Seminar: Mitchell R Lunn, Ching H Wang
Seminar: Mitchell R Lunn, Ching H Wang
Seminar: Mitchell R Lunn, Ching H Wang
Lancet 2008; 371: 2120–33 Spinal muscular atrophy is an autosomal recessive neurodegenerative disease characterised by degeneration of spinal
Department of Medicine, cord motor neurons, atrophy of skeletal muscles, and generalised weakness. It is caused by homozygous disruption
Stanford University School of of the survival motor neuron 1 (SMN1) gene by deletion, conversion, or mutation. Although no medical treatment is
Medicine, Stanford, CA, USA
(M R Lunn BS); and Department
available, investigations have elucidated possible mechanisms underlying the molecular pathogenesis of the disease.
of Neurology and Neurological Treatment strategies have been developed to use the unique genomic structure of the SMN1 gene region. Several
Sciences, Pediatric Neurology candidate treatment agents have been identified and are in various stages of development. These and other advances
Division, Stanford University in medical technology have changed the standard of care for patients with spinal muscular atrophy. In this Seminar,
Medical Center, Stanford, CA,
USA (C H Wang MD)
we provide a comprehensive review that integrates clinical manifestations, molecular pathogenesis, diagnostic
strategy, therapeutic development, and evidence from clinical trials.
Correspondence to:
Dr Ching H Wang, Department of
Neurology and Neurological Introduction paralysis, and no control of head movement. They are
Sciences, Pediatric Neurology Spinal muscular atrophy, the leading genetic cause of unable to sit without support. The spared diaphragm,
Division, Stanford University
Medical Center, 300 Pasteur
infant deaths, is an autosomal recessive disease that results combined with weakened intercostal muscles, results in
Drive, Room A343, Stanford, from degeneration of motor neurons of the spinal cord. paradoxical breathing (inward bony thorax movement
CA 94305-5235, USA The incidence of spinal muscular atrophy is about one in with outward abdominal movement during inspiration)
wangch@stanford.edu 10 000 livebirths with a carrier frequency of one in 50.1,2 and a bell-shaped upper torso. Bulbar denervation results
There is no effective medical treatment for spinal muscular in tongue fasciculation and weakness with poor suck and
atrophy. However, since the discovery of the disease-causing swallow. It also decreases airway protection and increases
gene—survival motor neuron 1 (SMN1)—substantial the risk of aspiration pneumonia, an important cause of
progress in understanding the molecular pathogenesis of morbidity and mortality.
this disease has been made. With this knowledge, Type II disease is of intermediate severity and
innovations have generated excitement about the imminent characterised by onset between 7 and 18 months of age.
development of treatment options. These and other Patients are able to maintain a sitting position unaided. A
advancements in medical technology have changed the few are able to stand with leg braces, but none can walk
standard of care for patients with this debilitating disease. independently. Kyphoscoliosis usually develops, requiring
surgical or orthotic intervention. Fine tremors with digit
Clinical manifestations extension or hand grips are also common. Weak
Spinal muscular atrophy is characterised by degeneration swallowing might deter weight gain. Like patients with
of motor neurons of the spinal cord, which results in type I disease, clearing of tracheal secretions and coughing
hypotonia and muscle weakness. Previously, diagnosis might become difficult because of poor bulbar function
was confirmed by electromyography and muscle biopsy. and weak intercostal muscles. Respiratory insufficiency is
Electromyography characteristic of the disorder shows a frequent cause of death during adolescence.
features of denervation with spontaneous activity of Patients with type III spinal muscular atrophy
positive sharp waves, fibrillation, and occasional (Kugelberg-Welander disease) show profound symptom
fasciculations.3,4 Motor unit action potential shows high heterogeneity. They typically reach all major motor
amplitudes and long durations coupled with decreased milestones, such as independent walking. Some might
recruitment. Histopathology of skeletal muscle usually need wheelchair assistance in childhood, whereas others
shows atrophic fibres with islands of group hypertrophy,3 might continue to walk and live productive adult lives
and the spinal cord shows severe loss of motor neuron in with minor muscular weakness. These patients often
the anterior horn region (figure 1). develop scoliosis. Symptoms of joint overuse, generally
Spinal muscular atrophy was previously divided into caused by weakness, are frequently seen. Patients with
three clinical types on the basis of age of onset and motor type IV disease typically have onset of weakness in the
function achieved: (1) severe type I; (2) intermediate type
II; and (3) mild type III.5 Adult-onset type IV has been
added to include very mild disease (table 1).6,7 Most Search strategy and selection criteria
researchers define spinal muscular atrophy type by the We searched for all publications containing “spinal muscular
highest level of motor function—ie, sitter, walker. atrophy”, “SMA”, “survival motor neuron”, and “survival of
Type I disease (Werdnig-Hoffmann disease) is the most motor neuron”. We included all relevant papers after 2000,
severe and common type, which accounts for about but seminal reports, regardless of their publication date, were
50% of patients diagnosed with spinal muscular atrophy.8 also included. We reviewed papers published in English,
It is distinguished by the onset of disease before 6 months German, Italian, Japanese, Russian, and Spanish, but included
of age and death within the first 2 years of life. These only those published in English.
