Statutory Construction (A Compendium From The Books of Rodriguez, Martin and Agpalo)
Statutory Construction (A Compendium From The Books of Rodriguez, Martin and Agpalo)
Statutory Construction (A Compendium From The Books of Rodriguez, Martin and Agpalo)
STATUTORY CONSTRUCTION
(A Compendium from the books of Rodriguez, Martin and Agpalo)
Introduction
CONCEPTS AND GENERAL PRINCIPLES
I. Statutory Construction
- Statutory construction is the art or process of discovering and expounding the meaning
and intention of the authors of the law with respect to its application in a given case,
where the intention is rendered is doubtful by reason of the fact that the given case is not
explicitly provided for in the law (Caltex vs. Palomar 18 SCRA 247)
- It is the art of seeking the intention of the authors of the legislature in creating a statute
and applying it to given a state of facts.
- It is the art or process of ascertaining the intention of the law-making body to resolve
ambiguity in the law or its part.
Note: Only statutes with ambiguous or doubtful meaning may be the subject of Statutory
Construction
Ambiguity
- Is the doubtfulness, doubleness, indistinctness, non-singularity or uncertainty of meaning
of an expression used in written instrument (Black’s Law Dictionary).
- Also refers to vagueness or obscurity of the true sense or meaning of an expression, text
or language used in a statute.
III. Exegesis
- The application of the principles and rules established by legal hermeneutics.
Formula:
Facts + Law = Decision
(F + L = D)
Chapter 1
STATUTE, LAWS, BILLS
Statute – is an Act of the legislature as an organized body; it is the Written will of the legislature,
Expressed according to the form necessary to constitute it a law of the state and Rendered
authentic by certain prescribed forms and solemnities. (AWER)
Law – a rule of conduct or order of sequence which any being will not, ought not or cannot
deviate. Elements: certain kinds of force, deviation and consequence.
Bill – is a proposed law; draft of a law submitted to the consideration of the legislative body for
adoption.
Kinds of Bills
1. Appropriation Bill – the primary and specific purpose is to authorize the release of funds
from the public treasury.
2. Revenue Bill – one that levies taxes and raises funds for the government.
3. Tariff Bill – one that specifies the rates or duties to be impose on imported articles.
4. Bill Increasing Public Debt – one that authorizes the government to borrow money, either
by borrowing from external sources or offering bonds for public subscriptions.
5. Bill of Local Application – one which is local in character like the creation of new town,
city or province.
6. Private Bill – one that will not operate directly for the public good but calculate to serve
good will (e.g. bills granting honorary membership).
Functions of Law:
In general, it regulates human conduct; promotion of the common good
i. Defines the rights and duties of citizens
ii. Imposes taxes
iii. Appropriate funds
iv. Defines crimes and provides for their punishment
v. Creates and abolishes government offices; determines their jurisdiction and functions.
Parts of Law:
1. TITLE – gives a general statement of, and calls attention to the subject matter of an act
so that legislators and the public may be appraised of the subject matter of the
legislation, and be put upon inquiry regarding thereto.
2. PREAMBLE – is the part following the title preceding the enacting clause, which states
the reasons for or objective of the statute
Points to remember:
o A preamble does not create a right nor does it grant any right
o It is not a source of government power
o It is not an essential part of a statute
3. ENACTING CLAUSE – the part which indicates the authority which promulgated the
enactment. The enacting clause is not essential to the validity of the law but this clause
cloth the statute with certain dignity because the specific authority that promulgated the
law is therein stated.
4. BODY – it contains the subject matter of the statute. The body of the statute should
embrace only one subject matter as required by the Constitution.
6. INTERPRETATIVE CLAUSE – the part of the statute where the legislature defines its
own language and prescribes rules for its construction.
7. REPEALING CLAUSE – the part which announces the legislative intent to terminate,
revoke or repeal another statute/s.
8. SAVING CLAUSE – the part which restricts the repealing act and preserves existing
powers, rights pending proceeding from the effect of the repeal.
9. SEPARABILITY CLAUSE – it is a clause which states that for any reason, any section or
provisions of the statute is held to be unconstitutional or revoked, the other section or
provision of the law shall not be affected.
Points to remember:
o A separability clause creates a presumption that the legislature intended a
separability rather than complete nullity of the statute. This means that if one past
of the statute is void or unconstitutional, the other parts thereof, which are valid
may still stand. This is the GENERAL rule.
o The general rule, however, is subject to the limitation that if the part of the statute
are so mutually dependent and connected thereby creating a belief that the
legislature intended them as a whole, the nullity or constitutionality of one part
may violate the rest.
10. DATE OF EFFECTIVITY – specifies the date and time when the law takes effect.
Sources of Laws:
- Constitution
- Statute enacted by Congress
- Decrees issued under the 1973 Constitution
- Executive of the President
- Decision of Courts
1. EXECUTIVE
- Vested in the president; administer laws, carrying them into practical operation and
enforcing their due observance.
