Machine Tools - Safety - Machining Centres: British Standard
Machine Tools - Safety - Machining Centres: British Standard
Machine Tools - Safety - Machining Centres: British Standard
12417:2001
+A2:2009
Machine tools —
Safety — Machining
centres
ICS 25.040.10
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BS EN 12417:2001+A2:2009
National foreword
English Version
This European Standard was approved by CEN on 9 June 2001 and includes Amendment 1 approved by CEN on 3 February 2006 and
Amendment 2 approved by CEN on 29 December 2008.
CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European
Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national
standards may be obtained on application to the CEN Management Centre or to any CEN member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the respons bility of a CEN member into its own language and notified to the CEN Management Centre has the same status as the
official versions.
CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland,
France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal,
Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom.
© 2009 CEN All rights of exploitation in any form and by any means reserved Ref. No. EN 12417:2001+A2:2009: E
worldwide for CEN national Members.
BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Contents Page
Foreword ..............................................................................................................................................................3
Introduction .........................................................................................................................................................4
1 Scope ......................................................................................................................................................5
2 Normative references ............................................................................................................................5
3 Terms and definitions ...........................................................................................................................7
4 List of significant hazards ....................................................................................................................8
5 Safety requirements and/or protective measures ........................................................................... 12
6 Verification of safety requirements and/or protective measures .................................................. 28
7 Information for use ............................................................................................................................. 28
Annex A (normative) Guards on machining centres - Impact test method................................................ 31
Annex B (informative) Equipment for impact test ......................................................................................... 35
Annex C (informative) Illustrative figures used as examples ...................................................................... 36
Annex D (normative) Noise emission measurement .................................................................................... 41
Annex ZA (informative) #Relationship between this European Standard and the Essential
Requirements of EU Directive 98/37/EC, amended by Directive 98/79/EC$
$ .............................. 43
Annex ZB (informative) #Relationship between this European Standard and the Essential
Requirements of EU Directive 2006/42/EC$
$ .................................................................................. 44
Bibliography ..................................................................................................................................................... 45
Table 1 — List of significant hazards and major sources of these hazards associated with
machining centres .................................................................................................................................9
Table 2 — List of safety requirements and/or protective measures and their verification
procedures .......................................................................................................................................... 13
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EN 12417:2001+A2:2009 (E)
Foreword
This document (EN 12417:2001+A2:2009) has been prepared by Technical Committee CEN/TC 143
"Machine tools - Safety", the secretariat of which is held by SNV.
This European Standard shall be given the status of a national standard, either by publication of an identical
text or by endorsement, at the latest by August 2009, and conflicting national standards shall be withdrawn at
the latest by December 2009.
This document includes Amendment 1, approved by CEN on 2006-02-03 and Amendment 2, approved by
CEN on 2008-12-29.
The start and finish of text introduced or altered by amendment is indicated in the text by tags
!" and # $.
This European Standard has been prepared under a mandate given to CEN by the European Commission
and the European Free Trade Association, and supports essential requirements of EC Directive(s).
#For relationship with EC Directive(s), see informative Annexes ZA and ZB, which are integral parts of this
document.$
According to the CEN/CENELEC Internal Regulations, the national standards organizations of the following
countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Cyprus, Czech
Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain,
Sweden, Switzerland and United Kingdom.
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EN 12417:2001+A2:2009 (E)
Introduction
This European Standard is a type C standard as stated in EN 292–1.
When provisions of this type C standard are different from those which are stated in type A or B standards, the
provisions of this type C standard take precedence.
Machining centres present a wide range of hazards, not least from their wide application as rotating tool,
'stationary' workpiece machine tools, for general purpose cutting of cold metal work material.
Protection of operators and other persons from contact with moving cutting tools, especially when being
rapidly rotated in the spindle, or being swung from a tool magazine to the spindle during power-operated tool
changing, or from contact with fast–moving workpieces, is of great importance.
When power–operated mechanisms are provided for workpiece transfer, they can also create hazardous
situations during loading/unloading and workpiece alignment or clamping.
Total enclosure of the work zone using guards during cutting is practicable for smaller machines. The
requirements for access to the work zone of large machines used for the processing of a wide range of
workpiece configurations can require that operators are safeguarded by other means (e.g. perimeter fencing,
protective devices at the operating position).
Pendant controls enable operators to move around the machine, especially large machines, and to view the
work zone, the load/aligning, clamping, cutting, or unloading operations, maneuvering the pendant control as
they move.
The significant hazards covered by this standard are those listed in clause 4. The safety requirements and/or
protective measures to prevent or minimize those hazards identified in Table 1 and procedures for verification
of these requirements or measures are found in clause 5.
The figures in annex C are examples only and are not intended to illustrate the only interpretation of the text.
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EN 12417:2001+A2:2009 (E)
1 Scope
1.1 This standard specifies the technical safety requirements and protective measures to be adopted by
persons undertaking the design, construction and supply (including installation and dismantling, with
arrangements for transport and maintenance) of machining centres (see 3.1).
