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The Dynamic Relations between Power Politics and Institutionalization: A NeoGramscian Intervention
Freyberg-Inan, A.
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2019
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International Institutions and Power Politics
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Citation for published version (APA):
Freyberg-Inan, A. (2019). The Dynamic Relations between Power Politics and
Institutionalization: A Neo-Gramscian Intervention. In A. Wivel, & T. V. Paul (Eds.),
International Institutions and Power Politics: Bridging the Divide (pp. 185-196). Georgetown
University Press.
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Download date:26 Nov 2021
INTERNATIONAL
INSTITUTION
~nd POWER ·~
POLITICS
zyxwvutsrqponmlkjihgfedcb
© 2019
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Georgetown University Press. All rights reserved. No part of this book may be
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photocopying and recording, or by any information storage and retrieval system, without
permission in writing from the publisher.
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URL links were active at time of publication.
Library of Congress Cataloging-in-Publication Data
Names: Wivel, Anders, editor. Paul, T.V., editor.
Title: International lnstitutions and Power Polities : Bridging the Divide
/ Anders Wivel and T.V. Paul, editors.
Description: Washington, DC : Georgetown University Press, 2019.
Identifiers: LCCN 2018058553 (print) 1 LCCN 2019980424 (ebook) 1 ISBN
9781626167001 (hardcover : alk. paper) 1 ISBN 9781626167018 (pbk. : alk.
paper) 1 ISBN 9781626167025 (ebook: alk. paper)
Subjects: LCSH: International agencies-Congresses. 1 International
relations-Congresses.
Classification: LCC JZ4850 .15837 2019 (print) 1 LCC JZ4850 (ebook) 1 DDC
341.2-dc23
LC record available at https://lccn.loc.gov/2018058553
LC ebook record available at https://lccn.loc.gov/2019980424
1
@This book is printed on acid-free paper meeting the requirements of the
American National Standard for Permanence in Paper for Printed Library Materials.
20 19
9 8 7 6 5 4 3 2
First printing
Printed in the United States of America.
Cover design by Jeremy John Parker.
Contents
vii zyxwvutsrqpo
ix
List of Illustrations
Aeknowledgments
. No part of this book may be
:ronic or mechanica!, including
,ge and retrieval system, without
x their content.
Part I: Introduetion
CHAPTER 1
Exploring International lnstitutions and Power Polities zyxwvutsrqponmlkjihgfedcbaZYXW
3 zyxwvutsrqponm
Anders Wivel and T.V. Paul
zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Part Il: Theorizing Power Polities
and International Institutions
CHAPTER 2
ging the Oivide
CHAPTER 3
'ress, zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
2019.
124 (ebook) 1 ISBN
6167018 (pbk, : alk.
CHAPTER 4
International
'.4850 (ebook) 1 DDC
CHAPTER 5
)424
:quirements of the
r Printed Library Materials.
Realist lnstitutionalism and the lnstitutional Meehanisms
of Power Polities
]. Samuel Barkin and Patricia A. Weitsman
23
A Neoclassieal Realist Explanation
of International lnstitutions
Norrin M . Ripsman
41
Pyrrhie Vietory: A World of Liberal lnstitutions,
Teeming with Tensions
Georg Serensen
53
Making Power Polities Great Again? Oiseursive
lnstitutionalism and the Political Eeonomy of
World Polities after Globalization
Ben Rosamond
73
Part III: The Processes of Power Polities
and International Institutions
CHAPTER 6
Maximizing Seeurity through International lnstitutions:
Soft.-Balaneing Strategies Reeonsidered
Anders Wivel and T.V. Paul
89
vi zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
Contents
CHAPTER 7
zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
The Power in Opaeity: Rethinking Information
in International Organizations
Austin Carson and Alexander Thompson
CHAPTER 8
Revisionists, Networks, and the Liberal
Institutional Order
Stacie Goddard
101
117 zyxwvut
Part IV: The Power Polities of Global
and Regional lnstitutions
CHAPTER 9
Struetural Modifiers, the Non-Proliferation
Treaty Regime, and Fostering a Less Competitive
International Environment
137
Steven EzyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGF
. Lobell and Brad Nicholson
CHAPTER 10
The Power Polities of United Nations Peaee Operations
Sarah-Myriam Martin-Brûlé, Lou Pingeot, and Vincent Pouliot
CHAPTER 11
Variable Geometry: Power and Institutions
in the European Union
John A. Hall and Frédéric Mérand
149
167
Part V: Conclusions
CHAPTER 12
CHAPTER 13
The Dynamie Relations between Power Polities and
lnstitutionalization: A Neo-Grarnscian lntervention
Annette Freyberg-Inan
185
197
International Order and Power Polities
Daniel H. Nexon zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPO
