Additive Manufacturing: Balaji Soundararajan, Daniele Sofia, Diego Barletta, Massimo Poletto
Additive Manufacturing: Balaji Soundararajan, Daniele Sofia, Diego Barletta, Massimo Poletto
Additive Manufacturing: Balaji Soundararajan, Daniele Sofia, Diego Barletta, Massimo Poletto
Additive Manufacturing
journal homepage: www.elsevier.com/locate/addma
Review
A R T I C L E I N F O A B S T R A C T
Keywords: Powder bed fusion is one of the most common types of additive manufacturing processes using granular mate
Additive manufacturing rials. In this field, improvements in the processing of materials and process repeatability with desired part quality
Powder bed Fusion are needed to allow the implementation of powder bed fusion process at full scale across various industrial
Numerical simulations
sectors. The microstructure and the thermo-mechanical properties of the components vary according to the
Heat transfer
process parameters adopted in the manufacturing process. Physically accurate modeling of the powder bed
fusion process can play a vital role in the qualification of components and materials and also can help in pre
dicting the experimental observations. This paper aims to provide a comprehensive review on the state of the art
referred to numerical simulation of powder bed fusion, by covering both mesh based approaches such as finite
element modeling, finite volume modeling and mesh free methods such as the discrete element modeling, the
lattice Boltzmann method, the optimal transportation method and the smoothed particle hydrodynamics
approach. Combined approaches of different methods are discussed as well. A case study comparing two different
types of models for a similar type of problem has been provided. Moreover, means of experimental techniques
used to validate the numerical models are briefly discussed.
1. Introduction ideal for low volume, high value and user specific industries such as
aerospace, automotive and medical [2]. Although there are lots of ad
The term Additive Manufacturing (AM) refers to manufacturing of vantages in using this process, Quality Assurance (QA) of the compo
parts by fusing materials layer by layer sometimes also referred as rapid nents produced by AM processes seems to be a major challenge [3].
prototyping, 3D printing or freeform fabrication. Although there are Despite continuous technological advancements in the field of AM, the
different types of AM processes, Powder Bed Fusion (PBF) type is one of lack of process repeatability acts as a major barrier for the industry-wide
the widely used in industries as a wide spectrum of materials including implementation.
polymers, metals and ceramics can be used [1]. In PBF, the feedstock PBF includes complex phenomena involving mechanisms such as
material is in the form of powder and parts are built by sintering or heat absorption, high thermal gradients, local melting and solidification
melting the powder bed layer by layer using Laser or electron beam as of particles, phase change and Marangoni convection which are not yet
energy source. Fig. 1 shows the basic working principle of a Laser based fully understood [4]. As a result, the parts produced by PBF may have
PBF process. A rolling pin prepares the powder bed in the building poor thermal and mechanical characteristics compared to industrial
chamber and the laser system heats the cross section of the specimen to standards or may involve difficulty in estimating distortion behavior
be printed. The input to the laser scanner is a Stereolithography file [5]. Therefore, understanding these physical phenomena included in
(STL) which contains the Computer Aided Design (CAD) model to be PBF is vital to overcome the related problem and attain a successful
printed. Excess powder is collected in the reservoir and reused. Once this manufacturing process. The formation of solidified droplet of material
layer is fused, the rolling pin prepares the next layer. Selective Laser (ball), also known as balling, is one of the common defects during PBF
sintering (SLS), Selective Laser Melting (SLM) and Electron Beam process which occurs when the melt pool solidifies into such shapes
Melting (EBM) are some of the widely used PBF processes. The design instead of layers [6]. There are three detrimental effects of the balling
freedom and part optimization strategies offered by this PBF process is phenomenon in PBF process: (1) increased surface roughness; (2)
* Corresponding author.
E-mail address: bsoundararajan@unisa.it (B. Soundararajan).
https://doi.org/10.1016/j.addma.2021.102336
Received 7 April 2021; Received in revised form 2 August 2021; Accepted 15 September 2021
Available online 21 September 2021
2214-8604/© 2021 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
B. Soundararajan et al. Additive Manufacturing 47 (2021) 102336
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basis of the surface hit by the beam mostly determined by the illumi
nated spot size. The powder bed allows a deep penetration of the energy
source due to multiple scattering and reflection from the surface [37,
38]. After sintering/melting of a given layer, the energy source beam is
inactive while travelling allowing some time for cooling before starting
to work on new layer [33]. Heat escapes the system primarily through
radiation and convection from top surface. For SLS and SLM, the
building chamber is usually inert gas environment, whereas convection
is negligible in case of EBM as the build chamber is maintained in vac
Fig. 3. Main energy fluxes and contributions appearing in the heat balance uum pressure [39]. Due to heat conduction in powder bed, the absorbed
applied to the melt pool in a PBF processes [47]. heat energy is distributed according to the density, porosity and
reflectivity of the packed powder bed. The general energy balance
predicting melt pool behavior [29]. The DEM was first discussed by equation of the above system is described as follows (Fig. 3):
Cundall and Strack [30]. It is one of the least used yet promising tech
QL = QM + Qcond + Qconv + Qrad
nique for simulating PBF process, because this non continuum approach
well simulates the discrete nature of powder beds [31]. In FEM, a con where QL is the power supplied by the Laser, QM is the negligible
tinuum domain is broken down into a finite number of elements thereby contribution of sensible heat required to reach melting temperature of
forming a Two-Dimensional (2D) or a Three-Dimensional (3D) mesh. the material, Qcond is the power dissipated through conduction in
With this approach the research for a solution for a differential equation powder bed, Qconv is the power dissipated through convection and
in the space is reduced to the solution of a finite number of algebraic Qrad is the power dissipated through radiation from the powder bed
equations [32]. The FEM has become a widely used technique for pre surface.
