Part 1 Offshore e
Part 1 Offshore e
Part 1 Offshore e
RULES FOR
PART 1
Copyright 2015
American Bureau of Shipping
ABS Plaza
16855 Northchase Drive
Houston, TX 77060 USA
R u l e C h a n g e N o t i c e ( 2 0 1 6 )
ii ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
PART Foreword
Foreword
For the 2008 edition, Part 1, “Conditions of Classification” was consolidated into a generic booklet, entitled
Rules for Conditions of Classification – Offshore Units and Structures (Part 1) for all units, installations,
vessels or systems in offshore service. The purpose of this consolidation was to emphasize the common
applicability of the classification requirements in “Part 1” to ABS-classed offshore units, pipelines, risers,
and other offshore structures, and thereby make “Part 1” more readily a common “Part” of the various
ABS Rules and Guides, as appropriate.
Accordingly, the subject booklet, Rules for Conditions of Classification – Offshore Units and Structures
(Part 1), is to be considered, for example, as being applicable to and comprising a “Part” of the following
ABS Rules and Guides:
• Rules for Building and Classing Mobile Offshore Drilling Units (MODU Rules)
• Rules for Building and Classing Offshore Installations (Offshore Installations Rules)
• Rules for Building and Classing Single Point Moorings (SPM Rules)
• Rules for Building and Classing Floating Production Installations (FPI Rules)
• Rules for Building and Classing Facilities on Offshore Installations (Facilities Rules)
• Guide for Building and Classing Liftboats (Liftboat Guide)
• Guide for Building and Classing Subsea Pipeline Systems (Pipeline Guide
• Guide for Building and Classing Subsea Riser Systems (Riser Guide)
• Guide for Building and Classing Floating Offshore Liquefied Gas Terminals (FLGT Guide)
• Guide for Building and Classing Gravity-Based Offshore LNG Terminals (GBLNGT Guide)
• Guide for Building and Classing Mobile Offshore Units (MOU Guide)
Any unique “Conditions of Classification” requirements for a specific type of offshore unit or structure are
specified in Part 1 supplements contained in the above listed Rules and Guides. The supplemental Part 1
requirements are published with the Rules and Guides for specific types of offshore units or structures.
However, the supplemental Part 1 for Mobile Offshore Drilling Units is included at the end of this booklet.
The generic Part 1 requirements are to be used together with the applicable supplemental Part 1 requirements
for the specific type of unit or structure.
A separate Part 1 booklet, entitled Rules for Conditions of Classification (Part 1), has been created to
consolidate the classification requirements for non-offshore services.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 iii
PART Table of Contents
1
Rules for Conditions of Classification – Offshore Units and
Structures
CONTENTS
CHAPTER 1 Scope and Conditions of Classification ............................................... 1
Section 1 Classification ..........................................................................4
Section 2 Suspension and Cancellation of Classification ......................6
Section 3 Classification Symbols and Notations..................................10
Section 4 Rules for Classification ........................................................14
Section 5 Other Regulations ................................................................20
Section 6 IACS Audit ...........................................................................22
Section 7 Plans and Data to be Submitted ..........................................23
Section 8 Conditions for Surveys After Construction ...........................24
Section 9 Fees .....................................................................................26
Section 10 Disagreement .......................................................................27
Section 11 Limitation of Liability.............................................................28
Section 12 Hold Harmless .....................................................................29
Section 13 Time Bar to Legal Action......................................................30
Section 14 Arbitration .............................................................................31
iv ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
PART Chapter 1: Scope and Conditions of Classification
1
CHAPTER 1 Scope and Conditions of Classification
CONTENTS
SECTION 1 Classification .......................................................................................... 4
1 Process ............................................................................................... 4
3 Certificates and Reports ..................................................................... 4
5 Representations as to Classification................................................... 5
7 Scope of Classification........................................................................ 5
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 1
27 Thrusters ...........................................................................................13
29 Dynamic Positioning Systems...........................................................13
31 Drilling Systems ................................................................................13
33 Ice Strengthening ..............................................................................13
2 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
5 Attendance at Port State Request .................................................... 25
7 Safety Management System ............................................................. 25
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 3
PART Section 1: Classification
1
CHAPTER 1 Scope and Conditions of Classification
SECTION 1 Classification
3.1
Plan review and surveys during and after construction are conducted by ABS to verify to itself and its
committees that an offshore unit, structure, item of material, equipment or machinery is in compliance with the
Rules, Guides, standards, or other criteria of ABS and to the satisfaction of the attending Surveyor. All reports
and certificates are issued solely for the use of ABS, its committees, its clients and other authorized entities.
3.3
ABS will release information from reports and certificates to the cognizant authorities, e.g., Coastal State
or Port State to assist in rectification of deficiencies during port state control intervention. Such information
includes text of conditions of classification, survey due dates and certificate expiration dates. The Owner
will be advised of any request and/or release of information.
3.5
ABS will release certain information to the offshore unit or structure’s underwriters and P&I clubs for
underwriting purposes. Such information includes text of overdue conditions of classification, survey due
dates and certificate expiration dates. The Owners will be advised of any request and/or release of information.
In the case of overdue conditions of classification, the Owners will be given the opportunity to verify the
accuracy of the information prior to release.