Referenees
List of Contributors
Index
215
255
257
CHAPTER 12
The Dynamic Relations
between Power Polities
and lnstitutionalization:
A Neo-Gramscian lntervention
Annette Freyberg-lnan zyxwvutsrqponmlkjihgfedcbaZYXWVUT
W hat D o W e K now and W hat D on't W e? zyxwvutsrqponmlkjihgfedcbaZYXWVUTSR
There is, in fact, a whole lot we already know. We know that power differences
between states matter for the design and content of international institutions:
the powerful have more influence on thern, and power dynamics characterize
decision-making processes within forma! institutions (see, e.g., Gruber 2000;
Steinberg 2002; Stene 2004; Drezner 2008; Dreher, Sturrn, and Vreeland 2009;
Thompson 2010; Copelovitch 2010; Lim and Vreeland 2013; Allen and Yuen
2014). Thus, power is exercised through and can be augmented by institutionalization. We also know that, while it provides them with benefi.ts, institutionalized
cooperation simultaneously constrains states in their exercise of power and may
even affect their relative power positions (see, e.g., Lake 1999; lkenberry 2001;
Voeten 2001; Thompson 2009; Kreps 2011; Weitsman 2014). lnstitutions can
sometimes shift the outcomes of interaction between states away from what they
would likely have been without them. Thus, institutionalization can counteract
power polities.
As argued by the editors in the introduction to this volume, it makes no sense
to juxtapose a world of self-help and power polities with one of institutionalization and cooperation. Not only is "institutionalized cooperation ... often the
result of the 'power polities of peace,' for example, balancing threat or power or
exercising hegemony" (see also Wivel 2004), it is also evident that no matter how
deeply institutionalized the polities, power struggles will never be absent from
them (see the chapters by M artin-Br ûlé, Pingeor, and Pouliot and by Hall and
.roint of view suspecting such institutions of irrelevance. As pointed out by
Mérand, in this volume). The previously cited and many other studies have
Ripsman, neoclassical realism moves us significantly beyond structural realist
expanded our understanding of the co mplex dynamics linking power polities
accounts by pointing out that while "states construct foreign policy to respond
and intern ational institutionalization, enough so to reject as evidently silly the
to international imperatives," "domestic politica! arrangements . . . have an
juxtaposition of a cliché structural realist vision of institutions as epiphenomenal
intervening influence between systemic pressures and national foreign policy
to power polities with a cliché liberal-co nstructivist vision of power polities'
responses." This also helps explain why states, and even great powers, find benedeath by institutions (see the chapter by Scrensen). However, as a rule, relevant
fits in setting up, joining, maintaining, and supporting international institutions.
intern ational relations (IR) scholarship remains wedded to a realist-inspired
In his contribution Ripsman also shows that the perceived legitimacy associated
view of power as material, relational, and the prerogative of states. This is also
with operating through international institutions and therebv bestowed on the
illustrated by most (though not all) contributions to this volume. I wilt instead
policies of institutionally cooperating states matters both domestically and interadvocate a neo-Gramscian perspective and argue that we need to leave state
nationally with direct consequences for governmental power. This is an importcentrism and strictly material and relational conceptions of power behind to
ant observation to which I wilt return later. However, remaining wedded to
shed more light on the central question posed by this volume: zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
What is the rela-
realism, Ripsman does not see this as potentially enhancing the power of institutions in ways that could transform world polities away from a predominance of
relative state power. It is not clear why not. From a range of alternative theoretiHow would we know if it can? Institutionalization constraining power polica! perspectives, one may legitimately ask whether (and when) the power payoffs
ties would emphatically not have to mean that states would no langer be key
of the legitimacy (and other benefits) granted by institutionalized cooperation
actors in world polities nor that it would no longer matter how powerful states are
may not lead to an "embedded realism"-or even an "embedded liberalism" (see
vis-à-vis their peers. However, it would have to mean that relative power would at
the chapter by Rosamond)-in which state decision making is in fact so heavily
least occasionally fail to predict the policy outcomes of international interaction.
