Union Pacific Railroad Company, A Utah Corporation v. Jimmie Rex Lumbert, 401 F.2d 699, 10th Cir. (1968)
Union Pacific Railroad Company, A Utah Corporation v. Jimmie Rex Lumbert, 401 F.2d 699, 10th Cir. (1968)
Union Pacific Railroad Company, A Utah Corporation v. Jimmie Rex Lumbert, 401 F.2d 699, 10th Cir. (1968)
2d 699
This case arises out of a railroad-crossing accident near Pine Bluffs, Wyoming.
A jury awarded appellee-plaintiff damages in the amount of $102,573 and the
railroad appeals.
A road and two railroad tracks intersected at an angle of 60 degrees. The only
warning sign or device was the familiar crossbuck. A signal box, telegraph
poles, and some bushes partially obstructed the view. The surface of the road
was rough and contained chuckholes. The railroad was aware of the crossing
conditions.
The plaintiff traveled the road regularly going to work. He testified that he
stopped, looked in both directions, heard no whistle or other warning, began to
cross the tracks, and remembers nothing further until he was in the hospital.
Three other witnesses testified that they heard no whistle. The railroad knew of
several other personal injury accidents which had occurred at the crossing in the
previous five years.
4
The engineer of the train and a brakeman sitting in the fireman's seat testified
that the train's whistle was blowing and the bell ringing; that the headlights of
the engine were on; that they saw the plaintiff's car an unstated distance from
the crossing;1 that the plaintiff was looking forward and "fooling" with
something on the dash of the car; that the train was traveling 55-60 miles an
hour; and that an emergency stop of the train at that speed would have required
one and a quarter miles. The train and the car arrived at the crossing at the
same instant.
The railroad says that the plaintiff was contributorily negligent as a matter of
law because he cannot say that he looked and failed to see what was clearly
visible, or could have been seen by the exercise of ordinary care.4
The accident occurred in Wyoming and we must apply Wyoming law. The
Supreme Court of that state has often said that contributory negligence can be
resolved as a matter of law only in the clearest case. 5 The question of
negligence is "determinable by the trier of fact if there is any evidence which
would show or tend to show the relative care or negligence which was
exercised, or if intelligent minds may draw different conclusions as to the
matters at issue."6
Without objection the jury was instructed on the doctrine of last clear chance.
The jury returned a general verdict. The railroad argues that the evidence is
insufficient to sustain recovery on the theory of last clear chance.
10
11
12
Affirmed.
Notes:
*
The testimony was that the whistle began blowing before the train reached the
"whistling board" and that the car was seen when the train was about halfway
between the "whistling board" and the crossing. The "whistling board" is 13001400 feet from the crossing
Cf. Chicago & N. W. Ry. v. Golay, 10 Cir., 155 F.2d 842, a case concerning a
Wyoming grade-crossing accident
See McDowall v. Walters, Wyo., 360 P.2d 165, 169, rehearing denied, Wyo.,
361 P.2d 528
Ford Motor Co. v. Arguello, Wyo., 382 P.2d 886, 892, and cases there cited
Meredith GMC, Inc. v. Garner, 78 Wyo. 396, 328 P.2d 371, 373
Id. at 2
Dr. Pepper Co. v. Heiman, Wyo., 374 P.2d 206, 212. In Johnston v. Vukelic, 67
Wyo. 1, 213 P.2d 925, 931, Wyoming adopted the statement of the last clear
chance rule found in Restatement, Torts, 480, pp. 1257-1258
10
The second instruction on last clear chance was given in response to a question
submitted by the jury during its deliberations
11
Vareltzis v. Luckenbach Steamship Co., 2 Cir., 258 F.2d 78, 80. See also Cross
v. Ryan, 7 Cir., 124 F.2d 883, 887, cert. denied 316 U.S. 682, 62 S.Ct. 1269, 86
L.Ed. 1755; State Fuel Co. v. Gulf Oil Corp., 1 Cir., 179 F.2d 390, 396-397;
and Moore v. Stephens, 6 Cir., 271 F.2d 119. Wyoming has followed the
Dunn v. St. Louis-San Francisco Ry., 10 Cir., 370 F.2d 681, 683
14
15
In my view, the trial judge erred in refusing to direct a verdict for the railroad
company and in refusing to grant its motion for judgment non obstante
veredicto; hence I cannot concur in the foregoing opinion. While I have great
sympathy for this unfortunate appellee, my reading of the record convinces me
that he failed to show any negligence on the part of the railroad company which
caused or contributed to his injury, and that he was contributorily negligent as a
matter of law. My reasons for disagreeing with the majority opinion, both as to
factual and legal issues, will become apparent during the course of this dissent.
