Contemporary Theories of Leadership: Brent J. Goertzen
Contemporary Theories of Leadership: Brent J. Goertzen
Contemporary Theories of Leadership: Brent J. Goertzen
6
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
Contemporary Theories
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of Leadership
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NOT FOR SALE OR DISTRIBUTION Brent J. Goertzen NOT FOR SALE OR DISTRIBUTION
A leader’s role is to raise people’s aspirations for what they can become and to release their
energies so they will try to get there.
© Jones & Bartlett Learning, LLC David Gergen,©director
Jones & Bartlett
of the Center for Learning, LLC
Public Leadership,
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Harvard Kennedy FOR
School (fromSALE OR DISTRIBUTION
http://www.leadershipnow.com)
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O InTroduCTIon
The publication in 1978 of Leadership, James MacGregor
Burns’s bestselling
© Jones book on political
& Bartlett Learning,leadership,
LLCmarked
O
© Jones
Transforming
TransformIng LeadershIp and
TransformaTIonaL LeadershIp
& Bartlett Learning, LLC
Leadership
a major transition in the development
NOT FOR SALE OR DISTRIBUTION of leadership the- NOT FOR SALE OR DISTRIBUTION
Burns (1978) is credited with revolutionizing scholars’
ory. Much of the research in leadership since then has
and practitioners’ view of leadership. Burns defined
been largely influenced by his definition of “transform-
transforming leadership as occurring when “one or more
ing leadership.” Burns was the first to conceptualize
persons engage with others in such a way that leaders
leadership as a social process that involves both leaders
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and followers Learning,
raise one another toLLC
higher levels of moti-
and followers interacting and working together to
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morality” (p. 20). Although initially starting
achieve common interests and mutually defined ends.
His theory clearly elevated the significance of followers out separate (and perhaps even unrelated), the purposes
and the leader–follower relationship in the leadership of both leaders and followers become fused. Leaders play
equation. a major role in shaping the relationship with followers.
© Jones & Bartlett Learning,
This chapter reviews Burns’s transforming leader-
LLC
Burns believed that leaders are© commonly
Jones &more Bartlett
“skillfulLearning, LLC
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ship theory and subsequent research that emerged as a
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in evaluating followers’ motives, anticipating their OR DISTRIBUTION
result of his perspective. Also described are other con- responses to an initiative, and estimating their power
temporary leadership theories that emphasize the impor- bases, than the reverse” (p. 20).
tance of the followers’ role in leadership, such as the Transforming leadership has an elevating effect on
© Jones &
postindustrial Bartlett
paradigm Learning,leader–member
of leadership, LLC © Jones
both the leader and the&led
Bartlett
because itLearning, LLC
raises the level of
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exchange (LMX) theory, followership, and servant NOT FOR SALE OR DISTRIBUTION
human conduct and interaction. In the end, transforming
leadership. leadership is a moral process because leaders engage with
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
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83
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
followers based on shared motives, values, and goals. Bass asserted that leaders demonstrating transforma-
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Transforming leadership contrasts with transactional tional leadership typically engage in several categories of
leadership, whereby the leadership relationship is limited behaviors. These behaviors typically enhance follower
to the leader’s ability to appeal to followers’ self-interest motivation and performance.
for the purpose of an exchange of valued things. According to Bass (1985), transformational leaders
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
Burns asserts that only followers can ultimately are able to achieve three things: (1) make followers aware
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define their true needs. This implies that followers must
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of the importance of task outcomes, (2) induce followers
maintain freedom of choice between real alternatives. to transcend personal interest for the sake of the team or
Transforming leaders operate at the highest stages of organization, and (3) move followers toward higher-
moral development. Burns (1978) asserted that trans- order needs.
© Jones
forming & Bartlett
leaders Learning,
are “guided LLC ethical
by near-universal As a © Jones
result, & Bartlett
followers feel moreLearning,
confidence in LLCthe
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principles of justice such as equality of human rights and NOT FOR SALE OR DISTRIBUTION
leader and report feeling greater trust, admiration, loy-
respect of individual dignity” (p. 42). alty, and respect, especially when they are motivated to
Nonetheless, transforming leadership is grounded in do more than they originally expected. Although numer-
conflict. Conflict is often compelling, because it galva- ous dimensions of transformational leader behaviors
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nizes and motivates people. Leaders do not shun conflict; © Jones
have&been
Bartlett Learning,
theorized LLC it is commonly
and researched,
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they embrace it by both shaping and mediating conflict. NOT FOR SALE
accepted OR DISTRIBUTION
that transformational leader behaviors comprise
Leaders are able to discern signs of dissatisfaction among four categories: (1) idealized influence, (2) individualized
followers and take the initiative to make connections consideration, (3) inspirational motivation, and (4) intel-
with followers. The power in transforming leadership lectual stimulation (Bass, 1997).