4 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 1 Classification 1-1-1
3.7 (2003)
ABS may release an offshore unit or structure specific information related to the classification and statutory
certification status. This information may be published on the ABS website or by other media and may
include the an offshore unit or structure classification, any operating restrictions noted in ABS’s Record,
the names, dates and locations of all surveys performed by ABS, the expiration date of all class and statutory
certificates issued by ABS, survey due dates, the text of conditions of classification (also known as outstanding
recommendations), transfers, suspensions, withdrawals, cancellations and reinstatements of class, and other
related information as may be required.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 5
PART Section 2: Suspension and Cancellation of Classification
1
CHAPTER 1 Scope and Conditions of Classification
1.1
ABS reserves the right to perform unscheduled surveys of the hull, equipment, or machinery when ABS
has reasonable cause to believe that the Rule requirements for periodical, damage and other surveys are not
being complied with.
1.3
Failure to permit the unscheduled surveys referred to in 1-1-2/1.1 above shall result in the suspension or
cancellation of class.
3 Notice of Surveys
It is the responsibility of the Owner to ensure that all surveys necessary for the maintenance of class are carried
out at the proper time. ABS will notify an Owner of upcoming surveys and outstanding recommendations.
This may be done by means of a letter or other communication. The non-receipt of such notice, however, does
not absolve the Owner from the responsibility to comply with survey requirements for maintenance of class.
5 Special Notations
If the survey requirements related to maintenance of special notations are not carried out as required, the
suspension or cancellation may be limited to those special notations only.
7 Suspension of Class
7.1
Suspension of classification is a withdrawal of all representations by ABS as to an offshore unit or structure.
7.3
Class will be suspended and the Certificate of Classification will become invalid from the date of any use,
operation, loading condition or other application of any offshore unit or structure for which it has not been
approved and which affects or may affect classification or the structural integrity, quality or fitness for a
particular use or service.
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Chapter 1 Scope and Conditions of Classification
Section 2 Suspension and Cancellation of Classification 1-1-2
7.5
Class will be suspended and the Certificate of Classification will become invalid in any of the following
circumstances:
i) If Continuous Survey items which are due or overdue at the time of Annual Survey are not
completed and no extension has been granted,
ii) If the other surveys required for maintenance of class, other than Annual, Intermediate, or Special
Periodical Surveys, are not carried out by the due date and no Rule allowed extension has been
granted, or
iii) If any damage, failure, deterioration or repair has not been completed as recommended.
7.9
Classification may be suspended, in which case the Certificate of Classification will become invalid, upon
failure to submit any damage, failure, deterioration, or repairs for examination upon the first opportunity
or, if proposed repairs, as referred to in 7-2-1/7 of the ABS Rules for Building and Classing Mobile Offshore
Drilling Units, have not been submitted to ABS and agreed upon prior to commencement, as referred to in
7-2-1/7.
7.11
Class is automatically suspended and the Certificate of Classification is invalid in any of the following
circumstances:
i) If the Annual Survey is not completed by the date which is three (3) months after the due date,
unless the offshore unit or structure is under attendance for completion of the Annual Survey, or
ii) If the Intermediate Survey is not completed by the date which is three (3) months after the due
date of the third Annual Survey of the five (5) year periodic survey cycle, unless the offshore unit
or structure is under attendance for completion of the Intermediate Survey, or
iii) If the Special Periodical Survey is not completed by the due date, unless the offshore unit or structure is
under attendance for completion prior to resuming operation.
Under “exceptional circumstances” (limited to such cases as unavailability of drydocking facilities;
unavailability of repair facilities; unavailability of essential materials, equipment or spare parts; or
delays incurred by action taken to avoid severe weather conditions), consideration may be given
for an extension of the Special Periodical Survey not exceeding three (3) months provided an
offshore unit or structure is attended and the attending Surveyor(s) so recommend(s) after the
following has been carried out:
• Annual Survey; and
• Re-examination of recommendations; and
• Progression of the Special Periodical Survey as far as practicable.
7.13
When an offshore unit or structure is intended for a demolition operation with any periodical survey
overdue, the offshore unit’s or structure’s class suspension may be held in abeyance and consideration may
be given to allow the offshore unit or structure to proceed on a single direct ballast voyage from the lay-up
or final facility to the demolition yard. In such cases, a short term Class Certificate with conditions for the
voyage noted may be issued provided the attending Surveyor finds the offshore unit or structure in
satisfactory condition to proceed for the intended operation.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 7
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 2 Suspension and Cancellation of Classification 1-1-2
7.15
If due to circumstances reasonably beyond the Owner’s or ABS’s control (limited to such cases as damage
to the offshore unit or structure, unforeseen inability of ABS to attend the offshore unit or structure due to
the governmental restrictions on right of access or movement of personnel, unforeseeable delays in port
due to unusually lengthy periods of severe weather, strikes, civil strife, acts of war, or other cases of force
majeure) the offshore unit or structure is not in a port where the overdue surveys can be completed at the
expiry of the periods allowed above, ABS may allow the an offshore unit or structure to sail, in class,
directly to an agreed facility and, if necessary, hence, in ballast, to an agreed facility at which the survey
will be completed, provided that ABS:
i) Examines the offshore unit or structure’s records; and
ii) Carries out the due and/or overdue surveys and examination of recommendations at the first port
of call when there is an unforeseen inability of ABS to attend the offshore unit or structure in the
present port, and
iii) Has satisfied itself that the offshore unit or structure is in a condition to sail for one trip to a
facility and subsequent ballast voyage to a repair facility if necessary. (Where there is unforeseen
inability of ABS to attend the offshore unit or structure in the present port, the master is to confirm
that the offshore unit or structure is in condition to sail to the nearest port of call.)
