Martin Klüners / Jörn Rüsen
Religion und Sinn
Martin Klüners / Jörn Rüsen
Religion and meaning
Vandenhoeck & Ruprecht
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Cover illustration: Hieronymus Bosch, Assumption of the Blessed into Heaven
(detail), between 1505-1515
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Content
To the cover .................................................................................... 9
Martin Klüners
Soul, Reason, Faith - The Psychological Foundations
of religion ..................................................................................... 11
Quaestiones .................................................................................... 11
A little history of the soul ............................................................. 15
The soul in early religions ...................................................... 15
The Soul in Western Philosophy .......................................... 16
Approaches to overcoming the opposition
Between explaining and understanding ............................... 19
The soul sciences ..................................................................... 20
Psychoanalysis as a natural science
inspired hermeneutics ............................................................ 21
The relationship between body and soul in understanding
of psychoanalysis ..................................................................... 21
"Reason": The Sense of Tracking ................................................. 24
The trackers of the San ........................................................... 24
The interest in historical truth .............................................. 25
Limits of historical science as a science of consciousness .. 28
The Reality Principle............................................................... 32
"Sense"....................................................................................... 35
"Faith": From the visible to the invisible
Things ............................................................................................. 36
The other reality ...................................................................... 36
Dreamtime and Dream .......................................................... 38
5
The Irrational: Myth and the Unconscious ......................... 39
Developmental psychology or psychoanalysis?................... 41
Trance and Transcendence .................................................... 46
The feeling of guilt as the most important problem
of cultural development .......................................................... 50
Conclusio ........................................................................................ 56
Jörn Rüsen
The red threads in the fabric of history - Historical
Meaning between Immanence and Transcendence
65
What is sense? ................................................................................ 67
Dimensions of meaning: Space, Time, Self................................ 71
Room ......................................................................................... 71
Time .......................................................................................... 72
Self ............................................................................................. 73
Religion ........................................................................................... 75
Immanence and transcendence ................................................... 77
History ............................................................................................ 81
Dimensions of the Historical ....................................................... 85
The cognitive dimension ........................................................ 86
The aesthetic dimension......................................................... 89
The political dimension .......................................................... 91
The religious dimension ......................................................... 92
The psychological dimension ................................................ 93
The moral dimension ............................................................. 96
The didactic dimension .......................................................... 98
Difference and synthesis of the dimensions ........................ 98
The Constructed Construction of Historical Meaning
99
Four types of historical sense-making ...................................... 104
Philosophy of History - Difference and Unity
of content, form and function ................................................... 106
Transcendence and immanence - historical sense
and religious salvation................................................................. 110
Outlook: Challenges for a sustainable historical thinking .... 115
Martin Klüners
Comment on Jörn Rüsen's contribution
"The red threads in the fabric of history". ............................. 123
6
Jörn Rüsen
Comment on Martin Klüners' contribution
"Soul, Reason, Faith - The Psychological
Foundations of Religion ........................................................... 128
Letter from Martin Klüners to Jörn Rüsen ........................... 131
7
To Cover picture
The cover picture shows a detail from the painting, which was
probably created between 1505 and 1515, and which can be traced
back to the 17th century at the latest (possibly as early as 1520).
(possibly as early as 1520) in Venice and now exhibited in the
Palazzo Grimani there, which, as part of the four so-called afterlife
panels, refers to the fate of souls after death - but possibly also after
the Last Judgement, which, according to recent art historical
interpretation, may have been the theme of the now lost reliquary
or sacrament house to which the panels once belonged (Ilsink et
al., 2016, S. 308-316). It was chosen for the present volume because
it is able to illustrate in an excellent way concepts such as "soul",
"transcendence", etc., which are generally rather difficult to
materialise, but which are relevant in the context of the
contributions published here. Like all great works of art, it also
opens up the possibility of very diverse interpretations. One of
them draws the viewer's attention to the parallels between the
depicted transition to the afterlife and the process of birth: the
tunnel of light appears as the great birth canal, the dark part of the
picture, on the other hand, as the intrauterine world, which the
souls, like foetuses floating in amniotic fluid, leave in the direction
of the light. Death thus corresponds to the birth experience, but
this world and the hereafter are interchanged if one also
understands the prenatal world as an "otherworldly" world
(Frenken, 2016, p. 243 f.). This interpretation is somewhat
reminiscent of the belief of some tribes that the souls return to
those worlds after death.
9
They become the children of the spirit that they were before birth waiting patiently in the beyond to be born again (cf. my
contribution in this volume, p. 15).
Martin Klüners
Literature
Frenken, R. (2016). Symbol Placenta. Prenatal psychology of art. Wiesbaden:
Springer.
Ilsink, M., Koldeweij, J., Spronk, R. et al. (eds.) (2016). Hieronymus Bosch.
Painter and draughtsman. Catalogue raisonné. Stuttgart: Belser.
10
Martin Klüners
Soul, Reason, Faith
The psychological foundations of religion
Quaestiones
Religion and psychology have the concept of the soul in common.
This is true despite the fact that, on the one hand, there are many
different religions with at least as many ideas about the soul1 and
that, on the other hand, the concept of a "soul" was largely banned
from scientific consideration as early as the 19th century. It is the
quality of the soul that unites religion and psychology that should
give it a prominent position in our investigation. In order for it to
fulfil this role, it is, of course, essential to point out its difficult
status right at the beginning. For the soul - at the same time as
religion, by the way - has become a problem.
This can be exemplified by the doctrine of the soul itself,
of psychology: The slogan of "psychology without a soul" (cf.
Jüttemann, 1991, p. 354, p. 358 f.), which goes back to Friedrich
Albert Lange and is basically an oxymoron in semantic terms,
not only testifies in its affirmative character (Newmark, 2004, p.
57) to the positivist enthusiasm of its time of origin, but also
denotes the attitude of the discipline towards its object of
investigation, which is still valid in principle today (Hecht and
Desnizza, 2012, p. 4). Psychoanalysis, for its part, uses the term
"soul", but leaves its epistemological status far from clear.
1
Karl Wernhart (2004, p. 94 f.) undertakes a typologisation of the different
concepts of the soul in the religions. On the junket of religion and soul, see
Luhmann (2000, p. 267).
11
The term is largely open-ended and therefore, at first glance, lends
it the character of a heuristic category (cf. Newmark, 2004, p. 52).
The difficulty of the term is matched by an even greater difficulty
in defining its content in the manner of demarcation. This
endeavour touches on one of the central problems of at least
Western philosophy, which, due to the epistemological
implications it entails, is fundamental even for the entire
architecture of virtually all scientific disciplines: the body-soul
opposition, which represents a particularly pointed formulation of
the relationship between matter and spirit. Obviously, matter is
subject to other laws than the immaterially conceived spirit.
Consequently, this means that both must be researched differently.
Since the laws of matter are much easier to recognise, namely in
the form of the known cause-effect relationship, than those of
immateriality, the temptation, especially in modern times, under
the impression of "Cartesian substance dualism" (Newmark, 2004,
p. 45) as a culmination of the body-soul problem, is great to
explain immateriality from materiality. This position, known as
physicalism and common in its basic features since antiquity
(Beckermann, 2011, p. 7, p. 9-11), is enjoying growing popularity,
especially in times of significant scientific progress. For example, it
was the undeniable successes of neuroscience that really sparked
the more recent debates on human free will. Without being able to
refer to the extensive epistemological discourses in detail at this
point, we can at least state this much: One can confidently classify
the aforementioned position as a fundamental category error (cf.
Ryle, 1969; Gast, 2016, p. 69). Human freedom of will is not the
result of neurological processes that can be reconstructed as "causal
or material" (Newmark, 2000, p. 46). The same is true for all other
mental or, in more traditional terms, mental processes.
diction, "soul-spiritual" processes.2
2
If the soul is reduced to the physical, "the soul thus loses, at least
immanently in theory, its main rationalist attribute: the hand-
12
If one accepts this definition, some elementary questions arise
with regard to the fate of the soul - understood here as the totality
of the mental characteristics of an individual: While the origin of
the body from the fertilisation of a female egg by a male sperm cell,
its further development in the sense of cell division and growing
differentiation can be adequately explained on a physiological
basis, the origin of the soul becomes a problem. If it is not identical
with the body, what is it formed from?
Similarly, when the life process of the body is completed and
it dies, what happens to the soul? Thus, starting from
epistemological reflections, we unexpectedly arrive at old
familiar questions of metaphysics. Religion, which is more or
less the same across cultures, albeit mostly under different
conditions, is the subject of the same questions.
questions, it's not far off.
This brief outline of the complex problem already hints at the
fact that the soul is central to human self-understanding. This is
just as true for the religious ideas of pristine cultures as it is for
highly abstract philosophical discourses in so-called enlightened
societies. Of course, it seems that increasing rationalisation over
the centuries is becoming more and more antagonistic to both the
soul and religion. This can be stated without having to use the
notorious catchword of the spirit as the adversary of the soul
(Klages, 1929-1932). It is much more likely that, with Max Weber,
"the mathematically oriented view of the world" fundamentally
rejects any point of view which
"asks for a 'sense' of inner-worldly events at all". Reason and faith,
science and religion come into such deep contradiction with each
other that at the provisional end of this development, after science
seems to have triumphed over religion, the latter is even
understood as "the irrational or anti-rational super-personal power
par excellence".
freedom, which is based on its freedom from all earthly heaviness" (Newmark,
2004, p. 48). Similarly, Ryle (1969, p. 20).
13
(Weber, 1920, p. 564).3 And this despite the fact that there were
times, not even of short duration, when both searched hand in
hand for truth: Modern Western rationality and the question
"about the right concept of science" have their origins, based on
ancient precursors, in the theology of the 11th century - when
Berengar of Tours postulated "that dialectics must be studied
because man is made in the image of God by reason and without
the use of reason he irretrievably loses his dignity" (Ehlers, 2013, p.
58 f.). How then could it come about that reason and faith became
enemies?
Here, an attempt will be made to draw from a psychological perspective to find an answer. Since we consider the
concept and problem of the soul (including the epistemological
entanglements mentioned above) to be constitutive for this, a
corresponding discussion serves as an introduction: First, the
history of the soul will be sketched in brief form,4 in order to then
discuss the relationship between "reason" (represented here by the
historical and not, for example, a mathematical science, since the
latter are not actually concerned with the creation of meaning) and
"faith" in psychological terms. Psychological is not to be
understood as a characteristic word that signifies belonging to a
certain scientific discipline in the narrower sense;5 on the contrary,
it also includes psychoanalytical approaches here, even to a great
extent. This is not only due to the author's personal inclination, but
also to the subject matter: Understanding meaning requires
hermeneutic rather than explanatory methods. Especially when it
comes to the "meaning" of religion under the aspect of the soul - a
soul that we explicitly do not consider in a physicalistic way.
3
4
5
On types of religious criticism and the emergence of the sociology of
religion from religious criticism, cf. Pickel (2011, pp. 60-65).
The brevity of the explanations dictates a limitation of content, so that
mainly the occidental history of the soul is meant.
It should also be noted that the author is a historian by training.
14
A brief history of the soul
The soul in early religions
The fact that the problem of the origin of the soul outlined
above is already - at least implicitly - preoccupying wild boarder
cultures is illustrated by the belief in the so-called pitapitui among
the Tiwi living on the islands of Bathurst and Melville off the
north coast of Australia,
"spirit children", who represent the souls of the as yet unborn
children (Goodman, 1994, p. 88). In the "Dreamtime", as the
mythical prehistory is called (cf. the section "Dreamtime and
Dreaming", p. 38 f.), the spirit children were, according to the
Tiwi, abandoned (Goodman, 1994, p. 99) so that the father
could find them in his dreams and bring them to the mother (p.
93). Among the mainland Aborigines, a very similar conception
exists: only when the spirit child has been passed on from the
father to the mother or has also entered the mother's body
directly, can an embryo come into being. Some tribes believe that
after the death of the human being, the soul transforms again
into a spirit child to be born anew at some point (Wernhart, 2004,
p. 109). Incidentally, the idea of a soul given before birth is not
limited to Australian aboriginal cultures; it can also be found in
other forms among planter societies
(K. E. Müller, 2005, p. 32; Goodman, 1994, p. 110).
The question of whether there is something that outlasts the
physical existence of the human being is therefore already very
old. Inherent in this question is also the question of a sphere
beyond the physical world (see the section "The other reality", p.
36 ff.). The answer that almost all cultures give to this consists
in the conception of the soul and a reality in which it also exists
independently of the body. Despite the diversity of the respective
forms, this conception is "a human universal" (Wernhart, 2004, p.
93). In this context, not only human beings, but all animate
beings, and sometimes even things, are said to possess one (or
more) soul(s). The Greek usage of "apsy- chos" to denote the
inanimate and "empsychos" to denote the animate,
15
expresses the middle of these ideas: what lives has a soul, i.e.
animals and plants as well as humans. By animating the body, it
receives life; if the soul leaves it, it dies (Beckermann, 2011, p. 8).