patients have profound hypotonia, symmetrical flaccid
SR
SR
SF2 Tra2
U2 U2
ASF 100%
1
PA
CAGACAA
~10%
SR
Tra2
~90%
RN 1
hn P A1
1
hn P A
PA
PA
RN
hn
hn
U2 U2
snRNP AF
UAGACAA
function of an exonic splicing enhancer sequence, which exclusion of exon seven by binding heterogeneous
helps to promote normal splicing needed for production nuclear ribonuclear protein (hnRNP) A1 (a known
of intact SMN protein. This putative exonic splice splicing repressor protein). Kashima and others32 showed
enhancer sequence motif scored high for being dependent that C-to-T transition in SMN2 increases hnRNP A1
on splicing factor 2 (SF2), a positive splicing factor that is binding. The recruitment of hnRNP A1 might sterically
also known as the alternative splicing factor (ASF). The prevent the formation or stabilisation, or both, of the
SF2/ASF interacts with the U2 class of small nuclear snRNP complex needed for proper splicing. Disruption
ribonuclear protein (U2 snRNP) and its auxiliary factor of this hnRNP A1-dependent ESS with mutations or RNA
(U2AF) at the branch point within intron six to help with interference (RNAi) techniques restored SMN2 splicing
removal of the intron and successful pre-mRNA splicing to include exon seven but had no effect on SMN1.31 This
during SMN1 transcription (figure 3). Reconstruction of restoration of exon seven inclusion in SMN2 is specific
this SF2/ASF-dependent exonic splice enhancer, by to SMN.32 An A-to-G transition in intron seven (In7+100)
reverting the thymidine on Ex7+6 in SMN2 gene to in SMN2 might create a second hnRNP A1 binding site
cytosine, restored SMN2 splicing to include exon to assist further in the exclusion of exon seven.33 In an
seven.30 effort to combine both theories, Cartegni and colleagues34
Kashima and Manley31 challenged the exonic splice showed that hnRNP A1 might antagonise the SF2/ASF
enhancer hypothesis, and argued that the C-to-T exonic splice enhancer effect to promote exclusion of
nucleotide transition in exon seven creates an exonic exon seven, especially in SMN2, where this exonic splice
splice suppressor (ESS) in SMN2, which favours enhancer is inactivated. However, the exact mechanism
surrounding exon seven inclusion or exclusion during concentration of SMN protein resulted in low titres of
pre-mRNA splicing remains debatable. β-actin mRNA and protein in axons and growth cones,53
SMN protein is expressed in the cytoplasm and nucleus suggesting that SMN protein might be involved in
in all somatic tissues with particularly high amounts in transportation of ribonucleoprotein complexes containing
motor neurons of the spinal cord.35,36 Within the nucleus, β-actin. Deficiency of β-actin results in axonal outgrowth
this protein localises to several small (0·1–2·0 μm and pathfinding defects in two neuronal culture models54
diameter), punctate structures associated with coiled and in a zebrafish model of spinal muscular atrophy.55
(Cajal) bodies named gems (gemini of coiled bodies).37,38 Profilin, an actin-binding protein, regulates actin
Although the exact cellular function of gems remains dynamics through sequestration and release of actin
unknown, cells from patients with spinal muscular monomers. SMN protein colocalises with profilin IIa
atrophy contain substantially fewer gems than do those (the predominant isoform in neuronal tissue56) as distinct
in gene carriers and controls without the disease.36,39 granules in neurite-like extensions and growth cones.57
In eukaryotic cells, the spliceosome is the cellular Mutant SMN protein fails to interact with profilin IIa,
organelle that executes post-transcriptional pre-mRNA and knocking down profilin IIa alone inhibits neurite
splicing. Uridine-rich snRNPs (U snRNPs), the principal outgrowth.57 Setola and colleagues58 reported the
components of spliceosomes, recognise highly conserved identification of a novel SMN isoform named axonal-SMN
sequences and ligate exons. SMN protein, part of a highly that is preferentially transcribed from SMN1 and includes
stable complex with at least eight other proteins,40 is intron three. The repetitive polyadenine tract of this
necessary and sufficient for proper assembly of Smith intron was unexpectedly resistant to mutations, which
class core proteins in the U snRNP.41,42 A point mutation would alter the C-terminal protein structure, suggesting
(E134K) in the SMN tudor domain, the region that that this sequence might be needed for the structure or
mediates Smith class protein assembly,43 can cause the function, or both, of axonal-SMN.59 The axonal-SMN
disease by affecting the charge distribution in the protein was not detected in the glia or grey matter outside
SMN-Smith class binding site.44 SnRNP assembly activity Rexed’s lamina IX (motor neuron area) in the spinal
is high during embryonic and postnatal development but cord.58 Several groups have made disease models in
decreases after myogenic and neuronal differentiation. Drosophila melanogaster that show neuronal and muscular
Transcriptional networks involving many genes that defects.60,61 These models have led to postulation of roles
regulate cellular dynamics (eg, cell-cycle progression) are for SMN protein at the neuromuscular junction61 and in
highly active during this time.45,46 This RNA transcriptional skeletal muscle.60 These data suggest that SMN protein
burden might need high amounts of snRNPs to might sustain the survival of motor neurons by allowing
accomplish processing of RNA. Inhibition of snRNP normal axonal transport and maintaining the integrity of
biogenesis by defective SMN protein might cause motor neuromuscular junctions. Low concentrations of SMN
neuron degeneration seen in patients with spinal protein might be specifically detrimental to motor
muscular atrophy. Winkler and co-workers47 noted that neurons because of the long axons and their unique
impaired U snRNP biosynthesis in both frog (Xenopus interactions with skeletal muscles.
