Nagarjuna Upaya PDF
Nagarjuna Upaya PDF
Nagarjuna Upaya PDF
by John Schroeder
Nāgārjuna is widely recognized as one of the most important thinkers in the Buddhist
philosophical and religious tradition. Born in South India during the 2nd Century C.E., Nāgārjuna
is famous for developing a critical style of thinking that challenged the major philosophical and
religious traditions of India during that time. He debated orthodox Buddhists and Hindus alike,
established the “Middle Way” (Mādhyamika) school of philosophy, and refined the traditional
Buddhist dialectical method of “emptiness” (śūnyatā) that gave birth to Buddhist traditions
throughout India, China, Tibet, and Japan. In most Mahāyāna Buddhist traditions, Nāgārjuna is
regarded as the 2nd Buddha, a bodhisattva whose writings convey the fundamental wisdom of the
Buddha.
Nāgārjuna has recently become important for Western philosophers as well. Because many of his
texts rely on reductio ad absurdum logic, and because he is seen as criticizing problems
surrounding causality, subjectivity, space, and time, he is thought to be a philosopher of stature.
Indeed, he is often compared to such important Western thinkers as Kant, Hegel, Hume,
Wittgenstein, and Derrida, and perceived as inhabiting the same intellectual milieu and struggling
with the same metaphysical problems that have marked the Western philosophical tradition since
Plato. While interpretations of Nāgārjuna’s philosophy have always varied and range anywhere
from mysticism, transcendentalism, and absolute monism to skepticism, pragmatism, nominalism
and even nihilism, Western interpretations generally assume that Nāgārjuna is dealing with
metaphysical issues and that his doctrine of “emptiness” is easily rendered within a metaphysical
discourse. Whether he is depicted as a mystic, nihilist, or philosophical skeptic, and whether or
not his dialectic of “emptiness” (śūnyatā) undermines all positive philosophical positions, as
many scholars declare, it is commonly assumed that the driving force behind Nāgārjuna’s
philosophy is geared toward very general issues relating to logic, language, subjectivity,
consciousness, and other traditional Western metaphysical problems.
The purpose of this article is to offer a different account of Nāgārjuna than is found in
contemporary Western scholarship. It will not ask what it means for causality, truth, the self, or
consciousness to be "empty" in a very general sense, but rather how Nāgārjuna’s philosophy
relates to the soteriological practices of Buddhism and what it means for those practices to be
"empty" of inherent nature. Rather than describing Nāgārjuna as a metaphysician this study will
situate him squarely within the early Mahāyāna tradition and the philosophical problem of
practice that is expressed through the doctrine of “skill-in-means” (upāya-kauśalya). It should
become evident in what follows that the doctrine of upāya has little in common with Western
metaphysics. It is unconcerned with problems regarding causality, personal identity,
consciousness, logic, language, or any other issues that are unrelated to specific problems
surrounding the nature and efficacy of Buddhist practice. Given that every major tradition in
Buddhism stresses the indispensable nature of practice, it is highly unlikely that Nagarjuna’s
philosophy is concerned with metaphysical issues or that his doctrine of “emptiness” can be
separated from the soteriological practices of Buddhism.
The following section will explain the significance of skillful means in Mahayana Buddhism and
the critical role it plays in an on-going Buddhist debate about the nature of Buddhist practice. The
subsequent sections will offer an in-depth reading of important sections from Nagarjuna’s
Mādhyamikakārikā (Fundamental Verses on the Middle Way) that convey the “skill-in-means”
character of Nagarjuna’s philosophy.
Skillful Means, Metapraxis, and Truth
While Buddhist scholars agree that skillful means is a central doctrine in Mahāyāna Buddhism,
there is some confusion over how skillful means relates to Buddhist practice and the problem of
truth in Buddhism. Interpretations of skillful means range from seeing it as an authoritarian
doctrine used to convert people to particular viewpoints (Garner, 1993) to seeing it as the
“means” for revealing an ineffable truth (Chappell, 2002). Most accounts fall somewhere between
these two extremes by describing skillful means as a rhetorical means for expressing some version
of truth: either the Buddha’s own version of truth adapted to the different levels of sentient beings
(Williams, 1989; Combrich, 1996) or an entirely new version of Buddhist truth proclaimed by the
Mahāyāna Buddhist tradition and argued for in texts like the Lotus Sūtra (Federman, 2009).
