Advanced Diploma of Plant Engineering: Reading Material For Module 7
Advanced Diploma of Plant Engineering: Reading Material For Module 7
Advanced Diploma of Plant Engineering: Reading Material For Module 7
Plant Engineering
(DPE05)
Topic 7.1
V1
Version 1
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Introduction to Fluid Power
In this chapter, we summarize how the term “hydraulics” was derived, the history of hydraulics
along with the scientists/mathematicians, who have contributed to its the.
A brief comparison of advantages of hydraulics over electrical devices and pneumatics is explained
to show the inherent characteristics and the energy transfer in the field of hydraulics.
A brief summary of ensuing chapters shows the basic principles involved, various hydraulic
component functions and applications, mathematical calculations for sizing the components, tables,
illustrative pictures, hydraulic circuits and symbols, practical examples and many more.
1.1 Introduction
The term fluid power generally refers to the power generated by fluid substances like liquids and
gases. The power generated is controlled at times from the generator itself and also at various stages
with the help of valves. Finally, the power generated is applied to the end user to obtain force or
motion in the form of an operating mechanism.
In our explanation in ensuing chapters, we emphasize on power from liquids mainly hydraulic oil
that will invariably become the operating media in power generation. The power from gases,
meaning the generation of compressed air, from atmospheric air that will be put to work in operating
mechanisms.
Therefore to summarize, the use of hydraulic oil properties, mainly the incompressibility factor
built-in, energy transfer derived from it becomes “HYDRAULICS” and the use of atmospheric air
and mainly the compressibility characteristic involved becomes “PNEUMATICS.” Both these
categories are best known as “FLUID POWER SYSTEM.” Here after we will be dealing with
hydraulics only and all the chapters compiled, will exhibit the functionality of hydraulic systems and
controls.
• Phase-2 Mechanical energy is obtained by the drive that may be a coupling, v-pulleys or
gear drive (Rotary motion).
• Phase-3 Hydraulic energy from hydraulic pumps, valve systems (rotary, reciprocating
motion).
• Phase-4 Mechanical energy in actuators like hydraulic cylinders or hydraulic motors
(Reciprocating, rotary motion in the form of push, pull and twist).
Although, various fields like industrial, mobile, marine and aerospace utilize the hydraulic systems
and controls; consequently, emphasis is placed primarily on the theory, functions, characteristics,
applications, and maintenance aspects of the industrial hydraulics systems.
Many applications presented in this manual are representative in nature to explain the function and
operating characteristics of different hydraulic systems and components that commonly exist in this
field. It does not exhibit a particular model or brand to promote it.
A brief summary of contents is given below, illustrating the things to know and understand in
industrial hydraulic systems and other related details to go along with it.
Chapter 8 Hydraulic flow control valves of industrial applications, theory, construction, functions,
characteristics, sizing, selection, and applications
Chapter 11 Hydraulic accessories used commonly in industrial hydraulic systems like accumulators,
heat exchangers, oil coolers, hydraulic reservoirs, hydraulic tubes, hoses and fittings and other tank
mounted accessories—theory , functions, construction, sizing, and applications
Chapter 13 Basic hydraulic circuits—representative applications and theory behind the construction
of hydraulic circuits in various functional requirements
Chapter 15 Seal design in hydraulic components—hydraulic cylinders piston, rod, gland and barrel
seals, materials used in seals and their compatibility with hydraulic oil, O-rings and their
applications—relevant brands available in the market.
Practical exercises
In this chapter, we will be learning the basic physical principles that are relevant to the hydraulic
system. These are very much essential to understand and their applications are widespread in the
entire hydraulic system.
Basic hydraulic principles, such as properties of fluids, hydrostatic and hydrodynamic laws are
explained and all the components of hydraulic systems work based on these principles. In ensuing
chapters, we will understand the applications of these principles.
2.2 Mass
Mass is a property of a physical object or a body, irrespective of its surroundings, position, or shape
which measures the amount of matter or energy contained in it. The mass of a body is constant and
measured in kilograms or pounds.
Inertial mass is the property of a mass at rest on ground or at an elevated position and resistance to
change its position, unless acted upon by an external force. The related energy concepts are potential
energy and kinetic energy.
Mass due to gravity is the object’s property to interact with the gravitational force on the earth. An
object with a smaller mass at rest can be moved with a smaller force, whereas, a large mass requires
a large force to move it.
The measure of gravitational forces varies between planets. The mass remains same on the earth and
the moon, whereas the strength of gravitational forces that attract the mass is more on earth than on
the moon.
2.3 Weight
Weight is a measurement term used to refer to the mass of an object or the force due to earth’s
gravity acting on the object of a given mass.
The gravitational force acting on any body or object is directly proportional to the mass and is given
as
W = mg,
The value of “g” is taken as 9.8m/s2 in SI units and 32ft./s2 in imperial units.
In everyday use, we always weigh a mass on a weighing scale, which gives the apparent weight of
an object. The weights of the object’s mass or the downward force due to gravity on different
planets are shown in Table 2.1 below.
Table 2.1
Acceleration due to Gravity on Different Planets
Earth 1.000
Moon 0.166
Mars 0.377
Mercury 0.378
Uranus 0.889
Venus 0.907
Saturn 1.064
Neptune 1.125
Jupiter 2.364
2.4 Volume
The volume of a solid object is measured as the space occupied by the three dimensional value of
the object and usually expressed as cubic meters (m3) in metric units and cubic feet (ft.3) in imperial
units.
The volume of a liquid substance is measured as how much space occupied or displaced in a
container at static condition or the capacity of a container to hold the liquid and is usually measured
in Liters (L) or as cubic meters (m3) in metric units and cubic feet (ft.3) in imperial units (see Figure
2.1).
