An Improved Method of Matching Response Spectra of Recorded Earthquake Ground Motion Using Wavelets PDF
An Improved Method of Matching Response Spectra of Recorded Earthquake Ground Motion Using Wavelets PDF
An Improved Method of Matching Response Spectra of Recorded Earthquake Ground Motion Using Wavelets PDF
Dynamic nonlinear analysis of structures requires the seismic input to be defined in the
form of acceleration time-series, and these will generally be required to be compatible
with the elastic response spectra representing the design seismic actions at the site. The
advantages of using real accelerograms matched to the target response spectrum using
wavelets for this purpose are discussed. The program RspMatch, which performs spectral
matching using wavelets, is modified using new wavelets that obviate the need to sub-
sequently apply a baseline correction. The new version of the program, RspMatch2005,
enables the accelerograms to be matched to the pseudo-acceleration or displacement
spectral ordinates as well as the spectrum of absolute acceleration, and additionally
allows the matching to be performed simultaneously to a given spectrum at several
damping ratios.
1. Introduction
Seismic design of structures is invariably based on representation of the earthquake
actions in the form of a response spectrum. In many situations, however, including
the design of critical facilities, highly irregular buildings and base-isolated struc-
tures, the simulation of structural response using a scaled elastic response spectrum
is not considered appropriate to verify the earthquake resistance. In such cases,
dynamic nonlinear analysis of the structure will be required and the seismic input
then needs to be defined in the form of acceleration time-series, which will gener-
ally be required to be compatible with the elastic response spectra representing the
design seismic actions at the site. There are many different options for obtaining
suites of accelerograms for use in engineering design and assessment [e.g. Bommer
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68 J. Hancock et al.
and Acevedo, 2004], the most widely used approaches being the use of artificial
spectrum-compatible time-series, generated from white noise, and the use of scaled
real accelerograms.
Artificial records constitute a convenient tool but their shortcomings, arising
from their dissimilarity with real earthquake ground motions in terms of num-
ber of cycles, phase content and duration, are widely recognised, and their use in
nonlinear analyses is not recommended. These problems are avoided by using real
strong-motion accelerograms, appropriately scaled to the target spectrum (at least
in the vicinity of the structure’s natural period of vibration), but the inherent vari-
ability of real earthquake motions means that it will often be necessary to run large
numbers of dynamic analyses in order to obtain stable estimates of the inelastic
response of the structure. The required number of inelastic dynamic analyses can
be significantly reduced if the real records are first matched to the target response
spectrum, by eliminating the largest differences between the target spectrum and
the spectral ordinates of individual accelerograms. This is clearly a compromise and
in some sense the records become ‘artificial’ as a result, although the records can
retain most (if not, in fact, all) of the characteristics of real earthquake records.
The choice is essentially one of compromise between engineering pragmatism and
seismological rigour, reducing the number of time-consuming structural analyses
whilst avoiding the use of completely artificial accelerograms generated from mod-
ified white noise.
A commonly used method to reduce the spectral mismatch of the individ-
ual ground motions is to apply spectral matching in the frequency domain by
adjusting the Fourier amplitude spectra [e.g. Rizzo et al., 1975; Silva and Lee,
1987]. This is useful in that it generates accelerograms that are based on real
ground motions and also have a close match to the target spectrum. However,
adjusting the Fourier spectrum corrupts the velocity and displacement time-series
and can result in motions with unrealistically high energy content [Naeim and
Lew, 1995].
An alternative approach for spectral matching adjusts the time history in the
time domain by adding wavelets to the acceleration time-series. Wavelet adjust-
ment of recorded accelerograms has the same advantages as the Fourier adjustment
methods but leads to a more focused correction in the time domain thus intro-
ducing less energy into the ground motion and also preserves the non-stationary
characteristics of the original ground motion. This paper describes the work con-
ducted to create an improved version of the program RspMatch, originally devel-
oped by Abrahamson [1992] using the technique of Lilhanand and Tseng [1987,
1988], which is named RspMatch2005. The wavelet adjustment techniques incor-
porated to this new version of the software have the additional advantage that
they do not cause a drift in the velocity or displacement time-series. RspMatch2005
also allows the records to be matched to a pseudo-acceleration spectrum rather
than only the spectrum of absolute acceleration, and through improved convergence
April 28, 2006 13:47 WSPC/124-JEE 00273
properties allows the record to be matched to a given target spectrum with several
different levels of damping simultaneously. This feature is particularly useful when
long-period highly damped spectral displacements are relevant, such as in the
direct displacement-based design approaches [e.g. Kowalsky et al., 1995] and in
the analysis of buildings and bridges with base isolation or supplementary damping
devices.
