Theories and Models Notes
Theories and Models Notes
Theories and Models Notes
INTRODUCTION
the identification of general purposes and laying down of broad programmes and
projects”. It refers to the activities of higher level. It lays down basic principles of the
leadership & control of the efforts of the groups towards some common goal.
MEANING
The word “administer” is derived from the Latin word “ad and ministraire” means
DEFINITION
Finer Herman
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NATURE OF ADMINISTRATION.
1) It is universal
The principles of administration are applicable in all types of set up, in every
2) It is holistic
3) It is intangible
anywhere. So, every organization has to develop its own administrative style within
5) It is based on objectives
It is social and human It is the environment which is important to bring the team
effort and pool potentials of all to meet the objectives of the organization. .
7) It is dynamic
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.Administration has the elements of flexibility and adaptability and adjustability
Administration provides a great scope to invite the creative idea to bring about the
The nature of administration cooperated with two broad views, i.e. Integral &
Managerial.
Integral views would have to count the work of all persons, ranging from lowest to
the highest. For example, treating patient requires efforts of whole health/Medical
team including Nurses, Doctors, and Para medicals and Group "ID" officials.
Managerial views regard the work of only those persons engaged in performing,
PRINCIPLES OF ADMINISTRATION
Principles can mean either of two things, i.e. ethical nature and
administration.
a. Principle of Oneness
Leadership may take the form of a single executive. One may be final leader
to take ultimate decisions. Oneness implies that all the personnel are members.
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The principle of oneness offers guidance in a particular problem in
administration
or administrative practice.
hierarchy, they mean not regimentation but the pervasion of whole organization
with the idea of its oneness, and the fitting together of all the members
d. Principle of Morale
Morale is the spirit of active devotion to the persons working together for a
common purpose. When it is high, the subjective burdens of the works are lightly
carried, and there is an easy and cheerful demeanour on the part of those who take and
give order. When it is low, the work and purpose loses value and personality frustrates
them. To buy morale, all aspects of employees are taken into confidence at all levels.
e. Principles of Bureaucracy
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"Hollow-Men" (TS Eliot).
f. Principle of Self-administration
stubborn, passive, incompetent self to the purpose, even if no one else is at work with
him on the job. Every professional worker—singer, actor, boxer, author, scientist,
nurse is obliged to administer himself or herself for the successful and most
SCOPE OF ADMINISTRATION
administration that deals with three functionaries, i.e. legislative, executive and
judiciary. As administration is universal in nature, its scope is wide. It covers all the
areas like school, hospital, business etc., all the managerial activities and functional
IMPORTANCE OF ADMINISTRATION
organization.
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e) Good administration brings team together to work. A good teamwork is the
organization.
FUNCTIONS OF ADMINISTRATION
word “POSDCORB”.
involves selecting the objectives. policies, strategies, programmes for the nursing
services. It involves deciding in advance what to do, when to do, where to do, how to
do, who is going to do, and how the results are to be evaluated. It is the responsibility
of nursing manager of all level in the organization; the intensity and nature of
planning differ.
activities are carried out as to identify work activities, preparing job descriptions and
job responsibilities; assigning and identifying job roles, and developing rationales to
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c) “S” stands for Staffing
That is the whole personnel function of bringing in and training the staff
suitable persons to the various posts under the organisation and the whole of personnel
specific and general orders and instructions and serving as leader of the enterprise.
Making decisions and issuing orders and instructions embodying them for the
guidance of the staff. Directing and leading is very important managerial function to
That is all important duty of interrelating the various parts of the work and
what is going on, which thus includes keeping himself and his subordinates informed
With all that goes with budgeting in the form of fiscal planning, accounting
and control. In American phraseology, budget stands for the whole of financial
administration.
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ADMINISTRATION Vs MANAGEMENT
There is a controversy on the use of these terms. Some authors say that
administration and management are the same thing and there is no difference between
two words while others feel that they are different functions. There are persons who
following.
objectives. Some authors are of the view that administration involves decision
making and policy formulation while management deals with execution and
management.
Another view is that administration and organisation are part of management.. In the
words of Brech “Management is the generic term for the total process of executive
control involving responsibility for effective planning and guidance of the operations
of an enterprise.
MANAGEMENT
I. INTRODUCTION
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Management is the art of getting things done through and with people
can perform as individuals and co-operate towards the attainment of group goals. It is
the art of removing blocks to such performance, and a way of optimizing efficiency in
reaching goals. Management involves a set of activities directed at the efficient and
work.
DEFINITION OF MANAGEMENT
Management is simply the process of decision making and control over the actions of
Stanley Vane-
controlling performance to determine and accomplish objectives by the use of people and
resources.
George.R.Terry
CONCEPT OF MANAGEMENT
getting things done and modern authors viewed management as a process to achieve
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certain objectives through utilization of human and other resources. Today.' the term
A. Traditional concept
Management is viewed as an art of getting the thing done. Many Parker Follett
defines ‘management is the art of getting things done through people’ and according
B. Modern concept
Managing is not only limited to directing the efforts of others to accomplish the
C. Functional Concept
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George R. Terry, "Management is a distinct process consisting of planning,
discipline like sociology, psychology etc. It can also be treated as both art and science.
universal application.