If class has already been automatically suspended in such cases, it may be reinstated subject to the conditions
presented in this Paragraph.
9 Lifting of Suspension
9.1
Class will be reinstated after suspension for overdue surveys upon satisfactory completion of the overdue
surveys. Such surveys will be credited as of the original due date. However, the offshore unit or structure is
removed from class from the date of suspension until the date class is reinstated.
9.3
Class will be reinstated after suspension for overdue recommendations upon satisfactory completion of the
overdue recommendation. However, the offshore unit or structure is removed from class from the date of
suspension until the date class is reinstated.
9.5
Class will be reinstated after suspension for overdue Continuous Survey items upon satisfactory completion
of the overdue items.
11 Cancellation of Class
11.1
If the circumstances leading to suspension of class are not corrected within the time specified, the offshore
unit or structure’s class will be canceled.
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Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 2 Suspension and Cancellation of Classification 1-1-2
11.3
An offshore unit or structure’s class is canceled immediately when an offshore unit or structure proceeds to
operate without having completed recommendations which were required to be dealt with before leaving
port or resuming operations.
11.5
When class has been suspended for a period of three (3) months due to overdue Annual, Intermediate,
Special Periodical, or other surveys required for maintenance of class; overdue Continuous Survey items;
or overdue outstanding recommendations, class will be canceled. A longer suspension period may be
granted for offshore units or structures which are either laid up, awaiting disposition of a casualty or under
attendance for reinstatement.
13 Alternative Procedures
Alternatives to 1-1-2/7.11 procedures for automatic suspension of class and 1-1-2/11.5 procedures for
cancellation of class may be applied to mobile offshore drilling units, or laid-up liftboats.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 9
PART Section 3: Classification Symbols and Notations
1
CHAPTER 1 Scope and Conditions of Classification
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Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 3 Classification Symbols and Notations 1-1-3
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Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 3 Classification Symbols and Notations 1-1-3
13 Liftboats
Liftboats which have been built to the satisfaction of the ABS Surveyor, to the full requirements of the
Liftboat Guide or the equivalent, where approved by the Committee, will be classed and distinguished in
the Record by the classification notation À A1, Liftboat, À AMS where À A1 indicates compliance with
the hull requirements of the Liftboat Guide and À AMS indicates compliance with the machinery requirements
for self-propelled liftboats.
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Chapter 1 Scope and Conditions of Classification
Section 3 Classification Symbols and Notations 1-1-3
27 Thrusters (1994)
Thruster machinery for propulsion assist or athwartship thrust complying with the applicable requirements
of Section 4-3-5 of the ABS Rules for Building and Classing Steel Vessels (Steel Vessel Rules), manufactured
and installed under ABS survey and found satisfactory after trials, will be distinguished in the Record by
the notation À PAS or À APS, as appropriate.
33 Ice Strengthening
A notation Ice Strengthening will be added in the Record for drilling units that comply with Appendix
3-2-A1 of the MODU Rules.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 13
PART Section 4: Rules for Classification
1
CHAPTER 1 Scope and Conditions of Classification
1 Application of Rules
1.1 General
The requirements of the following Rules and Guides are applicable to those features that are permanent in
nature and can be verified by plan review, calculation, physical survey or other appropriate means. Any
statement in the Rules and Guides regarding other features is to be considered as guidance to the designer,
builder, manufacturer, Owner, operator or other client.
Where reference is made herein to the Rules or Guides, the latest edition of those Rules or Guides is intended.
• Rules for Building and Classing Mobile Offshore Drilling Units
• Rules for Building and Classing Offshore Installations
• Rules for Building and Classing Single Point Moorings
• Rules for Building and Classing Floating Production Installations
• Rules for Building and Classing Facilities on Offshore Installations
• Guide for Building and Classing Liftboats
• Guide for Building and Classing Subsea Pipeline Systems
• Guide for Building and Classing Subsea Riser Systems
• Guide for Building and Classing Floating Offshore Liquefied Gas Terminals
• Guide for Building and Classing Gravity-Based Offshore LNG Terminals
1.3 Application
The application of the Rules and Guides is, in general, based on the contract date for construction between
the shipbuilder and the prospective Owner. (e.g., Rules which became effective on 1 July 2004 are not
applicable to an offshore unit or structure for which the contract for construction was signed on 30 June
2004.) See also 1-1-4/3.
The requirements in these Rules are the common requirements for conditions of classification of offshore
units and structures. Any unique requirements for a specific type of offshore unit or structure are specified
in the supplement to these Rules in each of the Rules and Guides as listed in 1-1-4/1.1. These Rules are to
be used together with the applicable supplemental Rules for the specific type of unit or structure.
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Chapter 1 Scope and Conditions of Classification
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Guides and subsequent changes to Guides are to become effective on the date specified by ABS. In general,
the effective date is not less than six months from the date on which the Guide is published and released
for its use. However, ABS may bring into force the Guide or individual changes before that date if necessary
or appropriate.