However, while interpretations of skillful means vary there is a common theme that underlies
even the most conflicting explanations: which is that skillful means is less a critique of truth than
a vehicle (or “means”) for expressing truth. On this account, the Buddha already knows the truth
but simply gears it to the different levels of human beings. Sometimes he manipulates the truth to
suit the various karmic levels of sentient beings and sometimes he withholds it because people are
not spiritually prepared to receive it. While there are numerous examples to support this reading
of skillful means in the Mahāyāna sūtras and commentaries, there is also a critical side to skillful
means that not only resists being framed as a “means” to truth but is directly opposed to
establishing “true” Buddhist doctrine. This common oversight gives the impression that skillful
means is more like a passive medium than an active philosophical method, thus destroying the
critical force that makes skillful means a provocative and conceptually challenging Buddhist
concept. Before examining this other, more critical side of skillful means and the role it plays in
the philosophy of Nāgārjuna, we first need to understand why the doctrine of skillful means was
created in the first place.
In general, skillful means refers to the various teaching styles and pedagogical techniques used to
communicate the Dharma, and reflects a debate in early Buddhism about the nature and efficacy
of Buddhist teachings. Mahāyāna Buddhism arose in part as a reaction against the attempt to
restrict Buddhism to pre-established goals and fixed meditation practices, and stressed the open-
ended nature of the Buddha’s teachings and the variety of practices and doctrines he used to help
sentient beings. The Prajñāpāramitā (Perfection of Wisdom) texts emphasize the Buddha’s
unique ability to respond to suffering with the appropriate words, gestures, and teachings, and
claim he used countless “medicinal aids” to help “cure” the immense suffering in the world. They
depict the Buddha as an exemplary “physician” who refuses to believe in a single cure or fixed
remedy and who responds to the world’s “illnesses” with wisdom (prajñā), compassion (karuṇā),
and “skill-in-means” (upāya-kauśalya). It is not surprising, then, that the Perfection of Wisdom
texts unite skillful means with wisdom (prajñā), as does Nāgārjuna when he says in the
Bodhisaṃbhāra(ka) that “skill-in-means is the father of perfect wisdom” (Lindner, 1986, p. 127).
While the actual term skillful means (Pāli: upāya-kusala) rarely occurs in the Pāli canon, the
sentiment is nevertheless expressed in a number of passages, such as the Majjhima-Nikāya where
the Buddha describes his teachings as "rafts” to ferry sentient beings across the turbulent river of
suffering (duḥkha). The passage suggests that all the Buddha’s teachings have provisional status
and that it is mistaken to cling to them as anything more than expedient means: “If you cling to it,
if you fondle it, if you treasure it, if you are attached to it, then you do not understand that the
teaching is similar to a raft, which is for crossing over, and not for getting hold of” (Conze, 1954,
p. 223). Early Mahāyāna texts build upon the metaphor of the “raft” by elevating skillful means
above all other doctrines and teachings, including the firmly established vinaya monastic rules,
which, as the Upāyakauśalya Sūtra graphically outlines, should also be considered provisional
precepts that--for soteriological reasons only—may be violated on some occasions (Tatz, 1994).
To avoid the error of reducing skillful means to a mere passive vehicle for expressing truth—and
thereby eclipsing its critical force—the development of upāya needs to be seen in the context of
early Buddhist debates about Buddhist practice and the issue of whether it is possible to isolate
certain practices as “ultimately true.” In the process of analyzing and interpreting the various
teachings of the Buddha, for example, the Abhidharma Buddhists developed their own technique
for distinguishing between different types of expressions in the Pāli Canon and asserted the
absolute sovereignty of a select group of teachings over all others (Jayatilleke, 1963). While the
original Pāli commentators distinguished between those passages that needed further explanation
(neyyattha) from those that already made sense (nītattha), and between expressions that used
metaphor and conventional speech (saṃmuti) from those that used direct speech (paramattha),
the Abhidharma Buddhists went further by establishing rigid qualitative differences between all
such expressions. That is, they asserted that only the direct, systematic and analytic teachings
(such as non-self, dependent arising, causality, and so on) are not only “ultimately true”
(paramattha sacca) but the only practices that lead to enlightenment. Other teachings expressed
in parables, similes, and metaphor, on the other hand, are merely “conventional truths” (saṃmuti
sacca) for the unintelligent and thus soteriologically ineffectual (Nyanatiloka, 1983). Aside from
minor disagreements the Abhidharma traditions agreed that “ultimate truth” consists in the
elimination of “defilements” (kleśas) and the “cessation” of dharmas (units of experience)
through precise analytic meditation. As Vasubhandu argues, the highest form of wisdom (prajñā)
requires a “correct” meditative analysis of experience such that without understanding the exact
nature of dharmas—how they rise and fall, congeal and disintegrate, and form the conditions of
all experience--one remains rooted in ignorance and suffering.