laevis) and zebrafish (Danio rerio) embryonic models The mouse Smn gene, located on chromosome 13,
induced degeneration of motor neurons similar to that contains nine exons like the human SMN gene and is
seen in spinal muscular atrophy despite rather normal 83% homologous to the SMN1 open reading frame.62,63
development. Gabanella and others48 showed that No alternative splicing isoform exists since only a
Smn–/–;SMN2+/+ mice have an eight-fold decrease in SMN full-length 1·4 kb transcript has been noted. Creating a
protein and a ten-fold decrease in snRNP assembly mouse with spinal muscular atrophy was challenging
activity in the brain and spinal cord compared with because homozygous deletion of murine Smn (Smn–/–) is
normal (Smn+/+;SMN2+/+) mice. lethal at the embryonic stage,20 whereas heterozygous
Although SMN protein is expressed in all somatic cells, Smn+/– mice are phenotypically normal. These early
why motor neurons of the spinal cord are specifically failures suggested that more innovative approaches were
vulnerable in spinal muscular atrophy is puzzling. needed to establish a mouse model of the disease.
Studies suggest ´ that SMN protein might have an In the past 7 years, several different models of spinal
important part in certain cellular functions that are muscular atrophy have been developed in mice.64
unique to motor neurons. Investigators noted that this Taiwanese scientists used the observation that patients
protein was localised in ribonucleoprotein granules in with this disease always have at least one copy of SMN2
the neurites and growth cones of primary motor neurons, and created a transgenic (Tg) mouse with human
and in motor neurons derived from embryonic stem SMN2.65 Smn+/– mice were crossed with Smn+/–;TgSMN2
cells.49,50 Live-cell fluorescence microscopy was used to mice to produce Smn–/–;TgSMN2, with clinically and
observe active bidirectional transport of these granules to histopathologically similar spinal muscular atrophy to
neuronal processes and growth cones.50 SMN protein that in people. Similar strategies were used by other
also interacts with hnRNP R and Q.51,52 hnRNP R interacts groups to create model mice that mimicked human
with the 3´ untranslated region of β-actin mRNA.51 Low spinal muscular atrophy with varying severities in
clinical symptoms and histopathology.66–68 Smn–/–;TgSMN2 effect. Butchback and colleagues74 created an
produced in different laboratories64,67 have varying Smn–/–;SMN2+/+;SMNΔ7+/+ mouse whose phenotype is
phenotypes, presumably because of different genetic slightly less severe (lifespan 14–15 days).64,67
backgrounds, different allelic knockouts, or different
sizes of transgene regions. By purifying the genetic Clinical implications of cloning SMN genes
background to standardise the number of SMN2 copies, Identification of the SMN genes not only enabled further
a mouse with type III spinal muscular atrophy with no research into the molecular pathogenesis of spinal
phenotypic heterogeneity was created.69 Tissue-specific muscular atrophy, but also allowed rapid and sensitive
knockdown of SMN protein has also been accomplished diagnosis. Figure 4 shows the algorithm for diagnosis of
in neurons70 or muscle,71,72 by flanking Smn with loxP the disease by molecular genetic methods. Patients with
sequences (floxed) and expressing Cre recombinase a clinical presentation resembling spinal muscular
under a neuronal-specific or muscle-specific promoter. atrophy should be tested for homozygous deletion of the
Expression of Cre recombinase results in efficient SMN1 gene, which is 95% sensitive and about 100%
deletion of floxed genes by homologous recombination. specific.75,76 Two diagnostic tests exist: a combined PCR
Constitutive overexpresssion of SMN protein has also with restriction enzyme digestion assay77,30 and an allele-
been accomplished in neuronal and skeletal muscle specific PCR assay of the SMN1 and SMN2 PCR
tissue.73 Gavrilina and others73 showed that neuronal products.78,79 The first method uses differential sus-
overexpression significantly prolonged Smn–/–;SMN2+/+ ceptibility of the SMN1 and SMN2 PCR products to
mice, but overexpression in skeletal muscle had no endonuclease digestion. The allele-specific PCR assay
Homozygous SMN1
deletion not detected
Demyelinating or axonal Atypical SMA features, Diffuse weakness, Proximal > distal weakness,
neuropathy, NMJ disorder, neurogenic electromyography, normal electromyography, neurogenic electromyography,
myopathy, muscular dystrophy normal CK normal CK, normal NCS normal CK
Consider muscle or nerve biopsy; Consider other motor neuron Consider brain or spinal cord SMN1 gene copy count One SMN1 copy
genetic tests for myopathies, disorders (SMARD, X-linked MRI; metabolic screens
muscular dystrophies, and SMA, distal SMA, ALS)
neuropathies
SMN-related SMA
diagnosis remains
unconfirmed
uses the nucleotide variation in exon seven and who do not want to wait for the decision until early
specifically designed PCR primers to quantitatively pregnancy, in-vitro fertilisation allows several blastomeres
amplify SMN1 or SMN2. Both tests confirm a diagnosis to be tested for SMN1 deletion after growth in culture.
of 5q spinal muscular atrophy, but the second one After the allele-specific PCR assay of a single cell is done,
provides a quantitative measure of SMN1 copy number. unaffected embryos can be implanted.94–96 This procedure
In cases in which a single copy of SMN1 is detected, requires high technical precision and is available only at
further investigation into SMN1 intragenic mutations by select centres.
