Plato's Banishment of Poetry
Plato's Banishment of Poetry
Plato's Banishment of Poetry
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MORRISS
Plato's
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Banishment
professor
of Eng-
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of
Poetry
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The poet, on the other hand, is likely to
produce only "images of beauty."
Admittedly, the Republic is not to be
found among actual states, but then, the
true philosopher does not live on the same
plane with ordinary men. In his search for
justice, Socrates states:
When we set out to discover the essential nature
of justice and injustice and what a perfectly just
and a perfectly unjust man would be like, supposing them to exist, our purpose was to use them
as ideal patterns; we were to observe the degree
of happiness or unhappiness that each exhibited,
and to draw the necessaryinference that our own
destiny would be like that of the one we most resembled. We did not set out to show that these
ideals could exist in fact. (Republic V, 472)
He recognizes that theory can never be completely realized in practice, for action always comes less close to truth than thought.
He asks, "Is our theory any the worse, if we
cannot prove it possible that a state so organized should be actually founded?"
(ibid). The Republic, then, is an honest
and courageous attempt to cut through the
confusion inherent in any society already
realized.
Later, Socrates proposes that the philosopher-king may be effective even in an actual
state. The philosopher, in companionship
with the divine order, will first reproduce
that order in his own soul:
Suppose, then, he should find himself compelled
to mould other charactersbesides his own and to
shape the pattern of public and private life into
conformity with his vision of the ideal, he will
not lack the skill to produce such counterpartsof
temperance,justice, and all the virtues as can exist in the ordinary man. And the public, when
they see that we have describedhim truly, will be
reconciled to the philosopher and no longer disbelieve our assertionthat happinesscan only come
to a state when its lineaments are traced by an
artist working after a divine pattern. (Republic
VI, 500)
The philosopher's role is to create a humanity true to its highest possibilities, not
to pander to the confused emotions of ignorant men. The guide of the philosopher,
the true artist, should be the ideal model of
virtue. He is a lover of truth and reality.
The institutions described in the Republic
will certainly be the best if they can be
realized. And Plato rather sanguinely states
that "to realize them, though hard, is not
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impossible" (VI, 502). A true utopia, a "nowhere" such as Sir Thomas More's, may be
a social satire, a skeptical attack on existing
institutions. The Republic, however, is no
flight of the imagination; the dialogue represents Plato's attempt to suggest the Form
of the state.
Therefore, one cannot dismiss the attack
on poetry in the Republic merely on the
basis of its presenting an ideal state. If a
critic is justified in dismissing any part with
which he happens to disagree, there is no
limit to the material he can ignore. The
Republic is neither an impossible ideal nor
a blueprint for a possible state; its contribution is both to politics and to ethics. Like
Aristotle, Plato identifies the good of the
individual with that of the state. A. E. Taylor comments on the purpose of this dialogue: "It has sometimes been asked
whether the Republic is to be regarded as a
contribution to ethics or to politics. Is its
subject 'righteousness', or is it the 'ideal
state?' The answer is that from the point of
view of Socrates and Plato there is no distinction, except one of convenience, between morals and politics. The laws of
right are the same for classes and cities as
for individual men. But one must add that
these laws are primarily laws of personal
morality; politics is founded on ethics, not
ethics on politics." 13 Plato proposes a guide
for man to order his life, not a utopian
scheme for intellectual amusement. He intends his precepts concerning ethics to be
universally applicable no less than does
Kant. Few men may follow the categorical
imperative, but men's failing does not render the principle less true. So while any
thoughtful discussion of the Republic's
applicability to our humdrum existence is
valuable, one must still consider whether
Plato seriously and consistently attacks poetry in this dialogue and elsewhere.
The second method of making Plato a
patron of the arts does not attack the purpose of the Republic but the seriousness of
Plato in banishing poets. Following Sir
Philip Sidney's example, these apologists
claim that Plato condemns only the abuse
of poetry. The Laws thus represents Plato's
awakening to the necessity of poetry in
human life; the Ion becomes an expose of
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Yet Plato has already admitted in the Republic X that Homer is "the first and greatest of the tragic poets." But truth must not
be sacrificed for personal satisfaction: "if
the dramatic poetry whose end is to give
pleasure can show good reason why it
should exist in a well-governed society, we
for our part should welcome it back, being
ourselves conscious of its charm; only it
would be a sin to betray what we believe to
be the truth. You too, my friend, must have
felt this charm, above all when poetry
speaks through Homer's lips" (X, 606). Of
course Plato is charmed. But he does not on
this account accept disruptive poetry into a
well-run state.