The doctrine of skillful means was created by early Mahāyāna Buddhists to attack this restriction
of Buddhist practice to set methodological requirements. Because it was developed specifically
within a debate over Buddhist practice, it would be misleading to characterize upāya as a
“means” to express a “higher” truth apart from this debate—be it metaphysical, epistemological,
or otherwise. A more correct characterization is similar to what Kasulis calls “metapraxis,” that
is, to a type of reflection devoted specifically to the nature of religious praxis. Whereas
metaphysical reflection refers to problems about the nature of being, language, consciousness, the
self, and other traditional Western philosophical concepts, metapraxis refers to the power and
efficacy of religious praxis itself:
I want to reveal and make clear the supremely great teachings of the Tathagata. Therefore, I
will explain the teachings of Mahāyāna (Cheng, 1982, p. 53-54).
Prajñāparamita is the mother of Bodhisattvas, skill in means is their father, and compassion
is their daughter.
Attracting with gifts, teaching the Dharma, listening to the teaching of the Dharma, and
also practicing acts of benefit to others--these are the skillful means for attracting (others).
While benefiting living beings without tiring and without carelessness, (a bodhisattva)
expresses his aspiration for enlightenment: To benefit others is to benefit oneself!
Let us not desert living beings! In order to benefit living beings, first generate this attitude
and then come to possess the practice of the doors to liberation (Lindtner, 1986, p. 127).
Most Western accounts focus exclusively on the Mādhyamikakārikā and the Vigrahavyāvartanī,
two of his most famous texts. However, Nāgārjuna's writings extend beyond these two books. He
wrote to Buddhist monks, lay people, orthodox Hindus, and kings, with varying themes and
philosophical motives. His writing style ranges from the simple to the complex, spanning
personal devotional hymns, such as found in the Catuḥstava, to the more philosophically abstract,
such as found in the Kārikās. The diversity of approaches Nāgārjuna adopts in communicating
with different types of audiences is important because it situates him within a skillful means
tradition that runs from the Buddha and through the Mahāyāna.
Chr. Lindtner is one of the few scholars to recognize the diversity in style that Nāgārjuna adopts,
attributing this to the doctrine of skillful means:
In my view, the decisive reasons for the variety of Nāgārjuna's writings is to be sought in
the author’s desire, as a Buddhist, to address himself to various audiences at various levels
and from various perspectives. This motive would of course be consistent with the
Mahāyāna ideal of upayakausalya (skillful means). Thus, the Mulamadhyamakakarika, the
Sunyatasaptati and Vigrahavyavartani were intended to be studied by philosophically
minded monks. The Vaidalyaprakarana was written as a challenge to Naiyayikas. The
Yuktisastika, the Nyavaharasiddi, and the Pratityasamutpadahrdayakarika as well are
contributions to Buddhist exegesis. The Catuhstava is a document confessing its author's
personal faith in the Buddha's doctrine, while the Sutrasamuccaya, the Bodhicittavivarana,
the Bodhisambhara (ka), the Suhrllekha, and the Ratnavali on the whole address themselves
to a wider Buddhist audience, monks as well as laymen (Lindtner, 1986, p. 331).
What is important about Lindtner's comment is that he groups all of Nāgārjuna's texts under the
heading "skillful means." It is not just the supposed "minor" works that are geared toward a
particular audience, but even those that deal with difficult concepts in Buddhist philosophy, such
as the Mādhyamikakārikā and Vigrahavyāvartanī. Even though we are not sure Nāgārjuna wrote
all these texts, it is obvious why Lindtner understands Nāgārjuna as a skill-in-means thinker, and
why he views the highly logical teaching of "emptiness" on the same footing as those given to
kings, lay people, and disciples. As a Mahāyāna Buddhist, Nāgārjuna realizes that no single set of
expressions is sufficient to cover the various “illness” of sentient beings, and because the world
manifests itself in different degrees of karmic growth, different teachings are needed. As he says
in the Bodhicittavivarana (Exposition of Bodhicitta):
The teachings of the protectors of the world accord with the (varying) resolve of living
beings. The Buddhas employ a wealth of skillful means, which take many worldly forms
(Lindtner, 1986, p. 65).
Nāgārjuna is not saying anything new here. The idea was already stressed in texts such as the
Lotus Sūtra, the Perfection of Wisdom sutras, and the
Vimalakīrtinirdeśa, all of which emphasize
that Buddhism contains a variety of soteriological paths (mārgas) and “medical” practices. The
fact that Nāgārjuna taught to different audiences in different ways shows his devotion to this style
of thought. Nāgārjuna's student Āryadeva was influenced by this way of thinking, as we can see
from his root text, the Catuḥsataka:
A student emerges for a certain (teacher), a teacher emerges for certain (student). A person
who knows the methods (upāyavid) instructs ignorant living beings by various methods.