16
In his second amended complaint, Lumbert charged the railroad company with
negligence in the following language:
17
"4. The said collision aforesaid was proximately caused by the negligence of
Defendant in that:
18
19
20
"c. Bushes and telephone poles obscured vision of Plaintiff where he was
stopped on the west side of tracks at the crossing, and Defendant failed to give
warning by sound or light of the approach of the railroad train.
21
"d. Defendant has had prior knowledge that said crossing was dangerous due to
prior accidents.
22
"e. Defendant observed plaintiff in a position of peril and had the last clear
chance to avoid said accident and negligently failed to do so in that defendant
failed to slow said train and failed to give warning with a whistle."
23
The order on the pre-trial conference recites that "Mr. Osborn [attorney for
Lumbert] * * * states that the accident occurred at a dangerous railroad
crossing, that the defendant should have given more adequate warning signals,
and that the defendant had the last clear chance to avoid the accident."
According to the order, the attorney for the railroad company denied any
negligence, pleaded contributory negligence, stated the warnings were
adequate, and that "the last clear chance doctrine is not applicable."
24
25
Lumbert said his view to his right was partially obscured by bushes and
telephone poles, but admitted on cross-examination that when he stopped his
car he had already passed the bushes. Moreover, a photograph of the scene, on
which he marked the point of his stop, showed beyond peradventure that the
telephone poles were not between him and the train and that there was no
obstruction to prevent him from seeing a train approaching on his right. Thus,
the picture completely refutes Lumbert's theory; had he looked, he would have
seen the train.
26
It will be remembered that, in his assignment of errors, the appellee stated the
railroad company "had prior knowledge that said crossing was dangerous due
to prior accidents," and that in the pre-trial order he is quoted as having said
"the accident occurred at a dangerous railroad crossing." In the same vein, the
majority opinion says, "The railroad knew of several other personal injury
accidents which had occurred at the crossing in the previous five years," and
that "The crossing was dangerous and was known by the railroad to be
dangerous."
27
28
The evidence showed, however, that there was no unusual physical feature
which differentiated the crossing from an ordinary country crossing, and that
previous accidents there had been due, not to any inherently dangerous
condition at the crossing, but to the negligence of the motorists involved in the
accidents. The testimony was that there had been four previous accidents in the
last five years: one woman was killed, a truck struck a locomotive, and there
were two other very minor accidents. In no case was the railroad charged with
negligence. The woman who was killed drove, without stopping, into the path
of an approaching train, and no claim against the railroad company was
asserted by her estate. The truck drove into an approaching train and its owner
paid the Union Pacific something more than $5,000 for the damage done to its
locomotive. This is the history of accidents at the crossing which the majority
say stamped it as dangerous. I think it falls far short of showing the crossing
was, in physical characteristics, more dangerous than the ordinary country
crossing, or that previous accidents there proved there was any dangerous
feature in the crossing itself.
29
As the majority say, the engineer of the train and a brakeman sitting in the
fireman's seat testified that the whistle was blown, the bell was ringing, and the
head light of the engine was on. In fact, the bell was still ringing when the
mile-long train stopped with its caboose in the crossing. No reason to disbelieve
the positive, affirmative evidence of the railroad men is suggested except that
the appellee and three other witnesses testified they heard no whistle. These
witnesses, other than the appellee, were carpenters sitting in an automobile
1700 feet from the crossing waiting for eight o'clock to begin work on a nearby
bridge. Whether the windows of the car were up does not appear; but they
probably were, as it was cold enough to have the car heater on. The witness
Jones said he saw the locomotive headlight on. All three men testified they
heard no whistle, and one argued there had been none because he did not hear
it. Another, the witness Hougham, was not so dogmatic:
30
31
32
"Q. Now, can you state definitely whether a whistle or horn was blown? A. No,
sir, I don't guess I could say definitely."
33
34
"The negative evidence of plaintiff and Schneider that they did not hear the
signals could not overcome the positive evidence of the trainmen and
disinterested witnesses that the signals were given."
35
In Chicago & N. W. Ry. Co. v. Golay, 155 F.2d 842, 846, (10th Cir. 1946), this
court said:
36
"* * * Testimony of witnesses merely that they did not hear a whistle or bell is
of insufficient probative value to take the issue to the jury when in conflict with
positive testimony of other witnesses that the whistle was sounded or the bell
rung, unless it further appears, from the circumstances, conditions, and
surroundings that they were in position to hear and would probably have heard
the sound had it been given. * * *"
37
With the three witnesses sitting in a car about one-third of a mile from the
crossing probably with the windows closed saying they did not hear the
whistle, it can hardly be said that "the circumstances, conditions, and
surroundings" they were in made it appear "they were in position to hear and
would probably have heard the sound had it been given." As I have pointed out,
one of these three witnesses was frank enough to say that, although he did not
hear it, he could not say the whistle had not been blown. I conclude, therefore,
that the negative evidence of those who did not hear the whistle, in conflict
with the positive testimony of other witnesses that the whistle was sounded,
was of insufficient probative value to take the issue to the jury.
