The Project For Capacity Development On Water Supply in Semi-Urban Areas in Nepal
The Project For Capacity Development On Water Supply in Semi-Urban Areas in Nepal
The Project For Capacity Development On Water Supply in Semi-Urban Areas in Nepal
FINAL REPORT
October 2013
Table of Contents
Abbreviation
Location Map
Contents of Final Report
CHAPTER 1 OUTLINE AND ACHIEVEMENT OF THE PROJECT IMPLEMENTATION 1-1
1.1 Background of the Project 1-1
1.2 Objectives and Indicators of the Project 1-2
1.3 The Project Major Achievement 1-4
1.4 Recommendations from the WASMIP 1-7
1.5 PDM and PO 1-10
1.6 WASMIP Model 1-13
CHAPTER 2 PROJECT IMPLEMENTATION AND ACHIEVEMENT 2-1
2.1 Scope of Work 2-1
2.2 Parties Involved in the Project 2-6
2.3 Japanese Experts and Personnel Schedule 2-7
2.4 Nepal Side Contribution 2-11
2.5 Revisions of PDM 2-12
2.6 Public Awareness and Public Relations 2-15
CHAPTER 3 PROJECT ACTIVITES AND OUTCOMES 3-1
3.1 Strategy for Technical Transfer 3-1
3.2 Major Outcomes of Technical Transfer 3-5
3.2.1【Output 1】 3-5
(1) Preparation of Inception Report (Draft) 3-5
(2) Presentation /Discussions on IC/R 3-5
(3) Baseline Study (B/S) 3-5
(4) Capacity Assessment on C/P Agencies Organization 3-9
(5) Setup and Review of PDM Indicators 3-19
st
(6) Holding JCC/PMC Meeting (The 1 Year) 3-22
(7) Training on Monitoring System and Operation Method 3-22
st
(8) The 1 Monitoring Study and Summarizing of Outcome 3-24
(9) Resident Enhancement Activities on Conflict Management Considerations and Stake- holder
Consensus-Building Training 3-26
nd
(23) Holding JCC/PMC Meeting (The 2 Year) 3-29
nd
(24) The 2 Monitoring and Summarization of its Outcome, Manners of Utilization Methods,
such as Plan Decision and Budget Allotment etc. and Initiating Monitoring/Evaluation Liaison
Conference for Business Operation 3-30
(33) Hold Seminar on Reporting of Activity Outcome by the 3 WUSCs through Water Supply
Utilities Liaison Conference in Each District 3-30
rd
(36) Hold Workshop on Practical Use Methods, such as Results from Implementation of the 3
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(41) Refresher Training Concentrating on O&M, Business Operation Improvement and Plan
Formation for New Water Treatment Plant, etc. 3-79
(42) Training on Water Quality Inspection/Monitoring Based on SOP 3-86
(43) Development of “Small and Medium-sized Water Supply Management Model (Draft)” 3-87
(Continued)
(45) Holding Workshop on “Small and Medium-sized Water Supply Management Model (Draft)”
for Dissemination 3-87
(47) Development of “Small and Medium-Sized Water Supply Support Model (Draft)” 3-88
(Continued)
(48) Holding Workshop on “Small and Medium-sized Water Supply Management Model (Draft)”
for Monitoring for the Practical Use 3-89
(52) Conducting Refresher Training Concentrating on Annual Operational Plan and
Medium/Long-term Business Plan Formation by the 3 WUSCs 3-89
(53) Reviewing and Developing SOP 3-90
(54) (55) Finalizing "Small and Medium-sized Water Supply Management Model" and "Small
and Medium-sized Water Supply Support Model" and Obtain DWSS's Approval 3-91
3.2.3【Output 3】 3-92
(44) Formulate Training Program to WUSCs Targeted in Jhapa/Morang District 3-92
(46) Training to Other WUSCs by C/P Based on Training Program 3-94
(56) Holding Liaison Conference for WUSCs 3-109
(57) Sharing Workshop on the Project Outcomes for ERMSO, WSSDOs and Other WUSCs 3-110
(58) Sharing Workshop on the Project Outcomes for MoUD, DWSS and Other Donors 3-112
CHAPTER 4 OUTCOME OF THE THIRD COUNTRY IN THE KINGDOM OF
CAMBODIA 4-1
4.1 Outline of the Training 4-1
4.2 Training Outcome 4-4
CHAPTER 5 SUMMARY OF MID-TERM REVIEW AND TERMINAL EVALUATION 5-1
5.1 Summary of Mid-Term Review 5-1
5.2 Summary of Terminal Evaluation 5-5
CHAPTER 6 ISSUES AND PROBLEMS ENCOUNTERED, AND RECOMMENDATIONS 6-1
6.1 Issues and Problems Encountered and Recommendations 6-1
6.2 Other Matters That Affected Project Implementation 6-5
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Abbreviation Definition
Institutions/Organizations
ADB Asian Development Bank
B/S Baseline Study
C/A Capacity Assessment
CHRDU Central Human Resource Development Unit
C/P Counterpart
DWSS Department of Water Supply and Sewerage
ERMSO Eastern Regional Monitoring and Supervision Office
GDP Gross Domestic Product
GoN Government of Nepal
IC/R Inception Report
JCC Joint Coordinating Committee
JICA Japan International Cooperation Agency
KTM Kathmandu
MAT Management Advisory Team
MET Monitoring Evaluation Team
MIT Maintenance Inspection Team
M/M Minutes of Meeting
MoPPW Ministry of Physical Planning and Works
MoUD Ministry of Urban Development
OJT On-the-job training
O&M Operation and Maintenance
OVI Objectively Verifiable Indicator
PDM Project Design Matrix
PMC Project Management Committee
P/O Plan of Operation
PWT Project Work Team
R/D Record of Discussion
RMSO Regional Monitoring and Supervision Office
SEIU Sector Efficiency Improvement Unit
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Location Map
Water Facilities Constructed under Japanese Grant Aid in 2007 in Targeted Project Area
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The project has completed all planned activities in compliance with the PDM to achieve the set project
objectives. This Final Report includes details of the activities carried out in the target area and
highlights on the final achieved from January 2010 to September 2013.
The 1st year activities of the Project started on February 14, 2010 upon arrival of JICA Experts in Nepal.
The 1st JCC meeting was held in the end of February 2010 to get concurrence on the general approach
and methodology stated in the Inception Report (IC/R) for the implementation of the Project.
The Project aims at capacity development on water supply in semi-urban areas in Nepal. It includes
various planned activities such as capacity assessment for C/P organizations, training on monitoring
system and operation method, preparation of the draft Standard Operational Procedures (SOPs) on
O&M of water supply facilities, OJT to the 3 WUSCs (Dhulabari, Gauradaha and Mangadh WUSC) on
O&M of water supply facilities and water quality management, educational campaign for water users
coaching on the efficient water business management, and initiation of water supply utilities.
Almost all of the mentioned activities were instigated in the first year of Project implementation.
Progress achieved on these activities on the first year was summarized in the Interim Report 1 prepared
in September 2010.
The 2nd year activities started on January 14, 2011 when the JICA Experts arrived in Nepal again. The
training and educating activities to the 3 WUSCs continued based on the draft SOPs, such as OJT on
O&M of water supply facilities. Workshops were organized on water tariff collection, customer
complaints management. The educational campaign and coaching on the business plan preparation
were continued. Trainings were conducted for DWSS/WSSDO staff on water quality inspection and
monitoring. Following these activities, second liaison conference was held for water supply utilities of
Jhapa and Morang districts, in which the 3 WUSCs shared their learning, knowledge and experience
gained through project activities. Furthermore, the drafts of “Small and Medium-Sized Water Supply
Management Model” and “Small and Medium-Sized Water Supply Support Model” were prepared in
close consultation with DWSS. A workshop was held to introduce the “Water Supply Management
Model” to WUSCs. 13 WUSCs of Jhapa and Morang districts participated in the workshop and got
acquainted with the concepts of the Management model. The concept of the Management Model was
also disseminated to other districts through Regional Workshops conducted by DWSS/RMSOs in other
regions of the country. The JICA Mid-term Review Team was dispatched to Nepal in November 2011
in order to conduct the mid-term review of the Project. The outcomes of the evaluation were disclosed
to the JCC held on 22 November 2011. The Mid-Term Review Team provided recommendations to
increase efficiency in implementation to achieve the project goals, and also recommended to modify
PDM. The recommendations were accepted by the JCC.
Progress achieved in the second year of implementation was summarized in the Project Completion
Report of second year prepared in March 2012.
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Following the second year activities, the third year activities of the Project started on June 5, 2012 upon
arrival of JICA Experts in Nepal. The 3rd PMC meeting was held in the end of June 2012 to get
concurrence on general approach and methodology for implementation of the Project presented in the
third year Work Plan.
The planned activities in the third year included refresher training to the three WUSCs on O&M of
water supply facilities. A training plan was also prepared to provide technical assistance to other 17
WUSCs in Jhapa and Morang districts. Based on the plan, trainings were conducted on the O&M of
water supply facilities including electro-mechanical equipment, water quality management, water meter
management and preparation of business plan. The first draft of the Water Supply Management Model
and Support Model, prepared in the second year has been reviewed, which was also presented to the
targeted 20 WUSCs in the workshops conducted in July and November 2012.
Activities on the public awareness and public relations were carried out intensively. Information, news
and articles related to the project activities were posted in the website of JICA and DWSS. Project
Logo, pamphlet, leaflet, and poster were developed and distributed to the stakeholders in order to make
them aware on the objectives of the project and to familiarize Project activities among them.
Under the planned activities, the Project organized a training program in Cambodia from 1st December
to 14th December, 2012 as a third country training to C/Ps. The training was organized by respective
Water Supply Authorities in Phnom Penh and Siem Reap. All together 12 C/P personnel from MUD,
DWSS and WSSDOs had participated in the third country training program.
The JICA Terminal Evaluation Team was dispatched to Nepal in February 2013 in order to conduct the
terminal evaluation of the Project. The outcomes of the evaluation were disclosed to the JCC held on 3
March 2013. The Terminal Evaluation Team provided recommendations to be sustainable and to
disseminate the two Models for other districts. The recommendations were accepted by the JCC.
The Maintenance Inspection Team (MIT) and the Management Advisory Team (MAT) activities which
are tools of the Support Model have commenced since January 2013. The MIT activity was conducted
4 times in total and was conducted by August 2013. The MIT outcomes were presented in the joint
workshop held in August 2013. The MIT activity was conducted 3 times in total in order to formulate
the business plan for WUSCs Management Model in Morang district. The Monitoring Evaluation Team
(MET) activity was conducted to WUSCs by DWSS and WSSDOs in Morang/Jhapa districts. The
result and evaluation were presented in 4th Monitoring & Evaluation Liaison Conference.
On 9th August 2013, the project sharing meeting was held to introduce the WASMIP Model and its
achievement.
On 27th August 2013, a workshop for introduction of the Management Model and the Support Model
was held in Biratnagar. There were 90 attendees from 14 WSSDOs in Eastern region and 30 WUSCs in
Jhapa and Morang districts. The sharing workshop was held on 13th September 2013 at the DWSS
conference room to introduce the Management Model and the Support Mode under the initiative of
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DWSS. There were a total of 39 attendees including the attendees from other donors and organizations
such as ADB, UNISEF, SWISS embassy, MWSDB (Melamchi Water Supply Development Board),
TDF (Town Development Fund) and DOLIDAR (Department of Local Infrastructure Development and
Rural Roads).
Finally, the WASMIP model was accepted and it was also accepted that DWSS shall develop a plan for
the dissemination the model and utilizing human resources trained through the Project, and the PDM
ver5.0 and the Final Report of the WASMIP were approved in the 6th JCC held on 27 September 2013.
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To secure safe drinking water is an urgent issue for the Government of Nepal (hereinafter referred to
as “GoN”) due to the deterioration in water quality together with an exponential increase in water
demand, taking into consideration the recent population increase (population of 29,519,114 with
growth rate of 2.095% estimated in 2008) and economical development ($1,200 per capita and growth
rate of 2.5% of GDP estimated in 2007).
The selected transfer of ownership of the management and operation and management to the local
bodies (municipalities and VDCs) was carried out in accordance to the “Local Self Governance Act”
effectuated from 1999. However, local bodies and Water Users and Sanitation Committees (WUSCs)
which are to take over the semi-urban waterworks including medium-scale urban areas have faced
problems to overcome sound business management practices due to inadequate capacity and economic
resources.
The Department of Water Supply and Sewerage (DWSS) under the Ministry of Urban Development
(MoUD), conducts the budget arrangement for the facilities, to Medium scale Semi-urban area and
rural communities. After the completion of construction works, the management and operation is
transferred to the water supply utilities. However, since the organizational management and technical
level of the water supply utilities in the medium-sized-scale semi-urban are still inadequate, support
from the Water Supply and Sanitation Division will be required. However, the weakened support from
RMSOs and WSSDOs has been an issue.
Under such background, the Government of Japan under the Grant Aid Program dispatched expert in
charge of water policy as an advisor to the Ministry of Physical Planning and Works (MoPPW)
(present MoUD) to carry out the improvement of urban water supply administration in parallel with
promotional improvement, evaluation and construction of new water supply facilities throughout
Nepal including semi-urban areas within the Katmandu Valley and in Jhapa and Morang districts, and
other local areas. As a result, numerous issues such as vulnerability of water supply system,
inadequate budget/ staffing, and the absence (insufficiency) of fiscal planning were manifested.
To increase the supply of safe drinking water in Nepal, technical improvements of water supply
facilities and human resource development will be necessary. In order to enhance capacity of the said
facilities, a clear set role of each organization along with capability strengthening of DWSS will be
required. To achieve this objective, MoPPW (present MoUD) requested technical assistance from the
Government of Japan.
Accepting such a request, JICA dispatched a Preparatory Study Team to Nepal on August 2008 and
both countries agreed to conduct a Technical Assistance Project on the water supply utilities. This was
conducted by WUSCs and DWSS /ERMSO /WSSDOs in two target districts (Morang and Jhapa) in
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the Eastern area. The Record of Discussions (R/D) was signed and exchanged on 27th February 2009.
The assistance on “The Project for Capacity Development on Water Supply in Semi-Urban Area”
(hereinafter “the Project” or “WASMIP”) is thus to be implemented based on this Agreement.
In February 2013, the terminal evaluation of the Project was carried out by the JICA Terminal
Evaluation Team, and evaluation results were reported to the JCC which held on March 3, 2013. As a
result of discussions the JCC agreed on the matters of evaluation result and recommendations.
The implementation of the Project was started in January 2010 and was completed by September 2013.
As a wrap-up of the Project the final JCC was held on September 27, 2013. The draft Final Report was
submitted to the JCC.
2) Indicators
a) 44 WUSCs (17 % of the total selected WUSCs) are strengthened by the support of DWSS.
b) The DWSS technical support model is reflected on the annual implementation plan of RMSOs
and WSSDOs.
2) Indicators
a) Based on the Technical Support Model established by DWSS/RMSO/WSSDO, workshop and
training on “Small and Medium-sized Water Supply Management Model” are held at least one
time and support system is introduced at other selected 9 WUSCs in Jhapa and 8 WUSCs in
Morang districts.
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b) The safe drinking water services provided by 3 WUSCs are improved in comparison to the
beginning of the Project.
The project output and target verifiable indicators are shown in Table 1.1
The other 17 WUSCs selected by DWSS in Jhapa and Morang districts for capacity development
and service improvement through technical assistance from DWSS/WSSDOs are as follows:
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【Output 1】
Basic information for the Project and necessary information for indicators are collected, and
management of the Project is appropriately executed and monitoring for appropriate water supply
management is implemented periodically.
【Summary of Achievements】
The Project is ultimately managed by the JCC and the PMC. The JCC was held 6 times and the PMC
was held 4 times.
At the 2nd JCC Meeting, revision of PDM was approved (PDM ver.3). The percentage of supported
WUSCs by DWSS was defined as 17% (i.e. 44 WUSCs) for the overall goal and 100% of target 2
districts (i.e. 20 WUSCs including the 3 WUSCs) for the Project goal.
At the 4th JCC Meeting, the mid-term review team proposed to revise the PDM ver.3 to clarify the
framework of the Project, and it was approved (PDM ver.4).
At the 6th JCC Meeting, the PDM ver.4 and PO ver.4 were revised to change the organization name
(i.e. from MoPPW to MoUD), and it was approved (PDM ver.5).
The monitoring of water supply management has been implemented by the project evaluation team
consisting C/P of DWSS, ERMSO and WSSDO. The monitoring results were shared among target
WUSCs at the monitoring/evaluation liaison conference. At present, such monitoring was
implemented 3 times and the monitoring/evaluation liaison conference was held three times.
The 4th Monitoring and Evaluation was implemented in July 2013 on the initiatives of C/P while the
experts were away. The attendees from WSSDOs/WUSCs in the liaison conference shared their
perception that WASMIP Model, composed of “Small and Medium-sized Water Supply Management
Model” and “Small and Medium-sized Water Supply Support Model”, were effective in WUSCs’
facility O&M and running their services efficiently and committed that they would utilize it onward.
In addition, it was agreed that subcommittees would be organized after the completion of the project
for the purpose of holding liaison conferences successively, implementing the monitoring regularly
and setting up conferences to discuss and share their knowledge.
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【Output 2】
“Small and Medium-sized Water Supply Support Model” and “Small and Medium-sized Water
Supply Management Model” are developed as models for WSSDO/ERMSO and WUSC.
【Summary of Achievements】
Draft of “Small and Medium-sized Water Supply Support Model” was prepared for DWSS/WSSDO,
and draft of “Small and Medium-sized Water Supply Management Model” was prepared for WUSCs.
The Standard Operation Procedure (SOP), which is an element of the Management Model, has been
revised through OJT/workshop conducted so far. Contents meeting the actual situation including
check sheet, planning fundamentals and specifications for bore holes were added in SOP. Revised
SOP was translated into Nepali and edited by WSSDO.
Based on the SOP, engineers of DWSS, CHRDU and WSSDOs are playing a role as a trainer for
OJT/workshop on O&M of water distribution facilities and water meter control.
Regarding water quality management, staffs of DWSS and WSSDO were brought up as a trainer and
they provided training to WUSCs, which is regarded as a practical way of support work to WUSCs.
Workshops on introducing the revised Management Model and Support Model were conducted in July
and November. Eighty six percent of the participants understood the concept of the models and 99%
of them responded that the models were effective for WUSC management.
