BRITISH STANDARD |

| BS EN
|
|
|
12079:1999
|
|
|
|
|
|
|
|
|
|
|
|
|
Offshore containers Ð |
|
|
|
|
|
Design, construction, |
|
|
|
|
|
testing, inspection and |
|
|
|
|
|
marking |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
The European Standard EN 12079:1999 has the status of a |
British Standard |
|
|
|
|
|
|
|
|
ICS 55.180.10 |
|
|
|
|
|
|
|
|
NO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAW
|
|
|
|
--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 BS EN 12079:1999

National foreword
This British Standard is the English language version of EN 12079:1999. It
supersedes BS 7072:1989 which is withdrawn.
The UK participation in its preparation was entrusted by Technical Committee
PKW/5, Freight containers and transport, to Subcommittee PKW/5/1, Offshore
containers, which has the responsibility to:

Ð aid enquirers to understand the text;

Ð present to the responsible European committee any enquiries on the
interpretation, or proposals for change, and keep the UK interests informed;
Ð monitor related international and European developments and promulgate
them in the UK.

A list of organizations represented on this subcommittee can be obtained on request

to its secretary.
Cross-references
The British Standards which implement international or European publications
referred to in this document may be found in the BSI Standards Catalogue under the
section entitled ªInternational Standards Correspondence Indexº, or by using the
ªFindº facility of the BSI Standards Electronic Catalogue.
A British Standard does not purport to include all the necessary provisions of a
contract. Users of British Standards are responsible for their correct application.
Compliance with a British Standard does not of itself confer immunity
from legal obligations.

Summary of pages
This document comprises a front cover, an inside front cover, the EN title page,
pages 2 to 29 and a back cover.
The BSI copyright notice displayed in this document indicates when the document
was last issued.

This British Standard, having Amendments issued since publication

been prepared under the
direction of the Consumer Amd. No. Date Comments
Products and Services Sector
Committee, was published under
the authority of the Standards
Committee and comes into effect
on 15 October 1999

 BSI 10-1999

ISBN 0 580 32633 0

--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 (8523($167$1'$5' (1

1250((8523e(11(

(8523b,6&+(1250 0DUFK

,&6

(QJOLVKYHUVLRQ

2IIVKRUHFRQWDLQHUV²'HVLJQFRQVWUXFWLRQWHVWLQJLQVSHFWLRQDQGPDUNLQJ

&RQWHQHXUVSRXUXWLOLVDWLRQHQPHU²&RQFHSWLRQ 2IIVKRUH&RQWDLQHU²%HPHVVXQJ.RQVWUXNWLRQ
FRQVWUXFWLRQHVVDLVLQVSHFWLRQHWPDUTXDJH 3UIXQJhEHUZDFKXQJXQG.HQQ]HLFKQXQJ

7KLV(XURSHDQ6WDQGDUGZDVDSSURYHGE\&(1RQ)HEUXDU\

&(1PHPEHUVDUHERXQGWRFRPSO\ZLWKWKH&(1&(1(/(&,QWHUQDO5HJXODWLRQVZKLFKVWLSXODWHWKH
FRQGLWLRQVIRUJLYLQJWKLV(XURSHDQ6WDQGDUGWKHVWDWXVRIDQDWLRQDOVWDQGDUGZLWKRXWDQ\DOWHUDWLRQ8SWRGDWH
OLVWVDQGELEOLRJUDSKLFDOUHIHUHQFHVFRQFHUQLQJVXFKQDWLRQDOVWDQGDUGVPD\EHREWDLQHGRQDSSOLFDWLRQWRWKH
&HQWUDO6HFUHWDULDWRUWRDQ\&(1PHPEHU

7KLV(XURSHDQ6WDQGDUGH[LVWVLQWKUHHRIILFLDOYHUVLRQV(QJOLVK)UHQFK*HUPDQ$YHUVLRQLQDQ\RWKHU

ODQJXDJHPDGHE\WUDQVODWLRQXQGHUWKHUHVSRQVLELOLW\RID&(1PHPEHULQWRLWVRZQODQJXDJHDQGQRWLILHGWR
WKH&HQWUDO6HFUHWDULDWKDVWKHVDPHVWDWXVDVWKHRIILFLDOYHUVLRQV

&(1PHPEHUVDUHWKHQDWLRQDOVWDQGDUGVERGLHVRI$XVWULD%HOJLXP&]HFK5HSXEOLF'HQPDUN)LQODQG
)UDQFH*HUPDQ\*UHHFH,FHODQG,UHODQG,WDO\/X[HPERXUJ1HWKHUODQGV1RUZD\3RUWXJDO6SDLQ6ZHGHQ
6ZLW]HUODQGDQG8QLWHG.LQJGRP