Figure 2.1
Volume measurement
In describing the pump characteristics, the term “Capacity” illustrates the volume of a fluid over a
specific time in dynamic condition. The measurement for capacity is usually expressed as liters per
minute (lpm) or as cubic meters per minute (m3/min) in metric units and cubic feet per minute
(ft.3/min) in imperial units.
2.5 Density
The density of an object or a substance is a measure of mass per unit volume and is denoted by the
symbol “ρ” (rho).
m
ρ = -----------
V
In SI units
ρ = The density of an object measured in kg/m3
m = The total mass of an object measured in kg
V = The total volume of an object measured in m3
In Imperial units
ρ = The density of an object measured in lb/ft.3
m = The total mass of an object measured in lb
V = The total volume of an object measured in ft.3
It is to be noted that when an object’s density is more, it’s mass per volume is more. Comparing
substances like iron with water, it is seen that iron is denser than water and occupies less volume.
Density changes with the temperature. The maximum density of pure water at atmospheric pressure
and at a temperature of 4°C is 1kg/l. When water is cooled to 4°C, it contracts, i.e. it’s volume
decreases and results in increase in density.
8 Practical Hydraulic Systems: Operation and Troubleshooting
The density of solid loose materials, such as powders, sand, etc. is termed as “bulk density” and it
varies according to packed conditions. Table 2.2 below shows the density of air at different
temperatures.
Table 2.2
Air Density at Different Temperatures
T°C ρ kg/m3
−10 1.341
−5 1.316
0 1.293
+5 1.269
+10 1.247
+15 1.225
+20 1.204
+25 1.184
+30 1.164
Density of substance
= -------------------------------------
Density of water at 4°C
Density of substance
= ---------------------------------------
Density of air (at particular temperatures)
The terms “relative density or specific gravity” are often ambiguous and have the same meaning.
Mostly, when calculating the volume of an irregular object, geologists use relative density, whereas
in the field of engineering and medicine, the term “specific gravity” is used.
2.7 Velocity
The term “velocity” is the specified speed of an object in a specific direction. It is a vector quantity
and is measured as the distance covered by an object from a starting point to the end point at a
particular time limit.
Distance (m)
v = ------------------------
Time (s)
Uniform velocity is when an object travels equal distance in equal interval of time and in a particular
direction.
Basics of Hydraulics 9
Variable velocity is when an object travels unequal distance in a particular direction, in equal
interval of time or it travels equal distance in equal interval of time but with change in direction.
Terminal velocity is the measure of speed of an object falling toward the ground assisted by the
gravitational force, against the air resistance in the atmosphere.
Hyper velocity is used in space exploration and has a very high velocity of 2500m/s or more. Falling
meteorites from the space are another example having very high velocity.
2.8 Acceleration
Acceleration of an object is the rate of change of its velocity and is a vector quantity measured in
meters per second squared. An object is said to be moving with uniform acceleration, when the rate
of change of velocity at a particular time interval. This is necessarily, a change in speed or the speed
increases. Deceleration or retardation is an opposite term, wherein; the object’s speed is reduced
toward the end.
v−u
Average acceleration “aa” =---------------
t
When an object is rotating in a circular path, with changing acceleration about its center axis, the
object is said to be moving with angular acceleration, which is measured in radian per second
squared (rad/s2).
Change in
Δω angular velocity
Angular acceleration aw = ----------------------- = --------------------------------------------
Δt Time
When an object with a tangential velocity, changes its velocity, we get tangential acceleration.
When an object in a circular motion, moves toward the center at constant tangential velocity, it is
said to have “centripetal acceleration.”
When an object in a circular motion, moves away from the center at constant tangential velocity, it is
said to have “centrifugal acceleration.” This is to be noted as the reactive of the centripetal
acceleration of an object.
The acceleration due to gravity varies from place to place, i.e. minimum at a place near the equator
and maximum at a place near the poles.
If an object falls freely downwards, the acceleration due to gravity is said to be positive, whereas, if
an object is thrown vertically upwards, the acceleration due to gravity is said to be negative. The
average value of acceleration due to gravity is 9.8m/s2 (32ft./s2). Thus, for an object falling freely
under gravitational pull, its velocity increases at the rate of 9.8m/s, i.e. after 1s, the velocity will be
9.8m/s, after 2s, the velocity will be 2 × 9.8m/s and so on.
2.11 Force
Force can be defined as a pull or a push acting on an object as a result of another object’s interaction
trying to create a push or pull or trying to change the present state of rest or motion. Force is a vector
quantity and has both magnitude and direction and can also be defined as the rate of change of
momentum of an object.
In everyday life, we come across different types of forces, either direct interaction or indirect
interaction between two objects.
Direct Interaction
Frictional forces exist between fixed and moving parts, air resistant forces like wind and a moving
vehicle or an airplane, applied forces like push open a door, pulling a luggage trolley, tensioning
forces existing on a string, like a rope or wire supporting a vertical load, hydraulic cylinder piston
rod pulling a load, the spring force applied on an object either in compression or tension mode, etc.
are some of the examples of force with direct interaction. The magnitude of the force is different in
each case and is dependent on the size and mass content of the object.
Indirect Interaction
The gravitational pull between an object and the earth, between planets like the earth and the moon,
electrical forces between protons and electrons, magnetic forces like two permanent magnets attract
each other when opposite poles come together, all constitute indirect interaction forces.
If a force (F) acts on an object of mass (m), the object accelerates in the direction of the force. The
acceleration is directly proportional to the force and inversely proportional to the mass of the object.
F=m×a
The force of gravity is directly proportional to the mass of the object. The force due to gravity on a
mass of 1kg is called a 1-kg f, 9.8N.
2.12 Work
Work is defined as the force through a distance. Work is said to be done on an object, when an
object is displaced from an initial position to a final position at a distance apart. Force is applied to
Basics of Hydraulics 11
move the object. When a force is applied on an object, energy is being transferred and work is being
done on the object (see Figure 2.2).