A Nepali consultant was hired in April and May 2013. The Management Model and Support Model
are revised to Nepali version with DWSS cooperation. The two model concepts were presented and
familiarized to C/Ps.
In the 6th JCC meeting held on 27th September 2013, it was accepted that DWSS shall approve and
formalize the Management Model and the Support Model and continue to take activities like MIT
(Maintenance Inspection Team), MAT (Management Advisory Team), MET (Monitoring Evaluation
Team) and OJTs as its annual program. In addition, it was also accepted that DWSS shall develop a
plan for the dissemination utilizing human resources trained through the Project. DWSS shall revise
the Management Model and Support Model (the WASMIP Model) for its implementation in other part
of the country as necessitates. DWSS shall incorporate the provision to adopt and effectively utilize
the two Models in the “Implementation Guidelines of the Directives on Water Supply Service
Operation 2069.”
【Output 3】
【Summary of Achievements】
Draft of “Small and Medium-sized Water Supply Support Model” and draft of “Small and
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Medium-sized Water Supply Support Model” were prepared, and workshop for disseminating the
Models to WSSDOs and WUSCs was held two times (July and November 2012). Support for
preparing business plan, which aims at proper water supply management, was carried out to 5 WUSCs
except for the 3 WUSCs.
Training plan on water distribution facilities and meter control was prepared and training to the 17
WUSCs was implemented based on SOP. Engineers of DWSS, CHRDU and WSSDO instructed the
WUSCs as a trainer, and information exchange between WSSDO and WUSCs was also carried out.
These activities would be connected to dissemination of the Models.
Regarding water quality management, trainers were selected from staffs of WSSDO, and they
provided training to 14 WUSCs. This is an achievement as part of disseminating the Support Model.
Maintenance Inspection Team (MIT) has been set up in WSSDOs in Jhapa and Morang District in
order to build up DWSS/WSSDO support system to WUSCs as part of Support Model. MIT plays a
role of interface between DWSS, WSSDO and WUSCs. Periodic report on site situation will be made
to the upper organizations by MIT. Engineers of WSSDO are assigned as main members of MIT, and
training on preventive maintenance is provided to such engineers. Trained engineers will provide
technical instruction to WUSC staff while they patrol the site. Organization and activity plan of MIT
has been agreed by WSSDO and DWSS.
Maintenance Inspection Team (MIT) has conducted by the team members who are engineers from
WSSDOs/WUSCs in total 4 times until August 2013.The results and achievement were reported in the
joint workshops in total 3 times.
Several workshops on business planning for WUSCs were held in August, 2012 and from November
2012 to middle of February 2013 as part of the MAT activities. Through the workshops, the WUSCs
gained the necessary management knowledge and skills such as revising the business plan, proper
raise of water tariff, proper arrangement of personnel and a sound financial management. Not only in
the 3 target WUSCs but also in Urlabari, Salakpur and Lakhanpur WUSCs, the business plans had
been officially approved by a general assembly and they now operate their services based on the plan.
The other WUSCs also intend to approve their business plans in the coming assembly which will be
held next November or December. In future, each WUSC will revise its own business plan with
advice given by MAT.
The sharing workshops were held in August and September 2013 to introduce the draft of “Small and
Medium-sized Water Supply Management Model” and “Small and Medium-sized Water Supply
Support Model” under the initiative of DWSS. There were a total of 39 attendees including the
attendees from other donors organizations such as ADB, UNICEF, SWISS Embassy, MWSDB
(Melamchi Water Supply Development Board), TDF (Town Development Fund) and DOLIDAR
(Department of Local Infrastructure Development and Rural Roads). The WASMIP Model and its
achievement were also introduced at the project sharing meeting held on 9th August, 2013.
DWSS officially committed that it was going to approve the WASMIP model and disseminate it to all
of the other regions as their tools. DWSS will enhance the functionality of WUSCs by means of
setting up screening criteria for WUSCs to apply for the Model and implementing water quality test at
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the sites. DWSS also clearly mentioned that they are going to take the ownership of the Model and
check the effectiveness of it by conducting monitoring and evaluation while they are disseminating it.
DWSS and WSSDOs shall take lead of activities like MIT, MAT and MET and OJTs as its annual
program and secure adequate budget to continue activities envisioned in the Models. SOPs and
Business Plans developed under the Project shall be continued in the project districts as well as
introduce in other WUSCs. Human Resources trained in different items under the Project shall be
utilized to undertake training and capacity development of DWSS, CHRDU, RMSOs, WSSDOs and
WUSCs respectively.
Network among WSSDOs and WUSCs developed through the Project such as liaison conference shall
be maintained since the network make communication among stakeholders good and facilitate
learning.
The business plan and SOPs are defined as tools for supporting the WUSCs activities and help them
to achieve a desirable status. WSSDO was assigned to implement on-the-site instructions to WUSCs
along with these tools. WSSDO has already learnt how to give the instructions through the project
activities so far in the form of continuous OJT/workshops and distribution of printouts of the
WASMIP model documents (Nepali version).
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support and promote WUSCs to implement their own business plan. The Support model describes
how to support WUSCs in detail on each aspect such as organization, institution, skills, information
exchange, financial and equipment. MIT and MAT organize the support system on DWSS in the field
of operation and maintenance for water supply facility and water supply management working on the
project. According this system, the activity is sustainable even if personnel transfer or personnel
exchange occur. Thus, the activities can establish to C/P.
Establishment of the Management model and Support model on Jhapa and Morang districts reported
not only introducing the contents of the models but also its achievement of 20 WUSCs on the project
achievement sharing workshop (at Biratnagr on August 27th, 2013). As the result of the project
achievements, activities on the targeted WUSC are improving due to the activities based on the SOPs,
and formulating the business plan and supporting activity from WSSDO. Therefore, it can be said that
the both models are established enough in WSSDO and WUSC.
(2) Strengthening communication among C/Ps, Experts and JICA Nepal Office
A number of strategies were taken into account in order to build a tide communication among the
C/Ps, the experts and JICA. One was to publish the WASMIP model information on both JICA and
DWSS website. As the other strategy, a number of workshops were carried out for the targeted
WUSCs and the WASMIP model (the Management and Support Model) were introduced to other
donors at the project sharing meeting. In addition, 2 types of pamphlets and leaflets written in Nepali
were distributed at the workshops, CHRDU and the JICA Nepal Office. These leaflets help to
announce the project activities. Posters and stickers were also distributed to all targeted WUSCs.
These materials were available and used at the WUSC offices and DWSS/WSSDO in order to
disseminate the WASMIP concept to DWSS/WSSDO and the residents.
Regarding the residents who are direct beneficiaries, workshops were held and leaflets were
distributed to them to educate and introduce the WASMIP concepts. Each WUSC cooperatively
committed they would also distribute the leaflets and introduce the Project at the meeting with the
residents onward.
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DWSS plans to invite other donors to share opinions on the two models after the Project completion
after October 2013.
At the Sharing Workshop on the Project Outcomes for other donors, which held on 13th September
2013, DWSS stated that at first it is significant to promote all WUSCs to prepare their business plan
and SOPs based on their own visions in order to make for DWSS to support them easier with the
limited budget of the government.
2. The models were originally made for Morang and Jhapa districts as the pilot project. In
case the models are applied in mountain or basin areas, they will need to be customized. If
required, the models are also disseminated by dispatching engineers from Morang and/or
Jhapa WSSDO, which are successful examples for applying the two models.
3. If the customized models are applied for other sites, DWSS with former the PWT member
will conduct a follow-up for M&E. Appropriate models are formulated base on the local
conditions such as water resource, water quality, water treatment facility and the pipeline
network.
4. As mentioned above, the Management model consists of concept, business plan, SOP on
water treatment plan O&M, SOP on water quality management, SOP on O&M of water
distribution facilities, and SOP on water meter management. The Support model has MET,
MAT and MIT tools. The Management and Support models do not need to be disseminated
together to WUSCs. In case of corresponding to an urgent issue in a targeted WUSC, these
tools are disseminated separately. However, the frames of business plan are retained in
order to introduce the Management Model.
5. The project conducts human resource development at the central water quality laboratory in
DWSS. Thus, technical transfer of water quality analysis will be implemented by
dispatching the laboratory engineers to local water quality analysis center and WSSDO.
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6. CHRDU plans to conduct workshop on formulating a business plan for WUSC. WUSCs
are then required to formulate their own business plans based on the Management model.
In designing the plans they apply the facility and financial capacity considerations
techniques learned from the workshop (Refer to business plans formulated on each WUSC
in Morang and Jhapa districts). DWSS decides how to allocate the budget to WUSC
considering the formulated plans.
7. The business plan implementation will be reviewed by DWSS and WSSDO through the
monitoring evaluation in order to examine any disjunction between plan and actual.
DWSS and WSSDO will also evaluate the necessity of a financial support for the
management plan. As occasion demands or in order to disseminate the Models on
nationwide, MET and MAT can be reorganized and the function of them can be set in the
DWSS. Especially, it is desirable that DWSS be responsible for the financial evaluation
and budget allocation based on this evaluation.
(6) Presenting the Management model and Support models at the DWSS national and regional
conferences
Workshops for introducing the two models and the achievements will be organized for 5 RMSOs by
DWSS. The WASMIP model was also introduced at the regional and national WSSDO meetings.
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(1) Small and Medium-Sized Water Supply Management Model (“Management Model”)
WUSC management model simply sets the concept of an ideal status of water supply services in the future
by WUSCs and designs the way to achieve such status through business plan and SOPs. Strengthening
sufficient institutional, functional and financial capability through technical and financial support
from stakeholders, WUSCs can implement the business plan and achieve that ideal status.
There are mainly four tools to improve WUSC management capacity.
1) Business Plan
The business plan has mainly two purposes. One is a tool that WUSCs introduce the Management
Model in WUSC management. The other is for formulation of water policy of DWSS based on the
business plan and allocation of a budget to WUSCs.
2) SOP on Water Treatment Plant O&M and Water Quality Management
The SOP consists of water purification process management and water quality analysis.
3) SOP on O&M of Water Distribution Facilities
The SOP consists of O&M of water distribution facilities and new planning formulation of water
distribution facilities.
4) SOP on Water Meter Reading and Meter Calibration Control
The SOP instructs water meter management and calibration.
(2) Small and Medium-sized Water Supply Support Model (“Support Model”)
“Small and medium sized water supply support model” provides a guideline for DWSS/WSSDO on how to
support WUSCs for their organizational, technical and financial capacity development required for
sustained service. This support model, shown in Figure 1.1 and Figure 1.2, is for supporting and
enhancing management capabilities of WUSCs. The main concept of support model is to support WUSCs
in technical and financial areas to implement business plan, to operate and maintain WUSC’s water
facilities properly to realize the ideal status. Thus, it is very essential for WUSCs to prepare their own
business plan and SOPs for DWSS to be well acquainted of it.
There are mainly four ways that DWSS can support WUSC called (1) Maintenance Inspection Team (MIT),
(2) Management Advisory Team (MAT), (3) Monitoring and Evaluation Team (MET) and (4) Practical
trainings (Figure 1.2). MET and MAT generally supports for Business Plan and Financial Records. MIT
supports for SOPs and O&M records. Practical training is for overall capacities under Management models
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of WUSC.
Concept of the Support Model, objectives, roles and activities of the teams are summarized in the
tables.
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Figure 1.2 Tools of Support Mode
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This Project was implemented in accordance with the Minutes of Meeting (M/M) signed on 15th of
August 2008 and Record of Discussion (R/D) signed on 27th of February 2009 between the
Government of Nepal and JICA Nepal Office. The duration of the project is from January 2010 to
September 2013. Table 2.1 summarizes the project output performed according to the indicators set by
PDM, and the work flow of the project activities is shown in Figure 2.1.
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Work Work
Period Stage
HW
Work Items Report
oo
mr
ek
(1)Preparation of Inception Report (Draft): IC/R
IC/R
▲
(2) Conduct Presentation/Discussion on IC/R Legend of Report
IC/R = Inception Report
BS/R = Baseline Study Report
(3)Conduct Baseline Study CA/R = Capacity Assessment Report
(4)Conduct Capacity Assessment on C/P Agencies Organization C/R = Completion Report
WP/R = Work Plan Report
r
e P/R = Progress Report
b F/R = Final Report
m (6)Hold Meeting with JCC/PMC (5)Setup & Review PDM Indicators
e
t
p
e
S
- 1st (7)Conduct Training on Monitoring System and Operation
0
1 y
r Annual Method
(10)Formulate OJT Program on 3WUSCs Based on Results by Capacity Assessment Study
(11)Conduct OJT on O&M for Water Treatment Plants
0 a
u (8)Conduct 1st Monitoring Study & Summarize of Outcome
2 n
Field
(9)Conduct Resident Enhancement Activities on Conflict
(12)Prepare draft SOP on O&M for Water Treatment Plants
a Work (13)Conduct OJT on O&M and New Planning Formulation for Water Distribution Facilities
J Management Considerations & Stakeholder Consensus-Building (14)Prepare draft SOP on O&M and New Planning Formulation of Water Distribution Facilities
Training (15)Conduct OJT on Water Quality Management (by Simple Water Quality Control) in ERMSO
(16)Conduct OJT on Water Meter Reading/Meter Calibration Control & Prepare draft SOP
▲
on Waterworks as Civil Education CA/R
(18)Instruct & Conduct Efficient Water Rates Claim Business
▲
(19)Check & Instruct Existing Customer File Management for Improvement
(20)Check & Instruct Existing Customer Complaints Handling Processing System for
(22)Initiate Water Supply Utilities Liaison Conference in
C
/
R
1
Improvement
Each District
(21)Comfirm & Instruct Existing Waterworks Annual Report & its Contents for Improvement
▲
W
P
/
R
1
▲
(23)Hold Meeting with
JCC/PMC (Continued)
(25)Conduct OJT to 3WUSCs Based on SOP
(26)Conduct Training on Water Quality Inspection/Monitoring & Formulate draft SOP
(24)Conduct 2nd Monitoring & Summarization of its Outcomes,
Manners of Utilization Methods, such as Plan Decision and
Budget Allotment etc. and Initiating Monitoring/Evaluation
Liaison Conference for Business Operation
▲
0 r P/R1
2 a 2nd
Education (Continued) (31)Comfirm & Instruct Improvement of Existing Waterworks Annual Report & its Contents
M (32)Instruct Improvement on Medium and Long-term Waterworks Business Plan
- Annual
y
r Field
a
u (34)Conduct Training on Planning/Design/Construction Management to 2 WSSDOs Targeted
n
a
Work
J (33)Hold Seminar on Reporting of Activity Outcome by
3WUSCs through Water Supply Utilities Liaison Conference
in Each District (35)Develop "Small and Medium-Sized Water Supply Management Model (Draft)"
C
/
R
2
Business Operation
▲
W
P
/
R
2
(40)Hold Meeting with
▲
JCC/PMC
(41)Conduct Refresher Training Concentrating on O&M, Business Operation Improvement and
Plan Formulation for Water Treatment Plant and etc.
2
1
(42)Conduct Training Water Quality Inspection and Monitoring Based on SOP
(43)Develop "Small and Medium-Sized Water Supply Management Model (Draft)" (Continued)
0
2 (44)Formulate Training Program to WUSCs Targeted in Jhapa/Morang Districts
(45) Hold Workshop on "Small and Medium-Sized Water Supply Management Model (Draft)" for
dissemination
(46)Conduct Training to other WUSCs by C/P Based on Training Program
r
e (47)Develop "Small and Medium-Sized Water Supply Support Model (Draft)" (Continued)
b
m
e
t 3rd
p Annual
e (48)Hold Workshop on "Small and Medium-Sized Water Supply Management Model (Draft)"
S for Monitoring of the Practical Use
▲
- Field P/R2
e Work
n
u (49)Conduct 4th Monitoring & Summarization of its (52)Conduct Refresher Training Concentrating on Annual Operational Plan & Medium/
J
Outcome, and Develop future Directional Movement Long-Term Operational Plan Formulation by 3 WUSCs
(50)Hold Liaison Meeting on Monitoring/Evaluation for (53)Review & Develop SOP
Business Operation on Water Supply Utilities (54)Finalize "Small and Medium-Sized Water Supply Management" & get DWSS's
(51)Conduct 3rd year Resident Enlargement Activities on Approval
Conflict Management Considerations & Stakeholder (55)Finalize "Small and Medium sized Water Supply Support Model" & get DWSS's
3
1
0
Consensus-Building Training Approval
F/R
Legend: Outcome 1: Required information was collected and appropriate project management & monitoring for water supply operations can be conducted.
Outcome 2: As a model, way of proceeding on logistics (support service) or whole concepts of water supply projects can be made up for regional/municipality WSSDOs & WUSCs
Outcome 3: Model of outcome 2 becomes widely used in both 2 targeted municipalities
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1. Japanese Expert Team Leader/Water Supply/Water Distribution Facilities Management and Planning
Operation and Maintenance on Water Treatment Plant/Water Quality Management
Management Improvement/Administrative Buildup
Maintenance of Mechanical Equipment
Maintenance of Electrical Equipment/Project Coordinator / Monitoring
Public Awareness
The 3rd Country Training(1)
The 3rd Country Training(2)
2. Nepalese C/P Project Manager DWSS, Deputy Director General
Project Work Team DWSS, Section Chief, Foreign Aid Coordination and Planning
Team Leader Section
C/P Member DWSS, Section Chiefs
NGO and Community Mobilization Section
Project Design Appraisal, Progress M&E Section
Water Quality Improvement and Monitoring Section
Human Resource Development, Training and Research Section
DWSS, Senior Divisional Engineer
CHRDU, Chief, Senior Divisional Engineer
ERMSO, Regional Chief, Senior Divisional Engineer
Morang/Jhapa WSSDO, Division Chief, Engineer
Gauradaha WUSC, Chairperson, Secretary, Manager
Mangadh WUSC, Chairperson, Secretary, Manager
Dhulabari WUSC, Chairperson, Secretary, Manager
3.JCC (Joint Co-Chairperson MoUD, Joint Secretary
Coordination DWSS, Director General
Committee) Member DWSS, Deputy Director General
DWSS, Section Chiefs
Foreign Aid Coordination and Planning Section
Project Design Appraisal, Progress M&E Section
Human Resource Development, Training and Research Section
Water Quality Improvement and Monitoring Section
NGO and Community, Mobilization Section
MoUD, Monitoring and Evaluation Unit, Unit Chief and Officers
MoUD, Related Chiefs and Officers
ERMSO, Regional Chief
Morang/Jhapa WSSDO, Division Chiefs
Representative from JICA Nepal Office
JICA Expert on Water Supply Management
4.PMC (Project Chairperson DWSS, Deputy Director General
Management Member DWSS, Section Chiefs
Committee) Foreign Aid Coordination and Planning Section
Project Design Appraisal, Progress M&E Section
Human Resource Development, Training and Research Section
Water Quality Improvement and Monitoring Section
NGO and Community, Mobilization Section
MoUD, Monitoring and Evaluation Unit, Unit Chief and Officers
MoUD, Related Chiefs and Officers
ERMSO, Regional Chief
Morang/Jhapa WSSDO, Division Chiefs
3model WUSCs (Mangadh, Dhulabari, Gauradaha), Representative
Representative from JICA Nepal Office
JICA Expert on Water Supply Management
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Fields of expertise of Japanese experts assigned to the Project are shown in Table 2.2 – 2.4.
