A Numerical Study of Load Distribution of Pile Group Foundation by 2D Model
A Numerical Study of Load Distribution of Pile Group Foundation by 2D Model
A Numerical Study of Load Distribution of Pile Group Foundation by 2D Model
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Abstract
Studies about pile group foundation have been rapidly increasing in number over the past years.
However, past research works focused on pile settlement with consideration of a purely vertical load for
pile groups or pile raft foundations. There were few studies with an emphasis on pile load distribution of
pile group foundations together with a combined vertical load and a large overturning moment. For
example, the foundation of a wind turbine carries a large overturning moment and vertical forces at the
base of the structure. This paper presents a numerical study of load distribution of pile group foundations.
A 2D numerical model using finite element software, PLAXIS 2D, has been employed to analyze the
behavior of the pile group foundation. In the scope of analysis, pile group foundation consisting of large
numbers of regular grid piles with a cross section of the strip of the pile row can be analyzed with a 2D
model. For structural modeling, each pile is modeled as the embedded pile row. Modeling of pile group
foundation is achieved by creation of a small gap between the plate element of the pile cap and the
underlying soil, while the pile cap is rigidly connected with a small vertical plate segment which is hinged
at the top of the embedded pile row. Several parametric studies, including numbers of piles, overturning
moment ratios, stiffness of pile cap, and pile spacing, are also presented in this paper.
Keywords: Numerical analysis, pile group, finite element, load distribution
Introduction
In foundation design, shallow foundations are customarily considered first, to support structural
loads. If shallow foundations are not adequate, deep foundations are used instead, to utilize the bearing
capacity of stronger soil layers, which are normally located at deeper stratum. In most practical situations,
such as constructing large structures, piles are used in groups (pile group foundation). The layout can
come in any type of geometrical pattern (square, circle, rectangle, etc.) with spacing, S (center-to-center
distance between piles). Structural loads are transferred to the pile group by means of a pile cap, which is
connected to the head of each pile. When the pile group foundations are designed so that loadings are
transmitted to only piles, not underlying soil through contacted raft, the pile load distribution can be
calculated according to most foundation handbooks (e.g. Bowles [1]) as;
𝑃 𝑀𝑦 𝑥 𝑀 𝑦
𝐹𝑖 = 𝑁 ± ∑ 𝑥 2𝑖 + ∑ 𝑥𝑦 2𝑖 (1)
𝑖 𝑖
Eq. (1) stems from the major assumptions: 1) the pile group foundation is modeled as a fully rigid
pile cap; 2) all piles are modeled as springs of the same stiffness; and 3) the base of the springs must be
fully rigid without any settlement, as shown in Figure 1. On the other hand, another type of analysis, the
flexible pile cap, may be adopted, by assuming that the pile cap may not behave rigidly, but depends on
its flexural stiffness, EI. Structural analysis, which considers both the cap stiffness and spring stiffness,
must be performed for this case. As a result, the pile load distribution of the flexible cap case may be
different from that of the rigid cap case.
In reality, the settlement of a pile group is equal to the sum of the elastic shortening of the pile,
displacement due to shearing around the pile shaft, and displacement of the end bearing point, together
with some interaction effects between adjacent piles. The latter is called the pile group effect. Thus, pile
load distribution, individual pile settlement, and soil displacement must be analyzed, using such methods
as that of finite element, where 3D geometry of the problem, including the cap and geometrical position
of the pile, must be considered in the analysis.
However, there are some situations where analyses of the pile group can be approximated using a
2D finite element model, as shown in Figure 2. In this situation, the pile group foundation consists of so
many regular grid piles that the vertical cross section, considering the strip of pile row, can be analyzed
by a 2D model. In addition, loading conditions of the pile group may be a purely vertical load and/or
combined vertical load, with a uniaxial bending moment. More importantly, series of pile rows must be
modeled with a special element which allows soil to move around it, and not be constrained by plane
strain condition in the 2D model. Without this special element, the 2D modeled piles behave as
continuous walls and, thus, the approximation is not valid. Recently, PLAXIS 2D, (Brinkgreve [2]), the
finite element software, has developed this special element, called the embedded pile row, where 3D pile
group foundations can be approximated by 2D models, shown in Figure 2. Various researchers have
studied pile group foundations. However, most of them focused on the settlement of pile groups with
purely vertical loads. The case of pile load distribution in pile group foundations and combined vertical
loads and moments have been studied by very few. Thus, the aim of this paper is to study the pile group
foundation by approximation of the 2D finite element, together with an embedded pile row in PLAXIS
2D, in order to understand pile load distribution when subjected to combined vertical loads and large
overturning moments.