1.2 This standard takes account of intended use including reasonably foreseeable misuse, maintenance,
cleaning, and setting operations. It presumes access to the machine from all directions. It describes means to
reduce risks to operators and other exposed persons.
1.3 This standard also applies to the workpiece transfer devices when they form an integral part of the
machine.
1.4 This standard deals with significant hazards relevant to machining centres when they are used as
intended and under the conditions foreseen by the manufacturer (see clause 4).
1.5 Hazards arising from other metal working processes (e.g. grinding, turning, forming, EDM, laser
processing) are covered by other standards (see Bibliography).
1.6 This standard applies to machines which are manufactured after (its date of publication).
2 Normative references
This European Standard incorporates, by dated or undated reference, provisions from other publications.
These normative references are cited at the appropriate places in the text, and the publications are listed
hereafter. For dated references, subsequent amendments to or revisions of any of these publications apply to
this European Standard only when incorporated in it by amendment or revision. For undated references the
latest edition of the publication referred to applies (including amendments).
EN 292-1:1991, Safety of machinery - Basic concepts, general principles for design – Part 1: Basic
terminology, methodology
EN 292-2:1991 and EN 292-2/A1:1995, Safety of machinery - Basic concepts, general principles for design –
Part 2: Technical principles and specifications
EN 294:1992, Safety of machinery – Safety distances to prevent danger zones being reached by the upper
limbs
EN 349:1993, Safety of machinery – Minimum gaps to avoid crushing of parts of the human body
EN 574:1996, Safety of machinery - Two hand control devices – Functional aspects – Principles for design
EN 626-1:1994, Safety of machinery – Reduction of risks to health from hazardous substances emitted by
machinery – Part 1: Principles and specifications for machinery manufacturers
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EN 12417:2001+A2:2009 (E)
EN 894:1997, Safety of machinery – Ergonomics requirements and data for the design of displays and control
actuators –
Part 1: Human interactions
Part 2: Displays
EN 894-3:2000, Safety of machinery – Ergonomics requirements and data for the design of displays and
control actuators – Part 3: Control actuators
EN 953:1997, Safety of machinery – Guards – General requirements for the design and construction of fixed
and movable guards
EN 954-1:1996, Safety of machinery - Safety-related parts of control systems - Part 1: General principles for
design
EN 982:1996, Safety of machinery - Safety requirements for fluid power systems and their components -
Hydraulics
EN 983:1996, Safety of machinery - Safety requirements for fluid power systems and their components -
Pneumatics
EN 999:1998, Safety of machinery – The positioning of protective equipment in respect of approach speeds of
parts of the human body
EN 1088:1995, Safety of machinery - Interlocking devices associated with guards – Principles for design and
selection
EN 1127–1:1997, Explosive atmospheres - Explosion prevention and protection – Part 1: Basic concepts and
methodology
EN 1760–1:1997, Safety of machinery - Pressure sensitive protective devices – Part 1: General principles for
the design and testing of pressure sensitive mats and pressure sensitive floors
EN 60825-1:1994, Safety of laser products – Equipment classification, requirements and user’s guide
EN ISO 3744:1995, Acoustics – Determination of sound power level of noise sources using sound pressure –
Engineering method in an essentially free field over a reflecting plane
EN ISO 3746:1995, Acoustics – Determination of sound power level of noise sources using sound pressure –
Survey method using an enveloping measurement surface over a reflecting plane
EN ISO 4871:1997, Acoustics – Declaration and verification of noise emission values of machinery and
equipment
EN ISO 9614-1:1995, Acoustics – Determination of sound power level of noise sources using sound intensity
– Part 1: Measurement at discrete points
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EN ISO 11202:1995, Acoustics – Noise emitted by machinery and equipment – Measurement method of
emission sound power levels at the work station and at other specified positions – Survey method in situ
EN ISO 11204:1996, Acoustics - Noise emitted by machinery and equipment – Method requiring
environmental corrections
prEN ISO 14122:1999, Permanent means of access to machines and industrial plants -
Part 2: Working platforms and gangways
Part 3: Stairways, stepladders and guard-rails
EN ISO 11688-1:1998, Acoustics – Recommended practice for the design of low–noise machinery and
equipment – Part 1: Planning
ISO/TR 11688-2:1998, Acoustics – Recommended practice for the design of low–noise machinery and
equipment – Part 2: Introduction to the physics of low-noise design
!EN ISO 15641, Milling cutters for high speed machining — Safety requirements (ISO 15641:2001)"
EN 61000-6-2, Electromagnetic compatibility (EMC) – Part 6-2: Generic standards - Immunity for industrial
environments (IEC 61000-6-2:1999)
3.1
machining centre
a numerically controlled machine tool, where the spindle orientation is usually either horizontal or vertical,
capable of carrying out two or more machining processes (e.g. milling, drilling, boring) and having facilities to
enable tools to be changed automatically from a magazine or similar storage unit in accordance with the
machining program. Such machines may incorporate facilities for manual control in varying degrees
3.2
numerical control (computer numerical control) (NC, CNC)
automatic control of a process performed by a device that makes use of numeric data introduced while the
operation is in progress (ISO 2806:1994, 2.1.1)
3.3
work zone
the space where the metal cutting process can take place
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3.4
workpiece transfer device
a mechanism integrated with the machine as a means of supplying a previously loaded workpiece to a
machine in exchange for a finished workpiece (e.g. pallet changing device – see annex C, Figures C.1, C.2,
C.3, C.4)
3.5
electronic handwheel
a manually operated control device which initiates and maintains an axis movement by pulse generation input
to the numerical control during its rotation
4.1 The list of hazards contained in Table 1 is the result of a hazard identification and risk assessment carried
out as described by EN 1050 for machining centres covered by the scope of this standard. The safety
requirements and/or protective measures and information for use contained in clauses 5 and 7 are based on
the risk assessment and deal with the identified hazards by either eliminating them or reducing the effects of
the risks they generate.
