4 Us PDF
4 Us PDF
4 Us PDF
Lennart D. Johns, PhD, ATC, provided conception and design; acquisition of the data; and drafting, critical revision, and final
approval of the article.
Address correspondence to Lennart D. Johns, PhD, ATC, Quinnipiac University, 275 Mount Carmel Avenue, Hamden, CT
06518. Address e-mail to Lenn.Johns@Quinnipiac.edu.
Objective: To present the frequency resonance hypothesis, ultrasound affects enzyme activity and possibly gene regulation
a possible mechanical mechanism by which treatment with non- provide sufficient data to present a probable molecular mech-
thermal levels of ultrasound stimulates therapeutic effects. The anism of ultrasound’s nonthermal therapeutic action. The fre-
review encompasses a 4-decade history but focuses on recent quency resonance hypothesis describes 2 possible biological
reports describing the effects of nonthermal therapeutic levels mechanisms that may alter protein function as a result of the
of ultrasound at the cellular and molecular levels. absorption of ultrasonic energy. First, absorption of mechanical
Data Sources: A search of MEDLINE from 1965 through energy by a protein may produce a transient conformational
2000 using the terms ultrasound and therapeutic ultrasound. shift (modifying the 3-dimensional structure) and alter the pro-
Data Synthesis: The literature provides a number of exam- tein’s functional activity. Second, the resonance or shearing
ples in which exposure of cells to therapeutic ultrasound under properties of the wave (or both) may dissociate a multimolecular
complex, thereby disrupting the complex’s function. This review
nonthermal conditions modified cellular functions. Nonthermal
focuses on recent studies that have reported cellular and mo-
levels of ultrasound are reported to modulate membrane prop- lecular effects of therapeutic ultrasound and presents a me-
erties, alter cellular proliferation, and produce increases in pro- chanical mechanism that may lead to a better understanding of
teins associated with inflammation and injury repair. Combined, how the nonthermal effects of ultrasound may be therapeutic.
these data suggest that nonthermal effects of therapeutic ultra- Moreover, a better understanding of ultrasound’s mechanical
sound can modify the inflammatory response. mechanism could lead to a better understanding of how and
Conclusions: The concept of the absorption of ultrasonic en- when ultrasound should be employed as a therapeutic modality.
ergy by enzymatic proteins leading to changes in the enzymes Key Words: immunology, injury, signal transduction, molec-
activity is not novel. However, recent reports demonstrating that ular mechanism, wound healing, cytokines
U
ltrasound has become a common therapy for a number in the field of cellular and molecular biology, specifically the
of clinical conditions: sprained ligaments, inflamed activation of proteins and signal-transduction pathways that
tendons and tendon sheaths, lacerations and other soft may result in modifications to cellular function.
tissue damage, scar tissue sensitivity and tension, varicose ul-
cers, amputations, neuromata, strained and torn muscles, in- Thermal Effects of Ultrasound
flamed and damaged joint capsules, fasciitis, and delayed-on-
Ultrasound is capable of producing thermal therapeutic ef-
set muscle soreness.1,2 Recent uses include the accelerated
fects.2 In 1987, Dyson1 suggested that the tissue must reach a
healing of fractures,3–5 muscle injury,6 and thrombolysis.7–16
temperature of 408C to 458C for at least 5 minutes to be ther-
Over the past several years, research investigating the cel- apeutic in nature. Experiments performed with nonperfused
lular and molecular effects of nonthermal levels of ultrasound tissue demonstrated that ultrasound could increase the tissue
has accumulated. While clinicians state that ultrasound is used temperature at a rate of 0.868C/min (1 W/cm2, 1 MHz).17
to accomplish heating within deep tissue, there is a common, However, the results of these experiments were difficult to
whispered belief that heating alone cannot account for the clin- interpret because they were performed in nonperfused tissue.