&(1
(XURSHDQ&RPPLWWHHIRU6WDQGDUGL]DWLRQ
&RPLWp(XURSpHQGH1RUPDOLVDWLRQ
(XURSlLVFKHV.RPLWHHIU1RUPXQJ

&HQWUDO6HFUHWDULDWUXHGH6WDVVDUW%%UXVVHOV

‹&(1$OOULJKWVRIH[SORLWDWLRQLQDQ\IRUPDQGE\DQ\PHDQVUHVHUYHGZRUOGZLGHIRU&(1QDWLRQDO
0HPEHUV 5HI1R(1(

--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

&RQWHQWV
3DJH
)RUHZRUG 
6FRSH 
1RUPDWLYHUHIHUHQFHV 
'HILQLWLRQV 
6\PEROV 
'HVLJQ 
0DWHULDOV 
7\SHWHVWLQJ 
3URGXFWLRQ 
0DUNLQJ 
3ODWLQJRIFRQWDLQHUV 
&HUWLILFDWHRIFRQIRUPLW\ 
3HULRGLFH[DPLQDWLRQWHVWVDQGUHSDLUV 
$QQH[$LQIRUPDWLYH5HFRPPHQGHGNQRZOHGJHDQGH[SHULHQFHRIVWDIIUHVSRQVLEOH
IRULQVSHFWLRQRIRIIVKRUHFRQWDLQHUV 
$QQH[%LQIRUPDWLYH*XLGDQFHRQSUHWULSLQVSHFWLRQV 
$QQH[&LQIRUPDWLYH%LEOLRJUDSK\ 
7DEOH²&KDUS\LPSDFWWHVWWHPSHUDWXUHVWUXFWXUDOVWHHOIRUSULPDU\VWUXFWXUDOPHPEHUV 
7DEOH²&KHPLFDOFRPSRVLWLRQODGOHDQDO\VLV 
7DEOH²0HFKDQLFDOSURSHUWLHV 
7DEOH²$OXPLQLXPDOOR\VDQGWHPSHUVIRUUROOHGSURGXFWV 
7DEOH²$OXPLQLXPDOOR\VDQGWHPSHUVIRUH[WUXGHGSURGXFWV 
7DEOH²'RFXPHQWDWLRQRIPDWHULDOV 
7DEOH²1RQGHVWUXFWLYHH[DPLQDWLRQ1'(RIVWUXFWXUDOZHOGV 
7DEOH²1XPEHURIFRQWDLQHUVUHTXLUHGIRUOLIWLQJWHVW 
7DEOH²6FKHGXOHRIH[DPLQDWLRQDQGWHVWV 

)RUHZRUG

7KLV(XURSHDQ6WDQGDUGKDVEHHQSUHSDUHGE\7HFKQLFDO&RPPLWWHH&(17&2IIVKRUHFRQWDLQHUVWKH

--`,``-`-`,,`,,`,`,,`---
6HFUHWDULDWRIZKLFKLVKHOGE\%6,

7KLV(XURSHDQ6WDQGDUGVKDOOEHJLYHQWKHVWDWXVRIDQDWLRQDOVWDQGDUGHLWKHUE\SXEOLFDWLRQRIDQLGHQWLFDOWH[W
RUE\HQGRUVHPHQWDWWKHODWHVWE\6HSWHPEHUDQGFRQIOLFWLQJQDWLRQDOVWDQGDUGVVKDOOEHZLWKGUDZQDWWKH
ODWHVWE\6HSWHPEHU

$FFRUGLQJWRWKH&(1&(1(/(&,QWHUQDO5HJXODWLRQVWKHQDWLRQDOVWDQGDUGVRUJDQL]DWLRQVRIWKHIROORZLQJ
FRXQWULHVDUHERXQGWRLPSOHPHQWWKLV(XURSHDQ6WDQGDUG$XVWULD%HOJLXP&]HFK5HSXEOLF'HQPDUN
)LQODQG)UDQFH*HUPDQ\*UHHFH,FHODQG,UHODQG,WDO\/X[HPERXUJ1HWKHUODQGV1RUZD\3RUWXJDO6SDLQ
6ZHGHQ6ZLW]HUODQGDQGWKH8QLWHG.LQJGRP

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

6FRSH
7KLVVWDQGDUGVSHFLILHVWUDQVSRUWUHODWHGUHTXLUHPHQWVIRUWKHGHVLJQFRQVWUXFWLRQDQGPDUNLQJRIRIIVKRUH
IUHLJKWDQGVHUYLFHFRQWDLQHUVZLWKPD[LPXPJURVVPDVVQRWH[FHHGLQJNJLQWHQGHGIRUUHSHDWHGXVHWR
IURPDQGEHWZHHQRIIVKRUHLQVWDOODWLRQVDQGVKLSV,WHVWDEOLVKHVDV\VWHPIRUSODWLQJRIRIIVKRUHFRQWDLQHUV
OLQNHGWRDGHILQHGVFKHPHIRUSHULRGLFH[DPLQDWLRQDQGWHVWDQGLQWURGXFHVDUHTXLUHPHQWIRUSUHWULS
LQVSHFWLRQRIRIIVKRUHFRQWDLQHUV