The soul in occidental philosophy
What the soul actually is, what it consists of, is only emphatically
problematised in ancient philosophy. Materialists such as
Democritus, Leucippus or Epicurus assume that the soul is
something physical, a part of the body such as arms or ears.
Lucretius locates the seat of the spirit connected with the soul in
the chest, from where it gives the soul commands to move the
limbs. Plato, on the other hand, believes in the independence of the
soul, which represents the actual self of the human being and
leaves the body after its death. Aristotle, on the other hand,
interprets the soul as the principle of form of the body
(Beckermann, 2011, pp. 9-15).6 Both Platonic and Aristotelian
considerations remained virulent throughout the Middle Ages.7
In addition, Augustine postulated a hierarchisation of the
relationship between body and soul that became decisive for
Western thought; this was accompanied by the Christian
"devaluation of the body" (Wulf, 1991, p. 5),8 but also by the
statement that the soul cannot be explained by the body, and that
its properties do not even include spatial expansion (Kersting,
1991, p. 65).
Spatial expansion also becomes the defining criterion of the
theory that marks the most momentous break with the hitherto
6
7
8
Mar- cus Knaup (2011) argues for a rehabilitation of Aristotelian
hylemorphism.
Mostly through the mediation of the Church Fathers: Augustine, PseudoDionysius and Boethius passed on Platonic ideas and thus ensured their
dissemination among Christian authors; Aristotle became the basic
reading at the universities that emerged from the 12th century onwards
(Gersh and Hoenen, 2002, p. V).
The doctrine of the incarnation of God and the bodily resurrection, on the
other hand, contradict the explicit devaluation of the body.
16
This is what the current thinking about the relationship between
body and soul is supposed to mean: In the 17th century, René
Descartes separated the body-soul reality into the res extensa and
the res cogitans, whereby the former could be completely explained
in terms of mechanical laws. The soul becomes superfluous for the
understanding of animate nature. Consequently, reality only
comes to it as consciousness. After all, even according to Descartes,
conscious thought cannot be traced back to the physical; his
position therefore remains a sub-stance dualist one (Beckermann,
2011, pp. 15-19).
Descartes' substance dualism separates the two areas, which
makes the interplay between body and soul a real problem: it is
hardly possible to explain how the substances interact with each
other, how they are supposed to act on each other. Thus, in
substance, this is a "causality problem" (Newmark, 2004, p. 44 f.).
The four Aristotelian causal types are consequently interpreted in a
new way - material and effect cause are combined to form
"mechanical causality" and triumph over the teleological principle
formed from form and purpose cause, which is no longer
understood as a "scientific" category in the strict sense (Newmark,
2004, p. 56, notes 4 and 6). For it is useless for the study of nature.
A sharp demarcation of the disciplines is just as much the
consequence as the possibility of an experimentally proceeding
natural science that is able to recognise natural laws (Newmark,
2004, p. 45 f.) and thus a specific form of natural order that can
claim validity for the entire universe.
The epistemological reduction - as such one must call the
narrowing of "science" to material and effectual causalities - leads
to a triumphant advance of the natural sciences, which seems to
legitimise itself up to the present, above all through undeniable
technical progress. In a certain sense, those sciences that deal with
the spiritual expressions of human beings on a non-physical basis
fall by the wayside. Even today, the humanities are under
comparatively more pressure to justify themselves than the natural
sciences, whose findings are based on the above-mentioned
principles.
17
The human sciences are also professionalised thanks to a frantic
effort to match the natural sciences in terms of "scientificity". At
the same time, the professionalisation of the human sciences is due
not least to the frantic effort to somehow equal the natural sciences
in terms of "scientificity". The principle of verifiability of research
results, which originated in the natural sciences, is the ideal that
became the standard, especially from the 19th century onwards.
For example, human history should now also be researched on the
basis of verifiable, assured facts (cf. Rohbeck, 2004, p. 74; on this
also the section "The interest in historical truth" in this text and, on
the 20th century, Klüners, 2013, p. 132).
Through the desecration of the natural world, the re-adjustment
of the relationship between body and soul and the strict
separation of disciplines, everything that lies on the nature-human
line and has shaped interdisciplinary debates to this day in a very
fundamental way actually becomes problematic in principle: not
only the relationship between body and soul itself, but also the
relationship between nature and culture or history in general,9
in the narrower sense of anthropology and philosophy of history,
and on the epistemological level that of explaining and
understanding (Klüners, 2013, 2014, 2017). However, this also
means that the relationship to the "soul", which as a largely
unchallenged category has at most only found refuge in theology,
still at least implicitly determines man's thinking about himself,
and can perhaps even be described as its - despite everything,
immovable - pivot.
9
The significance of this problematic interrelation becomes particularly
obvious in the phenomenon of scientific racism, which is perhaps the most
radical example of a materialistic reduction of the body-soul problem in
the broadest sense: For not only physical but also cultural differences
between so-called "races" are to b e explained biologically, i.e.
scientifically, with its help. Biologism is a particularly fatal form of
category error.
18
Approaches to overcoming the opposition between
explaining and understanding
Incidentally, since the 20th century there have been approaches of
completely different provenance that question the dichotomies
mentioned: Analytic philosophy, of all things, which was oriented
towards t h e scientific ideal of knowledge, attested to the
explanatory function of historical narrative in the sense of the
scientific model of knowledge (Danto, 1974, p. 230) and thus
contributed to a defusing of the contrast between explaining and
understanding, which is particularly disadvantageous for the
humanities. Systems theory, for its part, explores the relationship
between systems and their respective environments without
qualitatively distinguishing between natural and human systems
(Ropohl, 2012). The old anthropological question of the
relationship between disposition and experience, i.e., to put it
simply, the relationship between innate and learned human
characteristics, is now increasingly answered in terms of a permanent interrelationship and no longer in terms of an opposition
between genetic determinism and social constructivism
(Antweiler, 2011, p. 196). 196).10 And one of the most elaborate
forms of natural science, namely quantum mechanics, is even
shaking conventional certainties regarding the universal validity of
causalities with the help of experimental evidence. Philosophically,
these findings are now actually discussed within the framework of
a panpsychist position to the extent that even elementary particles
are attributed proto- mental properties and the mind-body
problem is attempted to be solved from this point (Brüntrup, 2018,
p. 183).
10 The more recent cooperation between neuroscience and psychoanalysis is
based on similar premises, for example in the study of mentalisation: the
"mentalisation of experience" takes place by m e a n s of identification
with the thinking of others. However, its internalisation can only take
place "when the biological basis for it exists. Conversely,
neurophysiological maturation alone does not bring about a mental
representation of experience" (Ermann, 2010, p. 97 f.).
19
The soul sciences
As far as those sciences are concerned that deal specifically with the
soul, at least in name, a fundamental division of the disciplinary
self-understanding along the dividing line of explaining and
understanding can be observed: Psychology sees itself more as a
natural science (Hecht and Desnizza, 2012, p. 8), while
psychoanalysis can be classified as a hermeneutic science inspired
by the natural sciences. The psychological disciplines are
particularly affected by the fun- damental scientific theoretical
discourses (Klüners, 2017, p. 107). In the second half of the 19th
century, the view that the body is subject to the same causal laws as
inanimate matter and can therefore be investigated by the same
means, propagated by Hermann Helmholtz and Ernst Brücke,
among others, also prevailed in medicine (Sonntag, 1991, p. 294;
Newmark, 2004, p. 46). With his experimental psychology,
Wilhelm Wundt, a student of Helmholtz, developed a kind of
psychology that adopted the reductionism (Sonntag, 1991, p. 294)
of medicine and de facto transposed its object of investigation into
the physical (Newmark, 2004, p. 47).11 Sigmund Freud, a student
of the Brücke, on the other hand, chose a different path: he
discovered that behind physical symptoms there is often a psychic
cause.
11 On the crisis of psychology, cf. Jüttemann (1991). Incidentally, Dilthey
attempted to psychologically underpin the understanding of the historically
individual. This was the source of Collingwood's fierce criticism. For
psychology is "not history, but natural science, a natural science founded
on naturalistic principles", so if the knowledge of history is only possible
with the help of a natural science, there is ultimately no genuine historical
understanding (Collingwood, 1955, p. 184). Significantly, Collingwood
accuses the German school of historical philosophy of never having
emancipated itself "from philosophical naturalism, i.e. from the
transformation of spirit into nature" (p. 187). For him, however, history is
the antithesis of nature and the generic term for everything that cannot be
grasped scientifically. History is not synonymous with any kind of change he explicitly excludes natural processes from his understanding o f history
(p. 221; cf. Klüners, 2017, p. 108).
20
conflict, which can best be told in the form of a story.
can be reproduced (Klüners, 2014, p. 103).
Psychoanalysis as a hermeneutic inspired by the natural sciences
This makes the psychoanalysis he founded a science that is
essentially "historical" (Wehler, 1971, p. 19), although it is not
primarily concerned with texts, but with patients, i.e. bodilymental entities. Consequently, the interaction of body and soul is
its central theme, a quality that distinguishes it from text-based
historical sciences, but which, conversely, also burdens it with
epistemological problems that the text-based disciplines can largely
neglect. On the basis of his findings, Freud is in a sense forced to
overcome the sharp division between the natural sciences and the
humanities; the consequ
79) that interweaves language and figures of thought from both
fields. Already in the "Interpretation of Dreams" he puts the
"teleology" (Freud uses the term there himself: 1900a, p. 78; cf. also
Newmark, 2004, p. 50), which suggests a connection of meaning
and thus a psychic function of the dream, back in its rightful place.
At the same time, he ascribes to the soul "one of the main attributes
of the body", "namely, unconsciousness", and attests to its inner
organisation according to the principle of causality. This principle
is of decisive importance for justifying his hypothesis of a psychic
unconscious, since a purely conscious psyche "would show gaps in
its causality series" (Newmark, 2004, p. 52 f.). Freud thus links
causality and teleology (Newmark, 2004, p. 55).
But how does psychoanalysis define this for its theorWhat is the relationship between body and soul that is so central
to education?
The relationship between body and soul in the understanding of
psychoanalysis
The answer lies in their interpretation of the relationship between
Need (physical) and desire (psychological). The "big body
21
per needs" already create a tension stimulus in the infant that
strives to be relieved, for example the hunger tension that is
relieved by food intake. This experience of satisfaction creates a
memory image of the corresponding perception, which "remains
associated with the memory trace of the stimulation of need".
However, as soon as the need - in our and Freud's example, hunger
- arises again, a "psychic impulse" appears that re-occupies the
memory image, ergo "actually wants to restore the situation of the
first satisfaction. Such a stirring is what we call a wish; the
reappearance of the perception is the wish-fulfilment [...]". (Freud,
1900a, p. 571).
Lilli Gast draws attention to the fact that this first
Freud already understood this as a "primitive thinking activity"
and it stands, as it were, at the beginning of a "temporalisation of
the subject". For it is the desire that exists in the present for a
restoration in the future of a perception experienced as pleasant in
the past that from now on forms the soul's complement to the
bodily need. In psychoanalysis, this connection is "the
psychophysical node" at which biologically based need and psyche
meet (Gast, 2016, p. 73). The causality of the somatic tension
stimulus is intertwined with the teleology of the desire.12 The
physical origin of the intention, which is assumed by the analytic
philosophy of mind, for example, to be the cause of action,
therefore lies first and foremost in a tension stimulus, as the
meaning of the word "intendere" = to tense already indicates; the
goal of the action would consequently consist at its most
elementary level in the removal of a state of tension (Klüners, 2015,
p. 506). Perhaps Freud had concepts and models in mind from the
time of his studies with Franz Brentano, when he defined the drive
"as the psychic representation of an [...] innersomatic state".
12 Cf. also Laplanche and Pontalis (1972, p. 441 f.) on the d r i v e : according
to them, "the drive does indeed have its source in organic
p h e n o m e n a ", but "the goal it strives for" (emphasis M. K.), together
with the "object[s] to which it attaches itself", is responsible for its see- lical
"fate". Because he has a goal, this fate is to be understood teleologically.
22
source of stimulation" (Freud, 1905d, p. 67). For Freud's
"representation" is suspiciously reminiscent of the philosophical
terminology used to characterise the relationship between the
intention and the object to which it is directed in terms of a
"representation" of the object in the mental state. The drive strives
to resolve the somatic state of tension via an object (e.g. food) - and
the object is an intentional object (Klüners, 2015, p. 506).13
However, the drive is not identical with the somatic stimulus
source itself (Gast, 2016, p. 74), and thus does not refer to anything
biological, but rather to something psychological - which would
partially invalidate the criticism that later ignited against Freud's
drive theory, which allegedly cemented unchangeable natural laws
(cf. Klüners, 2013, p. 151 f.). On the other hand, the drive is "an inbetween, a change of register, and this in the sense of the
translation of a work demand emanating from the body(-liche)"
(Gast, 2016, p. 74). The relationship between somatic arousal and
psychic representation is thus that of a delegation relationship
(Laplanche and Pontalis, 1972, p. 442), which would highlight the
prius of the body before the soul. The possible consideration of
whether a kind of "will to live", understood as a mental entity,14
first sets bodily self-preservation functions and thus needs in motion,
is not found in this model - but conversely does not exclude it either.
