Children 08 00096 v2
Children 08 00096 v2
Children 08 00096 v2
Article
The Impact of COVID-19 on the Adaptive Functioning,
Behavioral Problems, and Repetitive Behaviors of Italian
Children with Autism Spectrum Disorder: An
Observational Study
Martina Siracusano 1,2, * , Eugenia Segatori 3 , Assia Riccioni 3 , Leonardo Emberti Gialloreti 1 , Paolo Curatolo 3
and Luigi Mazzone 3
Abstract: Children with autism spectrum disorder (ASD) and their families have represented a
fragile population on which the extreme circumstances of the COVID-19 outbreak may have doubly
impaired. Interruption of therapeutical interventions delivered in-person and routine disruption
Citation: Siracusano, M.; Segatori, E.; constituted some of the main challenges they had to face. This study investigated the impact of
Riccioni, A.; Emberti Gialloreti, L.; the COVID-19 lockdown on adaptive functioning, behavioral problems, and repetitive behaviors of
Curatolo, P.; Mazzone, L. The Impact children with ASD. In a sample of 85 Italian ASD children (mean age 7 years old; 68 males, 17 females),
of COVID-19 on the Adaptive
through a comparison with a baseline evaluation performed during the months preceding COVID-19,
Functioning, Behavioral Problems,
we evaluated whether after the compulsory home confinement any improvement or worsening
and Repetitive Behaviors of Italian
was reported by parents of ASD individuals using standardized instruments (Adaptive Behavior
Children with Autism Spectrum
Disorder: An Observational Study.
Assessment System (Second Edition), Achenbach Child Behavior Checklist, Repetitive Behavior
Children 2021, 8, 96. https://doi.org/ Scale-Revised). No significant worsening in the adaptive functioning, problematic, and repetitive
10.3390/children8020096 behaviors emerged after the compulsory home confinement. Within the schooler children, clinical
stability was found in reference to both adaptive skills and behavioral aspects, whereas within
Academic Editor: preschoolers, a significant improvement in adaptive skills emerged and was related to the subsistence
Francisco Alcantud-Marín of web-delivered intervention, parental work continuance, and online support during the lockdown.
Received: 2 December 2020
Accepted: 28 January 2021 Keywords: coronavirus; lockdown; parents; behavior; adaptive; autism spectrum disorder; online;
Published: 2 February 2021 COVID-19; pandemic
4 May 2020, in the re-opening phase, citizens were allowed to leave their homes, but they
had to observe social distancing and wear safety devices to reduce the risk of infection.
While the lockdown has been a challenge for all citizens in general, in consideration
of the impact on social and economic matters, the home confinement represented a partic-
ularly hazardous double dare for individuals with autism spectrum disorder (ASD) and
their families. In fact, under such extreme circumstances, people with ASD faced additional
difficulties related to a condition already characterized by impairment in social commu-
nication, restricted interests, and repetitive behaviors associated with reduced tolerance
of changes [1]. The above-mentioned additional difficulties may sum up to difficulty in
understanding the situation (reduced or lack of abstract reasoning), difficulty in assuming
the consequences of unsafe behavior (not wearing masks leads to an increased possibility
of infection), routine disruption, interruption of all in-person interventions [2]. Caregivers
of autistic children had to face the challenges strictly related to the COVID-19 outbreak
and those concerning the guidance and handling of their children. As a result, a worsen-
ing of ASD clinical features—with special regards to the ones concerning behavior—was
plausibly expected after the lockdown [2]. Together with autism core symptoms, medical
comorbidities such as sleep disorders, frequently described in ASD individuals [3], may
also have represented an additional challenge in such extreme circumstances. Greater sleep
problems have, in fact, been reported during home confinement, and associated with more
severe autism symptoms [4]. Asbury et al. [5] qualitatively measured, using a free-response
question, the effect of the COVID-19 outbreak on the mental health of children with special
educational needs and disabilities (SENDs)—including ASD individuals—and on their
caregivers. The results of the study showed that most of SENDs parents described them-
selves as overwhelmed, and only a few of them reported no impact or any improvement in
their children [5].