comes by recognizing © Jones & Bartlett
the varying needs and Learning,
motives of LLC Transactional leadership ©behaviors
Jones refer
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to activities
potential followers NOT FOR SALE
and elevating them to OR DISTRIBUTION
transcend per- that help clarify expectations NOT forFOR
directSALE
reports,OR helpDISTRIBUTION
sonal self-interests. Followers are mobilized by leaders’ direct reports achieve desired rewards and avoid punish-
ability to appeal to and strengthen those motives through ments, and help facilitate desired outcomes (Avolio &
word and action. Bass, 1988). Transactional leader behaviors commonly
© Jones & Bartlett Learning, LLC comprise©three Jones & Bartlett
categories: Learning,
(1) contingent LLC
reward, (2)
Leadership Points
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by exception—active, and (3) management
Leadership is not magnetic personality that can just by exception—passive.
as well be a glib tongue. It is not “making friends and Although transformational and transactional leader
influencing people;” that is flattery. Leadership is lift- behaviors are distinct, they are not necessarily mutually
ing a person’s vision to higher sights; the raising of a exclusive. Effective leaders, Bass asserted, make use of
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
person’s performance to a higher standard, the build- both types of leadership. Whereas transformational
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ing of a personality beyond its normal limitations.
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leader behaviors enlist enthusiasm and commitment,
Peter F. Drucker (from http://thinkexist.com) transactional leadership behaviors achieve compliance
with leader requests.
Recent versions of transformational and transactional
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
Transformational Leadership theory include a third category of leadership: laissez-
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Bass (1985, 1996) built upon Burns’s (1978) original faire. This category represents an absence of effective
ideas of transforming leadership. He began empirically leadership and describes the type of leader who is passive
examining the theory and calling his revised theory or indifferent to direct reports. Taken together, the three
“transformational leadership.” These terms may seem meta-categories (transformational, transactional, and
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
laissez-faire) are sometimes called the Full Range Leader-
nearly identical. However, there is an important distinc-
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tion in that, whereas Burns’s theory focuses more on
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ship model (Avolio, 1999; see Table 6-1).
social reform by moral elevation of followers’ values and Transformational and transactional leadership con-
needs, Bass’s transformational leadership focuses more stitute the most widely researched models of leadership.
on attaining practical organizational objectives (Yukl They have been extensively studied in many different
© Jones & Bartlett
2010). Learning, LLC © Jones & Bartlett
organizational Learning,
contexts LLC
(e.g., corporations, militaries,
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Intellectual stimulation Leaders question old assumptions and stimulate new perspectives and
© Jones & Bartlett Learning, LLCways of doing things. They©encourage
innovative Jones &followers
Bartlett Learning,
to think creatively LLC
to
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Individualized consideration Leaders provide a supportive environment and carefully listen to followers’
needs. Leaders also advise, teach, or coach their followers with the intention of
advancing follower development.
management by exception—active Leaders observe follower behavior and take corrective action when followers
deviate from expected performance.
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
management by exception—passive
NOT FOR SALELeadersOR
choose not to, or fail to, intervene until a problem
DISTRIBUTION becomes
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essence, leaders do not intervene until a problem is brought to their attention.
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NOT FOR government
SALE ORagencies, schools, and universities; Lowe,
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demonstrate transformational leader behaviors com-
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Kroeck, Sivasubramaniam, 1996) and cultures (e.g., the pared to executives holding higher-level positions. In
United States, Mexico, China, Japan, Indonesia, and Ger- addition, transformational leadership has been related to
many; Bass, 1997). objective measures, such as financial performance (Row-
Transformational leadership is not limited to the old & Heinitz, 2007), sales performance (Yammarino &
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
upper echelons of organizations. Lowe and coauthors Dubinsky, 1994), and percent of goals met (Howell &
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(1996) examined 23 published and unpublished studies Avolio, 1993).