Some researchers have already used embedded pile rows to study pile group foundation. For
example, Engin et al. [6] studied the behavior of a single pile and pile group foundation using an
embedded pile row. It showed that it had similar behavior with the field test data, in both the compression
test and the pullout test. The influence of pile spacing was also observed in the behavior of the pile group,
in terms of a load-displacement curve. It was found that, as the spacing between piles increased, the load
that the pile group could carry to produce the same settlement also increased. This kind of numerical
analysis was also performed by Comodromos et al. [4]. Their results showed that, by decreasing the
spacing of the piles, the interaction between them increased; therefore the stiffness of each pile decreased.
In a study made by Lebeau [7], an embedded pile was used to analyze the influence of skin friction
distribution in the behavior of the pile raft foundation. The load-displacement curve was compared with a
pile raft foundation modeled under axisymmetric conditions. It was observed that the load-displacement
curves were reasonably close to each other.
Mandolini et al. [8] reviewed pile group behavior under vertical loads in terms of settlement, load
distribution, and bearing capacity, through monitoring full scale structures and experimental researches.
They concluded that the use of classical methods for foundation design, which was used in practice, was
not suitable for a proper design, and needed to be revised. Comodromos et al. [5] optimized a foundation
design for a bridge, based on both experimental data and non-linear 3D analysis. They analyzed the
relationship of load distribution with settlement and throughout the length of the piles, for 2×2 and 3×3
pile group arrangements.
The behavior of the pile group foundation can also be evaluated when it is subjected to excavation-
induced soil movement. Analyzing 4-pile groups connected to a pile cap with different rigidity from
centrifuge model tests, Choudhury et al. [3] concluded that, for a rigid pile cap, the maximum negative
bending moment was developed at the head of the pile, and was larger compared to a flexible cap.
Furthermore, larger pile head deflection was observed in the pile group with a flexible pile cap, compared
to a similar pile group with a rigid pile cap. Very recently, several researchers have performed numerical
analyses of modelling of pile group foundations using the adaptive generated mesh approach, including
Ninić et al. [10], Das and Mehrmann [11], Das [12], Das and Natesan [13], and Mortie [14].
The behavior of pile groups are frequently described by means of load-displacement curves. Only a
few have studied the effect of load distribution on the pile group. Those who studied load distribution
correlated it with the settlement (Comodromos et al. [5]), throughout the pile length (Comodromos et al.
[5] and Comodromos et al. [4]), and the pile diameter (Mandolini et al. [8]). In this paper, the relationship
between load and pile location is considered. There are very few researches which have studied load
distribution of the pile group subjected to a combined vertical load and large moment.
The objective of this paper is to present a 2D finite element analysis of the pile load distribution
behavior of a pile group foundation modeled by embedded pile row. The behavior of a single pile case is
first analyzed, followed by studying the behavior of the pile group. The load distribution of the pile
group, using finite element analysis and classical static method, is also compared. Parametric studies are
also performed to analyze the influence of the number of piles, loading condition, pile spacing, and
rigidity of the pile cap, on the behavior of the pile group.