The performed input of each Expert was as planned, i.e. a total of 15.33 MM was input by the end of
September 2010. (Refer to Table 2.5)
The performed input of each Expert was as planned, i.e. a total of 18.67 MM was input by the end of
March 2012. (Refer to Table 2.6)
The performed input of each Expert was as planned, i.e. a total of 34.77 MM was input by the end of
September 2013. (Refer to Table 2.7)
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Table 2.7 Input of Experts (The 3rd Year) Final Report
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dh
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Original PDM and PO was formulated based on the R/D exchanged between MoPPW (currently MoUD)
and JICA in February, 2009. At the 1st year JCC in September 2010, the revised PDM and PO (PDMver.3
and POver.3) were approved aiming at 44WUSCs (17%) as the Overall Goal of the project and 20WUSCs
(100%) as the Project Goal. Thereafter, the revised PDM and PO (PDMver.4 and POver.4) were approved
at the JCC held on 22nd November 2011 along with the mid-term evaluation team's suggestions which were
received in November 2011. The approvals would help achieve the project goal efficiently and make the
goal and output clearer. Then, the revised PDM and PO (PDMver.5 and POver.5) were approved at the JCC
held on 27th September2013 to reflect the organizational change from the Ministry of Physical Planning
and Works to the Ministry of Urban Development.
The revised PDMs are shown in the tables below respectively in parallel with the original one with reasons
of revisions.
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WASMIP Poster
The purpose of the prepared poster is to make consumers understand that the WASMIP is on-going easily.
Posters are put on the wall of tariff counter on every WUSC. The poster itself does not describe detailed
contents of the project on its function, but it appeals the safety of water from WUSC. The purpose and
contents of the project are complemented on leaflets, pamphlet and website.
WASMIP Sticker
Project logo sticker has been prepared. The stickers are distributed to targeted WUSCs during
workshops and meetings several times. Experts request targeted WUSCs to utilize it on daily activities.
The utilization method for the sticker is up to targeted WUSCs. Experts introduced case example for
the sticker and suggested how to utilize it on daily activities in the workshop held on 28th November,
2012.
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these two models. The pamphlets have been distributed to targeted WUSCs during workshops and
meetings on several occasions.
Leaflet of Good/Bad practice for using the supplied water (for residents)
First time, awareness leaflet for residents were prepared on December 2012. The first leaflet explains
the summary of the WASMIP, the reason of water tariff increase, and importance of saving water.
According to the result of the awareness survey of March 2013, which mentioned at the next section,
many of residents know about the JICA project, agree with the increase of water tariff, and try saving
water in everyday life. Therefore, the topic of the next leaflet focuses on good and bad practice for
using the supplied water for its sustainable use. For example, four of good practices (saving water,
understanding of importance of Chlorine treated water, reporting water leakage, and reporting turbid
water), and two of bad practices (damaging water meter, and not paying water bill). The second leaflet
was prepared in August 2013. These two leaflets were used as educational material at the workshop
for residents. Since the issues of the second leaflet are more general, WUSC can continue to use as
educational materials for residents even after the completion of WASMIP.
Request for coverage and posting organizing the workshop on local new papers
PR activity utilizing local newspapers and internet are conducting in addition with preparation of
leaflet and pamphlet etc. Due to recognition of the project activity to residents, local newspaper has an
interview and posts to activities on the newspaper. The request for the interview from the local
newspaper was conducted by WSSDO chief and workshop and OJT activities are covered on the
paper.
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Figure 2.2 shows the result of the survey. According to the result, 94% of respondents know that the
JICA project is going on, 90% of respondents feel the quality of water supply service is getting better,
75% are positive for the tariff increase, 97% are trying to save water in everyday life. Regarding the
result, the topic of the new leaflet (mentioned at the previous section) was decided for general
information of usage of supplied water.
(%)
100
90
80
70
60
Legend
50 Mangadh
40 Dhulabari
30 Gauradaha
20
10
0
Q1:Know JICA Q2: Know the Q3: Quality of water Q4:Agree with tariff Q5: Saving water
Project (WASMIP) objective of JICA suppy service is increase
Project (WASMIP) getting better for last
3 years
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b) WSSDO, WUSCs
The meetings with Chandragadh, Birtamod, Dhulabari, Kakarbhitta, Lakhanpur, Gauradaha
WUSCs, Morang WSSDO, Pathri, Sakalpur, Tanksinuwari, and Mangadh WUSCs are organized
from 8th to 10th September, 2013. Posters, pamphlets, leaflets and stickers are distributed on the
meetings.
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・ Experts request WSSDO to pass leaflets and pamphlet are distributed to some WUSCs where
Expert cannot visit due to the general strike. The contents of materials were described by
phone, if necessary.
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On the basis of the 1st and 2nd year’s activities, technical transfer has been implemented according to
strategies shown below.
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・ O&M of Mechanical Equipment: To conduct OJT on up skilling of C/P in O&M and repair work of
mechanical equipment, and support holding workshop/seminar. To propose for WSSDO to build
sustainable system in implementing inspection/monitoring of equipment for WUSCs.
・ O&M of Electrical Equipment: To conduct OJT on up skilling of C/P in O&M and repair work of
electrical equipment, and support holding workshop/seminar. To propose for WSSDOs to build
sustainable system in implementing inspection/monitoring of equipment for WUSCs.
・ Public Awareness/Project Coordination: To conduct activities on the public awareness and public
relations. To post information, news and articles related to the project activities in the website of
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JICA and DWSS. To develop and distribute Project Logo, pamphlet, leaflet, poster to the
stakeholders in order to make them aware on the objectives of the Project and to familiarize Project
activities among them, as well as on future increase of water tariff and saving water habit for
proper operation of facilities.
2) Dissemination of the Water Supply Management Model and Support Model to other 17 WUSCs
One of the major activities of the third year is to disseminate “Water Supply Management Model”
and “Water Supply Support Model” to the other 17 WUSCs. To carry out this activity, the
contents of draft Management Model and Support Model prepared in the second year have been
examined continuously to make it more appropriate, practicable and implementable. In other
words, goals of WUSCs in technical and administrative areas were indicated in the “Management
Model”. SOP and example of business plan were also put in the Model as tools for realizing the
goals. In the “Management Model”, Maintenance Inspection Team (MIT) and Management
Advisory Team (MAT) were put in the Model so that DWSS/WSSDO provides technical support
through activities of these Teams.
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【Output 1】
Basic information for the Project and necessary information for indicators are collected, and
management of the Project is appropriately executed and monitoring for appropriate water
supply management is implemented periodically.
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(Vehicles, Electric
goods)
Average Income of NRs. 92,580 NRs. 118,333 Data Unavailable
Household (year/NRs)
4 Access to Potable Water
Location of Indoor Only:19% Indoor Only:20% Indoor Only:14%
Taps/Faucets/connection outdoor Only:78% outdoor Only:80% outdoor Only:25%
Both indoor & outdoor: 3% Both indoor & outdoor:
61%
Water Source Private Connection Only:91% Private Connection Only: Private Connection Only:
Both Private Connection 100% 59%
&Well/Hand Pump:9% Both Private Connection Both Private Connection
&Well/Hand Pump:0% &Well/Hand Pump:41%
Distance of Tap/faucet <50m:91% <50m:100% <50m:70%
5 Water Supply Service
Service Time(Dry 1-3 hours/day:50% 1-3 hours/day:38% 1-3 hours/day:51%
Season, Weekday) 4-6 hours/day:50% 4-6 hours/day:62% 4-6 hours/day:49%
Frequency of Water 2 Times/day(Dry Season) 3Times/day(Dry Season) 3Times/day(Dry Season)
Supply(Weekday) All day long(Rainy Season) 3Times/day(Rainy Season) 3Times/day(Rainy
Season)
Users Satisfaction Satisfaction:50% Satisfaction:38% Satisfaction:51%
(Service Time)
Mitigation of Supply Combined usage of Well/Hand Combined usage of Combined usage of
Interruption (Using pump/Pond:91% Well/Hand pump/Pond: Well/Hand pump/Pond:
Alternatives) 91% 53%
Usage rate of Water 89% 40% 58%
Tanks
Purchasing rate of 6% 0% 9%
Bottled Water
Purchasing rate of Water 3% 2% 11%
Tanker
Satisfaction of Service Full Satisfaction:39% Full Satisfaction:44% Full Satisfaction:30%
Pressure
Water Quality Taste(Satisfaction):97% Taste(Satisfaction:98% Taste(Satisfaction):100%
Odor(Satisfaction):98% Odor(Satisfaction):100% Odor(Satisfaction):100%
Color(Satisfaction):96% Color(Satisfaction):53% Color(Satisfaction):93%
Frequency of Water 1-3 Time/year:50% 1-3Time/year:7% Data Unavailable:100%
Quality Test Data Unavailable:50% Data Unavailable:93%
Frequency of Water 1-2Time/year:11% 1-2Time/year:5% 1-2Time/year:69%
Tank Cleaning >2Times/year:1% >2Times/year:7% >2Times/year:31%
Data Unavailable:88% Data Unavailable:88%
6 Toilet Facilities
Location of Toilet Indoor Only:19% Indoor Only:18% Indoor Only:52%
Outdoor Only:78% Outdoor Only:82% Outdoor Only:18%
Both Indoor/outdoor:3% Both Indoor/outdoor:0% Both Indoor/outdoor:30%
Type of Toilet Facilities Tank Flush:18% Tank Flush:0% Tank Flush:5%
Pour Flush:39% Pour Flush:58% Pour Flush:1%
Septic Tank:28% Septic Tank:36% Septic Tank:82%
Pit Latrine, etc.:15% Pit Latrine, etc.:6% Pit Latrine, etc.:12%
7 Morbidity of Diseases There is a few data(Diarrhea and the illness of an eye have mainly broken out)
8 Expected Benefit Mitigation of Water carriage burden
Less Morbidity
Improvement in a level of life
9 Maximum Monthly 50 NRs/Month:33% 50 NRs/Month:44% 50 NRs/Month:20%
Charge willing to pay 50-100 NRs/Month:36% 50-100 NRs/Month:9% 50-100 NRs/Month:72%
(Affordability) 100-150 NRs/Month: 100-150 NRs/Month:33% 100-150 NRs/Month:6%
15%Over150 NRs/Month:16% Over150 NRs/Month:14% Over150 NRs/Month:
2%
10 Willingness to Pay
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Oversea Training ( 2005-09 : 166 Staffs; Water supply:30% Water supply:45% Water supply:56%
Japan:21%, India:17%) Plan, Project implementation Management/Accountant:20% Management/Accountant : Management/Accountant:6%
management, Disaster Health:20% 15% Others:16%
management, personnel Others:10%
Others:1% Data unavailable:22%
management, etc.
Data unavailable:29% Data unavailable:30%
Capacity of Language(English) Knowledgeable:100% Knowledgeable:80% Knowledgeable:50% Knowledgeable:60%
Expertise Technical department High technical knowledge High technical knowledge
(Waterworks Engineering, (Waterworks Engineering, construction supervision , Pipeline, Basic operation of Computer,
Pipeline, Environment, others)
Physical chemistry,
Groundwater, others)
Capacity of technical assistance is satisfying. (However teaching materials for training are insufficient
Final Report
accounts / personnel
management / racial
improvement, others)
Capacity of technical assistance is satisfying. (However teaching materials for training are insufficient
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Management capability of an organization High level
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The result of the personnel's ability rating (a training candidate is included) is shown in Table 3.5.
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Financial-planning High level (However, a written item is insufficient)
development and
management
Report generation ・ Capability of a senior member of the staffs high((For Example, annual report,
Financial report, a report)
・ Other Staffs can prepare only the report on routine work.
Leader ship A senior member of the staff is high.
Information gathering A senior member of the staff is high.
capability from an
external office
Decision-making A senior member of the staff is high
Knowledge of O&M Insufficient (Item of management log is insufficient)
management mind
Knowledge of Knowledge of water-rates revision is insufficient.
Water-rates revision
Qualificatio Spirit of good service to High level
n of citizens
Employee Consciousness of Insufficient High level
self-study
Independence of Insufficient (Reliance-upon-others-like) About sufficient
self-study
Independence of A senior member of the staff is high, High level
execution of business however, others staffs are low.
Government official's High level (For Example, service to citizens, fairness)
principle and pride
Source: Capacity Assessment Report, August 2010
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Management of documents and Not established yet
books
Personnel Staff regulations Specified
Managem Employment regulation Specified
ent
Regulation of a grade and a Specified
salary
Regulation of labor union Specified
activity
Regulation of a personnel Specified
evaluation
Regulation of the system of Not specified
commendation
Decision Routine work Functioning according to office regulations
Making When deliberations with their Functioning by the liaison conference.
other sectors are required
Speed Determination of routine work is quick.
Water Authority to revise the system of There is regulation (WUSC carries out)
Rate water rate
Authority to arbitrate revision of There is no regulation(Mediation is carried out in the internal organization of MoUD)
water rate
Monitorin Execution of a budget Functioning Functioning as an organization which assists DWSS.
g
Progress of a project Functioning
Management index of WUSC / Insufficient / unfinished
Surveillance of a benchmark
Value of a water quality Established
standard
Surveillance of water quality Insufficient / unfinished
management
Personnel Training system (domestic) Utilizing a CHRDU organization is established.
Training
Training system (overseas) Established
Technical guidance system to Established
WUSC
Teaching materials Insufficient / unfinished.
Source: Capacity Assessment Report, August 2010
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Management of documents Not established yet
and books
Personnel Staff regulations Specified
Management Employment regulation Specified
Regulation of a grade and a Specified
salary
Regulation of labor union Not specified
activity
Regulation of a personnel Not specified
evaluation
Regulation of the system of Specified Not specified
commendation
Decision Routine work Functioning according to office regulations
Making Speed Determination of routine work is quick.
Water Rate Authority to revise the system There is no regulation (WUSC carries out)
of water rate
Authority to arbitrate revision There is no regulation(Mediation is carried out in the internal organization of MoUD)
of water rate
Monitoring Management index of Insufficient / unfinished
WUSC / Surveillance of a
benchmark
Value of a water quality Established
standard
Implementation of water Seldom inspected(There are simple water analysis equipment supplied by JICA )
analysis
Surveillance of water quality Insufficient / unfinished
management
Personnel Training system (domestic) There is no opportunity except JICA training.
Training
Training system (overseas) No system
Teaching materials Insufficient / unfinished.
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(4-4) Generalization
Table 3.8 Features, Capability/Volition to be Improved and Others to be Checked (Government organization, WUSCs)
Government organization WUSC
The feature Feature ・ Educational qualification of the Personnel’s is high (Especially of the ・ The personnel's education level is low
of personnel DWSS personnel) are high ・ The working experience is high, and the knowledge of special learning
capability ・ The working experience at a place is high, and the knowledge of is high (15 to 30 years)
special learning is high (15 to 30 years) ・ The personnel's age group is comparatively balanced (However, in
・ There are many engineers (60 to 80%) Dhulabari WUSC, 65% are aged 35 and below)
・ There are many persons experienced in overseas training ・ There are many of technical background (40-70%)
・ The DWSS/ERMSO personnel have high English capability but the ・ There is almost no person experienced in an overseas training
WSSDO personnel are slightly low ・ The person experienced in domestic training is only a training program
・ Operating competency is high of JICA’s soft component (2006-2007)
・ The nature as a government official is high ・ English capability in general is low (An interpreter is necessary
excepting Mangadh WUSC)
・ Management ability is high
Capability/volition to ・Although there is self-study volition, it is a reliance-upon-others ・ Although there is self-study volition, it is a reliance-upon-others
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be improved principle (There are many middle/lower grade staff) principle (There are many middle/lower grade staff), (Mangadh
・"Motivation" volition (There are many middle/lower grade staffs WUSC has high)
which have dissatisfaction in a boss, an organization, promotion, etc.) ・ "Motivation" volition (Mangadh WUSC has high)
・ The initiative of a performing a task (There are many middle/lower ・ The initiative for performing a task is high (Dhulabari WUSC has low)
grade staff) ・ Self-valuation capability is high.(Dhulabari WUSC has low)
・ Self-valuation capability ・ The capability to create the management index
・ WSSDO has little experience on the operation and maintenance of a ・ Business management index (benchmarks)
plant ・ Management ability of O&M
・ The capability to create the management index of WUSCs by ・ Basic knowledge and application capability of O&M (however,
Administration Mangadh WUSC has high)
・ Construction supervision skill of field Engineers ・ Compatibility of the ledger of O&M
・ Knowledge of a water-rates system
In addition to this ・ The number of staff in DWSS is about 88 ・ The training item for which the personnel wish is shown below.