examining transformational and transactional leader- Extensive research has been conducted examining
ship. They found that leaders demonstrating transforma- the effect of transformational leader behaviors on follow-
tional leader behaviors were more effective than those ers and organizational outcomes. For example, Organ,
© Jones & Bartlett Learning, LLC
only demonstrating transactional leadership. Further-
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Podsakoff, and MacKenzie (2006) found that transforma-
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more, they found that transformational leader behaviors
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tional leader behaviors effected organizational citizenship
were more common in public organizations compared behaviors among employees. Organizational citizenship
to private organizations as perceived by the leaders’ behaviors are discretionary behaviors that are outside
direct reports. The study also reported that leaders at normal “in-role” job functions. In the aggregate, they
© Jones &lower
Bartlett Learning,
levels of LLC
organizational hierarchy were more likely © Jones
promote & effective
Bartlettorganizational
Learning, functioning
LLC (Organ,
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© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
NOT FORreLaTIonaL
1988). Organ and coauthors (2006) reported that trans-
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LeadershIp
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formational leadership directly influenced employee
“altruism” citizenship behaviors. However, they also Leader–member exchange
found that transformational leader behaviors directly Original studies of LMX theory asserted that managers
affect employees’ trust in their leader, which in turn also develop differentiated relationships with direct reports
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
within their organizations. According to the theory,
enhances employees’ willingness to engage in other citi-
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zenship behaviors, such as “sportsmanship,” “civic vir-
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managers develop high-quality relationships with only a
tue,” and “conscientiousness.” few, high-trust direct reports. Managers reporting high-
Other studies explained the impact of transforma- quality relationships (in-groups) characterize the
tional leader behaviors on organizational outcomes dif- exchange with high mutual respect, trust, and obligation
© Jones
ferently. One&study
Bartlett
found Learning, LLC leader
that transformational on one end © Jones & Bartlett
of a continuum. Learning,
Low-quality LLC
relationships
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directly affect OR DISTRIBUTION
employee “psychological capital” NOT
(out-groups), FOR
at the SALE
other end of OR DISTRIBUTION
the spectrum, are char-
(Gooty, Gavin, Johnson, Frazier, & Snow, 2009). Posi- acterized by a relatively low degree of mutual respect,
tive psychological capital refers to positive-oriented trust, and obligation (Dansereau, Graen, & Haga, 1975).
human resource strengths and psychological capacities This theory was originally labeled “vertical dyad linkage”
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that improve the workplace (Luthans, 2002). These © Jones & Bartlett
because it focused Learning, LLC
on the reciprocal influence of manag-
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the dimensions of hope, self-efficacy, NOT FOR
ers andSALE ORreports
their direct DISTRIBUTION
within vertical dyads whereby
resiliency, and optimism. Psychological capital then one has direct authority over another (Yukl, 2010).
increases employees’ willingness to improve job perfor- There are tremendous advantages for direct reports who
mance and organizational citizenship behaviors directed establish high-quality relationships. They tend to receive
© Jones
at individuals and the & Bartlett
organization (Gooty et Learning,
al., 2009). LLC © Jones
more desirable tasks assignments; & Bartlett
are delegated Learning, LLC
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Bass (1997) reviewed SALE
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that examined trans- authority; receive greater NOT FOR
tangible SALE
rewards OR
(e.g., payDISTRIBUTION
formational leadership across cultures. He reported that increases); and receive greater approval and support.
although the mean and correlation strength may vary, the Scholars assert that the manager–direct report rela-
general pattern of the relationships between the transfor- tionship develops in a three-stage process described as a
© Jones
mational & dimensions
leader Bartlett Learning, LLC (e.g.,
on measured outcomes “life cycle© model”
Jones(Graen
& Bartlett Learning,
& Uhl-Bien, 1995).LLCThe
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leader effectiveness, satisfaction, and extra effort) is the “stranger” NOT FOR SALE OR DISTRIBUTION
stage begins when leaders and members first
same. come together. This relationship is purely contractual in
However, there may be cultural contingencies on nature, whereby leaders provide members with what
how each of the categories of transformational leader they need, and members perform prescribed work activi-
behaviors may be demonstrated. Yokochi (1989) ties. In the “acquaintance” phase, the second of the life
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
reported that in a collectivist culture, such as Japan, cycle stages, there is an increase in social exchanges. The
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there is an expectation that leaders will use individual- relationship begins to transcend formal job requirements
ized consideration. There is a mutual moral obligation as leaders and members share greater information on a
between leaders and followers. Leaders are expected to personal level, in addition to the work level. The third
help employees prepare for a career and counsel them and final phase is described as a “mature partnership.”