Furthermore, Colizzi et al. [6] conducted a parent-survey on 527 ASD individuals
(mean age 13 years old), reporting a behavioral problem increase in one out of three of the
sample after the COVID-19 outbreak. Moreover, they found that the presence of disruptive
behaviors preceding the pandemic was related to a worse outcome. Concordant with this, a
Turkish study [7] on children and young adults with autism reported increased stereotypies,
aggression, hypersensitivity behavioral problems, sleep, and appetite alterations after the
pandemic, describing in their sample clinical symptoms similar to post-traumatic stress
disorder. However, to our knowledge, neither study employed standardized quantita-
tive tools—administered before and after the lockdown—in order to measure the actual
behavioral outcome of the children with ASD.
The aim of this study was to investigate in a sample of Italian autistic individuals,
any change in adaptive functioning and in repetitive and behavioral (internalizing and
externalizing) problems, appearing after the compulsory home confinement, through a
comparison of the data collected during the pandemic with evaluations performed before
the COVID-19 outbreak. We also aimed to evaluate if the outcome following the lockdown
was associated with child and parental variables such as subsistence of child therapeutic
intervention in remote modality, online parental support, and parental work continuance during
home confinement.
2. Methods
2.1. Participants
The study was approved by the local institutional review board (IRB) of the University
of Rome Tor Vergata Hospital (Register Number # 216.20). Parents of all participants gave
written informed consent. Our sample was constituted by children with ASD coming
from the clinical database of the Child Psychiatry Unit of the University of Rome Tor
Vergata Hospital (for study protocol and Strobe Checklist see Supplementary Materials:
Tables S1 and S2). Recruitment was performed during March–April 2020. Overall, 335 in-
dividuals were detected from the database by a multidisciplinary team of psychiatrists
and psychologists and considered for eligibility. In order to be eligible, participants were
Children 2021, 8, 96 3 of 14
required to have a diagnosis of ASD according to the Diagnostic and Statistical Manual of
Mental Disorders (Fifth Edition) (DSM-5) [1], (supported by the assessment of the Autism
Diagnostic Observation Schedule (Second Edition) (ADOS–2) [8] by a licensed clinician),
an age in the range of 2–18 years old, and to have undergone a behavioral intervention
before the COVID-19 outbreak.
Finally, 119 participants were considered eligible for the research (208 did not meet
inclusion criteria). The multidisciplinary team of our unit contacted the families by phone,
described the study, and invited them to participate, planning a telehealth appointment
(eight declined to participate). A total of 34 participants dropped out of the study (they
skipped the telehealth appointment). Therefore, the final sample consisted of 85 partici-
pants (80% males; 20% females; age range 2–18 years old; 33 preschoolers, 52 schoolers)
(Figure 1). This study mainly included individuals originating from the central-south of
Italy (regions less affected by COVID-19 at the time).
Children 2021, 8, x FOR PEER REVIEW 4 of 16
T0 Evaluation
(data collected in person
during usual clinical Participants (n = 119)
follow-up)
ADOS-2
Leiter-R Dropped out (n = 34 )
Wechsler Scale
ABAS-II Skipped the telehealth appointment
RBS-R
CBCL
Final Sample
(n = 85 ; 80% males; 20% females;
age range 2–18 years)
Preschoolers Schoolers
)
Age range 2–5 years Age range 6–18 years
(n = 33; 25 males; 8 females; (n = 52; 43 males; 9 females;
mean age 4 years) mean age 9 years)
AFTER LOCKDOWN
(May–July 2020; mean age difference T0–T1 = 9 months)
T1 Evaluation
(Telehealth
Appointment)
Clinical Interview
ABAS-II
RBS-R
CBCL
Figure 1. Flowchart of the study. Illustrated in the Figure are the main methods of the study
Figure 1. Flowchart of the study. Illustrated in the Figure are the main methods of the study (participants, procedure, and materi-
(participants,
als). procedure, and materials).
Children 2021, 8, 96 4 of 14
2.2. Procedure
All ASD participants included in the study had been clinically assessed before the
pandemic in 2019 in the context of a regular clinical follow-up performed in the Child
Psychiatry Unit of the University of Rome Tor Vergata, by a multidisciplinary team (child
psychiatrists, psychologists). In particular, the baseline clinical evaluation (T0) performed
in-person, included an assessment of autistic symptoms, adaptive functioning, behavioral
problems, and repetitive behaviors through the administration of standardized instruments
(see the paragraph below). Furthermore, the intelligence quotient (IQ) was measured for
the majority of participants.