(1) Calculate the response of an elastic SDOF system under the action of the
acceleration time-series for each period and damping level to be matched.
(2) Compare the peak of each SDOF response with the target amplitude and deter-
mine the mismatch.
(3) Add wavelets to the acceleration time-series with the appropriate amplitudes
and phasing so that the peak of each response matches the target amplitude.
One wavelet is used to match one SDOF response.
Each wavelet is applied to the time series so that the time of maximum SDOF
response under the action of the wavelet is the same as the time of the peak response
to be adjusted from the unadjusted acceleration time-series. A fundamental assump-
tion of the method is that the time of the peak response does not change as a result
of adding the wavelet adjustment. This assumption is not always valid and this can
lead to diverging solutions, as is discussed in more detail later.
April 28, 2006 13:47 WSPC/124-JEE 00273
70 J. Hancock et al.
No Yes
Calculate “C ” matrix
Calculat rix for subgroup. This relates the amplitude
of each wavelet to peak response at each period to be adjusted.
The amplitude of each wavelet used in the adjustment is determined by the solu-
tion of a set of simultaneous equations that account for the cross correlation of each
wavelet with each response to be matched. This can be expressed in matrix form:
C · b = δR, (1)
April 28, 2006 13:47 WSPC/124-JEE 00273
where C is a square matrix with elements that describe the amplitude of each
SDOF response, at the time that the response needs to be adjusted, under the
action of each wavelet, b is a vector of linear scale factors for each wavelet used
in the adjustment, and δR is a vector of the required adjustment, the difference
between the peak SDOF response of the unadjusted time-series and the required
amplitude specified by the target spectra response for each period and damping
level to be matched.
The wavelet scale factors in the b vector are found using amplitude of the
required adjustment and the inverse of the correlation matrix C:
b = C −1 · δR. (2)
w
j=N
Adjustment(t) = bj · aj (t), (3)
j=1
72 J. Hancock et al.
Although this wavelet is very efficient in adjusting the response, it has the
disadvantage that it corrupts the velocity and displacement time-history because
the wavelet does not end with zero velocity or displacement (Fig. 2). To over-
come this issue two new displacement compatible wavelets have been created for
RspMatch2005.
where ∆tj is the difference between time of peak response tj and the reference
origin of the wavelet. Unlike the other wavelets described above, this wavelet is only
applied for a fixed number of cycles (Nc ) specified by the user and automatically
reduced by the program as required to ensure the whole wavelet is applied to the
accelerogram.
The error in the final displacement from the Suarez and Montejo wavelet is
obtained by double integration of the wavelet and applying the appropriate initial
conditions:
−2βj + e−βj tdj ωj (2βj + tdj ωj + βj2 tdj ) cos(tdj ωj )
+ e−βtdj ω (1 − βj2 − βtdj ωj ) sin(tdj ωj )
DispErrorj = 2 2 , (6)
1 + β2 ω2
j
where tdj is half the duration of the uncorrected jth wavelet equal to π
ωj ∗ Nc .
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Fig. 2. Acceleration (upper), velocity (middle) and displacement (lower) time-series of reverse impulse wavelet (left), sinusoidal corrected wavelet
(middle) and corrected tapered cosine wavelet (right).
Matching Response Spectra of Recorded Earthquake Ground Motion
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74 J. Hancock et al.