gene sequencing is warranted. When two SMN1 copies Treatments to prevent motor neuron death will
are detected, further diagnostic studies should investigate presumably have the greatest effect before onset of disease.
other motor neuron, brain, spinal cord, and The challenge, however, is the identification of these
neuromuscular junction diseases (figure 4). patients before they are symptomatic. Carrier parents are
The phenotypic heterogeneity of spinal muscular asymptomatic, and most children with spinal muscular
atrophy is striking considering that nearly all patients atrophy appear normal for the first few months of life.
have a defect in the same SMN1 gene. After initial Newborn screening could address this challenge, but it has
hypotheses that the disease phenotype correlates with not become standard practice because without effective
the size of the genomic deletion,80 a thorough search of treatment this practice is not justified. A study assessed
this unstable genetic region revealed multiple SMN2 the effectiveness of genetic screening for SMN1 in neonates
copies in the human genome,81,82 possibly caused by gene with real-time quantitative PCR on 153 dried blood spots
duplication or conversion events, or both.16,83 Investigation on filter paper.97 With 100% specificity and sensitivity, this
with Smn–/– mice showed that adding a human SMN2 study provided evidence of the feasibility for large-scale
transgene could rescue pups from early embryonic newborn screening. However, social, ethical, and political
death,20 and eight copies of human SMN2 could produce implications, as well as implementation of procedures and
a phenotypically normal mouse.67 Other studies in man treatment protocols, will need to be sufficiently addressed
also showed that a higher number of SMN2 copies before screening of newborn babies can be advocated.
correlates with milder phenotypes.81 However, variations
in phenotypes are common with any number of SMN2 Treatment
copies. Therefore, prediction of the spinal muscular One substantial implication of uncovering the molecular
atrophy phenotype with SMN2 copy number is not genetic basis of spinal muscular atrophy is in the devel-
recommended. Some evidence suggests that other opment of candidate therapeutics. The unique genomic
phenotype-modifier genes—eg, GTF2H2 (BTF2P44), organisation of the SMN genes allows a novel therapeutic
SERF1A (H4F5)—might exist.84,85 Evidence also suggests approach: to promote SMN2, existing in all patients, to
that higher amount of SMN protein is observed in function like the missing SMN1 gene. This idea prompted
patients with milder form of spinal muscular atrophy.86 investigations into increasing inclusion of exon seven in
High homology between SMN1 and SMN2 complicated SMN2 mRNA transcripts,39,98–101 upregulation of SMN2
carrier detection with PCR methods, because transcription by promoter activation,102–104 modulation of
amplification of an SMN1 fragment frequently amplifies SMN protein translation,105–107 and prevention of SMN
SMN2 as well. Initial carrier detection methods used protein degradation.28,108
high sensitivity densitometry of PCR products to identify Serine–arginine-rich proteins are splicing factors that
copy number.82 Present methods use quantitative interact with exonic splice enhancers and affect mRNA
real-time PCR allowing measurement of both SMN1 and splicing. Htra2-β1, a serine–arginine-rich-like splicing
SMN2 copy number separately.78,80,87,88 However, the SMN1 factor, was found to stimulate full-length SMN2
copy number test might rarely and inaccurately determine expression109 by interacting with exonic splice enhancers,
the carrier status, because about 3·2% of the general especially elements that contain AG-rich motifs such as
population has both SMN1 copies on one chromosome positive splicing enhancer 2.26 Abrogation of such motifs
and none on the other (denoted 2+0).89,90 These people are results in skipping of exon seven.26 Little is known about
carriers because one of their chromosomes is missing a the importance of Htra2-β1, and SMN genes are the only
normal SMN1 allele. Another 1·7% have intragenic known human genes whose splicing is specifically
mutations that are not detectable by these methods of regulated by Htra2-β1; other human isoforms (eg,
SMN1 dosage analysis.80 SMN1 gene sequencing can Htra2-β3 and Htra2-α) did not stimulate proper SMN2
detect intragenic mutations, and 2+0 carriers can be splicing.109 The use of pharmacological compounds to
detected by karyotyping with fluorescence in-situ upregulate Htra2-β1 might prove to be a valuable strategy
hybridisation. to modulate SMN2 splicing.
Chorionic villi sampling and amniocentesis can One of the first candidate treatments for spinal
effectively find out the fetal genotype.91,92 Additionally, muscular atrophy was aclarubicin (aclacinomycin A), an
circulating fetal cells in maternal blood can be isolated by anthracycline and topoisomerase II inhibitor used in
isolation by size of epithelial tumour or trophoblastic patients with solid tumours or leukaemia. Aclarubicin
cells (ISET) for PCR-based genetic analysis.93 For those was discovered by screening a 960-member combinatorial
chemistry library with a semiquantitative assay based on 550 000 compounds in a β-lactamase assay designed to
RT-PCR to detect inclusion of exon seven.99 Aclarubicin’s detect activation of the SMN2 promoter. They discovered
toxicity prohibited further development for clinical use to five classes of compounds that altered SMN2 transcript.