5 Other Conditions
The Committee reserves the right to refuse classification of any offshore unit or structure where items for
which there are Rule requirements are not in accordance with them.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 15
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 4 Rules for Classification 1-1-4
9 Alternatives
9.1 General
The Committee is at all times ready to consider alternative arrangements, designs, and scantlings which can
be shown, through either satisfactory service experience or a systematic analysis based on sound engineering
principles, to meet the overall safety, serviceability, and long-term strength standards of the Rules and Guides.
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Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 4 Rules for Classification 1-1-4
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 17
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 4 Rules for Classification 1-1-4
Manufacturing System. The system is bigger than the manufacturing process, since it considers all
of the factors that affect the process. This includes control of the process inputs, process controlling
factors (such as competency of personnel, procedures, facilities and equipment, training, etc.) process
outputs and measurements of quality, process and product for continual improvement, etc.
Material. Goods used that will require further forming or manufacturing before becoming a new
component or product.
Non-conformance. Non-fulfillment of a specified requirement.
Observation. A detected weakness that, if not corrected, may result in the degradation of product
or service quality or potential negative impact of the environment.
Original Equipment Manufacturer (OEM). The OEM is the person or legal entity that has the legal
or patent rights to produce the material, component, product or system.
Product. Result of the manufacturing process.
Production Testing. This is the destructive and nondestructive testing of the materials and components
used in the manufacture of a product and its final testing that is recorded in Unit Certification.
The waiving of witnessed testing during production testing may only be allowed as defined in
1-1-A2/3 “Limitations” and 1-1-A2/5.5 “Product Quality Assurance Certification (PQA) Tier 4”.
Prototype Testing. This is the destructive and nondestructive testing of the materials and components
presented for evaluation of the original design of a product. If a Surveyor’s witness is required,
this may not be waived under any section of this Guide, unless it is done by a recognized third party.
Recognized Third Party. Is a member of the International Association of Classification Societies, a
Flag Administration, a Nationally Certified testing Laboratories and others who may be presented
to ABS for special consideration.
Type Testing. This is the destructive and nondestructive testing of the materials and components
of the first article of a product manufactured. If a Surveyor’s witness is required, this may not be
waived under any section of the Rules.
9.7.7 The Terms and Conditions for use of ABS Type Approved Product Logo (1 August 2011)
When a manufacturer’s product has received a Product Design Assessment (PDA), the manufacturer
is eligible to use the “Assessed Product” logo.
When a manufacturer has a PDA and has completed a satisfactory Manufacturing Assessment
(MA), the product is then eligible for a Confirmation of Type Approval and the manufacturer may
use the Type Approved Product Logo
When a product is eligible for a Product Design Assessment (1-1-A2/5.1) or a Confirmation of
Type Approval (1-1-A2/5.3.4), the Logos may be used with the understanding that they are
copyrighted and use must be controlled as follows:
i) Both logos are not to be used at the same time. The Type Approved Product Logo takes
precedence and is to be used whenever the manufacturer has a valid PDA + MA. Otherwise,
in the absence of an MA, only the Design Assessed Logo may be used when the manufacturer
has a valid PDA.
ii) Any advertisement or other use of the logo is to be presented to the Manager of ABS
Programs for review prior to use.
iii) The logo may only be used on correspondence, advertising and promotional material and
must not be used except in connection with those goods or services described in the scope
and conditions of the Product Design Assessment Certificate.
iv) The logo may be used only on those materials (i.e., Internet site, letterhead, marketing
literature, advertising, invoice stock forms, packaging, etc.) relating to the particular facility
and process/product lines included within the Confirmation of Type Approval.
v) The logo may not, under any circumstances, be used directly on or closely associated with
products in such a way as to imply that the products themselves are “Unit-certified” by
ABS.
18 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
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Chapter 1 Scope and Conditions of Classification
Section 4 Rules for Classification 1-1-4
vi) If used with other logos, ABS may ask that the manufacturer discontinue any use of other
logos that are unacceptable to ABS and any form of statement that, in the opinion of ABS,
might be misleading.
vii) Upon the termination of certification, for whatever reason, the manufacturer must undertake
to immediately discontinue all use of the logo and to destroy all stocks of material on
which they appear.
viii) When advertising the product as ABS Type Approved, the manufacturer’s name, if different
from the parent company, is to be used in conjunction with this logo. Any use should be
specific to the process/product line covered and not represented as a blanket approval of
the company.
ix) The logo may be scaled uniformly to any size necessary. The color of the logo shall be
either black or blue (reflex blue or PMS 294 blue).
x) Logos are available by e-mail from absta-programs@eagle.org.
xi) See the ABS Design Assessed and Type Approved Product Logo, as follows:
11 Novel Features
Offshore units or structures which contain novel features of design with respect to buoyancy, elevating
arrangements, structural arrangements, machinery, equipment, etc. to which the Rules or Guides are not
directly applicable, may be classed when approved by the Committee on the basis that the Rules or Guides,
insofar as applicable, have been complied with and that special consideration has been given to the novel
features, based on the best information available at the time.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 19
PART Section 5: Other Requirements
1
CHAPTER 1 Scope and Conditions of Classification
20 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 5 Other Regulations 1-1-5
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 21
PART Section 6: IACS Audit
1
CHAPTER 1 Scope and Conditions of Classification
The International Association of Classification Societies (IACS) requires audits of processes followed by
all its member societies to assess the degree of compliance with the IACS Quality System Certification
Scheme requirements. For this purpose, auditors from IACS and/or an independent Accredited Certification
Body (ACB) selected by ABS may accompany ABS personnel at any stage of the classification or statutory
work which may necessitate the auditors having access to the offshore unit or structure, or access to the
premises of the manufacturer or shipbuilder.