After the compulsory home-confinement, in the re-opening phase (T1), from May 2020
to July 2020, within a mean distance of 9.5 months from baseline, ASD children included
in the study and their parents underwent a planned telehealth appointment with a child
psychiatrist of the University of Rome Tor Vergata Hospital, because the restrictions did
not allow to perform an in-person clinical evaluation where the safety distance could not
be guaranteed. Specifically, parents were administered the same standardized measures
evaluating adaptive functioning, repetitive behaviors, and behavioral problems. The as-
sessment of autistic symptoms and IQ of ASD participants was clearly not performed
over telehealth appointment. A clinical interview was conducted on the parents for the
purpose of evaluating the main routine disruption and the environmental changes that
occurred during the pandemic, with a special focus on the job condition and the chil-
dren’s therapeutical intervention. Specifically, by the clinical interview, we investigated
whether during lockdown ASD children continued their usual behavioral intervention
in remote modality and with a frequency of at least once a week (variable named “online
child intervention”); whether parents received at least a weekly online psychoeducational
support in order to be helped face their children’s main and overall difficulties due to the
emergency situation (variable named “online parental support”); if the parent with a stable
job, continued to be employed during the lockdown, either remotely or in-person (variable
named “work continuance”).
It is necessary to specify that the children’s behavioral intervention and the online
support addressed to parents during the lockdown were not delivered by our unit, but
were included in the usual therapeutical intervention. Therefore, no homogeneity in
duration, frequency, and contents can be guaranteed regarding both variables (“online child
intervention and online parental support”).
2.3. Materials
2.3.1. Cognitive and Adaptive Functioning Measures
The intelligence quotient (IQ) of participants was evaluated at baseline through the
Leiter International Performance Scale-Revised [9], the Wechsler Preschool and Primary
Scale of Intelligence (Third Edition) (WPPSI-III) [10], or the Wechsler Intelligence Scale
for Children (Fourth Edition) (WISC-IV) [11]. The cognitive measure was chosen on the
basis of age, expressive language level, and cooperation of each participant. All of these
measures used the same standard scores (SS = 100) and standard deviations (SD = 15).
On the basis of the IQ value, we dichotomized the sample in “intellectual disability”
(ID) (IQ ≤ 70) and “no intellectual disability” (No ID) (IQ > 70) (Table 1).
In order to evaluate the participants’ adaptive functioning, the Adaptive Behavior
Assessment System (Second Edition) (ABAS-II) [12], a parent-report checklist, was em-
ployed. Parents of all participants were administered the “0–5 years” or the “5–21 years”
form, depending on the child’s age. The child’s ability to implement an activity is rated
(from 0 = “not able to do” to 3 = “able to do it and always performs it when needed”) in
relation to ten adaptive skill areas (communication, use of the environment, preschool
competences, domestic behavior, health and safety, play, self-care, self-control, social abili-
ties, and motility). These functioning areas are grouped in three main adaptive domain
scores—(1) conceptual (CAD), (2) practical (PAD), and (3) social (SAD). In addition, a
general adaptive composite (GAC) score—a comprehensive domain of the adaptive scale-
Children 2021, 8, 96 5 of 14
is computed by the sum of scaled scores from the 10 skill areas. Raw scores are converted
in scaled and finally in a standardized composite score, with a population mean of 100
and a standard deviation of 15. For the statistical analyses, composite scores of the three
adaptive domains (CAD, PAD, and SAD) plus GAC were used.
Age
Age at ADOS Online
Difference Parental Work
Baseline No ID-ID 2-CSS Child
T0–T1 Support Continuance
(M ± SD) (Median) Intervention
(M ± SD)
PRESCHOOLER
(n = 33; 52.3 ± 11.5 8.3 ± 4 24 (NoID)-
6.5 14 10 15
25 males; 8 months months 4 (ID) *
females)
SCHOOLER
(n = 52; 110.1 ± 42.2 10.3 ± 4.8 29 (NoID)-
7 24 19 30
43 males; 9 months months 22 (ID) *
females)
Shown in the table are the main clinical characteristics (age, cognitive ability, and autism severity); child and parental variables of the two
age groups: preschooler and schooler. ADOS 2-CSS = Autism Diagnostic Observation Schedule-(Second Edition) calibrated severity score.