Just as it is rare for a skilled physician not to cure patients, it is very rare for a bodhisattva
who has acquired the (training) not to have (students) to be trained (Lang, 1986, p. 57).
Āryadeva gives an example in Chapter 6 of the Catuḥsataka relating to the practice of skillful
means is practiced in Buddhism:
(A student under the influence of) desire should be treated like a servant, since harshness is
its antidote. (A student under the influence of) hatred should be treated like a king, since
kindness if its antidote (Lang, 1986, p. 65).
Āryadeva’s comments express his commitment to Nāgārjuna's style of teaching, and give voice to
an entire skillful means tradition that runs from Śākyamuni Buddha through the Mahāyāna
tradition.
Nāgārjuna uses these four statements against a variety of arguments ranging from causality, the
self, and the aggregates, to impermanence, space, time, and motion. Against a particular view of
causation, for example, Nāgārjuna applies the catuṣkoṭi and concludes that dharmas (x) are not
produced (ø), not non-produced, neither both, nor neither. Or, against a particular view of motion
he applies the dialectic and concludes that motion (x) is not moving (ø), not non-moving, neither
both, nor neither.
Nagarjuna uses the catuṣkoṭi from the very beginning of Chapter 1 in the Kārikās and initiates his
attack against Abhidharma Buddhism:
This is the beginning of Nāgārjuna's attack on causality. Things are either caused from
themselves, from something else, from both, or from no cause whatsoever. Nāgārjuna denies all
four alternatives, trying to show that each view of causation is absurd.
He does this by saying that any understanding of cause and effect presupposes our ability to either
affirm or deny causal identity. In other words, a cause is either identical to its effect, different
from its effect, both, or neither. Saying they are identical is absurd since this destroys the
language of cause and effect that tells us something has changed or has become different from
what it was. If cause and effect are identical, then there is no change from the cause to the effect,
which means that nothing was ever really "caused" at all. Nāgārjuna denies this alternative,
saying that things cannot arise from themselves.
Does this mean that cause and effect is a connection between two different things (arising from
another)? Nāgārjuna denies this alternative as well, arguing that it is logically impossible for two
separate entities to be causally related. If two things are fundamentally different then there is no
connection between them whatsoever, which destroys their ability to interact causally. Just as
causal identity denies the necessary relationship that must exist between a cause and an effect, the
idea of absolute difference ruptures any causal connection between two things that are supposed
to be related. According to Nāgārjuna, this idea must be rejected because it denies our ability to
speak coherently about causation. "Perfect otherness (or difference)," says Candrakīrti, "amounts
to no cause at all" (Sprung, 1979, p. 42).
This leaves the last two alternatives, which are also denied by Nāgārjuna, the first for being
contradictory, and the second for being illogical. Saying that cause and effect are both identical
and non-identical is a basic contradiction: x = ø and not (x = ø). And saying that a cause arises
from nowhere is not only logically impossible (how can a non-cause bring something into
existence?), but implies that things can arise from any source whatsoever. As Buddhapālita says:
Things cannot arise without a cause, because that would entail that anything could arise at
any time, anywhere (Sprung, 1979, p. 43).
The result of Nāgārjuna's dialectic is to say that causation is "empty," without essence, inherent
nature, or substance. But what does Nāgārjuna mean by saying that causation is "empty," and
why is he attacking these theories in this way?
As mentioned above, the bulk of Western scholarship argues that Nāgārjuna is dealing with
metaphysical problems. According to Murti (1955) and Loy (1987), for example, Nāgārjuna is
arguing for a transcendental experience beyond language and conceptualization; for Siderits
(1988), he is arguing against the problem of “realism;" for Kalupahana (1986) Nāgārjuna is
similar to the Logical Positivists who argue against non-empirical metaphysical views; and for
Garfield (1995) he is arguing for the “conventional” nature of reality. All of these scholars also
assume that no matter how we live our lives or whatever spiritual practices we engage in, we will
never attain complete emancipation until we fully deconstruct our metaphysical attachments.
Garfield makes this clear when he writes:
Garfield's generalization about all Mahāyāna Buddhist philosophers is puzzling, especially since,
at least from the Mahāyāna perspective, the problem with the Abhidharma Buddhists is not their
supposed metaphysical views but their attempt to justify one set of soteriological practice above
all others. That all Mahāyāna philosophers are concerned with metaphysics is certainly not
obvious; nor it is obvious that all human suffering is caused by taking things as “substantial.”