*XLGDQFHDVWRWKHNQRZOHGJHDQGH[SHULHQFHUHTXLUHGE\WKRVHUHVSRQVLEOHIRUFDUU\LQJRXWLQVSHFWLRQVLQ
UHODWLRQWRWKHV\VWHPRISHULRGLFLQVSHFWLRQVVSHFLILHGLQWKLVVWDQGDUGLVJLYHQLQDQQH[$

5HTXLUHPHQWVIRUWKHOLIWLQJVHWDQGIRUQRQWUDQVSRUWUHODWHGUHTXLUHPHQWVUHODWLQJWRRIIVKRUHVHUYLFH
FRQWDLQHUVHJUHTXLUHPHQWVIRULQVWDOODWLRQDQGXVHDUHRXWVLGHWKHVFRSHRIWKHVWDQGDUG

1RUPDWLYHUHIHUHQFHV
7KLV(XURSHDQ6WDQGDUGLQFRUSRUDWHVE\GDWHGRUXQGDWHGUHIHUHQFHSURYLVLRQVIURPRWKHUSXEOLFDWLRQV7KHVH
QRUPDWLYHUHIHUHQFHVDUHFLWHGDWWKHDSSURSULDWHSODFHVLQWKHWH[WDQGWKHSXEOLFDWLRQVDUHOLVWHGKHUHDIWHU)RU
GDWHGUHIHUHQFHVVXEVHTXHQWDPHQGPHQWVWRRUUHYLVLRQVRIDQ\RIWKHVHSXEOLFDWLRQVDSSO\WRWKLV(XURSHDQ
6WDQGDUGRQO\ZKHQLQFRUSRUDWHGLQLWE\DPHQGPHQWRUUHYLVLRQ)RUXQGDWHGUHIHUHQFHVWKHODWHVWHGLWLRQRIWKH
SXEOLFDWLRQUHIHUUHGWRDSSOLHV

(1$SSURYDOWHVWLQJRIZHOGHUV²)XVLRQZHOGLQJ²3DUW6WHHOV
(1$SSURYDOWHVWLQJRIZHOGHUV²)XVLRQZHOGLQJ²3DUW$OXPLQLXPDQGDOXPLQLXPDOOR\V

--`,``-`-`,,`,,`,`,,`---
(16SHFLILFDWLRQDQGTXDOLILFDWLRQRIZHOGLQJSURFHGXUHVIRUPHWDOOLFPDWHULDOV²3DUW*HQHUDOUXOHV
IRUIXVLRQZHOGLQJ
(16SHFLILFDWLRQDQGDSSURYDORIZHOGLQJSURFHGXUHVIRUPHWDOOLFPDWHULDOV²3DUW:HOGLQJ
SURFHGXUHVSHFLILFDWLRQIRUDUFZHOGLQJ
(16SHFLILFDWLRQDQGDSSURYDORIZHOGLQJSURFHGXUHVIRUPHWDOOLFPDWHULDOV²3DUW:HOGLQJ
SURFHGXUHWHVWVIRUWKHDUFZHOGLQJRIVWHHOV
(16SHFLILFDWLRQDQGDSSURYDORIZHOGLQJSURFHGXUHVIRUPHWDOOLFPDWHULDOV²3DUW:HOGLQJ
SURFHGXUHWHVWVIRUWKHDUFZHOGLQJRIDOXPLQLXPDQGLWVDOOR\V
(11RQGHVWUXFWLYHH[DPLQDWLRQRIIXVLRQZHOGV²9LVXDOH[DPLQDWLRQ
(1:HOGLQJ²5HFRPPHQGDWLRQVIRUZHOGLQJRIPHWDOOLFPDWHULDOV²3DUW*HQHUDOJXLGDQFHIRU
DUFZHOGLQJ
SU(15HFRPPHQGDWLRQVIRUZHOGLQJRIPHWDOOLFPDWHULDOV²3DUW*XLGDQFHIRUIHUULWLFVWHHOV
(10HWDOOLFPDWHULDOV²7HQVLOHWHVWLQJ²3DUW0HWKRGRIWHVWDWDPELHQWWHPSHUDWXUH
(1+RWUROOHGSURGXFWVRIQRQDOOR\VWUXFWXUDOVWHHOV²7HFKQLFDOGHOLYHU\FRQGLWLRQV
SU(12SHQGLHVWHHOIRUJLQJVIRUJHQHUDOHQJLQHHULQJSXUSRVHV²3DUW1RQDOOR\TXDOLW\DQGVSHFLDO
VWHHOV
SU(12SHQGLHVWHHOIRUJLQJVIRUJHQHUDOHQJLQHHULQJSXUSRVHV²3DUW/RZDOOR\VSHFLDOVWHHOV
(1+RWUROOHGSURGXFWVLQZHOGDEOHILQHJUDLQVWUXFWXUDOVWHHOV²3DUW*HQHUDOGHOLYHU\
FRQGLWLRQV
(1+RWUROOHGSURGXFWVLQZHOGDEOHILQHJUDLQVWUXFWXUDOVWHHOV²3DUW'HOLYHU\FRQGLWLRQVIRU
QRUPDOL]HGQRUPDOL]HGUROOHGVWHHOV
(1+RWUROOHGSURGXFWVLQZHOGDEOHILQHJUDLQVWUXFWXUDOVWHHOV²3DUW'HOLYHU\FRQGLWLRQVIRU
WKHUPRPHFKDQLFDOUROOHGVWHHOV
(10HWDOOLFSURGXFWV²7\SHVRILQVSHFWLRQGRFXPHQWV
(10HWDOOLFPDWHULDOV²&KDUS\LPSDFWWHVW²3DUW7HVWPHWKRG
(1,624XDOLW\V\VWHPV²0RGHOIRUTXDOLW\DVVXUDQFHLQSURGXFWLRQLQVWDOODWLRQDQGVHUYLFLQJ
,62
(1*HQHUDOFULWHULDIRUWKHRSHUDWLRQRIYDULRXVW\SHVRIERGLHVSHUIRUPLQJLQVSHFWLRQV
,62:URXJKWDOXPLQLXPDQGDOXPLQLXPDOOR\V²&KHPLFDOFRPSRVLWLRQDQGIRUPVRISURGXFWV²
3DUW&KHPLFDOFRPSRVLWLRQ
,626HULHVIUHLJKWFRQWDLQHUV²&RUQHUILWWLQJV²6SHFLILFDWLRQ