4.2 The risk assessment assumes foreseeable access from all directions, as well as unexpected start–up.
Risks to both the operators and other persons who can have access to the hazard zones are identified, taking
into account hazards which can occur under various conditions (e.g. commissioning, set–up, production,
maintenance, repair, decommissioning) during the life of the machine. The assessment includes an analysis
of the effect of failure in the control system.
4.3 In addition, the user of this standard (i.e. the designer, manufacturer, supplier) shall validate that the risk
assessment is complete for the machine under consideration with particular attention to:
the intended use of the machine including maintenance, setting and cleaning, and its reasonably
foreseeable misuse;
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EN 12417:2001+A2:2009 (E)
Table 1 — List of significant hazards and major sources of these hazards associated with machining
centres
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EN 12417:2001+A2:2009 (E)
Table 1 (continued)
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EN 12417:2001+A2:2009 (E)
Table 1 (continued)
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EN 12417:2001+A2:2009 (E)
Table 1 (concluded)
19 Slip , trip, and fall of ejection or spillage of during workpiece machine table, floor 19
persons (related to metal working fluids and load/unload, setting, area around machine
machinery) lubricants (also hydraulic process control and and workpiece
fluid if used); work at maintenance permanent means of
heights work at heights access to the machine
work to replenish
fluids (e.g. lubricants)
• This list is derived from annex A of EN 1050: 1996.
Machining centres shall comply with the safety requirements and/or protective measures of this clause.
In addition, the machining centre shall be designed according to the principles of EN 292 for hazards relevant
but not significant which are not dealt with by this standard.
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Table 2 — List of safety requirements and/or protective measures and their verification procedures
NOTE The numbering of various provisions in this table is in accordance with Table 1 and hence missing numbers
correspond to hazards which are not significant
Access to the work zone, by the operator, from the normal (fixed)
operating position shall be prevented by local guarding (typically forming
a cabin - see Figures C.5 and C.7). Access to the cabin shall not require
entry into the hazard zone enclosed by perimeter fencing or other
protective devices. Where this is not possible because of the machine
configuration or other operating constraints, the access route to the
operating position shall not require approach to hazardous situations.
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Table 2 (continued)
1 Mechanical Where the machine operator requires access to the work zone from the Visual inspection,
protected (fixed) operating position (cabin) e.g. for setting purposes or conformance to
process control, the cabin shall be designed so that access is via an drawings/
interlocked movable guard from within the cabin. Alternatively the specifications
movement of a pendant control from the cabin position shall have the
same effect as the interlocked guard above. Operation of the machine in
mode 1 (automatic cycle) shall only be possible when the pendant
control (above) is relocated in the cabin. Any other powered movement
of machine elements shall only be achieved by selection of the
appropriate operating mode (see operating modes below).
Access to the work zone by persons other than the machine operator
shall be prevented by perimeter fencing and/or other means (e.g.
electrosensitive protective equipment (ESPE), active-opto electronic
protective devices (AOPDs), pressure sensitive protective devices
(PSPDs). Where access points (e.g. gates), are provided they shall be
interlocked. Where interlocking is not possible because of the particular
machine configuration and application, any non interlocked access
points shall be within the visual field of the operator(s) from the normal
working position. Where it is foreseen that the machine will be operated
unattended, for some or all of the operating cycle, other means of
access control (e.g. key pad operated locks), shall be provided to
prevent unauthorised access.
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Table 2 (continued)
1.1.5 Interlocking
1.1.5.1 All movable guards through which frequent access to the work Visual inspection,
zone is required (i.e. more than once per shift) shall be interlocked. practical check
Opening of a guard or actuation of a protective device in mode 1
(automatic cycle - see below) shall cause hazardous movements to stop
and further movement to be inhibited (see EN 1037). Measures to
minimise the possible defeat of interlocking device(s) shall be taken (see
clauses 5 and 7 of EN 1088:1995).
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Table 2 (continued)
e) Automatic tool and workpiece changing mechanisms shall remain Practical check
inhibited. Initiation of their automatic movement shall only be possible by
reselection of mode 1.