Figure 2.2
Work
The amount of work done is calculated by multiplying the amount of force and displacement
Work done = F × d
The unit of work is Newton-meter in SI Units and 1 Newton-meter is equal to 1 joule in terms of
energy transfer (see Figure 2.3).
Figure 2.3
Work and work done
2.13 Energy
A body is said to possess energy, when it is capable of doing work. Therefore, energy can be broadly
defined as the ability to do work. In other words, energy is the capacity of a body for producing an
effect.
In hydraulics, the method by which energy is transferred is known as fluid power. The energy
transfer takes place in hydraulics, from the prime mover to the actuators in three different phases. In
the process of energy transfer within hydraulics, heat energy and electromagnetic energy are also
associated with it.
Since energy can neither be created nor destroyed, it can be transferred from one form of energy to
another form, like electrical to mechanical, mechanical to hydraulics, and hydraulics to mechanical.
Energy can be classified into many different forms of energy, like physical energy, mechanical
energy, chemical energy, thermal energy, biological energy, meteorological energy, geological
energy, radiation energy, nuclear energy, etc. but all of them are finally reduced down to two
important categories (1) Potential energy (2) Kinetic energy.
12 Practical Hydraulic Systems: Operation and Troubleshooting
Figure 2.4
Potential energy
As seen earlier, work equals force times the distance and when lifting an object above the ground,
the force of lifting at constant velocity equals the weight of the object. The weight of the object is its
mass times the acceleration due to gravity. The displacement of the object by the workdone becomes
the height and finally the work becomes the stored energy at that height.
W = F × d,
W= Fgravity × d,
a = (v − v0)/Dt,
Basics of Hydraulics 13
x = (v + v0)/2 × Dt
(v − v0) (v + v0)
= m × ---------- ×-------------------- × Dt
Dt 2
K.E = ½ m v 2
The example of kinetic energy is a car with a definite mass moving at a velocity, the flow of liquid
from a higher elevation to a lower elevation, etc.
These molecules have a large amount of kinetic energy stored in them. Any change in the room
temperature results in a change in the molecular kinetic energy, since the molecular velocity is a
function of temperature.
In addition, the molecules in the solid state are attracted toward each other by forces, which are quite
large. These forces tend to vanish once the molecules attain a perfect gas state. In processes such as
melting of a solid or vaporization of a liquid, it is necessary to overcome these forces. The energy
required to bring about this change is stored in the molecules as potential energy.
The sum of these energies is called internal energy and is stored within the body. This energy is
sometimes called as thermal energy.
2.17 Power
Power is defined as the rate of doing work. The same also can be defined as the amount of energy
utilized to accomplish work.
14 Practical Hydraulic Systems: Operation and Troubleshooting
Sometimes, the forces may not be acting in the direction of velocity. Therefore to calculate the
instantaneous power, the following formula is being used
The SI unit of power is “J/s.” If the amount of work done is 1J in 1s, then the power is 1W.
The definition of power is being used in many applications, such as mechanical, electrical, and
thermal.
The same value, when converted into metric units, a horse is said to walk a distance of 50m with a
weight force of 90kgf.
4500kgf-m/1min or hp = 4500kgf-m/min.
2.19 Heat
As in the conservation of energy statement, energy can neither be created nor destroyed, but
transferred from one state to another. In physical terms, heat is a form of energy transfer, associated
with the motion of atoms and molecules within an object, irrespective of whether the object is hot or
cold. Heat can be transferred from one object to another by varied processes called “conduction,
convention, and radiation.”
Basics of Hydraulics 15
Heat in hydraulics is a loss of input energy and created in the system by internal leakages
Pressure drops across various cross-sections of tubes, valves, etc.
Inadequate heat dissipation parts are designed in the hydraulic system
Location of equipment installed
How much heat is tolerated?
Normal operating temperature 40°C to 50°C and maximum upto 60°C
The unit for the measurement of temperature °C, or °F, or K
2.20 Torque
Torque is a rotational force or moment or couple, which we normally apply, when tightening a nut
by a spanner. The force applied to a lever multiplied by the distance of a fulcrum from the end of the
lever is also called torque (see Figure 2.5).
Figure 2.5
Torque by a spanner
There are still various other properties associated with the above primary functions. An absolute
knowledge of properties of hydraulic oils and their usage in selecting the correct hydraulic oil, will
supplement further understanding of the concepts of hydraulics.
16 Practical Hydraulic Systems: Operation and Troubleshooting
2.23 Viscosity
Viscosity can be defined as the fluid’s internal resistance to flow. It is also a measure of a series of
fluid layers superimposed on each other and the resistance caused by the molecular friction, when
the individual fluid layers tend to slide between each other. Oil flows with different velocities within
a tube, where the maximum velocity occurs at the center of the tube and zero velocity at the internal
wall surface of the tube.
When hydraulic oil is with low viscosity, it will flow easily, but the side effects are:
When hydraulic oil is with high viscosity, it will be more difficult to flow or the shear resistance will
be more, resulting in:
Viscosity decreases as the temperature of the oil increases or vice versa. Viscosity increases at
higher operating pressures.
Figure 2.6
Absolute or dynamic viscosity
dc
Shear Stress τ = μ --------------
dy
Water at 20°C or 68°F, is said to have a dynamic viscosity of 1cP and a kinematic viscosity of 1cSt.
The kinematic viscosity is determined by the ASTM D 445 test.
Apart from the kinematic viscosity, there are other methods used to determine the viscosity. These
are:
• Saybolt universal viscosity
• Saybolt furol viscosity
• Engler viscosity
• Redwood viscosity
18 Practical Hydraulic Systems: Operation and Troubleshooting
D2270-04—standard practice for calculating the VI from kinematic viscosity at 40°C to 100°C.
VI reflects the viscosity per temperature relationship from temperatures of 40°C to 100°C. While
ordering oil for a particular application, we must specify the operating temperature at which the
system operates. Certain varieties of chemical additives are added to improve the VI.