dicting layer surface temperature, residual stresses, porosity, and During the process, as the heat source moves, the powder melts and
geometrical distortion of parts produced by PBF process [33]. Other forms a melt pool. The melt pool is usually in micrometer range and has
numerical simulations such as FVM and LBM methods are primarily used a short lifetime. The convective flux in the melt pool occurs due to (1)
to study the hydrodynamics of melt pool. Some of the commercial temperature dependent surface tension in the flow (Marangoni effect)
software used to solve are ANSYS, ABAQUS, COMSOL, FLUENT/CFX or (2) back pressure of the evaporating surface (3) buoyancy due to vari
custom-built codes. Monte Carlo (MC) method is also used to simulate ation of temperature dependent density [40]. Other factors such as fluid
heat absorption in the powder bed and ray tracing of energy source. The viscosity, when it is low, and gravity play a minor role. Thermal
DEM is a numerical approximation method for studying the behavior of expansion in the heated material causes thermal stresses. On the one
particle interactions from a Newtonian mechanics perspective [34]. It is hand, high surface tension along with the material’s wetting ability
a widely used numerical methods to simulate granular media [35,36]. promotes the formation of stable melt pools and consequent smooth
Some of the commonly used DEM software are EDEM, MFix, LIGGGHTS surfaces. On the contrary, low wetting ability of the material produce
and LAMMPS. instable melt pools in which the surface tension induces the formation of
A common feature of numerical methods is to make calculations at single molten balls [41]. Marangoni effects force the fluid to move away
certain specified points known as nodes and then interpolating the re from the maximum temperature in the center of the melt pool, and
sults over entire domain such as volume or surface. Generally, an surface tension is lower, and increase the convective heat transport [42].
assumption is made on how the unknown is going to vary over space and In case of SLM where the melt pool temperatures are high, some of the
time, often based on conservation equations. After acquiring the results, material evaporates and results in high local gas pressures which drives
there are ways to check numerical correlation accuracy and minimiza the fluid motion away from the laser resulting in the “keyhole” forma
tion of errors. The ultimate aim of these studies applied to PBF is to tion, which allows Laser to penetrate into the material, by forming a
adjust the process parameters, such as the input power of the energy vapor capillary [43]. Apart from convection, volatilization of elements,
source, the scan strategy and the powder characteristics to achieve the evaporation and condensation of materials are also noted which impacts
desired qualities of products and to minimize manufacturing costs. the local and global material composition [44]. In case of laser melting
In this work the existing numerical simulation techniques used in at atmospheric pressure, ejected particles are trapped towards the melt
PBF processes are critically reviewed. The Section ’Numerical modeling’ pool due to the formation of flow from laser plume. In case of, laser
describes the heat transfer mechanism in typical PBF process, the nu heating at reduced chamber pressure, although the particles entrain
merical approach towards solving equation, the heat source models and ment is increased, but due to the expansion of laser plume, the particles
the material properties required. The Section ’Mesh based approaches’ are pushed away thereby giving rise to a stable melt pool, and reduced
critically reviews studies using FEM and FVM methods, two of the most porosity [45]. On the contrary in a high-pressure inert gas environment,
used methods. The Section ’Mesh free methods’ critically reviews using Argon, the effect of pressure increases the temperature in the melt
studies using DEM, LBM, SPH and OTM models as well as other ’com pool and in the vapor plume generated by the laser, producing higher
bined’ models. Section 5 includes a case study on comparing two spatter and ionization of metal vapors, which result in low surface
different modeling approaches for a given material. The following sec smoothness and continuity. However, using Helium, for its high thermal
tion is dedicated to the understanding of the effects of process param conductivity and diffusivity, it was possible to obtain a good surface
eters. Furthermore, the means for the experimental validation of finish even at a higher scan speed, with a positive effect in the part
numerical models is provided in a separate section. The last section building rate [46].
contains summary of the literature. When a new powder layer is spread on top of existing layers, the
previous layer characteristics play an important role while processing
2. Numerical modeling the new layer. In general, a high relative density with high powder
flowability is desired with properties related to particle size, surface
2.1. Heat transfer in PBF process topology and shape distribution.
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Table 1 cubes in the upper layer [69]. In DEM approach, each particle is treated
Various numerical simulations techniques applied to PBF processes. individually in an array of a number N of particles with predefined size
Model Applications References distribution [34,70]. Table 1 shows the different numerical approaches
used in PBF modelling:
Finite Element Methods Heat transfer and mechanical [71–73]
(FEM) characterization As described in Fig. 4, the modeling is divided into micro, meso and
Finite Volume Methods Heat transfer and melt pool dynamics [74–76] macroscopic models based on the variations in spatial scales of the
(FVM) problems. The particle sizes used in Powder Bed Fusion is usually in tens
Lattice Boltzmann Method Heat transfer and melt pool dynamics [77,78] of micrometers. The microscopic analysis includes beam penetration
(LBM)
Ray tracing Beam absorption and ray tracing [79]
and microstructure and grain structure evolution. The mesoscopic
Discrete Element Method Powder bed preparation and heat [70,80, analysis is the distribution of particles, analysis of formation and prop
(DEM) transfer 81] agation of pores by studying melt pool and solidification under heat. The
macroscopic thermo mechanical models resolve for the part level re
sidual stresses and deformations. Computational efforts required to
2D [54–56]. Although most authors have used 3D for a more realistic
implement depends upon the processing power of the computer, as
simulation of PBF process, some authors have used 2D to simulate single
sumptions such as 2D or 3D, linear or nonlinear material properties and
particle layers as it involves lesser computational effects. Conduction is
level of accuracy required. In case of mesh-based approach, each
the major form of heat transfer whereas radiation from the top surface
element size is in µm range given the specimen dimensions in few mm or
has been neglected in some studies [48,57–59] for the sake of simplicity,
cm and each time-step is in µs range given the entire simulation time of
especially for materials involving lower temperatures. Some authors
few minutes to hours. A lot of authors use single or few track or single or
have included radiation as well [55,56,60–62]. Gravity effects are usu
few layer simulation to study most of the process parameters.
ally considered by applying force loads to elements [63]. Gravity models
can track nodal displacements especially in over hanging structures.
Effect of phase change can be modeled by including latent heat ac 2.3. Heat source modeling
counting for material melting [64–66]. With phase changes, the material
properties have to be modified in the model. The powder particles can be The thermal and optical properties of the powder bed, along with the
modeled as a continuum property [67,68] or can be modeled explicitly laser/heat source characteristics influences the heat transfer in powder
as particles, e.g. in the form of cubes stacked so that they are separated bed and corresponding melt pool characteristics, especially in the case of
within each layer but are connected to 4 cubes in the lower layer and 4 SLS and SLM. The incident heat input load can be modeled as heat flux or
temperature. Most authors have used heat flux as input load [50,82–84],
Fig. 4. Different numerical approaches to simulations used in PBF methods classified according to various scales and modelling methods.