Rather than question the Laws, however,
most critics agree that here Plato offers a
serious theory of art. Warry states that "in
the Laws, which, though it lacks the literary
power of the Republic, offers us a far saner
and more practical version of an ideal
State, no automatic criterion of poetry and
art is offered. Instead, tragedy and comedy
are cautiously admitted, subject to
reservation." 19 Grube agrees that "by far
the most mature, as well as the most complete, discussion of art, is to be found in the
Laws, where it should be noted we are no
longer dealing with the ideal state." 20 Just
as a man at the north pole can move only
south, any variation in the perfect Republic
must be for the worse. The less visionary
Laws, however, seems to allow as much poetry as needed to regulate the souls of imperfect men.
But Plato's treatment in the Laws is at
heart almost exactly the same as in the Republic. Both admit only praises of noble
men and of gods; neither dialogue allows
evil in poetry. Both the Republic (III, 400)
and the Laws (VII, 810) allow poetry to
stimulate harmony in the young. And even
the Republic X, 606 states that "we can
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of Poetry
admit into our commonwealth only the poetry which celebrates the praises of the gods
and of good men." The Laws would require
the poet to "express, as he ought, by fair
and noble words, in his rhythms, the figures, and in his melodies, the music of temperate and brave and in every way good
men" (II, 660). The major difference between the dialogues is that the Republic
defends this restriction philosophically
while the Laws is more concerned with implementing the selection of such noble poetry. The art Plato seems to accept, however, is not actually poetry, but philosophical and didactic discourse.
The argument so far has been essentially
negative. The Republic cannot be dismissed as an "ideal," nor do Plato's comments elsewhere constitute an endorsement
of poetic inspiration or of ethical poetry.
His mistrust of poetry obviously exists side
by side with his love of poetry. The task
remaining is to see whether Plato's reasons
for banishing poetry are consistent and well
thought out. If the Laws and the Republic
do indeed contain the same attitude toward
art, the discussion of poetry in the Republic
X should apply equally to both dialogues.
The Republic X, the source of most of the
controversy over Plato's aesthetics, alone
contains his explicit expulsion of poetry. In
this book, he first considers poetry's misleading of the intellect, then its catering to
the emotions. Poetry is guilty of both offenses. In 595-99 Plato argues that a carpenter
follows a divine form in making a bed, and
an artist copies that imitation. Plato then
explicitly analyzes the analogy between the
painter and the poet. At this point he seems
to leave room for poetry which encourages
virtue and restraint as he has suggested in
the second and third books of the Republic.
But Plato then extends his attack to all poetry in the Republic X, 601-7. Poetry, by
stimulating the emotions, confuses the intellect. Although he does not advance new
arguments concerning poetry's effect on the
emotions, the previous four books have introduced a theory of the soul which renders
poetry, an appeal to the soul directly
through beauty, largely unnecessary. The
soul's perception of beauty is to be mediated through knowledge, not immediately
grasped through the emotions. Nevertheless, Plato then seems to permit poetry to
reenter the state precisely under the same
conditions as in Books II and III. Since
Plato feels that he has banished poetry, his
admission of didactic verse must have little
resemblance to what he deems to be poetry.
The combination of his censure of poetry
with his "poetic" style creates a problem of
interpretation, but the confusion is ours,
not Plato's.
The Republic X is central to any discussion of Plato's aesthetics, both for its inherent philosophy and for its historical importance. Without this book, most critics
would take little offense at Plato's insistence
on the moral judgment of poetry. The earlier parts of the Republic and most of the
Laws present a fairly acceptable attack on
obviously immoral poetry and on foolish
misinterpretations by the uneducated. His
epistemological attacks on poetry and his
ad hominem attack on Homer in Book X,
however, have seldom appealed to readers.
Critics are at loggerheads over the role of
the tenth book in the dialogue as well as its
content. Cornford states in his translation
of the Republic that "the attack on poetry
in this Part has the air of an appendix, only
superficially linked with the preceding and
following context. Possibly the strictures on
dramatic poetry in Chapter IX had become
known and provoked criticism to which
Plato wished to reply." 21 Havelock, on the
other hand, states that "an author possessing Plato's skill in composition is not likely
to blunt the edge of what he is saying by
allowing his thought to stray away from it
at the end." 22 Both agree that the discussion of poetry is a break in the argument of
Republic IX and the Myth of Er.
