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Ontario Archaeological Society Recommendations for zooarchaeology in Ontario archaeology

2023
Draft best practices document for zooarchaeology in Ontario...Read more
Ontario Archaeological Society Recommendations for zooarchaeology in Ontario archaeology Version 1.16 February 2023 Alicia L. Hawkins, 1 Suzanne Needs-Howarth, 2,3 Trevor J. Orchard, 1 Frances L. Stewart, 4 Eric Tourigny, 5 and Eric J. Guiry 6,7 1 Department of Anthropology, University of Toronto Mississauga 2 Perca Zooarchaeological Research, Toronto 3 The Archaeology Centre, University of Toronto 4 Stewart Faunal Analyses, Kitchener 5 School of History, Classics and Archaeology, Newcastle University 6 School of Archaeology and Ancient History, University of Leicester 7 Trent University Archaeological Research Centre 2023 This draft is under review for release by the Ontario Archaeological Society. This is a working document. If you have feedback or would like to cite parts of this document, please contact Alicia Hawkins (alicia.hawkins@utoronto.ca).
Draft under review 2 The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. Table of Contents Purpose ......................................................................................................................................................... 1 Introduction .................................................................................................................................................. 2 1 Recovery............................................................................................................................................ 3 1.1 Stage 2........................................................................................................................................... 4 1.2 Stage 3........................................................................................................................................... 5 1.3 Stage 4........................................................................................................................................... 6 1.4 Flotation Sampling and Associated Lab Processing ...................................................................... 7 1.5 Associated Bone Groups ............................................................................................................... 9 2 Identification and Analysis .............................................................................................................. 10 2.1 Education and Training ............................................................................................................... 10 2.2 Reference Materials .................................................................................................................... 11 2.3 Stage 2......................................................................................................................................... 13 2.4 Stage 3......................................................................................................................................... 13 2.5 Stage 4......................................................................................................................................... 14 2.6 Destructive Analysis .................................................................................................................... 16 3 Reporting......................................................................................................................................... 20 3.1 Personnel Credentials and Site Information ............................................................................... 20 3.2 Method ....................................................................................................................................... 21 3.3 Results ......................................................................................................................................... 22 3.4 Summary and Conclusions .......................................................................................................... 23 3.5 List of Identifications ................................................................................................................... 23 4 Short- and Long-Term Care ............................................................................................................. 25 4.1 Packing in the Field ..................................................................................................................... 25 4.2 Cleaning and Re-packing by the Consultant ............................................................................... 26 4.3 Re-packing by the Zooarchaeologist ........................................................................................... 30 Bibliography ................................................................................................................................................ 31 List of Genera to Be Included in Reference Collection ............................................................................... 40
Ontario Archaeological Society Recommendations for zooarchaeology in Ontario archaeology This draft is under review for release by the Ontario Archaeological Society. This is a working document. If you have feedback or would like to cite parts of this document, please contact Alicia Hawkins (alicia.hawkins@utoronto.ca). Version 1.1—6 February 2023 Alicia L. Hawkins,1 Suzanne Needs-Howarth,2,3 Trevor J. Orchard,1 Frances L. Stewart,4 Eric Tourigny,5 and Eric J. Guiry 6,7 1 Department of Anthropology, University of Toronto Mississauga Perca Zooarchaeological Research, Toronto 3 The Archaeology Centre, University of Toronto 4 Stewart Faunal Analyses, Kitchener 5 School of History, Classics and Archaeology, Newcastle University 6 School of Archaeology and Ancient History, University of Leicester 7 Trent University Archaeological Research Centre 2 2023 Draft under review Table of Contents Purpose ......................................................................................................................................................... 1 Introduction .................................................................................................................................................. 2 1 Recovery............................................................................................................................................ 3 1.1 Stage 2........................................................................................................................................... 4 1.2 Stage 3........................................................................................................................................... 5 1.3 Stage 4........................................................................................................................................... 6 1.4 Flotation Sampling and Associated Lab Processing ...................................................................... 7 1.5 Associated Bone Groups ............................................................................................................... 9 2 Identification and Analysis .............................................................................................................. 10 2.1 Education and Training ............................................................................................................... 10 2.2 Reference Materials .................................................................................................................... 11 2.3 Stage 2......................................................................................................................................... 13 2.4 Stage 3......................................................................................................................................... 13 2.5 Stage 4......................................................................................................................................... 14 2.6 Destructive Analysis .................................................................................................................... 16 3 Reporting......................................................................................................................................... 20 3.1 Personnel Credentials and Site Information ............................................................................... 20 3.2 Method ....................................................................................................................................... 21 3.3 Results ......................................................................................................................................... 22 3.4 Summary and Conclusions .......................................................................................................... 23 3.5 List of Identifications ................................................................................................................... 23 4 Short- and Long-Term Care ............................................................................................................. 25 4.1 Packing in the Field ..................................................................................................................... 25 4.2 Cleaning and Re-packing by the Consultant ............................................................................... 26 4.3 Re-packing by the Zooarchaeologist ........................................................................................... 30 Bibliography ................................................................................................................................................ 31 List of Genera to Be Included in Reference Collection ............................................................................... 40 The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 2 Draft under review Territorial Acknowledgement Encompassing archaeological practice in Ontario, the Society acknowledges the Indigenous (First Nations, Inuit and Métis) peoples and communities who have previously made and continue to make meaning on and of this land. The Society encourages members to come to know, acknowledge and respect the Indigenous peoples, communities and protocols particular to the places and territories archaeologists work within. In reciprocation, the Society expects members to share their research and insights with Indigenous communities, promoting a diverse appreciation for the continuum of Indigenous presence in the province. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 3 Draft under review Purpose The Ontario Archaeological Society (“Society”) represents a wide range of interests in archaeology from students and those with avocational interest to professional archaeologists working in academia and cultural resource management. In recognition of this diversity, the guides in this series are designed to support all levels of archaeological practice by providing best practices for a wide range of fieldwork methods, laboratory process and data analysis. The Society encourages all researchers to: ● apply best practices wherever possible; ● publish their work to broaden our understanding; ● share knowledge and engage in respectful, constructive dialogue about Ontario’s archaeological record. These guides are intended to provide guidance from the perspective of the archaeological process. Through a shared common practice we can support archaeologists in Ontario to be leaders in the practice of archaeology. Wherever possible, researchers are encouraged to seek out traditional knowledge, including care practices. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 1 Draft under review Introduction This guide is concerned with the animal bones, teeth, and shells found in human-associated contexts during archaeological excavations in Ontario, commonly referred to as faunal remains. The subdiscipline of archaeology relating to these remains is known as zooarchaeology. This guide is aimed at building in mechanisms to ensure quality assurance of both input and output. The quality of the input is determined by recovery in the field. If this is inadequate, there is no remedy after the fact: once the site has been excavated, there is no way to make up for poor recovery. The quality of the output is determined by sampling and the method and scale of analysis and by the competence and experience of the analyst. If a particular zooarchaeological analysis needs revisiting, it can be done, because under the terms and conditions of licencing in Ontario the licensee is required to care for assemblages until they can be permanently placed in a public institution. Thus, in theory assemblages should be available in perpetuity for re-study and there is a remedy after the fact. But, there is also a very real potential for poor-quality data to be generated. This means, in turn, that we cannot be sure that we will end up with reliable and accurate data on which to base future decisions around sampling, analysis, and reporting. Additionally, we have the potential for poor-quality data being on file at the Ministry in perpetuity, to be used by others as fact. Our most pressing concern therefore is recovery and onsite sampling. But we also have significant concerns relating to analyst qualifications and the reference materials used. This guide was prepared by a group of professional zooarchaeologists working in consulting and academic settings, who are experienced in the excavation, processing, and analysis of faunal remains from a wide variety of Ontario sites, both Indigenous and settler. This document reflects not only our professional opinions on the subject of animal remains from archaeological sites, but also evidence-based recommendations resulting from our own (peerreviewed) research on the subject and on the careful evaluation of other scientific papers and the standards and/or guidelines adopted in other jurisdictions (e.g., Baker and Worley 2019; Cavallo et al. 2006). We discuss our concerns under general headers that follow the archaeological process chronologically. We do so bearing in mind that consulting archaeology in particular operates within time and financial constraints. In many cases the recommendations in this guide therefore fall short of what we might consider ideal in a purely research setting. The suggestions below represent our consensus on what seems reasonable. We start each section with bullet points outlining our recommendations for good practice. We follow this with a discussion of the context and the rationale. Since the majority of the archaeology in the province is governed by the Standards and The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 2 Draft under review Guidelines published by the provincial government, we frame our recommendations in relation to current practice under the 2011 Standards and Guidelines. We consider this the first step in a process of developing guidance that is broad enough to accommodate the range of scenarios likely to take place in Ontario compliance archaeology and that is restrictive enough to result in more reliable datasets and better curation. We feel very strongly that we must be able to justify any decisions that we as archaeologists make in terms of what is good archaeology. Not collecting inferentially useful animal bones during excavation does not constitute good archaeology. We need to focus on the quality of the analysis as well, because it informs future excavation strategies and is the foundation of our knowledge base. 1 Recovery Large mesh sizes introduce bias based on fragment size. With respect to faunal remains, it is accepted wisdom that this fragment size bias will disproportionately affect the recovery of small-bodied taxa or smaller elements from larger taxa, from all animal classes. In cases where different mesh sizes have been used on Iroquoian sites, it is clear that 1/8 inch (3.2 mm) or smaller mesh results in the recovery of more small remains, more remains of smaller-bodied fish (which can dramatically change the interpretation of fishing location, method, and season), and in some cases new taxa, compared with 1/4 inch (6.4 mm) mesh. This matters because the presence of these species provides invaluable information for reconstructing the lives of people in the past and better understanding changes in climate and environment, and in human interactions with these. All else being equal, the inescapable conclusion is that such items fell through the 1/4 inch mesh. Zooarchaeological and stable isotope evidence (e.g., Needs-Howarth 1999; Pfeiffer et al. 2016) indicates that for at least some of the Indigenous people living in Ontario, fish were a major component of the diet. Recent Bayesian modelling of stable isotope results on human tissues With the exception of a proportion of Early Archaic and Paleo deposits, the maximum mesh size permitted by the 2011 Standards and Guidelines for recovery in the field is 1/4 inch. The limitations of such larger mesh sizes and the effects of different mesh sizes on taxonomic and element representation have been noted by many researchers elsewhere in the world (e.g. Barker 1975; Campbell and Nims 2019; Casteel 1972, 1976; Clason and Prummel 1977; Gordon 1993; James 1997; Nagaoka 2005; Rebolledo et al. 2021; Partlow 2006; Payne 1972; Shaffer 1992; Thomas 1969; Zohar and Belmaker 2005). The limitations of 1/4 inch mesh have been noted specifically in an Ontario context as far back as 1985 (Prevec 1985; Stewart 1991a), and recent research only confirms these limitations (e.g., Hawkins et al. 2015, 2017). The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 3 Draft under review suggests that fish were much more important to the diet than would be suggested by fragment counts (Feranec and Hart 2019). The fact that assemblages recovered in compliance with the 2011 Standards and Guidelines are systematically biased against fish is therefore a huge concern, both in terms of the archaeology itself and in terms of what this loss of data may mean for Indigenous peoples. But even on historic sites, we could have fish bone ending up in the back dirt pile when 1/4 inch mesh is used. In addition to fish, there is increasing scientific recognition of the value of smaller mammal and bird bone specimens from archaeological sites for biomolecular studies seeking to reconstruct past environmental conditions as well as human subsistence activities (e.g., Guiry and Gaulton 2016; Lyman 1996). In Ontario, for instance, recent isotopic analyses of small animal specimens have provided new insights into major extinction events (Guiry, Orchard et al. 2020), how pests exploit urban spaces (Guiry and Buckley 2018), the existence of garden hunting (Guiry et al. 2021), and the polluting of the Great Lakes (Guiry, Buckley et al. 2020). Important specimens of the type used for all of these studies will have been lost in cases where screening was conducted with 1/4 inch mesh. We acknowledge that recovery will be the most difficult area to address, since any recovery for faunal remains will impact recovery overall, and any reduction in mesh size will add extra processing times and analysis costs. But use of smaller mesh sizes for at least part of the sediments is not a luxury in this regard; this is an essential part of doing good archaeology—just like using smaller mesh sizes on singlecomponent Early Archaic and Paleo sites is doing good archaeology. None of us are in a position to calculate what proportion of the total project costs 1/8 inch mesh faunal recovery might represent ahead of time. The use of 1/4 inch mesh effectively constitutes sampling at the point of recovery. It is time we acted on this knowledge. “Each assemblage should be tested during the preliminary field work to determine the appropriate recovery technique” (Reitz and Wing 2008:148). 1.1 Stage 2 ● Where sediments are sandy, archaeologists should consider using 1/8 inch mesh in order not to miss sites where most of the material consists of small faunal remains. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 4 Draft under review Although the definition of the spatial extent should not be uniquely based on faunal remains, we argue that inferentially useful faunal remains should be part of what is used to define site limits, especially if other artifact categories are not enough to say that it is a site. In this regard, we are specifically talking about faunal remains that can be identified below class and that can be assigned to a particular temporal period with some confidence. Note that this would require analysis by a specialist, who can separate out an Indigenous animal internment from a woodchuck burrow death and a deer bone relating to an Indigenous occupation from sheep bone from an overlying twentieth-century farm that was mixed into the Indigenous deposits by the plough. 1.2 Stage 3 ● Use non-recent faunal material to help define site extent (whereby units yielding five or more such faunal remains are considered part of the site). ● Especially on Indigenous sites, screen at least some of the 1 × 1 m test pits over likely midden locations through 1/8 inch mesh (dry or water) to evaluate an appropriate faunal recovery strategy for excavation. As with Stage 2, in the 2011 Standards and Guidelines, faunal remains play no role in decisions regarding the spatial extent of the site or recovery strategies, either at the standard or at the guideline level. We argue that they should. Especially on Indigenous sites, we would therefore recommend screening at least some of the 1 × 1 m test pits over likely midden locations through 1/8 inch mesh to evaluate an appropriate recovery strategy for Stage 4. Similar to Stage 2, we recommend that faunal remains be used to determine site extent and significance, especially in the absence of other categories of artifacts. Care must be taken when using fauna for cut-offs to determine site extent on sites that may have had historic manuring, as the manuring waste may include fauna that are not part of any site. At the same time, burnt faunal remains should not be interpreted as debris from historic manuring unless they include items in the same taphonomic condition that have been securely identified as a farm animal. It is not beyond the realm of possibility that a test pit would contain nothing but bone, and that some of it can be argued to be archaeological, but under the current Standards and Guidelines, this is not used to determine site extent. Remains of animals are just as much part of the site as remains of ceramic vessels. Though for the most part faunal remains are not temporally diagnostic per se, it should be relatively straight-forward to spot recent material encroaching on an earlier Indigenous site. For example, if the analysis indicates the presence of non-fossorial, non-livestock taxa that are not obviously recent based on colour or preservational state, this suggests they arrived there by human agency and hence that the location likely represents an archaeological site. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 5 Draft under review 1.3 Stage 4 ● Sampling strategies need to be clearly A recent recovery experiment using justified and documented (see section 2.5 nested sieves on a contact-period Iroquoian site (Hawkins et al. 2017) for more discussion of this). indicates that at the particular site ● Clearly defined, stratified and well-sealed used in the experiment, 1/8 inch archaeological contexts, especially those recovery did improve the quality of with rich bone deposits, as well as those faunal data, and that the time investment in sorting water-screened from sites shown in Stage 3 to have faunal artifacts in a laboratory context was remains smaller than 9 mm (the approximately doubled. In this hypotenuse of 1/4 inch) in at least one instance, the 1/4 inch fraction was dimension, should be further sampled to sorted separately from the 1/8 inch fraction. If the two fractions were to retrieve a representative range of species be combined, the time investment and body portions not often recovered by may be less. On the other hand, using 1/4 inch mesh size, including recovery on 1/16 inch mesh provided manufacturing debris from artifact and tool diminishing returns in terms of inferentially useful faunal remains, for manufacture. vastly increased time outlay. ● The decision to further sample for animal bones using a smaller mesh size or flotation should be taken by the archaeologist on a site-by-site basis, in consultation with an experienced zooarchaeologist. ● Fine screen or flotation samples should be collected from different areas and/or strata within a context in order to be representative of the entire deposit. A systematic strategy is best to accomplish this. If fine-mesh recovery is applied to middens, it should be done in a 50 × 50 cm checkerboard. ● Bags must be clearly labelled with sampling context and mesh size in order for the zooarchaeologist to properly identify where the materials originated. ● In the case of Indigenous sites or of settler sites with fish, a proportion of the matrix (for example, the undisturbed portion) should be screened on 1/8 inch mesh to improve the diagnostic faunal sample obtained. Since most archaeological soils are screened through 1/4 inch mesh in Ontario, further sampling for animal bones should be used to retrieve a representative range of species and body portions not often The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 6 Draft under review recovered by using this mesh size (e.g., loose teeth of medium-sized mammals, most bones of smaller birds, bones of most medium- and small-sized fish; bones of smaller amphibians, reptiles, birds, and mammals; exoskeletons of invertebrates; and smaller proportions of skeletal elements of any size), as well as manufacturing debris from artifact and tool manufacture (Gates St-Pierre and Boisvert 2015). The decision to further sample for animal bones using a smaller mesh size or flotation should be taken by the archaeologist on a site-by-site basis, in consultation with an experienced zooarchaeologist. Clearly defined, stratified and well-sealed archaeological contexts, especially those with rich bone deposits, should be further sampled. Fine screen or flotation samples should be collected from different areas and/or strata within a context in order to be representative of the entire deposit. A systematic strategy is best to accomplish this. In most cases, there is little value in sampling mixed or poorly defined historic-era archaeological deposits if we cannot be certain that all of the recovered materials were deposited by the same people (except for extirpated or extinct species, which from an isotope and DNA analysis perspective are valuable regardless of context). “Just as it is necessary for the person who interprets the settlement data to be involved in the excavation of the site and sample selection, it is essential for the zooarchaeologist and other specialists to be involved from the start” (“Stage 4 Draft Guidelines: Recommendations Concerning Zooarchaeological Remains” – Cooper et al. 1995: 31). 1.4 Flotation Sampling and Associated Lab Processing ● In cases where 1/8 inch sampling is not increased, increase sampling for flotation to improve faunal recovery. ● Record and make available to the zooarchaeologist flotation sample or bulk sample volumes. ● Analyze all the faunal remains from the heavy fractions to improve faunal datasets. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 7 Draft under review Vastly increased sampling for flotation would improve faunal recovery, as would a requirement to analyze the faunal remains from the flotation heavy fraction to the same level of detail as the screened remains. Without the requirement to analyze in detail, we could lack information on portions of the site, frequently features, to add to our knowledge base and to inform future sampling strategies. Although flotation will ensure excellent faunal recovery, large volumes are usually required to provide an adequate sample of faunal remains. However, at one Iroquoian site, the 338 faunal items from flotation yielded two additional fish species, compared with a 1/4 inch screened sample of 1529 (NeedsHowarth 2016). Decisions on bulk sampling should be made in consultation with an experienced zooarchaeologist and the method should be based on the types of faunal remains likely to be encountered, the research questions being addressed, and the sediment type. Whole matrix samples should be processed through the selected method and all encountered bone specimens or bone fragments should be retained and sent for identification to the zooarchaeologist. If flotation samples are taken in order to address both palaeobotanical and zooarchaeological research questions, the zooarchaeologists and the palaeobotanists should collaborate to ensure that any plant remains and animal remains in the heavy fraction are fully recovered and submitted for analysis. Finally, we suggest that there be a requirement for flotation volume to be recorded on any bags and tags associated with bulk samples or residues, so that the zooarchaeologist does not need to hunt for this information. Picking the faunal material from the light fractions is best done by the faunal or palaeobotanical specialist. Picking the faunal material from the heavy fractions is best done either by the palaeobotanical specialist or by the faunal specialist. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 8 Draft under review 1.5 Associated Bone Groups ● Associated bone groups should be mapped and photographed in situ. ● All associated bone group (ABG) deposits should be recovered and the bones kept as part of the physical archive. ● Determinations about whether ABGs are intrusive to the archaeological site should be done by a zooarchaeological expert before excavation. When the archaeologist encounters an ABG, whether of a Complete individual skeletons offer a partial or complete skeleton, it should be mapped and wealth of information about the lives photographed in situ, showing the location of the individual of individual animals living at a skeletal elements. ABG deposits from all occupation periods particular point in time (e.g., Tourigny should be recovered and the bones kept as part of the et al. 2016). Their composition (bones physical archive. Determinations about whether ABGs are present) and taphonomic alterations intrusive to the archaeological site (e.g., a woodchuck (e.g., butchery, differential burrow death or discrete disposal, in a purpose-dug pit, of weathering, gnawing) can inform on non-food-waste-related domestic livestock carcasses the deposition of the individual, while related to farming activity that is not part of the registered metric information, age at death, and archaeological site) should be done by a zooarchaeological pathology can inform on its life expert. The bones should be stored separately. Elements of history and relationship with people. the axial skeleton should be bagged separately from one another according to left or right hindlimb or forelimb. Care should be taken when screening soils near the feet, tail and abdomen as the small bones present in these parts of the body may be lost through larger screen sizes. ABGs should be assigned specific numbers, allowing them to be identified separately from disarticulated bones found at the site. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 9 Draft under review 2 Identification and Analysis As noted in the introduction to this guide, while recovery and on-site sampling are our primary concern, we also want to emphasize the importance of several aspects of the identification and analysis of recovered faunal samples. 2.1 Education and Training ● The person conducting the zooarchaeological analysis must have completed a university-level zooarchaeology lab course or its credit equivalent and/or have undergone mentoring while analyzing real collections, as outlined in Figure 1. “It is irresponsible to treat the archaeozoological materials recovered from archaeological sites with anything other than the best possible methods employed by scholars trained to maximize the interpretive potential of each assemblage” (International Council for Archaeozoology [ICAZ]) Professional Protocols for Archaeozoology – Reitz et al. 2009). At the moment, there is no requirement that the zooarchaeological analysis be undertaken by someone qualified to do the work. This means that literally anyone could be undertaking zooarchaeological analysis, and we could end up with, at best, datasets that are not comparable or, at worst, datasets that are largely inaccurate. It is impossible to generate an accurate and reliable dataset Hawkins et al. (2022) provide without a considerable amount of training and experience. examples of the qualitative and We acknowledge that training and experience can be quantitative differences that can achieved via formal educational pathways and via occur between analysts of different mentorship. The most common pathways to achieving a levels of training and experience in an suitable level of expertise are outlined in the text box below Ontario Indigenous setting. See Nims as a series of and/or options. Other scenarios would be and Butler (2017) for an example considered on a case-by-case basis. For example, time spent from the West Coast of North as a teaching assistant in an Ontario zooarchaeology course America. could also count toward accreditation. We recommend the OAS move to a formal system of zooarchaeological certification. To this end, we recommend the Society establish a peer group to evaluate experience and set each individual’s parameters for gaining certification. This could be done based on a questionnaire with a Lickert scale, which is evaluated by each member of the peer group, anonymously from the other members and from the applicant. In the absence of a formal certification system, we recommend The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 10 Draft under review analysis be carried out by someone who is experienced, defined here as someone who has undertaken a lab course or has obtained lab experience in all taxa that could reasonably be expected on an Ontario site. This implies all local genera of wild species (see Appendix); all species of farm animals and common pets; and the most common imported marine taxa (e.g., oyster, Clupeidae, Gadidae). Figure 1. Examples of Pathways to Becoming a Certified Ontario Zooarchaeologist. 