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
about personal problems, and followers reciprocate These exchanges are highly developed and characterized
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with unquestioning loyalty and obedience. Addition- by a mutual sense of trust, respect, and obligation. Par-
ally, Bass (1997) reported on other studies conducted ticipants in such relationships can count on one another
across cultures that asked participants to describe their for loyalty and support. How a dyad advances through
prototypical leaders. Avolio and Bass (1990) conducted each of these stages varies. Some dyads may not progress
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extensive leadership development programs across the
© Jones & Bartlett Learning, LLC
past the “stranger” phase and may maintain only the con-
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globe (e.g., Canada, Italy, Israel, Sweden, and Austria)
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tractually based relationship. Others may rapidly pro-
and found that when individuals describe their ideal gress to the “partnership” phase and achieve the
leaders, they commonly express transformational lead- tremendous advantages of a mature relationship.
ership qualities compared to transactional leadership LMX theory is one of the most widely studied leader-
© Jones & Bartlett
qualities. Learning, LLC © Jones
ship&models.
Bartlett Learning,
Gerstner and Day LLC
(1997) conducted a
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have “better and faster access to information, advice and being passive, submissive, and directed. After conducting
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support” (p. 74). an exhaustive review of leadership theory and research,
Relational leadership is another emerging view of Rost summarized the industrial paradigm definition of
leadership that focuses on processes, not on persons, by leadership as: “great men and women with certain pre-
which “leadership is produced and enabled” (Uhl-Bien, ferred traits influencing followers to do what the leaders
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
2006). Relational leadership theory is defined as “a social wish in order to achieve group/organizational goals that
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influence process through which emergent conditions
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reflect excellence defined as some kind of higher-order
(i.e., evolving social order) and change (i.e., new values, effectiveness” (Rost, 1993, p. 180).
attitudes, approaches, behaviors, ideologies, etc.) are Rost contrasted the industrial paradigm of leader-
constructed and produced” (p. 668). It assumes that ship with the radically different approach in the postin-
© Jones
leadership can&occur
Bartlett
in any Learning,
direction. FromLLC
this perspec- dustrial © Jones
age, which& characterized
Bartlett Learning,leadershipLLC as
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tive, “it is possible to see relationships other than those NOT FOR SALE OR DISTRIBUTION
relationship-based and focused on the noncoercive inter-
built from hierarchy . . . and to envision transformational action of leaders and followers who develop common
phenomenon where the social change process occurs interests. Based on this perspective, Rost redefined lead-
well outside the normal assumptions of command and ership as “an influence relationship among leaders and
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control (Murrell, 1997, p. 39). © Jones & Bartlett
followers Learning,
who intend LLC that reflect their
real changes
NOT FOR SALEAlthough
OR DISTRIBUTION
the knowledge gained from these studies NOT FOR
mutualSALE OR(Rost,
purposes” DISTRIBUTION
1993, p. 102). There are four
and insights developed from theoretical models proves critical elements that comprise this definition of leader-
fruitful for leader–member relationships in the context of ship, and each component is essential in understanding
organizations, the understanding of leader–member rela- the postindustrial perspective: (1) the relationship is
tionships based on © Jones
informal & Bartlett
networks Learning,
and other relation- LLC © Jones
based on influence, (2) leaders & Bartlett
and followers Learning, LLC
are partici-
ships that transcend NOT FOR SALE
organizations OR DISTRIBUTION
in community-level pants in this relationship, (3)NOT FOR
leaders SALE intend
and followers OR DISTRIBUTION
leadership initiatives is severely limited. One can draw real changes, and (4) leaders and followers develop
inferences from the current LMX literature and other mutual purposes.
relational leadership theory, but further research is
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required & Bartlett
to more Learning,
comprehensively LLC the pro-
understand ©Leadership
Jones & Bartlett
Points toLearning,
Ponder LLC
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cess of how relationships develop and their role in the You must NOTuniteFOR SALE ORaround
your constituents DISTRIBUTION
a common
leadership process. cause and connect with them as human beings.
James Kouzes and Barry Posner
(from http://www.youreffectiveleadership.com)
O
posT
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Learning, LLC LeadershIp © Jones & Bartlett Learning, LLC
Joseph Rost (1993)
NOT FOR SALE OR DISTRIBUTION is credited with shifting scholars’ focus
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from what he described as the industrial paradigm of lead- relationships Based on Influence
ership theory to the postindustrial paradigm. The subject A leadership relationship must be based on influence,
of leadership did not exist before the 1890s, and the study which is characterized as a process of using persuasion to
of leadership has been a predominantly twentieth-century affect other people. Although persuasion is largely com-
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
phenomena (Rost, 1997). Since that time, the basic ideas posed of rational discourse, it may also include other
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of leadership, in his view, had not changed much. He aspects of “power resources,” such as content of the mes-
sharply criticized the popular assumptions about leader- sage, purpose, symbolic interaction, perception, and
ship at the time, which he described as (1) leadership is motivation. Influence relationships are multidirectional,
what great people do, (2) leadership and management are meaning they involve interactions that are vertical, hori-
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
interchangeable, and (3) the terms “leadership” and zontal, diagonal, and circular. This implies that anyone
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can be a leader or a follower, because leaders persuade
“leader” are synonymous.
