesial and parietal regions of the centrum
semi-ovaleo The subjects were grouped into normal
controls (n = 8), patients with a stenosis in the internal
carotid artery (ICA) before endarterectomy (n = 16)
and the same patients after endarterectomy (n = 16).
Analysis of differences in metabolite ratios between
the two hemispheres within groups was performed
using the unpaired two-tailed Student's t-test. For
analysis of differences in metabolite ratios between
Eur J Vasc Endovasc Surg Vol 10, August 1995
184
R. Balm et aL
control subjects and patients we
unpaired two-tailed Student's t-test.
also used the
NAA
Results
MRSI
In the control group we did not find any a s y m m e t r y in
the N A A / c h o l i n e and N A A / c r e a t i n e ratio and for the
absolute peak heights of choline, creatine and N A A
between the left and right hemispheres or between the
frontal and parietal regions. Therefore the metabolite
ratios of each hemisphere were averaged from all
spectra selected in that particular hemisphere.
Figure 1 shows a MRSI data set of a patient with a
stenosis of the right internal carotid artery: (A) the
choline spectroscopic image, (B) the NAA spectroscopic image, (C) the lactate spectroscopic image and
(D) the corresponding T2 weighted MRI, showing a
watershed periventricular medial infarct. In all spectroscopic images, the high-pass filtered corresponding
MRI is superposed. The rectangle indicates the VOI
1
I
I
I
I
I
4
3
2
ppm
1
0
Fig. 2. Four 1H MR spectra (1--4)from voxels which were selected
from the patient shown in Fig. 1.
chosen. Fig. 2 shows 4 1H MR spectra (1--4) from
voxels which were selected from the patient s h o w n in
Fig. 1.
Lactate
Lactate could not be traced in the eight control
subjects. Although the VOIs in the patients were
selected outside regions showing white or gray matter
hyper-intensities on MRI, cerebral lactate was f o u n d in
five of these 16 patients (31%) in the hemisphere on
the side of the symptomatic stenosis. N o n e of the
patients s h o w e d lactate on the contralateral side. After
endarterectomy in three of these five patients, lactate
was no longer seen, whereas in the two other patients
the l a c t a t e / N A A ratio was more than 50% reduced.
The NAA/Choline ratio
Fig. 1: MRSI data set of a patient with a stenosis of the right internal
carotid artery: (A) the choline spectroscopic linage; (B) the NAA
spectroscopicimage, (C) the lactate spectroscopicimage and (D) the
corresponding T2 weighted MRI, showing a watershed periventricular media infarct. In all spectroscopic images, the high-pass
filtered corresponding MR[ is superposed. The rectangle indicates
the VOI chosen. The numbers 1~t correspond with the 1H MR
spectra 1-4 in Fig: 2.
Eur J Vasc Endovasc Surg Vol 10, August 1995
In the control group the N A A / c h o l i n e ratio was
3.38 + 0.29. In the patients the N A A / c h o l i n e ratio
was calculated in the hemisphere on the side of the
symptomatic stenosis and on the contralateral side.
Before endarterectomy the N A A / c h o l i n e ratio on the
side of the stenosis was 1.98 + 0.43, and on the
contralateral side 2.69 _+ 0.63 (p < 0.001). In 15 of the 16
patients we observed an overall decrease in the N A A /
choline ratio in the symptomatic cerebral hemisphere,
c o m p a r e d to the ratio in the contralateral hemisphere.
Cerebral Metabolism
In the other patient, the asymptomatic hemisphere
showed a decrease in NAA/choline ratio, this was a
patient with an occluded carotid artery on the asymptomatic side. After endarterectomy the NAA/choline
ratio on the symptomatic side was significantly
increased to 2.91 + 0.56 (p < 0.001). The NAA/choline
ratio on the contralateral side after endarterectomy
was 3.10 + 0.44. Fig. 3 shows the NAA/choline ratio
of the symptomatic hemisphere of all patients before
and after carotid endarterectomy. Before endarterectomy the NAA/choline ratio is significantly lower
compared to control subjects (p < 0.001). After endarterectomy this NAA/choline ratio was increased in all
patients but was still significantly lower compared to
control subjects (p < 0.05).
185
sphere was 4.22 + 1.04 vs.
contralateral side.
4.03 _+ 1.28
on
the
Discussion
The most important findings of this study are: (1) in all
16 patients with symptomatic carotid artery disease
the NAA/choline ratio in both hemispheres is
decreased, compared to the ratios in the eight controls:
(2) after a successful carotid endarterectomy the
NAA/choline ratio in the symptomatic hemispheres
increased significantly compared to the corresponding
ratio before the operation. (3) the NAA/creatine ratio
showed the same changes preoperatively compared to
the controls and, postoperatively compared to the
preoperative situation. However, the changes in
NAA/creatine ratios were less pronounced than the
The NAA/Creatine ratio
changes in NAA/choline ratios. (4) In some patients
In the control group the NAA/creatine ratio was we detected lactate in non-infarcted regions of the
3.77 + 0.47. In the patients the NAA/creatine ratio brain. (5) After the endarterectomy the lactate was
was calculated in the hemisphere on the side of the considerably reduced, or no longer detectable in all
symptomatic stenosis and on the contralateral side. these patients. Of the five patients with lactate, the
We found a small but significant asymmetry in N A A / time span between last symptoms and the carotid
creatine ratio (p < 0.05) between the hemisphere on the endarterectomy was less than 6 weeks in one patient,
side of the symptomatic stenosis (3.21 + 0.82) and the and 6-12 weeks in the other four patients.