treat patients with spinal muscular atrophy. Nevertheless, Four of these increased the full-length to truncated SMN2
it served as a proof of principle for identifying modifiers transcript ratio. Two also increased SMN protein and the
of SMN2 splicing and that high throughput screening number of nuclear gems in fibroblasts from type I
was a valid approach to identify candidates. patients. Further medicinal chemistry and structure-
With histone acetylation, the surrounding DNA relaxes activity relationship studies will assess the promise of
and is accessible to transcriptional machinery. Inhibition these molecules in clinical use.
of histone deacetylation might enhance expression in Grzeschik and colleagues39 noted that hydroxyurea, a
about 2% of human genes.110 Sodium butyrate was the ribonucleotide reductase inhibitor, increased the full length
first histone deacetylase inhibitor found to enhance to truncated SMN mRNA ratio. The total amount of SMN
SMN2 expression and increase exon seven inclusion in mRNA in the lymphoblastoid cell lines from patients with
lymphoid cell lines derived from patients with spinal spinal muscular atrophy was not changed after hydroxyurea
muscular atrophy. This treatment also increased treatment, but the increase in full-length SMN mRNA was
expression of SMN protein in the spinal cord and motor coupled by a decrease in truncated SMN mRNA. This
neurons of SMA-like mice developed by the Taiwanese finding shows that hydroxyurea increased the full-length
researchers described previously.99 Not surprisingly, the SMN mRNA by promoting exon seven inclusion rather
expression of other genes (eg, globin) was also increased. than activating the SMN2 promoter.39 Furthermore,
However, the short half-life, about 6 min in human hydroxyurea treatment, in vitro, increased SMN protein
serum, prohibited sodium butyrate from substantial and the number of nuclear gems. Hydroxyurea also has a
clinical development. Encouraged by the effect of sodium good safety profile, easy oral administration, and high
butyrate, the search began for other putative histone bioavailability. Riluzole is a neuroprotective agent known
deacetylase inhibitors. In 2003, two groups reported that to promote neuronal survival through glutaminergic
valproic acid, a histone deacetylase inhibitor approved for antagonism.116 Haddad and colleagues117 treated special
epilepsy treatment, increased full-length SMN mRNA. spinal muscular atrophy mice with Smn exon seven deleted
Valproic acid activated the SMN2 promoter and induced only in neurons and found that riluzole extended lifespan
expression of positive splicing factors, SF2/ASF and but did not significantly improve function. It prevented
Htra2-β1.100,101 In 2004, Andreassi and colleagues103 aberrant cytoskeletal organisation at the motor terminals
reported that a sodium butyrate derivative, phenylbutyrate, but did not prevent loss of proximal axons.117 After screening
increased full-length transcript production from SMN2, about 47 000 compounds, Lunn and others107 discovered
SMN protein, and the number of nuclear gems. that indoprofen, a non-specific cyclo-oxygenase inhibitor
Phenylbutyrate is still used to treat children with urea- and a non-steroidal anti-inflammatory drug, increased
cycle defects and has a slightly longer half-life (0·8–1·0 h SMN protein in fibroblasts of patients with type I spinal
in human serum) than has sodium butyrate.111 muscular atrophy. It also increased the number of nuclear
Further investigations were directed towards more gems and caused a trend towards increased viability in the
potent and specific histone deacetylase inhibitors. Smn–/–;TgSMN2 spinal muscular atrophy mouse model.107
Suberoylanilide hydroxamic acid, a potent histone No other non-steroidal anti-inflammatory drugs that were
deacetylase inhibitor under clinical investigation for tested showed a similar effect, suggesting that indoprofen’s
cancer therapy,112 has good oral bioavailability and is effect is independent of cyclo-oxygenase inhibition. A
non-toxic, despite complete inhibition.113 At low previously approved drug in the UK, indoprofen, was
micromolar concentration, suberoylanilide hydroxamic removed from the market because of high frequency of
acid activated the SMN2 gene in fibroblasts from patients gastrointestinal bleeding secondary to cyclo-oxygenase
and increased SMN protein in rat motor neuron cultures, inhibition. Other compounds—eg, a β-adrenergic
and in both human and rat hippocampal brain slice agonist,118 an Na+/H+ exchanger inhibitor,119 and polyphenol
cultures.113 plant compounds120—have been reported to promote exon
Another potent hydroxamic acid, trichostatin A, was seven inclusion and to increase SMN protein concentration
originally isolated in 1976 as an antifungal drug,114 but it in fibroblasts derived from patients with spinal muscular
has not been in clinical use because of the high cost of atrophy.