38
I think this case is governed by this court's opinion in Chicago, Rock Island and
Pacific R. Co. v. McFarlin, 336 F.2d 1 (10th Cir. 1964), cert. denied 379 U.S.
1001, 85 S.Ct. 721, 13 L.Ed.2d 702 (1965). That case is strikingly similar to
this. There it was held that a motorist killed in a grade-crossing accident was
contributorily negligent as a matter of law because she violated the duty, placed
upon her by an "unbroken line" of New Mexico decisions, to "stop, look and
listen for trains using the tracks, and the act of looking and listening must be
performed in such manner as to make it reasonably effective." We said, at page
3:
39
"* * * Under New Mexico law, she was required to stop her car at a point
where, if she looked to the west, it would be effective, and to listen under
circumstances which would permit her to hear that which was audible. She
could not shut the view from her eyes or the sound from her ears and be
relieved of her duty."
40
The majority attempt to distinguish the McFarlin case by saying that the
accident here involved happened in Wyoming and that we are not cited to any
Wyoming decisions comparable to the unbroken line in New Mexico.
41
42
I do not know that in this respect Wyoming differs materially from New
Mexico or any other state. In all jurisdictions the term "contributory negligence
as a matter of law" means contributory negligence shown by the evidence
without substantial contrariety of proof on the issue; that is, "the clearest case."
I suggest there can be no clearer case than the one before us: Lumbert started
his car and drove upon the tracks in the face of the thundering locomotive
which was less than 700 feet from the crossing. Had he looked, he would have
seen the impending danger. He says he looked, but did not see the train. There
was nothing to impede his vision. The law is that he cannot be heard to say he
looked but did not see the locomotive which was in plain view and almost upon
him.
43
This is the rule in Wyoming. In McDowall v. Walters, 360 P.2d 165, 169-170
(Wyo.), rehearing denied Wyo., 361 P.2d 528 (1961), the court said:
44
"A motorist cannot say that he looked, but failed to see what was clearly visible,
or could have been seen by the exercise of ordinary care. [Authorities cited.]
Such a rule was previously affirmed by this court in Chandler v. Dugan, 70
Wyo. 439, 251 P.2d 580, 587, wherein it was said:
45
"`* * * The defendant, under the law, is not permitted to say that he did not see
when he could have seen by looking. As this Court has said: "A person is
presumed to see that which he could see by looking. * * * He will not be
permitted to say that he did not see what he must have seen, had he looked." * *
*'"
46
So, Lumbert will not be permitted to say he did not see the train which was
plainly visible; hence, his assertion to that effect is insufficient, under Wyoming
law, to counter the contrary evidence so as to form an issue of fact as to whether
he was contributorily negligent. And that assertion is the only thing in the
evidence which could be said to raise the issue. This, then, is the "clearest case"
one in which the evidence showed his negligence without contradiction;
consequently Lumbert was guilty of contributory negligence as a matter of law.
47
There can be no dispute about the fact that the approaching train could easily
have been seen by Lumbert when he stopped his car just before he reached the
crossing; the photograph of the scene to which I have referred demonstrates it
beyond cavil. Lumbert's recovery therefore is barred by his failure to look and
see the plainly visible approaching train. Of his own volition he left a place of
safety and drove into danger; except for that reckless act, he would not have
been injured.
48
49
Sections 31-153, 31-154 and 31-155, Wyo.Stat. (1957), contain the "stop, look
and listen" rules for Wyoming motorists at railroad grade crossings. They
demonstrate a legislative concern for safety at crossings perhaps greater than
the judicial concern shown in the New Mexico decisions. The statutory
provision particulary applicable to our situation is 31-153(a):
50
******
51
52
53
Here the approaching train was "plainly visible" and "in hazardous proximity"
to the crossing. Hence the statute commanded that Lumbert, having stopped,
should not proceed until he could do so safely. This, it seems to me, is a
requirement as rigid as the New Mexico "stop, look and listen effectively" rule.
A Wyoming motorist, who has stopped at a crossing must look and listen
effectively in order to decide whether he can proceed safely. Consequently,
when Lumbert started his car without seeing a plainly visible train in hazardous
proximity to the crossing, he was just as negligent in Wyoming as he would
have been under similar circumstances in New Mexico.