Figure 2.7
Bulk modulus
Higher the bulk modulus value of a particular oil, lesser it will compress or it will be more stiff to
resist the compression under pressure.
ΔP
The equation: β = -------------------
ΔV/V
Basics of Hydraulics 19
2.28 Compressibility
The reciprocal of bulk modulus is called compressibility. It is also defined as the change of volume
in increasing pressure. For example, the volume of water will decrease 46ppm for each atmosphere
increase in pressure. In oil hydraulic system, 0.4 percent to 0.5 percent compressibility is considered
for every 70bar increase in pressure. This has an adverse effect in large volume hydraulic systems,
intensifier cylinders and in servo systems.
• Hydrostatics
• Hydrodynamics
In hydrostatics, the transfer of energy when the fluid is stationary is called as “pressure” and it
depends on the height of the head of liquid inside a container. The pressure at the bottom of the
container is higher than the top of the container.
In hydrodynamics, the transfer of pressure for a hydraulic cylinder or a hydraulic motor to operate
the pump must generate a “flow.” The characteristics deals with the fluids in motions and is called
the hydrodynamics
Figure 2.8
Hydrostatic principles
The hydrostatic pressure will depend only on the height of the column of fluid standing on the
container.
20 Practical Hydraulic Systems: Operation and Troubleshooting
Figure 2.9
Static pressure head
Have a look at Figure 2.9. The pressure from the weight of a column of liquid of area A and height h
is
Weight mg ρ×V×h
Pressure = ---------------- = ---------- = ------------------- = ρ × g × h
Area A A
U-Tube manometer is being used to measure the static pressure as shown below in Figure 2.10
Figure 2.10
U-Tube manometer
ΔP = P2 − P1 = ρ × g × h
Figure 2.11
Pascal’s law
In addition, the pressure acts equally on all sides. Neglecting pressure due to gravity, pressure is
equal at all points.
This allows the lifting of a heavy load with a small force, as in an auto hydraulic lift, but of course
there can be no multiplication of work, so in an ideal case with no frictional loss:
W-Input = W-Output
Force multiplied by hydraulic press, based on Pascal's principle (see Figure 2.12). The fluid in the
small cylinder must be moved much further than the distance the car is lifted.
Figure 2.12
Pascal’s principle
Figure 2.13
Pressure transmission
Displacement: The amount of liquid displaced by the configuration of the pump per revolution of the
pumping elements. The units are cubic centimeter per revolution (cc/rev) in metric and cubic inch
per revolution (in.3/rev) in imperial units.
Flow rate: Normally specified as “Q” in calculations, which means the amount of liquid delivered by
a hydraulic pump in a given time.
The flow rate (see Figure 2.14) can also be represented in another way:
If liquid flows through a pipe of varying diameters, at any particular time the same volume flows at
all points. This means, that the velocity of liquid flow must increase at a narrow point.
Flow “Q” is given by the volume of fluid V divided by the time “t”
Q = V/t
V = Area “A” × distance “s”
Figure 2.14
Flow rate
Basics of Hydraulics 23
v =velocity = s/t
Therefore Q = A × v
The same flow Q occurs at any point in the pipe
Hence, Continuity equation—A1 × v1 = A2 × v2
Bernoulli implied that the energy level of flowing fluid in a hydraulic system is always constant and
exists in two different forms, such as potential energy (energy stored in a hydraulic system in the
form of pressure) and kinetic energy (energy in motion of fluid, in the form of mass and velocity of
the fluid).
.
Figure 2.15
Bernoulli’s theorem
Bernoulli also derived his equation for both hydraulics (incompressible fluid) and pneumatics
(compressible fluid-air)
Incompressible fluid
The principle states that, when a streamline flow passes through a different cross-section of a flow
region, an increase in velocity or speed occurs simultaneously with the decrease in pressure.
The venture tube can better explain this principle (see Figure 2.16). When the fluid passes through a
narrow space, more energy is spent in accelerating the fluid’s molecules less energy is spent in
exerting pressure and thus the pressure decreases.
Figure 2.16
Venture meter
24 Practical Hydraulic Systems: Operation and Troubleshooting
V2 P
--- + h + ------------ = Constant
2g ρ
When calculating the pressure energy in hydraulics, the following formula evolved
Ptotal = Pstatic + ρ × g × h + ½ρ × V2
As stated in the conservation of energy, in a continuously flowing fluid, the total energy within a
flow stream does not change, i.e. the sum total of static pressure and velocity energy heads remain
constant throughout the flow path.
Compressible Fluid
½ V2 + Φ + ε + P/ρ = Constant
Hydraulic energy cannot be transferred through the pipes without losses. Friction occurs at the pipe
surface and within the liquid, which generates heat. Hence hydraulic energy is transformed to heat.
The loss created in this way in hydraulic energy actually means that a pressure loss occurs within the
hydraulic circuit.
The linear drop in fluid pressure is according to Poiseuille’s law, but the restriction produces and
extra drop in pressure according to Bernoulli’s principle.
V2 × f × L × ρ
Δp = -----------------------------
2×D
Basics of Hydraulics 25
2.39 Friction
The friction is the resistance to flow of liquids in a pipeline. In hydraulics, the friction produces heat
and since the liquids are in motion, some of the kinetic energy is lost, which will appear as heat
energy.
Figure 2.17
Pressure loss due to friction
The Figure 2.17 shown above illustrates the drop in pressure head due to friction. Figures 1 through
9 shows the difference in head because of pressure drop due to friction. Point B shows no flow
resistance (free-flow condition); the pressure at point B is zero. The pressure at point C is at its
26 Practical Hydraulic Systems: Operation and Troubleshooting
maximum because of the head at point A. As the liquid flows from point C to point B, friction
causes a pressure drop from maximum pressure to zero pressure. This is reflected in succeeding
decreased heads at points D, E, and F.
f = 0.3164 × Re − 0.25
• Laminar flow
• Turbulent flow
• Transitional flow
Laminar flow
In low flow velocity, the liquid moves along pipes in layers (laminar). The innermost liquid layer
travels at the highest speed. The outermost layer at the pipe’s inner surface does not move (see
Figure 2.18).