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Fig. 5. Distribution of heat flux sources used to simulate thermal energy inputs due to the laser beam in the modeling the physics of the melt pool: (a) Surface
Gaussian (b) Volumetric Gaussian and (c) Egg-shaped Volumetric [85].
2AP 2r2
I(r) = exp( − )
πω2 ω2
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Fig. 7. Modeling feature of the Laser PBF heat source: the most common inputs required and the different modeling approach of heat absorption.
Fig. 9. Gaussian volumetric heat source distributes laser power into the grey
shaded volume (Left) and ray tracing model where the heat is distributed into
packets of energy portions (rays) that are absorbed into powder bed (right).
In order to estimate the absorbed heat energy due to laser and ab
sorptivity of powder bed, there are three major types of numerical Where I(z) is variation of intensity in z direction (depth), Io is intensity
models as described in Fig. 7. of incident energy, A is the absorptivity of powder bed.
Radiation transfer model is a derived analytical solution from a ho Ray tracing RT: A more precise approach to depict the laser-particle
mogeneous continuum radiation transfer equation (RTE) using powder interaction is ray tracing methods, where the laser beam is divided
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ergy is absorbed and some reflected (Fig. 8) [85]. This procedure con where ρsolid is the density of solid, E is the activation energy, R is the
tinues until the ray is considered to disappear either by reflecting outside universal gas constant and ρt is the density of powder bed obtained from
the powder bed or its energy becomes negligible after several internal previous time step. Some authors have calculated the powder bed den
reflections. The total energy in-coupling is the ratio between absorbed sities as follows [65,68]:
and total input energy and is influenced by the material, mixture ratio,
πρsolid
mean particle shape and size distribution and wavelength of the laser (in ρbed =
6
case of SLS/SLM). The energy absorbed by each particle is gathered
during the simulation and is used in the end to calculate total energy in where ρbed is the density of the powder bed and ρsolid is the density of the
coupling as well as energy absorbed. From this, we can deduce the solid.
absorbed energy as a function of depth in the powder bed. Thermal conductivity is also a temperature-dependent property and is
Lasers emit power in pulses and in some cases in continuous manner. defined as the rate at which heat is conducted through the body and
Wessels et al. [96] compared ray tracing method with Gaussian volu usually measured as Watt per meter Kelvin. Thermal conductivity of
metric methods (Fig. 9) and concluded that the former remarkably im powder bed is thermal conductivity increases with increase and lower
proves the accuracy of heat absorption and vaporization. The author than that of a continuum of solid made of the particle material. In fact,
integrated ray tracing method of irradiation into the Optimal Trans particles touches only on very small contact areas though which
formation Mesh-free (OTM) method to solve the surface tension effects. conductive heat transfer is effective. Other mechanisms of heat transfer
The author also concluded that in ray tracing method, the input heat by radiation or interstitial gas conduction and convection prove to be
energy is confined close to the irradiated surface whereas volumetric less effective than solid conduction. In order to account for these effects,
heat sources penetrate within the part which determine a lower esti usually in powder beds, an effective thermal conductivity is employed
mation of the vaporization and, therefore, recommends ray tracing for which is dependent on various factors such as the size and the shape of
mesh-free methods. particles, the solid volume fraction and the thermal conductivity of the
Optical Penetration Depth (OPD) is defined as the depth inside the interstitial gas [106]. Some authors have also proved that the powder
powder bed at which the intensity of the radiation falls to 1/e (or 37%) bed thermal conductivity is as function of the relative density of powder
of the original value [97]. The OPD is highly dependent on material or its porosity [102]. Higher thermal conductivity leads to lower tem
absorptivity. For materials with similar absorption, the value of OPD is peratures in the powder bed, which could be compensated by increasing
highly influenced by powder shape and size [90]. Absorbed energy the power of the energy source [107]. The effective thermal
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3.1. Meshing
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Fig. 12. Grouping layers into large simulated sections to reduce computational efforts: (a) actual geometry and mesh (b) bridge component showing division of
blocks [73].
Fig. 13. Flow chart of major steps in the application of a sequential Thermo-mechanical FEA model.
flow chart of sequential thermo-mechanical model: analysis, the displacements and temperatures fields are solved simulta
In the numerical simulation of PBF, the pre-processing procedure is neously. In this way the effect of the temperature on the displacements
the first step in which the user provides the input parameters such as and the displacements on the temperature can are mutually accounted
temperature-dependent material properties (density, specific heat, for. While thermal expansion of the material has effects on material
thermal conductivity, emissivity of powder bed, latent heat), process displacements, the effect of displacement on temperature is limited to
parameters, input Computer Aided Design (CAD) model, heat source radiation effects.
model (volumetric or surface), thermal boundary conditions, process Considering the heat conduction in a 3D volume, expressed by the
parameters and mesh scheme for FEM studies (mesh type, mesh strategy, Fourier’s law:
number of elements). Once the pre-processing is ready, the simulation ( ) ( ) ( )
δ kδT δ kδT δ kδT δT
for thermal analysis is done. In this step the partial differential equations + + + q = ρCp
δx δx δy δy δz δz δt
of the governing system are discretized for each element (mesh) and all
the equations are grouped to form a system of equations. The solution of
where k is the thermal conductivity (in an isotropic material is assumed
this equation is found in the post processing step where temperature
and it is uniform in all directions), T is the temperature, q is the rate of
results are found. In order to find the residual stresses and distortions, a
heat generation given to the system, ρ is the density of the material (a
mechanical analysis is needed. In case uncoupled analysis is adopted, for
further assumption is made on its constant value), Cp is the specific heat
each time increment a thermal analysis is performed first after which the
(also assumed to be constant) and t is the time. In order to consider the
output temperature field is used as an input for the following mechanical
phase change, changes in enthalpy (dH) can be introduced in the above
analysis. With uncoupled analysis [33], a widely used procedure, the
equation in place of the product Cp∙dT:
output of the mechanical analysis is not used to solve the temperature
field in the same step, therefore the number of equations is reduced and dH = Cp∙dT
the solution is faster. Instead, in case of coupled thermo-mechanical
The energy balance on the external surfaces can be written as fol
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Fig. 14. Temperature history of SLM at specific points on the surface of Iron based powder when exposed to scanning pattern described in the small pane on the
right [136].
where f is the yield function, σm is the von Mises’ stress, σy is the yield
stress, εq equivalent plastic strain.
