Stravinsky - Van Den Toorn
Stravinsky - Van Den Toorn
Stravinsky - Van Den Toorn
doi:10.1093/musqtl/gdh017
87:468509
Oxford University Press 2005. All rights reserved. For permissions, please e-mail:
journals.permissions@oupjournals.org.
469
most to identify it in the ears and eyes of the listening public, namely that
of rhythm and meter. The features that preoccupy Adorno are those that
tend to stand out, in fact, perhaps in works of the early Russian period
above all: the mechanical nature of the beat and its transmission, the
displacement of accents, the rigidity of the juxtapositions, and the seemingly unvaried and relentless nature of the repetition. Touching on matters
that pertain to the listeners immediate response to Stravinskys music,
Adornos concerns can be made to relate to wider and more tangible ones,
to the listeners entrainment of meter, for example, to the role of expectation in music, and to the way in which emotion (pleasureful or not) is
aroused. In Leonard Meyers now classic formulation of emotion and
meaning in the Western art tradition, emotions are stirred when implications or tendencies are inhibited or arrested, when established norms are
broken.15 And the way in which expectations of metrical parallelism are
thwarted by displacement in Stravinskys music, with the meter often disrupted as a result, figures as an instance of this type of interaction. Indeed,
there is little reason why Adornos critique should not be scrutinized from
perspectives of this kind, be made to relate to the world of music theory
and analysis and its ties to issues of perception and cognition.
Much of this can be pursued irrespective not only of Adornos
philosophical ideas, but of the still larger framework (mainly Hegelian and
Marxist) to which those ideas are attached. Indeed, it can be pursued
irrespective of Adornos critical verdict. The latter need not be accepted
in order for the analytical description, harnessed as a means of support, to
be appreciated. Our understanding can be reasonably sympathetic, in fact,
without in any way accepting the no of Adornos account. Indeed, as
Virgil Thomson remarked some time ago, where matters of musical understanding and criticism are concerned, the actual opinions of critics need
not concern us unduly.16 What counts is the musical understanding that
is brought to bear, the features that are noticed, described, and commented upon in one way or another. The Schoenbergian model of the
classical style can serve as a useful foil for Stravinskys music regardless of
the larger and less tangible philosophical and sociopolitical meanings to
which, in Adornos account, that model is attached. On the more speculative
side of Adornos argument, too, many of the negative images can be
detached and replaced by positive ones.
With this in mind we shall first be seeking to retrace the steps of
Adornos critique, supplementing the analytical description with the detail
and exemplification often missing in the Philosophy. Following this, a detailed
definition of metrical displacement and its implications in Stravinskys music
will be attempted, followed in turn by a number of rebuttals of Adornos argument. Conclusions will then lead to a somewhat less strident, less polarized
471
Adorno Interpreted
Adorno is struck above all by the concentration of accents and time relationships in Stravinskys music. The most elementary principle of this
concentration is displacement: melodic fragments and motives are
constructed in such a way that if they immediately reappear, the accents
on their own accord fall upon notes other than they had upon their first
appearance.17 Because of their irregularity, the shifting accents can
appear to be the result of a game of chance. They can seem to be under
a spell.18 The game they play is an arbitrary one, according to Adorno,
one whose rules lie beyond the control of the listener. And the arbitrariness
of the game precludes participation and engagement on the part of the
performer or listener. The listeners role is reduced to that of a spectator.
Stravinskys displaced accents resist assimilation. They cannot be
anticipated, and so appear as shock effects.19 And while shock is
accorded a legitimate place in the reception of much contemporary music
(in that of Schoenbergs atonal and twelve-tone music, above all, where
Adorno identifies it with a sudden recognition of the horrors of the
modern world), its effect in Stravinskys music is viewed as debilitating.
Deprived of the ability to anticipate, listeners cannot absorb the irregularly shifting accents of displacement. Shock overwhelms them, and
they lose their self-control. In Stravinsky, there is neither the anticipation of anxiety nor the resisting ego; it is rather simply assumed that shock
cannot be appropriated by the individual for himself. The musical subject
makes no attempt to assert itself, and contents itself with the reflective
absorption of the blows. The subject behaves literally like a critically
injured victim of an accident which he cannot absorb and which, therefore, he repeats in the hopeless tension of dreams.20
Reference here and elsewhere in Adornos account to a musical
subject implies dramatization. The musical subject rather than the
listener falls victim to Stravinskys arbitrarily displaced accents. (The
listener is seldom mentioned in Adornos account, in fact, although
listener and subject are clearly interchangeable in this regard, with
each viewed as the victim of the same set of musical circumstances.)
Thus, the music lacks an overriding pattern according to which the
irregularly shifting accents could be organized. In Adornos descriptions,
the listeners inability to organize these accents becomes the subjects
inability. Just as the listener loses his or her metrical bearings, so, too, the
subject cannot heroically reshape the displaced accents in his or her
image: the accents are experienced as convulsive blows and shocks.21
And although the specifics of this listener-to-subject translation are omitted from the record, they are an integral part of the equation. Without
them, Adornos characterizations would make little sense.