Figure 2.18
Laminar flow
The common application of laminar flow would be in the smooth flow of a viscous liquid through a
tube or a pipe. Dividing the flow into thin cylindrical elements and applying the viscous force to
them can calculate the flow profile of laminar flow in a tube. Shear stress due to laminar flow
depends on viscosity and is independent of density.
Basics of Hydraulics 27
Turbulent flow
In turbulent flow (see Figure 2.19), the liquid moves along the pipes with vortices, eddies at high
velocities, particularly in large diameter pipes. In high velocities, the flow pattern of layers will not
be uniform and at the critical velocity the type of flow changes and becomes turbulent. Hence the
flow resistance inside the pipes also increases resulting in hydraulic losses.
Figure 2.19
Turbulent flow
When designing piping systems, turbulent flow requires a higher input of energy from a pump than
laminar flow. However, for applications such as heat exchangers and reaction vessels, turbulent flow
is essential for good heat transfer and mixing.
Transitional flow
In transitional flow, the liquid flow will neither be laminar nor turbulent. The layers at the center of
the pipes will be turbulent, whereas near the inside wall of the pipes will be laminar.
Reynolds number
The Reynolds number is a dimensionless factor which determines whether the flow is laminar or
turbulent.
1000 × V × D
Re = -----------------------
υ
Table 2.3
Recommended Fluid Velocity
The oil velocity can be calculated in pipelines by using the following formulae:
Q × 21.22
V = -----------------in metric units
D2
Where V = Velocity in m/s
Q = Flow rate in l/min
D = Inside diameter of the pipe or tube in mm
Q × 0.408
V = ----------------- in imperial units
D2
Where V = Velocity in ft./s
Q = Flow rate in US gpm or
D = Inside diameter of the pipe or tube in in.
2.42 Pressure
Pressure is defined as the force per unit surface area and acting perpendicular to that surface.
The mathematical expression for pressure:
F
P = ---------------
A
For example, the pressure exerted by a hammer hitting the wall, would just make an impression on
the wall, whereas hitting on a nail penetrates the wall. The force applied is the same.
Table 2.4
Pressure Conversion
Atmospheric pressure
The pressure exerted by the weight of air molecules around our body is standard atmospheric
pressure (see Figure 2.20). It is the force per unit area exerted against a surface by the weight of air
above the surface.
Figure 2.20
Atmospheric pressure
An instrument called “Mercury Barometer” measures the atmospheric pressure and hence the
atmospheric pressure is sometimes called “barometric pressure.” The atmospheric pressure acting
around the tube in a mercury barometer can lift mercury to a height of 760mm (30′′) and it can lift
water to approximately 34ft. These are the values normally used in our day-to-day applications.
Consider that the unit area shown in Figure 2.20 is 1in.2 and at mean sea level, the weight of air
above that unit area would weigh 14.7lb, and then the pressure applied by air on the unit area would
be 14.7psi. As the altitude increases above the mean sea level, there is less and less air present and
the atmospheric pressure starts to decrease. This is illustrated in Table 2.5.
30 Practical Hydraulic Systems: Operation and Troubleshooting
Table 2.5
Atmospheric Pressure
In weather phenomena, there are low-pressure systems and high-pressure systems, which decide the
storms, cyclones, or rain pattern.
Absolute pressure
In fluid mechanics, the term “absolute pressure” is the total pressure exerted on a system equal to
This is the pressure measured above a perfect vacuum. Quite often we come across the abbreviation
such as “psia” or “psig,” to differentiate the absolute pressure or the gauge pressure.
In an automobile tire application, we inflate the tube to 35psi, which actually means gauge pressure
and when added the atmospheric pressure of 14.7psi, the absolute pressure within the tube becomes
49.7 psia.
Gauge pressure
The pressure gauge measures the pressure. This measurement is above atmospheric pressure
Vacuum pressure
Figure 2.21
Pressure scale
Basics of Hydraulics 31
The vacuum pressure is the pressure measurement below that of an atmospheric pressure (see Figure
2.21). The range of vacuum starts from zero absolute pressure until it reaches the value of the
atmospheric pressure of 14 psia. Sometimes it is also called as negative pressure.
Vacuum is defined as an empty space, in which no matter exists. The vacuum can be classified
further into the following, in order to measure its value.
Taking atmospheric pressure value 760mmHg or 760Torr, the values are defined below in this
datum,
The vacuum is used in different applications. For example, in making bulbs, hydraulic pump
suctions, water hand pump, and in heating applications.
Vapor pressure
The vapor pressure is used to describe the liquid’s tendency to evaporate and is defined as the
pressure of a vapor in equilibrium (see Figures 2.22 and 2.23).
Vapor pressure is measured in unit called as Torr (1mmHg)
The vapor pressure increases with increased temperature
The vapor pressure of water at 50°C is approximately 0.12bar, whereas for hydraulic oil, it is 1 ×
10−8bar.
Figure 2.22
Vapor pressure principle-I
In hydraulic applications, the pump’s positive suction head must be more than the liquid’s vapor
pressure head, in order to avoid cavitation at the pump inlet. The formation of air bubbles at vapor
pressure, imploding within the hydraulic pump and other components are detrimental to the system.
The hydraulic liquid selected for the application must have low vapor pressure or high boiling point
characteristics. The vapor pressure of the liquid is equal to the increase in pressure after the pressure
stops changing. Because the amount of liquid and vapor pressure have stopped changing, the liquid
and the vapor are in equilibrium at this point.
The surface area of the solid or liquid in contact with the gas has no effect on the vapor pressure.
Whether the surface area is narrow or wide, the vapor pressure remains the same.