・ However, 50% of the DWSS staff has no job to do in their place of ・ Introduction of water service technology
work ・ Future technology
・ (Reason: The balance of an operating scale and the number of the ・ Basic operation of a personal computer
Final Report
personnel has collapsed) ・ The repair method of a water meter
・ These personnel could be dispatched as the supervisor of construction ・ Introduction of water rates
work, and for technical guidance or as adviser to WUSCs, if needed ・ Plant O&M know-how
・ The training item for which the personnel wish is shown below
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¾ Introduction of water service technology
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2.4 2.7 2.7 2.3 2.5 2.7 2.9 2.9 3.0 2.5 2.7 2.8
1) Individual (Technical) capacity 4~6 2-4 3-6 14.6
100% 115% 113% 100% 111% 119% 100% 100% 104% 100% 108% 111%
1.9 2.4 2.4 2.5 2.6 2.7 3.3 3.1 3.2 2.7 2.7 2.8
Technical capacity 2.0 2.0 3.0 7.0
100% 128% 127% 100% 102% 108% 100% 94% 99% 100% 103% 107%
2) Organization
Business
& 2.8 3.1 3.3 3.1 2.0 2.1 3.3 3.3 3.6 3.1 2.9 3.1
Management 2.0 2.0 3.0 7.0
Management
Capacity 100% 111% 119% 100% 64% 68% 100% 108% 108% 100% 92% 99%
Capacity
Institution (Written
2.9 2.4 2.5 2.9 1.9 2.0 1.9 1.0 1.7 2.5 1.6 2.0
Item to report ) 2.0 2.0 3.0 7.0
Capacity 100% 84% 89% 100% 64% 69% 100% 52% 88% 100% 66% 81%
2.5 2.7 2.7 2.7 2.2 2.4 2.8 2.5 2.9 2.7 2.5 2.7
Total (Ave) 2.9 2.4 3.6 8.9
100% 108% 110% 100% 83% 88% 100% 90% 101% 100% 93% 100%
Evaluation Point A (Excellent): 4 points, B (Good): 3 points, C (Average): 2 points, D (Poor): 1 point
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In order to select target areas, base line study was considered and it was made pass through by the
consultation at DWSS. Selected 4 target areas and mentioned here under.
1) Jhapa District: Dhulabari WUSC
2) Jhapa District: Gauradaha WUSC
3) Morang District: Mangadh WUSC, Dhankuta District
4) Implementation Period
Training was completed on mid July 2010 as mentioned in Table 3.13
5) Number of Trainees
Participating number of trainees exceeded planned number of 100 trainees. Total number of trainees
included in the training was 118 persons.
6) Method of training
Method for the training was decided considering past disputes occurred between the personnel’s of
water supply utilities and residents. It included the capability on dispute prevention, improvement on
the problem solving capability and improvement on the knowledge of residents.
Main training procedures are mentioned here under.
・ Lecture (Concept of dispute prevention, acquire knowledge on techniques of solving measures)
・ Group Consultation (Plan communalization of information)
・ Selection/Election of organizer at the area (construction of dispute prevention system)
・ Grasp on degree of understanding about the solution of the dispute
・ An obstacle factor (Analysis of training effect of display of obstacle factor)
7) Result of the training
a) Evaluation of degree of achievement
According to the comprehensive judgment of the trainers, degree of achievement has been
confirmed as per following methods.
・ Same questionnaires (with 10 questions) had been distributed on the first day of the training and
the 3rd day of the training and the contents has been evaluated. Evaluation method was ranked in 4
levels; Poor, Reasonable, Good, and Excellent.
・ Evaluation of the contents of the comments of expectation of the trainees from the training and
the result after the training.
・ Participation manner of the trainees (group consultation, status of selection of dispute solution
organizer)
Evaluation of achievement at each site is shown in Table 3.14
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water
・ Stakeholders understood the roles and management of
dispute prevention.
Dhankuta ・ Improvement in Before Seminar Mrs. Kusum
large scale has been ・ They lack concept of the Mediation and Arbitration Kumari Shrestha
found before and session. (WUSC member,
after seminar. ・ They had been thought disputes in negative aspect. NGO
・ People lacking ・ They could not been able to write the expected items on Vice-Chairperson,
knowledge has dispute consultation management Board of Member
decreased to 6% After Seminar of Municipality
from 73%. ・ Analysis method of dispute has been understood. Development
・ They were able to think positively that people need the Committee,
disputes. Social Worker),
・ Concept of the mediation/arbitration session has been Consumer of
understood. Dhankuta water
supply, residing at
・ Improved the understanding method upon dispute
Dhankuta
solution method.
Municipality
・ Understood the necessity of drinking water.
Ward no.2.
・ Understood the potential dispute issues related to the
water
・ Stakeholders understood the roles and management of
dispute prevention.
The Expert Team consulted with JICA Nepal Office on how to tackle with these requests. As a result, the
following conclusions were extracted.
・ As to the computerized billing system, it is difficult to deal with this issue in the Project primarily due
to the time constraints. It should be designed apart from the Project
・ The leakage detection equipment should be coupled with a non-revenue water reduction program,
which should be designed apart from the Project
・ Regarding water quality analysis kit, the Project will provide necessary reagents which are required in
implementing training
・ In terms of the spare parts, the Expert Team will arrange an access to the Nepali agent of Japanese
manufacturer. In addition, the Project will provide tools which are necessary in implementing OJT
Such measures were explained to C/P and accepted.
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(24) The 2nd Monitoring and Summarization of its Outcome, Manners of Utilization Methods, such
as Plan Decision and Budget Allotment etc. and Initiating Monitoring/Evaluation Liaison
Conference for Business Operation
On the 12th and the 13th August 2011, the Expert visited the 3WUSCs with the project member of
MoPPW (present MoUD), DWSS, RMSO and WSSDO to monitor and evaluate how the capacity of
WUSC and its staff was improved as an outcome of project implementation. Questionnaire surveys to
the staff were conducted, and the evaluation team assessed based on their answers and hearing from
them. The PWT member had a role of evaluator.
After this assessment, the 1st Monitoring/Evaluation Liaison Conference was held on 14th August 2011.
In the conference, 40 members participated in total including the 3 WUSCs as well as other 6 WUSCs in
Jhapa and Morang districts and the conference was chaired by the PWT Leader. The managerial persons
of the WUSCs gave comments that the training provided by the Expert Team is very beneficial on
capacity development of staff and management. On the other hand, the evaluator side pointed out a
lesson regarding evaluation method that some questionnaire items were not clear and they confused the
respondents.
(33) Hold Seminar on Reporting of Activity Outcome by the 3WUSCs through Water Supply
Utilities Liaison Conference in Each District
The 3rd Water Supply Utilities Liaison Conference was held on 9th February 2012. Apart from the 3
WUSCs, other 10 WUSCs in Jhapa and Morang District participated in this conference. The reports
from the 3 WUSCs were outlined as below:
Dhulabari
・ Through the OJT and workshop provided by the JICA Experts/WSSDO, their employees have become
more skilled.
・ Sand washer pumps which were out of operation for almost three years are now in work with the help
of the Project.
・ To extend such type of program is requested to JICA, DWSS and GoN.
・ In the upcoming days, they would share all the experience with other WUSCs for the betterment and
progress.
Gauradaha
・ The OJT/workshop provided by the Project is very useful.
・ The training encouraged them to prepare the business plan and they could prepare it, which will
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(36) Hold Workshop on Practical Use Methods, such as Results from Implementation of the 3rd
Monitoring, Plan Decision and Budget Allotment
During 6 to 8 February 2012, the evaluation team consisting of 5 members from DWSS and WSSDO
visited the 3 WUSCs to conduct the 3rd monitoring/evaluation. The evaluation was done according to the
following four categories:
1. Knowledge
(Methodology)
The evaluation is based on the predetermined questionnaires. Two different sets of questionnaire for
WUSC members and technical staffs of the Project were used. The main objectives of the
questionnaires were to capture the level of knowledge confidence of the participants.
2. Skill
(Methodology)
The evaluators observed the use of skill in the recently completed maintenance work.
3. Attitude
(Methodology)
The separate meetings with WUSC members and technical staffs were conducted. The separate
unstructured interviews were also conducted with users who at that time came to WUSC office to pay
tariff.
4. Overall management
The result of the monitoring/evaluation was presented at the Liaison Conference held on 9 February
2012.
project activities and outcomes from June to December 2012 and make agreement about the 3rd year
progress report (2) to be approved. The expert discussed with PMC necessity of more than 2 persons
assignment from WSSDO as the project C/P, how to approach the non-participating WUSCs and
modification of the Support Model. Following achievement is recognized;
・ It is agreed to instruct WSSDOs from DWSS to involve at least 2 persons in the Project as C/P and
establish proper record system of documents and training materials etc. to ensure smooth
implementation of project activities
・ It is further agreed to instruct WSSDOs to communicate with the chairpersons of the non-participating
WUSCs and try to motivate them to send their staff in the training/workshop/OJT for their own
benefits
・ The field test of the current draft of the Support Model will be conducted in Jhapa & Morang districts
to get feedback from the field. The Model shall be finalized through discussions among stakeholders
and disseminated accordingly to other areas
・ The 3rd year progress report (2) has been discussed and agreed to be approved by PMC
(49) The 4th Monitoring and Summarization of its Outcome and Develop Future Directional
Movement
From the 18th to the 22nd of July 2013, DWSS, ERMSO and Jhapa/Morang WSSDO cooperatively
implemented the 4th Monitoring and Evaluation for 8 WUSCs in Jhapa and 6 WUSCs in Morang districts.
This activity was conducted on their own initiatives while the experts were away.
They scored the WUSC’s performance from 6 points of views; organizational management, financial
management, customer complaint, business planning, water quality management and operational record
keeping (maximum 60 points as a total) and summarized the result as shown in Table 3.15.
The result was presented at the liaison conference held on 23rd July 2013 for monitoring and evaluation.
The monitoring and evaluation was conducted based on the perspectives listed below.
・ Organization management: regular meeting, general meeting, work division, office management
・ Financial management: water tariff rate, status of arrears, status of fixed deposit in bank/loan clearance,
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Birtamod 7 6 6 5 6 5 35
Sanischare - - - - - - -
Budhabare 6 7 7 7 6 7 40
Dhulabari 8 7 7 6 7 8 43
Kakarbhitta - - - - - - -
Chandragadhi 6 6 6 5 6 7 36
Letang - - - - - - -
Sakalpur 7 7 7 6 6 7 40
Pathari 6 7 5 7 5 5 35
Morang
Urlabari 8 8 7 7 7 7 44
Haraicha - - - - - - -
Tankisinuwari 7 6 6 6 5 6 36
Jhorahaat 5 5 5 6 6 5 32
Mangadh 7 7 8 8 8 8 46
Rangeli - - - - - - -
A: Organization Management, B: Financial Management
C: Complain Management, D: Business Plan
E: Water Quality, F: Record Keeping
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were explained and the attendees discussed the procedure of supporting WUSCs, dissemination of the
models, administrative improvement, and securing the budget for those.
As for securing the budget to support the improvement of WUSCs based on the guideline titled “Directive
2069”, which is in process of formulation, it has been already secured for the fiscal year from July 2012 to
June 2013. The budget for the following fiscal year is also going to be planned to be secured considering
the requests given in this conference.
In the discussion of the Support Model, it was proposed to give priority to strengthening the water quality
management and operational record keeping since WUSCs generally received fewer score in this part. The
other recommendation was to formulate and implement a business plan along with the Model.
The attendees shared common perceptions that the WASMIP Model, composed of the Management Model
and the Support Model, were effective in WUSCs’ facility O&M and running their services efficiently and
that it should be utilized as much as possible.
After the completion of the project, subcommittees will be organized for purposes such as holding liaison
conferences successively, regularly implementing the monitoring, and setting up conferences to discuss
and share their knowledge.
(51) The 3rd Year Resident Awareness Raising Activities on Conflict Management Considerations
and Stakeholder Consensus-Building Training
A local NGO (Human Rights Network and Peace Action Group: PAG) was hired to carry out training on
the Conflict Management Considerations related to the resident enlightenment activities and stakeholders.
1) Objectives of the Training
The objectives of the training are as follows:
・ To initiate local communities to establish self-help mechanism in conflict sensitive program/project
management
・ To raise awareness on conflict/disputes and to strengthen problem-solving capability among
residents.
2) Target Area
The service areas of the 3 WUSCs were selected as the target area for the Training. As Urlabari
WUSC of Morang district also show interest on the subject, it was also added in consultation with
DWSS. Thus, the training was conducted in Jhapa for 2 WUSCs, Dhulabari and Gauradaha, and in
Morang for 2WUSCs, Mangadh and Urlabari.
3) Coordination with relevant stakeholders
Before conducting the training, a visit program was carried out in the service area of all 4 WUSCs
service area from 13th to 17th July 2012. The purpose of the visit was to organize meeting with
stakeholders such as intake area community group, media people, ward consumers group, local
government bodies etc. for coordination and sharing information with the stakeholders and to collect
the names of interested candidates in the training.
4) Conduct of 3-days Workshop
During September to October 2012, the 3-days workshop was conducted separately in each target
area. A total of 117 people participated in the workshop.
i) Objectives of Workshop
・ To discuss about the importance of water
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【Output 2】
“Small and Medium-sized Water Supply Support Model” and “Small and Medium-sized Water
Supply Management Model” are developed as models for WSSDO/ERMSO and WUSC.
(10) Formulation of OJT Program on the 3WUSCs Based on Results by Capacity Assessment Study
Since the function of an organization system and the improvement effect of a role are influenced by the
improvement in capability of the personnel, capability is strengthened by the following methods.
1) Examination of the OJT execution plan
Considering the investigation result, OJT/Training execution plan for one year later was examined.
Furthermore, OJT executive plan for the 2nd fiscal year will be repeated after practically examining
the effectiveness of the training.
a) JICA feasibility study report
b) Investigation results under the present condition according to the JICA Expert Team.
c) Evaluation result of re-consignment report.
2) Extraction of problem
Based on the result of consideration 1), trainings for capability strengthening are shown in Table
3.17.
Table 3.17 Trainings for Capability Strengthening
Capability Strengthening for Governmental Organizations and WUSCs
Strengthening Item to be ・ First fiscal year (Targeted organization: WUSC, WSSDO, DWSS)
schedule of strengthened ・ Technical transfer of the fundamental knowledge adapted to the business solution
personnel of the present condition
capability ・ The content of OJT is shown in Table 3.18.
・ Following fiscal year or later
・ The OJT enforcement plan of the following fiscal year is reexamined at any time
reflecting the training effect in the first fiscal year.
Method of ・ OJT/training is carried out by the 3WUSCs respectively (Preparation of Nepali
strengthening version).
・ Person in charge of a government organization learns know-how from training of
WUSC.
・ Each trainee person evaluates / criticizes a training result, and raises the
consciousness of self-study.
Strengthening plan Item of ・ The major items that require strengthening and to be written in a report are shown
of an strengthening below.
organization/system ・ Degree of achievement of business management
・ Result of the measure against leakage of water
・ Result of improvement activities of self-study volition
・ Result of the information exchange with other water utilities
Method of ・ The central government strengthens the supervisory powers of WUSCs.
strengthening ・ Strengthening items will be written in the annual-report of WUSCs, and
improvement of a system will be promoted to a practical level.
Action plan a) WUSC
WUSC should consider the items indicated on the annual report, and should pr
reports on the result/subject at a given fiscal year.
b) Government organization (DWSS, ERMSO, WSSDO)
・ Support the action plan which WUSC carries out
・ Monitoring the contents of a report
The content of OJT based on the items of capability strengthening is shown in Table 3.18.
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(planning/design/ construction
supervision)
6. Operational guidance on Efficient Water-rate Claim Business 7. Checking &Instructing Existing 8. Checking &Instructing Existing Complaint 9. Confirmation & Instructing
Customer File Management for Implement Handwriting Processing System for Existing Waterworks Annual Report
Implement & its Contents for Improvement
・ Outline of water-rate collection ・ Purpose of ledger management ・ Purpose of carrying out Complaint activity ・ Principle of water-supply
・ Water-rates setup / amendment ・ Written item of a ledger ・ Review of the method and a system on corporation
・ Poor-and-needy consideration ・ Renewal of data, and data management complaint handling processing ・ Organization
・ Inspection-of-a-meter schedule ・ Computerization examination of the ・ Other ・ Committee
・ Computerization examination of a water-rates claim and collection practices practice of the customer data ・ Track record in a fiscal year
・ Examination of the water-rate payment method management in the relation. operation
・ Business plan of next fiscal year
・ Financial reporting
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Main O&M works ・ Abnormal surveillance and O&M ・ Stabilizer(except Mangadh WUSC)
(routine work) management of plant ・ Same as on the left- Stabilizer
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Table 3.21 Contents of OJT and Workshops for Water Treatment Plant
Enforcement of OJT Discussion
・ Method of examination of the operating condition of a plant ・ Understanding of the purpose of a water-purifying
・ Check of the operation situation of a water-purifying process facility
・ Method of control-of-maintenance for chlorine dosing equipment ・ Understanding of a water-purifying processing flow
・ How to deal with dangerous chlorine powder ・ Understanding of the role of each institution
・ Case study of Amount of feeding air for Aeration tank, chlorine ・ Cleaning of equipment and maintenance of
dosing and Back-wash time for Iron removal tanks was institutions needs to be improved.
calculated to make suitable for water quality ( for ・ Check the purpose of maintenance works
Gauradaha/Mangadh) ・ Understanding of meaning of maintenance for slow
・ Case calculation of Velocity in settling basins, rough filters and sand filter and backwash for iron removal tank
slow sand filters was carried out. (Dhulabari) ・ Understanding of the evaluation method of O&M
・ Method of a checking the operation of an equipment (routine plant
works / unusual operation) ・ Understanding of the calculation method of the
・ Review of an O&M record form operating condition of plant operation
・ Creation of O&M record ・ Understanding of O&M manual
・ Conduct repair work of the main facility under fault, and ・ Understanding of the purpose of the O&M
implementation of cleaning work (aeration tank for Iron management form, others
removal)
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d) Result of activities
i)Enforcement of a small test
The important trainees who planned and did also participated.
・ The whole rate of average results has been improved from 57% to 70 %
ii) Comments of lecture attendees
The opinions of the trainees got during the training period are shown below.
・ It is judged that the persons have learned in general the basic knowledge for which they
wished.
・ They have requested to provide training continuously, and to increase training items.
・ Training was significant.
・ The basic knowledge of how to decide the numerical value which determines an operating
condition was understood.
・ The repair method of the aeration tank was learned.
・ It would be thankful if the trainings are continuously provided gradually increasing the types
of trainings
・ The attendees were largely satisfied with the contents of OJT.
iii) Evaluation by the JICA Expert instructor
・ Although the whole degree of comprehension is 70%, it still needs to be strengthened.
・ The result of OJT is judged "To be goal achieved in general" from the following
improvement items.
¾ The ability to create operation management record of O&M improved.
¾ Operation ability suitable for quality of raw water improved.
¾ In addition, OJT of the original purpose was understood.
However, it is required to strengthen the technical knowledge about maintenance of filtering
medium for iron removal and chlorine.
・ Implementation of repeated OJT / lecture and monitoring are required.
