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Book Review: Extended Sentiments and Enlarged Interests: Hume's
Politics The Politics of Eloquence: David Hume's Polite Rhetoric, by
Marc Hanvelt and Hume's Politics: Coordination and Crisis in the
History of England , by Andrew Sabl
Ross Carroll
Political Theory 2014 42: 377
DOI: 10.1177/0090591714522199
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PTXXXX10.1177/0090591714522199Political Theory
research-article2014
Review Essay
Book Reviews
Extended Sentiments
and Enlarged Interests:
Hume’s Politics
Political Theory
2014, Vol. 42(3) 377–388
© 2014 SAGE Publications
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The Politics of Eloquence: David Hume’s Polite Rhetoric, by Marc Hanvelt. Toronto:
University of Toronto Press, 2012.
Hume’s Politics: Coordination and Crisis in the History of England, by Andrew Sabl.
Princeton, NJ: Princeton University Press, 2012.
Reviewed by: Ross Carroll, The College of William and Mary
DOI: 10.1177/0090591714522199
David Hume’s History of England has never been especially well received by
political theorists affiliated with liberalism. Thomas Jefferson considered it a
“poison” and deemed Hume’s supposed whitewash of the Stuart monarchs to
pose more of a threat to liberty than the “largest standing army.”1 John Stuart
Mill gave Hume some credit for his “powers of narrative” but was otherwise
utterly unimpressed: while acknowledging that Hume’s “reputation” as a profound historian was becoming “widely diffused,” he churlishly suggested
that this was “of itself a sufficient proof that it is undeserved.”2 If such overt
hostility has waned of late, it is only because it has been replaced by an attitude of profound indifference. As the Whig/Tory confrontation against which
the History has often been read recedes ever further into the historical ether,
so Hume’s History itself seems to have only grown in obsolescence. To contemporary political theory, certainly, the work that Hume devoted the largest
part of his working life composing and revising seemed to have little of interest to say.
Yet it is to this unwieldy six-volume text that Marc Hanvelt and Andrew
Sabl have each looked in search of alternatives to a contemporary liberalism
overburdened by rationalist, Kantian baggage. Methodologically their books
have much in common. Both read the History (though Hanvelt looks beyond
it to other of Hume’s works) in a manner best be described as reconstructive:
that is, they attempt to pull together disparate fragments of a liberal political
theory that Hume himself never set down in a single, more manageable treatise but which they believe is no less valuable for that. Similarities of
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motivation and method aside, however, the political recommendations that
emerge from these two studies are strikingly divergent, or even at odds.
For Hanvelt, the modern political problematic Hume is best equipped to
assist us with is that of “value pluralism” and the factionalism that arises from
it (150). In the absence of normative consensus, Hanvelt suggests, Hume
exhorts us to enter imaginatively into the sentiments of our co-citizens using
an “extensive sympathy” that can ameliorate value conflicts (154). For Sabl,
the intractability of value conflicts led Hume to ground political society on a
different basis entirely, that of coordinated interest. Expressing pronounced
doubts about how far modern citizens can plausibly be made to “extend” their
sympathy, Sabl seeks only for them to “enlarge” their interests: that is, to be
on the lookout for ways in which their own interests might be accommodated
with those of others (52). Put otherwise, Hanvelt’s Hume would have us be
less manipulative, more “just” and more “polite” in our dealings with one
another (123). Sabl’s Hume would rest content if we would just recognize
how advantageous the minimal coordination of our activities can be and strategize accordingly.
In arriving at his version of Humean liberalism, Hanvelt has performed a
valuable scholarly service by providing the first book-length account of
Humean oratory. Several studies of Hume’s rhetoric, more broadly conceived, have been made before but Hanvelt breaks new ground by zeroing in
on what Hume says about spoken eloquence as against the power of the written word. His argument is that Hume’s distaste for the sermonizing of fanatical preachers (evident from the Stuart volumes of the History in particular)
left him wary of oratory but not entirely dismissive of its political potential.
Rather than give up on eloquence as a frivolous adornment or tool of manipulation, Hume sought to revive the ancient public speaking of Demosthenes
and modernize it for the benefit of a polite, commercial society. The result is
a form of “high rhetoric” that combines Demosthenes’s talent for emotive
imagery with modern commitments to truth (or accuracy) and a polite respect
for the dignity of the listener (143).