2.2 Reference Materials ● Conduct taxonomic identification using physical reference materials of all of the Ontario genera, with the exception of currently extinct or endangered taxa, including the domesticated introduced taxa as well as the native taxa. ● State the name, location, and limits of the reference collection in the introduction to the report. ● Do not identify to a lower taxonomic level than what is available in the reference materials used. “... how similar is similar enough involves not only similarity with a series of reference specimens representing a particular species, but also dissimilarity with all other reference specimens of all other species.” (Lyman 2019:1390). The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 11 Draft under review Use of appropriate comparative or reference material is critical to the successful identification and analysis of a zooarchaeological assemblage. We therefore suggest analysts be required to use physical reference materials (either real skeletons or 3D print-outs), if necessary from more than one reference collection, of all of the genera that you could reasonably expect at that time and place, with the exception of currently extinct or endangered taxa. We have included a list of all the genera any of us have ever identified from an Ontario site at the end of this guide. Reference materials need to include the domesticated introduced taxa as well as the native taxa, because nineteenth-century sites often yield wild animal remains and pre-colonization Indigenous sites can include intrusive skeletal remains of farm animals. A genus-level identification will indicate the ballpark in terms of habitat and behaviour for most, although certainly not all, taxa. The limits of the reference collection should be explicitly stated in every report. Identifications made should not exceed the limits of the reference materials used. The taxonomic level of the identifications must not exceed the limits of the reference material used. For example, do not identify to species when the collection does not include all of the species it could possibly be. Instead, identify to the next-highest taxonomic level that is represented in the reference collection. One of the important limitations of most keys and digital collections is that they do not include the range of individual, age or sex variability that can often be well represented in a real reference collection. We therefore strongly recommend that analysts not be allowed to rely on keys or digital collections exclusively. On the other hand, requiring the comparative reference collection to contain all the species that may possibly be encountered in an assemblage is not realistic or, in the case of endangered or extinct species, even feasible. Even the most complete collections in the province are incomplete. We suggest that the best practice is to use a reference collection containing most of the species in the area, and examples of different biological ages. If the reference material has been assembled by the analyst, all the taxonomic identifications need to have been checked against an institutional reference collection by an experienced zooarchaeologist. Guesses should be listed in a comments field and in any tables produced, so that future researchers know not to rely on the taxonomic identification (especially if it is of something rare and/or inferentially particularly significant). Likely taxonomic identifications that could not be fully confirmed with the reference collection in use can be flagged with a cf., either in a separate field or in the taxon field. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 12 Draft under review “... a seldom acknowledged fact—that with experience comes greater knowledge of which osteological traits are and which are not taxonomically diagnostic, and thus, greater experience can sometimes result in fewer high-resolution (species-level) identifications, somewhat contrary to the often expressed belief that experience is critical to thorough identification” (Lyman 2019:1378). The report must include a clear statement on what reference materials were used to make taxonomic and skeletal element identifications, as this will help other researchers evaluate how reliable the identifications are. It is recommended that the dates of use of the reference collection are indicated in the report, as many collections grow over time. Where the utilized reference collections are lacking common taxa recovered in archaeological contexts of similar age in the same region, zooarchaeologists should be asked to provide a list of either what is present or what is not present in reference to the taxa recorded in the database. The report should also cite the source(s) used for the scientific names. 2.3 Stage 2 ● If the other artefact categories provide insufficient evidence to determine site significance, a rudimentary analysis of the fauna should be performed, by an experienced zooarchaeologist, to help determine significance. No faunal analysis at all is currently required for Stage 2 test pit or pedestrian survey. We argue that animal bones should be used as an indicator that a site is present, just like ceramics and lithics are used, and for this to work, Stage 2 faunal material therefore should be analyzed. 2.4 Stage 3 ● If the other artefact categories provide insufficient evidence to determine site significance, analysis of the fauna should be performed to help determine site extent. For Stage 3, faunal analysis is currently not required. We think it should be, especially in cases where the Stage 3 material happens to be better preserved than the Stage 4 material and in cases where the sample size from the Stage 4 is too small. Analysis of Stage 3 faunal material would also help inform excavation strategies at Stage 4. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 13 Draft under review 2.5 Stage 4 ● Sampling of the excavated faunal assemblage is permitted to address research questions. Sampling strategies should be designed for each site individually. In most cases, it will make sense to use a sequential sampling strategy. ● Sampling must occur across all identified contexts, because faunal remains, and other archaeological remains, are likely to be heterogeneously distributed across site features and contexts. ● Within the analyzed sample, identify all recovered faunal remains to the lowest taxonomic level possible. ● For settler sites that have adequate samples from other contexts, scan the ploughzone units for ABGs and rare/unusual items and, optionally, omit the remainder from the analysis. ● Describe all of the artifactually modified material to at least the same level of detail as the non-modified material. ● Analyze all faunal material from the flotation heavy fractions and light fractions. These samples will be particularly important in contexts where small fish and other small animals (small birds, micro-mammals) are likely to be present. The 2011 Ministry guideline suggesting Although most CRM projects do not aim to address specific research questions, we suggest that all CRM projects are meant, at the very least, to recover the archaeological remains sufficiently well to allow characterization of the extant archaeological record and to describe the archaeological remains within a site sufficiently well to facilitate an assessment of the future research potential of the recovered assemblages. We argue that, via the following criteria, analysis should meet the 2011 Ministry standard that allows generated data to be used to assess if a site would be useful for further, future research. For both settler and Indigenous collections, it will be impossible to find the kind of one-size-fits-all approach that works well. that only 500 specimens need to be “identified” is too restrictive, whether it be 500 below class or 500 total. Evidence has shown (see Tourigny 2016, 2017) that, for settler domestic context assemblages, far greater sample sizes identified to the level of taxonomic family or lower are needed to account for the full range of species and body parts present on archaeological sites. It seems likely that the same pertains to Indigenous sites. For the background to this 500 item cut-off, see Friesen et al. (in review). The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 14 Draft under review Since one cannot decide what proportion or number is adequate before one has actually done the IDs, at least not without some prior knowledge of the likely population parameters of the fauna within a given site, a better solution would be to employ a sequential sampling approach (e.g., Banning 2020:47– 48). One such approach commonly employed by zooarchaeologists is context-based sampling to redundancy (Lepofsky and Lertzman 2005; Lyman and Ames 2004), although other approaches can also be used (e.g., Ullah et al. 2015: 1254–1256). In other words, we suggest that all recovered faunal remains be identified to the lowest taxonomic level, unless the archaeologist can justify sampling of the excavated faunal assemblage by providing compelling arguments that a larger sample size will not result in additional useful data. There will be some cases where sampling may be necessary, and this necessity should be demonstrated by the zooarchaeologist. Recent research on spatial sampling (Hawkins 2017) suggests that the standards for Stage 4 should be amended to require sampling across contexts. Cluster sampling for the purposes of zooarchaeological analysis must ensure that all unique site contexts are sampled sufficiently to characterize spatial variability within the site. Faunal remains, and other archaeological remains, are likely to be heterogeneously distributed across site features and contexts, so any cluster sampling approach employed must aim to capture and describe that heterogeneity in a meaningful way. All zooarchaeological assemblages are themselves samples of a larger population, limited by multiple factors, such as areas of excavations, recovery strategies, and taphonomy. Further sampling in the lab affects the composition of faunal assemblages, including which species and body portions are represented. In effect, the strategies employed can limit or enhance our ability to address various research questions and inform us on the past people and animals who lived in our province. In cases where sampling is justifiable, sequential sampling is recommended. It should consider criteria in addition to taxonomic diversity. On historic sites, it is likely to involve age categories and butchering evidence (Crabtree 1999; Landon 2005). If research questions consider such aspects as body portion representation, butchery practices or age-at-death reconstructions for specific species, then a greater number of animal remains originating from that species needs to be identified. This means that a greater overall sample needs to be recovered. Faunal assemblages from sites whose occupants drew from a wider range of wild species would likely require greater sample sizes. It is important that samples be drawn from different contexts—this will need to be determined on a site-by-site basis with consultation between the lead archaeologist and one or more experienced zooarchaeologists. Where relevant, sequential sampling should be done context by context, not at the site level. On settler sites, if the undisturbed matrix provides a representative sample (by including faunal material from privies, root cellars and other features), the ploughzone material need not be analyzed (even to The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 15 Draft under review class), except in the case of animal burials (ABGs). However, all of the ploughzone material should be scanned for specimens from species that are atypical or currently rare (e.g., lake sturgeon, lake trout) and that are probably not modern or intrusive species—namely, those that are currently extirpated (e.g., Atlantic salmon) or extinct (e.g., passenger pigeon). Knowing about the presence of these taxa, even in the ploughzone, would be useful to future researchers, including those working on metaanalyses (e.g., Guiry et al. 2016; Orchard et al. 2022). The remainder of the ploughzone can always be analyzed in more detail in the future. Having the rest of the assemblage identified to class would potentially provide useful information about whether the random sample was indeed random. 