In such instances, prior authorization for the auditor’s access will be sought by the local ABS office.
22 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
PART Section 7: Plans and Design Data to be Submitted
1
CHAPTER 1 Scope and Conditions of Classification
5 Additional Plans
Where certification under the other regulation described in Section 1-1-5 is requested, submission of
additional plans and calculations may be required.
7 Submissions (2011)
Plans from designers and builders should generally be submitted electronically to ABS. However, hard
copies will also be accepted.
All plan submissions originating from manufacturers are understood to have been made with the cognizance
of the builder.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 23
PART Section 8: Conditions for Surveys After Construction
1
CHAPTER 1 Scope and Conditions of Classification
1.7 Representation
Nothing contained in this Section or in a rule or regulation of any government or other administration, or
the issuance of any report or certificate pursuant to this Section or such a rule or regulation, is to be deemed
to enlarge upon the representations expressed in 1-1-1/1 through 1-1-1/7 hereof and the issuance and use of
any such reports or certificates are to be governed in all respects by 1-1-1/1 through 1-1-1/7 thereof.
24 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Section 8 Conditions for Surveys After Construction 1-1-8
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 25
PART Section 9: Fees
1
CHAPTER 1 Scope and Conditions of Classification
SECTION 9 Fees
Fees in accordance with normal ABS practice will be charged for all services rendered by ABS. Expenses
incurred by ABS in connection with these services will be charged in addition to the fees. Fees and
expenses will be billed to the party requesting that particular service.
26 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
PART Section 10: Disagreement
1
CHAPTER 1 Scope and Conditions of Classification
SECTION 10 Disagreement
1 Rules
Any disagreement regarding either the proper interpretation of the Rules and Guides or translation of the
Rules and Guides from the English language edition is to be referred to ABS for resolution.
3 Surveyors
In case of disagreement between the Owners or builders and the Surveyors regarding the material,
workmanship, extent of repairs or application of the Rules and Guides relating to any unit classed or
proposed to be classed by ABS, an appeal may be made in writing to the Committee, who will order a
special survey to be held. Should the opinion of the Surveyor be confirmed, the expense of this special
survey is to be paid by the party appealing.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 27
PART Section 11: Limitation of Liability
1
CHAPTER 1 Scope and Conditions of Classification
The combined liability of American Bureau of Shipping, its committees, officers, employees, agents or
subcontractors for any loss, claim or damage arising from its negligent performance or nonperformance of
any of its services or from breach of any implied or express warranty of workmanlike performance in
connection with those services, or from any other reason, to any person, corporation, partnership, business
entity, sovereign, country or nation, will be limited to the greater of a) $100,000 or b) an amount equal to
ten times the sum actually paid for the services alleged to be deficient.
The limitation of liability may be increased up to an amount twenty-five times that sum paid for services
upon receipt of Client’s written request at or before the time of performance of services and upon payment
by Client of an additional fee of $10.00 for every $1,000.00 increase in the limitation.
Under no circumstances shall American Bureau of Shipping be liable for indirect or consequential loss or
damage (including, but without limitation, loss of profit, loss of contract, or loss of use) suffered by any
person as a result of any failure by ABS in the performance of its obligations under these Rules. Under no
circumstances whatsoever shall any individual who may have personally caused the loss, damage or
expense be held personally liable.
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PART Section 12: Hold Harmless
1
CHAPTER 1 Scope and Conditions of Classification
The party requesting services hereunder, or his assignee or successor in interest, agrees to release ABS and
to indemnify and hold harmless ABS from and against any and all claims, demands, lawsuits or actions for
damages, including legal fees, to persons and/or property, tangible, intangible or otherwise which may be
brought against ABS incidental to, arising out of or in connection with this Agreement, the work to be
done, services to be performed or material to be furnished hereunder, except for those claims caused solely
and completely by the negligence of ABS, its agents, employees, officers, directors or subcontractors. The
parties agree that for the purposes of the Convention on Limitation of Liability for Maritime Claims, 1976,
ABS is a person for whose acts the shipowner is responsible.
Any other individual, corporation, partnership or other entity who is a party hereto or who in any way
participates in, is engaged in connection with or is a beneficiary of, any portion of the services described
herein shall also release ABS and shall indemnify and hold ABS harmless from and against all claims,
demands, lawsuits or actions for damages, including legal fees, to persons and/or property, tangible, intangible
or otherwise, which may be brought against ABS by any person or entity as a result of the services performed
pursuant to this Agreement, except for those claims caused solely and completely by the negligence of
ABS, its agents, employees, officers, directors or subcontractors.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 29
PART Section 13: Time Bar to Legal Action
1
CHAPTER 1 Scope and Conditions of Classification
Any statutes of limitation notwithstanding, Owner’s right to bring or to assert against ABS any and all
claims, demands or proceedings whether in arbitration or otherwise shall be waived unless (a) notice is received
by ABS within ninety (90) days after Owner had notice of or should reasonably have been expected to
have had notice of the basis for such claims; and (b) arbitration or legal proceedings, if any, based on such
claims or demands of whatever nature are commenced within one (1) year of the date of such notice to
ABS.