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
,626HULHVIUHLJKWFRQWDLQHUV²6SHFLILFDWLRQDQGWHVWLQJ²3DUW*HQHUDOFDUJRFRQWDLQHUVIRU
JHQHUDOSXUSRVHV
,626HULHVIUHLJKWFRQWDLQHUV²6SHFLILFDWLRQDQGWHVWLQJ²3DUW7DQNFRQWDLQHUVIRUOLTXLGV
JDVHVDQGSUHVVXUL]HGGU\EXON
,626HULHVIUHLJKWFRQWDLQHUV²6SHFLILFDWLRQDQGWHVWLQJ²3DUW1RQSUHVVXUL]HGFRQWDLQHUVIRU
GU\EXON

'HILQLWLRQV
--`,``-`-`,,`,,`,`,,`---

)RUWKHSXUSRVHVRIWKLVVWDQGDUGWKHIROORZLQJGHILQLWLRQVDSSO\


RIIVKRUHFRQWDLQHU
SRUWDEOHXQLWIRUUHSHDWHGXVHLQWKHWUDQVSRUWRIJRRGVRUHTXLSPHQWKDQGOHGLQRSHQVHDVWRIURPDQG
EHWZHHQIL[HGDQGRUIORDWLQJLQVWDOODWLRQVDQGVKLSV

127(7KHXQLWLQFRUSRUDWHVSHUPDQHQWO\LQVWDOOHGHTXLSPHQWIRUOLIWLQJDQGKDQGOLQJDQGPD\LQFOXGHHTXLSPHQWIRUILOOLQJHPSW\LQJ
FRROLQJKHDWLQJHWF


SHUPDQHQWHTXLSPHQW
HTXLSPHQWWKDWLVDWWDFKHGWRWKHFRQWDLQHUDQGZKLFKLVQRWFDUJR

127(7KLVPD\LQFOXGHHJOLIWLQJVHWVUHIULJHUDWLRQXQLWVVKHOYHVVHFXULQJSRLQWVJDUEDJHFRPSDFWRUV


SULPDU\VWUXFWXUH
ORDGFDUU\LQJDQGVXSSRUWLQJIUDPHVDQGORDGFDUU\LQJSDQHOV3ULPDU\VWUXFWXUHLVGLYLGHGLQWRWZRVXEJURXSV


HVVHQWLDODQGQRQUHGXQGDQWSULPDU\VWUXFWXUH
PDLQVWUXFWXUDOHOHPHQWVZKLFKWUDQVIHUWKHFDUJRORDGWRWKHFUDQHKRRNLHIRUPLQJWKH³ORDGSDWK´IURPWKH
SD\ORDGWRWKHOLIWLQJVOLQJDQGZLOOLQFOXGHDWOHDVW

² WRSDQGERWWRPVLGHUDLOV
² WRSDQGERWWRPHQGUDLOV
² FRUQHUSRVWV
² SDGH\HV

DOWKRXJKRWKHUSULPDU\VWUXFWXUHPD\DOVREHFRQVLGHUHGDVHVVHQWLDOQRQUHGXQGDQW


QRQHVVHQWLDOSULPDU\VWUXFWXUH
RWKHUVWUXFWXUDOHOHPHQWVIRUZKLFKWKHPDLQIXQFWLRQLVRWKHUWKDQWKDWGHVFULEHGLQHJIORRUSODWHVDQG
SURWHFWLYHIUDPHPHPEHUV6LGHDQGURRISDQHOVLQFOXGLQJFRUUXJDWHGSDQHOVDUHQRWFRQVLGHUHGWREHSDUWRI
WKHSULPDU\VWUXFWXUH