・ All WUSCs helped co-operatively for the arrangement of training place, dispatching
trainees and operating generator for providing electricity during implementation.
The interpreter of local employment lacked sufficient technical knowledge, and was not able to
communicate effectively.
e) Pictures of OJT
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(13) OJT on O&M and New Planning Formation for Water Distribution Facilities
During a period of 6 days local area investigation from 5th - 15thSeptember 2010, present status of each
3 WUSCs was investigated and OJT was implemented in an effective and efficient manner at each
WUSCs discussing on New Planning Formation for Water Distribution Facilities.
Period and Place of the training are mentioned in the Table 3.22.
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Type of pipe material Cast iron pipe/PE pipe PE pipe Cast iron pipe/ PE pipe
Main piping equipment Air valve: about 30 pieces Air valve: about 15 pieces Air valve: about 5 pieces
Valve: about 60 pieces Valve: about 40 pieces Valve: about 42 pieces
Drain valve: about 20 pieces Drain valve: about 10 pieces Drain valve: about 16 pieces
Fire hydrant : about 10 pieces Fire hydrant: about 2 pieces Fire hydrant: about 1 piece
Organization of plant Day time: 10:00am~17:00pm (24 hrs. operation)
operation
Main O&M works ・ Leakage-of-water management and repair
(routine work) ・ Operation of valves
・ Management of Cleaning works
・ Management of a valve boxes, a hand holes, and a manholes
・ Management of a hydrants
Subject on management ・ The patrol organization which manages a pipeline periodically needs to be strengthened.
・ The repair organization of a manhole cover needs to be strengthened.
・ Check positions, such as a piping line sign and a manholes.
・ Maintenance of an O&M management ledger needs to be strengthened.
Table 3.24 Contents of OJT and Workshops for Water Distribution Facilities
Enforcement of OJT Discussion
・ Grasp of an O&M management status ・ Understanding of a piping drawing/legend symbols
・ Implementation of exploration of a piping route ・ Understanding of the role of piping network equipment
・ Check location of piping locators and valve pits ・ Analysis/evaluation of the operation situation
・ Check valves performance ¾ O&M of a water supply system is easy because of the gravity
・ Cleaning of a valve pit system using the vertical interval of geographical feature.
・ Theft preventive measures of the manhole covers ¾ Also in the time of a power failure, supply water is possible
・ Review of an O&M record form from an elevated reservoir
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d) Result of activities
i) Enforcement of a small test
The important trainees who planned and did also participated.
The whole rate of average results has been improved from 92% to 98% (refer to Table 3.46).
ii) Trainee’s Comment
The opinions of the trainees got during the training period are shown below.
・ It is judged that the persons have learned in general the basic knowledge for which they
wished.
・ Training was significant.
・ They have requested to provide training continuously and to increase training items.
・ Trainees are judged to be "satisfied" in general by the contents of OJT.
iii) Evaluation by the JICA Expert
・ The degree of achievement from the test result has improved 6%.
・ Although the whole degree of comprehension is 90%, it still needs to be strengthened.
However, on-site exploration investigation of pipe line is insufficient, and repair/ maintenance
of pipeline equipment is behind.
・ Since enough map information is not given, the improvement of effective water supply
service is difficult.
・ The training as OJT is judged "To be goal achievement in general" from the following
improvement items.
¾ The purpose of an on-site exploration was understood.
¾ The importance of the periodic check of a piping network was verified.
¾ This OJT's aim was attained.
・ Implementation of repeated OJT / lecture and monitoring are required.
・ All WUSCs helped co-operatively for the arrangement of training place, dispatching
trainees and running generator for electricity during implementation.
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e) Photograph of OJT
(14) Preparation of Draft SOP on O&M and New Planning Formulation of Water Distribution
Facilities
"Operation Control of Maintenance Manual of an O&M & New Planning Formulation of Water
Distribution Facilities” used as teaching-materials for item (13) during OJT was prepared as general
purpose the draft SOP. The content of the draft SOP is as below,
1. Standard Operation Procedure (SOP) on O&M of Water Distribution Facilities
1.1 Water Distribution Facilities
1.2 Provision of Survey
1.3 Consideration of Facility Survey
1.4 Out of Order and Measures of Valve
1.5 Procedures of investigation and report to WUSC
1.6 Water Distribution Network Map
2. New Planning Formulation of Water Distribution Facilities
2.1 Water Distribution Facilities Plan
2.2 Issues in the Planning Process
2.3 Type, Size and Location of Facilities
2.4 Planning and Conceptual Design of Distribution Facilities
2.5 Required Quantities
2.6 Maximum daily design water flow, Hourly maximum design water flow
2.7 Distribution Network System
2.8 Distribution System
2.9 Piping System Sizing
2.10 Design Criteria in Hydraulic Analysis
2.11 Consideration of Planning of Distribution Network
2.12 Accessory Equipment
2.13 Service Reservoirs and Elevated Tanks
2.14 Operation and Maintenance (O&M) of Distribution Facilities
(15) OJT on Water Quality Management (By Simple Water Quality Control) in ERMSO
During a period of 12 days of local area investigation from 10th - 25thAugust 2010, present status of
each 3 WUSCs was investigated and OJTs was implemented in an effective and efficient manner at
each WUSCs discussing about Water quality management.
1) Shift of a Location for conducting OJT
Although OJT by simple water analysis was scheduled to be carried out at the beginning using the
analysis center of ERMSO, but as a result of discussion with C/P on the need of evaluation in
advance, the enforcement place of OJT was changed due to difficulty of maintenance control of
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existing analysis equipment. OJT was carried out at the site of each WUSC. OJT was carried out
from 10th to 25th August 2010 at Dhulabari, Gauradaha, Mangadh WUSC.
a) The Objective of the Training
The following effects were acquired as a result of training to each WUSC.
In addition, the JICA Expert on O&M of Water Treatment Plant and Water Quality management
carried out this OJT.
・ Training to trainees has been carried out.
・ Practical OJT training suitable for an operation management situation has been carried out.
・ The existing simple analytical instrument has been evaluated.
・ Evaluation of the present water quality has judged easily.
・ The item of water quality measurement was nine items required for the present water analysis,
they are pH, Turbidity, Color, Iran, Coli form, Residual chlorine, Ammonium nitrogen; NH4-N,
Nitrate nitrogen; NO3-N and Electrical conductivity.
b) Current Conditions
Water quality management of the 3WUSCs is carried out on an irregular base.
The situation of water quality management is shown in Table 3.25.
Frequency of Turbidity : Raw water in rainy Turbidity:(once /1-2 days) Turbidity:(once /week)
measurement(Inside season (once /day) Residual chlorine:treated water Residual chlorine:treated water
of a water Residual chlorine : Treated water (once/ 1-2days) (once/day)
purification plant) (once /day) pH:not measured (breakdown) pH:not measured (breakdown)
pH:not measured (breakdown) Iron:once/1-2days Iron:once/week
Bacteria test:Self-supply
Main O&M works ・ Implementation of a periodical water examination (a sampling and measurement)
(Routine work) ・ Implementation of accuracy proofreading of water quality test equipment
・ Implementation of maintenance of equipment (cleaning / storage / checking battery)
・ Creation of the report of the water quality result to a plant O&M operator
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・ Creation of record
Issue of water ・ An understanding and strengthening of the purpose of water chemistry control are needed
quality control ・ Strengthening of the knowledge of a definition of an analysis item is needed
・ Strengthening of the management ability of a water analysis record ledger is needed
・ Strengthening of the knowledge of accuracy management of analysis equipment is needed
・ Strengthening of the cross-check of a simple water examination result is needed
・ Strengthening of the water examination of a water tap is needed
Table 3.26 Contents of OJT and Workshop for Water Quality Management
OJT Workshop/ Discussion
・ How to deal with water analysis ・ Grasp of the concept of water quality management
equipment ・ Grasp of the basic knowledge of the water analysis method
・ About the measurement error of a ・ Evaluation of water quality management
water analysis instrument ¾ Analysis is carried out with the existing water analysis
・ Sampling method equipment.
・ Implementation of a water quality ¾ The performance of water analysis equipment needs to be
test inspection, and evaluation of an checked.
analytical value ¾ It is necessary to reflect the result of water analysis data in
・ Creation of record operation of a plant.
・ Grasp of the meaning of a water quality standard value / water quality
item
・ Grasp of the basic knowledge of the mechanism of the analysis
equipment
・ Method of water sampling and its storage
・ Creation and storage of a report
・ Understanding of the meaning of the necessity of feeding back an
analysis result to O&M administrator
d) Result of activities
i) Enforcement of a small test
The important trainees who planned and did also participated.
・ The whole rate of average results has been improved from 45% to 55%.
ii) Implementation of comment investigation
Most trainees’ comment is shown below.
・ In general, the basic knowledge for which it wished at the beginning has been learned.
・ OJT of simple water analysis was positive experience.
・ Since treated water quality conformed to meet the regulation value, they felt reassurance.
・ They have requested to be continuously given training, increasing a training item.
iii) Evaluation by the JICA Expert
・ The whole degree of comprehension is 50%, and it is necessary to strengthen it.
・ Especially the degree-of-comprehension level of the basic knowledge of water quality is low.
・ The training as OJT is judged "To be goal achieved in general" from the following improvement
items.
¾ Ability to create record of a water quality daily report improved.
¾ Basic knowledge which evaluates a water analysis value improved.
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e) Photographs of OJT
(16) OJT on Water Meter Reading /Meter Calibration Control and Prepare Draft SOP
OJT and lectures for capability strengthening were carried out from 5th to 15th September 2010
a) Objective of the training
・ Acquisition of the basic knowledge of how to read water meters, water meter reading method.
・ Acquisition of the basic knowledge of a water meter and piping a house-connection.
・ The method of accuracy management of a water meter
・ Information control of a water meter
b) Achievement set up at the beginning
・ The situation of the operation is shown in Table 3.27.
・ An inspector reads a meter value, and writes down the value in a meter reading slip and billing
slip at meter checking.
・ Calculation of the amount billed computes water rates from a water-rates simplified chart, and
is immediately entered in a column on the slip.
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d) Result of activities
1) Enforcement of a small Test
The important trainees who planned and did also participated.
・ The whole rate of average results has been improved from 50% to 66%.
2) Trainees’ comment
The opinions of the trainees during the training period are shown below.
・ In general, the basic knowledge for which it wished at the beginning has been learned.
・ OJT of how to read a water meter was positive experience.
・ They have requested to be continuously given training, increasing a training item.
3) Evaluation by the JICA Expert instructor
・ The whole degree of comprehension is 60%, and it is necessary to strengthen it.
・ The training by OJT is judged "To be goal achieved in general" from the following
improvement items.
¾ Importance of the water meter was understood.
¾ Mechanism of the water meter was understood.
¾ In the future, the necessity for the information control of repair and performance record
of the meter was understood.
・ Implementation of repetition OJT / lecture and monitoring are required
・ All WUSCs helped co-operatively for the arrangement of training place, dispatching trainees
and running generator for the implementation.
4) Preparation of the Draft SOP
The SOP proposal on the methods of water meter reading and water meter accuracy management
was prepared. The content of the draft SOP is as below,
1. Installation of Service pipe and Water Meter
1.1 Service Pipe
1.2 Location of Water Meter
1.3 Pipe Working
1.4 Water Meter
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Name of Working Committee(9) Time Schedule of Water Supply Water Quality Standard Table
a) Implementation of Training
Training was implemented under the instruction of the JICA Expert in the form of discussion with
participation of all members.
・ Meaning of public enlightenment
・ Analysis and Evaluation of the present activities.
(The activity which obtains an understanding of a water utility is still insufficient)
・ Means of Enlightenment activity
(Priority order of Enlightenment items, an object generation/Group/Place, Preparation of PR
document, PR order/frequency etc.)
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Table 3.32 shows the example of the written items in the bill.
In order to keep consumer well aware of water tariff and to keep track on the regular payment,
WUSC issues a water booklet as membership card to each costumer at the time of water service
connection (Each one keeps it).
The example of a written item in the water-booklet is shown in Table 3.33.
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(20) Checking and Instructing Existing Complaint Handling Processing System for Improvement
During a period of 9 days of local investigation from 18th to 27th August 2010, present status of each 3
WUSCs was investigated and the training on the subject was conducted in an effective and efficient
manner for about 1 day at each WUSCs discussing about the computerization system of complaint
register.
・ Number of average attendants were about 7-13 person per day
・ 97% of them were WUSC employees.
a) Objective of the training
・ Support on improving complaint ledger of c/p organizations
・ Analysis of present activity status
・ Sharing of Basic knowledge of complaint ledger
b) Current conditions
・ A customer's complaint has two kinds, water rates and water supply.
・ Complaint management procedure is presented here under.
・ Registration of a complaint is reported by the WUSC's window or water meter reader or
telephone.
・ Information about complaint in recorded in the register.
・ Complaints are correspondent by the related personnel according to the contents of the
complaints
・ Time of the usual measure against a complaint, investigation/reply repair is carried out
immediately.
・ A person in charge indicates the circumstances of a measure, and a result in a ledger.
・ The statement of a complaint is indicated by a "handwritten system" in a note ledger.
・ The repair charge which a customer should pay is added to water rates next month.
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c) Implementation of training
Training was carried out in discussion form under the JICA Expert’s instruction.
・ Meaning of a complaint ledger
・ An understanding of the information (written item) indicated
・ Grasp of the subject of handwritten office works
・ Deliberations of the effect of computerization of office works
・ Acquisition of the input skill of a personnel
・ Deliberations of maintenance expense
d) Result of activities
i) Comments of lecture attendees
・ According to questionnaire self-evaluation results, 25 participants out of the 38 participants were
satisfactory.
・ The training was beneficial
・ They want the continuation on the implementation of the training adding more training items.
ii) Evaluation by the JICA Expert
・ Most of the trainees understood the contents of the training
・ Recording of complaints is well managed on a ledger.
・ It takes time to analyze the data of complaint due to paper-based management.
・ Computerization for the increase in efficiency of the operation needs to be budget-sized
・ Objective of the training was achieved sufficiently
・ All WUSCs helped co-operatively for the arrangement of place for training, dispatching trainees
and arrangement of generators for the implementation of the training.
(21) Confirmation and Insuring Existing Waterworks Annual Report and its Contents for
Improvement
Within the period of 9 days of local investigation from 18th to 27th August 2010, present status of each
3 WUSCs was investigated and the program was implemented in an effective and efficient manner for
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about 1 day at each WUSC conducting discussions about the Annual Report & its Contents for
improvement.
・ Number of average attendants were about 7-13 person per day
・ 97% of them were WUSC employees.
a) Objective of the training
・ Support on improving publication of Annual report to C/P organizations
・ Analysis of present activity status
・ Sharing of Basic knowledge of Annual report
b) Current Conditions
・ In order to report the business track record of each fiscal year in WUSC's general meeting (WUSC
of Dhulabari/Mangadh are publishing an annual report every year.)
・ However, Gauradaha is publishing a report as their business track record once in 3 years; only an
internal audit report is being presented in the annual general meeting.
Contents of the internal audit report are shown in Table 3.36.
c) Implementation of training
Training was carried out in discussion form under JICA Expert’s instruction.
・ Meaning of annual-report issue
・ Understanding of the information (written item) indicated
・ Instruction of the improvement proposal of the annual report (setup of the included business
management index)
d) Result
i) Comments of lecture attendees
・ According to questionnaire, within the 38 participants, self-evaluation results of 25 participants
were satisfactory
・ The training was beneficial
・ They want the continuation on the implementation of the training adding more training items.
ii) Evaluation of JICA Expert’s instructor
・ The contents of the annual report and issue are fixed in general.
・ Computerization for the increase in efficiency of the operation needs to be budget-sized
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(1) OJT Implementation on Maintenance of Water Distribution Facilities and formulation of New Plan,
and Water Meter Reading/Meter Calibration Control
1) Contents of OJT/Workshop
With the draft SOP created in the 1st year as an instruction material, OJT/workshop were provided
to the 3WUSCs regarding maintenance of water distribution facilities and formulation of new
plan, and water meter reading/meter calibration control. The contents of the OJT/workshop are as
follows:
a) Confirmation of current facilities which consist of raw water transmission pipelines,
transmission pipelines, distribution pipelines and elevated tanks
b) Implementation of regular inspection and creation of check/repair sheets, and filling up
c) Creation of water distribution facility map including the pipeline routes, locations (valves,
washout and fire hydrant), pipe diameter and pipe material for maintenance and repair
d) Instruction of water distribution plan including items for consideration, procedure, pipe
diameter determination, measure of distribution dead ends and so on
e) Comprehension of proper water meter management such as storage and delivery records and
treatment
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3) Achievements of OJT/Workshop
a) Water distribution facilities inspection
・ At the beginning of the project, WUSC has not conducted facility inspection and facility
malfunctioning such as manhole cover missing, differential settlement of valve chamber and
unconfirmed valve location were found at the sites. Facility malfunctioning was gradually
reduced because of introduction of inspection activity into daily work and implementation of
regular inspection according to the draft SOP.
・ Regular inspection of the facilities is conducted every month, and the results are reported to
the manager and/or committee member. When facility malfunction was found by a staff, the
result is informed to the manager and/or committee member, measures for it are taken.
(Gauradaha WUSC, Mangadh WUSC)
・ Distribution pipe repairs are maintained and recorded in other ledgers (location, malfunction
content and countermeasure).
・ The facility information maps which show locations of pipeline routes, valves and planed
pipes are prepared by the 3WUSCs, and are available for the maintenance checkup. The maps
are expanded in order to correspond to the planned distribution pipes.
b) Water meter management and calibration
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・ At the beginning of the project, WUSC did not have proper knowledge to install a water meter
and to correspond to failure and of calibration, management of water meter. WUSC
corresponded only to customer complaints. However, WUSC can handle customer complaints
by the implementation of appropriate meter installation, management and calibration
according to the draft SOP.
・ The 3WUSCs conducted the examination of instrumental error with reference water meter for
existing water meters about which customers have complaints. Since the results of
examinations (calibrations) were within the range of the allowable error of measurement,
customers’ complaints were solved and WUSCs gained the understanding of customers.
WUSC staffs have solved such complaints and cope with them by meter calibration with their
reference water meters since OJT/Workshop.