The first books of the Republic are tentative positions in Plato's study of man and
the state. Plato's comments on poetry are
not extreme here; his ideals obviously resemble those in the Laws. But scholars have
often debated the exact relationships between these first thoughts on poetry and the
final statement in the tenth book of the
dialogue. One argument maintains that
Plato was serious in the first part; in the
last book he is stretching the point. Plato's
argument may carry him further than he
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would willingly go: "In X. there is an unmistakable trace of sophistry, a use of arguments which cannot have appealed to the
better judgment of the writer; the reasoning in II. and III. is direct, serious, and
convincing.... In the latter book he seems
to be seeking strictly philosophical considerations to support the verdict of the earlier
passage, to be trying to show that this almost a priori conclusion is in harmony with
the great principles upon which the Republic rests." 23 Superficially, Plato does seem to
change his position.24 In Book II he attacks
the content of contemporary poetry, in
Book III the form. Some more useful and
purified poetry would then be a possibility.
But Plato progressively develops the description of the best state and of the ruler
of that state. In the fourth book he discusses the nature of the soul. In the tenth
book he shows the effects of the lesser
beauty of poetry on the soul. The enlightened soul should contemplate the beauty of
virtue directly. Knowledge, not the impure
mixture of emotion and thought found in
poetry, should guide man. Since the last
part of the Republic was probably written
much later than the earlier parts, we may
conjecture that the tenth book answers
some contemporary objections to his previous discussion of poetry.25 Plato states
that "our commonwealth has many features
which make me think it was based on very
sound principles, especially our rule not on
any account to admit the poetry of dramatic representation. Now that we have distinguished the several parts of the soul, it
seems to me clearer than ever that such poetry must be firmly excluded" (X, 595). The
reason for the exclusion is that poetry may
injure minds which do not understand its
true nature.
Critics not only disagree on the relationship of the tenth book to the rest of the
dialogue but they question the relevance of
his comments to any useful study of poetry.
Havelock argues that the Republic does not
launch a philosophical attack on the poets,
but rather proposes a social criticism. He
states that the political framework of the
dialogue may be utopian, but Plato is serious about the role of poetry in education.
"It is obvious that the poetry he is talking
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does indicate his interest in continuing the
dialectic. The truth will emerge from the
confrontation of Plato's attack and the
poet's defense, not from an uncritical acceptance of the philosopher's words.
In short, Plato's condemnation of imaginative literature in the Republic X is consistent with his attack on empty rhetoric
and misguided literary criticism. His statements about inspiration and the ethical
uses of poetry, while historically important,
do not contradict his insistence that language must at all times point the way to
virtue. Plato's frequent quotations from poetry and his own masterful style show a
powerful response to the charm of language. But as he says, "We must take a
lesson from the lover who renounces at any
cost a passion which he finds is doing him
no good" (X, 607). Certainly, Plato loved
beauty, and especially the beauty of poetry.
Nevertheless, poetry, as beautiful language,
had to be banished from the well-run state
for its ethical as well as for its intellectual
dangers.
A few concluding generalizations may
put the problem in perspective. One must
admit that Plato's aesthetics is not fully developed in the dialogues. While his thought
reveals a surprising unity for such a varied
approach to philosophy, Plato almost always considers art as incidental to some
other study. By evaluating poetry only in
terms of its immediate ethical and intellectual effects, Plato closes the door to any
metaphysical or formalist criticism. His assumptions concerning the soul might be
called into question; the treatment of poetry rests on his analysis of the tripartite
soul. Plato largely denies the importance of
the lesser elements, for the spirited and the
appetitive elements must always be subordinate to the rational. Whereas the dialectic
appeals primarily to the rational element,
poetry appeals chiefly to the emotion,
whether to the nobler passions or to the
senses. Such dialogues as the Phaedrus and
the Symposium have, of course, suggested
that love and beauty can lift the soul in its
contemplation of virtue. But Plato does
not, in his final analysis, allow poetry to
strengthen the rational element through
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Cornford,
22Havelock,
21
p. 321.
p. 3.
Taylor,
pp. 279-80.
p. 322.
p. 30.
30Sir Philip Sidney, Prose Works, ed. Albert Feuillerat (Cambridge, 1963), III, 10.
31 Grube,
p. 202.
32 See
Republic III, 398.
33Paul Friedlander, Plato: An Introduction (New
York, 1964), p. 121.
34 Friedlander, p. 124.
35See Arnold Toynbee, Civilization on Trial (New
York, 1958), pp. 47-54.
36 Gilbert Murray, Greek Studies (Oxford, 1946),
p. 37.
37Friedlander, p. 118.
28 Cornford,
29
Havelock,
38
Havelock,
p. 5.