30 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
PART Section 14: Arbitration
1
CHAPTER 1 Scope and Conditions of Classification
Any and all differences and disputes of whatsoever nature arising out of services under these Rules shall be
put to arbitration in the City of New York pursuant to the laws relating to arbitration there in force, before
a board of three persons, consisting of one arbitrator to be appointed by ABS, one by the Client, and one
by the two so chosen. The decision of any two of the three on any point or points shall be final. Until such
time as the arbitrators finally close the hearings either party shall have the right by written notice served on
the arbitrators and on an officer of the other party to specify further disputes or differences under these
Rules for hearing and determination. The arbitration is to be conducted in accordance with the rules of the
Society of Maritime Arbitrators, Inc. in the English language. The governing law shall be the law of the
State of New York, U.S.A. The arbitrators may grant any relief other than punitive damages which they,
or a majority of them, deem within the scope of the agreement of the parties, including, but not limited to,
specific performance. Awards made in pursuance to this clause may include costs including a reasonable
allowance for attorney’s fees and judgment may be entered upon any award made hereunder in any court
having jurisdiction.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 31
PART Appendix 1: Classification Symbols and Notations
1
CHAPTER 1 Scope and Conditions of Classification
The listing of Classification Symbols and Notations previously contained in this Appendix may be viewed
and downloaded from the ABS website “http://www.eagle.org”.
32 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
PART Appendix 2: ABS Type Approval Program
1
CHAPTER 1 Scope and Conditions of Classification
1 General (2014)
When Type Approval is desired, applicants are required to submit a signed Request for Product Type Approval,
identifying all adopted standards by the year of their last issuance. The Type Approval Program is made up
of two components, Design Assessment and Manufacturing Assessment:
Design Assessment consists of:
i) Design evaluation, and
ii) Survey and/or testing of a prototype or a production unit (as appropriate)
Manufacturing Assessment, which is approval of the manufacturer, consists of:
i) Management Assessment. Evaluating the quality assurance and quality control system of the
manufacturing facilities in order to assess and verify their capability to meet the manufacturer’s
specified level of product quality consistently and satisfy the requirements of the Rules, as applicable.
Two categories of quality assurance and quality control are in the Program:
• Recognized Quality System (RQS) is a system that is certified to be in compliance with a
recognized standard at least to ISO 9000 series or equivalent and so certified by a recognized
certification body. Equivalency will be determined on a case by case basis.
• Product Quality Assurance (PQA) is a system meeting the requirements for RQS and having
additional approved procedures to allow a manufacturer to carry out tests and surveys as required
by the Rules to be witnessed by a Surveyor.
ii) Production Assessment. Evaluating the product specific manufacturing process of the manufacturer
in order to assess and verify that manufacture and inspections of the products are established to provide
the manufacturer’s specified level of quality control, to satisfy the requirements of the Rules.
The Design Assessment portion of the Type Approval Program is to be done with a signed Request for
Type Approval. The request for Type Approval must be submitted for both the original and revised Design
Assessments. If Manufacturing Assessment is required, as with Products being manufactured under PQA
or using a PDA-DUP, it must also be requested on the application for Type Approval. The application of
the Manufacturing Assessment portion can be done only in conjunction with Design Assessment.
The purposes of the Type Approval Program are:
i) To avoid repeated evaluation of identical designs,
ii) To allow acceptance of the product based on periodic surveillance of the manufacturer’s quality
assurance program and, where applicable, selective inspection and tests in lieu of surveying and
testing individual units at the manufacturer’s facility, (see 1-1-A2/5.3 and 1-1-A2/5.5) and
iii) To maintain a list of approvals and the type of approvals as defined in the Type Approval Program.
These listings will be maintained on the ABS website so that the information is verifiable and
available to the industry.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 33
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
3 Limitations (2014)
The application of the Type Approval Program to a specific product is at the discretion of ABS. Those
products that may not be type approved under The Type Approval Program are identified in the appropriate
Sections of the Rules. For reference purposes, Tables in the applicable Sections of Part 6 of the MODU
Rules and 4-2-1/Table 1 of the Steel Vessel Rules contain examples of the limitations of the program for
machinery and equipment.
ABS will continue to require witnessed testing for products type approved under the Recognized Quality
System (RQS) that require unit certification. Where Product Quality Assurance Certificate (PQA) is
granted to Tier 4 products, Surveyor witnessed testing during the manufacture of the product, as required
by the Rules, may be delegated to a manufacturer as per the approved Manufacturing assessment.
Where the product is manufactured to an Administration standard, any request to waive witnessed testing
must be approved by the Administration.
5 Process (2003)
The process of the Type Approval Program is shown schematically in 1-1-A2/Figure 1. Each step in the
process will be described in the following.
34 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 35
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
viii) The terms and conditions of the Duplicated PDA will be outlined to the secondary
manufacturer in the approval letter.
ix) It is mandatory that in order to have products covered by a PDA-DUP the secondary
manufacturer must also hold a valid MA. Each secondary manufacturer is responsible for
arranging mandatory Manufacturing Assessments as required by the Rules or standards.