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

VHFRQGDU\VWUXFWXUH
SDUWVZKLFKDUHQRWFRQVLGHUHGDVORDGFDUU\LQJIRUWKHSXUSRVHVRIWKHGHVLJQFDOFXODWLRQVLQFOXGLQJWKH
IROORZLQJFRPSRQHQWV

² GRRUVZDOODQGURRISDQHOV
² SDQHOVWLIIHQHUVDQGFRUUXJDWLRQV
² VWUXFWXUDOFRPSRQHQWVXVHGIRUWDQNSURWHFWLRQRQO\
² LQWHUQDOVHFXULQJSRLQWV

127(1RWDOOFRQWDLQHUZDOOVDUHFRUUXJDWHG


RIIVKRUHIUHLJKWFRQWDLQHU
RIIVKRUHFRQWDLQHUEXLOWIRUWKHWUDQVSRUWRIJRRGV

127(([DPSOHVRIRIIVKRUHIUHLJKWFRQWDLQHUVDUH

² JHQHUDOFDUJRFRQWDLQHUDFORVHGFRQWDLQHUZLWKGRRUV
² FDUJREDVNHWDQRSHQWRSFRQWDLQHUIRUJHQHUDORUVSHFLDOFDUJR
² WDQNFRQWDLQHUDFRQWDLQHUIRUWKHWUDQVSRUWRIGDQJHURXVRUQRQGDQJHURXVIOXLGV
² EXONFRQWDLQHUDFRQWDLQHUIRUWKHWUDQVSRUWRIVROLGVLQEXON
² VSHFLDOFRQWDLQHUDFRQWDLQHUIRUWKHWUDQVSRUWRIVSHFLDOFDUJRHJJDUEDJHFRQWDLQHUVHTXLSPHQWER[HVJDV
F\OLQGHUUDFNV


RIIVKRUHVHUYLFHFRQWDLQHU
RIIVKRUHFRQWDLQHUEXLOWDQGHTXLSSHGIRUDVSHFLDOVHUYLFHWDVNXVXDOO\DVDWHPSRUDU\LQVWDOODWLRQHJ
ODERUDWRULHVZRUNVKRSVVWRUHVSRZHUSODQWVFRQWUROVWDWLRQV


ZDVWHVNLS
RSHQRUFORVHGRIIVKRUHFRQWDLQHUXVHGIRUWKHVWRUDJHDQGUHPRYDORIZDVWH

127(1RUPDOO\FRQVWUXFWHGIURPIODWVWHHOSODWHIRUPLQJWKHORDGEHDULQJVHFWLRQVRIWKHFRQWDLQHUZLWKEUDFLQJLQWKHIRUPRIVWHHO
SURILOHVHJFKDQQHORUKROORZVHFWLRQEHLQJILWWHGKRUL]RQWDOO\DQGRUYHUWLFDOO\DURXQGVLGHVDQGHQGV,QDGGLWLRQWRWKHSDGH\HVIRUWKH
OLIWLQJVHWWKHVHFRQWDLQHUVPD\KDYHVLGHPRXQWHGOXJVVXLWDEOHIRUXVHZLWKWKHOLIWLQJHTXLSPHQWPRXQWHGRQDVNLSOLIWYHKLFOH


SURWRW\SH
HTXLSPHQWLWHPXVHGIRUW\SHWHVWLQJFRQVLGHUHGWREHUHSUHVHQWDWLYHRIWKHSURGXFWIRUZKLFKFRQIRUPLW\LV
EHLQJFODLPHG,WPD\HLWKHUEHIDEULFDWHGHVSHFLDOO\IRUW\SHWHVWLQJRUVHOHFWHGDWUDQGRPIURPDSURGXFWLRQ
VHULHV


RZQHU
OHJDORZQHURIWKHRIIVKRUHFRQWDLQHURUKLVGHOHJDWHGQRPLQHH


OLIWLQJVHW
LWHPVRILQWHJUDWHGOLIWLQJHTXLSPHQWXVHGWRFRQQHFWWKHRIIVKRUHFRQWDLQHUWRWKHOLIWLQJDSSOLDQFH
--`,``-`-`,,`,,`,`,,`---

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

6\PEROV
² 5WKHUDWLQJLHWKHPD[LPXPJURVVPDVVRIWKHFRQWDLQHUDQGLWVFDUJRLQNJ
² 7WKHWDUHPDVVLHWKHPDVVRIDQHPSW\FRQWDLQHUZLWKRXWFDUJRDQGH[FOXGLQJOLIWLQJVHW
LQNJ
² 3WKHSD\ORDGLHWKHPD[LPXPSHUPLVVLEOHPDVVRIFDUJRZKLFKPD\EHVDIHO\WUDQVSRUWHGE\
WKHFRQWDLQHULQNJ
127(3 5±7
127(57DQG3DUHE\GHILQLWLRQLQXQLWVRIPDVVNLORJUDPVNJ:KHUHGHVLJQUHTXLUHPHQWVDUHEDVHGRQWKHJUDYLWDWLRQDO
IRUFHVGHULYHGIURPWKHVHYDOXHVWKRVHIRUFHVDUHLQGLFDWHGWKXV5 7 DQG3 WKHXQLWVRIZKLFKDUHQHZWRQVRUPXOWLSOHV
J J J