1. Geometry model
Figures 4 and 5 show the geometry model of the single pile and the pile group foundation,
respectively. In the case of single pile, the geometry of the numerical model consists of 2 material
components: 1) soil elements; and 2) a single embedded pile row. However, for the case of the pile group,
the geometry of the numerical model consists of 4 material components: 1) soil elements; 2) a series of
embedded pile rows; 3) small vertical pile plate elements; and 4) a plate element for the pile cap. In this
case, the plate pile cap and the underlying soil are modeled to have a small gap (0.1 m) between them, in
order to simulate the model as the pile group foundation, as shown in Figure 6. This modeling is to avoid
load transfer from the pile cap to the underlying soil. Without this small gap, the behavior of the problem
affects the pile raft foundation, where all applied loads are shared by the underlying soil and piles. With
this small gap, the vertical load and overturning moment applied to the pile cap are transferred only to the
pile group, without any load sharing of the underlying soils. To model the pile group foundation, a
vertical pile plate element connecting the embedded pile row and the plate element of the pile cap is
created. It should be noted that the vertical plate segments are set to be weightless, in order to not add any
vertical loading to the pile. The connection between the vertical plate and the embedded pile row is a
hinged connection, in order to allow only the vertical load transfer from the cap to the embedded pile row,
without transferring a bending moment. However, the connection between the vertical plate and the plate
pile cap is fully fixed, in order to have an adequate degree of freedom in the entire stable system.
Figure 5 Finite element model of pile group with 3B pile spacing (a) 8×1, (b) 9×1, and (c) 10×1.
(a)
(b)
(c)
Figure 6 Modeling techniques for connection between piles and pile caps of (a) 8×1, (b) 9×1, and (c)
10×1 pile group.
2. Element types
The 15-node triangular elements with 12 stress points are used to model the soil layers. The pile cap
and vertical piles connecting the pile cap and each individual embedded pile row are modeled using a
plate element with 3 degrees of freedom per node: 2 translational degrees of freedom (ux and uy), and one
rotational degrees of freedom perpendicular to the cross-section (θz). Parametric studies are also
performed on pile cap thickness. Two thicknesses were selected, 1.8 and 2.0 m. Table 2 displays the
values for the axial stiffness, EA, and flexural rigidity, EI, for the respective thicknesses.
The pile rows are modeled using the special element, called the embedded pile row, developed by
Sluis [9]. Using this element means that the piles are not ‘in’ the 2D model, but superimposed ‘on’ the
mesh while the soil element is still continuous. Figure 7 shows the interaction between the embedded pile
row and surrounding soil. The interaction between the embedded pile row and adjacent soil is modeled by
the special interface element, which is automatically added around the embedded pile row. Its behavior is
of the elastic-plastic Mohr-Coulomb model of the adjacent soil. More details of the embedded pile row
can be found in Sluis [9] and Brinkgreve [2].
3. Material properties
The constitutive model used for the soil is the Mohr-Coulomb material in an undrained condition.
The elastic isotropic material type is applied for both plate elements of the pile caps and small vertical
pile plate elements. A summary of the properties is shown in Tables 1 - 3. In this study, the weight of the
plate elements of the pile caps is assumed to be zero, but their weight effects are considered by adding
their weight to the total vertical applied loads. Generally, the interface roughness (Rinter) between piles
and soil ranges between 0.5 - 0.95, depending on the undrained shear strength of the clay. Since there is
no existing data of the interface roughness in this area, the standard value of interface roughness is chosen
to be 0.67, according to the typical value used in the standard practice of pile foundation. It should be
noted that the undrained (B) denotes the effective stress analysis of the finite element simulation using the
undrained strength parameters, namely c = su, φ = 0, ψ = 0, where c = cohesion, su = undrained shear
strength, φ = total friction angle, and ψ = total dilation angle.
Parameter Symbol (unit) Soft clay Medium stiff clay Stiff clay Hard clay
Mohr-
Material model Model Mohr-Coulomb Mohr-Coulomb Mohr-Coulomb
Coulomb
Type of material behavior Type Undrained (B) Undrained (B) Undrained (B) Undrained (B)
Soil unit weight above
γunsat (kN/m3) 15.93 15.3 19.3 17.73
phreatic level
Soil unit weight below
γsat (kN/m3) 15.93 15.3 19.3 17.73
phreatic level
2
Undrained shear strength su,ref (kN/m ) 10 60 115 125
E'/su,ref 100 250 400 500
Young's modulus E' (kN/m2) 1000 15000 46000 62500
Friction angle φ' (°) 0 0 0 0
Dilatancy angle ψ (°) 0 0 0 0
Young's modulus inc. E'inc (kN/m2) 66.67 - - -
Reference level yref (m) 0 - - -
Undrained shear strength 2
su,inc (kN/m ) 0.67 - - -
inc.