In this particular concept, the management is referred to a group of all those persons,
Management is a process
It is a process of decision making and control over the action of human being for the
IMPORTANCE OF MANAGEMENT
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In the case of business enterprise, management is all the more important, because
"no business runs on itself, even on momentum, every business needs repeated
stimulus which can only be provided by management. The following points highlight
b. Provides vision and mission: Management keeps itself in touch with changing
the activities of all the individuals working in any organization in the use of
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Management principles in nursing are statements of fundamental truth related to
nursing field. These principles serve as guidelines for decisions and actions of nurse
a. Division of Work:
This principle implies that every employee should be assigned only one type of
work so as to bring about specialization in every activity. The specialization will help
in creating specific personal and professional development among the nurses and
principle of specialization.
This principle suggests that there must be parity between authority and
responsibility.. They are coexistent and go together, and are two sides of the same
coin.
c. Discipline:
d. Unity of Command:
Every subordinate must receive orders and instructions and be accountable to one
and only to one superior. This will improve the performance of employee.
e. Unity of Direction:
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All the activities of a work unit or group should be directed towards the same goal
and those working in the same line of activity must understand and pursue the same
The management must put aside personal considerations and put organizational
objectives first. The general interest can be shown by the subordinates through
collective bargaining.
g. Remuneration:
compensation). Ultimately, it is about rewarding the efforts that have been made. The
employee must be just and fair to everyone so that each employee gets motivated to
work.
h. Centralization
Scalar Chain is the chain of superiors ranging from top management to the
lowest rank. The principle suggests that there should be a clear line of authority from
top to bottom linking all managers at all levels. It recognizes the necessity of format
j. Order:
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Material order ensures safety and efficiency in the workplace. Facilities must
be tidy, materials orderly stored and systematically arranged as per the need of the
department and staff selected according to strict procedures and clear job descriptions.
k. Equity:
Equity means fair and impartial treatment. Employees must be treated kindly
and equally. Managers should supervise and monitor this process and they should treat
l. Stability of Tenure:
The job of employees should not be too short and they should not be rotated from
m. Initiative:
and initiating the plans as it can become a source of strength for the organization
n. Union is strength:
Team spirit helps to develop an atmosphere of mutual trust and understanding. There
are two enemies of team spirit such as divide and rule and abuse of written
communication by the superior that make the organization weak by creating the
group.
ROLE OF A MANAGER
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In the practice of management, the manager must take number of actions
welcoming official visitors, signing legal documents etc as head of the organization
others and leads his subordinates. This role includes hiring, training, motivating and
disciplining employees.
As the leader of the organization or unit, the manager has to perform the
functions of motivation, communication, encouraging team spirit and the like. Further,
he has to coordinate the activities of all his subordinates, which involves the activity
of liaison.
The manager seeks and receives information concerning internal and external events
done through reading magazines and talking with others to learn the changes in the
through various means. He passes some of the privileged information directly to his
The most important resource that a manager allocates to his subordinates is his
time. As a resource allocator, managers are responsible for allocating human, physical
and monetary resources. In addition, the manager should empower his subordinates by
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10. Negotiator Role of Manager
outsiders and insiders, in order to gain advantages for his own unit. These negotiations
THEORIES
INTRODUCTION
Theory refers to a set of logically interrelated concepts, statements, propositions
and definitions which have been derived from philosophical beliefs of scientific data
and from which questions or hypotheses can be deducted, tested and verified. It
explanation of an event.
DEFINITION
the constructs and concepts are identified and relationships are proposed and
predictions made.
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-Speziale and Carpenter 2003
During the last 100 years, management has become a more scientific discipline
with certain standardized principles and practices. The evolution of management made
2) The Neo-classical theory: - Covered two streams dealing with human factor
and Theory Y.
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The scientific management focuses on Observation and The measurement of
Time-And- Motion studies to time the workers, Analyse their movements and
Achievements of Taylor
He trained his workers to follow the time to complete the task given and the
most productive workers were hired. Labour costs per unit were reduced and
developed systematic approach to determine the most efficient means of
production. He considered management function is to plan. Working conditions
and methods to be standardized to maximize the production. It was the
management’s responsibility to select and train the workers rather than allow
them to choose their own jobs and train by themselves. He introduced an
incentive plan to pay the workers according to the rate of production to
minimize workers dissent and reduce resistance to improved methods.
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Gantt Henry I. Gantt (1861-1910)
axis to the time needed or taken to complete a task on the other axis. Gantt also
guaranteed day’s wages plus a bonus for production above the standard to
Emerson (1853-1936)
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His emphasis was on conservation and organizational goals and objectives.
He defined principles of efficiency related to interpersonal relations and to
system in management. Goals and ideas should be clear and well-defined as the
primary objective is to produce the best product as quickly as possible at
minimal expense. Changes should be evaluated-management should not ignore
“common sense” by assuming that big is necessarily better.