Legend: ID = intellectual disability. No ID = no intellectual disability. * five children did not complete the IQ evaluation at baseline in the
preschooler group; one child in the schooler group.
on the frequency of the behavior, with a higher score showing more problematic behav-
ior. According to the T-scores, the behavior is considered as typical (T < 65), borderline
(T = 65–69), and clinically significant (T ≥ 70).
The “18 months–5 years” form consists of 110 items organized in seven syndrome
scales (emotionally reactive, anxious/depressed, somatic complaints, withdrawn, sleep
problems, attention problems, and aggressive behavior). Each scale is organized into two
main domains—internalizing and externalizing symptoms. Moreover, a total behavior
score can be calculated.
The “6–18 years” form consists of 113 items grouped in eight syndrome scales (anx-
ious/depressed, withdrawn/depressed, somatic complaints, social problems, thought
problems, attention problems, rule-breaking behavior, and aggressive behavior). In ad-
dition, in this case, two main domains—internalizing and externalizing symptoms—and
a total score are provided. For the purpose of this study, employed scales were the in-
ternalizing and externalizing symptoms scales in association with the total score of both
CBCL forms.
3. Statistical Analyses
The two subgroups of preschoolers and schoolers have always been analyzed sep-
arately. Changes in ABAS-II, RBS-R, and CBCL scores between T0 and T1 (pre- and
post-home confinement due to the COVID-19 pandemic) were evaluated with the paired
sample t-test. Comparisons between groups in terms of ABAS-II, RBS-R, or CBCL score
differences between T0 and T1 have been analyzed through the independent sample t-test.
Spearman’s correlations were used to evaluate the relations between quantitative variables.
Two-way ANOVA with tests of between-subjects effects was used to test for possible in-
teractions between independent variables, such as the presence of ID and sex; online child
intervention and sex; online child intervention and parental support; work continuance and
parental support; the presence of ID and age-group (preschooler or schooler). In order to
take into consideration the time difference between T1 and T0 as a possible confounder or
effect modifier variable, block regression analysis models were performed. The difference
in ABAS_II scores between T1 and T0 was included as a dependent variable, while the
presence of ID, sex, age, ADOS-CSS score, and the time difference between T1 and T0 were
consecutively added as independent variables. For all multiple regression analyses, the
dummy variable sex was coded as 0 = male and 1 = female and the dummy variable ID was
coded as 0 = No ID and 1 = ID. An alpha level of 0.05 was used for all statistical analyses.
Results are reported as means ± SDs if not otherwise specified. All statistical analyses were
performed using SPSS v.23.0 (IBM Corp., Armonk, NY, USA).
4. Results
A total of 85 participants (age range 2–18 years old; mean age 7 years old; 68 (80.0%)
males; 17 (20.0%) females) were included in the study (Figure 1). According to age, we
divided the sample into two groups—“preschooler” (n = 33; age range 2–5 years old) and
“schooler” (n = 52; age range 6–18 years old).
The T1 evaluation (after the compulsory lockdown, within a period range of May–July
2020) was performed at a mean age difference (T0–T1) of 8.3 months for the preschoolers
and of 10.3 months for schooler participants. The median age differences were 8.0 and
9.0 months, respectively (Table 1).
15 preserved their job (either remotely or in-person) (Table 1). Mean ± SD for all outcome
measures (ABAS-II, RBS, and CBCL) at T0 and T1 are reported in the Supplementary
Materials (Table S3).