2.6 Destructive Analysis ● When selecting items to be sampled for destructive analyses, consider the value of the information gained from analyses of the portion of the specimen that is taken and the value of leaving that specimen fully intact for posterity. ● When selecting items to be sampled for destructive analyses from Indigenous archaeological sites, communicate with descendant First Nation(s) to explain the research, obtain their consent, and share the results. ● Streamline multiple types of analyses on the same specimen to maximize gains while minimizing losses. ● Avoid selecting faunal specimens that have been modified to become cultural artifacts unless special, stronger justifications are provided (e.g., research questions relate to nature of the artifact itself; artifact type is ubiquitous and artifact is the only possible sample source); that have such cultural significance “Destructive analysis (e.g. AMS dating, genetic analysis, and isotope analysis) may provide information that is not otherwise available; however, decisions about destructive analysis should be taken carefully with the likely benefits balanced against the loss of the material, and consideration as to whether the information might be obtained without destruction or at a future time. The process should be carefully documented” (International Council for Archaeozoology (ICAZ) Professional Protocols for Archaeozoology – Reitz et al. 2009). The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 16 Draft under review that any destructive treatment would be inappropriate; or that are so rare that any alteration to its physical characteristics is deemed unacceptable. ● Keep a record with the collection of which collections and specimens have received different kinds of analyses to avoid unnecessary duplication of sampling of a given specimen for application of the same technique. The creative potential of stable isotope, ancient DNA, ZooMS (protein analysis by mass spectrometry), and AMS 14C dating analyses of archaeological animal bones and teeth from Ontario archaeological sites is tremendous. These and other biomolecular techniques can generate new insights on topics at a wide range of spatial and temporal scales. Traditionally, stable isotope analysis has been used to understand the social and economic dimensions of past human subsistence. But it can also be used to understand animal husbandry and trade; the behavioural and evolutionary history of animals; and ecological issues, including past environmental conditions and how they relate to climate change (Guiry and Buckley 2018; Guiry et al. 2016, 2017, 2021; Guiry, Orchard et al. 2020; Katzenberg 1989; McGrath et al. 2019; Morris et al. 2016; Pfeiffer et al. 2016; Royle et al. 2020; Tourigny et al. 2016; van der Merwe et al. 2003). Stable isotope and biomolecular techniques typically require that a portion (usually between 10 and 1000 mg, depending on the number and types of analyses involved) of a bone or tooth specimen be removed for destructive testing (often accomplished using a handheld rotary tool (e.g., Dremel) or dental microdrill equipped with a cut-wheel or grinding burr). These kinds of analyses necessarily come with trade-offs between the value of the information gained from analyses of the portion of the specimen that is taken and the value of leaving that specimen fully intact for posterity; it is therefore It is useful to consider whether sampling would be sufficiently invasive as to affect the ability of zooarchaeologists to use the specimen’s morphological characteristics for future research. In many cases, particularly where bones are large, samples can be removed targeting broken or non-diagnostic areas so as to avoid impacting the suitability of a specimen for future morphological analyses. This issue can also be further mitigated by using sampling tools that minimize the amount of specimen lost due to cutting or drilling activities (e.g., using thinner, steel dental cut-wheels rather than thicker, carbide cut-wheels). However, when specimens are small, proportionally more, or all, of the specimen may be required for testing. In these cases, pre-sampling photographs should be taken to provide a permanent record of the specimen’s appearance. Typically, two or three images from different angles with a scale in view captured with a standard camera in good lighting will suffice to provide a sense of the specimen’s appearance and dimensions for posterity. If a bone has special diagnostic features, additional photos may be warranted. In general, it is advisable to take photos of all bones prior to sampling. Likewise, while not always possible, a “best practice” is to record standardized measurements of generic dimensions (e.g. Von Den Driesch 1976; Morales & Rosenlund 1979; Rojo 2013), particularly for specimens that are of special concern (see below). The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 17 Draft under review important that decisions about conducting destructive analyses take into account both potential gains and potential losses (Matisoo-Smith 2019; Pálsdóttir et al. 2019). ZooMS analysis can be performed using minimally invasive techniques (Evans et al. 2023). In circumstances in which the animal bone will be destroyed for the purposes of analysis comes from Indigenous archaeological sites, it is important to communicate with descendant First Nation(s) about the project, to ensure that 1) the research is completely explained; 2) the need for destructive analysis and the taxonomic and numeric scope of the sampling is justified by the principal investigator and is then agreed upon by the descendant First Nation(s); and 3) results of the analysis are shared with the descendant First Nation(s). With respect to potential losses associated with destructive analyses, there are qualitative and quantitative areas of concern: 1) the effect that sample removal will have on a specimen’s morphological characteristics; and 2) the fact that sample removal will reduce the quantity of that specimen that is available for future analyses. In “best case” scenarios, streamlining for the application of multiple types of analyses to a single sample will maximize gains while minimizing losses. There are some scenarios in which sampling for destructive analysis should be avoided. As a general rule, sampling of faunal specimens that have been modified to become cultural artifacts should be avoided unless special, stronger justifications are provided (e.g., research questions relate to nature of the artifact itself; artifact type is ubiquitous, and the artifact is the only possible sample source). It is also possible that a faunal specimen has such cultural significance that any destructive treatment would be inappropriate. In other cases, a specimen may be so rare that any alteration to its physical characteristics is also deemed unacceptable, such as when a specimen is the only example of its kind or when it represents a highly unusual discovery for a particular area. However, given that objects can now be scanned and 3D printed, this kind of total prohibition on destructive analysis is uncommon, particularly in the context of analyses involving Ontario faunal remains. Checklist for the (zoo)archaeologist: Collaborate in sample selection. “Have a sampling strategy.... Know your samples.... Obtain written permission from all relevant parties.” Document the specimen before sampling. “Take enough to maximize the likelihood of useable results.... Ensure it is easy to trace each sample from your published papers and raw data back to the holding institution, site publications, archaeological context and specialist reports.... Know what you have in your laboratory.... Share generated data.... Publish negative results” (Pálsdóttir et al. 2019:5-6). Special scenarios aside, in most cases permission to sample for destructive analysis is provided by curators or custodians after due consideration of relevant qualitative and quantitative concerns for how sampling can proceed with minimal impacts on the long-term preservation of relevant faunal collections. The following are some considerations for anticipating common concerns and mitigating sampling impacts. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 18 Draft under review In most cases, destructive analysis will impact only a small fraction of a given faunal collection. This is because faunal collections typically contain multiple examples of relevant species or elements, such that, even for projects with relatively large sampling requirements, there can be numerous specimens that are left untouched for posterity. However, some projects require samples from bones or teeth that may be the only specimens from a given site or area. In this context it is important to consider the quantity of material that would remain after sampling and whether this would prevent future analyses using other techniques. In cases where insufficient sample material would remain, it is helpful to assess whether similar samples are likely to be recovered during future excavations in the area or whether other sites in the region might contain alternative sources of similar specimens for future research. If the person pursuing permission to sample is not an experienced Ontario zooarchaeologist following the criteria set out in section 2.1, that person should consult with such an experienced zooarchaeologist before proceeding. The person conducting removing the items destined for destructive sampling needs to be someone with knowledge of appropriate handling of archaeological artefacts and of making sure contextual information for the item and for the bag it came from is retained. It is also important for curators or custodians to keep track of which collections and specimens have received different kinds of analyses to avoid unnecessary duplication of sampling of a given specimen for application of the same technique (this can be done by adding a note in the catalogue that an item has been sampled, indicating the name of the PI, the date, and the type of analysis). At the same time, it should be borne in mind that it is possible that other/future researchers may still seek to re-sample a specimen in order to confirm past results or even apply similar but enhanced techniques. It is also possible that researchers may wish to apply the same or similar techniques to a particular faunal collection but using different taxa or elements that are better suited for addressing a different set of research questions. Checklist for the archaeologist/ institution: “Create a paper trail.... Consult with specialists.... Know the project.” Sample size: “Ideally there should be an open dialogue about sample selection, sample sizes and sampling locations.” Documentation: “Require detailed documentation before sampling.... State clearly what should be returned.... Require access to resulting data.... Require clear acknowledgement of the holding institution in all publications.... Rejections should be given in a timely manner and state clearly why the request was declined. In some cases, alternative samples or sampling strategies can be suggested which would still allow a project to reach most of its goals.... Share results” (Pálsdóttir et al. 2019:6-7). Specimens from extinct or extirpated species require a special note. They are inherently of special concern, but they are also of tremendous value for current and future studies employing destructive techniques. Biomolecular analyses of specimens from extinct or extirpated species provide otherwiseimpossible opportunities to understand, among many things, the ecology of ecosystems that are no longer with us (Guiry, Buckley et al. 2020) and to answer major questions about how conservation crises unfolded in the past (Guiry, Royle et al. 2020) or how we might develop better conservation strategies The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 19 Draft under review for the future (Guiry et al. 2016). The important lessons that can be learned from these analyses need to be balanced against their relative availability and accessibility for research. Broadly speaking, analyses of specimens from extinct or extirpated species should use extra caution when specimens are particularly rare. Fortunately, specimens from many such species in Ontario (e.g., passenger pigeons, Atlantic salmon, lake trout, beavers) can be relatively abundant at archaeological sites. Specimens of the famed passenger pigeon, for example, are commonly observed at archaeological sites across Ontario (Sadler and Savage 2003). In this context, while analyses of specimens from extinct or extirpated species should not necessarily require de facto special justifications (e.g., when the analyses will not meaningfully impact the number of specimens available for future research), they should always be sampled in ways that minimize factors that could constrain future studies. Prior to submitting such specimens to destructive analysis (whether part of the item or the entire item), record relevant standard osteometric dimensions and preferentially use bones that are incomplete. 