ical effects, especially when ultrasound is delivered at non- In living tissue, as the temperature increases, the normal blood
thermal settings. My purpose is to review the past 4 decades flow to the area dissipates the heat. More recent, direct in vivo
of ultrasound research and to propose a molecular mechanism measurement of tissue temperature during ultrasound treatment
whereby the mechanical properties of ultrasound interact with has resolved the question of tissue heating.18–21 Draper et
the molecular and multimolecular complexes within the cell. al,18,19 Ashton et al,20 and Chan et al21 inserted thermistors to
The frequency resonance hypothesis incorporates past research various depths (5 cm or less) and measured the increase in
demonstrating ultrasound’s mechanical properties (absorption, muscle temperature during a 10-minute treatment with either
cavitation, acoustical streaming) with current knowledge with- 1-MHz or 3-MHz ultrasound. The data show that treatment
Interleukin-1b45
Osteoblasts, monocytes General inflammatory mediator
Interleukin-248 T cells T-cell growth
Interleukin-845,50 Osteoblasts Endothelial cell migration and proliferation
Vascular endothelial growth factor45,50 Osteoblasts, monocytes Endothelial cell migration and proliferation
Basic fibroblast growth factor45 Osteoblasts Endothelial cell migration and proliferation
Fibroblast growth factor50,53 Monocytes Fibroblast growth
Collagen5,45 Osteoblasts, fibroblasts Wound healing
Chloramphenicol acetyl transferase56 HeLa, NIH/3T3, C1271 Gene expression of liposomal transfection
Increased proliferation45 Fibroblasts Enhanced wound healing
Increased proliferation45 Osteoblasts Enhanced wound healing
Lymphocyte adhesion41 Endothelial cells Enhanced lymphocyte trafficking
Vasodilation39,40,42 Capillary, endothelium Enhanced blood flow
proteins have an ‘‘active site’’ that can be either available or ability, calcium flux, and proliferation), possibly activating sig-
not available, depending on the 3-dimensional shape of the nal-transduction pathways that lead to gene regulation (Ta-
protein. ble).37,39–42,45,48,53,56,57 Importantly, exposure to ultrasound
caused an increase in intracellular calcium in fibroblasts, sug-
Inflammatory Response, Injury Repair, and gesting that the mechanical effects disrupt the normal function
Therapeutic Ultrasound of the membrane, permitting leaking of calcium into the cell.49
After ultrasound exposure, the cells rapidly expelled the cal-
Later in the inflammatory process, immune cells alter their
cium and returned to a homeostatic state. Mortimer and Dy-
course of action, aiding in the clearance of tissue debris and
son49 eliminated the effects of transient cavitation and gross
stimulating tissue remodeling. This pivotal action is directed
heating as possible mechanisms for the resultant increases in
by cytokines. For example, the arrival of T cells in an injured
intracellular calcium. Cells employ calcium as a cofactor in
area may enhance the immunologic response by releasing T-
regulating the activity of enzymes, many of which are asso-
cell growth factors (interleukin [IL]-2 and IL-4) and immu-
ciated with signal-transduction pathways. Activation of calci-
noregulatory cytokines (IL-10 and interferon-g).43 At a certain
um-sensitive signal-transduction pathways (protein kinase C
point in the immune intervention, anti-inflammatory cytokines
and cyclic AMP) commonly results in gene activation. The
(largely transforming growth factor-b) are either produced or
resultant protein production could modulate intracellular func-
activated. These anti-inflammatory cytokines down-regulate T-
tions and the activity of surrounding cells.58–60 A number of
cells and redirect the cellular activities toward proliferation of
the experiments reviewed in the Table demonstrated increases
fibroblasts, collagen production, and remodeling of the dam-
in specific proteins after exposure of cells to therapeutic levels
aged tissue.36,44
of ultrasound. Combined, these findings suggest that therapeu-
A number of reports have demonstrated that ultrasound af-
tic ultrasound can modulate signal-transduction pathways that
fects cells that are centrally involved in the immune response.
lead to gene regulation or the modulation of RNA translation
Specifically, ultrasound has been shown to modulate vasocon-
to a protein product, or both.
striction; lymphocyte adhesion properties of endothelium, mast
cell degranulation, phagocytosis by macrophage, production of
growth factors by macrophages; calcium fluxes in fibroblasts; Frequency Resonance Hypothesis
angiogenesis; proliferation of T-cells, osteoblasts, fibroblasts, Cumulatively, the data may suggest that the mechanical en-
and a number of proteins associated with inflammation and ergy within the ultrasound wave and the shearing force of the
repair (IL-1, IL-2, IL-6, IL-8, interferon-g, fibroblast growth wave combine to produce mechanical properties that pertur-
factor-b, vascular endothelial growth factor, collagen) (Ta- bate the cellular membrane and the molecular structures within
ble)1,34,40–42,45–53; and to accelerate thrombolyisis.7–16 In gen- the cell. The central premise of the frequency resonance hy-
eral, most of these researchers used a frequency of 1 MHz or pothesis is that the mechanical energy within the ultrasound
3 MHz, and the intensities ranged from 0.1 to 1.5 W/cm2. An wave is absorbed by proteins, altering the structural confor-
alternative therapeutic protocol employs a frequency of 45 mation of an individual protein or the function of a multi-
kHz. An intensity range of 5 to 100 mW/cm2 was shown to molecular complex. Moreover, the ultrasound wave may in-
increase the production of IL-1, IL-8, vascular endothelial duce resonant activity in the protein, modulating the
growth factor, fibroblast growth factor-b, and collagen; pro- molecule’s or multimolecular complex’s effector function.
mote bone healing; and accelerate thrombolysis.5,45,54,55 The The following discussion employs enzymatic proteins as a
long-wave (45-kHz) ultrasound increases penetration depth molecular model. One can view an enzymatic protein as a
and, therefore, seems to be more appropriate than traditional physical machine performing a physical function within a cell.
high-frequency ultrasound (1 MHz and 3 MHz) for promoting Enzymes are commonly found in 1 of 2 conformational
revascularization and bone healing at greater depths. shapes: on or off. Movement between these 2 conformations
(or 3-dimensional shapes) requires a change in the state of
Ultrasound, Signal Transduction, and Gene energy, which is normally accomplished by the addition or
Regulation removal of a phosphate molecule. Once an enzyme within a
Additional reports suggest that ultrasound alters cellular signal-transduction cascade is activated, the signal is amplified
membrane properties (cellular adhesion, membrane perme- to execute an effector function.