Immanuel Wallerstein - The Collapse of Liberalism
Immanuel Wallerstein - The Collapse of Liberalism
Immanuel Wallerstein - The Collapse of Liberalism
Immanuel Wallerstein
Thus we come to the meaning of the Persian Gulf crisis, the beginning of
the new era. In this era, the only effective weapon of the dominant forces is
becoming force. The Persian Gulf war, unlike all other North-South
confrontations in the twentieth century, was an exercise in pure Real-
politik. Saddam Hussein started it in this fashion, and the United States
and the coalition it put together responded to it in the same way.
Realpolitik was never absent of course from previous conflicts. It in-
formed the Congress of Baku in 1921 as well as the arrival of the Chinese
Communist Party into Shanghai in 1949. It was part and parcel of the
Bandung declaration of 1955, of the Vietnam war, and of the Cuban
confrontation of 1962. It was always an integral part of the strategy of the
antisystemic movements - witness Mao's maxim, 'political power comes
out of the barrel of a gun' - but force was always an adjunct to the central
organising motifs of antisystemic ideology. The South, the peripheral
zones, the world's working classes had fought their battles under the
banner of an ideology of transformation and hope, in which there was a
clear ideological appeal to popular power.
We have been arguing that the forms this ideological struggle of the
world's antisystemic movements took were less militant than they seemed
or than they claimed. We have said that the world's antisystemic forces had
IMMANUEL WALLERSTEIN 105
in fact been pursuing, in large part unwittingly, the liberal ideological
objectives of homogenising integration into the system. But, in so doing,
they at least offered hope, even exaggerated hope, and invited adherence
to their cause on the basis of these hopes and promises. When the promises
were finally seen to be unfulfilled, first there was fundamental uprising
(1968) and then there was the anger of disillusionment (1989). The uprising
and the disillusionment were directed more against the presumably anti-
systemic liberal socialists than against the pure vintage liberals. But no
matter, since liberalism had achieved its objectives via these liberal-
socialists (and to be sure the liberal-conservatives as well), and had always
been able to be effective alone.
Saddam Hussein drew the lesson of this collapse of the liberal ideologi-
cal carapace. He concluded that 'national development' was a lure and an
impossibilityeven for oil-rich states like Iraq. He decided that the only way
to change the world's hierarchy of power was via the construction of large
military powers in the South. He saw himself as the Bismarck of an
eventual pan-Arab state. This was not the Bismarck of enlightened
conservatism, but the Bismarck who was the leader of a state fighting an
uphill battle in the interstate system. The invasion of Kuwait was to be the
first step for Saddam Hussein in such a process, and would have as a side
benefit the immediate solution to Iraq's debt crisis (elimination of a main
creditor plus a windfall of looted capital).
If this was an exercise in pure Realpolitik, then we must look at the
calculations. How must Saddam Hussein have evaluated his risks and
therefore his chances of success? I do not believe he miscalculated. Rather
I believe he reasoned in the following manner: Iraq had a 50-50 chance of
winning in the short run (if the US hesitated to respond), but if Iraq
moved, the US would find itself in a no-win situation where the US had a
100% chance of losing in the middle run. For a player of Realpolitik, these
are good odds.
Saddam Hussein lost his short-run 50-50 gamble. The US reacted with
the use of its maximal military strength, and of course was unbeatable.
Iraq, as a country, has emerged much weakened from the war, albeit less
totally knocked out than the US seemed to think it would accomplish. But
the political situation in the Middle East is fundamentally unchanged from
that of 1989, except that the political responsibility of the US has increased
considerably without any significant increase in its political ability to
defuse the tensions. Whatever the short-run developments, the continued
erosion of the US middle-run political role in the world-system will
continue unabated, given the continuing erosion of the US competitive
position in the world-market vis-his Japan and the European
Community.