constrained by institutional commitments that power has in good part gone
Explicitly or implicitly, all contributions to this volume admit that this may wel!
elsewhere.
happen or in fact does happen. Yet all fail to embed this recognition in a fully
Barkin and Weitsman's "realist institutionalism" addresses the same question
developed analytica] framework, and most fai] to take seriously the opening this
and comes closer to the position I wil! defend later. lt is evidentlv true that insticonstitutes for potential fundamental change to world affairs. The reason for the
tutions both bestow power and pose constraints on its operation (see also Barnen
second lacuna is their commitment to various versions of IR realism. Realistand Duvall 2005), and it is useful to knowhow they do so, as the authors begin
inspired contributions to the debate adopt a state-centric ontology and preto show. It is furthermore important to relax the focus on forma! institutions,
dominantly material and relational conceptions of power.1zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
These theoretica!
which characterizes most of this book, to understand that power also operates
commitments, while delivering a range of valuable payoffs, also result in several
through and is constrained by informal institutions, unwritten rules, and norms.
blind spots when one explores the relationship between institutionalization and
However, also in this contribution, a realist commitment to state centrism prepower. The remainder of this section wil! show how. The next section will then
vents us from fully grasping the dynamics of interaction between power polities
develop my own neo-Gramscian take and explain its added value. lt wil! show
and institutionalization as processes that transcend interstate relations. On the
how we can recognize that power polities remains a care feature of international
positive side, Barkin and Weitsman carne closest to actually theorizing the relerelations even as international institutions are becoming ever more numerous
vance of the legitimacy benefits for state policy provided by institutions for bath
and comprehensive, and yet simultaneously take a more open stance with respect
domestic and international audiences. This is made possible by taking on board
to the possibility of political transformation.
constructivist thought on power as both material and ideational (e.g., Barnett
and Duvall 2005; Mattern 2001; Krebs and Jackson 2007; Barkin 2010). This is
Realist Contributions
nota bad idea, but I argue that there is a better one: a neo-Gramscian take on
the power politics-institutionalization dynamic is more appropriate because it
Opening the conversation in this book, the chapters by Barkin and Weitsman
allows us to analyze the workings of material and ideational power together and
and by Ripsman divert the discussion from the relationship between power polito see how such complex power can become embedded in institutions in ways
ties and institutionalization to the Abbott and Snidal (1998) question: Why do
that can both enhance and undermine the operation of power polities.
states (including great powers) spend so much time, resources, and influence on
Lobell and Nicholson's contribution in part 4 of this volume takes up one side
international institutions? Obviously, this is puzzling from a structural realist
of the power politics-institutionalization dynamic and addresses the question of
tionship between power polities and institutionalization? Can the latter constrain or
even overcome the farmer?
how institutions limit
zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
the pursuit of power. Their answer is that they operate as
structural modifiers (see Snyder 1996), affecting states' interaction capacity,
competition, socialization, and, hence, behavior. They make the important
observations that structural modifiers may be ideational and thar a hegemon
mighr not be necessary to create and enforce the rules, both of which are crucial
to understand the transformative potential of institutionalization. However, they
remain wedded to both structuralism and a predominantly material conception
of power when they argue that "successful practices [i.e., socialization] are determined by the structure of the system itself and not by individual leaders, their
regime type, or leaders' beliefs and ideas." I wil! argue later thar we should
instead include ideas as immaterial sources of power within our conceptualization of structure, which simultaneously grants a greater role to agency and thus
to potential for change than found in materialist structuralist accounts. This
allows us to see more comprehensively why and how institutionalization both
enables and constrains the operation of power and also how, as implied by
Lobell and Nicholson, international socialization does not necessarily have to
lead state behavior to diverge from realpolitik, as often uncritically assumed by
liberal-constructivist approaches.