Reference level yref (m) 0 - - -
Poisson's ratio ν' 0.35 0.35 0.35 0.35
Strength reduction factor Rinter 0.67 0.67 0.67 0.67
Table 2 Material properties for plate elements of pile caps and vertical pile plate elements.
4.58 × 107
Normal stiffness EA 3.39 × 106 kN/m
5.09 × 107
1.24 × 107
Flexural rigidity EI 4.52 × 107 kNm2/m
1.07 × 107
Weight w - - kN/m/m
4. Parametric studies
Five parametric studies included: 1) a single pile row; 2) multiple pile rows, or a number of piles
rows; 3) moment ratios; 4) pile cap stiffness; and 5) pile spacing. The first analysis is of a single pile row
without a pile cap, where the load is directly applied to the pile, as shown in Figure 4. The second
parametric analyses correspond to a pile group consisting of multiple embedded pile rows, having 3
cases: 8×1, 9×1, and 10×1 groups. The third parametric studies consider a purely vertical load and a
vertical load with a large overturning moment of 2 ratios applied at the center of the plate element of the
pile cap. The fourth parametric study is a variation of pile cap stiffness, where 2 thicknesses are selected,
1.8 and 2.0 m. The last parametric analyses consider 2 ratios of pile spacing: 3.0 and 3.75 times the
square pile size, B. Figure 5 shows the arrangement of 3 pile group cases with 3.0B spacing.
(a) (b)
Figure 8 Mesh generation of pile group having coarseness of medium mesh; (a) single pile row and (b)
9×1.
Qult = Qs + QE - Wp (2)
The allowable bearing capacity, Qall, is computed by dividing the sum of skin resistance, Qs, and
end bearing resistance, QE, by the factor of safety, FS, which is 2.5, then subtracting it by the weight of
the pile, Wp. Table 4 summarizes the computed values of pile capacity. In comparing results obtained
from this study, the allowable bearing capacity is divided by the out-of-plane spacing of the embedded
pile row, S = 1.20 m, which makes the value of the allowable bearing capacity, Qall = 442 kN/m. It should
be noted that the pile length of 27 m was chosen based on the result of the allowable pile capacity using
the static method with a factor of safety of 2.5.
Moment ratios
There are 3 loading conditions simulated in this study: M/P = 0, M/P = 2.4 and M/P = 2.6. The 2
cases of combined vertical load and moment correspond to some structures of pile group foundation
subjected to a very large overturning moment. It should be noted that the maximum computed force of all
embedded pile rows, Fmax, under the serviceability condition, must be less than the allowable pile capacity
calculated by the static method. Otherwise, the design input conditions are not valid.
(a) (b)
Figure 10 Results of single pile at serviceability state; (a) deformed mesh and (b) relative shear stress.
0.6209
Figure 14 Results of vertical load of pile group foundation; (a) deformed mesh, (b) principal effective
stress, σ’1, and (c) relative shear stress, τrel.