The long-run question that is open is not what developments will occur
in the North, which are fairly easy to predict. When the next long upturn of
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the world-economy occurs, the likely poles of strength will be two: a
Japan-US axis, to which China will be attached, and a pan-European axis,
to which Russia will be attached. In the new expansion and new rivalry
among core powers, each pole concentrating on developing its principal
semiperipheral zone (in the one case China, in the other case Russia), the
South will in general be further marginalised, with the exception of
enclaves here and there.
The political consequence of this new economic expansion will be
intense North-South conflict. But if the North has lost its weapon of
ideological control of the situation, can the antisystemic forces, in the
South and those elsewhere supporting the South, that is (in older lan-
guage), the world's working classes, reinvent an ideological dimension to
their struggle?
As the ideological themes of yesteryear, those incarnated in socialist and
anti-imperialist doctrines, have used themselves up, we have seen three
principal modes of struggle emerge. Each has created enormous immedi-
ate difficulties for the dominant strata of the world-system. None of the
three seems to pose a fundamental ideological challenge. One is what I
would call the neo-Bismarckian challenge, of which Saddam Hussein's
thrust has been an example. The second is the fundamental rejection of the
Enlightenment Weltanschauung, whose strength we have seen in the forces
led by the Ayatollah Khomeini. The third is the path of individual attempts
at socio-geographical mobility, whose major expression is the massive
unauthorised ongoing migration from South to North.
Two things stand out about these three forms of struggle. First, each is
likely to increase manyfold in the 50 years to come, and will consume our
collective political attention. Secondly, the world's left intellectuals have
reacted in extremely ambiguous fashion to each of these three forms of the
struggle. Insofar as they seem to be directed against the dominant strata of
the world-system and to cause the latter discomfort, left intellectuals have
wanted to support them. Insofar as each is void of ideological content, and
hence politically reactionary rather than progressive in middle-run politi-
cal consequence, left intellectuals have taken their distance, even consid-
erable distance, from these struggles.
The question is what choice left forces have. If 1989 represents the end of
a cultural era that ran from 1789 to 1989, what will be, what can be, the new
ideological themes of the present era? Let me suggest one possible line of
analysis. The theme of the era just past, that of modernity, was the virtue
of newness and, in the political arena, the normality of change. This theme
led, as we have tried to argue, steadily and logically to the triumph of
liberalism as an ideology, that is, to the triumph of the political strategy of
conscious, rational reform in the expectation of the inevitable perfecting of
the body politic. Since, within the framework of a capitalist world-
economy, there were (unrecognised) inbuilt limits to the 'perfecting' of the
IMMANUEL WALLERSTEIN 107
body politic, this ideology reached its limits (in 1968 and 1989), and has
now lost its efficacity.
We are now into a new era, an era I would describe as the era of
disintegration of the capitalist world-economy. All the talk about creating
'a new world order' is mere shouting in the wind, believed by almost no
one, and in any case most improbable of realisation. But what ideologies
can exist if we are faced with the prospect of disintegration (as opposed to
the prospect of normal progressive change)? The hero of liberalism, the
individual, has no significant role to play amidst a disintegrating structure,
since no individual can survive very long in such a structure acting alone.
Our choice as subjects can only be that of groups large enough to carve out
corners of strength and refuge. It is therefore no accident that the theme of
'group identity' has come to the fore to a degree unknown before in the
- -
modern world-system.
If the subjects are groups, these groups are in practice multiple in
number and overlapping in very intricate ways. We are all members (even
very active members) of numerous groups. But it is not enough to identify
the theme of the group as subject. In the 1789-1989 era, both conservatives
and socialists sought, albeit unsuccessfully, to establish the social primacy
of groups, in the one case of certain traditional groupings, in the other case
of the collectivity (the people) as a singular group. We must in addition put
forward an ideology (that is, a political programme) based on the primacy
of groups as actors.
There seems to be only two ideologies one can conceivably construct,
although at this point neither has been fully constructed in fact. One can
put forth the virtue and legitimacy of the 'survival of the fittest' groups. We
hear this theme announced in the new aggressivity of proponents of neo-
racist themes, which are often clothed in meritocratic garb rather than in
the garb of racial purity. The new claims are no longer necessarily based on
old narrow groupings (such as nations or even skin-colour groups), but
rather on the right of the strong (however ad hoc their grouping) to hold on
to their loot and protect it within their fortress localities.