WKHUHRI
² 7'WKHGHVLJQDLUWHPSHUDWXUHLHDPLQLPXPUHIHUHQFHWHPSHUDWXUHXVHGIRUWKHVHOHFWLRQRIVWHHO
JUDGHVXVHGLQRIIVKRUHFRQWDLQHUVDQGHTXLSPHQWH[SUHVVHGLQGHJUHHVFHQWLJUDGH
² sHWKHYRQ0LVHVHTXLYDOHQWVWUHVVH[SUHVVHGLQ03DRU1PP
² 5HWKHVSHFLILHGPLQLPXP\LHOGVWUHVVH[SUHVVHGLQ03DRU1PP

'HVLJQ
*HQHUDO

$QRIIVKRUHFRQWDLQHUVKDOOKDYHVXIILFLHQWVWUHQJWKWRDOORZORDGLQJDQGXQORDGLQJIURPVXSSO\YHVVHOV
RIIVKRUHRSHUDWLQJLQDVHDVWDWHZLWKVLJQLILFDQWZDYHKHLJKWVRIPDQGWRZLWKVWDQGLPSDFWIURPKHDY\VHDV

127(/RFDOLPSDFWVHJIURPKLWWLQJRWKHUGHFNFDUJRRUULJLGSDUWVRIWKHVKLSVWUXFWXUHPD\FDXVHH[WUHPHORDGVLQVXFKFRQGLWLRQV

7RSUHYHQWWKHFRQWDLQHUVIURPRYHUWXUQLQJWLSSLQJRQDPRYLQJGHFNWKH\VKDOOEHGHVLJQHGWRZLWKVWDQG

WLOWLQJDW•LQDQ\GLUHFWLRQZLWKRXWRYHUWXUQLQJZKHQORDGHGDWLWVPD[LPXPJURVVPDVVZLWKWKHFHQWUHRI
JUDYLW\FRQVLGHUHGWREHDWWKHKDOIKHLJKWRIWKHFRQWDLQHU

3URWUXGLQJSDUWVRQWKHRXWVLGHRIWKHRIIVKRUHFRQWDLQHUWKDWPD\FDWFKRWKHUFRQWDLQHUVRUVWUXFWXUHVVKDOOEH
DYRLGHG3URWUXGLQJSDUWVGRRUKDQGOHVKDWFKFOHDWVHWFVKDOOEHVRSODFHGRUVRSURWHFWHGWKDWWKH\GRQRW
FDWFKWKHOLIWLQJVHW

:KHUHFRQWDLQHUVDUHGHVLJQHGIRUVWDFNLQJDQGWKHOLIWLQJVHWKDQJVRYHUWKHVLGHRIWKHWRSIUDPHWKH\VKDOOEH
ILWWHGZLWKDPHWKRGRISURWHFWLRQIRUWKRVHH[SRVHGSDUWVHJFRUQHUVUDLVHGWRVXIILFLHQWKHLJKWDERYHWKH
IUDPHDQGURRIWRSUHYHQWXQLQWHQWLRQDOFRQWDFWZLWKDQGGDPDJHWRWKHOLIWLQJVHW

&RQWDLQHUVVKDOOEHGHVLJQHGDVVWUXFWXUDOIUDPHVSULPDU\VWUXFWXUHZLWKQRQORDGEHDULQJFODGGLQJZKHUH

QHFHVVDU\VHFRQGDU\VWUXFWXUH2QO\WKHSULPDU\VWUXFWXUHVKDOOEHFRQVLGHUHGLQWKHGHVLJQFDOFXODWLRQV
KRZHYHURQFHUWDLQW\SHVRIFRQWDLQHUVHJZDVWHVNLSVZLWKWUDSH]LXPVKDSHGVLGHVZLWKRQO\DQRQVWUHVVHG
FRYHUDERYHWKHEUDFLQJZKHUHWKHSDGH\HVDUHDWWDFKHGWKHZKROHVWUXFWXUHPD\EHFRQVLGHUHGDVDSULPDU\
--`,``-`-`,,`,,`,`,,`---

VWUXFWXUHDQGWKHGHVLJQFDOFXODWLRQVPD\WUHDWVXFKDFRQWDLQHUDVDPRQRFRTXHFRQVWUXFWLRQ

7'VKDOOQRWEHKLJKHUWKDQWKHVWDWLVWLFDOO\ORZHVWGDLO\PHDQWHPSHUDWXUHIRUWKHDUHDZKHUHWKHRIIVKRUH

FRQWDLQHULVWRRSHUDWHDQGLQQRFDVHVKDOOEHKLJKHUWKDQ±•&

127()RUFRQWDLQHUVZLWKH[SRVHGDOXPLQLXPWKHGDQJHURIVSDUNVFDXVHGE\WKHLPSDFWRIDOXPLQLXPDJDLQVWFRUURGHGVWHHOWKHWKHUPLWH
UHDFWLRQVKRXOGEHWDNHQLQWRDFFRXQW