Separation of powers – principle that
2. LEGISLATIVE states that the division of power shall be
- Power to make, alter or repeal laws
maintained which means that a function of
- Vested in a bicameral Congress
one shall not be a function of another,
3. JUDICIARY unless the people allow it.
- Power to interpret and apply the laws
- Vested in one Supreme Court and such lower courts as may be established by law
Principles:
Check and Balance (maintain equilibrium)
- Law making power of Congress subject to veto power of the president, which in turn
may be overridden (avoid hasty and improvident legislation, i.e. Hodgepodge and
log-rolling legislation)
- Congress may refuse to give concurrence to an amnesty granted or treaty entered
into by the president.
- Judicial review
Separation – the purpose is to prevent the concentration of authority in one person or
group that might lead to an irreversible error or abuse in its exercise. (Absolute power
corrupts absolutely).
Justice Laurel:
“To secure action, to forestall over action, to prevent despotism (absolute power)
and to obtain efficiency.”
Constitution:
The three branches are entrusted with each of their powers are not permitted to
encroach upon the powers of confided to the others.
Non-delegation of Powers
- What has been delegated cannot be delegated
- Delegated power constitutes not only a right but also a duty to be performed by the
delegate through the instrumentality of his own judgment.
CHAPTER 2
INTERPRETATION AND CONSTRUCTION
Rule: In determining the intention of the legislature, courts should resort first to
interpretation (intrinsic aids) before resorting to construction (extrinsic aids).
Reason: speech is the index of intention.
INTERPRETATION:
- Is the part of finding the true sense and meaning of word/s without going beyond the
context of the statute.
- It utilizes intrinsic aids (those present in the law itself), which are as follows:
a. Title – expresses the subject matter of the law
b. Preamble – states the reasons and objectives of the enactment
c. Punctuation – may be used as an additional argument for adopting the literal
meaning of the words thus punctuated but can never control against the
intelligible meaning of a written word.
d. Words, Phrases, Sentences and Context – the intention must primarily be
determined from the language of the statute as a whole and not from any
single part/portion or section or from isolated words, phrases and sentences
used.
e. Headings and Marginal Notes – determines the scope of the provision and
their relation to other portions of the act, however, if the meaning of the
statute or if its text is clear, it will prevail as against the heading, if the latter
has been prepared by compilers and not the legislature.
f. Legislative Definition and Interpretation – definition of the legislature of the
words used in the stature and the construction to be placed thereon. The
rules are as follows:
If a law provides that in case of doubt, it should be construed and
interpreted in a certain manner that the courts should follow such
instructions.
In case of conflict between the interpretation clauses and the
legislative meaning, as revealed by the statute when considered in its
totality, the latter shall prevail.
A term is used throughout the statute in the same sense it is first
deemed.
Legislative definition in similar terms on the statute maybe resolved to,
except, where a particular law expressly declares that its definition
therein is limited in application to the statutes in which they appear.
EXTRINSIC AIDS
- Extraneous facts, circumstances of means of explanation resorted to for the purpose
of determining the legislative intent.
- Drawing conclusions respecting subjects that lie beyond the direct expression of the
text.
- It can only be resorted when intrinsic aids have been used and exhausted.
- It utilizes extrinsic aids, which are as follows:
a. Contemporaneous Circumstances – conditions existing at the time the law
was enacted; previous state of the law; evils sought to be prevented; customs
and languages of the people.
b. Policy – the general policy of the law or the settled policy of the state which
induced the enactment may enlighten the interpreter of the laws as to be the
intention of the legislature enacting the same.
c. Legislative History of the State – may be found in the reports of the
legislative committees in the transcript of the stenographic notes taken during
hearings, investigation and debates.
d. Contemporaneous and Practical Construction – those who lived near or
at the time when the law was enacted were more acquainted of the
conditions why the law was enacted. Their understanding and application of
the law, especially if the same has been construed by the judicial tribunals
and legal profession, deserve to be considered by the courts.
e. Executive Construction – deserves great weight and should be respected if
said construction has been formed and observed for a long period of time.
The rules to remember are as follows:
Congress is deemed to have been aware of the contemporaneous
and practical construction made by the officers charged with the
administration of and enforcement of the law.
The court should respect that contemporaneous construction except if
it is clearly erroneous.
Executive construction has more weight if it is rendered by the Chief
Legal Adviser of the government who can issue opinions to assist
various departments of the government charged with the duty to
administer the law.