isolation and purification. Treatment with trichostatin A Translation of SMN1 mRNA ends at a stop codon at the
in normal and SMNΔ7 mouse models specifically end of exon seven with no translation of exon eight. The
increased properly spliced SMN2 transcript, snRNP 16 aminoacids absent in SMNΔ7 protein, although not a
assembly, and SMN protein in neural and muscle tissue.115 direct mediator of SMN’s numerous activities, are
Even after the onset of disease, trichostatin A treatment believed to be required for oligomerisation of SMN
was able to extend survival and increase the size of protein.121,122 Heterologous sequences are able to
myofibres and spinal cord motor neurons in the SMNΔ7 substitute123 for the cytoplasmic localisation signal of
mouse model. Jarecki and colleagues104 screened SMN protein.50 Since aminoglycosides have been reported
to promote stop codon read-through,124 the Lorson to increased exon seven inclusion, the amount of SMN
group105,106 reported that various aminoglycosides in- protein, and the number of nuclear gems in fibroblasts
creased the number of nuclear gems and full-length from patients with spinal muscular atrophy. Some
SMN protein by preventing recognition of stop codon in bifunctional antisense oligonucleotides also have a
the SMN transcript; this read-through results in the non-complementary tail that is rich in potent exonic
addition of a non-specific tail needed for proper cyto- splice enhancer sequences to recruit trans-acting
plasmic localisation of the SMN gene and increased positive factors that might inhibit binding of negative
activity of SMNΔ7 protein. splicing proteins.126 Antisense oligonucleotides were
Another way to modulate SMN2 splicing was to use able to modulate splicing and inhibit signalling in a
exon-specific antisense oligonucleotides that were mouse study.127 Further investigations into bifunctional
complementary to regions of SMN2 exon seven.125,126 antisense oligonucleotides might increase potency but
Antisense oligonucleotides bound to pre-mRNA run the risk of being incompatible as a treatment option
inhibited binding of negative splicing factors, which led because of possible endogenous immunological
Design SMA type Sample size Primary outcome Secondary outcome Results Comments
measure measure
Acetyl-L-carnitine MC, randomisation, DB, II, III 110 Handgrip and elbow Knee flexion strength, Completed, results pending http://www.enmc.org/
PC flexion strength forced vital capacity, workshop/?id=73
quality of life
Albuterol131 SC, OL, PS II, III 13 (5 type II, Muscle strength, .. Significant increase in all No placebo control,
8 type III) forced vital capacity, outcome measures unblinded. Improvement
lean body mass could be due to normal
growth
Creatine MC, randomisation, PC II, III 55 GMFM Functional tests, Completed, results pending No effect
pulmonary function tests
Gabapentin136,140 MC, randomisation, DB, II, III 84 (40 treatment, Muscle strength Forced vital capacity, No difference between ..
PC 44 placebo) testing SMA rating scale, mini- treatment and placebo
sickness impact profile groups
MC, randomisation, II, III 120 (61 treatment, Change in maximum Forced vital capacity, Improvement in leg strength ..
treatment vs non 59 no treatment) voluntary isometric timed tests and a trend for improvement
treatment contraction in arm strength
Hydroxyurea141 SC, PI or PII, I 18 (2:1 treated to Survival MUNE, SMN mRNA and In progress ClinicalTrials.gov
randomisation, DB, PC placebo ratio) protein Identifier: NCT00083746
SC, PI or PII, II or III 24 (2:1 treated to GMFM MUNE, SMN mRNA and In progress ClinicalTrials.gov
randomisation, DB, PC placebo ratio) protein Identifier: NCT00084006
SC, PII, randomisation, II or III 60 SMN mRNA and .. In progress ClinicalTrials.gov
DB, PC protein, motor Identifier: NCT00485511
function, lung
function
SC, OL, PS II, III 33 HFMS SMN mRNA Completed ..
Phenylbutyrate134–136 MC, PI or PII, OL, PS II 29 (10 treatment, Tolerability HFMS, myometry, forced Significant increase in ..
19 no treatment) vital capacity HFMS scores
SC, OL, PS II, III 6 (4 type II, SMN mRNA level .. Increased SMN mRNA level ..
2 type III) and 3
carriers
MC, PII, randomisation, II 107 (54 treatment, HFMS Myometry, forced vital No significant improvement ..
DB, PC 53 placebo) capacity
MC, PI, II, III 30 Tolerability SMN mRNA and protein In progress ClinicalTrials.gov
OL Identifier: NCT00439569
MC, PI, I 30 Tolerability Pharmacokinetics, SMN In progress ClinicalTrials.gov
OL mRNA and protein Identifier: NCT00439218
SC, PI or PII, OL II, III 12 Safety, tolerability Overall motor function In progress ClinicalTrials.gov
Identifier: NCT00528268
SC, OL, PS I, II 20 Safety SMN mRNA and protein, Completed, results pending ··
TIMP, HFMS
Riluzole139 MC, PI, randomisation, I 10 (7 treatment, Survival .. No adverse event or serious Trial prematurely stopped
DB, PC 3 placebo) adverse event attributed to due to withdrawn
treatment financial support
MC, PI or II, OL I 40 (targeted), Survival SMN mRNA Completed, results pending ..
3 (completed)
(Continues on next page)
Design SMA type Sample size Primary outcome Secondary outcome Results Comments
measure measure
(Continued from previous page)
Somatotropin MC, PII, randomisation, II, III 20 Hand-held myometry Functional tests, Not yet recruiting ClinicalTrials.gov
DB, PC, crossover pulmonary function Identifier: NCT00533221
testing
Thyrotropin- SC, randomisation, DB, II, III 9 (6 treatment, Muscle strength using NCV, CMAP Improvement muscle Patient served as own
releasing hormone PC 3 placebo) hand-held strength and some CMAP/ control because of small
(protirelin)142 dynamometry NCV values sample size
Valproic acid137,138 SC, OL, PS I, II, III 21 (5 type I, SMN2 mRNA level .. SMN2 mRNA increased in ..