Exception: For maintenance in mode 2 only, the provisions contained in Practical check
1.2, 1.3, 1.4 and 1.5 of this table are permitted.
f) Unguarded swarf/chip conveyor movements shall only be initiated and Visual inspection,
maintained by a hold-to-run control device. examination of
circuit diagrams
g) Where multiple hold-to-run control device locations are provided (e.g. Practical check
main control station, hand-held pendant), only one shall be functional at
a time.
!1.1.6.4 Mode 3 - Optional mode for manual intervention under
restricted operating conditions
When provided, this mode permits use of the machine under manual or
numerical control with work zone guards open and/or protective devices
suspended under the following conditions:
a) This mode shall only be provided when details of the intended Visual inspection (of
application are known and the required skill level of operators shall be Instruction
defined in the instruction handbook (see 7.2 g) of this European handbook)
Standard).
b) Single axis and multiple axis vector speeds shall be limited to 5m/min. Measurement
c) Spindle speed shall be limited by its stopping performance which shall Measurement
not exceed 5 revolutions.
NOTE 1 In order to achieve this stopping requirement it may be necessary to
provide tool diameter identification or measurement systems to limit the permitted
speed of the spindle for each tool used.
NOTE 2 Alternative solutions to this clause have been considered during the
development of this standard but no firm conclusions have been reached. This
particular problem will be re-visited in a future revision of this European
Standard.
d) Execution of a program shall be initiated by a cycle start control Practical check
device in conjunction with an enabling device and maintained by the
enabling device;
e) Non-programmed movements shall be achieved as follows:
1) Spindle rotation shall be initiated by a spindle start control device Examination of
together with an enabling device and maintained by the enabling device. circuit diagrams,
practical test
Release of the enabling device shall initiate a category 1 stop in
accordance with 9.2.2 of EN 60204-1:1997.
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Table 2 (continued)
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1.2.1 Access to hazardous movements of the tool magazine shall be Visual inspection
prevented by fixed and/or interlocked movable guards (see EN
1088:1995, clause 7 and annexes).
1.2.2 When the interlocked movable guard is open, the tool magazine Examination of
drive shall be stopped and further movements shall be inhibited (see circuit diagrams,
also 1.1.5 of this table). practical check
1.2.4 Where whole body access into the tool magazine guard enclosure Examination of
is foreseen, a presence sensing device (e.g. ESPE, AOPD, PSPD) shall circuit diagrams,
be provided to detect persons in the tool magazine area. When this practical check
device is actuated, the control system shall prevent any movement of
the tool magazine or other accessible hazardous machine movements.
1.2.5 Where powered movements with the interlocked guard open are Examination of
required for tool replenishment, maintenance, or adjustment purposes, circuit diagrams,
this shall be achieved by means of a hold-to-run control to permit a measurement,
single tool station index movement or a two-hand control devicefor practical check
continuous movement. This device shall be in accordance with 9.2.5.7
Type 3 of EN 60204-1:1997 (see also EN 574:1996). Such movement
shall either be at a reduced speed (i.e. 15 m/min. where only an impact
hazard exists; 2 m/min. where a crushing, shearing or trapping hazard
exists) or be initiated from control devices positioned at a safe distance
from the hazardous machine parts. (see EN 294, EN 999:1998) No
hazardous machine movements shall arise from the actuation of any
magazine sensor or feedback device (see 10.1.4 of EN 60204-1:1997
and 7.2 f, of clause 7 in this standard).
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Table 2 (continued)
1.3.2 Where access is required to the tool changer with the guards open Examination of
or protective devices suspended, powered motion shall only be initiated circuit diagrams,
under the control of an enabling device together with a hold-to-run measurement,
control device to permit step-by-step movement. When continuous practical check
movement is required, a two-hand control (see EN 574) at a safe
distance from the hazardous situation (see EN 999) shall be provided.
No hazardous machine movement shall arise from the actuation of any
sensor or feedback device (see 10.1.4 of EN 60204-1:1997 and 7.2 f, of
clause 7 in this standard). In order to prevent falls or ejections, tools
shall be securely held in the tool changer under all operating conditions
and/or loss of power.
1.4.1 Load/unload positions for operators at workpiece transfer devices Visual inspection
shall be located outside the work zone and away from other hazardous
mechanisms (e.g. the tool changer).
1.4.3 Where access is required with the guards open or the protective Examination of
devices suspended, powered motion shall only be initiated under the circuit diagrams,
control of an enabling device together with a hold-to-run device to permit measurement,
step-by-step movement. When continuous movement is required, a two- practical check
hand control device shall be provided. This device shall be in
accordance with 9.2.5.7 Type 3 of EN 60204-1:1997 and shall be at a
safe distance from the hazardous situation (see EN 574 and EN 999).
No hazardous movement shall arise from the actuation of any sensor or
feedback device (see 10.1.4 of EN 60204-1:1997 and 7.2 f, of clause 7
in this standard).
1.5.1 Access to hazardous moving parts of swarf/chip collection and Visual inspection,
removal systems shall be prevented by means of fixed guards. Where practical check
operators have a need to access more frequently than once per shift,
interlocked movable guards shall be provided. Guards shall be in
accordance with EN 953.