Such a sweeping generalization presents a biased account of Buddhist philosophy, and assumes
that human suffering can be explained in a totalizing way. If Nāgārjuna is saying what Garfield
thinks he does, then he is guilty of offering the type of "poisonous remedies" that skillful means
rejects.
If we read Nāgārjuna within the context of skillful means, however, then we will not arrive at this
conclusion. Similar to the Buddha's criticism of the "sixty two views” in the Brahmajala-
suttanta where the Buddha warns against “getting caught in the net” of extremism, Nāgārjuna is
trying to resolve a major conflict in the Buddhist community. This conflict has to do with the
attempt to establish absolute soteriological guidelines in order to attain liberation. While the
Abhidharma traditions agreed that liberation depends on a specific meditation that understands
the nature dharmas--how they arise and cease, how they are conditioned, and how they cause
suffering—the disagreed over the “correct” meditation procedures that allows one to understand
the true nature of dharmas.
For example, the Sarvāstivādin tradition claimed that underlying the “moments” of meditation are
unchanging substances (svabhāvas) which continue throughout the entire process. These
underlying substances are a dharma's "self nature," and were seen as pivotal in meditative
practice. To meditate on a dharma's "self nature" meant that one would no longer be captivated
by fleeting appearances or attached to "turbulent" phenomena. One could then see the causes of
suffering and mental anxiety, and rest peacefully in the "calm" of nirvāṇa. The ability to discern
the substance of dharmas was therefore tantamount to liberation.
Nāgārjuna's problem with this is that it contradicts the view that one must meditate on causality in
order to attain liberation. If dharmas stay the same then they are not caused at all because they
never change; and if they are "self-caused" then they are identical to themselves, which denies the
doctrine of "dependent arising." Thus, for Nāgārjuna, the Sarvāstivādin view of dharmas is
absurd within the context of a Buddhist meditation, since the idea of dharmas contradicts the
Buddhist doctrine of "dependent arising."
The Sautrāntikas also rejected the Sarvāstivādin position but proposed the idea that meditation is
composed of continuous "flashings" of “moments” into consciousness: dharmas arise and cease
each moment, they come from nowhere, "flash" for an instant, and then vanish. To see this
process--to "review" it--was the goal of meditative practice that supposedly ends in liberation.
For Nāgārjuna, this view of meditation suffers from similar inconsistencies as the Sarvāstivādin
view. If we are supposed to meditate on dharmas as point-instants that have no continuity
between one moment and the next, then what happens to the causal process that is so important
for Buddhist praxis? If dharmas are nothing more than distinct "moments" in meditative
equilibrium, then what is the connection between one dharma and the next? Since there seems to
be no connection whatsoever, then how can we make sense of "dependent arising"? The point
Nāgārjuna is making is that, like the Sarvāstivādin view, the Sautrāntikas are proposing
inconsistent views of praxis: they say one must meditate on causality in order to be liberated, but
then deny causality by saying that one must meditate on certain moments (dharmas) that are non-
causal.
What is the significance of this criticism? Is Nāgārjuna saying that we should never meditate on
causality, or that any meditation on dharmas is always wrong? Is he saying that the Abhidharma
views of causation are useless because they are contradictory? It is doubtful Nāgārjuna wants us
to come to this conclusion. Not only would this contradict the Buddha's own teachings about
causation, it would mean that Nāgārjuna is trying to resolve the conflict between the Abhidharma
traditions by renouncing their views altogether. However, Nāgārjuna knows that conflicts are not
caused by "views," even if they are metaphysically or logically false. The problem lies much
deeper than this for Nāgārjuna, and he knows that it has nothing to do with the Abhidharma view
of dharmas or causation. Like the Buddha who criticized the "sixty two" views because the
philosophers who proposed them were "caught in the net" of blind grasping, Nāgārjuna could
care less about the metaphysical status of dharmas. His concern is why the Abhidharma
philosophers think there is only one type of causal meditation, and why they think there is only
one way to attain liberation. By arguing for the "emptiness" of causation, he is reminding the
Abhidharma Buddhists that causation, in the form of "dependent arising," is simply one of the
many meditative practices taught by the Buddha and that it is therefore nothing more than a
skillful "device" used to counter certain forms of attachment. In short, Nāgārjuna is recalling the
Buddha's own words about causation: "if you cling to it, if you fondle it, if you treasure it, if you
are attached to it, then you do not understand that the teaching is similar to a raft, which is for
crossing over, and not for getting hold of."