The WSSDO staffs were also involved in such OJT/Workshop. As a result, WSSDO staffs have
guided to WUSC staffs by themselves gradually shifting from the JICA Expert. Two tests to WUSC
staff were conducted to measure the improvement of their ability and understanding before and after
OJT/Workshop. It can be judged that trainees’ comprehension and understanding progressed after
OJT/Workshop since their test scores were improved. Results of tests are shown below.
It is noted that the contents and degree of difficulty of the test were different depending on the
contents of OJT/Workshop. The test scores of the 3WUSCs staff are shown in Table 3.38.
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Since the water distribution maps were linked together with the facility information/ledgers in the
3WUSCs, the information can be shared and be centralized for other staffs. Therefore, the facility
information which technicians and plumbers have relied on their experience and memories till
now can be visualized and be also shared to a third person. Furthermore, places where consumers
complaint such as low water pressure and water quality deterioration occur can be confirmed with
the information map, and the causes can be supposed. WUSCs are able to study countermeasures
such as elimination of dead ends, pipe looping and valve control, and they take measures.
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However, Gauradaha WUSC gradually started measuring free residual chlorine and coli forms at
the tap by simple analysis kits. Mangadh WUSC started water quality test once a day, while it
was implemented every 5 days last year. Actual operation management seemed to have been
progressing little by little, which was different from the test results.
2) Training for DWSS Staff
Very few staff from Morang and Jhapa WSSDO attended the training last year, although the target
was the staff of WSSDOs and WUSCs. To improve the situation, detailed table with the schedule,
activities, target/ discussion staff, what to be prepared by Nepali side were prepared in advance of
the site visit in March-April. It was informed through DWSS and sent to the man in charge of
WSSDOs and WUSCs in question by fax and directly by telephoning by the JICA Expert side.
For this reason, the visit of the JICA Expert in March-April was known to all, which resulted in
increase of participants from the 2 WSSDOs.
However, the originally main objective of the Project is that DWSS with the assistance by the
JICA expert shall train WSSDOs and trained WSSDOs shall train WUSCs.
The JICA Experts discussed the restructure of the Project with DWSS, back to the original
objective of the Project; the target of the training shall be DWSS at first. Through the discussion
between the two parties, both party reached the agreement of strengthening the capacities of
DWSS Central laboratory and DWSS staff and the flow of capacity development from DWSS to
WSSDOs and WUSCs.
It is clear that DWSS laboratory has the major role and strengthening its capacity is the urgent
issue for confirmation of the accuracy of the measurement results by simple analysis kits at site
and by district laboratories, and for implementation of water quality management.
Stable power supply with stable voltage is the first priority for proper operation of the laboratory.
In addition, new reagents and standard solutions are also required. For these reasons, the both
parties reached an agreement as M/M that DWSS shall procure generator to assure the operation
during blackout, stabilizer, new reagents and standard solutions till the time of next visit of the
JICA Expert on August 2011.
The same training contents and quantitative approach as having used for the staff of WUSCs and
WSSDOs were presented to DWSS staff. It was well received; however, the attendances were
limited because of the sudden offer from DWSS. The JICA Expert promised that similar and more
detailed presentations with some practical exercises shall be added to strengthen the training next
time for more DWSS staff.
3) Discussion with ADB on cooperation with ADB
The JICA Expert discussed the cooperation with ADB which provided analysis equipment, etc. to
6 district laboratories. ADB replied that they proposed the solution of lack of human resources
and definition of the meanings of the laboratories to the Minister. However, they have no
intention to dispatch the expert to operate the laboratories properly until the Nepali Government
reacts to the proposal.
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Itahari laboratory had never replied whether they want to participate in this Project or not.
However, DWSS proposed that 6 district laboratories shall participate in the training for DWSS
Central laboratory to be implemented from August 12th, 2011. Through the training, they will be
able to understand basics of water quality analysis.
The Second Site Visit in the Second Year August - October, 2011
1) Training for DWSS and DWSS Central Laboratory
Training for DWSS and DWSS laboratory was implemented from August 12th to September 12th,
2011. The training consists of water quality management and process control.
The main objectives of the water quality management (August 12th - 25th, 2011) are how to secure
analysis accuracy in water quality analysis calibration procedures of analyzers by using standard
solution. Confirmation of reliability of simple analysis kits to be used at site how to use the
analysis results
Regarding Process Control, the main objective of process control is to secure understanding and
evaluation of water purification process by conducting jar-test and simple iron removal
experiment.
Prior to the implementation of training to the DWSS central laboratory, whether what had been
agreed in April, 2001, was practiced or not was confirmed by e-mail to the DWSS from Japan.
As the result, it was confirmed that DWSS could not yet purchase generator, stabilizer and new
standard solutions by political turmoil in Nepal, though DWSS had finished budget request to the
upper organization. On the other hand, it was also confirmed that electricity supply has been
greatly improved in 2011 compared to 2010. The JICA Expert decided to implement the training
as the schedule, with purchase of new standard solutions necessary for the training by JICA side.
The JICA Expert confirmed again the situation through discussion with DWSS, along with
explanation of training content. But the situation was the same as the mail. In addition, DWSS
explained Atomic Absorption Spectrometer (AAS) was out of order and requested the supplier to
repair and it was uncertain that AAS can be used during scheduled training period. For this reason,
changing the part of training contents might be avoidable. However, during the schedule,
DWSS purchased, by own, Japan-made stabilizer to secure AAS operation and negotiated the
supplier to manage to change the parts. By their great efforts, AAS could be used for the training.
Training contents for DWSS Central Laboratory was as the followings.
i. Seminar
・ Meanings of the parameters to be analyzed
・ Basic to secure accuracy in water quality analysis and preparation of analysis flow sheet
・ Introduction of Certified Environmental Analyst system in Japan, etc.
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・ Confirmation of current operation and daily inspection of equipment, discussion for further
improvement
・ Discussion on necessary tools, etc.: confirmation of necessary tools and equipment WUSC
side submitted and additional ones necessary for O&M of WTP
・ Preparation of main equipment, instruments, etc.: Name of equipment and instruments,
manufactures, type, specifications
・ Discussion of others concerned
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Suggested DWSS DG and DDG and the manager of Q/C section the followings.
・ To become trainers for DWSS Central Laboratory needs continuous training by themselves,
how to improve measurement accuracy, lower determination limit, detection limit, etc.
・ To establish the system to measure all parameters required in the standard of drinking water
・ To execute above, budget procurement is necessary
ii. Training for the 3WUSCs
1) Current situations of O&M
・ Ensured that turbidity/color measurement kit which is being used at the 3WUSCs can be
available with satisfactory accuracy by confirming the measurement accuracy with standard
solutions brought from Japan at Mangadh WUSC.
・ WUSCs pointed out what to be added and modified in draft SOP. The revised English and
Nepali versions, reflected to the discussion, were sent to WSSDOs and WUSCs
・ Mangadh WUSC and Gauradaha WUSC has started measuring least parameters to be
measured with simple analysis kits at site and timely asking official measurement to the
Laboratory having ISO 17025.
・ Residual chlorine level of the day is shown on the board at customer window for the fee
payers to recognize.
・ In addition, Mangadh WUSC has started the satisfaction survey to the customers regarding
water supply quantity and quality and asking regularly external organization to check the
status of the equipment
・ Although the concept of water quality management is recognized and implemented both at
Mangadh WUSC and Gauradaha WUSC, process control seems not be established, seeing
such facts as no records of inflow, backwash flow, etc..
・ Water quality measurement seemed not enough implemented at Dhulabari WUSC, seeing the
fact that newly purchased reagent bags to measure chlorine were not opened. On the other
hand, some improvement was observed such as recording chlorine chemical consumption and
piping water line to avoid chlorine exposure when staff contacted chlorine.
2) There were some requests from the 3WUSCs regarding mechanical and electrical training.
Regarding machinery and equipment;
・ Knowledge of repair works, necessary tools and instruments for repair works
・ Motor coil repair procedure
・ How to maintain motors, compressor, etc.
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system as well as knowledge and skill of customer service staffs. The current billing work process is as
follows:
1) When meter reading takes place, reading record and bill are prepared and handed to the
customer.
2) The reading record is transferred to the reading ledger at the office.
When a customer comes to pay, comparison with the ledger record is done and arrears situation
is checked by referring to the customer ledger and the payment ledger.
3) The payment record is put down on the reading, customer, and payment ledgers, followed by the
issuance of receipt.
4) After such billing and collection work, the payment ledger is handed to the accountant for
accounting work.
As such, billing and collection system closely links with accounting system in cash handling, and
therefore, these procedures cannot be easily cut down so as to ensure the accuracy of accounting. The
Expert has a view that the existing system is not always inefficient as long as it is done by manual
work.
On the other hand, the number of connection exceeds 2,000 in Mangadh and Dhulabari WUSC, and it
almost comes to a limit for manual handling. It is considered that computerizing is necessary to deal
with such a large number of data efficiency and accurately. However, since the computerized billing
system entails a lot of cost and time (for procurement of hardware and software, customization, data
entry, operation training, etc.), it was judged that computerized billing system will not be included in
the TOR of the Project.
Based on such background, the Team guided and recommended to improve cashier windows and
cashier’s job flow for reducing miss recording and miss transaction at the 2nd year workshop in
February 2011. In addition, since request of computerized billing and collection system from WUSCs
are still strong, the Team introduced card based customer ledger. The trainees understood that the base
work such as billing and collection is common to both the computerized and the existing manual
billing systems.
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system as long as the computerized billing and collection system is not introduced.
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decide the plan of business activities for coming 3 years. This plan of business activities is announced
in their annual assembly and approved, and also briefly mentioned on their annual report. Thus, the
management committee cannot guarantee business activities beyond their assignment period and is
also afraid that their successor denies and criticizes their plan.
Apart from such a situation, the JICA Expert Team assessed reality and introduced concept and
method for prepare business plan in the workshop of the first year.
In the second year, the Team conducted joint workshop with corporation of engineering expert and
management expert and invited all WUSCs in Jhapa and Morang Districts in February 2011. 48
participants attended in this joint workshop. In this workshop, the Team requested to prepare business
plan up to 2020 to the 3 WUSCs and make presentation on the next joint workshop scheduled in
November 2011. In this joint workshop, the Team suggested to starts to prepare their business plan as
soon as possible and also feel free to ask any question regarding preparation of business plan and will
reply on coming follow up meeting. Then the Team conducted follow-up meeting on March 2011 but
any WUSC did not touch anything at that point.
Again, the Team explained process to prepare financial plan in business planning at the follow up
meeting in November 2011. According to this instruction, the 3 WUSCs prepared the business plan.
The prepared plan was presented at the joint workshop held in Dhulabari on 30 November 2011. The
participants of the workshop included 2 from DWSS, 5 from WSSDO, 21 from the 3 WUSCs, and 35
from other WUSCs, which totaled 63.
The business plan has a target year of 2025, and includes investment plan, operation and maintenance
plan, water tariff setting, financial (cash flow) plan. The presenters prepared the materials by
themselves and presented in Nepali. By having such an opportunity, the WUSC staff has deepened
their understanding of contents of the business plan, methods of preparation.
1) Contents of Training/Workshop
In consideration of WSSDO’s roles and instruction to WUSCs with the draft SOP, the contents of
Training/Workshop are 1) water distribution facility planning/design/construction management, 2)
water meter maintenance and calibration, 3) water distribution facility maintenance, 4)
introduction of OJT by WSSDO.
2) Achievements of Training/Workshop
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OJT/Workshops had been conducted by the JICA Experts to the 3 WUSCs and 2 WSSDOs since
commencement of the Project. Since WSSDO engineers, however, served as a lecturer to other
WSSDO staffs, the following results are achieved, a) technical information and opinions exchange,
b) revision of the draft SOP on new planning formulation of water distribution facilities, c)
technology exchange between WSSDO and WUSC in OJT.
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There are 8 target WUSCs except Mangadh WUSC in Morang district. After consultation with
Morang WSSDO, these WUSCs are divided into 3 groups in consideration for location, region and
accessible. Relatively priority group was selected this time.
In the meanwhile, there are 9 target WUSCs except Dhulabari and Gauradaha WUSC in Jhapa
district, and WUSCs are divided into 4 groups. OJT/workshop will be conducted to all target groups
in 3rd year activities of the Project.
(35) Development of “Small and Medium-Sized Water Supply and Management Model (Draft)”
The JICA Expert Team prepared a draft of the Management Model. The draft model enumerated the
required items which an ideal water supply utility should furnish in each of the following aspects.
・ Institutional
・ Functional
・ Mental
・ Computerization
At the joint workshop held on 30th November 2012, the draft model was presented to the WSSDO staff
in Jhapa and Morang district, and the participants from DWSS. In December 2011, discussions were
made between 6 members at the DWSS Office on the concept of draft model. The discussions
concluded as follows:
・ It is important to disseminate this model to all over the country to enhance the capacity of WUSCs.
・ It is necessary to give an orientation at the regional level, and let them know the concept of the
model.
From December 2011 to January 2012, DWSS gave an orientation to the regional staff at 3 regions on
the concept of the model.
(38) Hold Workshop on “Small and Medium-Sized Water Supply Management Model (Draft)”
for Introduction
A workshop for introduction of “Small and Medium-sized Water Supply Management Model (Draft)”
was held on 10th February, 2012. Apart from the 3 WUSCs, other 10 WUSCs in Jhapa and Morang
District participated in this workshop.
An engineer of DWSS presented the concept of the Management Model that an ideal water supply
utility should furnish the required items in institutional, functional, mental and computerization aspect.
It was confirmed that by the discussion on the Management Model, it helps WUSCs for efficient
managerial process in future, and the Model will help WUSCs to be self-sustainable.
The JICA Expert suggested that WUSCs participated here should pursue a realistic model rather than
ideal one. The 3 WUSCs, Dhulabari, Gauradaha, Mangadh are a good benchmark for other WUSCs,
and could be a realistic model. The purpose to introduce this model to other WUSCs is to make them
catch up with the 3 WUSCs. Another workshop will need to be held to formulate the implementation
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(39) Development of “Small and Medium-Sized Water Supply Support Model (Draft)”
The JICA Expert Team prepared a draft of the Support Model. The draft model indicates the following
6 areas which DWSS needs to support for WUSCs.
・ Guide to construct institutional system
・ Provide training to strengthen the knowledge of staff
・ Provide OJT to ensure skills of staff
・ Provide an opportunity for information exchange between WUSCs
・ Provide financial resource
・ Provide physical facilities and materials
Together with the Management Model, discussions were made between 6 members at the DWSS
Office on the concept of draft Support Model in December 2011. The discussions concluded that to
give an orientation on the concept of the Support Model is necessary at the regional level, and their
feedback on the draft model should be expected.
From December 2011 to January 2012, DWSS gave an orientation to the regional staff at 3 regions on
the concept of the draft model.
On 27th February 2012, a brainstorming workshop was conducted at the DWSS Office to extract ideas
of detailed support system in the above 6 areas from the DWSS staff members. The participants
totaled 24 including member of DWSS, RMSO, WSSDO.
The discussion points through the brain storming for each of above areas were as follows:
1. What kind of support is already implemented to WUSCs by DWSS.
2. What kind of support should DWSS/RMSO/ WSSDO provide to WUSCs to improve their
capacity
3. How frequently and by what organization should the support activities be done.
As a result of the brainstorming, the following ideas of necessary support were extracted from the
participants. Contents of the necessary support are shown in Table 3.41.
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ensure skills of staff ・ Training for plumber, electro mechanical, meter ・ During construction ・ WSSDO/CHRDU
reader, leak detection /periodic refresher
・ Training for WTP operator, water quality test ・ Completion of project ・ WSSDO/CHRDU
・ Post construction training ・ Completion of project ・ WSSDO
・ Accounting training ・ Completion of project ・ WSSDO/CHRDU
・ Business plan training ・ Completion of project ・ WSSDO/CHRDU
・ Basic computer training ・ Completion of project ・ WSSDO/RMSO
・ Water shed management training ・ Completion of project ・ WSSDO
・ Wastewater/sludge management training ・ Completion of project ・ WSSDO
Provide an ・ Exchange visit for management committee and ・ Annually ・ WSSDO/RMSO
opportunity for staffs
information ・ Publication and distribution of booklets, ・ Periodically ・ WUSC/WSSDO
brochure, newsletter
exchange between
・ Establishment of websites ・ Regularly ・ WSSDO/DWSS
WUSCs
・ Liaison Conference ・ Annually ・ RMSO
Provide financial ・ Provision of O&M fund with an amount equal to ・ Prior to project ・ DWSS
resource 5% of total project cost (2.5% in cash from implementation
WUSC out of their 20% contribution and 2.5%
from DWSS).
・ Separation of certain percentage of revenue & ・ Every month ・ WUSC
certain percentage for future improvement and
extension.
・ As required ・ WUSC/DWSS
・ Cost sharing for extension and improvement
・ As required ・ WUSC/DWSS
・ Facilitate for arrangement of soft loan, bank
loan, share floating mechanism, equity bond
・ Guidance for tariff fixation ・ As required ・ DWSS
Provide physical ・ Logistic support for Office Establishment ・ Completion of project ・ DWSS/WSSDO
facilities and ・ Support for Lab facilities, chemicals, advanced ・ Completion of project ・ DWSS/WSSDO
materials test kit
・ Regular monitoring and evaluation mechanism ・ Completion of project ・ DWSS/WSSDO/RM
SO
(41) Refresher Training Concentrating on O&M, Business Operation Improvement and Plan
Formation for New Water Treatment Plant, etc.
1. O&M on Water Treatment Plant and Water Quality Management Refresher Training in August 2013
In the first and second year, the JICA Expert organized OJT mainly to DWSS, DWSS Central
Laboratory, CHRDU, 2 WSSDOs and the 3 WUSCs. The main objective of the activity in the 3rd year
is to initiate DWSS and its Central Laboratory to conduct training to Morang and Jhapa WSSDOs, and
these both WSSDOs to take initiation on the training to all 20 WUSCs in their respective district.
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The certificate of participation was awarded to all participants. Mr. Santosh Koirala from DWSS
Regional laboratory, Itahari and Mr. Prakash Mishra from CHRDU who attended the same training in
the last year also (Mr. Prakash Mishra) are selected as the trainer for Morang and Jhapa WSSDOs,
respectively.
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recommended that opportunities for internal technical transfer shall be more organized even in a
WUSC since the more staffs share knowledge and skills of facility O&M, the more sustainable
service of the WUSC would be.
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not been done for more than 6 months. There was also lack in their understanding regarding an
existing water meter calibration.