Authors implementing FEA are discussed in summary.
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Fig. 16. FEA model showing effects of pre-heating of base plate on residual stresses (y-axial Cauchy stress, MPa). (a) non-heated baseplate (b) heated baseplate. A
heated baseplate exhibits lower residual stress [131].
history, residual stress and warping and shrinkage at part scale. An in
crease of power gives rise to increase in shrinkage and warping which is
due to the increase of thermal strain at higher energy densities.
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Fig. 19. Solid state SLS of two 316 L stainless steel particles of 30 µm diameter. Input process parameters are Laser power of 21 W, spot size of 0.8 mm and scan
speed of 1 mm/s. (a) temperature profile predicted by the thermal model (b), (c) and (d) neck growth predicted by the PFM at the beginning of sintering at (4.5 s),
peak temperature (5 s) and final status (5.5 s) respectively. Scale bar on the three paned on the right denotes 10 µm [154].
Fig. 20. Laser power vs Neck size in laser sintering process. (a) thermal model predicted temperature histories in fixed positions for changing laser power (b)
predicted neck size after SLS for various input laser powers by a PF model [154].
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Fig. 21. DEM overview (left) and variables associated with collision mechanics for spherical particles (right). Pi and Pj are two different colliding particles, vi and vj
are velocity vectors of colliding particles, f n and f s are normal and shear force, ̂ ̂ s are unit normal vectors. [34].
X n and X
achieved in the thermal model is from 1200 to 1500 K with a neck size of
7.9–19.6 µm, as shown in Fig. 20. The Arrhenius equation relates the
diffusion coefficient and temperature and this increase in neck size is
due to greater atomic diffusion rate resulting from a higher temperatures
[154].
A powder based three-dimensional heat transfer model followed by a
two-dimensional non-isothermal PF model for simulation of micro
structure in SLS was performed by Wang et al. [152]. The temperature
Fig. 22. Metaball: two particles of different radii move towards each other, information from the thermal model is used as an input to the 2D PF
advancing in time from left to right [155]. model to simulate the effect of layer wise sintering of 316 L stainless
steel powder on densification and porosity. A thin layer thickness
resulted in reduced porosity. Also, a narrow particle size distribution
means reduced powder volume and higher thermal conductivity. This
gives rise to a larger heating zone, full grain coalescence and reduced
part porosity.
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in a similar model accounted also for new particle contacts and particle
coarsening while sintering by implementing a coarsening model. Dayal
and Gambaryan-Roisman [31] studied heat transfer with moving heat
source in SLM using DEM and ray tracing approach to model laser
irradiation and heat absorption in powder bed (Fig. 24). The model was
developed considering conduction between particles and neglecting the
change of thermal conductivity of inert gas with pressure. Moser et al.
[115,162] used DEM to compute effective thermal conductivity and
effective radiative properties of powder bed for SLS applications. Xin
et al. [163] developed 3D numerical heat transfer in SLS using DEM and
implemented it using EDEM software. They also used Monte-Carlo ray
tracing method for laser irradiation of powder bed. They compared the
results with FEM and found that DEM simulations depicts the granular
Fig. 24. Temperature distribution of powder bed during scanning of laser nature with lesser efforts than FEM, in particular for its ability to
predicted by a DEM simulation [31]. correctly predict the effects of the thermal history experienced by the
particles, useful in the determination of the residual stresses (Fig. 25).
particle to particle heat conduction component only since, with the Authors have extensively used DEM for powder bed preparation as
metal particles they modelled, it prevails on convection and radiation by well, in order to simulate the powder deposition and recoating mecha
more than one order of magnitude. Fig. 23 shows that the average nisms. Parteli and Pöschel [164] used LIGGGHTS for DEM simulation of
temperature of a metal powder bed increases linearly with time as laser powder bed deposition through roller. Haeri et al. [165] explored the
passes over it. A zig-zag pattern of scan was implemented and assumed a effects of particle shapes on deposition using LAMMPS code.
uniform laser intensity.
Some other studies have considered sintering, densification of 4.2. other mesh-free methods
powder packing as a result of viscous flow [158] due to surface tension
[159]. Parhami and McMeeking [160] investigated the problem of free 4.2.1. Lattice Boltzmann method (LBM)
and pressure assisted sintering in three dimensions. Martin et al. [161] This method is a mesoscopic modelling method which models mostly
Fig. 25. Comparison between the temperature at three different points along the depth by using FEM (Left) and by using DEM (right) for SLS of polymer powders.
Z = 0 correspond to the top surface [163].
Fig. 26. 3D Lattice Boltzmann simulation of 316 L Stainless steel powders melted by 200 W laser. The two figures highlight the effects of inclusion of temperature
dependent surface tension inducing Marangoni convection (left) with respect to a model assuming constant temperature (right). Inclusion of temperature dependent
surface tension gives rise to increased size of melt pool. Temperature color scale is in K [170].
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fluid dynamic problems treated as pseudo-particles represented by ve conditions, surface tension effects, phase transition as well as wetting
locity distribution functions. The fluid particles stay and interact on the and the effect of wetting on balling. Klassen et al. [171,172] imple
nodes of a lattice grid. One of the first applications of LBM to PBF pro mented evaporation model in AM using LBM.
cesses is due to Attar and Koerner [166] and by Koerner et al. [167,168].