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EN 12417:2001+A2:2009 (E)
Table 2 (continued)
1.6.3 Where the hazardous moving parts can be reached before they Visual inspection
come to rest. guard locking shall be applied to prevent opening of the
guard until the hazardous movement has ceased. Delayed unlocking
shall be achieved by means of a motion detector or timer control. (see
7.2 and 7.3 of EN 1088 and EN 999).
1.7 Pits
1.7.1 Pits in or around a machine shall be covered (e.g. floor grids) or Visual inspection
secured against persons falling into them by e.g.
– railings;
– cables with roll up device;
– chains (red/white, black/yellow) with a warning sign 1 m in front of
the fall down position.
1.7.2 Where access to pits is necessary for observation, maintenance, Visual inspection
or adjustment purposes, entry into the pit shall be via interlocked access
gates which prevent machine movement in mode 1. Where powered
machine movements are necessary, machine elements may be moved
under the conditions set out in 1.1.6.3, 1.2,1.3, 1.4, and 1.5 of this table.
1.7.3 Safety distances between moving machine elements and pit walls Measurement of
or other fixed parts shall be in accordance with EN 349:1993. Where distance, visual
these safety distances cannot be achieved, additional protective inspection, practical
measures shall be provided to minimise the risk of crushing or trapping. check
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Table 2 (continued)
1.8.3 It shall be possible to control the flow of metal working fluid from Practical check
the operating platform.
1.8.5 Powered movements of platforms shall only be permitted (e.g. for Visual inspection,
observation) by the use of hold-to-run control in mode 2 or mode 3, and practical check
an emergency stop shall be provided.
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Table 2 (continued)
The above list is not exhaustive alternative technical measures for noise
reduction with identical or greater efficiency can be used.
7.1.1 The system design shall prevent splash, leakage and overflow of
the metalworking fluid.
7.1.2. Fluid reservoirs and other system components (e.g. pipes and
hoses) shall be made of materials to ensure the integrity of the system
and information on metalworking fluids to be used shall be given.
7.1.3. The metalworking fluid distribution system and delivery nozzles
shall be designed to minimise spray.
7.1.4. Where the generation of harmful fine mists and vapour or smoke
is foreseen in the work zone, means for containment shall be provided
to prevent their escape and for the addition of integral or external
extraction equipment. (see EN 626-1:1994)
7.1.5. The metalworking fluid capacity shall match the correct function of
the machine and be sufficient to avoid excessive heating and
subsequent evaporation of the fluid or alternatively coolers shall be
provided.
7.1.8. Tanks shall be fitted with metalworking fluid visual level indication
and filling point which are easily accessible
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Table 2 (continued)
7.3.4 The metalworking fluid system shall be provided with filtration for
the removal of sediment (see 7.1.9 of this table).
7.3.6 The inside of tanks shall not contribute to the growth of bacteria
(e.g. smooth, unpainted surfaces).
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Table 2 (continued)
8.6.1 Identification of pockets in tool magazines shall be clear and Visual inspection
unambiguous.
8.6.2 Equipment and accessories indicated in the Instruction handbook Practical check
and not readily available, for adjusting and maintaining the machine,
shall be provided (see also 7.2 d, of clause 7).
Input devices (e.g. key boards, key pads, push buttons) shall be in
accordance with EN 894-1:1997, EN 894-3:2000.
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Table 2 (continued)
13.1.3 Means shall be provided for the isolation of power supplies (see
5.1.6 of EN 982: 1996, 5.1.6 of EN 983:1996 and 5.3 of EN 60204-
1:1997) and dissipation of stored energy (see 5.3 of EN 1037:1995).
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Table 2 (continued)
Examination of
b) The Emergency Stop function shall be category 0 in accordance with circuit diagrams,
9.2.5.4.2 of EN 60204-1:1997, except for mechanisms requiring a Practical check
sequenced shut down where a category 1 stop shall be implemented.
15 Errors of fitting 15.1 Means shall be embodied in the design of machine parts to prevent Practical checks
errors of fitting (e.g. use of male/female connections, asymmetrical
location features) and/or the machine parts shall be marked with
instructions for fitting.
17 Falling or ejected 17.1 Containment of processed materials and fluids Visual examination,
objects or fluids practical check
Guards shall be provided to retain or contain the foreseeable ejection of
processed material and metalworking fluid. Such guards shall be
designed in accordance with clause 8 of EN 953:1997. These may take
the form of a deflecting adjustable guard fixed to the spindle head to
direct processed material/metalworking fluid towards their collecting
area or by a fixed guard covering the whole area of ejection (see 7.2 f,
of clause 7).
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Table 2 (continued)
18 Loss of stability/ 18.1 Machines shall be designed and constructed so that they are stable By observation and,
overturning of under foreseeable operating conditions, and without risks of overturning, where necessary,
machinery falling or unexpected movement. When the use of foundation bolting is measurement
one of the measures used to help prevent overturning, manufacturers during normal
shall specify the bolts and foundation requirements necessary (see also operation.