Wivel and Paul's contribution in part 3 takes up the opposite side of the power
politics-institutionalization dynamic and addresses the question how institutions enable the pursuit of power. It specifically focuses on the ways in which they
can support states' soft-balancing strategies. Once again, institutions are characterized as important sources of legitimacy for state policy, in addition to ether
benefits. This contribution also sheds important light on how institutionalization
can actually counteract the logic of power polities, by arguing that "states use
institutional soft balancing to counter violations of the rules of the game in
international relations, in particular when these violations are committed by
great powers." Also, that "states use institutional soft balancing in cases of threats
and violations of the territoria! integrity of friendly states and coalition partners"
cannor but strengthen the consensus on which the relevant institutions are
based, thus contributing to stabilizing institutionalization trends. In this manner,
we can see how the use of institutions for soft balancing may not only reduce the
amount of international aggression (thus having a pacifying effect) but also
strengthen the trend of institutionalization itself. In response to the question of
how institutionalization may enhance power polities, this contribution thus ends
up arguing (at least in part) thar power polities may enhance institutionalization.
It grasps the dynamic relationship berween the two without explicitly theorizing
it and stops just short of recognizing the transformative potential entailed.
Carson and Thompson put the two sides of the power politics-institutionalization dynamic together by studying how institutions both constrain and
enable the pursuit of power. They focus specifically on how this happens through
international organizations' regulation of access to and usability of information.
l,nformation as a source of power within organizations can serve to further
entrench the advantages of already powerful states, "but it can also make it possible for relatively weak states to leverage information-power dynamics to 'punch
above their weight-class." This not only (1)
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shows how institutionalization may
counteract power polities but also (2) clearly recognizes the relevance of ideational sources of power, as in fact "the power effects of information appear to
be decoupled from more traditional [i.e., material] sources of power." The
authors also (3) relax the bias in favor of power as relational, by looking at how
it can be diffused and embedded in institutional environments. All three observations are important for the argument I wilt make later. However, while Carson
and Thompson rightly claim to occupy a theoretica! middle ground by taking
both state power and institutions seriously, I hold that we must more radically
break with the realist departure point, leave state centrism more fully behind,
and operate systematically with a broader definition of power as foreshadowed
but not explicitly advocated in the contributions discussed so far. This wil!
equip us to explore whether and how we can perceive institutionalization as
affecting in significant ways, perhaps even transforming or altogether outgrowing, power polities.
Alternative Contributions
This volume also includes several contributions by nonrealist scholars. How do
they take up the challenge of theorizing the relationship between power and
institutions away from the realist ontology, and how does my contribution relate
to theirs? The chapters by Martin-Brûlé, Pingeot, and Pouliot and by Hall and
Mérand both illustrate how power polities operate within and around institutional contexts. While Martin-Brûlé, Pingeot, and Pouliot show this for UN
peacekeeping operations, Hall and Mérand do so for European Union mernberstate relations and (crisis) governance. In both contexts institutional embedment
"enables but also constrains the transfer of struggles for influence across national,
regional, and international spheres" (Martin-Brûlé, Pingeot, and Pouliot). The
presence, shape, and functioning of institutions affect such struggles, as they are,
in turn, affected by them.
Stacie Goddard, in her analysis of revisionism in and through institutions,
confirms that "institutions both enable and constrain power polities." She usefu lly breaks with much received wisdom by insisting that revisionism can be
exercised from within institutions; that institutions do not necessarily "tarne"
the revisionists within thern; that, on the contrary, institutional dynamics may
also undermine participating status quo powers; and that, precisely by employing
institutions, revision or power transition do not necessarily have to take violent
farms. An important take-home message here is that revisionism, or in fact much
more broadly, the seeds of intentional structural change, tends not to lie outside
a system with its institutions, but within
zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
it. This seems to be remaining true no
Tlfe ChaUenge Ahead
matter how (or how deeply) polities are institutionalized. This means, on the one
Most contributions to this volume have worked with a realist-inspired view of
hand, that we have no reason to expect institutionalization to move us beyond
power and a focus on formal and intergovernmental institutions at the expense
power polities. On the other hand, it is no reason to jump to the conclusion that
of other farms. Both of these biases need to be left behind if we want to achieve
institutions are epiphenomenal. After all, important changes-also changes in
the goals laid out by the editors: we want to understand better why and how
power relations-are facilitated and steered by them. In this sense, institutioninstitutions evolve, decay, or regenerate. We want to know more about how instial(ized) polities are power polities. From this insight arises an important dilemma,
tutions can be rools of revisionism (see the chapter by Goddard) or power tranwhich I will discuss in the second part of this chapter.