The behavior of the load distribution is analyzed by considering 3 normalized plots, as shown in
Figure 15. For all subplots, the horizontal axis represents the x-position of each pile, xi, divided by the
maximum position, xmax, of the exterior pile of the group, giving rise to a range of −1.0 to 1.0. Figure 15a
shows the distribution of the pile load, Fi, normalized by the maximum computed pile load, Fmax. Figure
15b show the plot of normalized equivalent pile spring stiffness, ki,eq/ks,eq, where ki,eq = Fi/∆i; ∆i =
settlement of pile i at its top, and ks,eq = 63.7×103 kN/m, according to a serviceability state analysis of the
single pile row. Lastly, Figure 15c shows the normalized settlement profile of the pile cap. It can be seen
from those figures that this pile group behaves as if the pile cap is flexible, even though the stiffness of
the pile cap is based on 1.8 m. thickness. This result is in contrast to the classical calculation of pile load
distribution based on Eq. (1), where all piles carry the same compression load and the pile cap is assumed
to be rigid. However, Figure 15a shows that the largest pile force is found at the corner piles, while the
smallest pile force occurs at the middle pile cap, just below the applied vertical load. Figure 15b indicates
that the classical assumption of all constant values of equivalent spring stiffness is no longer valid. Each
pile behaves as if it has different equivalent spring stiffness, where central piles have softer spring
stiffness, but corner piles have stiffer stiffness. Thus, the softer central spring results in larger pile cap
settlement, while the stiffer corner spring gives rise to less settlement, as shown in Figure 15c. The
behavior of the pile group in terms of pile load distribution and equivalent stiffness can be best fitted by a
polynomial pattern to the fourth (4th) degree. On the other hand, settlement pattern has a polynomial
pattern to the second (2nd) degree.
1.40
1.20
1.20
1.00
1.00
ki,eq/ks,eq
0.80
Fi/Fmax
0.80
0.60 0.60
Actual 0.40 y = 0.46x4 - 0.05x2 + 0.60 0.40
Classical R² = 1.00 y = 0.57x4 + 0.10x2 + 0.55
0.20 0.20 R² = 1.00
0.00 0.00
-1.5 -1 -0.5 0 0.5 1 1.5 -1.5 -0.5 0.5 1.5
xi/xmax xi/xmax
(a) (b)
1.20
1.00
0.80
Δi/Δmax
0.60
y = -0.24x2 + 0.98
0.40 R² = 0.98
0.20
0.00
-1.5 -0.5 0.5 1.5
xi/xmax
(c)
Figure 15 Effect of axial load applied to a pile group of 9 piles; (a) normalized pile load distribution, (b)
equivalent pile stiffness, ki,eq, and (c) normalized settlement profile.
1.20 1.50
y = 0.29x4 + 0.01x2
1.00
+ 0.24x + 0.24 1.00
R² = 1.00 0.80
Δi/Δmax
Fi/Fmax
0.60
0.50
0.40 y = -0.11x2 + 0.66x + 0.46
Actual
0.20 R² = 1.00
Classical 0.00
0.00 -1.5 -1 -0.5 0 0.5 1 1.5
-1.5 -1 -0.5 -0.20 0 0.5 1 1.5
-0.50
xi/xmax xi/xmax
(a) (b)
Figure 17 Effect of combined axial load and moment applied to the pile group; (a) normalized pile load
distribution and (b) normalized settlement profile.
1.20
1.50
M/P=2.4 1.00
M/P=2.6 0.80 1.00
Fi/Fmax
Δi/Δmax
0.60
M/P=2.4
0.50
0.40 M/P=2.6
0.20 0.00
0.00 -1.5 -1 -0.5 0 0.5 1 1.5
-1.5 -0.5 0.5 1.5 -0.50
xi/xmax xi/xmax
(a) (b)
Figure 18 Influence of moment ratio; (a) normalized pile load distribution and (b) normalized settlement
profile.
2. Number of piles
Three configurations are also analyzed in this study: 8×1, 9×1, and 10×1 pile groups. Figure 19 and
20 show results of analyses regarding normalized pile load distribution and a normalized settlement
profile of the cap. Generally, curves of normalized pile load distribution and settlement profiles are not
perfectly unique, with small differences observed. The case of a purely vertical load shows larger
differences of curves than those of a vertical load with a large moment.
1.20 1.20
8 piles
9 piles 1.00 1.00
10 piles 0.80 0.80
Fi/Fmax
Fi/Fmax
0.60 0.60
0.40 8 piles
0.40
9 piles
0.20 0.20 10 piles
0.00 0.00
-1.5 -1 -0.5 0 0.5 1 1.5 -1.5 -0.5 0.5 1.5
xi/xmax xi/xmax
(a) (b)
Figure 19 Influence of number of piles on the normalized pile load distribution; (a) combined axial load
and moment case and (b) axial load case.