32 Practical Hydraulic Systems: Operation and Troubleshooting
At a higher temperature, more molecules have enough energy to escape from the liquid or solid. At a
lower temperature, fewer molecules have sufficient energy to escape from the liquid or solid.
The mercury level on both sides of the tube is equal in height, because the pressure on both sides is
equal. The beaker is sealed carefully so that the mercury level on both sides remains equal.
An evaporating liquid is injected into the beaker by a syringe or any other sealed connection. The
pressure inside the sealed beaker starts increasing, because the liquid injected starts to evaporate
forming initial vapor pressure.
Figure 2.23
Vapor pressure principle-II
Figure 2.24
Lubrication and lubricity
Hydraulic oils used in any hydraulic system should have good lubricating properties and
characteristic requirements like protection against friction, wear, rust, oxidation, corrosion, and
demulsibility. Mostly these properties are in-built in commercially manufactured hydraulic oil.
Basics of Hydraulics 33
In hydraulics, there are many moving parts in hydraulic pumps, valves, cylinders, and motors, which
are protected against rubbing between a fixed and a sliding part by maintaining a thin oil film
between them. Failure to do so will result in wear and friction and added contaminations in
hydraulic oils.
In components such as bearings of various types used in hydraulics, they are protected against wear
and friction by maintaining a fluid film between a fixed and a rolling part. Though the viscosity of
oil also plays an important part in lubricating, but the shear strength and the pressure of oil in the
clearances is more vital in reducing friction.
34 Practical Hydraulic Systems: Operation and Troubleshooting
1
Fundamentals
This chapter deals with the fundamentals related to the working of fluid power systems. Various
fundamental concepts such as mass, weight, force, work, power, energy and fluid properties
including density, specific gravity and specific weight are explained in adequate detail, so that the
essential principles surrounding the operation of pneumatic systems are properly understood.
Learning objectives
• Understand how important fluid properties like velocity, acceleration, force, and
energy are related to each other.
• Appreciate the importance of these various properties in relation to fluid power
systems.
1.1 Force
Consider the following:
• The pushing of a door to open it
• The pulling of a luggage trolley
• The stretching of a spring by a load suspended on it
In the above examples, we have a force exerting a push, pull or stretch. The magnitude of the force
is different in each case and is dependent on the size and content of the object. Force is that action
that changes or tends to change the state of motion of the body upon which it acts and can be
represented either mathematically or graphically.
2 Practical Fundamentals of Pneumatics - Operation and Troubleshooting for Engineers and Technicians
Contact forces result from physical contact between two interacting objects. Examples of this are
frictional forces, tension forces etc. Here, force is applied by direct contact with the body. The
force is either changing the position/displacement of the object or its dimensions. The magnitude of
the force due to gravity on an object depends upon the mass of the object.
Action-at-a-distance forces are formed when two interacting objects not in contact with each other
exert a pull or a push. Examples of this are gravitational forces and electrical forces.
At any given place, the force of gravity is directly proportional to the mass of the body. The force
due to gravity on a mass of 1 kilogram is called a 1-kilogram force (1 kgf) or if expressed in terms
of Newton, 9.8 Newton.
It can be derived experimentally that, if a force (F) acts on an object of mass (m) the object
accelerates in the direction of the force. The acceleration (a) is proportional to the force and
inversely proportional to the mass of the object.
F=ma
This relationship is also referred to as Newton’s second law of motion. As discussed above, in the
SI system, the unit of force is ‘Newton’, which is abbreviated as N. One Newton is defined as that
force which while acting on a body of mass 1 kg, produces an acceleration of 1 m/sec2.
1.2 Work
Work is defined as force through distance. In other words, when a body moves under the influence
of a force, work is done. On the contrary, if there is no motion produced on the body, the work
done is zero. Thus, work is done only when force is applied to a body to make it move (i.e. there is
displacement of the body). If you try to push a heavy boulder but you are unable to get it to move,
then the work done will be zero (see figure 1.1).
Fundamentals 3
Figure 1.1
Principle of work
Referring to the figure, work is accomplished if we move 100 kgs, a distance of 2 meters. The
amount of work here is measured in kg. meter.
The work done is large, if the force required to displace the body is large or if the displacement of
the body due to the applied force is large. The mathematical formula to calculate the work done is:
W = Fs
The SI unit of work is Newton-meters, which is also referred to as joules (J). One joule is the work
done by a force of 1 N when it displaces a body by 1 meter in the direction of the force.
1.3 Power
The rate of doing work is called Power. It is measured as the amount of work done in one second.
If the total work done in time‘t’ is ‘W’ then
Figure 1.2
Principle of power
From the figure, if we lift 100 kgs. 2 meters in 2 seconds, we have accomplished 100 units of
power or in other words, 100 times 2 divided by 2 seconds. This is usually converted into kilowatt
or Horsepower in order to obtain a relative meaning for measuring power.
The SI unit of power is joule/sec or Watts. If the amount of work done is one joule in 1 second,
than the power will be 1 watt.
∴ 1 watt = 1 joule/sec
The practical unit of power that is often used in mechanical engineering is horsepower (hp).
1.3.1 Horsepower
A horsepower is the power of one horse, or a measure of the rate at which a single horse can work.
When we specify an engine as 30 hp, it implies that the engine can do the work of 30 horses.
One horse is said to be capable of walking 50 meters in one minute, lifting a 90-kgf weight.
Work done by the horse = 90 × 50 = 4500 kgf-m
Power = Work done/ time
= 4500 kgf-m/min
1 hp = 4500/60 = 75 kgf-m/sec
1 hp = 746 watts
We have mentioned earlier that energy is expressed in a larger unit called kilowatt-hour (kWh).