Central to Adornos argument is the idea of a balance in music of the
highest quality, a balance between the four musical dimensions of melody,
harmony, rhythm, and form. In Stravinskys music, this is overturned by
an emphasis on rhythm and, more specifically, on displacement and its
effect of shock. That great music could consist of such an ideal
equilibriumone good for all seasons, as it wereis an idea traceable to
Schoenberg (Adornos likely source, in any case),22 although it appears in
other guises early in the twentieth century as well. Schoenberg wrote of
the need for music to develop consistently and equally in all directions.23 Not only were these directions inseparable, but an emphasis on
one could come only at the expense of the others. Ideas similar to these
were expressed in a number of critical surveys during the 1920s and 1930s,
including Cecil Grays A Survey of Contemporary Music (1924). There,
each parameter is viewed similarly as being at its highest when all are in
complete equilibrium, when one does not predominate over the others.24
Music of the greatest masters is neither harmonic, rhythmic, nor
melodic, according to Gray; it is all and it is none.25 Adornos version of
this ideal runs as follows:
Stravinskys admirers have grown accustomed to declaring him a rhythmist
and testifying that he has restored the rhythmic dimension of music
which had been overgrown by melodic-harmonic thinkingagain to
honor. . . . Rhythmic structure is, to be sure, blatantly prominent, but this is
achieved at the expense of all the other aspects of rhythmic
organization. . . . Rhythm is underscored, but it is split off from content, it
results not in more, but rather in less rhythm than in compositions in
which there is no fetish made of rhythm.26
473
Example 1. Stravinsky, The Rite of Spring, Ritual of the Rival Tribes, Procession of the Sage.
Copyright 1912, 1921 by Hawkes & Son (London) Ltd. Copyright renewed. Reprinted by
permission of Boosey & Hawkes, Inc.
475
Example 1. continued
4/4 bar line. The two fragments are not ostinati, strictly speaking, but the
displacement that results from the irregular spanning of their repeats is
hypermetrical rather than metrical. Typical of the melodic invention in
Stravinskys Russian-period works, the reiterated GFED fragment in
the first violins is sliced up into smaller segments. Labeled A and B in
Example 1, these segments are reshuffled: after each repeat of segment A,
segment B is repeated once, sometimes twice. Significantly, however, all
repeats of these segments fall on the downbeat of the 4/4 bar line. And
this parallelism is likely to reinforce the sense of a 4/4 hierarchy. At the
outset of this passage, the effect is likely to be one of at least relative stability,
and in preparation for the entrances of the sustained Ds and ADCD
segment in the horns. The latter are not only irregularly spaced, they are
metrically nonparallel as well; the latter entrances are the troublemakers
in this passage: the cause, as we shall see, of metrical conflict. (The
conflicting cycle of the bass drum noted in Ex. 1 will come to the fore further along, and then only in the form of a challenge; even at rehearsal no.
70, where the notated meter changes to 6/4, the sense of a duple or 4/4
bar line is likely to persist.)
Pitch relations in this example follow an analogous path. The octatonicism at the outset is explicit and relatively unimpaired. Consisting in
the main of the tritone-related 0235 Dorian tetrachords GFED
and C-sharp(B)A-sharpG-sharp in the first violins and tubas, respectively, octatonic relations are qualified diatonically by the D-scale on G,
implied by the accompanying parts in the strings (see Ex. 2: the dotted
line beneath the quotation signifies octatonic-diatonic interaction in
terms of the single octatonic transposition Collection II and the D-scale on
G, shared by these two interacting orderings of reference is the GFED
tetrachordal fragment, which serves as a connecting link).30 And this,
too, would seem to be in preparation for the entrances of the ADCD
fragment in the horns. Articulating another 02(3)5 incomplete Dorian
tetrachord, here in terms of DC(B)A, the latter entrances are foreign
to Collection II. The clash with the C-sharp(B)A-sharpG-sharp
tetrachord in the tubas is likely to be especially harsh in this regard.
Typical of Stravinskys music as well is the layered or stratified structure that may be inferred. Fixed registrally as well as instrumentally, fragments in the first violins, tubas, and horns repeat according to cycles that
vary independently of one another.31 The varying cycles in the horns and
tubas result in an alignment or coincidence that changes vertically or
harmonically as well as metrically. Yet the harmonic changes are
locked into a limited set of variables from the start; harmony in the large is
exceedingly static. The sound of the superimposed fragments midway
through this passage is little different from what it is at the beginning or
Example 2. Stravinsky, The Rite of Spring, Ritual of the Rival Tribes, opening.
Copyright 1912, 1921 by Hawkes & Son (London) Ltd. Copyright renewed. Reprinted by permission
of Boosey & Hawkes, Inc.
477
the end. As with the separately moving parts of a giant locomotive, the
individual fragments churn away with little, if any, local, over-the-bar-line
sense of harmonic movement or progress.
A starker contrast to the world of developing variation would be
difficult to imagine. There are motivic variations, as we have indicated,
changes in motivic succession (reshuffling), durational spanning, and
metrical placement. But the sort of melodic, harmonic, and rhythmic variations identified with the earlier developmental style are missing altogether.
There are only fluctuations of something always constant and totally
static, as Adorno complained. The invention consists merely of a varied
recurrence of the same melodic, harmonic, and rhythmic patterns.
Indeed, processes of metrical displacement, along with the stratification
of this passage, preclude the sympathetic give-and-take of the world of
developing variation, in the way in which motivic particles, detached from
themes, are exchanged between instrumental parts. In Example 1, the
horn fragment is not tossed about from one instrument to the next, made
the subject of a dialogue in this respect (as it might have been in, say, a
string quartet of Haydn or Mozart). It is not treated humanistically by
such means (as the character of such treatment has often been imagined,
at the very least, in modern times, since the dawn of chamber music).32
And it is not treated expressively, either. If the displacement of the
ADCD fragment in the horns is to have its effect, then the beat must
be held evenly (mechanically) throughout, with little if any yielding to the
conventions of expressive timing and nuance, the means by which,
traditionally, performers have made their mediating presence felt.