PDA-DUPs that do not have a valid MA 91 days after the anniversary date of the issue of
the PDA-DUP will be prevented from publishing as ABS Type Approved.
x) If the MA annual audits are not done within 91 days, the PDA-DUPs will be prevented
from publishing.
xi) If the MA expires, the PDA-DUPs will be prevented from publishing.
36 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
5.3.1(c) Quality Manual. The manufacturer is to maintain a quality manual as may be required
by the standard. Where a recognized certification body has approved the Quality Manual, ABS
will not require them to be submitted for ABS’s approval.
5.3.2 Quality Control
Typical quality plans describing methods of assuring and controlling quality during production as
may be required by the product specifications or standard will be subject to evaluation by ABS. In
particular, quality plans are to reflect specific surveys, tests, etc. wherever required by the Rules.
The manufacturer is to present a sample or specimen of the product, representative of the “type” to
be approved, to the Surveyor for the purpose of verifying that the “type” has been manufactured in
conformance with the design documents.
5.3.3 Manufacturing Assessment Certificate (MA)
Manufacturing facilities that are successfully audited in accordance with 1-1-A2/5.3.1 and 1-1-A2/5.3.2
and are found to:
i) Have undergone a satisfactory product design evaluation, and
ii) Comply with a quality assurance standard, and
iii) Have manufacturing quality control that meets the applicable provisions of the Rules, or
of the applicable product standard, or the manufacturer’s specifications,
will be issued a Manufacturing Assessment Certificate (MA) by the attending Surveyors.
Manufacturers so assessed will be eligible for listing on the ABS website under the Type Approved
Product (PTA) index together with the PDA Certificate data, as appropriate.
5.3.4 Confirmation of Type Approval (CTA) (2005)
Those products with both a valid Design Assessment Certificate (1-1-A2/5.1.3) and a valid
Manufacturing Assessment Certificate (1-1-A2/5.3.3) are eligible for a Confirmation of Type
Approval. This certificate may be printed from the ABS website only when all parts of the Type
Approval Program remain current. (See also 1-1-A2/5.7.3) The Confirmation of Type Approval
represents the information recorded by ABS on the product as of the date and time the certificate
is printed.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 37
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
Where conditions justify the need for increased surveillance, the PQA does not preclude the Surveyor in
Charge from expanding the scope of surveillance. Where the situation (e.g., frequency of ABS Unit
Certification, batch test results, etc.) warrants such action, ABS may require a closer interval of surveillance
surveys. In such instances, the requirement for a renewal audit will be specially considered. See 1-1-A2/5.7.4.
ABS also reserves the right to conduct unscheduled surveillance surveys.
Manufacturers receiving a Product Quality Assurance Certificate will be distinguished on the ABS website
by an added notation (PQA).
38 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
5.7.2(b) Changes to Design, Procedures and Regulations other than ABS Rules. At any time,
where there is a change in the design, procedures or the applicable standards (other than ABS
Rules), as listed in 1-1-A2/5.9 i) through iv), the manufacturer is to endeavor to notify ABS of
those changes with an application either for incorporation of the change for record purposes, or for
re-assessment of the product, procedures and/or regulations, as the case may be. Failure to notify
ABS about those changes may invalidate the certificate.
Unless the product is found or placed in compliance with the new requirement as a result of
reassessment and where a specific implementation date is indicated in the change(s) to the Regulation
adopted for the product, the certification will become invalid effective on the implementation date
of the new regulation or the end of the five year period whichever comes first, unless the product
is found or placed in compliance with the new requirement as a result of reassessment.
The foregoing requirements on changes to other regulations will generally apply to the changes to
ABS Rules shown on the Design Assessment Certificate.
The listing on the ABS website will be replaced by the new listing upon completion of the
updating, which is to be effected within the five year period shown on the certificate.
Unless the product is found or placed in compliance with the new requirement as a result of
reassessment and where a retroactive application of the change(s) to ABS Rules is required and their
implementation date is specified, the certification will become invalid effective on the specified
implementation date or the end of the five year period whichever comes first.
5.7.2(c) Website Entry. When the Product Type Approval becomes invalid due to overdue
manufacturing audits, the products on the ABS website will be removed from the PTA index and
placed on the PDA index provided that the design assessment certification is still valid.
When the design assessment certification is withdrawn or expired, all related entries on the ABS
website will be deleted at that point.
5.7.3 Acceptability of Type Approved Products
Unless a specific implementation date is indicated in the adopted Regulation [see 1-1-A2/5.7.2(b)]
or a retroactive application of the Rule change is required [see 1-1-A2/5.7.2(c)], a type approved
product may be accepted for use on a vessel, MODU, or facility classed or to be classed with ABS
provided its type approval is valid at the time of the new construction contract of the vessel, MODU,
or facility.
If the implementation of change to Rules or Regulation is based on the keel laying date, then a
type approved product with type approval valid at the time of keel laying of the vessel, MODU, or
facility will be acceptable.
5.7.4 Renewal
For renewal of certificates, the manufacturer is to inform ABS of any change to the product design,
and the following are to be conducted, as appropriate:
i) Re-evaluate the product design in accordance with 1-1-A2/5.1, to update and verify if there
is a design or specification change or a change to the applicable Rules or standards; and
ii) Re-audit the quality plan in accordance with 1-1-A2/5.3.2 or 1-1-A2/5.5; and
iii) Verify by survey that a valid quality assurance system has been maintained in accordance
with 1-1-A2/5.3.1 or 1-1-A2/5.5.