More recently other authors have used LBM as well to study the hy 4.2.2. Smoothed particle hydrodynamics (SPH)
drodynamic phenomena and material-electron beam interaction [71, This method is a particle like, Lagrangian and mesh free method
72], and powder bed preparation [163]. Markl et al. [78] proposed widely used to simulate fluid dynamic problems [173]. In SPH, particles
three–dimensional free surface LBM for EBM where powder particles are are augmented with spatial ’smoothing length’ over which their prop
taken into account. The model includes fluid dynamic effects, like the erties are interpolated by a kernel function. Weirather et al. [174]
dynamics of the melt pool, capillarity and wetting, as well as thermal implemented 3D multi-phase, weakly compressible SPH approach for
effects, like heat conduction and transport, energy absorption and phase SLM. Viscous forces, surface tension, thermo-capillary forces, heat
transitions. Ammer et al. [77] implemented 3D LBM for EDM process as conduction and phase changes are considered. The method, however,
well and additionally describes in detail about the modelling of Electron neglects the effects of internal reflections of energy source and plasma
beam and energy absorption. Lavery et al. [170] proposed 3D LBM code formation, which are important to be characterized. More recently,
in Fortran code for 316 L Stainless steel powder with a particle size of Fürstenau et al. [175] proposed 3D SPH model based on Graphic Pro
50 µm and a layer thickness of 100 µm. It was found that by imple cessing Unit (GPU) implementation for SLM. They have neglected the
menting temperature dependent surface tension (inducing Marangoni) formation of residual stresses and the mechanical equilibrium of solid
the resulting melt pool size was larger than that calculated using con phase is not calculated. This approach resulted in significantly reduced
stant surface tension (Fig. 26). Körner et al. [167] developed a 2D nu computational times as compared to current CFD method. However, in
merical method based on LBM as well, including free surface boundary visco-elastic free flow, SPH methods suffer from tensile instabilities
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Fig. 29. Temperature evolution of 316 L Stainless steel powder bed. Top row: Top view of DEM model of powder bed with laser heating, second row: cross sectional
view including substrate. [180].
which is due to formation of group of particles when the visco-elastic volumetric heat source model are considered. A multi-scale approach
fluid is in the state of stretching which results in fracture behavior of combining molecular dynamics (MD), DEM and FEM was developed to
the fluid [176]. understand sintering, particle flow and residual stresses [182]. The
coupling mechanism is described in Fig. 30.
4.2.3. Optimal transportation meshfree (OTM)
This method is a form of meshfree Galerkin approach and was 5. Comparison between FEM and LBM: a case study
initially developed by Li et al. [177] for simulating fluid flows and
fluid-structure interactions. This method combines optimal trans This section describes the comparison of Powder bed fusion of high
portation theory with material point sampling and mesh free interpo temperature material, Ti6-Al-4 V from two different groups of authors
lation. Primary variables and their time derivatives are nodal both employing two different numerical approach such as FEM (mesh
parameters whereas mass, volume, heat conductivity and stress are based) and LBM (mesh free), as well as two different AM technique such
material points (Fig. 27). While computing, a search algorithm estab as SLM and EBM respectively. Both groups have implemented phase
lishes connectivity between material points and nodes. Meshfree changes, mass and energy losses due to evaporation as it significantly
methods make use of explicit time integration along with lumping influences the temperatures achieved during the process. Both the
techniques as it also aids parallelization concepts. Wessels et al. [178] groups have validated their models with experimental results. The
proposed OTM to better simulate the moving boundaries between the evaporation during high temperatures generates recoil pressure which
melt pool and the solid material. The numerical model includes straining either helps in deeper penetration of melt or creates melt pool
induced by melting and solidification and the related instabilities.
thermo-mechanical model to address the consolidation behavior. Effects Karayagiz et al. [50] developed a three-dimensional FEM model
such as Marangoni convection and recoil pressure have been neglected. implemented in COMSOL to study the Ti6-Al-4 V alloy with constant
Other methods includes combined multi-scale models where authors laser power of 50 W as Gaussian heat input. Conduction, convection and
have combined DEM and FEM for obtaining faster simulation results radiation were included in the study. A model to study the thermal
with good accuracy [70,179]. Haddad et al. [179] proposed a novel history of the surface along with material evaporation based on a new
approach in combining DEM and FEM for heat conduction calculations physics based approach was developed. Generally during evaporation,
although not in the scope of AM. A suitable coupling matrix was used to both heat and mass are lost, but here the mass loss has been neglected
integrate both models. Ganeriwala and Zohdi [180] developed a considering only heat lost through evaporation. The authors have
reduced model that combines DEM and FDM for SLS, in which the base employed a heat sink on the surface of the powder bed which accounts
substrate is modeled using FDM and powder bed heating is simulated for heat loss due to evaporation. The heat sink is described as
using DEM (Fig. 28). By simulating a small domain, using high level
Qsink = − mv X Lv
programming language (Fortran in this case) and using a binning algo
rithm, results can be obtained in few hours (Fig. 29). Although, for larger where mv is the evaporative mass rate and Lv is the latent heat of
layer continuum models, FEM approaches can be effectively used in evaporation. The parameter mv is calculated based upon the fraction of
coupling with DEM as the part level modeling of residual stresses and vapor phase, which is an internal variable in COMSOL. The powder layer
distortions are easily calculated using FEM. was assumed to be a continuum medium with a constant absorptivity.
Multi scale approaches includes combining analyses of atomic, An initial powder bed porosity of 0.35 was assumed with a layer
powder and component level models at the level of melt pool including thickness of 30 µm. The volume shrinkage due to melting of powder and
Marangoni recirculation and free surface to overall part residual stresses fluid dynamic effects such as Marangoni convection, wetting and
calculation and distortions. The Multi-scale FEM (MsFEM) is used in capillary forces and surface tension were neglected. The authors
such studies where the computational efforts were reduced significantly employed a variable mesh with fine mesh size of 25 µm near laser
as compared to conventional DEM [181]. Ammer et al. [77] developed a interaction zone and coarser mesh away from laser. The experiments
three-dimensional LB method for simulating Titanium alloy using EBM, were performed in a custom built LPBF system with a ThermaViz sensor
in which powder bed generation, surface tension and wetting and a
16
B. Soundararajan et al. Additive Manufacturing 47 (2021) 102336
Fig. 30. Multi-scale approach (a) modeling framework for multi-physics multi-scale LPBF process (b) coupling between different scales and experimental valida
tion [182].
17
B. Soundararajan et al. Additive Manufacturing 47 (2021) 102336
Fig. 32. Scan strategies. (a) "S" pattern and (b) Fractal pattern [89].