1.20
1.20
8 piles 1.00
0.80 1.00
9 piles
0.60 0.80
10 piles
Δi/Δmax
Δi/Δmax
0.40
0.60
0.20 8 piles
0.00 0.40
9 piles
-1.5 -1 -0.5 -0.20 0 0.5 1 1.5 0.20
-0.40
10 piles
0.00
-0.60 -1.5 -1 -0.5 0 0.5 1 1.5
xi/xmax xi/xmax
(a) (b)
Figure 20 Influence of number of piles to the normalized settlement profile; (a) combined axial load and
moment case and (b) axial load case.
0.60
Δi/Δmax
0.60 0.40
0.40 0.20
0.00
0.20
-1.5 -1 -0.5 -0.20 0 0.5 1 1.5
0.00
-0.40
-1.5 -1 -0.5
xi/x0max 0.5 1 1.5
xi/xmax
(a) (b)
Figure 21 Influence of pile cap thickness; (a) normalized pile load distribution and (b) normalized
settlement profile.
4. Spacing of piles
The last parametric analyses focus on the influence of the pile spacing on the behavior of the pile
group. In Figure 22, it can be observed that larger pile forces are developed at intermediate piles by
increasing the spacing between piles. The effect of pile spacing is more significant than other parameters,
as described earlier. In general, the curves of the pile load distribution and the settlement profile of the
cap cannot be uniquely normalized. However, when the pile group is subjected to a combined vertical
load and moment, the pile spacing does not affect the behavior of the settlement.
1.2 1.2
1.0 1.0
0.8 0.8
Fi/Fmax
Fi/Fmax
0.6 0.6
0.4 0.4
s=1.2m
s=1.2m
0.2 s=1.5m 0.2
s=1.5m
0.0 0.0
-1.5 -1 -0.5 0 0.5 1 1.5 -1.5 -1 -0.5 0 0.5 1 1.5
xi/xmax xi/xmax
(a) (b)
Figure 22 Influence of spacing of piles on the normalized pile load distribution; (a) axial load case and
(b) combined axial load and moment case.
1.20 1.20
1.00 1.00
0.80
0.80 0.60
Δi/Δmax
Δi/Δmax
0.60 0.40 s=1.2m
0.20
0.40 s=1.5m
0.00
s=1.2m
0.20 -1.5 -1 -0.5 -0.20 0 0.5 1 1.5
s=1.5m
-0.40
0.00
-1.5 -1 -0.5 0 0.5 1 1.5 -0.60
xi/xmax xi/xmax
(a) (b)
Figure 23 Influence of spacing of piles on the normalized settlement profile; (a) axial load case and (b)
combined axial load and moment case.
Conclusions
This paper presents numerical investigations of 2D modeling of a single pile row and multiple pile
rows of pile group foundations by 2 dimensional plane strain finite element analysis, together with an
embedded pile row element. It is concluded that the use of a single pile row model to describe the
behavior at the limit state is accurate and comparable to the static method. For cases of vertical load and
combined vertical load and a large overturning moment, the load distribution behaviors of the pile group
are found to be different, compared to those of rigid pile cap assumption. The present classical method
predicting the behavior of the pile group foundation may not be sufficient, as this method can predict pile
loads smaller than those of more realistic analyses, such as finite element methods. For a purely vertical
load case, the behavior of the normalized pile load distribution and equivalent pile spring stiffness can be
best fitted by a 4th degree polynomial expression, while the normalized settlement profile of the pile cap is
well approximated by a 2nd degree polynomial pattern. Moreover, individual piles developed different
equivalent spring stiffness, whereas intermediate piles behaved as soft springs and corner piles behaved as
stiff springs. For a combined vertical load and moment case, the curves of pile load distribution and
settlement of pile cap are quite unique, with some minor differences in different parameters of number of
piles, stiffness of pile cap, and moment ratios. However, pile spacing is the most significant parameter,
where pile load distribution does not turn out to be a unique curve.
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