Hanvelt argues persuasively for why we should be interested in Hume’s
high rhetoric. Not only is it an ethical “ideal” worth aspiring to in and of
itself, it also productively upsets the neat dichotomy Neo-Kantian deliberative theorists have posited between “the rational persuasion of deliberation
and the irrational manipulations of rhetoric” (163). That it is an “ideal” at all,
however, is problematic. “High rhetoric” is Hanvelt’s own term of art: casual
readers dipping into the History are far more likely to encounter examples of
“low rhetoric,” a term Hume does employ in disparagement of fanatical
speakers.3 Unperturbed by Hume’s reluctance to lay out a positive theory of
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good oratory, Hanvelt fills in the gap himself by scrutinizing the Parliamentary
speeches Hume commends and using the specific characteristics Hume
admires in them to develop a Humean “conception” of high rhetoric (132).
This is an innovative interpretive move, to be sure, but it begs the question as
to why Hume himself wasn’t more forthcoming about distilling his views on
oratory into a theoretical ideal with the kind of universal applicability Hanvelt
seeks. There is a heavy irony in Hanvelt’s determination to weld Hume’s
commentary on oratory into an ideal-theoretical type (or “idealized fantasy”)
in order to counter the excessive abstraction of Kantian political theory (128).
Although the depth to which Hanvelt is able to explore Hume’s stance on
oratory is welcome, his decision to limit the discussion strictly to spoken
rhetoric appears arbitrary. Particularly frustrating about this restriction is that
it mandates a near total disregard for Hume’s own rhetorical practice. Hanvelt
initially justifies the decision to look only at oratory on the basis of a number
of passages in Hume’s brief essay “Of Eloquence.” To base such a weighty
decision of interpretive strategy on such a slender selection of text is curious,
not least given Hanvelt’s commitment to treat Hume’s “entire corpus as a
single body of work” (8). But even in “Of Eloquence,” Hume seems more
concerned with explaining how England, a country which ought to lie under
the “dominion of eloquence,” had no great orators to boast of, rather than
with showing how speech is more important politically than writing.4 Hanvelt
is perfectly prepared to admit that Hume was deeply interested in the written
word, noting in particular his fastidiousness about literary style and near
compulsive revising of his own prose. Still, in a book devoted to better understanding how the publication of Hume’s corpus was “itself a political act,”
the decision to sidestep Hume’s “own rhetorical choices” is puzzling (14 and
35).
Hanvelt’s book is at its strongest when carefully contrasting Hume’s theorization of polite eloquence with the competing accounts of Adam Smith,
George Campbell, and others. However, by grounding Hume’s theory of eloquence so thoroughly in the eighteenth century, he makes the task of bridging
Hume’s concerns and our own all the more difficult. Because the “[ancient]
rhetoric that Hume admired was of a different time and a very different social
climate,” Hanvelt claims, Hume had to modernize it to make it conform to the
demands of polite commercial society (128–29). Might we not say something
similar of the Humean “high rhetoric” Hanvelt so admires?
Part of the difficulty here is that Hanvelt wants to appeal primarily to contemporary democratic theorists, a group of readers already quite sensitive to
the problem of manipulation and heartily committed to improving their own
practice of democratic speech. Unfortunately, Hanvelt provides few specifics
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Political Theory 42(3)
on how these theorists might “persuade” the contemporary equivalent of
Hume’s fanatical preachers (Rush Limbaugh? Imams in radical mosques?) to
cease their efforts at manipulation. Hume, Hanvelt says, “offers us an account
of how we might act on the public stage in expressing our views and seeking
to persuade others without resorting to manipulation” (163). But if the “we”
here doesn’t extend much beyond a relatively narrow coterie of democratic
theorists then it is unclear how the “same notion of politeness” that Hume
defended can make much of an impression on the problem of fanaticism
today (165).
In Sabl’s game-theoretic reading of the History, virtues like politeness are
decidedly of secondary importance. His extraordinarily painstaking and erudite study of the work in its six-volume entirety is bold to the extent that any
project with the stated aim of “teasing out a coherent political theory story
from a 1.3 million word book” needs to be (18). The political message Sabl
seeks to convey is, however, deeply cautious. Those who might have hoped
that a book about political crisis would shake us out of our unthinking attachment to prevailing constitutional norms, spurring us on to revolutionary agitation in the process, are bound to be disappointed.
Sabl starts with Hume’s claim that when it comes to constitutions, the
benefit of the doubt should usually be given to what is already “established”
(1). For much of what follows, Sabl seeks to reawaken our sense of constitutions as hard-won political accomplishments rather than staid, antiquated
frameworks unfit to meet the challenges of the future or irrevocably tainted
by their violent or exclusionary origins. By implication, anyone pressing
today for the overthrow of a constitutional order had better make sure that
they can point to alternative conventions—already firmly rooted in their society’s customs—that stand a realistic chance of commanding popular allegiance once the old regime has been dispensed with. For Sabl, to cast away
one constitutional form out of a sense of grievance (however well justified)
alone, absent such ready-to-hand customary alternatives, is the “height of
irresponsibility” (238). Irresponsible too are those (unnamed) radical political theorists who wish to increase our appetite for such a revolution at the
expense of our fondness for peace and social order. Towards them Sabl’s tone
is caustic: if you have ever wondered how many minutes a radical theorist
would survive in a world without conventions of authority, the answer is
apparently “five” (190).