7.2 b, of clause 7).
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Table 2 (continued)
Where frequent access is required (i.e. at least once per shift), means of
access shall be provided (see group A for examples). If only occasional
access is required, one or both of the examples in B shall be provided.
A – permanent means of access (e.g. stairways, ladders see
prEN ISO14122-3:1999);
– fixed working platforms with fixed railings and toe boards
against falling hazards (see prEN ISO 14122-2:1999);
B – supports for safety belt;
– means to attach movable ladders.
7.1 General
Machine warning devices (e.g. audible and visual signals), markings (e.g. signs, symbols), and instructional
material (e.g. manuals for operation, maintenance) shall be in accordance with EN 292-2: 1991, clause 5.
In addition to the requirements of 7.1, each machine shall be accompanied by an instruction handbook
containing:
b) any necessary information for safe installation of the machine and its guarding system (e.g. floor
conditions, services, anti-vibration mountings, guarding fitting);
c) instructions for how the initial test and examination of the machine and its guarding system are to be
carried out before first use and being placed into production;
d) instructions for periodic maintenance, test and examination of the machine, guards, protective devices
and other safety critical parts (e.g. spindle braking elements);
e) instructions for any test or examination necessary after change of component parts or addition of optional
equipment (both hardware and software) to the machine which can affect the safety functions;
f) instructions for safe operation, setting and maintenance including safe working practices and the training
necessary to achieve the required skill level of operators;
g) the intended application of the machine when mode 3 (see Table 2, 1.1.6.4) is provided;
h) instructions on control systems including circuit diagrams for electrical, hydraulic, and pneumatic systems;
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
j) descriptions of possible failure modes and advice on detection and prevention by periodic maintenance
and correction;
k) the specification for any fluid to be used in lubrication, braking, or transmission system:
l) guidance on correct selection, preparation, application, and maintenance of metal working fluids and/or
lubricants;
m) provide guidance on the means for the release of persons trapped in the machine;
n) #information describing residual risks (e.g. conditions where noise levels are likely to exceed 80 dB (A),
hazards arising from sharp or hot tools/components);$
p) information defining the limits for the maximum mass, moment of inertia, tilting moment, and spatial
envelope of tools for machines supplied with automatic tool magazine systems;
q) information defining the limits for the spatial envelope, maximum mass, position of the centre of gravity of
the workpiece and work holding fixture;
A check list should be provided for the points d), e), and f) and include drawings and diagrams.
Noise measurement shall be made according to EN ISO 3746 or EN ISO 11202 as appropriate. Guidance for
noise emission measurement is given in annex D.
The declaration shall be made concerning the airborne noise emission (see annex A 1.7.4 f) of
EN 292-2:1991/A1:1995). The declaration and verification of noise emission values shall be according to
EN ISO 4871:1997, using the dual-number form of declaration. The declaration shall be accompanied by a
statement of the measuring method used and the conditions applied during the test and values for the
uncertainty K (see EN ISO 4871) as follows:
If the accuracy of the declared emission values is to be verified, measurements shall be made using the same
method and the same operating conditions as those employed for the declaration.
"The figures quoted are emission levels and are not necessarily safe working levels. Whilst there is a
correlation between the emission and exposure levels, this cannot be used reliably to determine whether or
not further precautions are required. Factors that influence the actual level of exposure of the workforce
include characteristics of the work room, the other sources of noise, etc. i.e. the number of machines and
other adjacent processes. Also the permissible exposure level can vary from country to country. This
information, however, will enable the user of the machine to make a better evaluation of the hazard and risk."
#NOTE Information on noise emission should also be provided in the sales literature.$
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EN 12417:2001+A2:2009 (E)
7.4 Marking
a) #name and address of the manufacturer and, where applicable, business name and full address of the
authorised representative;$
b) mass of machine;
c) supply data for electrical and where applicable. hydraulic, and pneumatic systems (e.g. minimum
pneumatic pressure);
Guards, protective devices and other parts that are part of the machine but not fitted shall be marked with
identification data. Any other information needed for fitting shall be provided (see 7.2 b, of clause 7).
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Annex A
(normative)
A.1 General
This annex defines tests for guards and guard materials used on machining centres in order to minimize risks
of ejection of parts from the work zone.
This test method is based upon machines equipped with milling cutters driven up to the maximum velocity
given by following equation:
vc = B π n (m/s)
B = maximum tool diameter which can be mounted in the tool storage magazine [m]
-1
n = maximum spindle speed (s )
This test method may be used for horizontal and vertical machining centres.
The aim of this test is to simulate the hazard that occurs when broken tool parts are ejected. It shows the
resistance/strength of guards and/or guard materials to penetration by ejected parts and against parts of
guard assemblies being broken loose from the machine.
The test equipment is comprised of a projectile, a means to bring the projectile to the required impact speed
(e.g. a propulsion device, drop test rig) and a support for the test object.
A.2.2.1 Projectile
Shape, mass and dimensions of the projectile are given in Figure A.1.