It is important to note that the dialectic of body and psyche is a
question of
"reciprocal transgressions", a "causeless figure that resists
causalities" (Gast, 2016, p. 75).
13 There I wrote that the need is "based" on the drive. If one understands the
drive as the psychic representation of the bodily stimulus, then the reverse
is probably more correct. However, Laplanche and Pontalis (1972) point
out that "drive" is a "borderline term between the somatic and the psychic"
(p. 441) and can denote both the "somatic force" and the "psychic energy"
(p. 527). This is probably the principally insoluble question of the prius of
chicken or egg (cf. below).
14 The panpsychistic view that living beings, and even elementary particles,
possess mental properties, brings such an assumption into the realm of
possibility. Mental characteristics could already be assumed in the embryo
or the zygote.
23
Through this dialectical understanding of the mutual
interaction of body and soul, Freud not only abolished the radical
Cartesian separation, he also rehabilitated the concept of the
soul, which originated in the religious world of imagination, was
discussed in Western philosophy for centuries and ultimately
banished from the scientific view of the world, thus making a
more holistic interpretation of the human possible again (cf.
also Newmark, 2004, p. 55).
According to our thesis, the principles that Freud discovered in
the study of the soul are ultimately also constitutive for the
relationship between "reason" and "faith". Schematically expressed,
it is the opposition between the reality principle and the pleasure
principle that is reflected in this dichotomy.
"Reason": The Sense of Tracking
The trackers of the San
In 2013, the German Research Foundation funded an unusual
project: three members of a hunter-gatherer culture still living
today were to help western researchers interpret traces of Stone
Age hunter-gatherers in caves in southern France. The footprints
that can be seen in the clay soil of the caves are attributed to the
people who created the famous rock paintings and other artistic
artefacts in the Upper Palaeolithic. Like the works of art, they have
survived there over the millennia and represent a remarkable
snapshot of the life of a prehistoric population far before the
invention of writing. Since the conventional methods of
investigation - which essentially consisted of measuring the tracks were considered insufficient, the trackers C/wi /Kxunta, C/wi
G/aqo De!u and Tsamkxao Ciqae from the San people in northeastern Namibia were invited to Europe for two weeks in July 2013
to "prove Western science wrong", so to speak: In the words of the
project leader Lenssen-Erz
24
the strictly fact-based methods of the San were "much more
precise", their empirical findings - namely, in the best sense of the
word, through exact observation - were not only more
differentiated, but also more unambiguous "in comparison to the
measurements made so far". The trackers, who had a "highly
specific vocabulary" in this respect, discussed "the smallest details
and put the clues together to form a whole story". They were thus
able to determine not only the age and sex of the person in
question, for example, but also their posture, speed and the like on
the basis of a few footprints - something that would never have
been possible in such a precise and complex form with the
instruments available to modern scientists. It is therefore not
surprising that many of the previously valid assumptions about the
origin and "meaning" of the traces preserved in the caves had to be
revised through the use of the san (DFG, 2013).
The interest in historical truth
The example illustrates the following in particular: A in the broadest
sense
The "historical" interest in "how things actually were" (Ranke,
1885, p. 7; emphasis M. K.), the interest in a precise, "forensic"
reconstruction of the past by means of an exact analysis of facts
and seemingly insignificant circumstantial evidence (Ginzburg,
1985), which led to the professionalisation of historical science in
Western societies in the 19th century at the latest, is basically not a
modern specificity. It can obviously already be found among game
hunters, even if the deciphering of - mostly rather recent (cf. DFG,
2013) - tracks is, of course, a strategy in the context of hunting and
serves to ensure survival, not to complete or correct an image of
history. The principle, however, is the same.
Certainly: modern historical science - and here goes
The "German model" that became the model for almost all
disciplines of cultural studies in the 19th century, both nationally
and internationally (Simon, 1996, p. 203).
25
worthy of more detailed consideration - has emerged from the
study of texts, not footprints. In its origins, it is primarily the work
of studied philologists such as Ranke and Droysen.15 It may have
turned to other media of transmission in the meantime, but written
sources are still traditionally and primarily its object. The selfconfidence of historical scholarship - despite certain slights caused
by the race to catch up by other disciplines in the humanities,
especially the social sciences (Simon, 1996, pp. 204-209), as well as
ever new "turns" usually originating from these very disciplines - is
initially based on a good reason: writing offers an unparalleled
condensation of information because it is based on language. It is
in the nature of language that its information density far exceeds
that of non-linguistic backgrounds. Shards of clay, artefacts, even
pictures
do not "speak" to us in the same way as language itself written on
clay tablets, temple walls or parchment. And in contrast to the
interview conducted in the context of ethnological field research,
for example, which is ideally also written down but can naturally
only cover a comparatively short period of time, historical written
testimonies sometimes link periods of several thousand years. Thus
it is possible that even Sumerians and Egyptians of the Pharaonic
period "speak" to us. With the means of textual criticism and the
theory of understanding (Simon, 1996, p. 198), an incomparably
precise analysis and interpretation of what is communicated in the
source can be carried out (without, of course, automatically saying
something about the historical "truth"; cf.
15 In addition to the fact that they studied philology, both are said to have
been decisively influenced by northern and central German Protestantism:
Ranke through additional studies in theology, Droysen through growing
up in a Protestant pastor's household. Recall Thomas Mann's early story
"Disappointment" to get an impression of how much significance the word
has in this sphere of what the story calls "pulpit rhetoric" (Mann, 1997, p.
97). Moreover, both Ranke and Droysen worked for most of their lives in
the North German Plain, a landscape that has been characterised as
"imageless". Where there are few images, the word is the logical substitute
and fills the void.
26
et al. White, 1991 and the discussions that followed). And it has
been proven more than once that only a close look at the sources is
capable of overturning historical "certainties" - this fact was
certainly the decisive moment in the formation of historical
scholarship, which took place above all in demarcation from
religious and philosophical historical narratives.16 An example
from medieval studies, familiar to the author due to his own recent
studies17 , may serve as a pars pro toto to illustrate the still current
and unbroken importance of solid source analysis: Until the 1990s,
the prevailing doctrine (popularised not least by textbooks) was
that the "feudal system", understood as a client relationship
between a land-granting lord and his vassals providing military
assistance, not only originated in the early Middle Ages, i.e. in the
7th or 8th century, but also in the Middle Ages.
16 The author to whom we owe the concept of the philosophy of history Voltaire - was already thinking about how the enlightened historian should
actually deal with his object of study - history. When studying the old
chronicles, which date back to the time of Bossuet,
i.e. almost up to Voltaire's present time, were oriented towards salvation
history (cf. Löwith, 1953, p. 100) and, in view of their linking of inner-worldly
events with the numinous, were in principle religious texts, Voltaire had
noticed that the picture of history that they conveyed was in part
considerably inconsistent, and not infrequently even completely distorted
and falsified by fabulous additions. So what should the historian do in such
a situation, in Voltaire's eyes, in order to obtain a more correct, more
coherent picture of history, and thus ultimately to understand history
better? (After all, it is difficult to learn from a distorted history). Voltaire
put it this way: "Chez toutes les nations l'histoire est défigurée par la fable,
jusqu'à ce qu'enfin la philosophie vienne éclairer les hommes" (Voltaire,
1963, p. 800 f.). The solution therefore consists in philosophical, i.e.
reason-guided, knowledge. The historian, enlightened by philosophy,
should make use of his intellect, dissolve the fabulous distortions with the
help of his critical intellect, analyse history, so to speak, with regard to
rationally verifiable facts. Voltaire anticipates here what the source criticism
of historicism developed in the 19th century takes up again in a more
complex and systematic form.
17 The result of my own efforts in this field, dedicated to the feudal system
under Duke Albrecht I of Habsburg, is expected to appear in 2020.
27
The social order of the Middle Ages was not only based on the
family, but was also the main pillar of the medieval social order. In
the late Middle Ages, it increasingly gave way to other forms of
social ties (cf. Patzold, 2012). It was not until the fundamental
study by Susan Reynolds (1994), who finally took the trouble to
comprehensively examine the early medieval sources with regard
to the current research thesis, that the latter was shaken to such an
extent that a "picture of the past", which had been shared
internationally by leading scholars up to that point and was also
widespread outside the discipline, now hardly seems debatable.
The emergence of the feudal system is no longer dated before the
end of the 11th century, it is only considered to be one of many
group ties and its actual heyday is estimated to be in the late Middle
Ages, in stark contrast to the previously valid assumption (Patzold,
2012; Dendorfer, 2004). In this way, a "myth" of research was
refuted through precise examination of the historical evidence, in
this case mainly documents, and thus the legitimacy of the
historical research approach was once again vividly demonstrated.
Limits of historical science as a science of consciousness
Conversely, the excessive importance historians attach to writing (ness) often enough obscures their view of the limits of their
understanding. To put it bluntly, the historian only believes what is
available to him "in black and white" (or what he himself reads
from it). The attention to detail that is indispensable in precise
textual analysis not infrequently leads to a pedantry that often gives
the detail precedence over the overall context. The latter, in fact,
offers far less support in comparison to the solid ground of what is
fixed in writing and is more like that "swampland" over which,
according to Popper (1935, p. 66 f.), the "pillar construction" of
scientific theories is erected18 - whereby it should perhaps be
added that
18
Norbert Elias (2002, p. 63; cf. Klüners, 2016, p. 650, note 9) already made a
similar criticism of historiography.
28
historical scholarship is often content with merely framing the
pillars without trying to construct an overly complex theological
edifice out of them.19 The fear of losing traction, even of
impending doom, is likely to play a not insignificant role in the
tension often felt in German history seminars, or at least in the
historian's fixation on his source texts - they at least provide him
with a sufficiently dense fabric on which he bases his modest (and,
as I said, often incomplete) constructions in the great swamp of
historical facts.
Popper's metaphor of the swamp evokes associations that
perhaps point to a deeper problematic: At the end of the "31st
Lecture on Introduction to Psychoanalysis" Freud compares the
transformation of "id" into "ego" to the "draining of the Zuydersee"
(Freud, 1933a, p. 86). A few pages earlier he calls the id a "chaos", a
"cauldron full of seething excitations" (Freud, 1933a, p. 80). Chaos
and swamp are linked by the amorphous, the dissolving of fixed
distinctions. The "seething excitations", for their part, raise the
descriptive images to an emotional level, as it were.
The following hypothesis is suggested by this metaphor: The
source texts on which the historian bases his statements are solid
ground for him because they correspond to consciousness, while
the surrounding swampland corresponds to reality that is not
recorded in writing and can at most be reconstructed through
forms of cognition beyond source exegesis (the "other" reality, so
to speak). In contrast to the written word, this sphere is not so
easily verifiable. Thus it has a structural parallel to the nonconscious, which is also difficult to control. The emotional
component is expressed in the formulation of "seething
excitement". And in fact, emotions are largely responsible for the
self-image of the discipline: only the verifiable provides real
security.
19 Of course, this does not apply to the theorists of the subject, who, however,
within the
"guild" often have a rather difficult stand.
29
Uncertainty, on the other hand, causes fear. From a psychological
point of view, historians' fear of the unverifiable, the non-written,
the non-conscious is, to put it bluntly, nothing other than the fear
of the unconscious. Written testimonies, on the other hand, offer
"security" because they are usually written with a conscious
intention; in any case, the decisive participation of consciousness is
indispensable for the production of writtenness (cf. Klüners, 2016,
p. 658).20 (This even applies to fictional texts, even if reading
between the lines, which exceeds the narrow framework of the
reconstruction of conscious intentions, falls within the remit of
literary studies). The fixation on consciousness also explains the
conspicuous aversion of historical studies to psychoanalytical
questions and theories compared to other human sciences.21
Talking about the non-conscious is superficially regarded as
speculative and thus unserious. Thus, although historical
scholarship offers solid critical-philological work on the historical
source text, it does not lean too far out of the window within the
framework of the hermeneutics of understanding - which,
incidentally, is hardly ever really reflected upon in terms of its
theoretical foundations and problems by the majority of the more
practically oriented historians. This, too, may be seen as an
expression of solidity. However, there are clear limits to historical
knowledge. The most obvious limitation of a fixation on scriptural
evidence is its temporal dimension: the history of scripture, as we
know, does not begin before the fourth millennium B.C. and thus
does not even account for one percent of the history of the genre whereby it should also be added that the use of scripture was
initially limited to geographically extremely small areas and spread
only comparatively slowly. Moreover, the focus on conscious,
written human utterances neglects basically everything,
20
21
Wehler's plea to also consider sources as overdetermined and therefore to
examine them with psychoanalytical methods went l a r g e l y unheard
(Wehler, 1971, p. 16).
Jürgen Straub (1988, pp. 17-22) has summarised the reservations. Of course
there are exceptions, for these cf. Klüners (2013, p. 21, note 21; 2016, p.