If this all is starting to sound a bit like Burke, then this is understandable.
But as Sabl is at pains to point out, Hume would be the last to encourage us
to approach constitutions with reverent Burkean awe and asks us instead to
consider them coolly, as the best guarantors of our self-interest. Impossible
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though it may be to hazard a game-theoretical reading of Burke, Sabl feels
secure attempting one with Hume precisely because the History lends itself
to thinking of constitutions as both produced by and facilitating what game
theorists call self-interested “coordination.” What is satisfying about this
term (as opposed to alternatives like “cooperation”) is that it has few metaphysical overtones. To say that human beings will seek out possibilities for
coordination need not imply that they have an innate tendency towards
mutual affection or assistance, only that they will search some means of collectively structuring their activities so as to avoid getting in the way of each
other’s pursuits (we do not need to care much for each other in order to see
the benefit of agreeing to drive on the same side of the road). Moreover, while
game theory on its own can tell us persuasive stories about how such coordination is enabled under ideal-theoretical conditions, the genius of Hume’s
contribution, as Sabl wants to show, is to reveal the messy process of how
these conditions are established in the first place, or how the parameters of
the “game” are set.
At the core of Sabl’s argument is the notion that all coordination requires
focal points of one sort or another. What Hume’s History reveals is that deep
rooted constitutional conventions like Magna Carta and hereditary monarchy,
however flawed they may appear according to some abstract standard of
legitimacy, enable infinitely better coordination than what Sabl calls “crude
focal points” such as the charisma of a single leader (125). Accordingly, the
heroes we should most admire are not visionary founders endowed with
Machiavellian virtù but rather those who espy in already existing conventions, however faintly recognized, the embryos of a sustainable constitutional
settlement. Oliver Cromwell destroyed the English constitution by beheading
its executive branch, but because he offered nothing in its stead apart from
naked military force he is the anti-hero of Sabl’s narrative. Hume’s Henry
VII, by contrast, who labored tirelessly if unspectacularly to ensure that his
son’s throne would be recognized as an authoritative entitlement rather than
the temporary spoil of an ever-renewable war, is heroic in his dull, plodding
constitutionalism.
By emphasizing the valuable role played by durable constitutional conventions in preventing violent contests for political control, Sabl invites us to
look with renewed appreciation at mechanisms for transferring power that
many have been tempted to write off as dysfunctional or symptomatic of
institutional sclerosis. Under his Humean eye, the monotonous predictability
of the U.S. electoral cycle, for example, might start to look positively virtuous. As David Runciman has recently reminded us, in spite of the enormous
economic and environmental uncertainties facing us we can say with some
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Political Theory 42(3)
degree of confidence that on Tuesday, November 8, 2072, voters in America
will take to the polls (though what kind of polls they will be using is anyone’s
guess) to vote in presidential, congressional, and state elections.5 Citizens
otherwise fiercely divided on everything from health care to immigration
seem for the most part to concur on when elections should take place, what
oaths should be administered to those elected, and (roughly speaking) what
responsibilities attend each office. Hume, as Sabl reads him, would marvel at
such a well-established and conventionally adhered to pattern of power transference. But should we? I have some doubts.
In the first place, the bland predictability of U.S. governmental changeovers is a sign that perhaps political theorists need to look beyond constitutional conventions to economic and social changes in order to trace the most
consequential shifts in power structures. Even the demise of one regime and
its replacement by another can take place behind the backs of constitutionwatchers, as Hume himself hints. “It is well known,” he asserts in the Essays,
“that death is unavoidable to the political as well as to the animal body”
before going on to argue that his preferred method of “euthanasia” for the
British constitution would be a drift into absolute monarchy (not out of any
royalist zeal but because the kind of republic he had “reason to expect” in the
1750s would have resulted in civil war or the “tyranny of a faction”).6 Hume’s
euthanasia metaphor serves as an important reminder that regimes do not
always die violently in revolutions; they can also pass away slowly and unobtrusively, leaving their constitutional conventions and formal institutional
trappings largely intact and still in command of some allegiance. By this
alternative Humean logic, growing economic inequality, coupled with legal
changes allowing the wealthy to convert their money into political power
with ever-increasing ease (think Citizens United), could bring about the
“death” of America as a democracy long before a majority of citizens have
ceased to recognize the office of the President or lost faith in the separation
of powers. Political scientists have already begun referring to the United
States as an oligarchy, without heavy qualification.7
Perhaps anticipating such concerns, Sabl insists that Hume’s constitutional theory has built-in flexibility. Newly empowered social groups will
clamor for adequate representation of their interests, and it is a sorry (and
ultimately doomed) constitutional convention that will not bend to accommodate such shifts. Nor does Sabl think that established constitutions should
necessarily persist forever. If, he argues, “new political discoveries” born of
experience and widely recognized have clearly rendered a constitutional convention obsolete then that convention will start to “erode” (238). But again
Sabl seems to underestimate the significant time lag that can occur between a
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constitutional conventional actually becoming obsolete and a sufficient number of powerful citizens recognizing it as such and replacing it. The Levellers,
through hard experience of political exclusion rather than airy speculation,
saw the advantage of universal (male) suffrage without property qualifications but had their “new political discovery” quashed by Cromwell with
Hume’s retrospective blessing.8 It would be nearly another three centuries
before the convention that only the propertied have a stake in the state was
replaced with something approximating the Levellers’ suggestion. Erosion,
as any geologist will tell you, can be an unbearably slow process.