6WUXFWXUDOVWUHQJWK

*HQHUDO

7KHUHTXLUHGVWUHQJWKRIDFRQWDLQHUVKDOOEHGHWHUPLQHGE\FDOFXODWLRQDQGYHULILHGE\W\SHWHVWVDVGHVFULEHG
LQFODXVH

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

/LIWLQJORDGV

)RUGHVLJQORDGVGHILQHGLQDQGQRHTXLYDOHQWVWUHVVOHYHOsHVKDOOH[FHHGWKHILJXUHDV
FDOFXODWHGDVsH &ZKHUH

² IRUVWHHO& 5H
² IRUDOXPLQLXP
² EDVHPDWHULDO& 5IRUDOXPLQLXPRXWVLGHWKHKHDWDIIHFWHG]RQH
² KHDWDIIHFWHG]RQH& b5P

ZKHUH
--`,``-`-`,,`,,`,`,,`---

5PLVWKHWHQVLOHVWUHQJWKRIDOXPLQLXP
bLVIRU,62$O0J0Q+$5$$+VHH7DEOH

RULVIRUDOORWKHUDOXPLQLXPDOOR\VDQGWHPSHUV

/LIWLQJZLWKOLIWLQJVHW

7KHGHVLJQIRUFHRQWKHSULPDU\VWUXFWXUHVKDOOEHFDOFXODWHGDV5J

7RDFKLHYHWKLVWKHLQWHUQDOORDGVKDOOEHWDNHQDV5±7JHYHQO\GLVWULEXWHGRYHUWKHFRQWDLQHUIORRU)RU

WDQNFRQWDLQHUVWKHDFWXDOGLVWULEXWLRQRIWKHWDUHPDVVVKDOOEHXVHGIRUWKHFDOFXODWLRQV

3DGH\HVVKDOOEHGHVLJQHGIRUDWRWDOYHUWLFDOIRUFHRI5J

7KHIRUFHVKDOOEHFRQVLGHUHGWREHHYHQO\GLVWULEXWHGEHWZHHQQ±SDGH\HVZKHUHQLVWKHDFWXDOQXPEHURI

SDGH\HV

7RGHWHUPLQHWKHUHVXOWLQJVOLQJIRUFHRQWKHSDGH\HVWKHVOLQJDQJOHVKDOOEHWDNHQLQWRDFFRXQWVRWKDWWKH
UHVXOWLQJVOLQJIRUFHRQHDFKSDGH\HLVFDOFXODWHGDVIROORZV

 5J
)=
Q -  FRV Y

ZKHUH

)LVWKHUHVXOWLQJVOLQJIRUFHLQQHZWRQV
QLVWKHDFWXDOQXPEHURISDGH\HVIRUFDOFXODWLRQSXUSRVHVQVKDOOQRWH[FHHGDQGVKDOOEHQRWOHVV
WKDQ
Y LVWKHDQJOHEHWZHHQDVOLQJOHJDQGWKHYHUWLFDOLQGHJUHHVDQGVKDOOEHDVVXPHGWREH•IRUGHVLJQ
SXUSRVHVZLWK,62‡FRQWDLQHUV)RUOHQJWKVOHVVWKDQ‡ Y VKRXOGEHGHILQHGGLIIHUHQWO\E\
DUUDQJHPHQWEHWZHHQWKHSXUFKDVHUPDQXIDFWXUHU

127()RUFRQWDLQHUVZLWKRQO\RQHSDGH\HWKDWSDGH\HVKDOOEHGHVLJQHGIRUDWRWDOYHUWLFDOIRUFHRI5 
J

/LIWLQJZLWKIRUNOLIWWUXFN

7KHGHVLJQIRUFHRQWKHSULPDU\VWUXFWXUHVKDOOEHFDOFXODWHGDV5J

7RDFKLHYHWKLVWKHLQWHUQDOORDGVKDOOEHWDNHQDV5±7JHYHQO\GLVWULEXWHGRYHUWKHFRQWDLQHUIORRU

:KHUHIRUNSRFNHWVDUHLQWHQGHGRQO\IRUKDQGOLQJRIWKHHPSW\FRQWDLQHUWKHGHVLJQORDGVKDOOEHWDNHQDV
7J

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

,PSDFWORDGV

*HQHUDO

,PSDFWORDGVDUHG\QDPLFORDGVRIYHU\VKRUWGXUDWLRQ,GHDOO\G\QDPLFFDOFXODWLRQVRUWHVWVVKRXOGEHFDUULHG
RXWWRYHULI\WKHDELOLW\RIDFRQWDLQHUWRZLWKVWDQGVXFKORDGV+RZHYHUIRUPRVWDSSOLFDWLRQVLWVKDOOEH
VXIILFLHQWWRFDUU\RXWVLPSOLILHGVWDWLFFDOFXODWLRQVDVVSHFLILHGLQDQGDQGWRSHUIRUPDGURSWHVW
IRUYHUWLFDOLPSDFWRQFRUQHUVLQDFFRUGDQFHZLWK