So stark is the contrast, in fact, with so many of the familiar givens of
the developmental style missing, that anything but the most negative of
accounts on the part of a critic such as Adorno would have been difficult
to imagine. It can almost seem as if the impression gained would have had
to have been that of a cold, stiff, and unyielding music. Here, however,
the point concerns the protest that, according to Adorno, music has
always represented: the protest, however ineffectual, against myth,
against the inexorable bonds of fate.33 No cry in the dark could be heard
in Stravinskys music, no inner self in its struggle with outrageous fortune, expressing the inexpressible. All this seemed missing as well,
replaced by barking proclamations: Thus it is, and not otherwise, the
composer seemed to be saying from one unvaried repeat to the next. And
the proclamations seemed to be those of an authority, of someone in
charge, not those of the lone individual. Stravinskys music identifies not
with the victims, Adorno complained in one of his more provocative pronouncements, but with the agents of destruction.34 Indeed, it identifies
with the fascists who were just then appearing on Europes horizon.35
More generally, the identification of Stravinskys music with the collective admits of two interpretations: Adorno makes reference to a primitive,
pre-individual age, and to a modern, industrial one.36 The musical subject
behaves ritualistically in these worlds, regressively and in an infantile
manner.37 Stravinskys music is anti-humanistic in these respects. Its
sympathies are not with the suffering subject, but with the powers that
be, various agents of destruction.
In contrast, the developmental style symbolized for Adorno the
ability of the subject to mature with time, to meet the days challenges and
to develop accordingly.38 While the subject remained locked in repetitive
gesture in Stravinskys music, unable to move beyond the trancelike
stupor of ritual, he was relatively free in the world of developing variation.39 This was the nature of the musical opposition Adorno sought to
unravel, the split he attributed to Stravinskys music, its tear from tradition
and traditional sensibility.
A sampling of Adornos analytical descriptions appears in Figure 1.
Incomplete and fragmentary in the writings themselves, they are here
compressed into a single train of thought. All are ultimately traceable to
a single musical condition, namely that of metrical displacement. Two
subsidiary conditions result from displacement: 1) inflexibly held beats
(beats lacking in expressive timing); and 2) a repetition of themes,
motives, and chords that, apart from the displacement itself, is literal
and lacking in the traditional modes of elaboration or developing
variation. The characterizations triggered by these conditions are
relatively concrete, neutral, and observational to begin with in
Figure 1, increasingly less so further on down the line. Indeed, the
more specific the imagery, the less tangible and the more speculative.
On the left side of Figure 1, the need for strict metricality in the
performance of Stravinskys music (the need for expressive fluctuation
or nuance to be kept to a minimum) is made to imply mechanization and
impersonality, which in turn are made to imply anti-humanism and a
collective authority of one kind or another. On the right side, a lack of
variation in the repetition of Stravinskys motives is made to imply a
similar lack of identification with the individual, the plight of the
musical subject.
The descriptions and characterizations are Adornos, as has been
suggested, while the outline converts both the description and the characterization into actual features of the music, features that are then connected in the form of an explanatory path. A larger rationale is thus
imposed along lines that are more specifically musical. (The outline is not
Adornos, in other words, but represents an attempt to piece the various
descriptions together as a single line of thought.)
Figure 1.
479
Displacement Defined
Often missing from Adornos account, in fact, is precisely the sense of a
larger rationale for Stravinskys music, what it is that connects the various
musical components, motivates or triggers one factor in relation to the
others. No doubt, as Adorno insists, the concern in Stravinskys music
(and in his settings of displacement more specifically) is not with the
features of a motive and their elaboration, but with just the opposite,
namely the literal repetition of such features. Yet there are reasons for the
unvaried nature of the repetition, reasons that are musically specific. The
repetition in Stravinskys music follows a different logic. In works of the
Russian period above all, Stravinsky repeats not to elaborate or to develop
along traditional lines, but to displace. And in seeking metrically to
481
change
no change
conservative
placement
(displacement)
meter
radical
meter
placement
Example 3a-c. Stravinsky, Renard, opening allegro, mm. 713, score (conservative), early sketch
(radical), and rebarred (still more radical). Copyright 1917 by J. & W. Chester, Ltd. (Chester Music),
London. Reprinted by permission of G. Schirmer, Inc.
483
displacement
retrospectively
Response No. 1
conservative
displacement;
meter is
sustained
doubt,
Listener
uncertainty,
disruption
continued
doubt,
uncertainty
placement;
meter is
interrupted
displacement
Figure 3.
Responses to Replacement.
Response No. 2
radical
485
displacement
retrospectively
conservative
displacement;
meter is
sustained
doubt,
uncertainty,
disruption
continued
doubt,
uncertainty
placement;
meter is
interrupted
displacement
Figure 4.
radical
Levels of pulsation
487
location
1/16 . . . . . . . . . . . . . . . . . . . . . . . . . .
-1
1/8 . . . . . . . . . . . . . . . . . .
0
tactus
1 measure
2 measures
1 .
Figure 5.
.
.
.
.