The opinion, however, by the Chief Legal Adviser is subservient to the
ruling of the judiciary which is in charge of applying and interpreting
the laws.
f. Legislative Construction – entitled to consideration but cannot control
against the court’s prerogative to decide on what is wrong and right
interpretation.
g. Judicial Construction – it is presumed that statutes were enacted in the
light of judicial construction that the prior enactment had received.
h. Construction by the Bar and Legal Commentators – the meaning publicly
given by the members of the legal profession is a true one and regarded as
one that should not be lightly charged.
INTERPRETATION
Exegesis
P1 P2
Statutory Intrinsic Aids + LAW (Principle) = Conclusion Intention of the
Construction Construction Authors of the Law
Exegesis
P1 P2
Extrinsic Aids + LAW (Principle) = Conclusion
CHAPTER 3
PRESUMPTIONS AND LATIN MAXIMS
Presumption of Validity
Every statute passed by the legislature is presumed to be valid because the legislature
is supposed to have considered the question of its validity before approving it. In cases of doubt,
the court resolves in favor of its validity.
Presumption of Constitutionality
The presumption is always in favor of constitutionality. However, if the statute is really
unconstitutional, the courts are not only authorized but must declare its unconstitutionality. The
court must see to it that the other departments have not exceeded their constitutional authority.
(Essence of Separation of Powers and System of Check and Balance)
Presumption of Jurisdiction
A statute will not be construed in such a manner as to oust or restrict the jurisdiction of
the superior courts or to vest a new jurisdiction in them, unless, there are express words or a
necessary implication to the effect.
Doctrine of Incorporation – holds that every state is, by reason of its membership in the
family of nations, bound by the generally accepted principles of international law.
Doctrine of Transformation – holds that an international agreement would be binding
only upon a state if that state enacts a law specifically making such international
agreement part and parcel of their laws.
Ejusdem Generis
Where the general term follows the designation of particular things or classes of
persons or subjects, the general term will be construed to include only those things or
persons of the same class, kind or nature as those specifically enumerated.
The purpose of the rule is to give effect to both the particular and the general
words by treating the particular words indicating the class and the general words as
including all that is embraced in the said class, although not specifically named by the
particular words. This is justified on the ground that if the legislature intended the general
terms to be used in their unrestricted sense, it would not have made an enumeration of
the particular subjects but would have also used only general terms.
The principle applies when specific words preceding the general expression are
of the same nature. Where if they are of different genre, the meaning of the general word
remains unaffected by its connection with them.
(READ: Mutuc vs. COMELEC, November 26, 1970, 36 SCRA 228)
Noscitur a Soclis
Under this rule, the meaning of particular terms in a statute may be ascertained
by reference to words associated with or related to them in a statute.
Where particular word or phrase in a statute is ambiguous in itself, or is simply
susceptible of various meanings, its true meaning may be made clear and specific by
considering the company of words in which it is found or which it is associated.
Where there are two or more words of ambiguous meaning together in a statute,
they are understood to be used in their cognate sense to express the same relations and
give color and expression to each word.
Where a law does not define a word therein, it will be construed as having a
meaning similar to that of words associated or accompanied by it.
(READ: Caltex vs. Palomar, September 29, 1966, 18 SCRA 247)
Casus Omisus
Under this rule, the words or phrases may be supplied by the courts and inserted
in a statute where that is necessary to eliminate repugnancy and inconsistency in the
statute and to complete the sense thereof, and to give effect to the intention of the
legislature manifested therein. The rule is especially applicable where such application is
necessary to prevent the law from becoming a nullity. This rule is also used to supply
omissions occasioned by clerical errors, by accident or inadvertence.
Dura LexSedLex (The law may be harsh but that is the law)
The reason for the rule is that the legislature must be presumed to know the
meaning of the words, to have used the words advisedly and to have expressed its
intent by the use of such words as are found in the statute.
MensLegilatores
The courts look into the object to be accomplished, the evils and mischief to be
remedied or the purpose to be observed. The court should give the statute a reasonable
or liberal construction which will best effect its purpose rather than one which will defeat
it even though such construction is not within the strict literal interpretation of the statute.
The court should give the statute a reasonable or liberal construction which will
best effect its purpose rather than one which will defeat it.
Statutes must be construed to avoid injustice.
ExpressioUniusEstExclusioAlterius (InclusioUniusEstExclusioAlterius)
Mention of one thing implies the exclusion of another.
When a statute enumerates the subjects or things on which it is to operate, it is to
be construed as excluding from its effect all those no expressly mentioned.
The maxim is only auxiliary rule of statutory construction. It is not of universal
application neither is it conclusive. It should be applied only as a means of discovering
the legislative intent which is not otherwise manifest and should never be permitted to
defeat the plainly indicative purpose of the legislature.
The maxim does not apply when words are mentioned by way of example, or to
remove doubts. CASE: ESCRIBANO V. AVILA G.R. No. 30375, September 12, 1978, 85
SCRA 245
Optima StatuliInterpretatixEstIpsumStatutum
The best interpreter of a statute is the statute itself