sition and in this way support peacefut change. lt is no accident that this scholarly
Georg Serensen reiterates the starting point of the volume that "streng liberinterest arises now: global systemic power transition is on the horizon, and as
alism's" transformative optimism is just as unrealistic as claims that institutions
scholars belonging to the declining hegemony, we would rather the transition, if
are irrelevant for international governance. He takes the position of a "skeptic
it must come, be peaceful. How could this work? The editors are on the right
and hopeful liberalism," observing, on the one hand, that in many areas gevertrack when they suggest that this means that we need to "go beyond an inrennance is barely "good enough," piecemeal, or gridlocked but, on the other, that
tional goal-oriented understanding of power" and also when they observe that "it
much governance is taking place because of and through institutions, which
makes little sense to decouple materialist measures of power from how policvseem by and large resilient. Serensen further agrees with Cox and Sinclair (1996)
makers understand power and [its] legitimate use" (see also Guzzini 1993). But
"that a stable and legitimate order is founded on a fit
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between a power base, ...
we need to go further than that. In this volume we have found examples of
a common collective image of order expressed in values and norms, and an
midlevel theorizing leading to a "more eclectic, but also more open, understandappropriate set of institutions." Yet he fails to go further with this important
ing of international relations" than that characterizing the interparad igm debates
insight: in the obvious absence of such an order, we need to be concerned with
on institutions and power polities. But what overall lessons can we draw? Here 1
the processes taking place on and between all three levels identified by Cox (the
take up the editors' challenge to reconnect the foregoing "to more general discusmaterial, the ideational, and the institutional), as together they determine the
sions and concerns on the nature of international relations and state behavior." zyxwvutsrqponmlk
nature of international order along with its perceived legitimacy and stabilitv,
My later argument lays the foundations for such an investigation. In so doing it
R econceptualizing Power Polities and lnstitutionalization
connects most closely with the chapter by Ben Rosamond, who also observes that
from a N eo,G ram scian Perspective
most definitions of power polities, including the one suggested by the editors of
this volume, carry strong realist connotations. Being concerned with "who gets
All the above contributions have made sensible claims regarding the coexistence
what, when, and how" from a state-centric and materialist point of view leads
of power polities and institutionalization in contemporary world polities. But
them to treat states as "the powers," power as a resource, and power dynamics as
they all suffer from blind spots following from their shared realist ontological
relational. Basing himself on Susan Strange (1994a, 1998), Rosamond argues that,
commitments or do not go far enough in drawing theoretical conclusions from
instead, we need to be able to see power as structural and structural power as drawdiverging ontologies or empirical observations. lt is clear that realists' answer to
ing on "collective understandings and intersubjectivities." Placing what I see as
the question of whether institutionalization may lead us away from power polities
excessive emphasis on the nonmaterial dimension of (power) structures, he argues:
by reducing the impact of relative state power on collective policy outcomes has
"The structures of world polities, rather than being material in essence or exogeto be no. The remainder of rhis contribution will show that it is possible to accept
nous to action, are best seen as intersubjective, that is, rooted in collective underthe basic realist assumption that power polities remains a core feature of internastandings that in turn define the parameters of actor behavior in both technica!
tional relations while at the same time international institutions are becoming
and normative senses." Further, he rightfully observes that "actor behavior, preever more numerous and comprehensive, and yet adopt a more open stance with
mised [inter alia, I would add] on these braad intersubjectivities, both produces
respect to the possibility of political transformation and to theorize this stance.