645); Röckelein (1999a, pp. 288-299; 1999b, pp. 3-21).
30
what defines human beings beyond writing, or at least beyond
consciousness - and thus fundamental facts of their existence. That
there is more between heaven and earth than human consciousness
is probably known even to the specialist historian; only he does not
usually concern himself further with it. Incidentally, the historian's
fetishism of consciousness as an expression of a deeply felt fear of
the uncontrollable has quite clearly identifiable historical causes: it
became virulent when narratives that had been valid (in the
broadest sense of the word) for centuries lost their persuasive
power.22 Consequently, this does not begin with the critique of the
philosophy of history, which is generally regarded as the founding
document of modern historical science - it already begins with
Voltaire, i.e. before there was a philosophy of history in the
emphatic sense at all. It was the chronicles inspired by salvation
history whose fabulous inconsistencies Voltaire wanted to resolve
with the help of reason (cf. note 16). According to him and his
contemporaries, inner-worldly events could no longer be traced
back to the action o f God. Nevertheless, central - especially
apocalyptic - patterns of thought remained unconsciously or
preconsciously (thus the philosophy of history is basically not
much more than a philosophy of history).
22 The fact that German historians in the sense described feel a particularly
great fear of the uncontrollable, indeed that it was Germans who actually
invented critical historiography in the first place, may (cum grano salis) be
related to the effectiveness of cultural narratives: The world empire
doctrine, according to which the Roman Empire (in whose tradition the
Holy Roman Empire, which existed until 1806, saw itself) held up the
Antichrist, was widespread in Germany - significantly, especially in the
Protestant area, from which Ranke and Droysen came - well into the 18th
century, above all through what Goez called "the most widespread school
history book in the Protestant world", the little chronicle of Johan- nes
Sleidan (Goez, 1958, p. 279). The renowned medievalist Herbert
Grundmann already described it as the "fate" of the "German people",
"that it became the bearer of this idea of empire when other nations were still
did not find the strength to realise an overall political order. As a result,
however, the impact of medieval views of time and empire has been
imprinted on our history, our political and spiritual life more deeply and
lastingly than on any other people, and for this reason we are more than
others compelled and obliged to understand the Middle Ages in order to
understand ourselves" (Grundmann, 1977, p. 219).
31
as a secularised theology of history; Löwith, 1953; cf. in the
following the section "Das Schuldgefühl als wichtigstes Pro- blem
der Kulturentwicklung"). And thus, after this psychoanalytically
informed excursus on the historical science treated by us as a
proxy for the rational principle, we have come back to the actual
subject of the essay, "Reli- gion".
The reality principle
As already explained: Tracking in the sense of a meticulous
reconstruction of the past based on real facts is not something
that was invented in modern times. And the associated refutation
of "myths" is not a privilege of modern science either: the trackers
of the San were able, through the finer methods of their
"science", to identify the
This is why the "myths" of prehistorians about Stone Age cave
visitors can be exposed as untrue, just as the critically proceeding
sciences of modern times generally do with "myths". Factchecking is thus not bound to stages of cultural development for
which, according to a certain theory, so-called "operational
thinking" would be a necessary prerequisite (cf. Hallpike, 1984
and the following). Rather, it is a form of reality reference that is
probably as old as the genre itself. What is decisive is that with
the departure of religion, this form of reference to reality fully
penetrates areas that were previously a matter of that very
religion or of cultural memory (understood in the sense of Jan
Assmann, cf. Assmann, 2018, especially pp. 48-66). A "shift"
takes place here that applies the reality principle to cultural
memory itself.
In psychoanalysis, the reality principle is the control
mechanism of the psyche that takes into account the conditions of
the outside world. It is ontogenetically responsible for the
"development of conscious functions, attention, judgement" and
"memory", even for the "emergence of thinking, which is defined as
a 'trial action' [...]". The "substitute
32
of motor discharge" occurs "through an action that aims at an
appropriate transformation of reality" (Laplanche and Pontalis,
1972, p. 428). The latter two points form a parallel to the
reflections of the sociologist Günter Dux, according to whom
the human organism is dependent on entering into a reflexive
relationship with its motor system, "to form the structure of the
action and that of a system of action as a form of connection" in
order to be able to realise the satisfaction of needs. The
"teleological meaningfulness" of the system of action "is an
expression of the necessity of having to organise the satisfaction
of the basic needs oneself". The temporalisation of the motor
system is the prerequisite for this (Dux, 1989, p. 44). As with
Freud, need refers to the connection between the external world
and the temporal internal organisation of the body (p. 41). It is a
kind of psychological con- sense that can be established here
between Dux's sociological argumentation and the
psychoanalytic understanding of the reality principle - for Dux
essentially follows that developmental psychologist whose
of considerable influence on the scientific
discourse of the
20th century: Jean Piaget (who, for his part, incidentally
was not entirely uninfluenced by Freud; cf. Kohler, 2009, p. 87).
This is also the reason for decisive parallels between Dux and the
work of the ethnologist Christopher Hallpike, who based his
own highly regarded theory on "The Foundations of Primitive
Thinking" on Piaget's developmental psychology. Hallpike also
emphasises with Piaget the importance of "actions and their
coordination", which come first in the acquisition of knowledge
about the world, followed by images, symbols and ultimately
sign systems such as language (Hallpike, 1984, p. 41).
Freud, however, goes beyond Piaget, Dux and Hallpike in that
he also considers the achievement of satisfactions in the real
external world, which the reality principle guarantees, to be
constitutive, but conversely leaves no doubt about the power of its
great antagonist, the pleasure principle, which rules over the
unconscious (Laplanche and Pontalis, 1972, p. 428).
From a historical point of view and with reference to the
example of the trackers, it is important to note that the reality
principle applies to the relationship of the trackers.
33
The visible world, as it is today, must be grasped in its parts
relevant to existence - in the case of hunters and gatherers, this
means, to repeat, that "it is necessary for securing subsistence
through gathering and hunting" (Dux, 1989, p. 185). For the San,
by the way, not only the reading of animal but also human tracks
is essential: it is suitable, for example, "to recognise, with a glance
at the village board, which inhabitant walked in which direction
how long ago, how far away he has consequently moved or
whether strangers have intruded" (DFG, 2013). Not only animal
behaviour, but also human actions can be the object of tracking.
Consequently, a history is reconstructed (cf. above).23 Since we
are dealing with traces that exist physically and not in writing,
which are questioned as to their implicit "meaning", a comparison
with archaeology, which the British philosopher of history
Robin George Collingwood once elevated "to the key of a
general theory of the sciences" (Honneth, 2005, p. 221), is closer
than the comparison with text-based historical science. Among
the historical sciences, it is indeed characterised by a special
holism, since it is dependent on both scientific methods (for
example, in the form of radiocarbon dating, strontium analysis,
etc.) and on "hermeneutics", on understanding the meaning
hidden behind the traces (Klüners, 2017). Here, there is an almost
complete structural correspondence with the technique of
reading traces, for this too requires a (proto-)
"scientific" investigation of the sensually perceptible - the size, the
depth, the structure of the traces - in connection with a
reconstruction of the inner meaning of this sensually perceptible.
23
Ginzburg suggests that the model of narrative could have its roots in the
tracking of hunter cultures, because the hunter had to arrange the tracks to
be interpreted in the sense of a narrative sequence:
"The hunter was thus perhaps the first to 'tell a story', since it was only
given to him to read out a coherent sequence of events from the silent
(barely perceptible) evidence left by his prey" (Ginzburg, 1985, p. 136;
similarly Ginzburg, 1983, p. 70).
34
The double character of the word "sense" alluded to in the
formulation - on the one hand to designate the sense of perception,
on the other hand intrinsic sense, i.e. both "external" and "internal"
sense in John Locke's definition (Ulfig, 1999, p. 379) (cf. on this
also Rüsen, 2013, p. 35) - refers to the doubly conceived world with
which even the Palaeolithic tracker had to live: the sensuously
experienced and the sensuously "constructed" world. Ideally, they
form a unity.
"Sense"
The fact that the word "sense" encompasses both aspects at the
same time makes a consideration of its etymology seem adequate.
The Duden dictionary of origins reads: "The entire Germ[anic]
word group is based on the Idg. root *sent- 'to go, to travel, to
drive', the original meaning of which was probably 'to take a
direction, to search for a track'". The same applies to the terms in
other languages that go back to the Latin "sensus". The activity
word "sinnen" lost its original meaning "to go, to travel" in early
Middle High German, but "in addition to the predominant
meaning 'to think about', it has retained the directional sense 'to
strive, to plan, to intend' [...]". (Duden, 1989, p. 675).
The "Indo-European root" points far back into the past - if the
meaning reconstructed here had already applied to Proto-IndoEuropean, one would have already penetrated deep into Neolithic
times, more precisely into the sixth or even seventh millennium
BC (Haarmann, 2010, p. 42).
Tracking or, more generally, orienting oneself in a concretely
given environment in accordance with the above-mentioned
"teleological" principle of action (Dux, 1989, p. 44). 44), according
to this linguistic reconstruction, would be the original content of
the term "sense", as used at least in the Indo-European language
family, and thus of the "most general, non-transcendable medium
for every formation of form that mental and social systems can
use" (Luhmann,
35
2000, S. 15). According to Luhmann, all such systems define and
reproduce their operations solely in the medium mentioned (p.
16). However, he argues that no system is capable of capturing any
adaptations to the environment by means of cognition (Pickel,
2011, p. 122). Luhmann thus agrees in principle with Freud, who
actually only uses a slightly different terminology; Luhmann's
"unobservable" has structural similarities with the "unconscious" of
psycho-analysis. According to Luhmann, the problem of
communicating about meaning that is actually "inaccessible to
consciousness" first requires the use of metaphors "such as
dahintersein, in-something-ness, invisibility, unimageability"
(Luhmann, 2000, p. 41). The unobservability of the system - or the
lack of conscious availability and controllability of the unconscious
- is constitutive for the emergence of religion:
"If the world and the constant presupposed adaptability of the systems
elude observation and even more so cognitive processing: How then
can the system develop something like trust in meaning? And the
assumption is not entirely far-fetched that religion is responsible for
this" (Luhmann, 2000, p. 47).
"Faith": From the visible to the invisible things
The other reality
It is no coincidence that the distinction between the observable
and the unobservable (Luhmann, 2000, p. 34) is reminiscent of
the old theological difference between the visible and the
invisible.24 Gert Pickel equates Luhmann's distinction with that
of the observable and the unobservable.
24 The Christian historical exegetes, too, saw their task as being to
to question "visible" history with regard to the invisible work of God. Cf.
among others the prologue of the fourth book of the Chronicle of Otto of
Freising (Otto von Freising, 1960, p. 290) and above all Augustine's "De
civitate Dei" (Augustine, 1955, p. 10, p. 14). On Augustine, cf. further Kersting
(1991, p. 61).
36
"between the observable this world and the unobservable beyond".
Later Luhmann replaces it with that of immanence and
transcendence, which in his view determines the signi- ficantly
religious (Pickel, 2011, p. 125).
Even savage cultures already distinguish between a sensually
perceptible world and a non-sensually perceptible world,
"invisible" world: "the other reality", as the ethnologist Felicitas
Goodman calls it.25 Goodman recognises parallels between
Pristine views of this other reality and Plato's doctrine of ideas.26
The "duality of reality" seems to be a universal that transcends
time and culture (Goodman, 1994, p. 56, cf. also p. 17), although
the concrete form that the invisible world takes in the imaginations
of different peoples is to be understood as a "dependent variable"
and is modelled on the real environment. Thus, for example, wildboarder cultures believe that in the Otherworld they encounter the
spirits of animals familiar to them from the real world, whereas
horticulturists assume settlements in the Otherworld that resemble
their own (p. 60).
While the hunter-gatherer approach to the sensually
perceptible outside world must be a realistic one in the aspects
important for survival, the most consistent form of which we
have seen in the model of tracking, the "other" reality is
fundamentally grasped by other means than the sensually
perceptible world. If, in psychoanalytic terminology, the reality
principle is indispensable for orientation in the real
environment, then, according to our thesis, the image of the
other reality is under the decisive influence of that principle which
is the "avoidance" or "avoidance" principle.
25
This is the title of the comparative ethnological study of religions by
Felicitas Goodman (1994). On the "other reality" among savage peoples, cf.
Good- man, 1994, pp. 94-103.
26 Goodman quotes a member of the Oglala Sioux in this regard as follows:
Chief "Crazy Horse dreamed and entered the world where there are only
the spirits of all things. This is the real world that is behind that one, and
everything we see here is only a shadow of what is in that other one"
(Goodman, 1994, p. 59).
37
serves the "discharge of the unpleasant tension" and which Freud
calls the "pleasure principle" (Laplanche and Pontalis, 1972, p.
297). As said, the pleasure principle dominates above all the
unconscious.