10 type II, 6 type III) 7 patients with SMA,
and 10 carriers unchanged or decreased in 13
SC, Retrospective, OL III, IV 7 Hand-held .. Strength improvement by ..
dynamometry 48%
SC, PII, randomisation, Type III 36 Muscle strength MUNE, lean body mass, In progress ClinicalTrials.gov
DB, PC, crossover ambulatory timed tests Identifier: NCT00481013
SC, PI or PII, OL, PS I, II, III 42 Tolerability SMN mRNA and protein, Completed ClinicalTrials.gov
(>2 years) EMG, pulmonary Identifier: NCT00374075
function testing
Valproic acid and PII, randomisation, DB, Cohort 1: 90 (in two cohorts) Safety, HFMS, SMN mRNA, MUNE, In progress ClinicalTrials.gov
L-carnitine PC, crossover sitting II and myometry CMAP, pulmonary Identifier: NCT00227266
III; cohort 2: function testing
standing II
and III
The information contained in the ongoing studies was gathered through unpublished sources, and some might not be current or complete. CMAP=compound motor unit action potentials. DB=double-blind.
GMFM=gross motor function measure. HFMS=Hammersmith functional motor score. MC=multicentre. MUNE=motor unit number estimation. NCV=nerve conduction velocities. OL=open-label.
PC=placebo-controlled. PI=phase I. PII=phase II. PIII=phase III. PS=pilot study. SC=single centre. TIMP=test of infant motor performance.
Table 2: Completed and ongoing clinical trials of various therapeutic agents for spinal muscular atrophy
reactions. Cartegni and Krainer128 developed a peptide at ten Italian centres, however, reported no significant
nucleic acid oligonucleotide mimetic that is resistant to change in functional motor scores after 13 weeks of
nucleases and does not activate ribonuclease H on treatment.135 Similarly, a placebo-controlled, randomised,
binding to the target RNA. High amounts of this nucleic double-blind trial of gabapentin in types II and III
acid mimetic increased exon seven inclusion in a patients showed no substantial difference in muscle
three-exon (exon six through eight) mini-gene splicing strength between treatment and placebo groups after
reaction in vitro. This effect was sequence specific, 12 months of treatment.136 Treatment of patients with
because a peptide nucleic acid directed against another spinal muscular atrophy and disease-gene carriers with
gene had no effect. DiMatteo and colleagues129 used valproic acid in a pilot study resulted in an increase in
single-stranded oligonucleotides to convert SMN2 into full-length SMN expression, but no clinical outcome was
SMN1 in fibroblasts of patients with spinal muscular measured.137 An open-label study of valproic acid in seven
atrophy. The conversion was confirmed by quantitative patients with mild disease (types III and IV) showed a
RT-PCR and by proper intracellular SMN protein rise in quantitative muscle strength by dynamometry
localisation. and improved subjective motor functioning after a mean
treatment duration of 8 months.138 Riluzole was tested in
Clinical trials a phase I, randomised, double-blind, placebo-controlled
Many compounds noted to increase SMN mRNA and study for patients with type I disease.139 Although this
protein expression in vitro and in animal models in the study lacked statistical power because of a small sample
past few years led to human studies of candidate size, benefit was suggested in treated patients. A
therapeutics.130 Small-scale studies in man with candidate multicentre randomised trial intended to further study
compounds that have no supporting preclinical data have the effect of riluzole in type I has been completed;
met little success.131,132 Several clinical trials based on however, the result is pending. Several randomised trials
strong pre-clinical data are in progress. Early pilot studies are in progress, including a multicentre trial with
of phenylbutyrate in patients with types II and III spinal combined l-carnitine and valproic acid; two double-blind,
muscular atrophy showed increases in full-length SMN placebo-controlled trials with hydroxyurea in type I and
expression and in motor function as measured by in types II or III patients; and a multicentre trial
myometry and the Hammersmith functional motor assessing the efficacy of somatotropin in type II and III
scale.133,134 A randomised, double-blind, placebo-controlled patients. Table 2 lists the clinical trials completed and
trial of phenylbutyrate in 107 patients with type II disease in progress.
of non-SMN targets (eg, Gemin2 and Gemin6) can affect As clinical trials have progressed, several challenges
SMN protein activity.144 Promising, alternative gene therapy have surfaced.151 The small number of patients for clinical
approaches to modulate pathogenesis with viral vectors to trials will need a coordinated effort for patients to
deliver SMN1 directly,145 trans-splicing RNAs to correct participate in different trials. Criteria will need to be set up
SMN2 splicing,146 and neurotrophic agents (ie, for the selection of compounds for clinical trials. Various
cardiotrophin-1)147 should be explored. Motor neurons elements of trial design will need to be unified to allow
derived from stem cells have been established,148,149 and comparisons of results between trials. Sensitive and valid
stem cells are promising for use in assays and human outcome measures will need to be developed.130 Few
therapeutic trials. Neuronal stem cells proved to protect clinical outcome measures are available for patients with
surviving motor neurons in rats with motor neuron type I spinal muscular atrophy other than survival.
injury.150 In an exciting report, embryonic stem cells derived Although myometry using hand-held dynamometers152
from motor neurons survived in spinal cords of rats with and quantitative muscle testing153,154 are reliable muscle
motor neuron injury, and axons from these cells were strength measures in types II and III patients, these are
not useful for type I patients. Functional motor scales,
Panel: Databases and websites such as the Hammersmith functional motor scale and
gross motor functional measurement, are also restricted
Databases to types II and III patients.155 Measuring the function of
• Online Mendelian Inheritance in Man (NCBI/OMIM): other organ systems, such as pulmonary function and
http://www.ncbi.nlm.nih.gov/omim/ ability to swallow and speak, might be sensitive outcome
• PubMed: http://www.pubmed.com measures, especially in younger patient groups.