concrete material effects and (through practice) reproduces and reifies the interTo this end 1 adopt a neo-Gramscian perspective that, aside from its openly
subjective structure," making it "robust." Last, "intersubjective structures can be
normative stance in favor of overcoming the status quo, differs from the realistmade 'real' [again, I add inter alia] through the design and maintenance of instituinspired takes in this volume in five key analytical respects, which will be
tions that internalize their logic.'' Rosamond here makes important points, which
unpacked later:' (1) it adopts a broader definition of power that explicitly includes
I wil! link later in a broader, systematic argument.
language, traditions, conventions, norms, rules, and other immaterial components
nonmaterial power resources and can see power as diffuse and structurally
of social life become part of power structures. They are not merelv structural modembedded; (2) it enables us to understand the key role of legitimacy for embedifiers, as suggested by Lobell and Nicholson in this volume.
ding power in institutions, rendering it structural, and so stabilizmg world orders; zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
Second, the moment we theorize ideational and material components of
(3) it thereby also becomes less wedded to a state-centric ontology, allowing
power together, we can no longer so easily tie power to particular actors. Following
room for polities to operate through other types of actors and channels; (4) it
Gramsci (1971), hegemony is a form of power that connects states to civil societies
uses the language of hegemony to comprehend the ways in which power strucand is embodied in manifold politica!, cultural, and social practices. Power is not
tures, thus defined, become stabilized, including through international instituowned by states but is socially embedded and diffused in society and its institutionalization; (5) it reveals the paradox of institutions becoming empowering
zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
by
tions (see Herman and Chomsky 1988). Power becomes less relationally defined,
providing legitimacy precisely to the extent that they are perceived as counteractand more diffuse, not the propertv of specitic actors as much as an attribute of
ing power polities. I briefly explain each of these points and conclude on how this
social structures. This insight makes clinging to state centrism impossible (see
perspective helps us understand both continuity and change in contemporary
also Scholl and Freyberg-lnan 2013), as we can see how power is enacted by a
world affairs.
variety of types of actors, across levels of governance, in varying coalitions. This
The first key intervention made by a neo-Gramscian reconceptualization of
does not mean that it is impossible to locate, but it does mean that seeking the
the power politics-institutionalization dynamic is an abandonment of the stress
effects of power polities exclusively in relations between states overlooks a great
on material at the expense of ideational power and a move to theorize the two
deal of how power operates both to support and to undermine the translation of
together. Gramsci (1971) conceptualized power as combining material and idepower differences between interacting politica! entities into politica! outcomes.
ational components and thereby as exercised as a mixture of force and consent.
This is far from trivia], as todav state centrism does not equip us to see how power
While rule by force alone is unsustainable, rule by consent alone is no rule. Ït is
is increasingly concentrated in transnational networks and a transnational ruling
wherever force and consent are mixed that power can be enacted in ways that
class (Sklair 1997) and contested between transnationalized social groups defined
have lasting politica! effects. This means that alongside material capabilities,
on class, ideological, and other bases.3 A neo-Gramscian conception of power as
resources affecting the ability to let others see the world as one would like them
operating through hegemony is, in short, more useful for understanding the transto and to persuade them to share one's point of view are absolutely crucial comnationalizing and multilevel governance world we live in.
ponents of power (see, e.g., Cox and Schechter 2003). This is not something
Third, we can now see how institutions, both forma! and informal, become
previous contributions to this volume disagree with, as we wil! also see, but it is
key components in stabilizing power relations and constructing and maintaining
not something most foreground sufficiently.
hegemony. ln the Marxist tradition, Gramsci (1971) theorized how in advanced
Gramsci used the term "hegemony" to capture a dynamic politica! structure
capitalist societies the bourgeoisie used all manner of institutions to persuade
in which power is exercised as a mixture of force and consent. The concept
subordinated classes to internalize its values and goals and to conceive of them
merges the material and ideational components of power, makes them inseparaas genera! interest. Dominant groups in this way present their rule as legitimate
ble, and reveals their interdependence. In the words of Cox and Sinclair, it is
and are enabled to rule largelv through consent. This is precisely how interna-
a structure of values and understandings about the nature of order that permeates a whole system of states and non-state entities .... Such a structure of
meanings is underpinned by a structure of power, in which most probably one
state is dominant but that state's dominance is not sufficient to create hegemony. Hegemony derives from the dominant social strata of the dominant
states in so far as these ways of doing and thinking have acquired the acquiescence of the dominant social strata of other states. (1996, 151)
Reconceptualizing power in this manner has five important implications. First,
while the material bases ofhegemony remain absolutely crucial (Strange 1988a; see
also Grieco and lkenberry 2003), the structures that represent the set of opportunities and constraints faced by politica! actors now include ideational alongside material components (Strange 1996). Knowledge, ideas, concepts, theories,
tional institutions operate today to support the rule of internationally dominant
actors. From good governance norms via the Washington Consensus through
World Trade Organization rulings, from military alliance commitments via
Security Council resolutions to responsibility to protect (R2P), international
institutions serve to present and enforce the interests of powerful actors as an
international common sense, which becomes increasingly difficult to contest as
such institutionalization progresses. As Barkin and Weitsman write, the responsibilities and rules of international organizations "support and reinforce particular worldviews, thereby supporting those countries that share those worldviews.