The problem with the neo-Bismarckian and the anti-Enlightenment
thrusts in the South is that they are inclined eventually to come to terms
with their compeers in the North, thereby becoming merely one more
fortress locality of the strong. We see this clearly in the politics of the
Middle East of the last 15 years. Faced with the threats represented by
Khomeini, Saddam Hussein was supported and strengthened by all sectors
of the world's dominant strata. When Saddam Hussein moved to grab too
large a share of the loot, these forces turned against him, and Khomeini's
successors were happy to rejoin the dominant pack. This easy switching of
alliances says something about the politics of the dominant strata (and the
hypocrisy of their cant about concern with human rights), but it says
something as well about Khomeini and his group and about the ~ a a t h i s t
party under Saddam Hussein as well.
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There is an alternative ideology to the 'survival of the fittest' groups that
can be constructed around the primacy of groups in an era of disintegra-
tion. It is one that recognises the equal rights of all groups to a share in a
reconstructed world-system while simultaneously recognising the non-
exclusivity of groups. The network of groups is intricately cross-hatched.
Some Blacks, but not all Blacks, are women; some Moslems, but not all
Moslems, are Black; some intellectuals are Moslem; and so on ad infini-
tum. Creating real space for groups in the social system necessarily implies
creating space within groups. All groups represent partial identities.
Defensive frontiers between groups tend to have the consequence of
creating hierarchies within groups. And yet, of course, without some
defensive frontiers, groups can have no existence.
This then is our challenge, the creation of a new left ideology in a time of
disintegration of the historical system within which we live. It is no easy
task nor one that can be accomplished overnight. It took many, many
decades to construct the ideologies of the post-1789 era. The stakes are
high. For when systems disintegrate, something eventually replaces them.
What we now know of systemic bifurcations is that the transformation can
go in radically divergent directions because small input at that point can
have great consequences (unlike in eras of relative stability such as that
which the modern world-system enjoyed from circa 1500 to recently, when
big inputs had limited consequence). We may emerge from the transition
from historical capitalism to something else, say circa 2050, with a new
system (or multiple systems) that is (are) highly inegalitarian and hier-
archical, or into one that is largely democratic and egalitarian. It depends
on whether or not those who prefer the latter outcome are capable of
putting together a meaningful strategy of political change.
In the capitalist world-economy, the system works to exclude the
majority (from benefits) by including in the work-system in a layered
hierarchy all the world's potential work force. This system of exclusion via
inclusion was infinitely strengthened by the diffusion in the nineteenth
century of a dominant liberal ideology which justified this exclusion via
inclusion, and managed to harness even the world's antisystemic forces to
this task. That era, happily, is over. Now we must see if we can create a very
different world-system that will include all in its benefits via the exclusions
involved in the construction of self-conscious groups that nonetheless
recognise their interlacing.
The definitive formulation of a clear antisystemic strategy for an era of
disintegration will take at least two decades to develop. All one can do now
is put forward some elements that might enter into such a strategy without
being sure how all the pieces fit together, and without asserting that such a
list is complete.
One element must surely be a definitive disjuncture with the past
strategy of achieving social transformation via the acquisition of state
IMMANUEL WALLERSTEIN 109
power. It is not that assuming governmental authority is never useful, but
that it is almost never transformatory. The assumption of state power
should be regarded as a necessary defensive tactic under specific circum-
stances in order to keep out ultra-right repressive forces. But state power
should be recognised as a pis aller, which always risks a relegitimation of
the existing world order. This break with liberal ideology will undoubtedly
be the hardest step to take for antisystemic forces, despite the collapse of
liberal ideology I have been analysing.
What goes with such a rupture with past practice would be a total
unwillingness to manage the difficulties of the system. It is not the function
of antisystemic forces to solve the political dilemmas that the increasingly
strong contradictions of the system impose upon the dominant strata. The
self-help of popular forces should be seen as quite distinct from negotiating
reforms in the structure. This has been precisely the trap into which all
antisystemic forces, even the most militant ones, were led during the
liberal ideological era.