→WSSDO/CHRDU Engineers and the JICA Expert explained the necessity and importance of
periodical maintenance, and instructed how to conduct inspection and an existing water meter
calibration. Inspection of distribution facilities has been implemented appropriately then after.
c) Dhulabari WUSC
Regular inspection, maintenance of the distribution facilities and revision of the distribution map had
not been carried out for more than 6 months. The reason behind was the recruitment of a new manager
who could not grasp fully the project activities and contents of the draft SOPs in this period. The
technicians and plumbers did not take any initiative on their own and remained passive.
Jhapa WSSDO Engineer gave new manager draft SOPs both in English and Nepali language and
asked him to attend the OJT/Workshop at Birtamode WUSC. Accordingly, he took part in the
workshop/OJT. Then after, Jhapa WSSDO monitored their activities and confirmed the
implementation of regular inspection and revision of the map. Some facilities such as valve box covers
were repaired.
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(43) Development of “Small and Medium-sized Water Supply Management Model (Draft)”
(Continued)
The Team developed a draft of the Management Model and presented in the second joint workshop at
Dhulabari WUSC in November 2011. On August 2012, the Team updated the model and made a
presentation at a workshop on 28th November 2012. The updated draft described the following points.
・ The ideal status of WUSC is attained when they will be able to achieve their mission of “provide
safe water in an affordable and stable way with reasonable cost to maximum people in their
jurisdiction”.
・ For realization of this ideal situation, WUSC may need to strengthen the capacity of facility to
provide water more than the demand, as well as to maintain financial capability in a sustainable
and stable manner to carry on their activities, and to enhance operational capability including
capability of operating and maintaining of facility as well as managing capability of water
supply business.
・ Business plan is a tool for the realization of ideal status of WUSC. Business plan is also a
method for strengthening capacity of facility and enhancing financial capability for realizing the
ideal status step by step. Setting target and act (e.g. facility improvement project) to realize these
targets, and carry on financial activity including improvement of water rate and ensure to realize
capital investment (e.g. the facility improvement project).
・ For strengthening operational capability, carry on job flow standardization based on SOP, and
training based on manual to enhance skill of the staff.
(45) Holding Workshop on “Small and Medium-Sized Water Supply Management Model
(Draft)” for Dissemination
The 1st Workshop on 9th July 2012
In disseminating the Management Model to the other 17 WUSCs in Jhapa and Morang, a workshop
was held on 9th July 2012 in order to make them understand the contents of the draft Management
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Model as well as SOP and Business plan. The training plan to be conducted from August 2012 for
these WUSCs was also explained at the same workshop.
The achievements of the workshop are as follows:
・ About 40 participants from 19 WUSCs had participated in the workshop in spite of their busiest
period at the end of fiscal year which confirmed their eagerness to join in the Project.
・ DWSS took initiative in the workshop, where a planning engineer explained the Management
Model and the Morang division chief explained SOP. The chairperson of Mangadh explained
that they still are on the process of preparing financial report for their general assembly based on
their business plan. The technical transfer of the training could be observed in the workshop.
・ C/Ps conducted the workshop extracting problems and degree of understanding on facility
operation from each WUSC. These results can be utilized as a feedback for the training in future.
(47) Development of “Small and Medium-Sized Water Supply Support Model (Draft)”
(Continued)
In August 2012, the JICA Expert Team updated the Model and presented on a workshop on 28th
November, 2012. The updated draft recommended to provide advisory services such as management
advisory, technical advisory and financial advisory to WUSCs and to provide coaching to enhance
their management, technical and financial skills. Since WUSCs do not have sufficient capability on
preparing and updating business plan, the draft recommends for supporting on the preparation of
facility improvement plan, cost estimation (capital investment planning) and financial planning of
WUSCs.
・ To conduct joint annual monitoring and evaluation based on business plan, and provide advises on
facility improvement or management improvement.
・ To establish financial assisting scheme including grant, zero interest loan and low interest loan and
to provide financial assistance based on the WUSC’s financial capability. It also recommends
establishing fund for these financial schemes: (1) To conduct training including training at CHRDU,
OJT and workshop for enhancing skill of the staff, and (2) To provide space and opportunity for
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(48) Holding Workshop on of “Small and Medium-Sized Water Supply Management Model
(Draft)” for Monitoring for the Practical Use
On 28th November 2012, the workshop was held in Biratnagar to explain to the contents updated of the
draft Management Model the Expert developed last year. The updated contents are as shown in the
item (43) in this report.
In the workshop, 3 target WUSCs, Mangadh, Gauradaha and Dhularari WUSC, made presentation to all
the attendees about their updated business plan which they had developed with the Expert.
Gauradaha WUSC explaining their business plan Mangadh WUSC explaining their business plan
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The M&E of business plan is a mandatory activity in implementing the WUSC Management Model. It
is recommended that WUSCs and DWSS/WSSDO implement the joint M&E on an annual basis in the
Support Model. Regarding such recommendation, the experts conducted training for WSSDO in
February 2013 and transferred the M&E knowledge and techniques (MET activity) as well as
management consultation (MAT activity).
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(54) (55) Finalizing "Small and Medium-Sized Water Supply Management Model" and "Small
and Medium-Sized Water Supply Support Model" and Obtain DWSS's Approval
Drafts of the Management Model and the Support Model were prepared and workshops had been
conducted for the introduction of these models. A brainstorming workshop was conducted in February
2012 in order to make the models more applicable. In August 2012, a part of contents of “the
Management Model” and “the Support Model” were reviewed. A Nepali consultant was hired in April
and May 2013, and the Management Model and the Support Model are revised to Nepali version with
DWSS cooperation.
The project output sharing workshop was conducted for 14 WSSDOs in Eastern area and 27 WUSCs
in Jhapa and Morang in order to introduce the Models and outcomes. The project output sharing
workshop was also conducted with DWSS and other donors (UNICEF, ADB, and SWISS Embassy) in
September 2013.
Finally, two models were accepted in the 6th JCC.
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【Output 3】
Model of Output 2 is disseminated in Jhapa/Morang districts.
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Table 3.43 Training schedule for O&M of Distribution Facilities and Meter Control
AM PM
Day 1 Management of water meter (Room) Meter reading (Site)
Day 2 Management of water distribution facilities Inspection of facilities (Site)
(Room)
Day 3 Pipe connection (Room) Preparation of distribution network map
(Room)
Day 4 Observation of existing facilities, maintenance work situation (Site)
Note: The staff of WSSDOs will be the trainers.
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Note:
・ WUSC shall receive training either at the base WSSDO (Jhapa and Morang) or WUSC
(Dhulabari, Gauradaha, and Mangadh).
・ The schedule and contents of the training are tentative. They may change according to the
conditions such as request from C/Ps, availability of the electricity, convenience of Central
Laboratory, acquisition of reagents, etc.
b) Training Period:From 8 September to 21 September, 2012
c) Training Policy:DWSS and DWSS Central Laboratory shall assist the training at Itahari TSC
and Jhapa and Morang WSSDOs. Similarly, each WSSDO shall assist the training at the base
WUSC for other 17 WUSCs.
4) Training Plan for Business Management
a) Selection of WUSCs
Selection of WUSCs for training on Business Management shall be done on merit basis taking
into account the size of WUSC, situation of annual report preparation, attendance record on
previous workshops, etc. Selection of WUSCs is done.
b) Instruction/OJT on Business Administration Improvement and Preparation of Business Plan
Instruction on Business Administration Improvement and Preparation of Business Plan shall be
provided to the selected WUSCs.
c) Hold Workshop on Outcome of Instruction/OJT
The outcome of the training shall be presented in a workshop by the trained WUSCs.
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b) Morang district
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2) Training Contents
a) Inspection of water distribution facilities, preparation of record sheets and preparation of map of
distribution pipelines.
・ Function of water distribution facilities and valves, countermeasures of mechanical failures
and the importance and creation of the map of distribution facility were instructed by
WSSDO engineers.
・ Present conditions of water distribution facilities were confirmed with WUSC staffs. The
method of maintenance and repair records of distribution pipelines, elevated tanks and valves
were also instructed by WSSDO engineers.
・ Creation of the map of distribution facility including pipeline routes with pipe materials and
diameter and locations of facilities such as valves, washout and fire hydrants was instructed
by WSSDO engineers. The engineers explained the importance of the information for the
maintenance and repair.
b) Water meter management and calibration
・ WSSDO engineers explained about the proper installation of water service pipes and water
meters.
・ WSSDO engineers also explained about the proper handling of water meter, meter storage
and record to WUSC staffs.
・ WSSDO engineers also instructed to WUSC staffs methods of calibration of an existing
water meter and reading below 0.1 m3 (in the order of 0.1 L - 100 L) for calculating
instrumental error.
・ Trainees together with WSSDO engineers visited customers who have complaints regarding
water meter (getting higher records) and explained them the results of meter calibration.
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may have access on these equipments and can borrow from concerned WSSDO whenever
needed. The damaged water level indicator and flow cell in the WTP of Mangadh were
replaced and restored to the original condition.
3) Training Policy
a) Jhapa/Morang WSSDOs, DWSS and CHRDU engineers provided lectures and instructions to
WUSC staffs in Nepali. The JICA Expert supported and advised trainers when required. The
contents of the lecture and the methods of instruction were confirmed before the training.
b) Materials presented in the workshop were based on the draft SOPs and prepared in Nepali on
power point slides
c) Jhapa/Morang WSSDOs, DWSS and CHRDU engineers also instructed trainees on OJT. The
engineers demonstrated the use of equipment, and then trainees followed to practice.
d) Pre-test and post-test were conducted in the workshop/OJT to assess the degree of
understandings/achievements of the trainees.
4) Achievement of Training
a) Supplementary description of the technical terms was explained in Nepali language during the
OJT/Workshop. The misunderstanding and inconsistency of the technical words were made clear
to the trainees.
b) WSSDO, DWSS and CHRDU engineer's proper answers to the questions raised by the trainees,
especially related to the field problems, helped trainees to understand in detail.
c) Nepalese engineers taught trainees meticulously to use the equipments meticulously, especially
during the OJT.
d) Two tests were conducted to measure the improvement of ability and understanding of the
trainees before and after the OJT/Workshop. The knowledge and understanding of the trainees
had been found improved after the OJT/Workshop in comparison to the beginning as their
average test scores were improved. It should be noted that the contents and degree of difficulty
of the tests were different in the beginning and in the end of the OJT/Workshop.
e) Since WSSDO, DWSS and CHRDU engineers served as lecturer of OJT/Workshop several
times, their explanations and teaching skills to WUSCs was improved. According to the survey
conducted through questionnaire after the training, most of the trainees answered that the
contents were appropriate and easy to understand.
f) Through the training, WSSDOs and WUSCs had found good opportunity to exchange opinions
and information. It can be expected that both of them can develop cooperative relation forward
from now.
g) Since WSSDO, DWSS and CHRDU participated in the OJT/Workshop, they could exchange
opinions among them and DWSS/CHRDU may directly instruct to WUSC staffs. Hereafter, it
can be expected that DWSS/CHRDU and WSSDO conduct the training cooperatively.
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5) Issues in OJT/Workshop
a) The OJT/Workshop on distribution facility management and water meter accuracy management
were held after mechanical/electrical management and water quality management. Although
many of the staffs attended from different WUSCs, some WUSCs didn’t send their staff to take
part in any of the OJT/Workshop.
b) The draft SOPs were revised in the second year. In the third year, Nepalese engineers have
suggested minor revisions on the technical words in Nepali. Therefore, the JICA Expert has
asked WSSDOs, DWSS and CHRDU for more concrete comments/suggestions to make SOPs
more practical and useful to WUSCs.
c) Since most of the WUSCs do not have equipment such as pipe cutting machine, electric heating
plate and mechanical jack which the JICA Expert Team procured and handed over to WSSDOs,
the general opinion was that they, WUSC staffs may not have opportunity to use it when they
needed despite understanding on mutual use.
6) Improvement of Issues
a) Regarding issues described in Item No.5 a) WSSDO, DWSS, WUSC and the JICA Expert
discussed on the causes, factor and improvement of nonparticipation on OJT/Workshop, factor
and improvement. The reasons behind nonparticipation were busy work schedule, lack of
manpower, lack of transportation allowance (incentive), unexpected dealing with customer
complaints and malfunction of facilities which needs to be attended immediately and lack of
understanding among WUSC board members about the benefit of workshop. In addition, it
seems that manager and technicians are not able to get permission from WUSC board members
easily.
WSSDOs have sent request letters to WUSCs before the OJT/Workshop for the participation.
WSSDOs even called WUSC board members directly and/or visited them to explain the
importance of the OJT/Workshop in order to persuade them to send participants in the
OJT/Workshop’s. WSSDO Engineers visited non-participating WUSCs and discussed with
board members explaining importance and benefit of the OJT/Workshop.
b) Regarding Issue 5. b) WSSDOs and the JICA Expert made revisions on the draft SOPs based on
the outcome of the workshop/OJT to finalize them. They corrected and/or complemented
technical words and other descriptions prepared in Nepali.
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c) Regarding Issue 5. c) WSSDOs explained WUSCs that they will lend equipment to WUSCs if
necessary. WSSDO might send the equipment on their vehicle or someone from WUSC has to
come to pick up the equipment.
7) Others
・ Aeration Tank in Gauradaha WUSC
Net provided inside the tank could not support the load of materials on it as the materials on it
became heavier. The JICA Expert in consultation with the operator has advised WUSC for:
・ Replacement of the net ( plan to supply it as spare parts)
・ Reduction of the volume of the materials to half and to replace them every month. The other
half is required to be washed with water to remove stocked substances as much as possible
during the storage of materials outside.
・ Proper back washing of the tank 2 times a day, in the morning and in the evening.
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maintenance work.
The training session to be planned in future will focus more on the practical training such as
assembling and disassembling of pumps to comply with the trainee’s requests.
Some of the positive initiation created by the training is outlined below. If a maintenance patrol team
is set up, the trainees from WSSDOs or WUSCs who demonstrated their positive attitude and initiative
could be recommended as the team member.
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panel boards were hung downwards. After instruction they also arranged it appropriately.
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2) Workshop of awareness program for good hygiene practice and roles of water supply
The workshop was held for the 5 WUSCs of Mangadh, Gauradaha, Dhulabari, Salakpur and
Pathari. The purpose was to gain support from residents and enhance their understanding of the
WUSCs activities. The workshop was also helpful in dissemination of good hygiene and water
usage practices. This activity took indirect, mouth to mouth/bottom up approach. It started with
explaining the necessity of good hygiene practices, and resulted in promoting the residents to
understand the roles of water supply system. The workshop would eventually help to improve the
water supply system coverage.
At the workshop, the JICA Experts explained with a flipchart that how people can take preventive
measures against oral infection with good hygiene practices and use of safe water from the water
supply system. In addition, as their tools for dissemination of the activity, educational materials for
school kids and women’s groups were also developed. Implementation record of awareness
program workshop is shown in Table 3.50.
The Mangadh WUSC initiated several awareness program activities for pupils of primary schools
and women’s group meetings with the educational materials since the workshop. Furthermore, it
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prepared pamphlets to introduce its business plan with the awareness program. The WUSC also
presented its activity on the annual assembly and distributed pamphlets among the assembly
attendees. Salakpur WUSC invited a local women’s group to the workshop and developed the
presentation materials jointly. The WUSC took a part in the awareness program for good hygiene
practices implemented by the women’s group for the local elementary school kids.
MIT Activities
1) MIT (Maintenance Inspection Team) Establishment: December 2012 - January 2013
MIT (Maintenance Inspection Team) was established in December 2012 to give instructions on
conducting a proper O&M to WUSCs. This would not only strengthen the cooperation between
DWSS/WSSDOs and WUSCs but also covers the lack of technical knowledge of WUSCs.
Persons in charge from DWSS, WSSDOs and some representatives of WUSCs agreed the main
contents of MIT activities shown below.
・ 2 teams would be established in each district (Morang, Jhapa)
・ Each team would be composed of 2 WSSDOs staffs (Team Leader, Sub Leader) and 2
operators from each WUSC
・ MIT Inspection shall be conducted every 3rd month, 4 times a year.
・ After each inspection, MIT shall provide a report on the facility O&M condition and score
for each WUSC in a standard format to DWSS.
In January 2013, the Experts conducted the 1st MIT inspection with the WSSDO staffs as MIT
Team Leaders and Sub Leaders and DWSS staff as a supervisor of MIT activity. It was also on the
job training for the MITs to learn the procedure of site inspection and how to give instruction on
O&M to WUSC staffs. In response to the result of this activity, DWSS and the WSSDOs agreed
that MIT can do the inspection for 2 WUSCs in a day in order to assure enough time to hear and
share the problems of each WUSC at the site. They also agreed to hold an O&M Monitoring
workshop to inform all target WUSCs in their district about the MIT activity and confirmed the
schedule, agenda, and presenters of the workshop.
2) Refresher Training for MIT Members (WSSDO staff): February – March, 2013
The Experts conducted site training on WTP O&M, water quality management, distribution facility
management and water meter management based on the SOPs for WSSDO staffs (MIT members)
to follow up the 1st and the 2nd year trainings. The WSSDO staffs reviewed the significance of
facility O&M, items to be checked and procedure of how to give instruction about trouble shooting
at the site.
At the end of training, WSSDO staffs from both Jhapa and Morang and DWSS staff in charge of
MIT activities discussed the difference of scores and share the check points of each inspection
item.
As a result of this training, WSSDO staffs acquired enough knowledge and skills to conduct MIT
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activity by themselves such as planning, implementation of the inspection and reporting from their
next inspection scheduled in coming April.
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DWSS staff explaining the project WUSC operator introducing how to check
and maintain the equipment at the site
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WUSCs started to implement or consider securing the budget for outsourcing water quality test.
The number of the WUSCs that recognized the importance of taking O&M records has increased.
Their records included not only their water production but the water quality data, operational
records of well pumps and generators, repair and regular maintenance records of water meters,
water distribution facilities and the other equipment. What is better, they also improved their
records keeping system and some WUSCs even customized the record format to fit their facility
and management style more for ease and sustainability.
At the end of the activity, the expert made some suggestions to make MIT activity more
sustainable and effective as is mentioned below.
・ The MIT members shall share knowledge and skills within the team more so they will be able to
cover each other when needed.
・ Regular meetings should be arranged for MIT of Morang District and Jhapa District to share the
information between the two districts.
・ Cooperating with the WUSCs where the skilled and experienced operators work, setting up the
site training or workshop would be effective in sharing their knowledge and skills widely in the
districts.