His theory explains about
I . Management can strengthen discipline or adherence to the rules by Justice, or
equal enforcement on all records, including adequate, reliable and immediate
information about the expenses of equipment and personnel should be available
as a basis for decisions.
2, Dispatching or production scheduling is recommended.
3.Standardized schedules, conditions and written instructions should be there to
facilitate performance.
4. “Efficiency rewards” should be given for successful completion of tasks.
5. Emerson moved further beyond scientific Management to classic
organizational theory
the management theory by developing the principles of cost accounting and the
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The classic organization thinking began to receive attention in 1930.
following
have essentially the same tasks such as planning, organizing, issuing orders,
other in logical sequences. The plan needs organization which in turn needs
Fayol divided all the work carried out in a business enterprise into the
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Financial activities( to have optimum use of capitals),Security
to imbibe the principle and qualities essential for management. Technical ability
is most important and managerial ability becomes more significant and quality
relevance even today. Fayol recognized that effective management result from
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He is a German psychologist and earned the title of father of
competencies over favouritism. The three basis for authority according to him
one’s job description, scalar process organizes level of commands and arrange
potentials and help them meet their needs for recognition, accomplishment and
sense of belonging.
Follett (1868-1933)
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Follett stressed the importance of coordinating the psychological and
Lewin (1890-1947)
Douglas McGregor(1932)
says that the manager’s emphasis is on the goal of organization. The theory
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assumes that people dislike work and avoid it. As a result workers must be
Theory Y focuses on goal. People do not dislike the work and that work can be
necessary for meeting their objectives. They will respond to the rewards for the
participation, give general supervision than close supervision and use positive
incentives such as praise and recognition. They believe that under favourable
system of management. Likert believes that the managers may act in ways
harmful to the organization because they evaluate end results to the exclusion of
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Four types of management system according to Likert effects on the
they do not feel free to discuss their jobs with the manager and decisions are
associates and their ideas are usually sought. They fell free to discuss their job
complete confidence in their staff associates. Their ideas are always sought, and
they feel completely free to discuss their jobs with the manager. There is a great
deal communication- upward, downward, and later that is accurate and received
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2. The macro search for fusion of the many systems in business organization-
making.
Modern management theories era can. Be further classified as the three streams
viz:
1. Quantitativeapproach
2. System approach
3. Contingency approach
interrelated with its environment. Each unit must mesh/ interact with the
with executives of other unites and the organization itself must also interact
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recognition of the extreme importance of individual manager performance in
any given situation. It rests on the extent of manager power and Uncertainty
Bertanffy is credited with coining the general system theory. His contention
relationship in the real world and different disciplines with similarities could be
Luther Gulick
Planning (P): working out the things that need to be done and the
methods for doing them to accomplish the purpose set for the enterprise.
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organizing (0): establishment of the formal structure of authority through
which work subdivisions are arranged, designed and coordinated for the
defined objective.
Staffing (S): the whole personnel function of bringing in and training the
in specific and general orders and instructions, and serving as the leader
of the enterprise.
of the work.
Budgeting (B): all that goes with budgeting in the form of fiscal planning,
LYNDALURWICK
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Lyndalurwick was one of the among classical theorist, attached more important
to the structure of organization than the role of the people in the organization.
a purpose.
be_ coequal.
ABRAHAM MASLOW
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individual needs in a Hierarchical manner -Physiological needs, Security needs
USA, and the Hierarchy of Needs theory remains valid today for understanding
are today more relevant than ever. Specifically Maslow refers to the needs
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hygiene” factors. Whereas factors like recognition of work done, status,
care and determine staffing needs and observe efficiency and nursing
care.
importance for nurse managers to develop staff to their full potential and
belonging.
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MODELS
DEFINITION
This model is based on decision tree to guide leaders about when and when not to
variables
process. It can also help to determine the most effective means of reaching a decision.
team's success. Hence they will usually raise their level of effort and commitment .
III. Whether the leader has sufficient information to make a good decision.
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Autocratic leadership is a management style wherein one person controls all
It needs leaders to set clear and ethical goals for themselves and others.
alternative.
and alternative resolutions.
VIII. Whether followers have the necessary information to make a good decision.
justified.
attempting to make prudent decisions.
skills.
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Involvement of the members is necessary for specialized set of skills, motivations,
fills the gap between principles and practice and organization as a structure of
a) Intelligence activity -The first stage involves finding out the condition
requiring action.
c) Choice activity-In this phase, the executive select one of the best alternative
course of action.
This model originally was created by Vroom and Yetton in 1973 and later modified by
Vroom and Jago. Basically there are five situations for making decisions, from a
single individual making the decision, to an individual making the decision with
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varying amounts of input from the rest of the group, to the whole group making the
decision.
b) Autocratic II- Leader obtains additional information from group members, and
information.
seeks their ideas and suggestions and makes decision alone. Here followers'
seeks their ideas and suggestions and makes decision alone. Here followers
e) Group II- Leader meets with group to discuss situation and the focuses and
directs discussions. Leader accepts any decision and does not try to force his or
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