3 Reporting If we hope to share our faunal reports—to be included in larger datasets for future research—it may be wiser to write them up as stand-alone reports, complete with basic site information already covered in the licensee report. We need to provide paradata, as well as solid basic information to allow other researchers to decide whether the assemblage is worth taking further. 3.1 Personnel Credentials and Site Information ● Provide name and email address of the zooarchaeologist. ● Outline the zooarchaeologist’s academic credentials, including zooarchaeology-related courses taken and zooarchaeology-related advanced degrees. If the assemblage is Indigenous, include a brief statement of level of expertise with bone tool technology. ● Provide name and company affiliation of the licence holder. ● Title and date the report. ● Provide name and Borden number of the site. ● Provide the year(s) when the laboratory component of the analysis was conducted, as well as the name and location of the reference collection used. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 20 Draft under review ● Provide general information about the site(s), including name, relative date and cultural affiliation of site, and general location. Add citations to available publications or reports on the site. ● List and summarize the deposits included in the analysis. If possible, indicate the dates associated with each one and whether or not deposits have been disturbed since their initial deposition (e.g., plough disturbance). ● If the faunal material was sampled by the zooarchaeologist at the request of the consultant, list the sampling method with references to support/justify it. If the faunal material was sampled by the consultant, provide references to the section in the main report where the sampling methodology is explained and justified. List the approximate proportion sampled. ● Provide summary of taphonomic history of the assemblage, including how screen size or post-depositional impacts may affect interpretations. 3.2 Method ● Describe the resources used for taxonomic identification (name/location of lab and published guides used). ● Provide list of local specimens present in the collection. ● Describe how tentative identifications were handled (e.g., because of deficiencies in reference collection, morphological similarities between bones of two species). Be aware not to identify to taxonomic levels that exceed your experience or that exceed the taxa present in the reference collection. ● Define any size classes used. ● Provide details regarding your database. What and how are you recording? Define your categories and explain your criteria (e.g., completeness or portion, age and sex determination, measurements taken, taphonomic signatures, etc.). Cite any relevant sources. ● Provide bone counts of all the items in the assemblage, regardless of level of taxonomic detail (i.e., including to-class-only identifications). ● Describe quantification methods used. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 21 Draft under review ● If minimum number of individual (MNI) estimates are used, note the method used and note the skeletal element, portion, and side used in the calculations, to help people collecting samples for other scientific analyses maximize sample size. ● Describe butchery/meat cuts and detail how they were done. ● Present element or body part distribution for taxa of analytical interest and/or taxa represented by a significant number of specimens. “All published datasets should come with an “Operator's Manual” — paradata that permits informed reuse by other analysts. These reports should be included not only with zooarchaeological reports published in traditional academic venues, but also accompany primary data publication. These explanations of methodologies should contain 1) an explanation of recovery methods, 2) an explanation of identification methodology as described by Driver (2011) and, if relevant, 3) an evaluation of interanalyst variation or possible observer bias” Lau and Kansa (2018:37). It is essential that analysts be explicit and transparent about their methodological choices (for zooarchaeology, see Driver 2011; Gobalet 2001; Lyman 2002; Wolverton 2013). 3.3 Results ● Provide a general characterization of your assemblage and the results of all analyses. ● Discuss taxa in taxonomic order or by whatever makes most sense for the site (e.g., procurement method, domestic vs. wild). ● Provide a table including scientific and common names along with quantification data, separated by major context and by recovery method. ● Include information regarding relative abundance, procurement strategies, processing/butchering, cooking methods and preservation. ● Provide information regarding preferred habitat, breeding, hibernation and migration cycles of wild taxa if relevant. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 22 Draft under review ● Summarize taphonomic signatures observed on-site. ● Present separate analyses or summaries based on context that reflect the different depositional histories of individual locations (e.g., by relative date, deposit type). ● Explain how and why deposits are the same or different based on data you collected and analyses you performed. Provide a table with numbers. ● Summarize the number and type of butchery marks present on animal bones and provide a description of any evidence for trauma and pathology identified in the faunal assemblage. 3.4 Summary and Conclusions ● Provide a summary of your data and interpretations. ● Address research questions that were set or interesting data/trends that were observed. ● Where applicable, note the potential for the collection to be used for additional analyses that may help reveal patterns or relationships beyond the scope of the project (for future research). ● Briefly discuss how the faunal data may fit within a regional scheme. 3.5 List of Identifications Note the detail listed in the bullet list below. ● Store a paper copy of the identifications by provenience with the site records and with the collection. ● Label each box on the outside indicating how many boxes of faunal material there are in total. ● The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 23 Draft under review A paper copy of the identifications by provenience must be stored with the site records and with the collection. Each box should have a label on the outside indicating how many boxes of faunal material there are in total. This makes the job of any future researcher a bit easier in case an electronic data set is no longer available and that person, for whatever reason, cannot get access to hard copies of the report via the consultant or the Ministry. Also, it would help future researchers determine whether they have got all the bags/boxes in the collection. Since with a few exceptions (e.g., sturgeon dermal scutes) making the taxonomic identification requires knowing the element, the element identification will be made anyway, and then it may as well be written down. According to what we know of nineteenth-century butchery practices and market prices in North America, the perceived quality and hence price of the meat cuts varies along the thoracic spine. Therefore, cow thoracic vertebrae and ribs on eighteenth- through twentiethcentury sites should be identified at least to the anterior, middle, or posterior of column whenever possible, to get some idea of meat cuts. The list for the specimens identified to the lowest taxonomic level feasible should include, where applicable and where required: o o o o o o o o o o o o o o o o o mesh size (just in case the database ever becomes separated from the report) name of the analyst collection used provenience scientific name and common name for the taxonomic identification the element name; for vertebrae of sheep/goat and pig, this should include the part of the column and the number; for cow thoracic vertebrae this should additionally include the approximate location (anterior, mid, posterior in thoracic series); for cow ribs, this should include the approximate location (anterior, mid, posterior in series) side of body the element is from or axial portion or fragment of the specimen skeletal age of the specimen (epiphysis fused, fusing, unfused) evidence of burning location of butchering cut and implement used for butchering brief description of artifactual modification presence of pathology presence and nature of gnawing presence of traces of digestion evidence of erosion relationship to other specimens in the sample in the case of associated bone groups The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 24 Draft under review Optional: o o o o o 4 age estimate of the animal it came from if possible sex of animal it came from type of burning nature of pathology photos of the artifacts and typical types of butchering evidence Short- and Long-Term Care Bone that is broken is often more difficult to identify, resulting in loss of data resolution. Therefore care should be taken to avoid any further breakage during excavation, transport, and storage. The guiding rationale for any decisions around handling and packing of faunal remains should be to avoid rotting or other degradation, mechanical damage and/or breakage, or loss of associated provenience information. Beyond that, it makes sense to us to ensure that any Even collections not destined for recommendations do not conflict with Sustainable Sustainable Archaeology would Archaeology requirements (see benefit from following the general http://sustainablearchaeology.org/proceduresSustainable Archaeology guidelines, practices.html#pakcaging), so that collections may be as they are aimed at ensuring the placed in Sustainable Archaeology facilities. It also makes long-term preservation and sense to us to be mindful of the fact that consultant sustainability of collections. zooarchaeologists operate in an environment with funding constraints and that best practices for packaging and labelling, while obviously ideal, could use up funds that might be better spent elsewhere in the process. It should be understood that the consulting firm is responsible for the costs involved—either directly, through employment of their staff in best practices of packaging and labelling, or indirectly, through payment to subcontracted zooarchaeologists. In some instances, First Nations have outlined preferred storage protocols for artifacts, including animal bone, from their ancestors’ sites. In these cases, archaeologists should make every effort to respect these protocols, and at the same time ensure the preservation of bone for future research. 4.1 Packing in the Field ● Handle and pack faunal remains to avoid rotting or other degradation, mechanical damage and/or breakage, or loss of associated provenience information. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 25 Draft under review ● Where First Nations have outlined preferred storage protocols for artifacts, including animal bone, from their ancestors’ sites, respect these protocols, and at the same time ensure the preservation of bone for future research. ● Place faunal material in paper or plastic bags. ● Label bags in such a way that the label cannot rub or fall off. ● Separate out fragile from non-fragile items, to avoid breakage. Upon excavation, faunal material should be placed in labelled paper or plastic bags. Paper bags should be labelled in ballpoint pen or indelible marker directly onto the outside of the bag. Plastic patch bags must be labelled directly on the patch using ballpoint pen or indelible marker. Clear plastic bags must be labelled using either a Tyvek label or similar inserted into the bag, or a paper label inside a little plastic bag inserted into the main bag, or a sticker affixed to the inside of the bag. Marker must not be used on the outside of non-patch plastic bags, because there is a risk it will rub off over time. Stickers or masking tape must not be affixed to the outside of the bag, because there is a risk the adhesive will fail over time. Unwashed bone should not be left in plastic bags for more than a few days, in order to ensure that the contents do not go mouldy. Small holes may be punctured in plastic bags used for field packing using a paperclip or mechanical pencil to facilitate drying. We argue that the packing in the field should separate out fragile from non-fragile items, to avoid breakage. This can be done subjectively, rather than strictly by zoological class, to avoid the field crew having to use up to six bags for each context. Fish and micro-mammals should be kept separate at all times, before and after field recovery, from other large and heavy non-faunal finds and from the larger mammal (roughly anything larger than dog, and certainly anything larger in either dimension or weight than either a golf ball or a tennis ball). For example, we really do not want the end of a cow limb bone bagged with the passenger pigeon and perch bones at any point. Eggshell and remains of invertebrates should be bagged separately. Mollusc shell should be bagged separately, as shell will behave differently than bone as it dries out. If there are multiple items of larger mammal tooth row with in-situ dentition, with enamel visible in the field (i.e., not protected by mud), these should be packaged in such a way that the teeth cannot come into contact with each other and cause spalling. 4.2 Cleaning and Re-packing by the Consultant ● Clean faunal material promptly to avoid deterioration. If the soil matrix is easily removed with a dry brush, use only a dry brush. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 26 Draft under review ● Handle and pack faunal remains to avoid rotting or other degradation, mechanical damage and/or breakage, or loss of associated provenience information. ● Where First Nations have outlined preferred storage protocols for artifacts, including animal bone, from their ancestors’ sites, respect these protocols, and at the same time ensure the preservation of bone for future research. If the curating institution requires labelling of the remains themselves and if the descendant group(s) permit it, label them in such a way that the label cannot rub or fall off. ● Separate out fragile from non-fragile items, to avoid breakage. ● Make sure items are completely dry before re-bagging. ● Label bags in such a way that the label cannot rub or fall off. ● Place faunal material in plastic bags. ● Place each item worked bone or manufacturing waste in its own bag or container, with full provenience information. “...the first step in processing artifacts coming out of the field is to clean them, in order to properly expose surfaces for analysis, and to remove any residues that, if left long term with the artifact or in a bag of artifacts, can cause degradation” Sustainable Archaeology http://sustainablearchaeology.org/procedures-practices.html. Faunal remains that are not clean can degrade over time and can be more difficult to identify, resulting in loss of data resolution. Therefore, bone and shell should be cleaned at some point not too long after excavation, either by the consultant’s lab personnel or by the zooarchaeologist. For bone, usually this is best done by very gentle brushing with a toothbrush, optionally preceded by agitation in water. The key word is gentle, as vigorous brushing can cause damage, as well as alteration to the surface that could be mistaken for working or burnishing. Care must be taken, particularly with fragile items, such as fish bones, to ensure items are not damaged or broken during cleaning. Sustainable Archaeology recommends that faunal material should never be fully immersed in water, but we would argue that there are situations where full submersion would be appropriate. For certain kinds of soil matrix, it allows the adhering sediment to dissolve off rather than having it turn to a layer of sludge on the surface. The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 27 Draft under review The decision whether to wash or not should be left up to the lab personnel or the zooarchaeologist, who are in a position to decide which method of cleaning is most appropriate. There are arguments to be made against washing: it avoids another handling procedure that could result in provenience errors; it avoids breakage or damage to the surface of the specimen if it became spongy; it avoids distortion that might affect osteometrics; and it avoids removing residue that might be useful in future analysis. The most appropriate treatment will also be dependent on the soil conditions. We agree with the following from the Sustainable Archaeology website: “Artifacts should be laid out and allowed to dry naturally away from direct sources of heat (e.g., direct sunlight, radiator, or space heater).” We emphasize the necessity for the bones to be absolutely dry before being packed and stored. Fish scales and fish otoliths (which are calcium carbonate) should not be washed at all, as this can easily damage the outer margin, which is crucial for seasonality studies. As noted by Sustainable Archaeology, unstable bone, horn, the keratinous covering on turtle shell, and gastropod shell should not be washed with water. Cleaned items should be bagged separately from items that still have some soil matrix adhering. Some of us have had experience with older collections that had been bagged in Kraft paper bags, plastic bags, or gel vials that, decades later, are disintegrating. The faunal material has to be absolutely dry before it is packed, to prevent moisture build-up inside the bag or vial. As an extra precaution, each zip-locking bag should have perforations made with a paperclip or similar to allow any remaining moisture to escape. The packing in the lab should retain the separation of fragile from non-fragile items achieved in the field. Multiple items of mammal tooth row with in-situ dentition should be bagged in such a way that the teeth cannot come into contact with each other and cause spalling. The zooarchaeologist may decide to further subdivide the collection based on the research objectives or other considerations, including protection of fragile items. Each of these further sub-bags should be labelled with the catalogue number(s). Each item of worked bone or manufacturing waste should go in its own bag or container, with full provenience information, since the worked bone and debris may, after analysis, be stored separately from the non-worked bone. For the main/outer bag for each context, we suggest that patch bags should have full provenience labelling (site/location, Borden number, full context info, material type) on the patch in ballpoint and that non-patch bags should have a paper or Tyvek label inside the bag—because marker writing on the outside of non-patch bags can rub off. If there is a paper label inside the bag, then all of the bone must be further bagged in plastic sub-bags so that the bone is not in contact with the non-archival paper provenience label. Placing the label from the original bag into the plastic bag could prove useful in cases where provenience info on the patch label or on the bag insert is incomplete, because it will list the excavators (something that is not required for the Sustainable Archaeology labelling) and can thus be The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 28 Draft under review tied to the field notes in more detail, especially for units or features that were excavated over several days. Catalogue numbers do not need to be assigned at the Separating within classes except for preliminary report stage. However, we recommend that dentition tends not to be helpful, the faunal material be assigned a single catalogue because the zooarchaeologist will number and count per unique provenience, and that almost inevitably use different criteria this should be written on the respective bag labels. This than the lab personnel to subdivide numbering can take place either before completion of the collection below class. Even the preliminary report or after completion of the separating out the butchered material preliminary report, depending on preference, but it and worked bone is not helpful, since should happen before the material is handed over to non-specialists are not always the zooarchaeologist for analysis. The zooarchaeologist accurate in assessing what has and should run a parallel numbering system for the faunal has not been butchered or identification numbers and add their number (or artifactually modified, and since the number range) to the bag labels. Note that this faunal zooarchaeologist will be looking at identification number forms part of an analytical the material by taxon and by element, numbering system, as distinct from the catalogue and then describe any butchering or numbering system mentioned above. Where the two cut marks or artifactual alteration as systems do not match up, this faunal identification they record each item. number does not need to be tied to the main catalogue numbering system. However, the database produced by the zooarchaeologist should of course contain those main catalogue numbers as well as the faunal identification numbers. In a consulting setting, if the person in-house doing the sorting to class has some experience in identification of faunal remains, bag counts by class may be noted on the bags, as this may save money where there is a differential in hourly rate (even if the in-house class assignments are not 100% accurate). In all cases, the faunal analyst should be the one responsible for assigning faunal identification numbers beyond that main number per unique context. Any labelling on the bones themselves should follow Sustainable Archaeology guidelines. For the inner bags, use patch bags or regular bags with internal stickers, so that the zooarchaeologist can easily label them with the zooarchaeological catalogue number range and the label cannot become separated from the sub-bag. It would be good practice to label any inner bags with full provenience info in the lab as well, but that is not quite as crucial, since each sub-bag will have the catalogue number written on it by the zooarchaeologist, and this allows it to be tied to its provenance. Bag labelling can take up a lot of time, so it may not be feasible to require that every single bag is labelled with full provenience info. Again, that time and money might be better spent elsewhere in the process. However, if full The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 29 Draft under review provenience information is not given on the inner bags, then each inner bag must be labelled with the catalogue number range. We completely agree with Sustainable Archaeology’s requirement that “artifact bags should not be more than two-thirds full; they should not be overstuffed” and with the statement “do not force an