Clinical trial networks in the USA Additionally, biomarkers, such as SMN mRNA and protein
• American SMA Randomised Trial (AmSMART) Group: and gem count, might be sensitive outcome measures for
http://www.amsmart.org clinical trials. The amounts of full-length SMN transcripts
• Pediatric Neuromuscular Clinical Research Network and SMN protein are well correlated with disease severity.
(PNCR): http://www.urmc.edu/sma As such, several groups have developed promising assays
• Project Cure SMA: http://www.projectcuresma.org to monitor changes in SMN mRNA and protein in human
blood.156,157SMN mRNA seems to be the most amenable to
Clinical trial networks in Europe large multicentre trials.158
• European Neuromuscular Centre (ENMC): The clinical implications of elucidating the molecular
http://www.enmc.org genetic basis of spinal muscular atrophy and advances in
• TREAT-NMD: http://www.treat-nmd.eu medical technology have changed the clinical care of
Clinical trial registry in the USA patients. However, these patients still receive highly
• ClinicalTrials.gov: http://www.clinicaltrials.gov diverse care for several reasons such as large clinical
phenotypic variation, multiorgan system involvement,
Patient and family advocacy groups geographical variation in availability of medical expertise,
• The Benjamin Foundation: different values of clinicians and families, and variations
http://www.thebenjaminfoundation.org in financial resources. Differences in clinical care also
• Families of SMA: http://www.fsma.org hinder valid measures of clinical outcomes in clinical
• Fight SMA/Andrew’s Buddies: http://www.fightsma.org trials. The International Standard of Care Committee for
• Hope and Light Foundation: http://www.hopeandlight.org spinal muscular atrophy was established in 2005 with a
• Miracle for Madison and Friends: mission to set a standard of care. The committee consists
http://www.miracleformadison.org of 12 core members and four working groups: diagnostics
• Payton’s Pals: http://www.paytonspals.com or new interventions, pulmonary, gastroenterology or
• SMA Angels Charity: http://www.smaangels.org nutrition, and orthopaedics or rehabilitation. Each
• SMA Foundation: http://www.smafoundation.org working group contains eight to ten experts in that
• SMA Support: http://www.smasupport.com specialty. The groups identified few data that were
Patient registry available to establish evidence-based practice guidelines
• International SMA Patient Registry: http://www.iupui. for the disease. Hence, a Delphi survey was used to
edu/~medgen/hereditary/sma.html achieve consensus among more than 60 experts from
12 countries. The committee held two meetings to draft a
consensus statement for the standard of care for patients.7 16 Burghes AH. When is a deletion not a deletion? When it is
converted. Am J Hum Genet 1997; 61: 9–15.
As a result, we hope that receiving consistent medical
17 McLean MD, Roy N, MacKenzie AE, et al. Two 5q13 simple tandem
care will become easier for patients and that valid clinical repeat loci are in linkage disequilibrium with type 1 spinal muscular
outcomes can be measured during clinical trials. atrophy. Hum Mol Genet 1994; 3: 1951–56.
Although major challenges remain towards developing 18 Lefebvre S, Burglen L, Reboullet S, et al. Identification and
characterization of a spinal muscular atrophy-determining gene.
a therapeutic agent for patients with spinal muscular Cell 1995; 80: 155–65.
atrophy, our understanding of the disease biology, 19 Burglen L, Lefebvre S, Clermont O, et al. Structure and
including several animal models, has grown exponentially organization of the human survival motor neurone (SMN) gene.
Genomics 1996; 32: 479–82.
since identification of SMN1 in 1995. Clinical trials have
20 Schrank B, Gotz R, Gunnersen JM, et al. Inactivation of the survival
begun and have uncovered areas to improve the design motor neuron gene, a candidate gene for human spinal muscular
of human studies and patient care (panel). Further atrophy, leads to massive cell death in early mouse embryos.
Proc Natl Acad Sci USA 1997; 94: 9920–25.
research and development, coupled with a broadly
21 Paushkin S, Charroux B, Abel L, Perkinson RA, Pellizzoni L,
accepted and applied standard of care for these patients, Dreyfuss G. The survival motor neuron protein of
will help us manage, treat, and eventually cure this Schizosacharomyces pombe: conservation of survival motor neuron
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Conflict of interest statement 22 Miguel-Aliaga I, Culetto E, Walker DS, Baylis HA, Sattelle DB,
We declare that we have no conflict of interest. We have no relation to Davies KE. The Caenorhabditis elegans orthologue of the human
any patent application or intellectual property for any spinal muscular gene responsible for spinal muscular atrophy is a maternal product
atrophy therapeutic candidate. critical for germline maturation and embryonic viability.
Hum Mol Genet 1999; 8: 2133–43.
Acknowledgments 23 Rochette CF, Gilbert N, Simard LR. SMN gene duplication and the
We thank Rishi Bhatnagar for medical illustration and Hannes Vogel for emergence of the SMN2 gene occurred in distinct hominids: SMN2
providing histopathological slides. MRL is supported by the Molecular is unique to Homo sapiens. Hum Genet 2001; 108: 255–66.
Basis of Medicine scholarly concentration at Stanford University School 24 Hahnen E, Forkert R, Marke C, et al. Molecular analysis of
of Medicine. candidate genes on chromosome 5q13 in autosomal recessive
spinal muscular atrophy: evidence of homozygous deletions of
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