54
Although there was no evidence to warrant it, and although the pre-trial order
shows the railroad company contended the doctrine was not applicable, the trial
judge instructed the jury on last clear chance. He did, however, leave it to the
jury to decide whether the doctrine was applicable.
55
We do not know whether or not the jury decided the doctrine of last clear
chance applied in the circumstances of this case because it returned a general
verdict. The majority correctly say a "general verdict is upheld where there is
substantial evidence supporting any ground of recovery in favor of an appellee."
Thus it is necessary to consider the applicability of last clear chance, and to see
whether there is substantial evidence supporting this ground of recovery, as the
jury may have based its verdict on that doctrine. There was no evidence
whatever upon which it could have grounded a conclusion that the railroad
company had the last clear chance to avoid the accident. This is easily
demonstrated: The majority say that "the car was seen when the train was about
half way between the `whistling board' and the crossing." The whistling board
was 1320 feet from the crossing, so the car was seen when the locomotive was
about 660 feet from the crossing. The train was traveling at least 55 miles per
hour; at that speed it moved about 80 feet per second and so reached the
crossing about 8 seconds after the car was first seen. Obviously it was
impossible in 8 seconds to stop the train or to appreciably diminish its speed.
The evidence was that a distance of 1 miles, or 6600 feet, was required to stop
the train. In these circumstances, it is trifling with words to say the engineer
could have prevented the accident.
56
Lumbert's car was not moving when the trainmen first saw it, so he was not
then in a perilous position. But the car began to move immediately thereafter
and reached the crossing exactly when the locomotive reached it. Lumbert
really had the last clear chance to avoid the accident: he should not have started
his car when the train, which he could have seen, was just a few seconds away
from the crossing.
57
Be that as it may, the truth is the emergency was so sudden that there was no
time for the locomotive engineer to avoid the collision. Thus the doctrine of last
clear chance was inapplicable. I quote my own treatment of the subject, which I
think is in line with generally accepted principles, in Dean v. Century Motors,
81 U.S.App.D.C. 9, 10, 154 F.2d 201, 202 (1946):
58
"* * * The doctrine [last clear chance] presupposes a perilous situation created
or existing through the negligence of both the plaintiff and the defendant, but
assumes that there was a time after such negligence had occurred when the
defendant could, and the plaintiff could not, by the use of means available,
avoid the accident. It is not applicable if the emergency is so sudden that there
is no time to avoid the collision, for the defendant is not required to act
instantaneously."
59
The majority concede that "[t]here is some doubt whether the record contains
evidence to show that the engineer of the train had a `clear and apparent
opportunity' 1 to avoid the accident." They add, however, that "we need not
resolve the question" because, although at the close of the evidence the railroad
moved for a directed verdict on the ground that "there is no substantial evidence
to support a judgment for the plaintiff," it failed to make express objection to
the giving of the instruction on last clear chance. "In such a situation," say the
majority, "Rule 51, F.R.Civ.P., precludes consideration of the instruction."
60
61
It is remarked in 2B Barron & Holtzoff 1104, pp. 463-4 (Wright ed. 1961):
62
"* * * But Rule 51 is not top-heavy with technical excuses for overlooking trial
errors. After all only those errors are waived which might have been corrected
had the proper objection or request been made. If the trial judge is fully
informed of the specific grounds of objection or request, there is no need for
repetition. * * *"
63
64
After stating the situation as I have summarized it, the court's opinion
continued thus, at page 84:
65
66
The court then pointed out that Rule 46, F.R.Civ.P. eliminated the formality of
the exception and quoted the following portion of Rule 51, upon which the
appellee was depending:
67
"* * * `no party may assign as error the giving or failure to give an instruction
unless he objects thereto before the jury retires to consider its verdict, stating
distinctly the matter to which he objects and the grounds of his objection.'"
68
69
"* * * Applying these rules to the case at bar in the light of their purpose,
namely to call the trail court's attention specifically to the parties' requests or
objections that they may be considered before the jury is charged, we are of the
opinion that the objections of the appellants were sufficient to support their
point that there is no substantial evidence in the record to justify a charge under
the last clear chance doctrine. * * *"
70
From all the foregoing I conclude that, even if it be assumed for the discussion
that the railroad company was negligent in all respects charged, Lumbert's
negligence in driving into the path of the train which he could have seen, had he
looked, was the cause of the accident. His negligence is conclusively shown by
the evidence and was not effectively denied, so he should be held to have been
contributorily negligent as a matter of law.
71
I would reverse and remand with instructions to enter judgment for the railroad
company, notwithstanding the verdict.
Notes:
1