+1
+2
outwardly as well; at the level of the tactus or just above, with beats
synchronized with the rhythmic character of biological or cognitive
processes, feet are tapped, steps taken, and so forth.
Then, as this acute sense of meter fades when moving away from the
tactus, displacement fades, too. Extended beyond the degrees of 0 and +1 in
the direction of hypermeter, displacements are felt less keenly. Internalization
or entrainment is less marked, so that when a fragment is displaced and the
meter threatened or interrupted as a result, the sense of disruption is less
severe. With more time, the listener is likely to have less of a struggle with
what may indeed have become entrained, made physically a part of him or her.
Conservative or radical adjustments or readjustments are made more easily.
Examples 4ad show the displaced repeats of another fragment from
the opening allegro in Renard, arranged here according to the graduated
scale of locations of Figure 5.
The initial placement is followed by three displacements at increasingly
shallow locations: introduced on the beat of a two-measure span in Example 4a, the fragment falls off the beat of that span in Example 4b, off the
half-note beat or bar line in Example 4c, and finally off the quarter-note
beat in Example 4d. While the last of these alignments is purely analytical
in conception, the first three do indeed occur in Renard, and in the order
given in Examples 4ac: following the initial placement, the degrees are
progressively shallower, the displacements themselves progressively more
disruptive in their potential.
Rebuttals
But is there no interaction at all between the style of developing variation
and that of metrical displacement? Is the music of Schoenberg and
Stravinsky wholly antithetical, as Adorno implies? And are Adornos
convulsive blows and shocks altogether unforgiving? Is there no merit in
displacement and the disruption it can cause?
Even in the passage quoted from The Rite of Spring (see Ex. 1), where
displacements in the repetition of the horn fragment ADCD are likely
to be disruptive of the meter, the experience can be mixed. Introduced off
the half-note beat at rehearsal no. 67, the ADCD fragment falls on the
beat just before no. 68. Assuming that the shock of this initial shift can be
absorbed without too much hesitation (assimilated either as a form of displacement or, by interrupting the meter with an extra quarter-note beat,
as a parallel alignment), a second displacement on the beat a few bars
later is likely to be more destructive. The uncertainty caused by the initial
shift is likely to be renewed and strengthened. The possibility of such a
Example 4ad.
489
line, the horn fragment shifts to the first, third, and second quarter-note
beats, respectively. Although effectively spotting each quarter-note beat
in this way, the displaced repeats are not strictly cyclical in relation to the
bar line, and the spans they define are highly irregular (see the brackets in
Ex. 1).
Yet the disturbances may remain temporary. Although irregularly
spaced at first, repeats of the horn fragment reach the stable duration of
eight quarter-note beats at rehearsal no. 70; seven successive repeats follow off the beat and on the second quarter-note beat. (Although the
notated meter shifts to 6/4 at this point to accommodate a number of conflicting periods in the accompanying parts, the 4/4 framework is likely to
persist in the mind of the listener.) And the accompanying tuba fragment
is stabilized even earlier, with repeats reaching the duration of sixteen
quarter-note beats. Something of a resolution is thus forged as the two
dance movements in question draw to a close. Alignment and harmonic
coincidence are stabilized, with the disruption of the earlier bars
(Adornos shocks) capable of being heard and understood as part of a
larger plan of action, one with a beginning and an end. Far from being isolated and isolating, the disturbances may be reconciled within a larger,
evolving structure.
More specifically, at rehearsal no. 70, the final placement on the second quarter-note beat of the 4/4 bar line may be heard and understood as
the correct reading of the horn fragment ADCD. In turn, earlier
alignments on the fourth, first, and third beats, respectively, may be read
as displacements. Crucial here is the fragments concluding pitch D and
the agogic accent of this pitch. The final placement on the second quarter-note beat allows D to fall on the downbeat of the 4/4 bar line, and in
this way to acquire the metrical acknowledgment and support withheld
from earlier repeats at rehearsal nos. 6470. This, too, may contribute to
the sense of resolution at rehearsal no. 70. It is as if, after much trial and
error, the horn fragment had finally stumbled into place, finding the metrical location from which a maximum degree of stability could be derived.
Indeed, displacements in Stravinskys music are not typically as disruptive in their potential as the ones cited in Example 1. Examples 5ac
show thematic statements from three works of the Russian era. Each of
these statements consists of a displacement, whether notated or concealed
by the radical notation; a short motive falls first on and then off the
likely tactus, the half-note beat in Example 5a, the quarter-note beat in
Examples 5b and 5c. And despite the shallowness of the location and the
disruptive potential (the degree of location is 0 in all three cases), a
conservative reading is likely to fare with little resistance, with the
displacements read as a form of syncopation.
491
Example 5a. Thematic Statements. Stravinsky, The Rite of Spring (1913), autograph.
493
the repeat. With the repetition of the bell-like motive stripped of its
invention in this way, something of the nature of that invention is
revealed. The displacement of the motive may be heard and understood as
a departure from an underlying stereotype, a variation in this respect. Significantly, too, at the end of the thematic statement at m. 6 (see Exx. 6a
and 6b), the conservative reading arrives on target with the radical
notation, a point of intersection that is likely to enhance the sense not
only of a downbeat, but of an arrival as well. The pitch D returns at this
point, with E likely to be interpreted as a metrically accented neighbor
note. The syncopation of the repeat can heighten the listeners sense of
anticipation as the thematic statement as a whole draws to a close.