That the Levellers could table such a proposal in the first place owed
much, of course, to the 1641 revolution itself. Political theorists often study
moments of revolution because, for all their violence, they offer unique
opportunities for political concepts not yet sanctioned by custom to enter the
scene. We can illustrate the point with one of Sabl’s own examples. The revolutions of 1989 in Eastern Europe, Sabl argues, were successful partly because
citizens there had a notion of what basic human rights guaranteed by the state
looked like, thus furnishing the revolutionaries with an alternative convention to rally their compatriots to. But he also argues that Hume would have
opposed the French revolution, an event of undeniable importance in the
growth of that very same notion of human rights. What Sabl overlooks is that
revolutions, even (or especially) of the “irresponsible” sort, can forge ideas
that later solidify into the conventions he urges us to look out for and
protect.
Sabl ends by loosely associating Hume with the contemporary realist
Raymond Geuss, a theorist who has elsewhere predicted that the eighteenthcentury project of “criticism” will become an irrelevance as humanity
descends into a violent struggle for natural resources.9 Hanvelt concludes his
book by presenting the case of Hume, champion of an “open public sphere”
and “conversation,” as illustrating the continued relevance of that same eighteenth-century project (162 and 165). That these two books chime so differently in their closing notes tells us something about the current preoccupations
of political theory, and the contest between realist and normative approaches
in particular. But it also tells us something about the attraction Hume continues to exert on those who refuse membership in the warring camps that political theorists frequently divide into. Hume’s History, read anew, reminds us
that one can be a political realist without endorsing Hobbesian absolutism, or
a deliberative democrat without embracing Kantian rationalism. These seem
to be reasons enough for bringing an end to the neglect of Hume’s largest and
most political work.
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Acknowledgment
The author would like to thank Mary Dietz and Don Herzog for valuable comments
on an earlier draft of this essay.
Notes
1.
2.
3.
4.
5.
6.
7.
8.
9.
Jefferson cited in Douglas L. Wilson, “Jefferson vs. Hume,” The William and
Mary Quarterly 46, no. 1 (1989): 49, 53.
J. S. Mill, Collected Works of John Stuart Mill, vol. XX, ed. John C. Robson and
John C. Cairns (Toronto, Ontario, Canada: University of Toronto Press, 1985), 4.
David Hume, History of England, vol. VI (Indianapolis, IN: Liberty Fund, 1983),
3.
David Hume, Essays, Moral, Political and Literary, ed. Eugene F. Miller
(Indianapolis, IN: Liberty Fund, 1985), 99.
David Runciman, “How Can It Work?: American Democracy,” London Review
of Books 35, no. 6 (2013), 10.
David Hume, Essays, Moral, Political and Literary, 51–53.
Jeffrey Winters, Oligarchy (Cambridge: Cambridge University Press, 2011),
211.
Hume, in volume VI of the History, is not entirely hostile to the Levellers but he
does express approval when their “tumultuous spirit” is repressed by Cromwell
and calls them “fanaticks” in early editions of the Essays, never a neutral term
for Hume. Hume, History of England, vol. VI, 12, and Essays, Moral, Political
and Literary, 616.
Raymond Geuss, Politics and the Imagination (Princeton, NJ: Princeton
University Press, 2010), 184–85.
Author Biography
Ross Carroll is Visiting Assistant Professor in the Government department at The
College of William and Mary where he teaches political theory. He is currently writing a book on ridicule in modern political thought.
Nationalism and the Moral Psychology of Community, by Bernard Yack. Chicago and
London: University of Chicago Press, 2012. xi + 328 pp.
Reviewed by: David Miller, University of Oxford, U.K
DOI: 10.1177/0090591713499726
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