Fig. 33. (a) Out-in scanning (b) 45◦ line scanning [184].
Fig. 34. (a) Temperature and melt-pool lifetime vs scan speed at fixed power of 200 W (b) Temperature and melt-pool lifetime vs scan speed vs Laser power at fixed
scan speed of 200 mm/s [67].
18
B. Soundararajan et al.
Table 2
Summary of models.
Model & Description Inputs Outputs Limitations references
references
Finite Element 1. Assumes continuum powder bed, solves heat Temperature dependent material Layer Temperature, residual Not an accurate depiction of the PBF process, as [25,48–53,55,56,
Methods conduction equation sometimes considering radiation properties stresses and distortions, Melt FEM fails to replicate the particle nature of the 58–69,71–73,82,95,
and convection Laser power, Beam size, Scan speed, pool and heat affected zone system. Accurate analysis of melt pool formation is 102,103,123–137,
2. Melt pool hydrodynamics and associated effects are Powder bed model, preheat temperature, dimensions not possible and power spreading cannot be 140–146,148,197]
often neglected optical properties of bed simulated
3. Frequently used software: COMSOL, ABAQUS, ANSYS Solidus and liquidus temperature
Computational 1. Mass, Momentum and energy equations are Temperature dependent material Layer Temperature, Melt pool Difficulty in implementation, longer [74–76,88,149–151,
Fluid Dynamics numerically solved using FDM/FVM coupled with properties including latent heat of fusion dimensions, surface roughness, computational times compared to FEM, poor 198,199]
Volume of Fluids methods and vaporization, Laser input, Powder bed keyhole defects, porosity, representation of particle nature of the system,
2. Considers capillary, wetting, Marangoni effects, recoil model, preheat temperature, optical balling and non-uniformity prone to numerical interpolation errors
pressure and vaporization properties of bed
3. Frequently used software: FLUENT, OpenFoam and Solidus and liquidus temperature, Surface
Flow3D tension coefficients and Gravity input
Lattice Boltzmann 1. considers individual particles Solving discretized Heat input, powder bed model, Layer Temperature, Melt pool Choice of ideal lattice mesh is the basis to avoid [4,77,78,167–172,
19
Method Boltzmann equation on a lattice, Temperature dependent material dimensions, surface roughness, numerical instabilities and in case of free-surface 200]
2. Considers capillary, wetting, Marangoni effects, recoil properties, viscosity keyhole defects, porosity, flows upgradation from 2D to 3D is not easy to
pressure and vaporization balling and non-uniformity implement
Smooth Particle 1. Lagrangian mesh-free model in which governing Heat input, powder bed model, Layer Temperature, Melt pool Prone to tensile instabilities, computationally [174,175]
Hydrodynamics equations are discretized by a moving set of particles Temperature dependent material dimensions, surface tension, expensive than FVM
2. Highly adaptive in nature and suited in treating large properties, viscosity, surface tension co- thermo-capillary forces and
deformation, moving interfaces and fluid-structure efficient phase changes
interactions and can provide the time dependent of the
field variables.
Discrete Element 1. Powder deposition and heat transfer studies possible System of particles with geometry, heat powder bed preparation, Layer Computationally expensive, Lacks physical [31,34,70,80,81,115,
modeling 2. Well suited for realistic sintering/melting simulation input, temperature dependent material temperature, phase change/ representation of Melt flow and convection is often 155–157,159,
of random packing of particles based on Newtonian properties solidification ignored 161–165]
interactions of a system of particles which includes
contact models, friction and heat transfer, ability to
establish/break inter-particle forces and influence of
external forces
3. Some of the software used are LIGGGHTS, LAMMPS,
Table 3
Mesh based models.
Author Year Process Material Analysis type, Heat transfer Validation Major contribution
software and mesh modes
strategy used considered
Denlinger et al. 2017 LPBF Inconel 718 FEA, Dynamic non Conduction, FE results were compared with A novel FE model to predict the in-
[128] uniform meshing convection and experimental data from Dunbar situ response of LPBF workpieces to
using Patran & radiation et al. [201]. get insights into residual stress, effect
solved using Pan of layer interaction and model for
solver multi-layer building
Chen et al. [95] 2017 SLM Ceramics Level set 3D FEA, Conduction, Nil An FE model for SLM to study
adaptive mesh convection and thermo-mechanical behavior at the
radiation scale of bead. Heat transfer and fluid
flow study to predict shape of the
bead
Montgomery 2020 LPBF Inconel 625 Novel Powder FEM Conduction Results were compared with Power absorption and melt pool
et al. [71] experiments performed on geometry study
EOSINT 270 LBPF machine
Foteinopoulos 2018 LPBF Aluminium Finite Difference Conduction, Comparison of results between A 2D adaptive mesh strategy to
et al. [202] alloy with adaptive & non convection and adaptive and non-adaptive mesh decrease computational time and
adaptive mesh radiation memory.
Williams et al. 2018 LPBF Inconel 718 FEA using ABAQUS, Conduction FE results were compared with A pragmatic approach to model PBF
[73] and 316 L Element birth & experimental data from Dunbar to predict residual stresses across a
Stainless steel death meshing et al. [201] realistic workpiece
Han et al. [203] 2016 SLM Al-Al2O3 FEA using ANSYS, Conduction, Results compared with Using different combinations of
non-uniform static convection experiments conducted on process parameters to predict
meshing Renishaw AM250 thermal behavior and exploring
volumetric energy density for
building quality parts
Cheng et al. 2020 SLM Inconel 718 FEA using ABAQUS, Conduction, Results were compared with EBM A raster scan strategy was developed
[52] adaptive mesh convection and machine data from Cheng et al. to study melt pool in a single scan
radiation [82] track
Mukherjee et al. 2017 LPBF Inconel 718 & FEA using ABAQUS Conduction, Results were compared with Direct Energy Deposition based
[197] Ti-6Al-4 V convection and individual experimental data numerical model with heat transfer
radiation and fluid flow to predict temperature
fields and residual stresses
Masoomi et al. 2018 LPBF Ti-6Al- 4 V CFD using COMSOL Conduction, Results were compared with data Thermal response of single track
[204] convection and from Criales et al. [205] LPBF considering constant and
radiation locally variable heat transfer
coefficient
Dai et al. [206] 2015 SLM TiC & FVM using Fluent Conduction, Results were compared with YLR- Effect of Laser energy per unit length
AlSi10Mg software convection and 200-SM ytterbium fiber laser, on melt pool and resultant top surface
radiation PMG3 optical microscope and S- finish were predicted
4800 field emission Scanning
Electron Microscope
Mokrane et al. 2018 SLS Polymers FVM, uniform mesh Conduction, Results were compared with Global view of simulating SLS for
[74] convection and Riedlbauer et al. [207] polymers
radiation
Knudsen layer that forms at the direct interface between the condensed strategy, Particle Size Distribution (PSD) and mechanical characteristics
matter and vapor phase. A simplified evaporation model based on this such as final component residual stresses, dimensional accuracy, surface
concept, considering local loss of mass and heat is represented. The roughness and strength are very important in obtaining an optimized
authors have included hydrodynamic properties such as wetting and product. The material properties are a functions of process parameters.