The concept of leadership in the industrial paradigm followers and followers influence leaders. In the postin-
was bound up with what leaders do; the assumption was dustrial paradigm, leaders and followers can actually
that no one else mattered. Therefore, followers had noth- switch places. Furthermore, relationships based on influ-
© Jones & Bartlett Learning, LLC
ing to do with leadership and were typically perceived as© Jones
ence&areBartlett
inherentlyLearning,
noncoercive.LLC
Coercion is antithetical
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© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
own container. Under certain conditions, it is very behavior. The first dimension describes the degree to
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unified in direction and very powerful; under other which followers exercise independent and critical think-
conditions it may be weak or may flow in many ing. The second ranks them on a passive–active scale.
directions at once. (Barker, 1997, p. 352) Based on the two dimensions, four categories of followers
emerge (Figure 6-1).
© Jones
The postindustrial paradigm &ofBartlett
leadershipLearning,
developed LLC © Jones & Bartlett Learning, LLC
Sheep, according to Kelley, are passive and are gen-
by Rost and othersNOT FOR SALE
has tremendous ORand
intuitive DISTRIBUTION
practi- NOT FOR SALE OR DISTRIBUTION
erally unwilling to accept responsibility. They typically
cal appeal and offers valuable potential for leadership
complete tasks given to them but rarely demonstrate ini-
education. Effective leadership curricula ought to include
tiative beyond those tasks. “Yes” people are more involved
three broad categories: (1) evolution of social change and
but are equally unwilling to demonstrate innovation or
development,
© Jones &(2) processesLearning,
Bartlett influencing LLCsocial change,
creativity.©Alienated
Jonesfollowers
& Bartlett Learning,
express critical andLLC
inde-
and (3) dynamics of human
NOT FOR SALE OR DISTRIBUTION nature in change processes NOT FOR SALE OR DISTRIBUTION
pendent thinking but are passive in their roles; at some
(Rost & Barker, 2000).
point, they were turned off. Although they rarely openly
Unfortunately, scholars have been slow to embrace
oppose the leader, they are often cynical and disgruntled.
the postindustrial paradigm of leadership. One recent
At the center of the diagram are survivors. They tend to
study examined
© Jones & Bartlett historical
Learning, LLCrecords to describe the context© Jones &andBartlett
adapt survive Learning,
change well butLLCoften live by the slo-
and process of
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gan “better safe than sorry.” Effective followers, at the
exemplar of the paradigm (Humphreys, Ingram, Kernek,
upper right quadrant of the diagram, effectively think for
& Sadler, 2007). However, few have empirically investi-
themselves in carrying out tasks and bring energy and
gated it to confirm or disprove the veracity of its compo-
enthusiasm while demonstrating initiative and assertive-
nents. Perhaps this perspective of leadership does not
© Jones & Bartlett Learning, LLC © Jones
ness. Four qualities are shared & Bartlett
by effective Learning, LLC
followers:
lend itself well to rational, scientific inquiry. If leadership
NOT FOR SALE OR DISTRIBUTION (1) they manage themselvesNOT FOR
well; (2) they SALE OR DISTRIBUTION
are committed
is defined as a social process (as identified by Barker),
to the organization or purpose outside themselves;
one must view relationships and their potential creation
(3) they build their competence; and (4) they are coura-
and dissolution as a rather nebulous construct. This
geous, credible, and honest.
causes tremendous challenges for scholars
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applying the scientific method to not only
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describe its nature, but also predict potential
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Independent, SALE
Critical OR DISTRIBUTION
Thinking
antecedents and outcomes.
O
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foLLowershIp © JonesAlienated
& Bartlett Learning, Effective
Followers
LLC
Followers
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To raise theDISTRIBUTION
OR importance of the role of follow- NOT FOR SALE OR DISTRIBUTION
ers in the leadership process, researchers
have proposed several theories that describe
Passive Survivors Active
the leadership capacities of followers. This is
not to minimize the©relevance
Jonesof&leaders,
Bartlett
but Learning, LLC © Jones & Bartlett Learning, LLC
NOT FOR SALE
rather to enhance the understanding of the OR DISTRIBUTION NOT FOR SALE OR DISTRIBUTION
vital role that followers play in the leadership
relationship.