4.2. T0–T1: Relation between Time Distance and Adaptive Functioning Results
The primary aim of this study was to investigate any change in adaptive functioning
and in repetitive and behavioral (internalizing and externalizing) problems, appearing
after the compulsory home confinement related to COVID-19. However, as described
in the Methods section, in this observational study the time-interval between T0 and T1
varied between individuals. Therefore, before analyzing the observed paired differences,
we had to investigate whether the distance between T0 (before COVID-19) and T1 (after
lockdown) might have played a role either as a confounder or as an effect modifier on the
adaptive skills findings (ABAS-II). The inclusion of T1–T0 time difference as a predictor in
any linear regression model, where the difference in ABAS_II scores between T1 and T0
was considered as dependent variable and presence of ID, sex, age, and ADOS-CSS score
were consecutively added as independent variables, did not reach statistical significance
(Beta = −0.119; p = 0.805) and did not modify the beta coefficients of the other independent
variables. Furthermore, after performing a Spearman correlation between “participants
age difference T0–T1” and the “ABAS-II differences,” no significant results emerged (GAC:
p = 0.962, PAD: p = 0.883, SAD: p = 0.637, CAD: p = 0.872). Moreover, we did not find statis-
tically significant results when comparing “mean age differences T0–T1 of preschoolers”
with “mean age differences T0–T1 of schoolers” (t = 1.951; p = 0.054), meaning that the two
groups did not significantly differ in terms of time distance T0–T1. Finally, no significant
difference emerged in terms of T0–T1 distance between participants with ID and without
ID in both schoolers (t = 1.087; p =.282) and preschoolers (t = 0.155; p = 0.878).
4.3. Paired Differences between T0 (before COVID-19) and T1 (after the End of Lockdown):
Adaptive Functioning
Within the preschooler group, after the lockdown, a significant improvement
emerged in almost all the ABAS-II domains (Mean differences between T1 and T0:
GAC = 11.07 ± 21.78, t =2.64, p = 0.014; CAD= 9.07 ± 20.68, t = 2.27, p = 0.031;
PAD = 9.29 ± 23.20, t = 2.08, p = 0.047), except for the SAD (5.92 ± 18.90, t =1.62, p = 0.115),
where no significant results were found (Table 2). In contrast, in the schooler group, no
significant result was found between baseline and T1 in all the investigated adaptive
domains (GAC = 0.78 ± 9.02, t = 0.58, p = 0.559; CAD = 1.22 ± 8.54, t = 0.95, p = 0.343;
PAD = 0.37 ± 13.47, t = 0.18, p = 0.853; SAD = 0.522 ± 8.46, t = 0.41, p = 0.678) (Table 2).
4.4. Adaptive Skills: Relation to Child and Parental Variables within the Preschooler Group
Given the finding of a significant improvement in adaptive skills among the preschooler
participants, we evaluated if child variables (presence or not of intellectual disability; online
intervention during COVID-19) and parental variables (work continuance and online parental
support during COVID-19) were related to the improvement observed at T1 (Table 3).
Children 2021, 8, 96 8 of 14
Table 2. Paired differences between T1 (after the end of lockdown; re-opening phase) and T0 (before
COVID-19).
Mean Difference
T1–T0 t p Value
(M ± SD)
PRESCHOOLER
ABAS-II_GAC T1–T0 11.07 ± 21.78 2.64 0.014 *
ABAS-II_CAD T1–T0 9.07 ± 20.68 2.27 0.031 *
ABAS-II_SAD T1–T0 5.92 ± 18.90 1.62 0.115
ABAS-II_PAD T1–T0 9.29 ± 23.20 2.08 0.047 *
CBCL_INT T1–T0 −2.67 ± 6.97 1.87 0.074
CBCL_EXT T1–T0 −0.625 ± 7.15 0.43 0.673
CBCL_TOT T1–T0 −1.21 ± 7.08 0.83 0.412
RBS_TOT T1–T0 3.12 ± 11.35 11.37 0.182
SCHOOLER
ABAS-II_GAC T1–T0 0.78 ± 9.02 0.58 0.559
ABAS-II_CAD T1–T0 1.22 ± 8.54 0.95 0.343
ABAS-II_SAD T1–T0 0.522 ± 8.46 0.41 0.678
ABAS-II_PAD T1–T0 0.37 ± 13.47 0.18 0.853
CBCL_INT T1–T0 −1.06 ± 7.54 0.82 0.419
CBCL_EXT T1–T0 0.00 ± 6.91 0.00 1.00
CBCL_TOT T1–T0 1.00 ± 6.32 0.92 0.363
RBS-R_TOT T1–T0 0.37 ± 12.71 0.18 0.853
ABAS-II = Adaptive Behavior Assessment System (Second Edition); GAC = general adaptive composite score;
CAD = conceptual adaptive domain; SAD = social adaptive domain; PAD = practical adaptive domain;
CBCL = child behavior checklist; CBCL_INT = CBCL_ internalizing symptoms; CBCL_EXT= CBCL_ external-
izing symptoms; CBCL_TOT= CBCL total score; RBS-R_TOT= Repetitive Behavior Scale-Revised total score;
* = significant value.