capillary action, convective mass and heat transfer along with phase Design of Experiments (DoE) is a most common approach where a
changes. However, Marangoni convection was not considered. A spatial certain specimen is built and the best parameter set-up is interpolated.
resolution of 1 µm is considered in the simulation. Experiments were The aforementioned simulation techniques are applied to this optimi
conducted at different input power and scan speed and the melt pool zation procedure in order to replace the majority of experiments by
depth is close to simulated results as shown in Fig. 31. At 120 W power modeling. The model is validated and or calibrated based on experi
and 0.5 m/s scan speed, both the experimental and numerical depth of mental results. Some of the major process parameters are discussed
penetration is 60 µm. Mass losses were also calculated in experiments below.
and simulation and they are in good agreement with each other. The Scanning Strategy is associated to the residual stresses and distor
mass loss was found to be a function of beam width whereas the melt tions. Lot of authors have investigated their relationship and Ma and Bin
pool geometry is weakly dependent on the beam width. The peak tem [89] used two strategies such as "S" pattern and fractal pattern in SLS as
perature reached in simulation for a given power of 300 W is 3250 K. shown in Fig. 32. The Fractal pattern offers smaller distortions due to
Both the above two process shows good agreement with experiments symmetric temperature field than "S" pattern.
but LBM proves to be more accurate in determining the melt pool More recently, Ali et al. [183] investigated the effect of scan strategy
characteristics and agrees better with experiments in spite of the fact on SLM parts by varying the scan vector length, direction, order of
that Marangoni convection is not accounted for in both models. scanning and rotation of each layers. Six scan strategies were studied
and the lowest residual stress build-up were witnessed in 90◦ , alter
6. Process parameters optimization nating scanning strategy for SLM Ti6Al4V parts. Cheng et al. [184]
studied eight different scan strategies on In718 and concluded that
In PBF, process parameters such as Laser speed, Laser power, Scan out-in scanning pattern gave rise to maximum stresses along the X and Y
20
B. Soundararajan et al. Additive Manufacturing 47 (2021) 102336
Table 4
Mesh free models and coupled types.
Author Year Process Material Analysis type, Heat transfer Validation Major contribution
software and modes considered
mesh strategy
used
Ganeriwala 2014 SLS Stainless DEM Conduction Nil A 3D DEM is proposed to prepare powder bed and
et al. [81] steel laser sintering of powders. Change in material
properties due to phase changes are considered
Gobal et al. 2017 SLS Stainless DEM Conduction, Results compared with An adaptive DEM for thermo-mechanical behavior
[208] steel convection and various authors of SLS. This method increases the size of the
radiation elements in DEM based on particle temperature of
relative position to laser. A faster computational
time is achieved.
Gobal et al. 2017 SLS FEM/DEM Conduction, Nil Combined FEM-DEM models to account for dynamic
[70] convection and changes in particle contact areas in the heat affected
radiation zone. Faster implementation than DEM
Moser et al. 2016 SLS NA DEM/Monte Carlo Conduction, Results compared with Calculation of thermal conductivity in finite powder
[115] using MFiX radiation various authors bed depth and in case of multi-layer SLS
softwae
Moser et al. 2015 SLS NA DEM/Monte Carlo Conduction, Results compared with Optical properties of various types of powder beds
[162] using MFiX radiation [209] were calculated
softwae
Dayal et al. 2017 SLM Stainless Discrete particle Conduction, Results are validated by Laser energy absorption in metal powders
[31] steel method/ Monte radiation solving test cases and
Carlo comparison with known
solutions
Ganeriwala 2016 SLS Coupled DEM/ Conduction, Results were compared A DEM model for powder spreading and sintering
et al. [180] Finite difference convection and with [198] and FD model to predict the underlying substrate.
approach radiation Material properties changes due to phase change is
included. Faster computational times achieved
Xin et al. 2017 SLS polymer DEM/Monte Carlo Conduction, Results compared with A radiative sub model to predict Scattering,
[163] using EDEM convection and [99] reflection
software radiation
Xin et al. 2017 SLS polymer DEM/Monte Carlo Conduction, Results compared with Coupled DEM/Monte Carlo model to implement
[210] radiation [99] laser scattering
directions while the residual stresses are reduced while scanning was
Table 5
done at 45◦ amongst all tested cases (Fig. 33).
Summary of influence of process parameters on the PBF processes.