Sheep “Yes” People
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effective & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
NOT (1988)
Kelley FOR SALE
asserted OR DISTRIBUTION
that what differenti- NOT FOR SALE OR DISTRIBUTION
ated effective from ineffective followers were Dependent, Uncritical Thinking
their enthusiasm, intelligence, and self-
Source: Kelley (1998).
reliant participation. He described a two-
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dimensional model thatLLCexplained follower figure©6-1 Follower
Jones behavior.Learning, LLC
& Bartlett
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Numerous other conceptual models regarding effec- Servant leadership, in essence, is a philosophic
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tive followership have been published in the academic approach to life and work. Put differently, Spears (1995)
literature and popular press. Baker (2007) reviewed the stated, “at its core, servant-leadership is a long-term,
various followership models and discovered that they transformational approach to life and work, in essence, a
shared four primary themes. First, followers and leaders way of being that has the potential to create positive
© Jones & Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
are roles, not people with inherent characteristics. Most change throughout society” (p. 4). Servant leadership is a
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individuals, regardless of their positions in an organiza-
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long-term pursuit of the improvement of corporate cul-
tional structure, have played the roles of both follower tures and is not consistent with short-run profit motives
and leader in their organizations. Second, followers are (Giampetro-Meyer, Brown, Browne, & Kubasek, 1998).
active, not passive. This is contrary to popular views that Spears built on Greenleaf’s original writing by iden-
© Jones
followers & Bartlett
are passive, Learning,
obedient LLC
sheep. Demonstrating fol- tifying 10© Jones & of
characteristics Bartlett Learning,
the servant leader. LLC
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1. Listening: The deep, heartfelt commitment to
be active participants in the leader–follower relationship. listening intently to others.
Third, followers and leaders share a common purpose. 2. Empathy: Recognizing and accepting people for
Common purpose emerges out of an interdependent their special talents, gifts, and unique spirit.
© Jones & Bartlett Learning,
leader–follower LLCParticipants in followership
relationship. © Jones & Bartlett Learning, LLC
3. Healing: People may have broken spirits or a
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variety of emotional hurts, thus an essential gift of
lowership is built on the relational nature of both leaders the servant leader is not only to heal one’s self, but
and followers. The relationship is a two-way influence also to assist in the healing of others.
process. This collaborative partnership values the contri-
4. Awareness: Refers primarily to self-awareness,
© Jones
butions of both leaders & Bartlett Learning, LLC
and followers. © Jones & Bartlett Learning, LLC
which aides and strengthens the servant leader by
Howell and ShamirNOT(2005)
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“under- NOT FOR SALE OR DISTRIBUTION
providing an understanding of issues from a well-
standing followers is as important as understanding lead-
developed sense of ethics and values.
ers” (p. 110). Yukl (2010) rightly asserted that theories
5. Persuasion: Servant leaders seek to convince rather
focusing almost exclusively on leaders or on followers are
than coerce and can be thought of as a “gentle
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limiting, & Bartlett
especially comparedLearning, LLC explana-
to more balanced © Jones & Bartlett Learning, LLC
persuasion” by challenging others to think of issues
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tions. Nonetheless, followership offers useful insights by NOT FOR SALE OR DISTRIBUTION
in different perspectives.
describing qualities that are important for followers to be
6. Conceptualization: The capacity to “dream great
effectively engaged in the leadership process.
dreams.” The servant leader is able to envision the
future not only in the context of the individual,
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organization,LLC
O
NOT FOR SALEservanT LeadershIp
OR DISTRIBUTION
work
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group, or
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but also within the
the societal realm.