... lt is generally the case that the most efficient way to get others to do what one
wants them to do is to convince them that it is what they want to do, or that it
is the right thing to do. And institutions can be an effective way of creating the
legitimacy and knowledge that can do this convincingly" (see also Goddard
liie straightfarwardly tied to states but is shared by other types of actors and embed20096). This is rule by consent supported by institutionalization and the way
ded in social structures, which in this day and age are to a significant extent transinstitutionalization supports
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power polities.
nationalized. lnstitutions are the means by which power is structurally embedded.
Fourth, we have by naw been repeatedly confronted with the key role of
legitimacy. Perceived legitimacy is an absolutely crucial ideational power resource
(see, e.g., Finnemore and Toope 2001). This has also become clear in previous
contributions to this volume. For example, Wivel and Paul have shown how
perceived legitimacy is crucial for the success of institutional soft-balancing
strategies. Carson and Thompson have shown how it matters far harvesting
the benefits of infarmational asymmetries: "To the extent that information
advantages render arguments more credible and legitimate, they could lend states
increased authority to set negotiating agendas and could be used far more effective strategizing and persuasion in the conduct of bargaining." A neo-Grarnscian
perspective, however, brings added value by helping us understand why and how
legitimacy is so important far linking the processes of power polities and institutionalization: perceived legitimacy is a prerequisite far consent, and institutions
provide cheap compliance with the power relations they embody to the extent
that they are perceived as legitimate.
This, fifth, reveals an important paradox. As Abbott and Snidal (1998) also
argue, a major source of legitimacy for international institutions is precisely that
they are seen to counteract power polities. On the one hand, international institutions do allow states (and other actors) to act out interests and reflect power
relations. On the other hand, their usefulness depends on their being perceived
as not reflecting power relations to the full extent (and thus as not merely reproducing the interests of the powerful). To the extent that they are seen as mere
transmission beits for the parochial interests of most powerful actors, they will
lose legitimacy in the eyes of all observers that do not align with those interests,
and they will be substantially weakened, if not abandoned, as a result.' Thus,
from the perspective of states (and other actors), to be able to harness the benefits of institutionalization, it is important to ensure that institutions are perceived
as transcending power polities. And only to the extent that they are seen to
transcend power polities may they actually end up doing so. This, then, is the
paradoxical way institutionalization can counteract power polities. lt also creates
a challenge far reflexive scholarship: showing how institutionalization fits the
logic of power polities undermines the potential far institutionalization to move
us out of a realist world. zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
For this process to be successful, their perceived legitimacy is crucial. This, finally,
means that institutions are empowered to the extent rhat they are seen as transcending power polities. This institutional power can be used either to entrench or
to outgrow the power structures that supported the institution in the first place.
But to the extent that it is seen to do the farmer, the institution is weakened, and
its power politica! benefits evaporat;.
Such an approach can, last, help us comprehend bath continuity and change
in the interplay between power polities and institutionalization. By becoming
structurally embedded through institutionalization, power relations become
stabilized and continue to have effects also after relative state power has shifted.
As Barkin and Weitsman write, "lnstitutional histories are path dependent."