Indeed, why not interpret the displacements in Examples 5ac as
variations (even as developing ones), metrical alignment itself as a feature of
the motive along with other such features identified in Schoenbergs
Fundamentals of Musical Composition?57 Conservative responses would
seem to invite such a consideration, in any case, the idea of a motivic
profile followed by its variants (displacements, in this case). The psychology of the conservative response would seem to correspond to that of the
motive and its apprehension: reading through the displacement of a
motive as it relates to an earlier alignment, listeners are likely to be struck
above all by the change or relationship itself, not necessarily by the
alignments considered separately or in an idealized adjacency or juxtaposition.
Something of the transformation itself is sensed automatically
(effortlessly), and this is what is likely to excite and to direct their
attention conservatively. In these respects, the experience is little
different from what we know of the phenomenology accompanying the
perception of more traditional motivic relations.58
No doubt, there are qualifications here as well. In a lengthy study of
metrical nonparallelism and the varied repetition of motives in traditional,
tonal contexts, David Temperley has compared the difficulties of the
former with the fast, automatic way in which ordinary motivic relationships are assimilated.59 When reinforced metrically by parallelism, motivic
relationships tend to be detected automatically, he concludes, while,
when not so enforced, they tend to be detected only with difficulty if at all.60
J. A. Fodors theories of perception are invoked as a means of explanation,
the idea being that the detection of nonparallel relationships is nonmodular in character; that of parallel relationships, modular.61
Yet the analogy with ordinary motivic variation is difficult to dispel.
In the listeners attempt to read through the displacement of a motive as it
relates to an earlier placement (doing so by sustaining the meter against
the forces of parallelism), it would indeed seem as if he or she were
attempting to read through the displacement as a variation or modification.
Attempts of this kind are difficult to explain in terms other than these.
The displacement is read through motivically, in other words, as if metrical
placement were indeed a feature of the motive. And to interpret a displacement conservatively in this way would indeed seem to be to interpret
it motivically.
With Adornos negative account of disruption generally, however,
the concern is less with the variety of displacements in Stravinskys music
and the severity of the disruption than with the nature of the experience
itself. If meter is a mode of attending, as one theorist has claimed,62 a
way of focusing the listeners attention, what are we to make of its disruption? If there is satisfaction in letting go, in giving up and breaking away
for a time (allowing, radically, for the regularity of a higher level of pulsation to take effect), what of the initial confusion of displacement, the
disorientation into which, with varying degrees of intensity, the listener
may be plunged?
Theorists engaged with perceptual/cognitive issues have long
stressed the emotional arousal that expectation can bring when inhibited
or interrupted. And it has been some time now since Leonard Meyer first
began discussing the affective experiences that the deviation of a particular event from the archetype of which it is an instance can cause.63 Surely
the disruption of an established meter fits behavior of this kind.
At the same time, however, the larger psychological and aesthetic
question has to do not with arousal as such, not with the state of alertness
to which the listener may be propelled, but with the nature of the emotions stirred in one way or another. Are Stravinskys displacements and
the disruption they can cause traumatic and psychologically damaging, as
Adorno insists, or can they be exciting and a delight, as Meyer
contends in his description of implication and delay more generally?64
And if displacement can be a delight, why should this be? Why should
listeners of Stravinskys music be attracted to processes of displacement
that disrupt their metrical bearings?
Not just meter but meter internalized is the subject of the disruption.
That to which meter attaches itself physically is affected and, in this way,
brought to the surface of consciousness. (As we have suggested, even if
the source of the disturbance is not known at first, it is likely to be sensed
and felt all the same.) And this may be what alertness is, of course: the
heightened sense of engagement brought about by disruption. By means of
disruption, we are brought into closer contact with what we are internally,
so to speak, with what we are, deep, down, and under.
Meyers theory of arousal in music was derived in large part from
John Deweys conflict theory of human emotion.65 The idea here was
that emotion in music arose from the same general set of circumstances,
495
497
progression from scale degree 3 to 1, a BAG passing motion that, interrupted by the half-cadence of the antecedent phrase, is completed by the
consequent. The descriptive terms here are in themselves reflective of the
larger distinctions that can be brought to bear.
At the same time, however, and notwithstanding differences of this
kind, the many points of overlap cannot be ignored. Processes of implication, inhibition, and delay are as much a part of Stravinskys displacements
as they are of the world of developing variation. As we have seen, significant
overlapping occurs even in matters of metrical displacement. The effect of
syncopation that typically accompanies hemiola patterns such as those illustrated in Examples 7a and 8 may accompany Stravinskys displacements as
well. Displacement, read conservatively, can be read motivically, in other
499
humankind and its prospects? And could the collective authority Adorno
professes to hear so resoundingly in Stravinskys music, the collective will
heard over against that of the individual, be that of an enduring truth or a
demanding God rather than that of a fascist?
Again, ideas similar to these were entertained briefly by Adorno, but
rejected all the same. No sense of an awareness of this predicament could
be detected by Adorno on the part of the musical subject.84 And the static
implications of Stravinskys invention are for Adorno not just a style feature, but the negation of the medium of music itself. Being a temporal art,
music must commit itself to succession, he insists, to becoming something new, to developing.85
What we may conceive of as musical transcendence, namely, the fact that
at any given moment [music] has become something and something other
than it was, that it points beyond itselfall that is no mere metaphysical
imperative dictated by some external authority. It lies in the nature of
music and will not be denied. . . . [Stravinsky] is beset by the crisis of the
timeless products of a time-based art which constantly pose the question of
how to repeat something without developing it and yet avoid monotony . . .