oversized object into a bag.” Both of these practices can cause breakage and they make it timeconsuming for the zooarchaeologist to fit everything back into the bag it came from. Bones should be placed inside the main bag in such a way that fragile fish and bird bones do not end up underneath heavy mammal bones and that any plastic vials used do not end up crushing bone that is not in vials. The main bags should, in turn, be placed in the box in a way that also prevents crushing. In general, boxes should not exceed the dimensions of a letter-sized banker’s box, unless the items themselves exceed those dimensions (e.g., complete horse skull). Boxes should also not be overstuffed. Insert trays can be used to make optimal use of space. In the case of faunal material, Sustainable Archaeology’s maximum weight of 13.6 kg per box will almost always be too much to ensure the integrity of the material, so boxes should not be filled to that maximum weight. For collections taking up more than one box, the faunal remains should be boxed separately from other classes of artifacts, because this goes partway toward protecting fragile material. For collections fitting into one box, it may not be necessary to pack separately in order to protect fragile material. Boxes should be labelled with full site information, the consultant’s name, the artifact type, the zooarchaeologist’s name, and the catalogue number range of the bags within it. 4.3 Re-packing by the Zooarchaeologist ● Separate and bag any worked bone or debris that went unrecognized in the initial sort, and label the bag with full provenience information and the catalogue number. ● If necessary to avoid breakage, further subdivide the collection into sub-bags. ● Make sure any sub-bags added in the faunal lab are labelled with the catalogue number range. ● Wherever feasible, sequence the bags within the box to match the main catalogue. To speed up data entry and make it easier for future researchers to relocate individual bones, the material should be organized in such a way that the contents of the box match the contents of the faunal identification list in the respective final licence report. The bags should be sequenced to match the main catalogue (i.e., by context), and within that, the faunal identification number list, with the possible exception of historic sites with lots of tiny bags from mixed/redeposited contexts. Then The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 30 Draft under review organizing that material in such a way that the bags remain in provenience sequence at all times may not be as crucial. All of the sub-bags added in the faunal lab should be labelled with the unique catalogue number or catalogue number range assigned by the zooarchaeologist that ties the faunal remains to the zooarchaeology catalogue. The outer bag should be labelled with the catalogue number range as well. Since packing appropriately in order to avoid breakage is a bit subjective, it may be necessary for the zooarchaeologist to further subdivide the collection during analysis and create extra sub-bags. The general recommendation should be to subdivide and package fauna in such a way as to maximize data preservation and minimize the potential for subsequent damage, and not to prioritize cost savings through the minimal use of packing supplies. It may also be necessary for the zooarchaeologist to label additional bags for worked bone that went unrecognized in the field or the lab, and these should be labelled with full provenience info. A paper copy of the faunal identifications list, containing catalogue numbers, faunal identification numbers, and the identifications, themselves should be inserted into the first of the faunal boxes relating to each licence report. Bibliography Baker, Polydora, and Fay Worley 2019 Animal Bones and Archaeology: Recovery to Archive. Historic England, Portsmouth. https://historicengland.org.uk/images-books/publications/animal-bones-and-archaeology/ Banning, Edward B. 2020 Spatial Sampling. 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PhD dissertation, School of Archaeology and Ancient History, University of Leicester. https://lra.le.ac.uk/bitstream/2381/39388/1/2016TOURIGNYEDPhD.pdf 2017 Minimum Sample Sizes, Recovery Techniques, and the Reporting of Animal Bones from Historic Period Assemblages in Ontario. Ontario Archaeology 97:44–61. Tourigny, Eric, Richard Thomas, Eric J. Guiry, Richard Earp, Andrew Allen, Jamie L. Rothenburger, Dennis Lawler, and Marc Nussbaumer 2016 An Osteobiography of a 19th‐Century Dog from Toronto, Canada. International Journal of Osteoarchaeology 26:818–829. https://doi.org/10.1002/oa.2483 Ullah, Isaac I., Paul R. Duffy, and Edward B. Banning 2015 Modernizing Spatial Micro-Refuse Analysis: New Methods for Collecting, Analyzing, and Interpreting the Spatial Patterning of Micro-Refuse from House-Floor Contexts. Journal of Archaeological Method and Theory 22:1238–1262. https://doi.org/10.1007/s10816-014-9223-x van der Merwe, Nikolaas J., Ronald F. 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Relative ubiquity in previously analyzed faunal assemblages is categorized along the following scale: Ubiquitous (i.e., present in essentially all assemblages) > Common (i.e., present in most assemblages) > Moderate (i.e., present in fewer that 50% of assemblages) > Rare (i.e., present in very few assemblages). Introduced and/or modern domestic animals are labelled as "Settler-era" in the Ubiquity column. (Super)class Order Family Genus Ubiquity Bivalvia Bivalvia Bivalvia Bivalvia Bivalvia Gastropoda Gastropoda Gastropoda Unionoida Unionoida Unionoida Unionoida Ostreoida Neotaenioglossa Neotaenioglossa Basommatophora Unionidae Unionidae Unionidae Unionidae Ostreidae Pomatiopsidae Pleuroceridae Lymnaeidae Elliptio Potamilus Ligumia Lampsilis Crassostrea Pomatiopsis Pleurocera Pseudosuccinea Common Gastropoda Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Stylommatophora Acipenseriformes Lepisosteiformes Amiiformes Salmoniformes Salmoniformes Salmoniformes Salmoniformes Esociformes Gadiformes Gadiformes Gadiformes Clupeiformes Cypriniformes Cypriniformes Cypriniformes Cypriniformes Polygyridae Acipenseridae Lepisosteidae Amiidae Salmonidae Salmonidae Salmonidae Salmonidae Esocidae Gadidae Gadidae Gadidae Clupeidae Catostomidae Catostomidae Catostomidae Cyprinidae Actinopterygii Actinopterygii Actinopterygii Cypriniformes Siluriformes Siluriformes Cyprinidae Ictaluridae Ictaluridae Triodopsis Acipenser Lepisosteus Amia Salmo Salvelinus Coregonus Prosopium Esox Gadus Melanogrammus Lota Clupea Catostomus Moxostoma Carpiodes Semotilus various genera (baitfish sized) Ameiurus Ictalurus Settler-era Rare Rare [land snail; likely intrusive] Common Moderate Common Moderate Common Common Rare Common Settler-era Settler-era Moderate Settler-era Common Moderate Rare Moderate Rare Common Common The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 40 Draft under review Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Actinopterygii Amphibia Amphibia Amphibia Amphibia Reptilia Reptilia Reptilia Reptilia Reptilia Reptilia Reptilia Reptilia Reptilia Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Siluriformes Anguilliformes Perciformes Perciformes Perciformes Perciformes Perciformes Perciformes Perciformes Perciformes Anura Anura Caudata Caudata Testudines Testudines Testudines Testudines Testudines Testudines Testudines Testudines Squamata Gaviiformes Podicipediformes Suliformes Pelecaniformes Pelecaniformes Pelecaniformes Anseriformes Anseriformes Anseriformes Anseriformes Anseriformes Anseriformes Anseriformes Anseriformes Anseriformes Anseriformes Anseriformes Ictaluridae Anguillidae Moronidae Centrarchidae Centrarchidae Centrarchidae Centrarchidae Percidae Percidae Sciaenidae Bufonidae Ranidae Proteidae various families Chelydridae Kinosternidae Emydidae Emydidae Emydidae Emydidae Emydidae Trionychidae Colubridae Gaviidae Podicipedidae Phalacrocoracidae Ardeidae Ardeidae Ardeidae Anatidae Anatidae Anatidae Anatidae Anatidae Anatidae Anatidae Anatidae Anatidae Anatidae Anatidae Noturus Anguilla Morone Ambloplites Lepomis Micropterus Pomoxis Perca Sander Aplodinotus Anaxyrus Lithobates Necturus various genera Chelydra Sternotherus Chrysemys Emydoidea Glyptemis Graptemys Terrapene Apalone various genera Gavia Podiceps Phalacrocorax Botaurus Ardea Nycticorax Anser Chen Branta Cygnus Anas Aix Aythya Histrionicus Melanitta Clangula Bucephala Rare Moderate Moderate Moderate Common Common Rare Common Common Moderate Rare Moderate Rare Rare Common Rare Common Moderate Moderate Rare Rare Rare Rare Common Moderate Rare Rare Rare Settler-era? Common Rare Moderate Rare Moderate Moderate Moderate Moderate The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 41 Draft under review Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Aves Mammalia Mammalia Mammalia Mammalia Mammalia Anseriformes Anseriformes Anseriformes Anseriformes Accipitriformes Accipitriformes Accipitriformes Accipitriformes Accipitriformes Accipitriformes Falconiformes Galliformes Galliformes Galliformes Galliformes Gruiformes Gruiformes Charadriiformes Charadriiformes Columbiformes Columbiformes Strigiformes Strigiformes Strigiformes Strigiformes Strigiformes Strigiformes Piciformes Piciformes Piciformes Piciformes Piciformes Passeriformes Passeriformes Passeriformes Soricomorpha Soricomorpha Lagomorpha Lagomorpha Lagomorpha Anatidae Anatidae Anatidae Anatidae Pandionidae Accipitridae Accipitridae Accipitridae Accipitridae Accipitridae Falconidae Phasianidae Phasianidae Phasianidae Phasianidae Rallidae Gruidae Laridae Laridae Columbidae Columbidae Strigidae Strigidae Strigidae Strigidae Strigidae Strigidae Picidae Picidae Picidae Picidae Picidae Corvidae Corvidae various families Soricidae Talpidae Leporidae Leporidae Leporidae Lophodytes Mergus Somateria Oxyura Pandion Haliaeetus Circus Accipiter Buteo Aquila Falco Bonasa Falcipennis Gallus Meleagris Fulica Grus Larus Sterna Zenaida Ectopistes Otus Bubo Strix Surnia Asio Aegolius Colaptes Dryocopus Melanerpes Picoides Sphyrapicus Cyanocitta Corvus various genera various genera various genera Sylvilagus Oryctolagus Lepus Rare Moderate Rare Rare Rare Moderate Moderate Moderate Rare Common Moderate Settler-era Common Rare Common Rare Rare Rare Ubiquitous Rare Rare Moderate Rare Rare Moderate Rare Rare Rare Rare Rare Moderate Moderate Rare Rare Moderate Settler-era Common The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 42 Draft under review Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Mammalia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Rodentia Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Carnivora Perissodactyla Artiodactyla Artiodactyla Artiodactyla Artiodactyla Artiodactyla Artiodactyla Artiodactyla Artiodactyla Sciuridae Sciuridae Sciuridae Sciuridae Sciuridae Castoridae Cricetidae Cricetidae Cricetidae Cricetidae Cricetidae Dipodidae Muridae Muridae Erethizontidae Canidae Canidae Canidae Ursidae Procyonidae Mustelidae Mustelidae Mustelidae Mustelidae Mustelidae Mephitidae Felidae Felidae Felidae Equidae Suidae Cervidae Cervidae Cervidae Cervidae Bovidae Bovidae Bovidae Tamias Marmota Sciurus Tamiasciurus Glaucomys Castor Peromyscus Microtus Ondatra Phenacomys Synaptomys Zapus Rattus Mus Erethizon Canis Vulpes Urocyon Ursus Procyon Martes Mustela Neovison Gulo Lontra Mephitis Felis Lynx Puma Equus Sus Odocoileus Alces Rangifer Cervus Bos Ovis Capra Common Common Common Common Rare Common Common Common Common Rare Rare Rare Settler-era Settler-era Moderate Ubiquitous Common Moderate Common Common Common Moderate Moderate Moderate Moderate Settler-era Rare Settler-era Settler-era Ubiquitous Moderate Rare Moderate Settler-era Settler-era Settler-era The Ontario Archaeological Society Inc. Encouraging the ethical practice of archaeology. 43 View publication stats