Moving beyond state centrism and expanding our concept of power allows us to
see that hegemony can continue after the hegemon is gone. This is what we are
witnessing today, in an age in which the US-led global northwest has lost its
post-Cold War unipolar status, but its rule over global governance still continues
to be hegemonie. But importantly, the neo-Gramscian vision of power structures
is not deterministic but dynamic. lnstitutionalization can stabilize such strucrures, but it can also undermine them. lt can do so gradually by creating an
"embedded realism," in which states transfer power to institutions far reasons of
rational self-interest, but rhereby loek themselves into a trajectory of change
away from a realist world. lt may do so also in more radical ways through contestation over the farms institutionalization should take. Herein may lie hope far
peaceful systemic change. This can be studied through the neo-Gramscian concept of counterhegemony, which helps us think rhrough how current orders can
be challenged from within, drawing on the same sorts of resources that support
the status quo in order to challenge its common sense (Rajagopal 2003, 2006;
Sanbonmatsu 2004; Juris 2008; Opel and Pompper 2003; Starr 2000). In short, a
neo-Gramscian approach can show why the juxtaposition of power polities with
institutionalization is a false one, as the two processes are in fact tightly intertwined. By understanding that and how this is the case, we understand how they
go hand in hand but also become better able to see how each process might
become destabilized and thus detect possible sources of fundamental change in
world affairs.
Conclusion
N otes
1. The contribution by Lobell and Nicholson in addition entails a commitment to strucBy adopting a neo-Gramscian perspective, I have been able to pull together a
turalism.
The other versions of realism we encounter in this book allow more room for agency.
series of important observations made in the previous contributions, which
My
critique
extends to them all.
stopped short of theorizing them systematically, owing to their commitment to
2. Explicitly neo-Gramscian accounts appear much more frequently in international
realist ontological premises or the lack of a systematic alternative framework.
politica! economy (!PE; e.g., Cox 1986; Cox and Smclair 1996; Cox and Schechter 2003; Gill
Power is bath material and ideational. It is relational but also diffuse. lt cannot zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
1993, 2000; Rupert 1995; Eschle and Maiguashca 2005; Stephen 2009, 2011) rhan in the literature on international security. But in the debate surrounding institutionalization and
power polities, a neo-Gramscian intervention seems called for, as critica! IPE has clone considerably more work on understanding the structural workings of power than security studies.
See also the chapter by Rosamond.
3. The imporrance of the transnational dimension of institutionalization is also recognized in the chapters by S0rensen and Rosamond. Goddard as wel! recognizes the relevance
of institutionalized networks, even as she unfortunately focuses her chapter narrowly on
networks among states,
4. This dynamic is all roo familiar, for example, to observers ofEuropean Union polities:
efforts to develop common EU policy are routinely hindered by weaker member states' perceptions of disproportionate influence of some of the more powerful. When such perceptions
are less prominent, all, including the streng, members stand a greater chance of actually being
able to act on their interests. zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
CHAPTER 13
International Order
and Power Polities
Daniel H. Nexon
In their introductory chapter to this volume, Wivel and Paul define power polities as "the
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contestation among individual states using their particular resources and
bargaining strength to influence the structure of relations and the conduct of other
actors" and argue that "in the context of institutions," this involves "the efforts by
states to influence the formulation, application, and enforcement of the rules and
regulations of a given institution as well as the control of bureaucratie positions and
allocations of resources within it."
At first glance this formulation reflects a relatively straightforward extension
of realist principles. For realists international polities is, at heart, a struggle for
power and position among states. Contemporary realists, as Barkin and Weitsman
(chapter 2, this volume) discuss, tend to explain this timeless feature of world
polities with reference to international anarchy. Because world polities lacks a
common authority to make and enforce rules, states ultimately must relv on their
own capabilities to secure their politica! autonomy. In some accounts this inclines
states to maximize power-to seek to dominate their neighbors (Mearsheimer
2001). In others it leads them to privilege their security and, if they behave prudently, eschew threatening efforts at achieving regional or global hegemony
(Waltz 1979). In neoclassical realism how states respond to the distribution of
power depends on domestic political factors (Rathbun 2008; Rose 1998). Thus,
in most contemporary flavors of realism the anarchical character of international
order means that international polities lacks the kind of highly articulated divisions of labor found in domestic societies. Structural variation reduces to the
distribution of capabilities and perhaps a few other factors, such as the relative