The sections he strings together may not be identical and yet may never be
anything qualitatively different. . . . [Stravinsky] permanently wrote music
about music, because he wrote music against music.86
501
Notes
1. Igor Stravinsky and Robert Craft, Conversations with Stravinsky (New York: Doubleday,
1959), 11.
2. Theodor W. Adorno, Philosophy of Modern Music, trans. Anne G. Mitchell and
Wesley V. Blomster (New York: Seabury, 1973), 154.
3. See Arnold Schoenberg, Fundamentals of Musical Composition, ed. Gerald Strang and
Leonard Stein (London: Faber and Faber, 1967), 8. In Schoenbergs analyses, motivicforms were the varied forms of a basic motive resulting from development. Through
substantial changes, Schoenberg wrote, a variety of motive-forms are produced.
4. Adorno, Philosophy of Modern Music, 178.
5. Theodor W. Adorno, Stravinsky: A Dialectical Portrait (1962), in Quasi una
Fantasia: Essays on Modern Music, trans. Rodney Livingstone (London: Verse, 1998), 152.
6. The unsystematic nature of Adornos approach is discussed in Max Paddison,
Adornos Aesthetics of Music (Cambridge: Cambridge University Press, 1993), 1920. See
also Julian Johnson, Analysis in Adornos Aesthetics of Music, Music Analysis 14, nos.
23 (1995): 29697.
7. See Johnson, Analysis in Adornos Aesthetics of Music, 298.
8. See Paddison, Adornos Aesthetics of Music, 19. The academic treatise was rejected in
favor of the idea of a constellation of fragments, Paddison writes, each of these
fragments equidistant from an unstated center, the object of the inquiry. Adornos
resistance to the idea of a whole in musical works and in systems of explanation generally (the equation of such a whole with truth) is at work in these predispositions for
the fragment and the fragmentary, and this seems to have been the case even with the
very earliest of his publications in the 1920s.
9. Paddison, Adornos Aesthetics of Music, 169.
10. See note 2.
11. See note 5.
12. Adorno, Philosophy of Modern Music, 5.
13. Concerning the inseparability of the various components of Adornos argument,
see Johnson, Analysis in Adornos Aesthetics of Music, 29697. The interdisciplinary character of Adornos writings is addressed at length in Paddison, Adornos
Aesthetics of Music; see esp. 1617. Common assumptions about the self-sufficiency of
analysis in relation to aesthetics and sociological interpretation generally are questioned by Adorno in T. W. Adorno, Aesthetic Theory, trans. C. Lenhardt (London:
Routledge, 1989), 47778. Left unclear in Adornos remarks in Aesthetic Theory,
however, is the precise nature of the inseparability that he alleges, the dependence of
technical or immanent analysis (Adornos term) on social awareness and thought.
Does analysis automatically presume sociopolitical awareness of this kind? Or does it
merely invite philosophical or sociopolitical speculation? Left alone, analysis is
narrow-minded, Adorno asserts, positivistic in its implications. Specific
questions of this kind are addressed more fully in Julian Johnson, The Nature of
Abstraction: Analysis and the Webern Myth, Music Analysis 17, no. 3 (1998):
26771.
503
14. See Schoenberg, Fundamentals, 8: Homophonic music can be called the style of
developing variation. This means that in the succession of motive-forms there is something that can be compared to development, to growth. Or see the description of
developing variation in Arnold Schoenberg, Style and Idea: Selected Writings of Arnold
Schoenberg, ed. Leonard Stein, trans. Leo Black (Berkeley: University of California Press,
1984): Criteria for the Evaluation of Music, 12931. Ideas encompassed by Schoenbergs use of the term developing variation underlie Carl Dahlhauss understanding not
only of Schoenberg, but of tradition and the classical or homophonic style generally; see
for example Dahlhaus, What is developing variation? in Dahlhaus, Schoenberg and the
New Music, trans. Derrick Puffett and Alfred Clayton (Cambridge: Cambridge University
Press, 1987), 12834; and Dahlhaus, Between Romanticism and Modernism, trans. Mary
Whittall (Berkeley: University of California Press, 1980), 4052. The concept is further
explored in Walter Frisch, Brahms and the Principle of Developing Variation (Berkeley:
University of California Press, 1983). Its continuing relevance in Schoenbergs twelvetone music is examined in Jack Boss, Schoenbergs Radio Talk on Opus 22, and
Developing Variation, Music Theory Spectrum; and Ethan Haimo, Developing Variation
and Schoenbergs Twelve-Tone Music, Music Analysis 16, no.3 (1997).
15. See Leonard Meyer, Emotion and Meaning in Music (Chicago: University of Chicago
Press, 1956).
16. In contexts of this kind, Thomson averred, opinions are mostly worthless. See
Virgil Thomson, A Virgil Thomson Reader (Boston: Houghton Mifflin, 1981), 87.
17. Adorno, Philosophy of Modern Music, 178.
18. Adorno, Philosophy of Modern Music, 151.
19. Adorno, Philosophy of Modern Music, 155.
20. Adorno, Philosophy of Modern Music, 15657.
21. Adorno, Philosophy of Modern Music, 155.
22. See Schoenberg, Style and Idea, 3941.
23. See Schoenberg, Style and Idea, 41: When composers have acquired the technique
of filling one direction to the utmost capacity, they must do the same in the next direction, and finally in all directions in which music expands. See the discussion of this aesthetic ideal in Carl Dahlhaus, Esthetics of Music, trans. William Mitchell (Cambridge:
Cambridge University Press, 1982), 9293.