Greenleaf (1977) proposed the concept of servant lead-
ership. For Greenleaf, the primary responsibility of lead- 7. Foresight: The ability that enables servant leaders to
ers is to provide service to others. Spears (1995) asserted glean lessons from the past, within the realities of
that the servant leader emphasizes “service to others, a the present, and understand potential consequences
© Jones & Bartlett Learning, LLC of future decisions. © Jones & Bartlett Learning, LLC
holistic approach to work, a sense of community, and
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8. Stewardship: The perspective FOR SALE OR DISTRIBUTION
corporate
shared decision making power” (pp. 3–4). For the ser-
vant leader, taking care of other people’s needs takes institutions play a significant and vital role in
highest priority. Greenleaf (1977) described a series of affecting the greater good of society.
questions that serve as a litmus test of the servant leader: 9. Commitment to growth of people: Every individual
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has an intrinsic worth beyond their contributions as
“Do those served grow as persons? Do they, while being
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workers. Servant leaders seek the holistic growth
served, become healthier, wiser, freer, more autono-
mous, more likely themselves to become servants? And, and development of others.
what is the effect on the least privileged of society; will 10. Building community: The servant leader takes
they benefit, or at least, not be further deprived?” (pp. advantage of opportunities to create community in
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13–14). Learning, LLC © Jones &theBartlett
context of Learning, LLC
the given work institution.
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Table 6-2 Comparison of
NOT FOR SALE OR DISTRIBUTION “Charismatic” Leadership Models
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weberian
Charismatic Celebrity-Based Transformational
authority Charisma Leadership servant Leadership
Source of charisma
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Divine gift
Learning, LLCLeader training and skills ©Humility,
Personality; social
Jonesspiritual
& Bartlett
insight
Learning, LLC
NOT FOR SALE OR DISTRIBUTION
distance NOT FOR SALE OR DISTRIBUTION
Situational context Socioeconomic Low self-esteem of Unilateral (hierarchical) Relational (mutual) power
distress of followers followers power
Nature of Visionary solution to Daring; dramatic flair; Vision for organization; Vision and practice of a
© Jones & Bartlett
charismatic gift distress
Learning, LLC
forcefulness;
© Jones & Bartlett
adept at human
Learning, LLC
way of life focused on
NOT FOR SALE OR DISTRIBUTION appealing vision NOT
resource FOR SALEservice
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Response of Recognition of Adulation of and Heightened motivation; Emulation of leader’s
followers genuine divine gift identification with extra effort service orientation
leader
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Consequences LLC
Followers’ material Codependent © Jones & Bartlett
Leader Learning,
or organizational LLC and moral
Autonomy
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charisma well-being improved relationship NOT
with FORgoals
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personal development of
leader perpetuated development of followers; enhancement
followers of common good
Leadership ©Quarterly,
Jones 2 (2),&107, Graham, Jill W. (1991) Servant leadership in organizations: Inspirational and moral. reprinted with permission from
Bartlett Learning, LLC © Jones & Bartlett Learning, LLC
elsevier.
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6
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NOT FOR SALE OR DISTRIBUTION wrap-up NOT FOR SALE OR DISTRIBUTION
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96
Loyalty
4. My supervisor defends my work actions to a 0 1 2 3 4 5 6
superior, even without complete knowledge of the
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in question. © Jones & Bartlett Learning, LLC
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5. My supervisor would come to my defense if I were 0 1 2 3 4 5 6
“attacked” by others.
professional respect
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10.NOT
I am impressed
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ORsupervisor’s knowledge of
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NOT 5 6
his/her job.
12. I admireLearning,
© Jones & Bartlett my supervisor’s professional skills.
LLC 0
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& 2 3
Learning, 4 LLC 5 6
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Calculate DISTRIBUTION
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strongly agreeOR DISTRIBUTION
(6); moderately agree (5);
somewhat agree (4); neutral (3); somewhat disagree (2); moderately disagree (1); strongly disagree (0). Consider
the subtotal for each of the four dimensions.
Affect out of 18
Loyalty out of 18 Learning, LLC
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Contribution out of 18
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Professional respect out of 18
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servant
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Bass, B. M. (1997). Does transactional-transformational
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Watch the following clip from YouTube (http://www leadership paradigm transcend organizational and
.youtube.com/watch?v=BHIKRmEaC6Y) and reflect on national boundaries? American Psychologist, 52(2),
Tom Peters’ perspective of servant leadership. What have 130–139.
you done in the last 24 hours to be of service to those Basu, R., & Green, S. (1995). Subordinate performance,
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around you? What will you do in the next 24 hours to be leader-subordinate compatibility, and exchange
NOT FOR SALE OR DISTRIBUTIONquality in leader-member NOT FOR SALE OR DISTRIBUTION
dyads: A field study. Jour-
of service to those around you?
nal of Applied Social Psychology, 25, 77–92.