In these passage, Nāgārjuna is arguing against the idea that the rūpa aggregate exists essentially
or contains svabhāva ("self nature"). If we keep in mind the Abhidharma view that a dharma's
"self nature" is wound up with an explanation of causality, we will understand what Nāgārjuna is
up to in these passages. The Abhidharma positions rest on the idea that a dharma is either
different from or identical to its causal properties, and Nāgārjuna is trying to show is how both
views lead to absurd conclusions.
If the Sautrāntikas are right in saying that a thing is essentially different from its cause, then we
should be able to speak of cause and effect as two separate things. On the other hand, if the
Sarvāstivādin are right in saying that a dharma is identical to its causal relations, then we should
not be able to distinguish a cause from its effect since they are numerically the same. What
Nāgārjuna says about both positions is contained in the above verses. It makes no sense, he says,
to separate the aggregate rūpa from its cause because we then have the conclusion that rūpa can
exist without any causal relations whatsoever, i.e., that cause and effect are two separate "things."
This means that an effect can exist without a cause, and that a cause can exist without an effect.
But according to Nagarjuna this is an absurd conclusion since nowhere do find causes without
effects, or effects without causes. The two terms stand in a relation, thus making it logically
impossible to assert their independence.
In the next three verses, Nāgārjuna continues his critique by saying that if rūpa has an
identifiable essence, something that could be classified as svabhāva, then it makes no sense to
speak of something else "causing" it to arise since it already exists as an independent entity.
Similarly, a non-existent cause for rūpa is logically incoherent, since if it is non-existent then it
makes no sense to claim that it could cause other things to arise:
The Sarvāstivādin position was already shown to lead to absurdity, and is therefore quickly
dismissed in the above sections. If cause and effect are identical then it makes no sense to speak
about causation since causation implies that there is some amount of change that occurs between
things. The conclusion, as Nāgārjuna asserts in verse six, is that an essential effect is neither
different from nor similar to an essential cause, since the whole idea of something having an
essence, either a "self nature" or an "other nature," is absurd:
The majority of arguments in the Kārikās proceed along these lines. The idea of svabhāva,
essence, substance, or inherent nature is attacked for being inconsistent, which calls into question
the Abhidharma insistence that a “correct” meditation on them is necessary liberation. From an
analysis of causality and the aggregates, Nāgārjuna moves on to the other major factors in
Abhidharma analysis of experience, performing the same task in each case: deconstructing the
view of svabhāva without putting another definitive view of praxis in its place.
Nāgārjuna ends the verse by stating the conclusion: suffering is not the kind of thing that can be
explained by appealing to some form of inherent production. He goes on to explain that suffering
is not self-produced because that would entail speaking of production in isolation from causal
conditions, i.e., production without any real cause and effect. It cannot come from something
wholly other because the idea of essential difference precludes the necessary relationship that
must adhere between conditioned things. The final two alternatives are rejected for leading to
similar absurd conclusions: to say that suffering is both self-produced and other-produced is a
basic contradiction, and saying that it arises without any cause whatsoever implies that things can
arise from nowhere, which make little sense. Nāgārjuna ends the chapter with the following
verse:
Nowhere in this chapter does Nāgārjuna say what suffering is in-itself. He offers no new theory
on how it comes about, what its nature is, or what knowledge we need to have for liberation. His
goal is simply to refute those theories that rely on an essentialistic understanding of suffering. Not
only does suffering lack an essence (at least in the way the Abhidharma thinkers think of it), but it
is absurd to speak of "external entities" as existing in this way as well. By attacking the idea that
suffering has an essence, he is trying to undermine the view that suffering must be an object of
meditative praxis.
If prior to binding
There is a bound one,
There would be bondage, but there isn't.
The rest has been explained by the gone, the not-gone, and the goer (Garfield, 1995, p.41).
Nāgārjuna's goal here is to drive a wedge between bondage and the person bound. If bondage
does have an essence, then, like all essences, it must exist as an independent phenomenon,
separate from and prior to the person becoming bound. Similarly, if a person has an essence, a
svabhāva, then it too must be separate from the act of grasping that is identified as bondage. What
Nāgārjuna says above, however, is that this creates an untenable dualism. If the person "grasping"
has an inherent nature independent from that act, then it is obviously not bound, and if it is not
bound, then the whole idea of needing to get out of bondage makes no sense. The separation
between the subject which grasps, the act of grasping, and the experience of being bound--all
three of which are needed to identify an essential "grasping"--is a separation that excludes the
necessary relationship that must adhere between these activities. It is like severing the relation
between motion and moving, which, as Nāgārjuna explains in chapter 2 of the Kārikās, leads to
the absurd conclusion that there is no movement.