24. Cecil Gray, A Survey of Contemporary Music (Oxford: Oxford University Press,
1924), 141. The critical approach to Stravinskys music is similar in Constant Lambert,
Music Ho: A Study of Music in Decline (London: Faber and Faber, 1935).
25. Gray, A Survey of Contemporary Music, 140.
26. Adorno, Philosophy of Modern Music, 154.
27. Adorno, Philosophy of Modern Music, 155.
28. Adorno, Philosophy of Modern Music, 155.
29. Adorno, Philosophy of Modern Music, 178. The static quality of Stravinskys
harmony and the lack of a traditional sense of development are subjected to criticism
no less severe in Pierre Boulezs writings of the 1950s. Techniques of superimposition in
505
logical dynamic change while simultaneously retaining its original identity (20).
Especially in Beethovens middle-period sonata allegros, subjective freedom is reconciled with objective form. Integrated totalities are formed in these allegros, with the
individual able to overtake or to make his or her own received form, the fixed, external
order, that represents the world of object. The continuation and intensification of the
developmental style in Schoenbergs application of the twelve-tone method is discussed
in Theodor W. Adorno, Vers une musique informelle (1961), in Quasi una Fantasia,
28384. Adornos understanding of this application is summarized in Jonathan Cross, The
Stravinsky Legacy (Cambridge: Cambridge University Press, 1998), 22932.
39. The more immediate aesthetic and sociological implications of these two worlds are
addressed at greater length in Robert Adlington, Musical Temporality: Perspectives from
Adorno and de Man, repercussions 6, no. 1 (1997), 1213. While maturation implies the
ability to cope with, and develop in response to, changing circumstances, regression
denotes a reversion to infantilistic modes of behavior. For Adorno, repetition represents an infantile denial of time . . . while development signals proper recognition of the
temporal condition. In addition, Stravinskys repetitive or non-developmental music
had connotations of mechanized domination.
40. See Fred Lerdahl and Ray Jackendoff, A Generative Theory of Tonal Music
(Cambridge: MIT Press, 1983), 7476, where implications of metrical parallelism are
treated as a metrical preference rule. Given the repetition of a theme, motive, phrase,
or other grouping, the preference is for the repetition to be aligned in a fashion that is
metrically parallel to the original. The expectation is for the repetition and the original to
be assigned the same metrical structure; hence the potential for disruption in cases of
displacement.
41. The idea of the listener invoked here is little different from that of the experienced and knowledgeable listener referred to by Leonard Meyer in his study of expectation and the implication-realization process in music. See Leonard B. Meyer, Music, the
Arts, and Ideas (Chicago: University of Chicago Press, 1967), 8. Although not necessarily
trained academically or professionally, the experienced listener is alert to the implications of a steady meter, or to general features distinguishing idioms, periods, or composers.
See also in this connection the references to musical intuition in Lerdahl and Jackendoff,
A Generative Theory, 112, 53, and 28183. The Lerdahl-Jackendoff study addresses structure heard and understood, the listening experience generally, not structure pure and
simple. The opening page of A Generative Theory refers to the musical intuitions of a listener who is experienced in a musical idiom.
42. Conflicts involving meter and its continuation on the one hand, metrical parallelism on the other, occur in tonal works as well, of course, although, as we shall see, the
effects of such conflicts tend to be less immediate and hence less disruptive of the listeners metrical bearings. The two forces are treated as conflicting metrical well-formedness and preference rules in Lerdahl and Jackendoff, A Generative Theory, 7275. The
well-formedness rule stipulating that a level of metrical pulsation consist of equally
spaced beats conflicts with the preference rule for metrical parallelism in the repetition
of a theme, phrase, or other grouping. Most often in more traditional contexts, the latter
preference gives way, with the repetition heard and understood as a form of syncopation. According to Lerdahl and Jackendoff, the phenomenon of syncopation can be
characterized as a situation in which the global demands for well-formedness [specifically
here, the demands for equally spaced beats] conflict with and override local preferences
[specifically, those for metrical parallelism] (77). Often enough in Stravinskys music,
however, metrically nonparallel relationships (displacements) result not merely in syncopation, but in outright disruptions or interruptions of established levels of pulsation. The
disruptions may even involve the opposite of what Lerdahl and Jackendoff describe,
namely, conditions in which the local demand for metrical parallelism overrides that
for meter or equally spaced beats.
43. The notion of the extra beat is borrowed from Andrew Imbrie, Extra Measures
and Metrical Ambiguity in Beethoven, in Beethoven Studies, ed. Alan Tyson (New York:
Norton, 1973), 4566. In Imbries studies of metrical irregularity in Beethovens music,
however, extra beats are beats at the level of the bar line and above (hypermeter), not,
as here in The Rite of Spring, at the level of the tactus and below. The shallower levels of
pulsation in Stravinskys case are a distinction worth pursuing more generally. As it concerns displacements of the sort illustrated in Ex. 1, the composer can indeed be imagined
as having transferred to more immediate levels of metrical pulsation the displacements
common in more traditional contexts at hypermetric levels.