Dreamtime and dream
One of the cardinal approaches to the unconscious in
psychoanalysis is the dream. It is also the model for the
"dreamtime" (on this cf. Bowie, 2008, pp. 128-131), as the
Aborigines call the "mythical period of creation", "the process of
shaping, forming and giving meaning to all life" (Wernhart, 2004,
p. 117).27 Günter Dux describes dreamtime as the "substantiallogical version of the incomprehensible events in the origin of time
and space" (Dux, 1989, p. 173). In his historiography, Rüsen (2013,
p. 47) distinguishes between the world of myth, which he equates
with "dreamtime", and the world of history, which contains innerworldly events.28 According to Assmann, dreamtime is the
meaningful term for the "absolute past", which in "cold" societies
denotes eternity (Assmann, 2018, p. 78). Thus, "dreamtime" does
not only refer to the imaginary world of concrete Australian tribes,
but is basically used as a synonym for "myth" per se.
's
as a kind of "waking dream of the peoples". Myth and (waking)
dream are linked by the moment of fantasy. It stands in striking
contrast to the principle that regulates access to the real
environment, the reality principle discussed above. Freud analyses
fantasies in the "Interpretation of Dreams" according to the pattern
of daydreams and demonstrates that their structure corresponds to
that of the nocturnal dream (Laplanche and P o n t a i s , 1972, p.
390). Freud, however, defines the nocturnal dream itself as "wish
fulfilment" (Freud, 1900a, p. 127; heading to chapter 3).
27 Jan Assmann equates it with "festival time" (Assmann, 2018, p. 57).
28 History can, of course, become religion when it refers to real inner-worldly
events (Rüsen, 2013, p. 48; Assmann, 2018, p. 296).
38
In principle, all formations of the unconscious, i.e. in addition to
dreams, also symptoms or fantasies. Conscious and unconscious
fantasies modify the grasp of the real just as much as actions
(Klüners, 2015, p. 506). Indeed, "the life of the subject in its
entirety" can be understood as "shaped by [...] a system of
fantasies", which in turn have the task of staging wishes (Laplanche
and Pontalis, 1972, p. 392 f.). Freud explains the special - seemingly
irrational - character of the images of the unconscious with the
example of the dream with the preservation of a fantasy from early
childhood,
i.e. "primary mode of operation of the psychic apparatus,
abandoned as inexpedient", which had to be abandoned in the
outside world with progressive maturation, but which still asserts
itself, among other things, in sleep: "Dreaming is a piece of the
overcome childhood soul life" (Freud, 1900a, p. 572 f.).
If we may assume with Luhmann that the main purpose of
systems is the reduction of complexity (Pickel, 2011, p. 123), then
the findings can also be applied in this generality to dream work
and productions of the unconscious in general: The manifest
dream content, the symptom, the phantasy prove to be
reductions of complexity primarily because of their condensed,
overdetermined character. It is similar with myth.
The Irrational: Myth and the Unconscious
Freud is basically to be agreed with in interpreting myths and
religious ideas in terms of those psychic processes and principles
that he was able to study in particular in the analysis of dreams.
The irrational character of these ideas according to the standards
of the reality principle, which forms the basic prerequisite for the
fact that in the course of increasing rationalisation and thus also
polarisation "reason" and "faith" could be understood as a pair of
opposites at all, can probably be explained most satisfactorily if
it is understood as an expression of psychic realities and its
relations to the unconscious are illuminated. The "system of the
unconscious", as Freud called it in his
39
treatise on the unconscious, bears many features that are inherent
in myth as a "time of timelessness" (Wernhart, 2004, p. 19):
"The processes of the system Ubw are timeless, i.e. they are not
temporally ordered, are not altered by the passing of time, have no
relation to time at all. [...] Nor do the Ubw processes know any
consideration of reality. [...] Lack of contradiction, primary process
(mobility of the occupations), timelessness and replacement of
external reality by psychic reality are the characters that we can expect
to find in processes belonging to the Ubw system" (Freud, 1915e, p.
286).
This in turn additionally supports the assumption that the ideas
about the "other" reality are processes belonging to the
unconscious. The methodological problem with the
psychoanalytical interpretation of myths, however, is the
application of techniques gained from the interpretation of
individual (day)dreams to non-individual imaginary worlds.
Thus, the individual dream and the wish fulfilment expressed
through it can hardly be resolved without knowledge of the
personal history of the dreamer. But what should take the place of
the personal story in the analysis of myths?29 One might assume
that the myth, structurally similar to the dream, represents a
processing of all those "expectations, hopes and longings"
which, according to Karl Wernhart, stand in an "interwoven
holistic relationship to transcendence (literally understood as
the dimension that goes beyond the consciousness of man)" and
in this form form a religious universal (Wernhart, 2004, p. 11). But
just as the indi- vidual dream also depends to a large extent on
specific environmental experiences, so, as already discussed, it is a
question of the
The "other" reality is also a "dependent variable",
29
Similar problems arise when psychoanalytic methods are applied to the
hermeneutic interpretation of texts (cf. Straub, 1999, pp. 280-295, with
reference to Alfred Lorenzer).
40
which can only be meaningfully interpreted in knowledge of the
history and the concrete relationship of the society in question to
the environment. The importance of personal biography for the
individual interpretation of dreams is thus matched in the
interpretation of religious ideas by knowledge of the respective
society, ideally in the context of comparative cultural research.
Freud himself was particularly lacking in such knowledge, which is
why his attempts at totemism (Freud, 1912-1913a) or monotheistic
religion (Freud, 1939a) must be considered to have largely failed,
even though in these writings, too, one can occasionally find quite
connectable thoughts (Klüners, 2013, pp. 211-248).
Developmental psychology or psychoanalysis?
Apart from the methodological difficulties, criticism arises from
the fact that Freud's terminology, which he transferred
unconcernedly to cultural facts, owed itself mainly to the study of
pathological phenomena.30 The aforementioned ethnologist
Christopher Hallpike therefore considers the psychoanalytical
theory of repression to be unsuitable for an adequate and
exhaustive interpretation of the "unconscious symbolism" that
underlies religious ideas: The term "repression" can at most explain
a part of unconscious symbol formation, and the unconscious
encompasses much more than just the repressed psychic. On the
other hand, the potential for explaining "primitive thinking" is far
greater than Freud's concept of repression.
"conceptual realism" in the sense of Jean Piaget (Hallpike, 1984,
p. 189 f.).31 Hallpike's criticism of the psychoanalytic theory of
repression could, however, be countered that not all
unconsciousness is a matter of the mind.
30 The contemporary critique from the time of the emergence of
psychoanalysis was similar (Newmark, 2004, p. 53).
31 Hallpike uses the term "primitive" in a value-neutral way, in the sense of
"primal" (1984, p. 9). Piaget's influence is also clearly audible in the
following formulation: "[...] every assimilation which is not equilibrated by
accommodations and which does not lead to deliberate
41
The "unconscious" is composed in its core "of drive representations
that want to carry away their occupation, i.e., of the unconscious".
In his famous treatise on "The Unconscious", Freud writes that the
unconscious is composed at its core "of drive representations that
want to discharge their occupation, i.e. of wishful emotions"
(Freud, 1915e, p. 285). Desire arousal as such therefore has deeper
roots, and from a psychoanalytical perspective it cannot be reduced
to the "repressed" and corresponds in its origin to the ubiquitous
physical "need", the central importance of which Hallpike also
recognises, as already indicated in the section "The relationship
between body and soul in the understanding of psychoanalysis".
Consequently, in our opinion, it makes little sense, in the
course of considering which psychological theory should
explain the peculiarities of the
The author is of the opinion that psychoanalysis can be played
off against Piagetian developmental psychology if it can be
interpreted most conclusively as "primitive", "wild" or religious
thinking. Their respective emphases are so different that they
must hardly be seen as mutually exclusive alternatives, but
rather as mutual complements. Cognitive development and
affective-libidinal development run parallel to each other in time;
therefore, the latter may perhaps be understood in a certain sense
as the "substructure" of the former. Accordingly, Hans G. Furth
defines the libido as the motivational force that underlies the
accommodations in the first place; Piaget dealt with the how, i.e.
above all with organisation, mechanisms and structures, whereas
Freud dealt with the why, i.e. the emotive, drive-economic and
energetic aspects of actions and symbol formation (Furth, 1990,
especially p. 14 f., p. 21-25).32
32
generalisations remains unconscious in the affective as well as in the
intellectual sphere" (p. 190).
Ultimately, Freud and Piaget only set different accents. For Freud, human
consciousness is fed from two sources, the inner and the outer world: "The
content of the Vbw (or Bw) system derives in part from instinct life (through
the mediation of the Ubw), and in part from perception" (Freud, 1915e, p.
293; cf. also p. 302 f.). This necessitates two different world or selfreferences, the difference between which
42
Piaget's "conceptual realism" offers a convincing analysis of the
"how", i.e. the cognitive mechanisms that are ultimately capable of
forming certain world views. Conceptual realism is characteristic of
the child's experience in the pre-operational stage, which has not
yet learned to differentiate between the subjective image of an
object and its actual properties. For example, children usually
attribute the fact that their own muscular strength is activated
when lifting a stone to a "force" inherent in the stone. According to
Hallpike (1984, p. 31 f.), conceptual realism is decisively
responsible for the emergence of animistic notions and is the basis
for the development of the conceptual realism.
"These peoples differed from modern Western culture primarily in
the greater weight they attached to pictorial, non-linguistic
symbolic ideas (p. 165). As already indicated in the section on "The
Reality Principle", Hallpike, again based on Piaget and in
agreement with Günter Dux, who was in turn influenced by Piaget,
is convinced that action coordination and not language is the first
model for ordering the world in a child's life (p. 41).34
naturally only becomes a problem where an original balance has been
disturbed. The inner world, which Freud sees as essentially shaped by the
"drive life", corresponds to Piaget's ideas: "For Piaget, the child's cognitive
development is promoted by striving for a balance between the
requirements for accommodation to the environment on the one hand and
the inner ideas of this reality to which it tries to assimilate it on the other"
(Hallpike, 1984, p. 25). Of course, this is not the place to deal exhaustively
with the parallels and contradictions between Freud's and Piaget's theories.
Piaget himself has taken a stand on this (Piaget, 1978). In addition to
Furth (1990), see the list in Kohler (2009, p. 87, note 160).
33 Elsewhere it says: "We shall see that the pattern of later
stages of preoperational thinking (articulated conception) generally best
fits primitive thinking, even if concrete operations develop under
favourable circumstances" (Hallpike, 1984, p. 41).
34 Phylogenetically, language is also not the oldest form of human
communication; gesture, communication through gestures, precedes it in
time (Goodman, 1994, pp. 23-25). Goodman emphasises the role of
gestures in rituals (which have recently become the focus of historical
research) (p. 26).
43
However, this point could in turn be connected with the help of
psychoanalytic theory, according to which the "factual occupations
of the objects, the first and actual object occupations", are located
in the unconscious, while "the system Vbw arises in that this factual
conception becomes overoccupied through the linking with the
word conceptions corresponding to it. Such overoccupations, we
can assume, are what bring about a higher psychic organisation"
(Freud, 1915e, p. 300).
Michael Wetzel (1991, p. 391) attests that the described concept
of two chains of association is closely related to Saussure's
corresponding distinction between signifier and signified. It would
be interesting to find out whether the bricolage principle
constitutive of "wild thinking", to whose relations to Saussure's
theory Lévi-Strauss himself draws attention (Lévi-Strauss, 2018,
pp. 29-36; on Saussure: pp. 31), does not rest in a very fundamental
way on the series of associations, which Freud understood as a
hinge between conscious and unconscious (cf. on "association":
Laplanche and Pontalis, 1972, pp. 75-77).
Freud's assumption cited above about the primacy of the
concept of matter over the concept of words leads to the hypothesis
that phylogenetically the development of language has made
necessary the higher psycho-spiritual organisation he describes,
which defines what is typical for humans. Theoretically, a
combined onto- and phylogenetic view of the significance of the
development of language for the psychic organisation would also
have the potential to mediate between Freud and Piaget on the
points described: After all, the priority of the conception of facts
over the conception of words, or of the image over language, is
something that both thinkers share in their own way. Both also
emphasise the importance of action coordination for the
development of thinking. A psychological-anthropological
perspective that synthesises the findings of developmental
psychology and psychoanalysis, that focuses not mainly on
pathologies but on "norm developments", and that might thus be
able to name anthropological universals, could also make a decisive
contribution to the exploration of religious ideas.
44
The fact that Freud created new myths with his own myth
analysis (as did Lévi-Strauss, cf. Klüners, 2013, p. 216), rather than
explaining them conclusively, does not in principle speak against
the application of psychoanalytical theories, especially about dream
work and fantasy, to fantasies in the collective imaginary of
primordial, but also functionally differentiated societies. As already
mentioned, Freud also pays attention to psychic normal
developments, not least in his metapsychological reflections: "As
long as the system Bw dominates affectivity and motility, we call
the psychic state of the individual normal" (Freud, 1915e, p. 278).