A remarkable finding of this study was that we
contralateral hemisphere, (4.34 + 1.18). After endarterectomy this asymmetry disappeared and the N A A / could demonstrate metabolic changes in regions of the
creatine ratio in the operated, symptomatic hemi- brain that did not show any morphological damage on
the T2 weighted MR images. NAA is found only in the
brain and is a putative marker of vital neurons. 9-12
- The
metabolic function of NAA is still unknown. Creatine
NAA/Choline
and choline are more common metabolites that can be
found in the brain both in neurons and in glia-cells.
Many authors have investigated the local metabolic
Before
After
endarterectomy
endarterectomy
effects in infarcted areas of the human brain. MRSI
studies of infarcted areas in the brain show a reduction
4/)° p<0.05
of NAA content and an increase in lactate, compared
I[I
""' 'lii'~i
[
I
i
iJ
[1
to studies in the normal brain. 13-2°
i hi iH
',/'
,l~
ii!,,I,llP,,
, ....
......
i~
ii[
In our patient group we found the same changes,
e.g. decreased NAA / choline and NAA / creatine ratios
p<O.O01 o i ~ , - J /
and increased lactate, suggesting hypoxic conditions.
Since cerebral circulation is likely to be decreased in
this hemisphere, these metabolite findings are not
unexpected. However, in contrast to metabolite
changes in infarcted regions, which are not reversible,
the metabolite levels in the symptomatic hemisphere
L
J
in our patient group returned to normal levels after
p<0.001
endarterectomy. This suggests that hypoxic cerebral
metabolite changes, in tissue that is not showing
abnormalities on MRI, are reversible.
Fig. 3. NAA/choline ratio of the symptomatichemisphere of all
The increase of the NAA/choline and N A A /
patients before and after carotid endarterectomy.The shaded area
creatine
ratios after endarterectomy can be explained
represents the NAA/cholineratio _+2 S.D.of the controls.
,/
Eur J Vasc EndovascSurg Vo110,August 1995
186
R. Balm et al.
b y a n i n c r e a s e of N A A , a d e c r e a s e in c r e a t i n e o r
c h o l i n e o r a c o m b i n a t i o n of b o t h m e c h a n i s m s . B a s e d
o n o u r d a t a w e c a n o n l y s p e c u l a t e o n t h e c a u s e of
t h e s e c h a n g e s . A l t h o u g h w e w e r e n o t a b l e to m e a s u r e
t h e a b s o l u t e c o n c e n t r a t i o n s of t h e s e m e t a b o l i t e s t h e
r e l a t i v e s i g n a l i n t e n s i t i e s of e a c h m e t a b o l i t e s u g g e s t s
t h a t a d e c r e a s e in c h o l i n e a n d c r e a t i n e is m o r e l i k e l y
t h a n a n i n c r e a s e in N A A .
D u r i n g , a n d after, t h e e n d a r t e r e c t o m y , t h e r e are
m a r k e d c h a n g e s in c e r e b r a l b l o o d f l o w t h a t c a n b e
e v a l u a t e d w i t h t r a n s - c r a n i a l D o p p l e r (TCD). s I m m e d i a t e l y after c l a m p r e l e a s e , a h y p e r a e m i c r e s p o n s e
starts. T h e h y p e r a e m i c r e s p o n s e is m o r e p r o l o n g e d in
a g r o u p of p a t i e n t s w i t h a n i m p a i r e d c e r e b r a l v a s c u l a r
reserve. Seventy-two hours after the operation a
> 50% i n c r e a s e in m i d d l e c e r e b r a l a r t e r y b l o o d f l o w
v e l o c i t y c a n b e d e m o n s t r a t e d in this g r o u p . 5'21 This
increase in cerebral bloodflow could be the mechanism that causes a decrease in choline and creatine by
m e a n s of a w a s h - o u t effect after t h e e n d a r t e r e c t o m y .
In conclusion we have shown that there are marked
c h a n g e s in b r a i n m e t a b o l i s m in t h e s y m p t o m a t i c
h e m i s p h e r e of p a t i e n t s w i t h a s e v e r e c a r o t i d a r t e r y
stenosis. T h e s e m e t a b o l i c c h a n g e s n o r m a l i s e 4 d a y s
after e n d a r t e r e c t o m y .
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Accepted 25 January 1995