Projectiles are made from steel with the following mechanical characteristics:
2
Ultimate tensile strength: Rm = 560 to 690 N/mm
2
Yield strength: R0,2 = 330 N/mm
Elongation at rupture: A = 20 %
Mass: m = 0,1 kg
NOTE Mass may be added to the rear of the projectile and the impact speed reduced accordingly to maintain the
impact energy for a drop test.
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Dimensions in millimetres
Ø 20
Ø5
1,3
41 (minimum length)
The speed of the projectile shall be measured at a point as close to the point of impact as practicable.
When testing the guard (or a sample of the guard material), the support shall be equivalent to the mounting on
the machine. For testing of guard materials, samples which are fixed on a frame with an inner opening of
450 mm x 450 mm shall be used. The frame shall be sufficiently rigid. The mounting of the sample shall be by
minimum friction clamping sufficient only to retain its position.
m vc 2
Jc = [J]
vc – maximum cutting speed [m/s] (see A.2.1). Theoretical impact energy: 2
m vm2
Jm = [J]
vm – measured impact speed [m/s]. Measured impact energy: 2
The theoretical energy and the measured energy should be at the same value.
The direction of impact of the projectile shall, as far as possible, be perpendicular to the surface of the test
object. The front end of the projectile shall be the surface to impact the test object. Targets for the projectile
shall be the weakest and most unfavourable areas on the material sample or on the guard, in particular for
vision panels, the centre of the panel.
A.3 Results
After the test, the damage found on the test piece is to be judged as follows:
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
A.3.3 Judgment
The test is passed if there is no through crack or penetration of the test object and for guard doors if there is
no additional damage according to A.3.2.
Date and place of the test and name of the test body;
Machining centres manufacturer, type, maximum tool diameter mounted in tool chain, spindle taper,
power, maximum spindle speed;
Test result.
A.5 Impact test results for sample materials tested (m = 0,1 kg)
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Annex B
(informative)
The projectile speed is measured near the muzzle of the gun barrel by a suitable velocimeter (e.g. by
proximity sensors or photocells).
f
c d e
g
h
Key
1 Velocimeter
2 Gun-barrel
3 Projectile
4 Control panel
5 Test object
6 Compressed air-vessel
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Annex C
(informative)
1 Column with feed drive, Y – axis 6 Spindle head with main drive and feed 11 Tool magazine
drive, Z–axis
2 Cross slide with feed drive, X–axis 7 Guard 12 Central lubricating unit
3 Work table 8 Tool changer 13 Control panel
4 Pallet pool 9 Pneumatic unit 14 Electrical cabinet
5 Chip conveyer 10 Hydraulic unit
Figure C.1 — Machining centre with horizontal spindle and pallet pool
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Figure C.2 — Total view of the machining centre shown in Figure C.1
Key
1 Tool changer 7 Pneumatic unit 13 NC–rotary table
2 Tool magazine 8 Hydraulic unit 14 Pallet changer
3 Spindle head with horizontal spindle 9 Electric cabinet 15 Setting station
4 Column with feed drive, Y–axis 10 Main drive 16 Guard
5 Mist separator 11 Cross slide with feed drive, Z– 17 Chip conveyor
axis
6 Central lubricating unit 12 Bed with feed drive, X–axis 18 Cooler for the motor spindle
Figure C.3 — Machining centre with horizontal spindle and shuttle type tool changer
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Key
1 Setting station 6 Crosshead for transportation of the 10 Control panel
machine
2 Rotating window of pallet changer 7 Rear maintenance door (hydraulic, 11 Rotating view panel
pneumatic, central
3 Chip conveyer lubricating unit, motor cooler) 12 Sliding gate to work area
4 Vision panel of tool changer 8 Cabinet door 13 Front folding door
5 Vision panel of tool magazine 9 Maintenance door
Figure C.4 — Total view of the machining centre shown in Figure C.3
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Figure C.6 — Large machining centre with perimeter safeguarding and two separate work zones
39
BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Key
Figure C.7 — Example of large gantry type machining centre with perimeter safeguarding and operator
protection (see Table 2)
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Annex D
(normative)
Mounting and operating conditions of the machine shall conform to the manufacturer's instructions and be
identical for the determination of emission sound pressure level at the work station and the sound power
levels.
Emission sound pressure level at the workstation shall be measured in accordance with EN ISO 11202: 1995
with the following modifications:
The environmental indicator, K2A, or the local environmental factor, K3A, shall be equal to or less than
4 dB;
The difference between the background emission sound pressure level and the workstation sound
pressure level shall be equal to or greater than 6 dB;
The correction of the local environmental factor, K3A, shall be calculated in accordance with A.2 of
EN ISO 11204:1996 with the reference restricted to EN ISO 3746:1995 instead of the method given in
annex A of EN ISO 11202:1995, or in accordance with EN ISO 3744:1995 where one of these standards
has been used as the measuring method.