44. The distinction between conservative and radical responses (between allowing the
meter to be sustained and allowing it to be interrupted) was first raised in Imbrie, Extra
Measures and Metrical Ambiguity in Beethoven, 4566. In Imbries studies, however, metrical irregularity and interruption in the form of extra beats occurs at the level of the bar
line and above (hypermeter), while, here in Stravinskys music, the location is shallower.
Imbrie stressed the conservative force of meter, the attempt by the listener to reduce to
law and order the complexities of a musical surface. Subsequently, the distinction
between conservative and radical interpretations was introduced in Lerdahl and
Jackendoff, A Generative Theory, 2325, and as a way of dealing with alternative readings of
hypermeter in the opening of Mozarts G-minor Symphony, K. 550. It has also been applied
in the analytical rebarring of a number of Stravinsky contexts in van den Toorn, Stravinsky
and The Rite of Spring, 67. See, too, Gretchen Horlacher, Metric Irregularity in Les Noces:
The Problem of Periodicity, Journal of Music Theory 39, no. 2 (1995): 285310.
45. The available sketches of Renard are housed at the Paul Sacher Foundation in Basel,
Switzerland. The passage in Ex. 3b is transcribed from p. 5 of the composers sketchbook
of Renard. Used by permission of the Paul Sacher Foundation, Basel, Switzerland.
46. The process whereby, reflexively, a metrical hierarchy is internalized by the listener
(subjected to a form of entrainment, as psychologists have described it, a form of
embodiment), is discussed in Mari Riess Jones, Only Time Can Tell: On the Topology of
Mental Space and Time, Critical Inquiry 7, no. 3 (1981): 57176. See also in this connection Justin London, Metric Ambiguity (?) in J. S. Bachs Third Brandenburg
Concerto: A Reply to Botelho, In Theory Only 9, nos. 78 (1991): 27; and Candace
Brower, Memory and the Perception of Rhythm, Music Theory Spectrum 15, no. 1
(1993): 2733.
47. Recent studies of the psychology of this interaction have underscored the role of
metrical parallelism in the formation of meter. See David Temperley and Christopher
Bartlette, Parallelism as a Factor in Metrical Analysis, Music Perception 20, no. 2
(2002): 11749.
48. The general premise here is that, while oriented or focused on a given interpretation
or structure, whether conservative or radical in nature, listeners are able to hold
competing interpretations or structures at bay. Not only are they able to sense the
challenge of an opposing interpretation or structure and be interrupted by it, but they can
507
509
74. George Mandler, The Generation of Emotion, in Emotion: Theory, Research, and
Experience, ed. Robert Plutchik and Henry Kellerman (New York: Academic Press, 1980),
225. Recent theories of anxiety and emotion are discussed in Renee Cox Lorraine, Music,
Tendencies, and Inhibitions: Reflections on a Theory of Leonard Meyer (Lanham: Scarecrow
Press, 2001), 46.
75. For further discussion of the hemiola in the classical tradition, see Floyd Grave,
Metrical Dissonance in Haydn, Journal of Musicology 17, no. 3 (1995): 168202.
76. Hemiola patterns of this kind in Schumanns music are examined in Harold Krebs,
Fantasy Pieces: Metrical Dissonance in the Music of Schumann (Oxford: Oxford University
Press, 1999), 2261.
77. Processes of metrical displacement (or metrical relocation) in Brahmss music are
discussed briefly in Susan L. Kim, Rhythmic Development in the Motivic Process of
Brahmss Chamber Music (PhD diss., University of California at Santa Barbara, 2003),
11430. See also Peter Smith, Brahms and the Shifting Bar Line: Metric Displacement
and Formal Process in the Trios with Wind Instruments, in David Brodbeck, ed. Brahms
Studies 3 (Lincoln: University of Nebraska Press, 2001), 91129. I am indebted to
Gordon Root for his many keen insights on the passages in Exx. 7, 8, and 9.
78. See in this connection Horlacher, The Rhythms of Reiteration, 17187, where
similar conclusions are reached from a different angle. Horlacher targets a number of
patterned, superimposed cycles of displacement in the Symphony of Psalms, concluding
that, even within a narrowly controlled set of variables, vertical or harmonic coincidence can exhibit a remarkable degree of variation.
79. See Adorno, Stravinsky, 149.
80. See Adorno, Stravinsky, 149.
81. See Adorno, Stravinsky, 14849.
82. Lawrence Morton, Incongruity and Faith, in Igor Stravinsky, ed., Edwin Corle
(New York: Duell, Sloane, and Pearce, 1949), 193200. On the matter of Stravinskys
cool objectivity, see Maureen Carr, Multiple Masks: Neoclassicism in Stravinskys
Dramatic Works on Greek Subjects (Lincoln: University of Nebraska Press, 2002), 19799.
83. Adorno, Philosophy of Modern Music, 153.
84. See Padisson, Adornos Musical Aesthetics, 268.
85. Adorno, Stravinsky, 152.
86. Adorno, Stravinsky, 153.
87. See Paddison, Adornos Musical Aesthetics, 9; or Johnson, Analysis in Adornos
Aesthetics, 299300.
88. See for example Adornos thematic-motivic analysis of Bergs Piano Sonata in Willi
Reich, Alban Berg: Mit Bergs eigenen Schriften und Beitrgen von Theodor Wiesengrund
Adorno und Ernst Krenek (Vienna: Herbert Reichner, 1937), 2126. Adornos analysis is
discussed in great detail in Paddison, Adornos Musical Aesthetics, 15874, and Johnson,
Analysis in Adornos Aesthetics of Music, 30311.