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MIT Team Leader giving instruction MIT members testing the water quality
to make proper O&M records using a simple analysis kit
Dhulabari WUSC
・ The facility O&M record keeping has been installed as a daily routing work after understanding
the importance of it through the training given by the JICA Experts.
・ Necessity of raising the water tariff can be logically discussed based on the business plan.
・ The staff awareness not only on the production of water but its quality also has been highly
improved.
・ As for the facility O&M and management of WUSC, cooperation with WSSDO and DWSS will
be also required in the future phase.
・ The trainings and workshops implemented through the Project contribute to a sustainable
development of WUSCs in a long-term.
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・ As a result of implementation of water quality management, the number of new connections has
increased every year based on the service reliability improvement from the customers.
Gauradaha WUSC
・ The business plan has been made with the guidance of the JICA Expert. Their service
management is now operated based on the variable data and a 24 hours service plan. Further
effort is required to respond the demand of about 150 new connections every year.
・ As a result of the trainings and workshops implemented through the Project, more reliable and
consecutive services are now available.
Mangadh WUSC
・ Record keeping is the most significant factor of the facility O&M management.
・ Since record keeping contributes to finding facility problems in the early stage, the record shall be
tidily filed and stored at the site.
・ It is necessary to secure proper human resources and regular monitorings for an efficient
management and operation of WUSCs.
・ They would take initiative to share the knowledge and technical skills given by WASMIP with
other staffs and WUSCs.
(57) Sharing Workshop on the Project Outcomes for ERMSO, WSSDOs and Other WUSCs
On 27th August 2013, a workshop for introduction of the Management Model and the Support Model
was held in Biratnagar. There were 90 attendees from 14 WSSDOs in Eastern region and 30 WUSCs
in Jhapa and Morang Districts.
At the workshop, staffs from DWSS, ERMSO and 2WSSDOs introduced the WASMIP Model which
consists of the Management Model and the Support Model. The Management Model is composed of
Business Plan, the SOP for Water Treatment Plan O&M, the SOP for Water Quality Management, the
SOP for Water Distribution Facilities and the SOP for Water Meter Management. They explained
about the contents of those respectively and shared what had been achieved with this model.
The presentations given by the counterpart of the Project, DWSS, ERMSO and 2 WSSDOs, are listed
below.
・ Introduction of the Management Model
・ The SOP on Water Quality Management
・ The SOP on Water Distribution and Water Meter Management
・ Introduction of Business Plan
・ Introduction of the Support Model
・ MIT/MAT/MET Activities
The presenters reported the activities based on the Model developed with DWSS, 2 WSSDOs and the
targeted 20 WUSCs and introduced the operational procedures and outcomes. Especially for the MIT
activity, which is one of the Support Model tools, it had installed a scoring system for WUSCs' facility
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O&M performance by regular site inspection and the staff showed the scoring results in the
presentation.
The staff explained the reasons for the difference of scores among WUSCs from three points of views.
The highly scored WUSCs were the 3 WUSCs whose board members, managers, and staff had
intentional trainings through the Project so it resulted in a good evaluation. As for the WUSCs which
had got a remarkable improvement in the facility O&M score for the past half year, the reason was that
they applied the Management Model. On the other hand, there are some WUSCs which could not get
much improvement in this period due to the factors such as lack of personnel and budgetary resources,
lack of knowledge and technical skills. It is expected that they would get a better improvement by
following the instructions continuously given by WSSDO staffs through their regular MIT activities
onwards.
Usability of the business plan was also introduced by the chief of CHRDU. The business plan is a
component of the Management Model. CHRDU intends to give trainings for WUSCs to formulate
their own business plan and the training opportunity could contribute to the Model dissemination.
In this workshop, there were attendees from other 9 WUSCs and 12 WSSDOs in Eastern region in
addition to the project counterparts. Some of them showed their willingness to apply and utilize the
Model. DWSS indicated they would support it and cooperate in the dissemination of the Model.
At the end of the workshop, DWSS gave a prize to the WUSCs with a high score in the last monitoring
evaluation. Providing incentives to WUSCs is highly effective and significant for promoting them to
take the initiative in improvement of their water supply services.
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(58) Sharing Workshop on the Project Outcomes for MoUD, DWSS and Other Donors
The sharing workshop was held on 13th September 2013 at the DWSS conference room to introduce
the draft Management Model and Support Model under the initiative of DWSS.
There were a total of 39 attendees including attendees from other organizations such as ADB, UNICEF,
SWISS Embassy, MWSDB (Melamchi Water Supply Development Board), TDF (Town Development
Fund) and DOLIDAR (Department of Local Infrastructure Development and Agriculture Roads).
At the workshop, the Management Model and the Support Model were introduced as 2 major contents
of the WASMIP Model. As components of the Management Model, the contents of Business Plan, the
SOP for Water Treatment Plan O&M, the SOP for Water Quality Management, the SOP for Water
Distribution Facilities and the SOP for Water Meter were explained and what had been achieved with
this model were also shared with all of the attendees..
The contents listed below are the topics presented at the workshop by the DWSS and WSSDO staffs.
・ Introduction of the Management Model and Support Model
・ The SOP on Water Quality Management
・ The SOP on Water Distribution and Water Meter Management
・ Introduction of Business Plan
・ MIT, MAT, MET and practical training and Achievements
UNICEF:
・ What is required in advance to implement the Model?
→DWSS Answer:
WUSCs are required to prepare their business plan complying with the demand of the guideline
in process of formulation.
・ What is the input for implementation of the Model? How much would it cost and how does
DWSS secure the budget to implement the Model?
→DWSS Answer:In order to implement the Support Model, it is considered to establish the JICA
Expert unit to deal with it. Even though how to put the Model into effect is more important than
its cost, implementing the Support model itself does not cost much since it cost only some
administration fee like not construction but a staff cost.
・ What is the difference between Small Town Project and WASMIP?
→DWSS Answer:Small Town Project mainly focuses on the renovation and expansion of the
water supply facilities. On the other hand, WASMIP is giving opportunities for capacity
development of water supply services from the management and technical point of view. Small
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Town Project also can apply the WASMIP Model to the newly constructed or renovated sites.
・ How can DWSS support all target WUSCs whose number might be more or less 300 all over the
country?
→DWSS Answer:To apply the Management Model and Support Model to WUSCs, it is required to
set criteria for screening and establish support system in all regions.
DWSS:
・ The central lab in DWSS and the regional lab could apply for ISO by means of summarizing
water quality management SOP and conducting quality control after preparing required analysis
equipment.
ADB:
・ Business plan could also deal with the contents of risk management.
SEIU:
・ It is recommended that DWSS collect the water quality analysis data from each WUSC to make
a statistic data store.
DWSS officially committed that it is going to approve the WASMIP Model and disseminate it to all of
the other regions as their tools. DWSS stated that at first it is significant to promote all WUSCs to
prepare their business plans and SOPs based on their own visions in order for DWSS to support them
easier with the limited government budget. They will enhance the functionality of WUSCs by means
of setting up screening criteria for WUSCs to apply for the Model and implementing water quality test
at the sites.
DWSS also clearly mentioned that they are going to take the ownership of the Model and check the
effectiveness of it by conducting M&E while they are disseminating it.
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The objectives of the third country training were Training of Trainers (ToT) for the counterpart
personnel from MUD, DWSS and WSSDOs to enhance their understandings on the good management
and O&M of facilities in water supply utilities. The training is expected to contribute on the
enhancement of technical capacity of DWSS and WSSDOs.
The third country training was organized in Phnom Penh Water Supply Authority (PPWSA) and Siem
Reap Water Supply Authority (SRWSA) in Cambodia from 1st December to 14th December 2012.
The PPWSA is one of the water supply authorities where human resource development in both
technical and management fields has been successfully achieved relatively in a short duration of time
through technical cooperation programs of the JICA. PPWSA now is providing training to Cambodian
as well as overseas water supply utilities. With this background of the PPWSA, it had been selected as
the training organization for the third country training to learn from its efforts and experiences on the
improvement of the water supply management.
The SRWSA relies on groundwater for its water source and it has iron and manganese removal system.
The WUSCs in the project area also have iron removal system as their source of water is also
groundwater which contains high concentration of iron. The SRWSA was selected as another training
organization in Cambodia to enhance the knowledge of trainees on the management of O&M of
treatment facilities provided for the removal of high iron concentration in the groundwater.
b) Training Period
From 1st December to 14th December 2012 (including date for transfer)
c) Participants of Training
The selection of the participants from the list of C/Ps was done by MoUD which comprised of
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counterpart officials from the ministry itself and from DWSS and 2 WSSDOs. The number of
participants in the training from the aforesaid institutions was twelve persons in total (Table
4.1).
No. of participants 2 5 5 12
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The training included classroom lectures, site observation and discussions. A daily discussion meeting
was set after the training to share the learning and to exchange opinions among participants which also
helped to promote active participation of each and every participant in the training. The participants
prepared reports on each lecture on the formats developed by the Experts which included notes on the
lecture or site visits and participants personal judgment on the applicability of learning in the water
supply utilities of Nepal and in their own job.
A discussion program with the officials and lecturers had been organized on the final day of the
training at each of the training institutions, PPWSA and SRWSA, to exchange views and experiences
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between Nepalese participants and Cambodian officials and lecturers. Some of the Japanese experts
working in Cambodia were also presented in the discussion as the representatives from JICA
Cambodia Office. The Nepalese participants demonstrated themselves as a well organized team and
actively conversed with all of the participants in the discussion program.
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・ An attempt shall be initiated to encourage each staff to set up their own target and make efforts
for achieving it.
・ The checklists for O&M of electro-mechanical equipment shall be prepared and water quality
data shall be recorded.
・ Information and results of water quality analysis will be disclosed to consumers.
・ As-built drawings of water distribution facilities will be compiled and those shall be utilized for
O&M activities.
・ Standard Operation Procedure (SOP) will be prepared and action based on SOP shall be
promoted.
・ Technical improvement of the staff will be carried out continuously.
・ The indicators adopted by PPWSA to demonstrate its success can also be used by WUSCs and
DWSS to demonstrate their achievement.
・ Issues regarding the operation as well as marketing for the operation of DWSS central and
Regional laboratories shall be considered seriously
・ The level of the groundwater shall be monitored
・ DWSS shall provide guidance to WUSCs for reducing non-revenue water ratio.
・ Workshop for consumers enlightenment should be held.
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The JICA Mid-term Review Team was dispatched to Nepal from 7th to 23rd November 2011 in order to
conduct the mid-term review of the Project. The mid-term review was done according to the five
evaluation criteria; Relevance, Effectiveness, Efficiency, Impact and Sustainability. In addition,
revisions of the PDM were recommended by the Mid-term Review Team. These evaluation results
were reported to the JCC held on 22nd November 2011. The results were accepted by the JCC and the
Minutes of Meeting (M/M) on the evaluation results was signed between the Nepali side and the
Japanese side.
An outline of the evaluation is presented below.
(4) Impact
・ Rating of Impact is not made because it is too early to review impact of the Project.
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(12) Transportation
・ Since dissemination of the Management Model will be implemented during project period mainly
by WSSDOs, provision of transportation should be considered as described in PDM to encourage
this activity. At the same time, WSSDO has to cover fuel cost, travel allowance and daily
allowance for extension activity.
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When a workshop/conference is to be held, DWSS and the Expert Team always discuss about the
allocation of its expenses. Budget allocation for procuring necessary spare parts/tools for the 2
WSSDOs and 3 WUSCs has been discussed and decided between DWSS/WSSDO and the Expert
Team. The both sides secured the budget according to this decision.
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(12) Transportation
Four-wheel drive (4WD) vehicles one each to Jhapa and Morang Division Office were provided.
The JICA Terminal Evaluation Team was dispatched to Nepal from 11th February to 3rd March 2013 in
order to conduct the terminal evaluation of the Project. The terminal evaluation was done according to
the five evaluation criteria: Relevance, Effectiveness, Efficiency, Impact and Sustainability. These
evaluation results were reported to the JCC held on 3rd March 2013. The results were accepted by the
JCC and the Minutes of Meeting (M/M) on the evaluation results was signed between the Nepali side
and the Japanese side.
An outline of the evaluation is presented below.
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collaboration among DWSS, ERMSO, WSSDOs and WUSCs in capacity development of WUSCs’
operation and management.
・ Until the end of the Project period, it is expected that WSSDOs provide the rest of the scheduled
training for the other 17 WUSCs and assist them in applying SOP into their O&M and formulating
a business plan. Considering the current levels and prospects of achievement on the defined three
Outputs as well as the achievement level of indicators, it is evaluated that the Project has a good
prospect of achieving the Project Purpose.
・ It is the common understanding between the Nepalese and Japanese sides that the technical support
system has been just established and it requires time to be incorporated into the annual plan as well
as day-to-day practices of DWSS, WSSDOs and WUSCs. In the view of disseminating the two
models in the future, it is important that the two models become well-established in the Jhapa and
Morang districts until the end of the Project period.
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・ Through the Project activities, WUSCs have started to achieve tangible progress toward
institutionalizing the management model. The three target WUSCs have presented their business
plans developed under the Project to the Users Committees’ General Assembly and gained the
approval, which formalized the long-term, medium-term and short-term vision and goals of the
WUSCs.
・ In addition, three (3) WUSCs voluntarily presented the Project achievements and good practices to
other WUSCs in the eastern region at the WUSC Regional Federation. These initiatives of WUSCs
are the signs of their belief in the Project’s effectiveness and will contribute to the dissemination of
the two models.
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essential with collaboration among C/Ps, Experts and relevant organizations. In particular, leadership,
commitment and effective coordination by DWSS is essential in order to increase the impact and
sustainability of the Project.
(2) Strengthening Communication among C/Ps, Experts and JICA Nepal Office
Reflecting the recommendation of the Mid-Term Review, communication among stakeholders has
been improved comparing with the outset of the Project; however, much effort needs to be put forth
for sharing the Project achievement and good practices with C/Ps, JICA Nepal Office as well as
relevant development partners.
(3) Obtaining Feedback on the two Models from Relevant Stakeholders including JICA Nepal
office
DWSS is expected to take a lead role to formalize the two models. Therefore, it is recommended that
feedback and constructive criticism on the two models be obtained from relevant stakeholders such as
World Bank, ADB, UNICEF and JICA Nepal office for refinement, improvement and finalization of
the two models.
(4) Reflecting the Support Model into the Operational Guideline of the Directives
After the finalization of the two models, it is strongly recommended that the function of the support
model be reflected in the operational guideline, which is under preparation, in order to generate
synergetic effects and increase sustainability of the support model as well as the achievement of the
Project.
(6) Presenting the Management Model and Support Model at the DWSS National and Regional
Conferences
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In order to make the management model and support model known to other WSSDOs in the country, it
is recommended that DWSS organize National Conference as well as Regional Conference with case
presentation by Jhapa and Morang WSSDOs on two models, implementation process, and good
practices. IT is recommended to establish WUSC conference committee at regional level.
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The WASMIP which commenced from January 2010 had encountered various problems. C/P’s
cooperation and participation are essential factors on technical transfer to C/Ps. Issues and problems
encountered and recommendations are described below.
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Since a personnel transfer is unavoidable issue, it was suggested that a trainer who has been trained in
OJT/workshop conduct the OJT to trainees.
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particular staff of WSSDO seemed to be not effective enough to achieve sustainable capacity building
of WSSDOs.
(5) Development of Functional Water Supply Management Model and its Dissemination
As the initial draft Management Model mainly referred to the concept of the Model, it was not always
usable to WUSCs. It should include necessary elements for practical use such as goals of WUSCs to
be attained and SOPs and the OJT/Workshop materials developed by the Project, so that WUSCs could
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utilize it in their business operation as guidelines. The revised draft Management Model had been
explained to the WUSCs several times in the workshops. However, utilizing the elements of the Model
in the training conducted by WSSDOs, it needed to be disseminated to the target WUSCs in Jhapa and
Morang in a practical manner.
2) Technical Advisory
・ To provide advice to WUSCs on technical affairs
・ To review technical plan, provide advice and data on water demand projection, cost estimate
for rehabilitation/construction of facilities, design review.
・ To conduct annual review of achievement in technical plan in collaboration with WUSCs.
3) Financial Advisory
・ To provide advice to WUSCs on financial affairs
・ To review financial plan, provide advice and data on tariff setting
・ To conduct annual review of achievement in financial plan in collaboration with WUSCs.
It is recommended to assign a senior DWSS staff or former WUSC manager as the business
management advisor for each of the WUSC. The advisors check the monthly report prepared by
WUSCs, and if necessary/requested, they visit the WUSCs and give advice on business management.
The Management Advisory Team (MAT) is organized under DWSS as part of establishing “the Supply
Support Model”.
(6) Usability and Familiar for C/P on Management and Support Model
JICA Experts had prepared the draft Management model and Support model. These models needed to
be more usability and familiar form for C/P
[Revisions of Models]
JICA Experts hired a Nepali local consultant to adjust the two models in the local context of Nepal in
cooperation with DWSS. As a result of the revisions by the consultant and DWSS, the two models got
more usability and familiar for C/P to utilize.
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Appendix
- Minutes of Meeting of JCC, PMC -
MINUTES OF MEETINGS
FOR THE PROJECT MANAGEMENT COMMITTEE
ON THE PROJECT
FOR CAPACITY DEVELOPMENT ON WATER SUPPLY
IN SEMI-URBAN AREAS IN NEPAL
The discussion points and the matters agreed between both the Nepalese and Japanese
sides are attached herewith.
Katmandu, 8thFebruary, 20 13
1. Presentation
2. Discussion Points
C. The field test of the current draft will be conducted in Jhapa & Morang districts t o
get feedback from the field. The Model shall be finalized through discussions among
stakeholders and disseminated accordingly to other areas.
3. Matters Agreed
The draft Progress Report (2) has been discussed and agreed to approve by PMC.
Annex 1 PARTICIPANTS ATTENDANCE Date: 8th Feb,2013
S.No NAME ORGANIZATION POSITION
P
2 Tej Raj Bhatta DWSS
P
3 Senior Divisional Engineer
y
6 Binu Ba'rach a
-
10 -
Ganesh Bdr. Thapa WSSDO, Morang Division ChieCMoran
15
- Satoru Oniki
-
-
16 -
Masaru Kasahara JICA Project
I
20 Bineeta Shahi JICA Project Project Secretary
'4