This means above all: if there is no conflict between the
conscious and the unconscious that leads to pathological
distortions of the relationship between the systems, which
especially let the affectivity slip out of the control of the conscious
and hand it over to the strivings of the unconscious. At the earliest
in such a case, one may assume, the unconscious unfolds its
destructive effect and comes into opposition to consciousness. For
"in the mature human being" the unconscious merely plays the role
of a "preliminary stage of the higher organisation". Moreover, the
relationship of the systems is often enough that of "cooperation".
And not only the fantasy formations of neurotics, but also those of
the "normal" are to be understood as "descendants" of the
unconscious, which do not always break through the threshold to
consciousness (Freud, 1915e, pp. 288-290).
Shouldn't one consider as a "normal state" a balance of the
systems that ideally do not interfere with each other? This would
then also be in line with Piaget's conviction that thinking is "a selfregulating system" that basically aims to "achieve equilibrium with
its environment by constructing stable ideas that overcome the
variability and fluctuations of this very environment" (Hallpike,
1984, p. 20). On the "environment" of the system
However, "thinking" in reality does not only include the external
environment, but also unconsciously psychological things that
influence thinking.35
35
Piaget also emphasises "that in practice all thinking is inextricably
interwoven with affective associations and motives, which inspire it, but
45
Trance and transcendence
In an enlightened society committed to the ideals of rationality,
dreams are probably the most conspicuous phenomenon that do
not really want to get along with these ideals, with the logos; so it is
not surprising that it is dreams that are initially regarded by
psychoanalysis as the central access to the world of the non-rational and ultimately also to myth. And even though related
mechanisms can be uncovered between myth genesis and the
formation of the unconscious, especially in dream work, it must be
stated at the same time that dreams themselves probably have a not
insignificant, but probably not the decisive share in the emergence
of religion. Of course, considerations about the beginnings and
initial contents of religion are always necessarily speculative. But in
the sense of a certain probability, certain facts add up to an overall
picture that at least does not seem implausible. For example,
studies conducted in the 1960s showed that 92 per cent of the small
ethnic groups examined for this purpose were familiar with the
phenomenon of religious trance (Goodman, 1994, p. 48).36
Moreover, all cultures use a term for "religion" that is usually
composed of three components, two of which always refer to the
experience of religious trance. Trance is therefore fundamental to
religion (p. 17).37 Closely related to trance is shamanism, which to
a certain extent institutionalises the religious trance in the form of
the shaman; he "is a specialist in everything connected with the
phenomenon of the soul. He is a mediator between realities, heals
illnesses and "the disturbed self-image of the patient".
36
37
and that assimilation itself proceeds through unconscious processes"
(Hallpike, 1984, p. 53).
Hallpike also calls trance states a worldwide phenomenon (Hallpike, 1984,
p. 547).
Goodman (1994, p. 17) distinguishes such experiences in principle from
dreams, which are structured differently. However, her blanket statement
that the elements of dreams, unlike those of trance, are "usually flat" casts
some doubt on a proper understanding of dreams and their meaning.
46
and also tries to resolve social conflicts. He (or she) is thus the
central instance for the restoration of a threatened
psychological and/or social balance (Wernhart, 2004, pp. 137139). The fact that the San, and consequently the Wild Beavers, were
already familiar with trance as a means of healing and a journey for
the soul indicates a potentially high age (Goodman, 1994, p. 89 f.).
Shama- nism can in principle be compared to mysticism (p. 50),
the shama- nistic "celestial flight [...] is considered the oldest
tangible expression of mystical experience" (Wernhart, 2004, p.
138). The prehistorian Hermann Müller-Karpe and also the
theologian Siegfried Vierzig assume that even the Palaeolithic
archetypes of religion were a kind of early mysticism (MüllerKarpe, 2005, p. 15 f.; Vierzig, 2009, p. 178). The spiritual "being
outside oneself" gave the human being a share in the other
reality.38 The origin of the word "spirit", although more recent
(which is, however, negligible due to the universal character of
religious trance), points to something similar: its original
meaning is something like "excitement, emotion". This later gave
rise to both "spirit, soul, mind" and "supernatural being, ghost"
(Duden, 1989, p. 226). The "spiritual" world and affective
excitement and emotion, as experienced most intensively in
states of trance or unio mystica, are thus closely related.
The most original meaning of religion may therefore have been
intro- spection, a becoming within and looking into oneself, not
least with the aim of guaranteeing the balance between inside and
outside or, in the case of disturbances, to restore it. In the trance
and the images that it conveys
38 Vierzig attempts to reconstruct a Stone Age religion on the basis of
analogies to s h a m a n i s m : "What connects Stone Age religion with
shamanism is, on the one hand, that the state of ecstatic trance is a
fundamental part of religiosity, and, on the other hand, the fact that the
cosmos not only encompasses the real world, but that it includes an
Otherworld in which rebirth occurs, symbolised in the underworld of the
cave, but also of the graves. Just as the shaman has the ability to function as a
wanderer between the two worlds, Stone Age man also lives in two worlds
in his rituals, for he too pursues the goal of a psychic outsiderness that
gives him a share in the Otherworld" (Vierzig, 2009, p. 178).
47
And since other laws apply to inner reality than to the outer world,
the products of the former seem fundamentally "irrational", at
least in the sense of a paradigm of reality derived from the
standards of the outer world. The transcendent world is to a
large extent the world of the religious trance. 39
What is decisive, however, is the generally valid therapeutic
meaning of the religious trance, which has meanwhile been
researched with ethnomedical and ethnopsychological
approaches and thereby also examined for its parallels to modern
psychotherapeutic and psychoanalytic methods (Wernhart, 2004,
p. 138; Heller, 1990, p. 164).40 Trance states, especially under
hypnosis, are generally known from psychotherapeutic work (A.
Müller and Stickel, 2010). Before Freud turned to the analysis of
dreams, such trance states were one of the pathological
phenomena he studied, especially in hysterics, as were
hallucinations under hypnosis. Ludwig Janus sees the early
psychoanalysis, which still used the instrument of hypnosis, as
decisively determined by features of depth regression, whereby
depth regression means "the actualisation of states of experience
and bodily states of mind from the pre-linguistic period". Freud's
later turning away from the hypnosis technique was mainly due to
the endeavour to raise the treatment method to a cognitive,
linguistic level, and did not bear the character of total rejection
(Janus, 1990, p. 69). The trance, on the other hand, can
comparatively easily reactivate memories from pre-linguistic
times, which presuppose a fundamentally different experience of
reality. This is also exploited by current hypnotherapies, which
offer the patient
39
40
The fact that their concrete content depends on the respective
environment and society and is thus basically a historically variable
quantity (cf. Goodman, 1994, p. 55) has already been mentioned in
connection with the idea of the Otherworld.
Heller reflects the widespread view that shamanism is the most common
and oldest form of psychotherapy in the world (Heller, 1990, p. 164).
48
In the course of a progressive trance, the verbal character of
thinking diminishes more and more, and at the same time thinking
becomes pictorial (p. 22). As the trance progresses, the verbal
character of thinking diminishes and thinking becomes more
pictorial (p. 22).41 In the state of trance, the psyche's ability to
process information on very different levels allows the initiation of
learning processes that take place unconsciously "and,
independently of conscious self-control, give rise to other patterns
of association that are therapeutically effective" (p. 19). According
to Müller and Stickel, the more direct access to the unconscious
psy- chic justifies comparing the trance with a "probe into the
unconscious" (p. 135).42 A central difference between religious and
hypnotherapeutic trance is, of course, that the former does not
usually target the patient's individual life story (Heller, 1990, p.
176). Nevertheless, the mechanisms show a relationship that points
to something deeper.
If it is true that the trance is largely responsible for the
is the source of transcendent ideas and at the same time the most
direct path to the unconscious, then this again confirms the thesis
that the unconscious is the source of transcendent ideas.
41
42
Heller assumes "that the averbal communication between the shaman and
the sick person activates preverbal experience structures" (Heller, 1990, p.
176). Ludwig Janus relates the "shaman's journey" specifically to birth and
prenatal experience and defines it as its "figurative revival and
symbolisation". The shaman's drum stands for "the maternal heartbeat",
his rattle for "the intestinal sounds" (Janus, 2011, p. 166).
The description of trance states under hypnosis there is reminiscent of
characteristics of religious trance: "Especially in deep trance, positive and
negative hallucinations occur when the eyes are open" (A. Mül- ler u.
Stickel, 2010, p. 16). "The patient has the sensation of spinning on his own
axis" (p. 17). "Dissociation is a completely normal, not a pathological
phenomenon, [...]" (S. 18). "In the trance, this binding of perception and
thought to the logical categories of waking consciousness is partially or
completely suspended. [...] In trance journeys, the hypnotised person
explores fantasy worlds in which the natural laws of the physical world no
longer apply and which function according to completely different laws"
(p. 20).
49
is. Following Luhmann, one could also formulate: The
unobservable-unconscious corresponds to "transcendence" itself.
The sense of guilt as the most important problem of cultural
development
In addition to the theory of the unconscious, whose significance for
an understanding of religion we have already discussed,
psychoanalysis offers the following further assumptions, which in
our opinion are of no less importance for the study not only of
religion in a historical perspective, but also of cultural history in
general: On the one hand, Freud understands "the events of human
history, the interactions between human nature, cultural
development" and "religion" fundamentally as a "reflection of the
dynamic conflicts between ego, id and superego [...] which
psychoanalysis studies in the individual, the same processes,
repeated on a wider stage" (Freud, 1971, p. 98). 98).43 On the other
hand, the fact that the communication between the generations,
which takes place largely unconsciously, is a historically effective
force is one of the central connectable ideas of Freud's cultural
analysis, a thesis that he advocates in Totem and Taboo (Klüners,
2013, p. 217). The dualism of libido and aggression "as the motor of
all action" (Mertens, 2000, p. 18), still advocated by psychoanalysis
despite the criticism of Freud's drive theory, is the third basic
theorem on which a psychoanalytically informed historical study of
culture and religion should be based. All three finally converge in
Freud's conviction that "the feeling of guilt [...] is the most
important problem of cultural development" (Freud, 1930a, p. 493
f.).
The belief in a "guilt" of human beings is part of
of many religions; probably most pointed is the Christian doctrine
of "original sin". In the latter concept, guilt and transgenerational
transmission coincide. Guilt derives from the activity word "sollen"
(Duden, 1989, p. 652). According to Gün43
This dialectic is the decisive common denominator of Freud's cultural
theory and Hegel's philosophy of history (cf. Klüners, 2013, p. 75).
50
According to Dux, the "should" is a special form of structuring
human behaviour, which is dependent on rules in the interaction
with conspecifics. Important rules are shaped into norms. This
"temporalisation of interaction in norms" is fundamental to the
human form of existence (Dux, 1989, p. 69). The child learns to
structure its behaviour in particular in interaction with an "always
already more competent other" who represents the outside world
for it (p. 47). This does not contradict the psychoanalytical theory
that the child is taught behavioural norms by parents or other adult
caregivers, which it internalises as a "superego" in the context of a
psychological processing of such interactions. However, there are
obviously great differences in the way in which such norms are
conveyed and consequently also in how they are internalised.
Hallpike emphasises that these differences can be of fundamental
cultural significance and even help to explain the specificity of
entire cultural forms. Thus, in his view, one of the striking
characteristics of primordial societies is that "[t]he education [is]
by participation, in the context of real tasks, and not so much by
verbal instruction outside the context". (Hall- pike, 1984, p. 162).
In contrast, children in modern urban society do not learn
primarily through participation in community life, but partly in
separate areas such as school, partly through explicit verbal
instruction by adults (p. 47 f.). Cultures differ, ergo, through
specific types of norm transmission, or, expressed psychoanalytically: through specific forms of superego formation. More
explicit transmission of norms leads, one may assume, to more
explicit formation of a superego.44 Thus in
44
Ara Norenzayan argued that it was only the growth of human societies
that made the "Big Gods" - i.e. omniscient gods with the function of moral
"guardians" who intervened in events - necessary, because only in this way
could the control of norms, which was still largely unproblematic in faceto-face communities, have been maintained: "Believers who feared these
gods cooperated, trusted, and sacrificed for the group much more than
believers in morally indifferent gods or
51
Closely related to this is the problem complex of the cultural sense
of guilt, which is thematised in religious ideas. Such a theme
first became tangible in early agrarian societies at the transition
from the stage of hunting and gathering to sedentarisation.
According to Klaus E. Müller, the firm repertoire of their myths
includes the conviction of a former violation of divine
commandments in the sense of a "fall into sin" and a resulting
punishment similar to the expulsion from paradise known from
the biblical narrative. However, after the expulsion, the heroes of
culture, sent to mankind by the Creator to a certain extent as a
demonstration of grace, would ultimately have taught them not
only the building of the soil and the production of goods for daily
use, but also the rules of peaceful social coexistence, so that they
were still allowed to live in a "quasi-paradise world" despite their
transgressions (K. E. Müller, 2010a, p. 1). E. Müller, 2010a, p.
