Nate Michals

Jazz History/MUS 341 Final Paper

4/21/2003

Wayne Shorter: Aspects of Harmony and Composition 1964-1967 and after

During the period of Wayne Shorters life from 1964 through 1967 he wrote many
compositions. He recorded these and performed both with himself as bandleader as well
as in various ensembles led by the venerable Miles Davis. Following this time period he
also became involved with a jazz-fusion ensemble led by Joe Zawinul by the name of
Weather Report. In this paper I will discuss aspects of Shorters harmonic and
compositional style as evidenced by analysis of 10 of his works.

On April 29 of 1964, the album Night Dreamer was recorded, as were many of his
other releases, on the Blue Note record label. The form of the song is a fairly simple
AABA. The chord progression is also fairly simple and tonal. The basic chord
progression is: I-bIII-bVI-V-I. In this case he uses bIII as a secondary dominant which
moves directly to bVI. This tune also utilizes mixed modes of major and minor. A major
key does not have a naturally occurring bIII chord. Night Dreamer is in the key of G
major and the tonic chord is a G Major 7th chord. The mixed mode occurs when the bIII
chord, typically a minor key chord, appears in its main chord progression. bVI is also a

mixed mode chord in this tune. Mixed mode chords are common in Shorters music and
it is merely the beginning of his harmonic experimentation.
Later that same year, the album Ju-Ju was recorded. The title track is an
interesting piece with complicated harmonic relationships and a few interesting features.
The pitch G is a very prominent not and could be considered a key center. The chord
progression moves is: B+7 Bb+7 A7 AbMaj7 E-7 Fmaj7 B-7 Fmaj7 B7 (#9). In my
analysis I respelled the B+7 as a G+9 to emphasize the G pitch as a tonal center.
Shorter utilizes notes from the whole tone scale over the B and Bb augmented chords in
the A and B sections. I have circled the prominent G pitches and made notes in the
attached lead sheet for this tune. Another interesting aspect which recurs frequently in
Shorters compositions (and those of many contemporary jazz artists) is a motion from a
bII I chords. The bII chord is a substitute for a dominant V chord. The way this
substitution is explained is that since the V and bII chords are related by tritone they can
be interchanged. Ju-Ju contains many variations of this half-step downward motion as
the chords roots move B-Bb-A-Ab. The bII to I phenomena is in its plainest sense
employed as a Major bII chord moving to a minor i chord due to the presence of scale
step b6 in this chord, which naturally occurs in the natural minor/Aeolian mode.
Also on the album Ju-Ju is the tune Mahjong. This AABA tune demonstrates a
further extension of harmony through its use of secondary-dominant type chords. For
example, in the swing section beginning with the D7 (#9) chord a non-typical progression
occurs. The D7 (#9) chord acts as a dominant leading to the following Eb-7 chord.
Typically a secondary V-I motion such as a Ab7 Eb-7 would make sense. However, in
this case, the dominant quality of the D7 (#9) chord is sufficient to take its place because

all it simply needs is to have as a member of it the note D which is the leading tone to
Eb. A very interesting new sounds is produced due to the fact that D7 (#9) is a nontypical secondary dominant to Eb-7 yet functions effectively anyway. Following this
short snippet is a typical secondary ii-V-I tonicizing Dbmaj7. Before heading back into
the A section reprise the chords Db-7 and Gb7 appear which lead to an F-7. Interesting
here is another appearance of the bII-I phenomena. These three chords constitute a ii-V
of #IV, the V of #IV of course is a bII of the following chord. Spelled out in chord names
this is Db-7 Gb7 and F-7 once again: Db-7 to Gb7 is secondary ii7-V7, and Gb7 to F-7 is
bII-I.
At the end of that same year on December 24, 1964 the album Speak No Evil was
recorded. The title track has a basic AABA form and opens with the A section vamp
alternating between i and bII chords. The B section embodies for the most part a cycle of
descending chords beginning with C-7 to re-establish the key of C minor, then moving
downward from Ab by step through G, Gb and F. F-7 the begins a secondary ii-V-I cycle
landing on Eb7 (#9) followed by Db7 which acts as a bII then leading back to the A
section C-7.
Fee-Fi-Fo-Fum, also on Speak No Evil, makes continued use of idiomatic
sequences manipulated into non-idiomatic situations. In the A section, there are two
occurrences of the bVI-V-I/i progression. First, in the opening chords, Eb7 D7 (#9) G-7,
and later in the chords Gb7 F7 Bb7 this progression occurs. Also in the A section,
Shorter uses an altered dominant seventh chord with an added #9 note. Shorters works
frequently utilize dominant chords with altered extensions such as added sharped fifths,
flatted fifths, sharped ninths and flatted ninths as well as the occasional sharped eleventh