Instead, what antisystemic forces should be concentrating upon is the
expansion of real social groups at community levels of every kind and
variety, and their grouping (and constant regrouping) at higher levels in a
non-unified form. The fundamental error of antisystemic forces in the
previous era was the belief that the more unified the structure the more
efficacious. To be sure, given a strategy of the priority of conquering state
power, this policy was logical and seemingly fruitful. It is also what
transformed socialist ideology into liberal-socialist ideology. Democratic
centralism is the exact opposite of what is needed. The basis of solidarity of
the multiple real groups at higher levels (state, region, world) has to be
subtler, more flexible, and more organic. The family of antisystemic forces
must move at many speeds in constant reformulation of the tactical
priorities.
Such a coherent non-unified family of forces can only be plausible if each
constituent group is itself a complex, internally democratic, structure. And
this in turn is only possible if, at the collective level, we recognise that there
are no strategic priorities in the struggle. One set of rights for one group is
no more important than another set for another group. The debate about
priorities is debilitating and deviating and leads back to the garden path of
unified groups ultimately merged into a single unified movement. The
battle for transformation can only be fought on all fronts at once.
A multi-front strategy by a multiplicity of groups, each complex and
internally democratic, will have one tactical weapon at its disposal which
may be overwhelming for the defenders of the status quo. It is the weapon
of taking the old liberal ideology literally and demanding its universal
fulfilment. For example, is not the appropriate tactic faced with the
situation of mass unauthorised migration from South to North to demand
the principle of the unlimited free market - open frontiers for all who wish
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to come? Faced with such a demand, liberal ideologues can only shed their
cant about human rights and acknowledge that they do not really mean
freedom of emigration since they do not mean freedom of immigration.
Similarly, one can push on every front for the increased democratisation
of decision-making, as well as the elimination of all the pockets of informal
and unacknowledged privilege. What I am talking about here is the tactic
of overloading the system by taking its pretensions and its claims more
seriously than the dominant forces wish them to be taken. This is exactly
the opposite of the tactic of managing the difficulties of the system.
Will all of this be enough? It is hard to know, and probably not, by itself.
But it will force the dominant forces into more and more of a political
corner and therefore into more desperate countertactics. The outcome
would still be uncertain, unless the antisystemic forces can develop their
utopistics - the reflection and the debate on the real dilemmas of the
democratic, egalitarian order they wish to build. In the last period,
utopistics was frowned upon as political diversion from the priority tasks
first of gaining state power and then of national development. The net
result has been a movement based on romantic illusion and hence subject
to angry disillusionment. Utopistics are not utopian reveries, but the sober
anticipation of difficulties and the open imagining of alternative institu-
tional structures. Utopistics have been thought to be divisive. But if the
antisystemic forces are to be non-unified and complex, then alternative
visions of possible futures are part of the process.
The year 1989 represented the agonising end of an era. The so-called
defeat of antisystemic forces was in fact a great liberation. It removed the
liberal-socialist justification of the capitalist world-economy and thus
represented the collapse of the dominant liberal ideology.
The new era into which we have entered is nonetheless even more
treacherous. We are sailing on uncharted seas. We know more about the
errors of the past than about the dangers of the near future. It will take an
immense collective effort to develop a lucid strategy of transformation.
Meanwhile, the disintegration of the system goes on apace, and the
defenders of hierarchy and privilege are wasting no time to find solutions
and outcomes that will change everything in order that nothing change.
(Remember that di Lampedusa said this as a judgment of Garibaldian
revolution.)
There is reason neither for optimism nor for pessimism. All remains
possible, but all remains uncertain. We must unthink our old strategies.
We must unthink our old analyses. They were all too marked with the
dominant ideology of the capitalist world-economy. We must do this no
doubt as organic intellectuals, but as organic intellectuals of a non-unified
worldwide family of multiple groups, each complex in its own structure.