148).45 When such social rules are explicitly problematised for the
first time, this is an indication that they have de facto become a
problem, measured at least against a previous state.46 Living
together seems to have lost some of its self-evidence. Indeed, the
early agrarian planter cultures are no longer the egalitarian
societies of the savage period (on these, cf. e.g. Helbling, 1987).47
The subgroups of the respective community are assigned different
tasks and rights; the adult men and the elders, for example, are
responsible for the control of norms and enjoy the highest status,
while the wives, due to the exogamy requirement, are mostly
from foreign countries and thus considered less "civilised".
45
46
47
gods lacking omniscience" (Norenzayan, 2013, p. 8). A recent statistical
study confirmed this thesis (Whitehouse et al., 2019).
Müller has dedicated his major work to these cultures, which he calls the
"'standard group' of ethnology" (K. E. Müller, 2010a, p. 146) (K. E. Müller,
2010b).
The shift of focus "from animal spirits to the interaction of people with
each other" in the g a r d e n e r s ' narratives is also noted by Goodman
(Goodman, 1994, p. 74).
Savage cultures are central to the understanding of human affairs: in a very
basic sense, they form the foil for how it was actually meant to be.
52
ethnic groups and must first be "acculturated". Above all, the birth
of sons increases the prestige of wives. Mythical ideas also serve to
justify the "inequalities and dependency relationships" between the
individual subgroups (K. E. Müller, 2010a, pp. 150-153).
The status of women in connection with male control of norms
is of particular interest when considering cultural superego
formation. The legal historian Uwe Wesel (1980), who dedicated
his own monograph to the "Position of Women in Early Societies",
assumes that at the same time as the emergence of relative
inequality between the sexes as a result of the compulsion to
produce children, the social pressure on the family also increased.
In addition, not only the relationship between husband and wife,
but also that between children and parents had become more
solidified in comparison to the savage society, and the "emotional
cohesion" of the family members had intensified. Even if one still
has to assume that structures are de facto free of domination, they
have lost flexibility and openness (Wesel, 1980, pp. 91-94). The
changes in the social, above all family structure, and especially the
implicit devaluation of women, cannot have remained without
repercussions on the psyche of the community members and
ultimately also on the specific formation of the superego. As a
hypothesis, it should be formulated that the new types of stress
could have favoured the development of "depression" - perhaps not
in a sense that is common today, but in a special, culturally related
form.48 As a result of the central importance of mothers for the
socialisation of their offspring, especially in early childhood, this
fact would hardly be of any significance.
48
Fiona Bowie refers to Peggy R. Sanday's theory according to which the
devaluation of women goes hand in hand with the loss of a sense of security
in the wake of environmental conditions that have become problematic.
Accordingly, problematic environmental conditions cause a stronger
orientation of societies towards an outside world that is now perceived as
threatening for the first time. Women and nature are experienced as
"potentially dangerous and in need of control" (Bowie, 2008, p. 121, p.
132). As already mentioned, it was primarily the (psycho-)social
consequences of changed environmental conditions that led to women
being placed in a worse position.
53
weight in terms of the psychosocial development of a
community.49
Historically, it does not remain with the intra-societal shifts.
Mainly in the course of a population growth that has been observed
in various places on the planet since neolithisation, warlike
conflicts between ethnic groups have also increased (Harris, 1989,
pp. 217-226). At some point, domination emerges. The ethnologist
Marvin Harris assumes that male education adapted to the new
conditions led to an intensification of the Oedipal problem (p.
356). It would indeed be necessary to show what psycho- logical
consequences "social disciplining" - to use a term that actually
comes from the study of warlike societies in the early modern
period (cf. Oestreich, 1969) - has in archaic cultures; this could be
the task of ethnopsychoanalysis, for example. As far as written
cultures are concerned, a new kind of treatment of the theme of
guilt can be observed in the environment of the Medieval societies
of the Late Bronze Age, which generally "attaches the punishment
to the guilt, [...] the consequence to the deed" (Assmann, 2018, p.
236). It is ultimately responsible for a different way of dealing with
history, which is interpreted as a connection between doing and
happening, and has a dynamising effect on cultural memory as well
as on the relationship between humans and their gods. History
takes on the character of a confession, times of hardship the
meaning of a punishment, gods become overseers of human action
and "instances of accountability" (p. 297). Jan Assmann goes on to
write: "In the sign of guilt, history becomes legible, i.e. it is filled
with meaning, semiotised or de-trivialised. [...] In the
concatenation of events, it is not some abstract historical causality
that manifests itself, but
49
Goodman, for example, states that horticultural cultures have
"overwhelming feelings of guilt", which she associates with the "rape of the
mother (earth)"; for the first time, these have also provoked the idea of "an
end of the world", "through which the desecration of the earth is to be
avenged" (Goodman, 1994, p. 31). Here one might suspect a reflection of
psycho-logical processes.
54
the punishing will of an enraged deity who sends a new, more
terrible sign of its wrath with every event" (p. 243 f.).
From Mesopotamia to Rome, guilt becomes the trigger for
increased "memory and self-thematisation". The cause is the
experience of suffering. The latter stands in contrast to the
assumption of a cyclical recurrence. Through the "semiotisation
of suffering", "the circularity of time and the contingency of
history are broken" (p. 244). The linear understanding of
history, including its beginning and end, gains weight in the sign
of guilt and suffering. Some of the linguistic images used in the
Bible to characterise the wrathful God are drastic: "[...] you have
showered us with wrath and persecuted us and strangled us
without mercy" (Lamentations of Jeremiah 3:42-43, here quoted
after K. E. Müller, 2010a, p. 165). The idea of impending
annihilation due to human transgressions, due to guilt, also
underlies Christianity in a universalised form: the Last
Judgement is imminent in every case; only the Lord knows the
time and hour.50 The cultural superego has become cruel; never
has the para- dies been further away. Even in the secularised
civilisation of modernity, these religious narratives continue to
have an effect: "The West thinks apocalyptically", as the
medievalist Johannes Fried (2001, p. 9) puts it. In his opinion,
the apocalyptic fear of the end of the world has not only acted as
a motor for the emergence of modern natural science based on the
verifiability of facts,51 but also forms the ferment for very
contemporary doomsday scenarios based on "CO2, ozone hole,
climate catastrophe, air pollution, oil spill, environmental
destruction".
50 The end of the world is the absolute increase of inner-worldly punishment.
Salvation can no longer be inner-worldly. According to Müller, this was
already true for Jesus of Nazareth himself: "For Jesus of Nazareth it was
certain that things had already been decided. The time of the prophets,
with John the Baptist as the last, was behind him. The end of the world
was imminent. Soon, he proclaimed to his disciples, 'the sun and the moon
will lose their light, and the stars will fall from the sky, and the powers of
the heavens will move'" (K. E. Müller, 2010a, p. 165).
51 Compare the already described thesis of fear as the motor of modern
historical science, which sees itself as a corrective of cultural memory.
55
and the like (Fried, 2016, p. 259). Decades before Fried, Karl
Löwith analysed modern historical philosophy, whose doctrines of
salvation in the form of ideologies in the 20th century had very
tangible, global political consequences, as the heir to eschatological
certainties of faith; ideologies are thus based on secularised
theology and, just like the development of modern science, on the
fear of the Last Things (Löwith, 1953).52
Apocalyptic thinking thus continues to shape a world from
which religion has largely abandoned its role as the main symbol and
source of meaning.53 Its psychological prerequisites - certain types
of cultural superego formation and a related basic cultural sense of
guilt - are still awaiting scientific investigation.54
Conclusion
It is not easy to summarise in a few words what has been said so
far, which the reader will not have been unjustified in thinking was
a little verbose. Unfortunately, the prolix character is due to the
subject matter itself, so that although the author is relieved in this
respect, the clarity of his argumentation may not have gained
much. We will therefore try at the end to
52 For a critique, cf. Baumgartner (1996, p. 166 f.), who makes a finer
d e f i n i t i o n of the term: Not "eschatology", i.e. the belief in the Last
Things, but "ecclesiology" as the belief in the end that has not yet come,
has in fact been secularised.
53 This applies first and foremost to the West, but also to the former - or still "socialist" countries and thus to the g r e a t e r part of the planet. The
Islamic world, or political Islam, is probably more of an exception in global
terms. Even the growing need f o r religiosity outside of institutionalised
religion (cf. Wer- hart, 2004, pp. 149-152) does not fundamentally call into
question the thesis of the loss of the decisive (but at least official) function
of giving meaning.
54 Exceptions includeCremerius (1989), Janus (2011, p. 185).
56
The aim is to bring order into the thicket by formulating a few
central sentences and theses:
Ȥ The central concept and content of religion is - across cultures the soul.
Ȥ Religious ideas about the origin of the soul and a spiritual sphere
beyond the physical world implicitly address the same
questions that are at the centre of epistemological and
scientific considerations today.
Ȥ Despite its provisional (perhaps hasty) departure from the
scientific worldview, the soul is still the linchpin of human
thought about itself.
Ȥ (Current panpsychist positions even rehabilitate, on a level
that transcends human concerns, the assumption of the
existence of a soul or mental that is not reducible to
matter).
Ȥ Psychoanalysis understands the teleology of desire as the constituent of the soul, which is dialectically intertwined with
physical need, overcomes the Cartesian separation of
substances and operates again with the category of the "soul".
Ȥ The modern sciences - both the observational and the historical
sciences, which are dealt with in more detail here - are based
on the reality principle, just as the tracking of pristine cultures
was. It is not the reality principle itself, but above all the area of
its application that constitutes the specifically scientific nature
of the scientific reference to the world.
Ȥ Reason and faith have the potential to come into conflict with
each other, because the reality principle and the pleasure
principle have this potential. The more the reality principle or "reason" - penetrates into areas that were reserved for the
pleasure principle - or "faith" - the more obvious the conflict
between them becomes.
Ȥ The pleasure principle dominates the unconscious. The
unconscious corresponds to the unobservable of religion, the
formations of the unconscious to the (original) formations of
the religious.
Ȥ According to psychoanalytical understanding, the formations
of the unconscious represent wish fulfilments. In a very all57
In the same general sense, the formations of the religious
can also be interpreted as fulfilments (or enactments) of
desire. Their great significance is, among other things, the
consequence of the fact that desire, as the psychological
complement of need, is just as ubiquitous as the latter.
Ȥ The often seemingly irrational character of the formation of
religion results from the fact that its origin is largely to be
found in the "child's soul life". According to both
psychoanalytic
and
developmental
psychology
(cf.
Oesterdiekhoff, 2010, p. 224 f.), different layers of experience
and thus information systems, both child and adult, shape the
human psyche (cf. Janus, 2011, p. 67). In particular,
experiences stemming from pre-linguistic (and here especially
from prenatal) times superficially have a foreign, irrational
character.
Ȥ The presumably most original form of religion is the religious
trance, whose task is to maintain the psychic and social
balance between inside and outside. It achieves its goal by
mediating between the psychic layers of experience and
information systems, ideally bringing them into harmony with
each other. Its main instrument is introspection.
Ȥ Religion is thus, according to its origin, a form of soul-searching.
It has primarily a psycho- and social-therapeutic or
equilibrating function.
Ȥ The social changes at the transition to sedentarisation cause
psychological and consequently also religious changes, which
become tangible in cultural thematisations of social guilt. There
is a causal link between new kinds of psychological stress,
especially for mothers, and the increasing loss of the former
certainty that Mother Earth nurtures, protects and accepts her
"children".
The relationship between inside and outside, between conscious
and unconscious, is constitutive not only for the scientifically
legitimised study of the soul, but also, on closer inspection, for its
original forms, which we have become accustomed to calling
religion(s).
58
has. The parallels between the unconscious and the transcendent
point to the underlying relationship: the unconscious is, in a
certain sense, the interface between the individual and the
transcendent, supra-individual order in which he or she is
embedded - regardless of whether the latter is understood as
"natural" or "supernatural", physical or metaphysical.
Whether there is a Brahman apart from the Atman,
however, remains a question of faith.
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66
Martin Klüners
Comment on Jörn Rüsen's contribution
"The red threads in the fabric of history"
In his text, Jörn Rüsen develops an elaborate theory of the
formation of his- toric meaning, which can also be read as the sum
of a decades-long examination of this topic. His explanations in
this regard are correspondingly complex. Consequently, only
individual aspects can be dealt with in this short commentary.
Rüsen opens his reflections with a definition of
"sense", which emphasises the "dual nature of the human being"
articulated in the term and, with regard to human action, its
teleological quality. Both assumptions also underlie my own
thoughts, inspired by the body-soul dichotomy and the etymology
of the concept of meaning. Although Rüsen refrains from an
explicit psychological discussion of the body-soul dual nature of
the human being, he concedes the psychological dimension of
meaning of the historical and, in particular, the unconscious
historical power. The ter- minology in the corresponding section
seems to me to be somewhat imprecise in certain points (for
example, in Rüsen's remarks about
"I" and "superego", "libido" in supposed demarcation from
"drives" and as an equivalent to Hegel's "cunning of reason" etc.),
but in principle, apart from Rüsen's approving reference to C. G.