1 kWh = 1 kilowatt × 1 hour
= 1000 joules/sec × 60 × 60 sec
= 3.6 × 106 Joules
1 kWh = 3.6 × 106 Joules
1 Wh = 3.6 × 103 Joules
Fundamentals 5
1.4 Energy
A body is said to possess energy when it is capable of doing work. Therefore, energy may be
broadly defined as the ability to do work. In other words, energy is the capacity of a body for
producing an effect. In hydraulics, the method by which energy is transferred is known as Fluid
power. The energy transfer takes place from a prime mover or input power source to an output
device or actuator.
This energy will remain stored in the body as long as it continues in motion at a constant velocity.
When the velocity is zero, the kinetic energy is also zero.
In addition, the molecules in the solid state are attracted towards each other by forces, which are
quite large. These forces tend to vanish once the molecules attain a perfect gas state. In processes
such as melting of a solid or vaporization of a liquid, it is necessary to overcome these forces. The
energy required to bring about this change is stored in the molecules as potential energy.
The sum of these energies is called Internal energy, and is stored within the body. We refer to this
energy as internal energy or thermal energy denoted by the symbol ‘u’.
Energy is usually expressed in terms of British thermal unit (Btu) or joule (J).
1.5 Mass
The mass of a body or an object is a measure of the quantity of matter contained in it. The mass of
a body is constant and independent of the surroundings and position. A physical balance is used to
measure the mass of a body. Mass is normally measured in kilograms (kg) or in pounds (lbs). The
mass of one liter of water at 4°C is taken as 1 kilogram.
6 Practical Fundamentals of Pneumatics - Operation and Troubleshooting for Engineers and Technicians
The other commonly used unit of mass is the metric ton, where 1 metric ton = 1000 kg.
1.6 Weight
Weight refers to the force of gravity acting on a given mass.
On the earth, weight is the gravitational force with which the earth attracts the object. If ‘m’ is the
mass of the object, then the weight is given by the relationship,
Weight (W) of the object = mass of the object (m) × acceleration due to gravity (g)
So, W = m × g
1.7 Torque
Torque also known as twisting force is measured in kg-meter or foot-pounds (see figure 1.3).
Figure 1.3
Principle of torque
In the illustration shown, a 10 kg-meter torque is produced when a force of 10 kg’s is applied to a
1-meter long wrench. This is the theory that finds application in hydraulic motors. For a given
pressure, hydraulic motors are rated at specific torque values. The torque or twisting force
produced in a hydraulic motor is the generated work. The specifications of a hydraulic motor in
terms of its rpm at a given torque capacity specifies the energy usage or power requirement.
1.8 Density
The density of a substance is defined as its mass per unit volume. It is denoted by the symbol ‘ρ’
(rho).
If equal masses of cotton and lead are taken (say 1 kg each), we will find that the volume of cotton
is much larger than the volume of lead. This is because lead is heavier (denser) than cotton. The
particles of lead are closely packed while those of cotton are more diffused.
Density for a given substance can be calculated from the following equation,
Density (ρ) = Mass of the substance (m) / Volume of the substance (V)
Fundamentals 7
The mass of 1 cm3 of iron is 7.8 grams; hence the density of iron is 7.8 g/cm3 or 7.8 ×
103 kg/m3. Density changes with change in temperature.
For example: When water is cooled to 4°C, it contracts i.e. its volume decreases, thereby resulting
in an increase in density. But, if water is further cooled below 4°C, it begins to expand i.e. its
volume increases and hence its density decreases. Thus, the density of water is a maximum at 4°C
and is 1 gm/cm3 or 1000 kg/m3.
Weight of fluid
Weight density (w) =
Volume of fluid
Since m / V is density (ρ), the equation for weight can be written as:
w = ρ×g
So, weight density (w) = mass density (ρ) × acceleration due to gravity (g).
Specific weight of water is given by = 1000 × 9.81 = 9810 N/m3 (in SI units)
8 Practical Fundamentals of Pneumatics - Operation and Troubleshooting for Engineers and Technicians
2
Air Preparation, Generation and
Distribution
Since compressed air forms the core part of any pneumatic system, it is important that one gets a
good grasp of the characteristics of air and its fundamental properties. It is important for the air
generation and distribution system to be designed such that the compressed air requirements are
properly estimated and made available in the appropriate quality. This chapter explains the
working of the various parameters related to air supply and distribution in a pneumatic system,
while bringing out the distinct characteristics of pneumatic systems.
Learning objectives
• Describe the characteristics and properties of air
• Explain the purpose of air preparation and the need for filtration, regulation and
lubrication
• Understand how compressed air is generated and distributed to various points of
consumption in a pneumatic system
While being readily compressible, the volume of air tends to vary, in order to fill the vessel
containing it. This is on account of the fact that air molecules possess large amount of internal
energy and are also located at a considerable distance from each other. This explains the sensitivity
of density changes with regard to pressure and temperature variations.
The blanket of air surrounding the earth is known as the atmosphere. Air has weight and therefore,
the atmosphere exerts a pressure at any point due to the column of air above that point. Sea level
acts as a reference point where the atmosphere exerts a pressure of 14.7 psia (101 kPa abs.) The
atmospheric pressure decreases with increase in altitude and this relationship is nearly linear up to
an altitude 0f 20,000 ft (6.1 km), with a pressure drop of about 0.5 psi per 1000 ft change in altitude
(11 kPa per km).
10 Practical Fundamentals of Pneumatics - Operation and Troubleshooting for Engineers and Technicians
The density of a gas depends not only on its pressure but also its temperature. For pneumatic
calculations, a standard atmospheric pressure of 14.7 psia is used. The corresponding standard
weight density value for air is 0.0752 lb/ft3 at 14.7 psia and 68ºF (11.8 N/m3 at 101 kPa abs and
20ºC).
The air at normal atmospheric conditions is considered as free air and its characteristics tend to
vary with changes in atmospheric temperature and pressure. Thus the term standard air is used
when making pneumatic circuit calculations. Standard air is sea-level air with a temperature of
68ºF, a pressure of 14.7 psia (20ºC and 101 kPa abs.) and a relative humidity of 36%.