The Laser power is another important process parameter which in
Parameters Influence on PBF process References fluences the maximum temperature of the layer and has opposite effects
Laser Input power and scan Distinguishes energy [61] to the increase of the scan speed. Fig. 34 by Li and Gu [67] shows the
speed requirement for melting and relation between temperature, scan speed, Laser power and the time at
sintering, life time of melt pool which the material remains liquid. As we can see, the molten pool life
and subsequent formation of
pores
time increased thee times when the laser power was doubled from 150 to
Scan strategy Propagation of temperature [83,171] 300 watts. Similarly, when the scan speed is decreased from 400 to
during building and resulting 100 mm/s, there was a significant increase of 6 times of the cooling
effect on residual stress on final time. A combination of increased scan speed and low Laser power yields
specimen
a low temperature and very short melt-pool lifetime resulting in poor
Particle size distribution and Meltability/sinterability, packing [172,173]
shape efficiency, pores, effective wettability and increased number of pores in SLM parts.
thermal conductivity and surface The energy density (ED) which is defined as the ratio of Laser power
roughness. Wider range of PSD to the product of scan speed, layer thickness and beam diameter. This
generates higher powder bed influences microstructure of the specimen. A lower ED decreases the
density. This directly affects the
thermo-mechanical behavior of
melt pool size and temperature gradient, thereby increasing the cooling
the specimen rate resulting in fine-grained microstructure. This restricts dislocation
Layer thickness Improper depth of penetration of [195] movement thereby increasing microhardness [185]. Bang et al. [186]
input power results in lack of described about the effect of ED on cellular structures formation in
fusion and poor mechanical
which the cell size increases with ED.
properties
Powder Flowability Uniform spreading of the powder [173] Particle Size Distribution (PSD) is a vital factor in determining the
and powder with narrow range of quality of the PBF process. The packing of powder on the PBF system is
PSD provides better flowability an important factor in determining the properties such as porosity in the
and generates parts with higher bed, effective thermal conductivity and thermal expansion. Brika et al.
tensile strength and increased
hardness
[187] investigated three Ti-6Al-4 V powder lots and their effects on
Thickness of base plate Better build support and uniform [138] LPBF process in terms of powder bed surface roughness, packing density,
distribution of residual stresses in ability to print and final thermo-mechanical properties of printed parts.
the specimen It was shown that a powder mead of more spherical particles demon
Material properties (thermal Energy absorption into powder [96]
strates a better rheological behavior and efficient packing thereby
conductivity, specific heat bed, Heat transfer in powder bed
capacity, surface roughness and environment providing a dense powder bed. This in turn yields final parts with
and emissivity) excellent thermo-mechanical properties, desired surface finish and
dimensional accuracy. Also, the presence of a large quantities of fine
21
B. Soundararajan et al. Additive Manufacturing 47 (2021) 102336
Fig. 35. Existing PBF modeling approaches and their suitability on applications.
particles adversely affects the properties of final parts due to higher discussed and using mesh free model and coupled types is reported in
inter-particle forces. Liu et al. [188] concluded that powders with Table 4. Finally a summary of the paper dealing on the effect of the main
diverse range of particle sizes can provide higher packaging density, and parameters is reported in Table 5. The following points are understood
yield higher density parts with smooth surface finish even at low input from the review:
energy intensities. Powders with narrower range of particle size distri
bution has better flowability, yields parts with higher Ultimate Tensile • FEM based approaches are widely used methodologies for PBF pro
Strength and increased hardness. cesses mostly adopting SLM and SLS, whereas EBM is given least
attention.
7. Experimental validation • Steel and Titanium alloys are widely used materials less negatively
affected by thermal effects. Instead, larger thermal effect are found
There has been a lot of in-situ experimental set-ups used to capture for polymer based and ceramics, which still require a better
the PBF process in real time. The numerical models are usually validated understanding.
and calibrated with the help of experimental results. The temperature • Most of the thermo-mechanical models are based on FE models.
history of layer, the melt pool characteristics and the laser track ge Outputs such as temperature field, residual stresses and distortion
ometry and temperatures are usually measured for comparison. A lot of are widely discussed using FEM. On the other hand, equally impor
authors have used Infra-red (IR) thermography for this purpose tant fluid dynamic problems such as melt pool characteristics are
[1189–191]. Two types of IR thermography is generally used such as more complex to be described by FEM and a less treated with this
co-axial and off-axial systems [192]. Co-axial systems make use of the approach.
optical path of the power source (Laser) while off-axial system is placing • Approaches able of resolution at the particle scale, such as FV, LBM,
the IR sensor at an angle overlooking the powder bed. In the PBF pro SPH and OTM methods, can describe melt pool features and the
cesses, the heat exchange, dynamic characteristics of the powder heat melting and solidification process quite accurately. For an accurate
ing, melting and solidification process is called the Process signatures prediction of the melt pool temperature, it is necessary to consider
[193]. The observable process signatures are (1) melt pool (2) scan path radiation and evaporation contributions to the heat balance. For the
(3) the slice or layer temperature and (4) powder bed homogeneity. The higher input energies the formation of a “keyhole welding”, requires
thermal images are in turn used to compare and validate thermal the inclusion of recoil pressure terms related to the high evaporation
models. Peyre et al. [99] used a laser power-meter placed below the rates. The interconnection between different phenomena accounted
powder bed. This latter is spread on a NaCl window, 95% transparent to by these methods results in the need of high computational power,
the laser beam, to measure the power of the transmitted laser beam as a significantly larger than FEM.
function of the powder thickness. This information, in turn, is used to • DEM proves to be more accurate in simulating the powder bed
measure the fusion depth. Residual stresses can be measured in the post preparation, heat absorption and conduction in powder bed. How
processing, that is once the sintered/melted specimen is ready, using ever also in this case the computational efforts needed are much
Non Destructive Testing (NDT) methods such as Neutron diffraction higher than in FEM. Combined models also prove to be quicker and
[194,195]. Scanning Electron Microscopy (SEM) is used to visualize the gives better results.
melt pool, pores, surface roughness and microstructure of the specimen
[196]. Fig. 35 showcases the most suitable modeling tools according to the
modeling objective. Several issues still need to be addressed especially in
the optimization of the tradeoff between accuracy and computational
8. Conclusion
efforts. Parallel computing, cloud-based computing and reduced order
models are also being developed to reduce the computational efforts.
A comprehensive review on modeling of PBF processes including
Secondly, the uncertainties involved while implementing boundary
conventional mesh based and mesh free approaches has been carried
conditions and material properties in solving a complex phenomenon
out. The method considered are centered on heat transfer but always
such as PBF, the results cannot be fully validated by experiments. The
include other related physical aspects. A summary of the models dis
material properties for example, mostly includes assumptions and non-
cussed is provided in Table 2. A summary of the papers discussed and
linear approaches due to simplicity and similarly, inaccurate
using mesh based model is reported in Table 3. A summary of the papers
22
B. Soundararajan et al. Additive Manufacturing 47 (2021) 102336
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