Jung and his theory of archetypes, there are essential similarities
between his and my approach. G. Jung and his theory of
archetypes, there are essential similarities between his and my
approach. This applies above all to Ruesen's criticism in the last
paragraph of the methodology of professional historians, which
largely ignores the "powers of the unconscious".
123
The focus on the concept of meaning locates Rüsen's (and my)
reflections within a tradition whose r e l a t i v e l y young
roots in the late 19th century he himself points to (p. 71). At that
time, religion had lost its role as the central provider of meaning,
and man filled the void as the "guarantor of meaning in his world"
(p. 75). Rüsen accordingly - and legitimately - understands the
once dominant religious services of creating meaning as a specific
form of historical services of creating meaning, consequently as
part of a superordinate whole, as it were. It is probably due to this
circumstance that Rüsen only devotes the sections "Religion",
"Immanence and Transcendence", "The Religious Dimension" and
"Transcendence and Immanence - Historical Meaning and
Religious Salvation" to the problem of religion. Religion is not
exactly at the centre of his argumentation. For my personal taste, it
comes a little too short in view of the given topic ("religion and
meaning"). In my opinion, it would have been a worthwhile
endeavour to take a closer look at the contrast between religious
and, in particular, cognitive meaning-creation and to ask about
possible reasons for this antagonism.1
On the other hand, we are unanimous in the observation that
religion
is by no means synonymous with "belief in miracles and dogmas"
(p. 76), but rather the belief in a world beyond what is sensibly
comprehensible denotes the cross-cultural quality of the religious.
In my own contribution, I have attempted to offer a psychological
definition of this religious, which is also based on empirical,
especially ethnological research. Rüsen's focus is rather on the
formulation of universally valid characterisations of religious
services of meaning, based on anthropological universals, which
reflect the concrete (and admittedly always relative) state of
research.
1
The cognitive historicisation of the past is a d d r e s s e d by Rüsen, but
without embedding it in a historical context, without placing it more
concretely in time (apart from individual remarks about the Age of
Enlightenment, etc.). There is also no reference to Jan Assmann's research
on cultural memory (Assmann, 2018).
124
of the cultural and social science disciplines involved is largely
neglected. In any case, Rüsen makes comparatively little reference
to the corresponding secondary literature in his text, with a few
exceptions (e.g. K. E. Müller). However, in order to obtain a theory
of human meaning formation that claims transcultural, even
universal validity - an endeavour I absolutely support - it is
necessary, in my opinion, to examine supposed anthropological
universals for their actual "universality". Otherwise, the old
problem of the ahistoricity of basic anthropological assumptions
threatens here as well. In my opinion, the most drastic break in
human thinking about space, time and the self paralleled the most
fateful change in our mode of existence (and subsistence) in the
course of neolithisation - savage cultures therefore tell essentially
different stories about themselves and the world than later cultural
stages. At the same time, because of little or no "alienation(s)", they
are best able to provide information about any anthropological
universals beyond historical, culturally conditioned distortions, i.e.
to a certain extent about how it was actually "meant" - to take up a
formulation from my own contribution. When Rüsen, for example,
presumably influenced by the aforementioned ethnologist K. E.
Müller, writes that the outside world beyond one's own settlement
area appeared "uncanny, threatening, demonic" to people, so that
"the familiar and inhabited should be apotropaically protected",
this certainly applies to the horticultural societies since
Neolithisation (explicitly studied by K. E. Müller), but not to the
same extent to hunter-gatherer cultures. The same can be said
about the distinction between "good and evil" as the basis of a
normativity of action resulting from this, the "cosmological special
position" supposedly accorded to humans by "all cultures", the
"universal" concept of the "human being", which Rüsen also
describes as universal.
"excess of intentionality of human consciousness over the real
conditions and circumstances of his life", the (presumably rather
historically made) inhumanity or also the specific "restlessness of
the heart" described by Augustine as part of a basic psychological
endowment of man.
125
Undoubtedly, all these aspects can claim decisive importance for
certain cultural stages, namely the Neolithic and post-Neolithic
societies that dominate the planet - but whether they are really
anthropological "universals" in the sense that they have been
characteristic of humans from the beginning of their genus or
species history, I dare to doubt. In order to name universals of this
kind, I think it would be necessary to reflect decisively on the
contrast between hardly or not at all self-alienated savage cultures
and more strongly self-alienated soil cultivating and cattle
breeding cultures.
I agree with Rüsen that anthropological universals can
decisively help a world society that is perhaps more than ever in
need of orientation to form coherent, generalisable images of
meaning and thus "avoid moralism, relativism and objectivism as
implausible strategies of historical thinking". With regard to
(value) relativism (which was also reproached not least of all to
Rankean historicism) as well as to exaggerated moralism,
psychoanalysis, which for its part makes im- or explicitly
generalising anthropological statements, can, in my opinion, make
an important contribution to the above-mentioned project: its
instruments make it possible in principle to identify pathologies
and irrationalities of the historical process (Klüners, 2016, p. 656 f.,
note 16), Note 16) as well as the moral development addressed by
Rüsen2 and in this way holds the potential for a global
understanding, not least of normative issues.
2
An example: When Rüsen characterises the Enlightenment as essentially
having "replaced religion with morality" (p. 79), this process could be
interpreted psychoanalytically in terms of the replacement of one specific
superego form by another.
126
Literature
Assmann, J. (2018). Cultural Memory. Writing, memory and political identity in
early advanced civilizations (8th ed.). Munich: Beck.
Klüners, M. (2016). The Unconscious in Individual and Society. On the
applicability of psychoanalytic categories in historiography. Psyche Journal of Psychoanalysis and its Applications, 70 (7), 644-673.
127
Letter from Martin Klüners to Jörn Rüsen
Dear Mr Rüsen,
Thank you for your comment on my essay. I see that, apart from
briefly pointing out common ground, you too have concentrated
primarily on those passages of my essay where we - for once, one
might almost say - do not agree. For the fact that there are in part
considerable differences in perspective and method between our
positions, but no fundamental disagreement, really needs no
further explanation. For a scientific dialogue, however, the mere
exchange of pleasantries and affirmations would be rather boring.
In the following, I would therefore like to devote myself to those of
your characterisations with which I disagree:
1. Both in your essay and in your commentary you mention C. G.
Jung and his student Erich Neu- mann approvingly and express
your regret that I, for my part, do not quote these authors. G.
Jung and his student Erich Neumann and express your regret
that I, for my part, do not quote these authors. In fact, I have
not yet dealt with Jung exhaustively. However, there are
good reasons for this omission: At the latest since the break
between Freud and Jung in 1912, Freudians have looked at
the former "crown prince" with a certain suspicion, which,
apart from personal differences between the father of
psychoanalysis and the father of analytical psy- chology, is
based above all on differences in content. For even at the time
of his friendship with Freud, Jung tended towards
obscurantism and mysticism, which sometimes led him to
highly questionable epistemological assessments.
131
As far as I know, the archetype theory can also be subsumed
under this. It is therefore problematic, in my opinion, to regard
Jungian archetypes as anthropological universals that are
suitable for interpreting human history, as you suggest with
reference to Neumann (an assumption that was also expressed
in a similar way by Arnold Toynbee; see Klüners, 2013, p. 116
f., p. 119 f., note 485). Note 485), is in my opinion problematic.
Conversely, however, I do not want to exclude the possibility
that Jung's theory, which, as I said, I do not know well enough,
contains valuable ideas for cultural analysis, which could
certainly fertilise future research in an epistemologically
reformulated form.
2. They plead for "a critique of Freud's ideas on cultural
history of humankind and its conception of religion as an
'illusion'". This critique has been around for a long time - in my
dissertation (Klüners, 2013) I took a comprehensive s t a n d on
it. For my argumentation in this volume, it is not so much
Freud who theorises culture, but rather Freud who analyses the
human psyche and in particular the unconscious that is
important.
3. At the same time, this admits that I adopt many basic
psychoanalytical assumptions. However, the statement that I
limit myself almost entirely to Freud and pay little attention to
other psychological positions is not correct: I deal with Jean
Piaget's developmental psychology in some detail. Since the
later 20th century, this has been of such eminent importance
for the discourse of cultural studies that there is no getting
around it. In my opinion, a theory of history oriented towards
anthropological universals should also take Piaget into account
as far as possible.
4. I have felt thoroughly misunderstood in the last two years.
The following paragraphs of your commentary deal with the
discipline from which both of us come, historical science, as
well as historical knowledge: "Klüners considers the established
understanding of science in historical science to be outdated,
even completely inapplicable" is an assessment, the basis of
which I frankly do not understand. In my
132
In any case, there is no mention of this in the text. On the
contrary, in the section "The Interest in Historical Truth" I take
up the cudgels for modern historical scholarship and especially
for the source-critical method. I speak explicitly of the
"unprecedented condensation of information" of written
sources and, with regard to the historical-critical method, of the
"incomparably precise analysis and interpretation of what is
communicated in the source". Using a concrete example,
namely the study of the medieval feudal system, I also point
out,
"that only a close look at the sources is capable of overturning
historical 'certainties'". These are quite clear statements for the
understanding of science in historical scholarship.
5. In the section "Limits of the science of history as a science of
consciousness", I merely criticise, in accordance with the title, a
narrowing of certain aspects, n a m e l y the excessive fixation
on performances of consciousness, which in my opinion can
actually be traced back historically to the textual focus (I do
mention that there are other historical methods in the
meantime). There is no disagreement at all between our
positions - I am basically just saying in other words what you
yourself criticise in your own contribution: "What this
temporally oriented part of the human mentality - its 'spirit', so
to speak - means for historical thinking has still been little
researched. (This may be due to the fact that the subjectivity of
professional historians in dealing with historical experience is
fixed on clear methodological rules and, with this fixation, is
little suited to reflecting on its conditionality by powers of the
unconscious)" (p. 96). So we agree: the unconscious is not a
category to be taken seriously in current (German)
historiography. Conversely, I freely admit that I have
polemically sharpened some formulations ("consciousness
fetishism", etc.) - but this was not meant as a discrediting of the
entire discipline. As I said, from a (depth-)psychological
perspective (which I do not have), it is a question of
133
According to the concept of this book series, the only purpose
is to criticise the neglect of certain aspects.
6. The equation of tracking and modern source criticism is not
found in my text. I was also not interested in a judgemental
comparison of the two "methods", but rather in attributing to
the trackers an understanding of reality that comes very close to
our scientific understanding, at least in certain areas of their
relation to the world. They must proceed "scientifically" where
it serves to secure their subsistence. From a historical point of
view, the decisive question is why this limitation does not
remain, but why the (proto-) scientific understanding of reality
is at some point applied to the level that Jan Assmann calls
"cultural memory". Why do pristine cultures get by for
millennia with myths that are rather remote from science, but
why does the importance of factual history grow rapidly at
some point (and especially in the Occident after the departure
of religion as the supreme source of meaning)? These were the
guiding questions of my reflection.
7. In my opinion, the verdict "Klüners completely ignores the
practical orientation function of historical knowledge etc."
also needs to be qualified. Whether "practical" or not, the
orientation function of historical knowledge is in fact the actual
pivot of my essay - what in earlier times, as I said, was myth,
the "Dreamtime" or even the Christian history of salvation
and the like, in our society today is historical "reality" backed
up by quel- len criticism. That is why I chose historical science
as the mother of all historical sciences and the symbol of a
general paradigm shift. As the representative of "reason" and
the antipode of "religion", I could certainly have chosen the
natural sciences, to which this function is classically
attributed - but in my eyes, they are not a sense-building
service in the narrower sense and therefore not a real
substitute for religion. It is rather the case that the new,
more cri- tical relationship to the cultural tradition is all-
134
if it has developed under the influence of the scientific method.
What is decisive, however, is that the "turning away from God"
since the Enlightenment corresponds to a "turning towards
time" and the entire human understanding of self and the world
is historicised. This applies not only to the great historicalphilosophical drafts or the new methodology in the study of
ancient chronicles and documents, but also, for example, to the
geological study of the history of the earth or the biological
study of the origin of species (Gamm, 2001, pp. 9-11; Klüners,
2013, p. 165). This histo- risation is the actual surrogate of
religious symbolism. To put it succinctly: From the 19th
century onwards, "history" (of the earth, of nature, but above all
of man) replaced "God" (or the religious and mythological
services of symbolism).
These are my thoughts on your criticism. As I said, these should
not obscure the fact that we are not opponents on core issues.
For the time being, best regards
from your
Martin Klüners
Literature
Gamm, G. (2001). Introduction: Time of Transition. On the Social Philosophy
of the Modern World. In: Gamm, G., A. Hetzel, M. Lilienthal.
Interpretations. Major works of social philosophy (pp. 7-27). Stuttgart:
Reclam.
Klüners, M. (2013). Philosophy of History and Psychoanalysis. With a preface by
J. Straub. Göttingen: V&R unipress.
135