Table 3. Improvement in adaptive skills: relation to parental and child variables within the preschooler and schooler group.
4.5. Adaptive Skills: Relation to Child and Parental Variables within the Schooler Group
Even if no significant difference in the adaptive skills emerged within the schooler
sample after the lockdown, we investigated also in this group if child variables (presence
or not of Intellectual Disability; online intervention during COVID-19) and parental variables
(work continuance and online parental support during COVID-19) were related to these
findings (Table 3).
4.6. Paired Differences between T0 (before COVID-19) and T1 (after the End of Lockdown):
Repetitive and Problematic Behavior
With regards to repetitive and problematic behaviors measured by RBS-R and CBCL,
no significant results emerged between baseline and post-lockdown in both preschooler
(RBS-R_Tot: t =1.3; p = 0.182; CBCL Tot: t = 0.83; p = 0.412) and schooler participants
(RBS-R_Tot: t = 0.18; p = 0.853; CBCL Tot: t = 0.92; p = 0.363) (Table 2). Therefore, parents
reported no improvement or worsening in these behavioral domains.
5. Discussion
In this study, we investigated the possible impact of the COVID-19 lockdown on
the adaptive functioning, and the problematic and repetitive behaviors of a sample of
ASD Italian preschoolers and schoolers. In particular, we evaluated whether after the
compulsory home confinement, and in comparison to a baseline evaluation performed
Children 2021, 8, 96 11 of 14
during the months preceding the pandemic, (in the context of regular clinical follow-up)
any worsening or improvement was reported by parents of ASD individuals.
Interestingly, following the lockdown, in the re-opening phase, we did not find any
worsening in the areas explored within preschooler and schooler participants. A significant
improvement emerged in reference to adaptive functioning only within preschoolers,
whereas substantial clinical stability in behavioral aspects (repetitive and problematic) was
reported by parents belonging to both age groups.
constrained to a homestay by State’s regulation, spent more time with their children in
comparison to the months preceding COVID-19, with a subsequent positive impact on the
children’s functioning. Instead, we presume that the parents who maintained their usual
job (either remotely or in-person) did not significantly implement the time spent with their
children, thus resulting in a lack of positive effect on the children’s skills.
These findings suggest and underline the importance of parental care in ASD treat-
ment, pertaining to involvement in the intervention and time spent at home with the
children [19]. Moreover, the results of this study yield the recommendations of supporting
parents through those specific services that may turn out helpful in improving skills learned
within a therapeutical context. National health systems should therefore provide education
to all families of individuals with ASD in emergency circumstances and in everyday life.
of ASD individuals with ID; the employment of parental report measures, which do not
offer an objective evaluation; studying a convenience sample (ASD children clinically
followed by our unit were included in the study) in which no sample size calculation
was performed in advance; and, being an observational study in which no homogeneity
exists in the modality (duration, frequency) and contents of the web-delivered behavioral
intervention and online parental support. Finally, the limited sample size and, therefore,
the limited power of the study has possibly reduced our ability to detect heterogeneity
in the intervention effects; although we did not find significant interactions, our results
can neither confirm the absence of interactions nor that the observed outcomes necessarily
apply to all subjects. Yet, we reported the performed subgroup even if it was not the
primary aim of this study. Nevertheless, due to these limitations, the results of the paired
analysis should be considered with caution.
7. Conclusions
Our research leaves open questions. In fact, we investigated the short-term impact of
lockdown on behavior and adaptive functioning but we could not look into the long-term
effects. However, having used standardized instruments allows us to replicate our findings
even at a greater distance. Future studies on the topic are necessary in order to better
understand and delineate the possible impact that the COVID-19 pandemic may have on
the functioning of individuals with ASD and their families.
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