Sound power levels shall be measured in accordance with the enveloping surface measuring method shown
in EN ISO 3746:1995 with the following modifications:
The difference between the background sound pressure level and the machine sound pressure level at
each measuring point shall be equal to or greater than 6 dB. The correction formula for this difference
(see 8.2 of EN ISO 3746:1995) shall apply up to a difference of 10 dB;
Only the parallelepiped measurement surface shall be used at 1,0 m from the reference surface;
Where the distance from the machine to an auxiliary unit is less than 2,0 m, the auxiliary unit shall be
included in the reference box;
The measuring time required in 7.5.3 of EN ISO 3746:1995 referring to 30 s shall be excluded;
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EN 12417:2001+A2:2009 (E)
Alternatively, where the facilities exist and the measuring method applies to the machine type, emission sound
power levels may also be measured according to a method with higher precision (i.e. EN ISO 3744:1995
without the preceding modifications.
For determination of emission sound power levels by the sound intensity method, use EN ISO 9614–1:1995
(subject to agreement between the supplier and the purchaser).
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Annex ZA
(informative)
This European Standard has been prepared under a mandate given to CEN by the European Commission
and the European Free Trade Association to provide a means of conforming to Essential Requirements of the
New Approach Directive 98/37/EC on machinery, amended by Directive 98/79/EC.
Once this standard is cited in the Official Journal of the European Communities under that Directive and has
been implemented as a national standard in at least one Member State, compliance with the normative
clauses of this standard confers, within the limits of the scope of this standard, a presumption of conformity
with the relevant Essential Requirements of that Directive and associated EFTA regulations.
WARNING — Other requirements and other EU Directives may be applicable to the product(s) falling within
the scope of this standard.$
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Annex ZB
(informative)
This European Standard has been prepared under a mandate given to CEN by the European Commission
and the European Free Trade Association to provide a means of conforming to Essential Requirements of the
New Approach Directive 2006/42/EC on machinery.
Once this standard is cited in the Official Journal of the European Communities under that Directive and has
been implemented as a national standard in at least one Member State, compliance with the normative
clauses of this standard confers, within the limits of the scope of this standard, a presumption of conformity
with the relevant Essential Requirements of that Directive and associated EFTA regulations.
WARNING — Other requirements and other EU Directives may be applicable to the product(s) falling within
the scope of this standard.$
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BS EN 12417:2001+A2:2009
EN 12417:2001+A2:2009 (E)
Bibliography
Other metalworking process and relevant additional information are covered by the following standards:
[1] ISO 513:1991, Application of hard cutting materials for machining by chip removal – Designation of the
main groups of chip removal and groups of application
[2] ISO 683–1:1987, Heat–treatable steels, alloy steels and free–cutting steels – Part 1: Direct–hardening
unalloyed and low–alloyed wrought steel in the form of different black products
[3] ISO 11161:1994, Industrial automation systems — Safety of integrated manufacturing systems - Basic
requirements
[4] EN 692:1996, Machine tools – Safety –Mechanical power presses (CEN/TC 143/WG 1)
[5] prEN 693:1999, Machine tools – Safety – Hydraulic power presses (CEN/TC 143/WG 1)
[6] EN ISO 7250:1997, Basic human body measurements for technological design (ISO 7250:1996)
[7] prEN 12622, Machine tools – Safety Press brakes (CEN/TC 143/WG 1)
[8] prEN 13736, Machine tools – Safety Pneumatic presses (CEN/TC 143/WG 1)
[9] prEN 13985, Machine tools – Safety Guillotine shears (CEN/TC 143/WG 1)
[10] prEN 13218, Machine tools – Safety – Stationary grinding machines (CEN/TC 143/WG 2)
[11] EN 12413, Safety requirements for bonded abrasive products (CEN/TC 143/WG 2)
[12] prEN 13236, Safety requirements for super abrasives (CEN/TC 143/WG 2)
[13] EN 12415, Safety of machine tools – Small numerically controlled turning machines and turning
centres (CEN/TC 143/WG 3)
[14] EN 418:1992, Safety of machinery - Emergency stop equipment. functional aspects - Principles for
design
[15] EN 457:1992, Safety of machinery - Auditory danger signals - General requirements, design and
testing (ISO 7731:1986 modified)
[16] EN 12626:1997, Safety of machinery - Laser processing machines - Safety requirements (ISO
11553:1996 modified)
[17] EN 1550:1997, Machine tools – Safety – Requirements for the design and construction of work–
holding chucks (CEN/TC 143/WG 3)
[18] prEN 13128, Machine tools – Safety – Milling machines (including boring machines (CEN/TC 143/WG
4)
[19] prEN 12717, Machine tools – Safety – Drilling machines (CEN/TC 143/WG 4)
[20] prEN 14070:2000, Machine tools – Safety – Transfer machines (CEN/TC 143/WG 4)
[21] prEN 12957, Machine tools – Safety – Electro–discharge machines (CEN/TC 143/WG 5)
[22] prEN 13898, Machine tools – Safety – Metal sawing machines (CEN/TC 143/WG 6)
45
BS EN
12417:2001
+A2:2009 British Standards Institution (BSI)
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