Pneumatic systems are considered in place of hydraulic systems, on account of a variety of reasons.
As liquids exhibit greater inertia than gases, the weight of oil in a hydraulic system is a potential
problem during acceleration and deceleration of actuators or during sudden opening and closing of
valves. This problem is minimized when using air as a medium. Also, liquids possess greater
viscosity, resulting in larger frictional pressure and power losses. One other major advantage with
pneumatic systems is that air can be exhausted directly back into the surrounding environment,
which is not the case with hydraulic systems.
On the flip side, the compressibility property of air makes it impossible to obtain precise and
controlled actuator velocities in pneumatic systems. It is also not possible to achieve precise
positioning control. Pneumatic systems also have very low pressures in comparison with hydraulic
systems on account of compressor design limitations, thereby confining them to low-power
applications.
Figure 2.1
Air Supply and Distribution System
To ensure acceptable quality of air and to make it a more acceptable fluid medium for the
pneumatic system as well as operating personnel, air service equipment are employed to prepare
the air before being applied to the control system. During this process, fluid conditioners are used
to filter, regulate and lubricate the air. Correct preparation ensures that malfunctions in the
pneumatic system are considerably reduced. Considerations in the preparation of service air
include:
1. Air quantity to meet system demand.
2. Compressor type employed to produce the required quantity of air.
3. Storage and air cleanliness requirements.
4. Pressure requirements.
5. Acceptable levels of humidity to reduce corrosion and sticky operation.
6. Lubrication requirements, if needed.
7. Air temperature and its effects on the system.
8. Selection of material for meeting system as well as environmental requirements.
9. Line and valve sizes to meet system demand.
10. Drainage points and exhaust outlets in the distribution system.
11. Distribution system layout to meet demand.
12 Practical Fundamentals of Pneumatics - Operation and Troubleshooting for Engineers and Technicians
Air service units may comprise of filters, regulators and lubricators. The correct combination, size
and type of elements are in turn determined by the application and control system demand. These
units may be fitted at each control unit in the network, to ensure the quality of air for each
individual task.
Air filters
The function of a filter in a pneumatic system is to remove contaminants from the air
before it reaches components such as valves and actuators. In general terms, an in-line filter
element may remove contaminants in the size range of 5-50-μm.
Figure 2.2
Filter
Air regulators
A regulator helps keep the operating pressure of the system (secondary pressure)
virtually constant regardless of the fluctuations in the line pressure (primary pressure) and the air
consumption.
Figure 2.3
Air Regulator
Air lubricators
A lubricator ensures adequate and proper lubrication of internal moving parts of
pneumatic components. It does this by delivering a metered quantity of oil mist into a leg of the air
distribution system when necessary.
Air Preparation, Generation and Distribution 13
Figure 2.4
Lubricator
Before being delivered to the distribution system, air is compressed to approximately 1/7th of its
volume by the air compressor. Although the components in a pneumatic system are designed for
maximum pressures in the range of 8-10 bar (800-1000 kPa), in practice they are recommended to
operate in the range between 5 and 6 bar (500-600 kPa). Accounting for the pressure losses in the
distribution system, the compressor must deliver between 6.5 and 7 bar, in order to attain these
figures.
The piping network in an air distribution system should be designed such that the pressure losses
do not ideally exceed approximately 0.1bar (10 kPa). The selection of the pipe diameter is
governed by the following factors:
• Line length
• Flow rate
• Operating pressure
• Permissible pressure loss
• Number of flow control points in the line
Primary lines
Figure 2.5
Piping Networks
14 Practical Fundamentals of Pneumatics - Operation and Troubleshooting for Engineers and Technicians
They are permanently installed lines that carry the compressed air away from the receiver to the
various points of use. It is recommended that a slight slope be provided when installing a primary
line in the direction of air flow. This is to enable any moisture in the line to flow away from the
compressor to a point where it can be removed.
Secondary lines
There are two types of secondary lines in an air distribution system
2. Water leg
Figure 2.6
Secondary lines in an air distribution system
As shown in the figure, air take-offs come off the top of the main distribution lines. This is to
prevent any condensed moisture, oil or sludge at the bottom of the main distribution line from
entering the air take off lines. On the other hand, water legs come off the bottom of the main
distribution line. This is to allow any moisture or oil gathered at the bottom of the distribution lines
Air Preparation, Generation and Distribution 15
to come down the water leg. A trap provided at the bottom of the water leg helps separate the solids
from the liquids and the liquids are drained off either manually or automatically.
Let us discuss these individual systems in detail, with the help of graphics.
Dead end systems have several disadvantages associated with them. Firstly, only one flow path is
provided and there are also pressure losses at the far end. Also, heavy upstream demands can create
air shortages at downstream points of use, resulting in uneven distribution.
Loop system
In this system, two parallel flow paths are provided such that air is distributed to the
different points of use with less pressure loss and leading to an even distribution of air in the
system. In order to eliminate shortages during peak demand, extra receivers may be provided in the
lines at points of heavy momentary demand.
16 Practical Fundamentals of Pneumatics - Operation and Troubleshooting for Engineers and Technicians
In order to facilitate maintenance, isolation valves can be placed at various points in the main line
to help isolate portions of the system without affecting the rest of the system. Since the air flow in
this system is in both directions, the lines from the compressor need to slope and have adequate
drains at all low points. Also, the same sized pipe may be provided throughout the loop. Even
though air can flow in both directions, it is recommended that the lines be sized as though all the
flow had to go through a given point in the system.
Decentralized system
As the name suggests, this system consists of multiple small systems, each with their
own compressor. The various systems and their compressors are located close to their point of use
so that the main lines are shorter. One major advantage with this system is that if a compressor
develops a problem, only the individual system tends to get affected. On the flip side, there are
multiple compressors to be maintained and also the fact that there cannot be one main compressor
room.