The reification of suffering, attachment, and bondage that Nāgārjuna criticizes here goes hand in
hand with a reification of non-attachment, or nirvāṇa as well. When samsāra is essentialized into
a fixed principle with its own "inherent nature"--then nirvāṇa is separated off, distinguished from
all other things, and reified into a realm of independence. Such a radical separation severs any
possible relationship between being bound and achieving liberation, and leads to the conclusion
that whatever is bound must necessarily remain bound, and whatever is released must stay
released. As Nāgārjuna puts it:
This is an unacceptable conclusion for a Buddhist, or any other Indian tradition that seeks to
liberate sentient beings, and is why Nāgārjuna ends the chapter with the following question:
Because the Abhidharma opponent takes "emptiness" to mean the non-existence of the Four
Noble Truths, he is "harmed by it," in other words, he sees “emptiness” as destructive. But his
reason for interpreting "emptiness" in this way stems from his own essentialistic view of practice.
Nāgārjuna responds to this assumption by reversing the tables, saying that it is not "emptiness"
that destroys practice, but the very idea that praxis has an inherent structure or svabhāva:
Nāgārjuna goes on to say that the reason essences militate against causal conditions, arising,
ceasing, agency, and so forth, is because the idea of svabhāva entails independence, and if things
are independent then it is impossible for them to interact causally. If this is true, then there is no
"dependent arising," and without "dependent arising" it is impossible to make sense of the ability
to cultivate a virtuous life. In other words, without the process of change the whole idea of
cultivating the "fruits" of a Buddhist life is rendered nonsensical. Nāgārjuna responds by saying
that Buddhist praxis must be "empty" if we are to make any sense of the Four Noble Truths:
If emptiness is rejected,
No action will be appropriate.
There would be action which did not begin,
And there would be agent without action.
Nāgārjuna has thus shifted the debate. Whereas the Abhidharma thinker begins with the
assumption that a "correct" meditation on the Dharma is a necessary prerequisite for liberation,
Nāgārjuna undercuts this by saying that if one takes the Dharma as necessary then the very
teachings of Buddhism are undermined. Like the first chapter on causation, Nāgārjuna is
reminding the Abhidharma philosophers here about non-attachment. The Four Noble Truths are
supposed to be medicinal "rafts" that help specific sentient beings overcome their attachments,
but if one becomes attached to the practices of non-attachment then one has missed the entire
point of Buddhism. Thus, Nāgārjuna says that the Dharma--which includes causation,
impermanence, suffering, bondage, and liberation--is “empty.”
Conclusion
During Nāgārjuna's life time there were prolific debates over issues such as the nature of personal
identity, the mind, consciousness, the status of knowledge, causality, and the structure of
experience. While it is possible to discuss these debates in purely metaphysical terms and apart
from their context in Indian and Buddhist philosophy, we need to remember that the underlying
issue in these debates is about the soteriological efficacy of Buddhist practice. The debates over
causality early Buddhism, for example, are not about knowing how the world is structured or
getting clear on the nature of causation in itself, but about how a meditation on dharmas allows us
to overcome the causes of suffering, attachment, and bondage. Likewise, the debates over the
"means of knowledge" (pramāṇa) between the Nyāya and Buddhist philosophers is not about
gaining a disinterested perspective on how we know, or how we know that we know, but is about
the role of knowledge and cognition in meditative praxis. Thus, while it might be interesting to
examine these issues apart from how they operate in a metapractical discourse, and while we
could discuss them in relation to general metaphysical, ontological, or epistemological problems,
we would end up distorting the issue if we frame these debates apart from their metapractical
context and apart from how they relate to issues of mediation, practice, and soteriology.
The divisions between the two Mādhyamika schools that followed Nāgārjuna, the Prasaṅgika
and Svātantrika, are separated by similar issues of praxis, and therefore immersed in a skillful
means debate. The issue that separates them is about the best way to communicate “emptiness” to
other Buddhist and non-Buddhist schools in India. The Svātantrika philosopher Bhavaviveka, for
example, thought the best way to express “emptiness” is to use arguments that conform to
accepted modes of argumentation. By relying on an independent syllogism (svātantra-anumana),
he felt that the Mādhyamikan philosopher would be more effective in inducing an understanding
of "emptiness" to others because he would then use inferential norms accepted by both parties.
According to Chandrakīrti, however, the Mādhyamika system begins only with views and
assertions of other people and does not rely on an independent inference. It admits only
provisionally the argument of the opponent and then shows, through reductio ad absurdum
(prasaṅga-vakya) arguments, the untenability of the position being advanced. As Peter Della
Santina notes, the issue for the Prasaṅgika is not whether an argument is true inferentially but
whether it will work soteriologically:
They have as their paradigm the conduct of the Enlightened Ones who by means of
appropriate arguments edify the ignorant. In such a context, the validity of an argument is
measured by its efficacy, not by its conformity to the principles of formal logic and
epistemology (Della Santina, 1986, p. 69).