Where the manufacturer is on semi-annual or closer audit, the renewal audit for Manufacturing
Assessment Certificate may be specially considered.
5.7.5 Overdue Audit (2014)
When a periodic (renewal, annual or closer) audit is not completed within 90 days after the anniversary
date of the Manufacturing Assessment Certificate (for renewal or annual audit) or within 90 days
after the due date (where a closer interval is specified), the entry in the ABS website will be
removed from the PTA index and placed on the PDA index if the PDA is still valid and, therefore,
the Confirmation of Type Approval is deemed suspended.
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 39
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
5.9 Terms and Conditions of the Request for Product Type Approval and Agreement (2010)
5.9.1 Agreement (2014)
Unless otherwise agreed in writing, all services rendered and certificates issued in connection with
Type Approval are governed by the terms and conditions of this section (1-1-A2/5.9) and of the
“Request for Product Type Approval and Agreement” (together the “Agreement”). The Product
Design Assessment of record will be the English version published on the ABS website
www.typeapproval.org. By requesting product type approval, the Client agrees to be bound by
these terms and conditions, and the Client accepts that the details of the product, which may
contain commercially relevant data, will be published on the ABS web site and the Client
understands and agrees to the publishing.
5.9.2 Representation as to Product Type Approval (2014)
A Confirmation of Product Type Approval represents that the product design meets the ABS Rules
or Guides, statutory, industrial or manufacturer's standard described on the Design Assessment
Certificate and that the manufacturer has established a systematic quality monitoring system sufficient
to show its capacity to consistently manufacture a product which meets the designated standards.
ABS is not a substitute for the independent judgment of professional designers or engineers nor a
substitute for the quality control procedures of constructors, steel makers, suppliers, manufacturers
and vendors of marine structures, materials, machinery or equipment. ABS represents solely to the
manufacturer or other client of ABS that it will use due diligence in developing Rules, Guides and
standards and in using normally applied testing standards, procedures and techniques in surveying
the manufacturing facility or construction site as called for by ABS criteria for type approval.
5.9.3 Suspension of Certification (2014)
Any of the following events will cause immediate suspension of the certificate of product type
approval unless the change is submitted to ABS for a new review and audit.
a) Redesign of the product or products covered by a Design Assessment certificate;
b) Change in production methods;
c) Substantial change in management organization;
d) Substantial change in frequency or curriculum for personnel training;
e) Refusing access to ABS personnel for periodic or annual audits;
f) Failure to correct a non- compliance identified during an audit or in service;
g) Failure to maintain ISO certification, or equivalent, for the facility(ies) for Manufacturing
Assessment
h) Failure to pay ABS fees.
5.9.4 Validity (2014)
The validity, applicability and interpretation of a certificate issued under the terms of or in
contemplation of ABS Type Approval are governed by the Rules, Guides and standards of ABS
which shall remain the sole judge thereof. Nothing contained in a Design Assessment or Manufacturing
Assessment Certificate or in any report issued in contemplation of such a Certificate shall be
deemed to relieve any designer, builder, owner, manufacturer, seller, supplier, repairer, operator,
insurer, or other entity of any duty to inspect or any other duty or warranty express or implied, nor
create any interest, right, claim or benefit in any third party. Nothing expressed herein or in any
Certificate or report issued under these Rules is intended or shall be construed to give any person,
firm or corporation other than the parties hereto, any right, remedy, or claim hereunder or under
any provisions herein contained; all provisions hereof are for the sole and exclusive benefit of the
parties hereto.
5.9.5 Disagreement
Any disagreement regarding either the proper interpretation of the Rules or translation of the
Rules from the English language edition is to be referred to ABS for resolution.
40 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 41
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
42 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
FIGURE 1
Process of the Type Approval Program (2014)
Design Evaluation
Evaluation
1-1-A2/5.1.1
(As required)
Prototype
Exam/Test
1-1-A2/5.1.2
PDA, 1-1-A2/5.1.3
Manufacturing
Type Approval Yes Assessment Phase
Certification
(See Next Figure)
requested?
Tiers 3 and Above
No
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 43
Part 1 Rules for Conditions of Classification – Offshore Units and Structures
Chapter 1 Scope and Conditions of Classification
Appendix 2 ABS Type Approval Program 1-1-A2
FIGURE 1 (continued)
Process of the Type Approval Program (2014)
MA, 1-1-A2/5.3.3
Public
Information on Confirmation of
Confirmation of Type Approval
ABS Website Type Approval
[See Note 1]
(Downloadable) [See Note 2]
Note 1: If Surveyor witnessing is required by the Rules, the Surveyor is responsible to witness the
manufacture of product and issue the unit certification.
Note 2: The manufacturer will be responsible to advise the ABS office of deliveries of products and to
supply the ABS office with all documentation required for certification of the product.
Note 3: For approval to Equivalent Standards, approval by ABS Type Approval is required.
44 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016
PART Appendix 3: Tiers of Approval
1
CHAPTER 1 Scope and Conditions of Classification
ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016 45
Part 1 Rules for Conditions of Classification
Chapter 1 Scope and Conditions of Classification
Appendix 3 Tiers of Approval 1-1-A3
46 ABS RULES FOR CONDITIONS OF CLASSIFICATION – OFFSHORE UNITS AND STRUCTURES . 2016