To overcome this problem a sinusoidal half cycle at the start and end of the
wavelet is used to correct the displacement time-series (Fig. 2). The amplitude of
the sinusoidal correction is given by:
−DispError · ωj
SinAmplitudej = 2π . (7)
ωj + 4tdj
In the unlikely event that there is insufficient space within the record to apply a
sinusoidal correction at the end of the wavelet, a polynomial baseline correction is
applied to the wavelet.
where f1 , f2 , z1 and z2 are constants and fj is the frequency of the jth wavelet in
Hz; the recommended values of the constants are f1 = 1 Hz, f2 = 4 Hz, z1 = 1.25
and z2 = 0.25. The equation for the corrected tapered cosine wavelet is given by:
The corrected tapered cosine wavelet is set so that it starts with an initial 1/4
acceleration cycle to avoid long-period drift in the displacement time-series.
April 28, 2006 13:47 WSPC/124-JEE 00273
Both of these sources of divergence are illustrated in Fig. 3 and are caused by
the cross correlation of different wavelet corrections. Put simply the wavelet added
to correct one period and damping level can also affect the peak response of SDOF
systems at other periods and damping levels. A general framework for describ-
ing non-linear problems is presented by Tarantola [2005]. The specific methods
developed by the authors for the solving this particular problem is described in the
following sections.
Fig. 3. Illustration of sources of diverging response. Note that the response amplitude remains
approximately unchanged at the time of the original peak response, but the response increases
through both a phase shift and the emergence of a secondary peak.
April 28, 2006 13:47 WSPC/124-JEE 00273
76 J. Hancock et al.
where SA(T ) is the spectral acceleration of the adjusted ground motion at this
iteration at period T , and SAtarget (T ) is the target spectral acceleration.
The new solution procedure prevents divergence from secondary peaks by adding
a new wavelet at the period, damping level and time of the new secondary peak.
The adjustment function is recalculated using the secondary wavelet. An example
of the application of this method is shown in Fig. 4.
78 J. Hancock et al.
No Yes
Is the
No mismatch peak
Yes
Add total adjustment within a half cycle of an
Yes
function to existing matched
accelerogram point?
80 J. Hancock et al.
before applying the wavelets adjustments. The issues related to selecting and scaling
accelerograms are beyond the scope of this paper but the reader is referred to
the following papers for guidance — and different perspectives — on this issue:
Watson-Lamprey and Abrahamson [2006a], Bommer and Acevedo [2004], Naeim
et al. [2004], Malhotra [2003]. The accelerograms in this paper have been selected
in accordance with the recommendations of Bommer and Acevedo [2004] who show
that distance has little influence on spectral shape and so they recommend a narrow
search window in terms of magnitude but allow broad limits in terms of distance.
Some engineers might consider the scale factors used in this paper are quite large;
however, a recent study by Watson-Lamprey and Abrahamson [2006b] found that
spectral matched accelerograms with scale factors of over a factor of 10 could be
used without causing a bias in nonlinear response.
For the illustrative example shown herein, a seed accelerogram has been selected
from the 3551 records of the PEER NGA dataset [PEER 2005]. Initial selection is
conducted based on an approximate match to the earthquake magnitude and the
spectral shape using the RMS of the difference in normalised spectral accelera-
tion (∆SAn RMS ), Equation (14). Other methods of matching spectral shapes are
possible: for example, the shape could be normalised to a high-frequency spectral
acceleration rather than PGA, or to the log of the normalised spectral acceleration.
Np 2
1 PSA0 (Ti ) PSAs (Ti )
∆SAn RMS = − , (14)
Np i=1 PGA0 PGAs
the formulae derived by Bommer et al. [2000], which was subsequently adopted by
Eurocode 8 [CEN 2002]:
10
η= , (15)
5+β
where, η is the linear scale factor between the 5% damped response spectrum and
the required spectrum at β damping at intermediate periods. Equation (15) is a
simplification and is used herein only for illustrative purposes; the scaling of the
5%-damped spectral ordinates for higher damping levels has recently been shown
to be a function of the strong-motion duration [Bommer and Mendis, 2005; Mendis
and Bommer, 2006].