Bauer, T. N., & Green, S. G. (1986). Development of
leader-member exchange: A longitudinal test. Acad-
O
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referenCes & Bartlett Learning, LLC emy of©Management
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Basic/advanced manuals.Learning,
Bingham- LLC and for our leaders (2nd © Jones
ed). San&Francisco,
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dation of a contemporary construct. Journal of Lead- vertical dyad linkage approach to leadership within
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the role-making & Bartlett Learning,Behavior
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Barbuto, J. E., & Wheeler, D. W. (2006). Scale develop- member exchange and organizational citizenship
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expectations. New York, NY: Free Press. exchanges. Group and Organization Management,
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leadership. In J. A. Conger, R. N. Kanungo, & Asso- Dose, J. J. (1999). The relationship between work values
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inquiry into transformational leadership. Alexandria, dyad linkage: A longitudinal assessment of anteced-
VA: U.S. Army Research Institute for the Behavioral ents, measures and consequences. Journal of Applied
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implications for group performance and leader repu- Spears, L. C. (1995). Reflections on leadership. New York,
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tation. Organization Science, 17(1), 64–79. NY: John Wiley & Sons.
Murphy, P. E. (1999). Character and virtue ethics in Steiner, D. D. (1988). Value perceptions in leader-
international marketing: An agenda for managers, member exchange. Journal of Social Psychology, 128,
researchers and educators. Journal of Business Ethics, 611–618.
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18, 107–124. Tucker, R. C. (1968). The theory of charismatic leader-
NOT FOR SALE OR DISTRIBUTIONship. Daedulus, 97, 731–756.
Murrell, K. L. (1997). Emergent theories of leadership for
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the next century: Towards relational concepts. Orga- Uhl-Bien, M. (2006). Relational leadership theory:
nization Development Journal, 15(3), 35–42. Exploring the social processes of leadership and
Northouse, P. (2007). Leadership: Theory and practice. organizing. Leadership Quarterly, 17, 654–676.
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Thousand&Oaks,
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CA: Sage Publications.LLC Wayne, S.©J.,Jones
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Bartlett Learning,
& Sparrowe, LLC
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exchanges: The influ-
good soldier syndrome. Lexington, MA: Lexington ence of gender and ingratiation. American Behavioral
Books. Scientist, 37(5), 697–714.
Organ, D. W., Podsakoff, P. M., & MacKenzie, S. B. Wayne, S. J., Shore, L. M., & Liden, R. C. (1997). Per-
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(2006).Learning, LLC
Organizational © Jones &
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ceived Learning,
organizational supportLLC and leader-member
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A social exchange perspective. Academy of
Sage Publications. Management Journal, 40(1), 82–111.
Phillips, A. S., & Bedeian, A. G. (1994). Leader-follower Weber, M. (1978). In G. Roth & C. Wittich (Eds.), Econ-
exchange quality: The role of personal and interper- omy and society: An outline of interpretive sociology.
sonal attributes.© Academy
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Journal, 37, LLC Berkeley: University of © JonesPress.
California & Bartlett Learning, LLC
990–1001. NOT FOR SALE OR DISTRIBUTION Winston, B. E., & Ryan, B. NOT(2008).FOR SALE
Servant ORasDISTRIBUTION
leadership
Rost, J. C. (1993). Leadership for the 21st century. New a humane orientation: Using the GLOBE study con-
York, NY: Praeger. struct of humane orientation to show that servant
Rost, J. C. (1997). Moving from industrial to relation- leadership is more global than western. International
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ship: A post-industrial LLC Jour-
paradigm of leadership. © ofJones
Journal & Bartlett
Leadership Learning,
Studies, 3(2), 212–222. LLC
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nal of Leadership Studies, 4(4), 3–16. NOT FOR SALE OR DISTRIBUTION
Yammarino, F. J., & Dubinsky, A. J. (1994). Transforma-
Rost, J., & Barker, R. A. (2000). Leadership education in tional leadership theory: Using levels of analysis to
colleges: Toward a 21st century paradigm. Journal of determine boundary conditions. Personnel Psychol-
Leadership Studies, 7(1), 3–12. ogy, 47, 787–811.
Rowold, J., & Heinitz, K. (2007). Transformational and Yokochi, N. (1989). Leadership styles of Japanese business
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NOT FOR SALEcharismatic leadership: Assessing the convergent,
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divergent and criterion validity of the MLQ and the actional. Unpublished doctoral dissertation, United
CKS. Leadership Quarterly, 18, 121–133. States International University, San Diego, CA.
Sparrowe, R. T., & Liden, R. C. (1997). Process and Yukl, G. (2010). Leadership in organizations (7th ed).
structure in leader-member exchanges. Academy of Upper Saddle River, NJ: Prentice Hall.
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Management Review, 22(2), 522–552.
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