added to a Major seventh chord. An interesting technique is employed at the end of the B
section again based upon the bII to I progression. The chords Bb-7 Eb7 A-7 and D7
appear. A delayed resolution occurs in this spot which can be identified if Bb-7 is paired
up with A-7 and Eb7 is paired with D7. Bb-7 to A7 is a modally altered bII I as is Eb7
to D7. Once again modal mixture and bII-I appear as popular harmonic techniques.
Wild Flower, yet another composition on Speak No Evil, shows an interesting use
of secondary dominants similar to what was discussed in the paragraph regarding
Mahjong. Specifically, a secondary dominant chord is replaced with a non-typical chord
that simply contains the secondary leading tone to the following chord. In this case Ab-7
moves to A7 (b9). This makes sense if Ab-7 is respelled as G#-7. The G# pitch is the
leading tone to A and the chord qualities, which would typically be dominant to Major
are instead minor to dominant. The harmony is extended through this alteration both the
expected/stereotypical chord root as well as altered quality (i.e.major/minor). On a much
simpler level we could simply look at the root notes of these chords. A double-neighbor
note contour reveals itself. The roots of these chords are Bb, Ab and A which can be seen
to be a meandering of sorts finally arriving on the pitch A.
During these years, Shorter worked as a sideman of sorts to jazz legend Miles
Davis. On Davis 1965 (recorded January 20) album ESP, Shorters tune Iris appears.
The key center of this tune is difficult to recognize, but it appears to rest most solidly in
the key of C as evidenced by the i-bII-i pattern in bars 9-12 of the lead sheet as well as
the final four bars which vamp on a Db chord which logically resolves (as a tritone
substitution of G) to C minor. Shorters fondness of chord extensions is displayed in Iris
as he, rather than using simple Major, minor and dominant quality chords, adds sharped

ninths and elevenths to many, and also uses and augmented Bb+7 as an extension of the
previous Gb Major 7 (#11) chord which both include the important pitch F#/Gb. This
F#/Gb pitch is a secondary leading tone to the V chord in the key of C. Shorter cleverly
substitutes a bII chord for the dominant V chord and then further baffles the listener by
not resolving the bII chord to I, but rather sending it to a dominant of bII.
Miyako, found on the album Schizophrenia, includes the previously described
progressions of ii-V-I and bVI-V-I as well as an interesting chord cycle. Beginning in bar
13 and continuing through bar 21 a descending cycle of 5ths is employed. It begins on
the chord root B and descends through A#, D#, G#, C#, F# and B once again.
However, rather than simply land on B and finish the progression and possibly the entire
harmonic momentum of the tune, he opts to extend this cycle one chord further to the
chord root E, which is an additional fifth in the cycle; one fifth below B. The chord
changes finish with more embellished bII-I progressions.
J

Again with frontman Miles Davis, Shorter composed Pinocchio to appear on

Davis June 7, 1967 album Nefertiti. This tune can almost entired be analyzed as
manipulations and transpositions of bII-I progressions. The opening Ab chord I decided
to respell as an Fminor chord which now creates the progression F-G-Gb-F or I-II-bII-I
which is followed in the A section by an additional bII-I. The next chord snippet is Ab
Db Gb, which, is ii-V-I in the key of Gb. Cleverly, this whole min-progression is
followed by an F chord, therefore the immediately preceding Gb is a functional bII chord
to the F.
One final tune for my analysis comes several years later in Shorters career after
joining the jazz/fusion band Weather Report. On the Mysterious Traveler album

(released in 1974), the title track shows the eventual outcome of Shorters
experimentation of more and more distant dominant substitutions and even tonic
substitutions. Upon analyzing the lead sheet for this tune, with no chords initially given
short of the hint that solos are played over a vamp F#-7 chord, it appears that a fairly
simple underlying chord progression exists. To start, on a basic level, this tune is simply
built off of a I-V-I progression. This progression however is several steps removed upon
first glance at the tunes transcription. In the first measure the pitches F#, A and E are
extracted and the harmony of this measure can be described as F#-7. Extend this one step
further to imply a fundamental bass of A to exist even though it is not technically the
lowest pitch appearing. The next measure which contains a change in harmony is bar 9 (a
bar) from which the pitches D Gb/F# and C are extracted to produce a chord of D. If
the A is isolated from the previous bars and juxtaposed with the D, a fundamental bass of
A to D, or V to I can be implied. This is the essence of the tune. An interesting fact also
regarding this tune, is that the only chromatic pitch that is absent is the pitch G. Every
other pitch in the chromatic scale appears in the lead sheet transcription of this tune. The
significance of this could not be determined exactly. However, what is interesting, is that
if it is assumed that the key center of Mysterious Traveler is D, the absence of a G
(which would be the seventh of a V chord in the key of D) acts to obscure any firm
establishment of the key by not allowing any sort of dominant seventh resolution to the
third of the tonic chord (i.e. G resolving to F# which would firmly establish the key
of D).

Wayne Shorters compositions utilize many very interesting harmonic techniques

mainly through extending the role and the possible choices for dominant chords. This
paper surely does not exhaust the harmonic vocabulary that is evident in his works. He
clearly displays recurring themes in his style (such as the bII phenomena) and utilizes
many clever approaches to incorporate this technique to keep one tune as interesting as
the next.

Selected Discography:

Shorter, Wayne:
Night Dreamer. 4-29-1964. Blue Note Records.
Ju-Ju. 8-3-1964. Blue Note Records.
Speak No Evil. 12-24-1964. Blue Note Records.
Schizophrenia. 3-20-1967. Blue Note Records.
Davis, Miles:
ESP. 1-20-1965. Columbia Records.
Nefertiti. 6-7-1967. Sony Records.
Weather Report:
Mysterious Traveler. 1974. Columbia Records.

Other Materials Used:

Real Book, Fifth Edition. Unknown publisher. Unknown date (1990s).