82 J. Hancock et al.
Fig. 7. 5% spectral acceleration (upper) and displacement (lower) of the target response (dashed
black line), original linearly scaled ground motion (solid grey line) and adjusted ground motion
(solid black line).
6. Discussion
An improved method is presented for the wavelet adjustment of recorded ground
motions to achieve a match between the target design spectrum and the response
April 28, 2006 13:47 WSPC/124-JEE
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Fig. 8. Comparison of the acceleration, velocity and displacement time-series of the original linearly-scaled ground motion (grey line) and adjusted
Matching Response Spectra of Recorded Earthquake Ground Motion
84 J. Hancock et al.
Fig. 9. Build up of Arias intensity from the original linearly-scaled accelerogram (grey line) and
adjusted ground motion (black line).
spectra of the accelerograms. New wavelets have been developed that have zero
final velocity and displacement, ensuring that records do not require a baseline
correction after wavelet adjustment. The procedure is applied using pseudo-spectral
acceleration so that spectral displacements can be matched. This method enables
records to be adjusted so that they match the target response spectrum at more
damping levels than previously possible, although the goodness-of-fit to the target
spectrum reduces as the number of target damping levels increases.
The option of adjusting real strong-motion recordings to achieve a match to the
target spectrum renders the use of artificial spectrum-compatible signals generated
from white noise redundant. The choices that remains then are to use natural
accelerograms scaled to achieve an approximate match to the target spectrum
over a specified period range or to adjust the records using the wavelets tech-
nique to achieve a close match with the target spectral ordinates. The latter option
reduces the variability of the inelastic response, which is particularly beneficial as
the number of accelerograms required to predict the response to a given confidence
level depends on the standard deviation of the response. This means that inelastic
response can be predicted with greater confidence and fewer analyses using accelero-
grams matched to the elastic response spectrum. Studies by Carballo [2000] and
Watson-Lamprey and Abrahamson [2006b] suggest that matched accelerograms can
reduce the standard deviation of the inelastic response by a factor of 2 compared to
linearly scaled accelerograms. This reduces the number of accelerograms to estimate
the inelastic response to a given confidence level by a factor of about 4.
April 28, 2006 13:47 WSPC/124-JEE 00273
Fig. 10. Spectral matching for different damping levels. Matched to 5% damped spectrum (top
row); 5 and 10% damped spectra (second row); 5, 10 and 20% damped spectra (third row); 5, 10,
20 and 30% damped spectra (bottom row). Pseudo spectral acceleration (left column) and spectral
displacement (right column).
86
J. Hancock et al.
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Fig. 11. Acceleration, velocity and displacement time-series from original libearly scaled ground motion and that adjusted to match the 5, 10, 20
and 30% damping levels from 0.05 to 5 seconds period.
April 28, 2006 13:47 WSPC/124-JEE 00273
Table 1. Average spectral misfit between 0.05 and 5 seconds period for adjustment
conducted at different damping levels.
Damping Level
Damping level matched 5% 10% 20% 30% All
Original 14.8 12.7 8.7 6.6 10.7
Matched 5% 1.0 6.1 10.6 12.3 7.5
Matched 5 and 10% 2.8 2.3 6.3 9.2 5.2
Matched 5, 10 and 20% 4.7 2.8 2.1 3.6 3.3
Matched 5, 10, 20 and 30% 5.0 3.2 2.5 2.5 3.3
Fig. 12. Arias Intensity from original linearly scaled ground motion (grey line) and that adjusted
to match the 5, 10, 20 and 30% damping levels from 0.05 to 5 seconds period (black line).
Acknowledgements
We would like to express our thanks to Luis Montejo for sending us his thesis and
journal publications and Luis Suarez for interesting discussions on this subject. We
April 28, 2006 13:47 WSPC/124-JEE 00273
88 J. Hancock et al.
would also like to acknowledge fruitful discussions with John Douglas and David
Boore on the possible methods of measuring the difference between recorded and
target spectral shape. The paper has benefited from the thorough reviews of Miguel
Castro and two anonymous reviewers, for which we are most grateful. The work
of the first and seventh authors is supported by doctoral training grants from the
EPSRC and Marie Curie Fellowships.
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