From a metapractical perspective, the debate between the two Mādhyamika schools is a debate
about the nature and efficacy of the Buddhist system, and has little to do with strictly
metaphysical or logical issues. Nāgārjuna’s debate with the Abhidharma philosophers should be
seen in a similar light: he is not asking how causation is possible at all, or which philosophical
theory is most feasible, but why the Abhidharma thinkers are putting forth this particular view of
praxis, and why they think it represents the highest soteriological wisdom of the Buddha.
By situating Nāgārjuna’s thought within the all-important Mahāyāna doctrine of skillful means,
we can see how his philosophy is embedded in a critical debate about the nature of Buddhist
practice. As a critical doctrine, skillful means expresses the non-foundational nature of Buddhist
practice and repeats the Buddha’s warning about becoming attached to his teachings: “if you
cling to, if you fondle it, if you treasure it, if you are attached to it, then you do not understand
that the Dharma is similar to a raft.” The Buddha’s critical stance toward his teachings is repeated
by a number of important Buddhist thinkers and texts throughout Buddhist history, including the
Lotus Sūtra’s claim that all the Buddha’s teachings are none other than “skill-in-means,” the
Vimalakīrtinirdeśa’s condemnation of those who preach Buddhist doctrine “without knowing the
thoughts and inclinations of others,” and the Ch’an/Zen master Lin-chi’s bold assertions that there
is no Buddha, no Dharma, no practice, and no such thing as enlightenment.
Skillful means exposes a particular form of Buddhist attachment that relies on elevating one set
of practices above all the others and claiming that it is necessary for enlightenment. Aware that
his disciples harbored such desires, the Buddha stressed the importance of not being attached to
his own teachings, but the problem persisted long after his death. The Abhidharma tradition was
cited above as an obvious example of not heeding the Buddha’s warning by creating a rigid
orthodoxy to regulate Buddhist practice. But similar forms of attachment can be found in every
tradition throughout the history of Buddhism, including questionable alliances between Buddhism
and the state in China, Japan, and Tibet, the formalized and hierarchical Sangha that maintains its
influence throughout Thailand, and even the claim by some Nichiren traditions that the Lotus
Sūtra is the only path to salvation. One can see similar forms of attachment in contemporary
critical Buddhist scholarship as well. It is not uncommon to find Mādhyamika scholars arguing,
for example, that “emptiness” is not only the central doctrine in Buddhism (Murti, 1955) but that
anything that deviates from it is either non-Buddhist (Shiro, 1997) logically fallacious (Siderits,
1989), or a source of suffering in itself (Garfield, 1995). Some even remake Nāgārjuna into a
metaphysical version of the Abhidharma by arguing that the realization of “emptiness” is the only
path to liberation:
Only with the simultaneous realization of the emptiness, but conventional reality, of
phenomena and of the emptiness of emptiness, argues Nāgārjuna, can suffering be wholly
uprooted (Garfield, 1995, p. 314).
Skillful means warns against reducing the Buddha’s teachings to any single religious practice,
view, or philosophical position, as does Nāgārjuna who claims that “emptiness”—which he sees
as the heart of Buddhist wisdom—is itself “empty.” Such non-attachment to Buddhist doctrine is
expressed positively in the figures of the bodhisattvas who reject all fixed doctrines and views
and who refuse to “review” or “settle down” in any single perspective. The bodhisattva’s ability
to transcend all forms of attachments—including the doctrines of “emptiness,” dependent arising,
nirvāṇa, and all other paths leading to liberation—is the expression of Buddhist wisdom (prajñā)
that is rooted in love and intimacy (karuṇā), a type of wisdom that, as expressed in the Heart
Sūtra, has “gone, gone beyond, gone way beyond” all the forms, sense-data and elements of
ordinary experience to a deeper sensitivity and compassion for others. That such wisdom can be
reduced to a fixed methodology or set soteriological path (mārga) is precisely the type of
reasoning Nāgārjuna and the doctrine of skillful means calls into question.
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Biographical
John Schroeder is an associate professor of philosophy in the Department of Philosophy and
Religious Studies at St. Mary’s College of Maryland. He is the general editor of the book series
Monographs for the Society of Asian and Comparative Philosophy, has published articles in the
journal Philosophy East and West, and has a book Skillful Means: The Heart of Buddhist
Compassoin published by the University of Hawaii Press.