:KHQVLPSOLILHGFDOFXODWLRQVDUHXVHGDQGHDFKEHDPLVFRQVLGHUHGVHSDUDWHO\DQ\DVVXPSWLRQVFRQFHUQLQJ
VXSSRUWFRQGLWLRQVVKDOOEHVWDWHG

+RUL]RQWDOLPSDFW

7KHPDLQIUDPHVWUXFWXUHVKDOOEHGLPHQVLRQHGWRZLWKVWDQGDORFDOKRUL]RQWDOLPSDFWIRUFHDFWLQJDWDQ\SRLQW
7KLVIRUFHPD\DFWLQDQ\KRUL]RQWDOGLUHFWLRQRQWKHFRUQHUSRVW2QDOORWKHUIUDPHPHPEHUVLQWKHVLGHVWKH
ORDGPD\EHFRQVLGHUHGDVDFWLQJDWULJKWDQJOHVWRWKHVLGH

7KHFDOFXODWHGVWDWLFHTXLYDOHQWVWUHVVHVGXHWRLPSDFWVKDOOEHFRPELQHGZLWKWKHOLIWLQJVWUHVVHVUHVXOWLQJ

IURPVWDWLFOLIWLQJIRUFHV5J

(TXLYDOHQWVWUHVVHVVKDOOQRWH[FHHG

sH &VHH

7KHIROORZLQJYDOXHVVKDOOEHXVHGIRUWKHVWDWLFHTXLYDOHQWVWRDQLPSDFWIRUFH

--`,``-`-`,,`,,`,`,,`---
² IRUFRQWDLQHUSRVWVDQGVLGHUDLOVRIWKHERWWRPVWUXFWXUHí5J
² IRURWKHUIUDPHPHPEHUVRIWKHVLGHVWUXFWXUHLQFOXGLQJWKHWRSUDLOVí5J

0D[LPXPFDOFXODWHGGHIOHFWLRQVDWWKHVHORDGLQJVVKDOOQRWH[FHHG

OQ
² IRUFRUQHUSRVWVDQGERWWRPVLGHUDLOV

ZKHUH

OQLVWKHWRWDOOHQJWKRIWKHUDLORUSRVWLQPP

OQ
² IRURWKHUIUDPHPHPEHUV

ZKHUH

OQLVWKHOHQJWKRIWKHVKRUWHVWHGJHRIWKHZDOOEHLQJFRQVLGHUHG

127(O LVDQRPLQDOUHIHUHQFHOHQJWKDQGZLOORIWHQEHGLIIHUHQWIURPWKHDFWXDOVSDQRIDEHDP

Q

)RUKRUL]RQWDOLPSDFWRQWDQNFRQWDLQHUVIRUGDQJHURXVFDUJRHVVHH
C
9HUWLFDOLPSDFW

$YHUWLFDOLPSDFWWHVWVKDOOEHFDUULHGRXWLQDFFRUGDQFHZLWK,QDGGLWLRQWKHVLGHUDLOVDQGHQGUDLOVLQWKH
EDVHVKDOOEHDEOHWRZLWKVWDQGYHUWLFDOSRLQWIRUFHVRI5JDWWKHFHQWUHVSDQ

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

(TXLYDOHQWVWUHVVHVVKDOOQRWH[FHHG

sH &VHH

OQ
&DOFXODWHGGHIOHFWLRQVVKDOOQRWH[FHHG 


ZKHUH

OQLVWKHWRWDOOHQJWKRIWKHUDLO

127(0D[LPXPYHUWLFDOLPSDFWIRUFHVDUHOLNHO\WRRFFXUZKHQDFRQWDLQHULVORZHUHGRQWRWKHGHFNRIDKHDYLQJVXSSO\YHVVHO,IWKHGHFN
LVDWDQDQJOHWKHILUVWLPSDFWZLOOEHRQDFRUQHU6XFKLPSDFWIRUFHVFDQQRWEHUHDGLO\VLPXODWHGE\VWDWLFIRUFHV$VG\QDPLFFDOFXODWLRQV
ZRXOGEHYHU\FRPSOH[LWLVXVXDOO\VXIILFLHQWWRYHULI\WKHVWUHQJWKE\DYHUWLFDOLPSDFWWHVWDVGHVFULEHGLQ

,QWHUQDOIRUFHVRQFRQWDLQHUZDOOV

(DFKFRQWDLQHUZDOOLQFOXGLQJWKHGRRUVVKDOOEHGHVLJQHGWRZLWKVWDQGDQLQWHUQDOIRUFHRI3JHYHQO\
GLVWULEXWHGRYHUWKHZKROHVXUIDFHZLWKRXWVXIIHULQJDQ\SHUPDQHQWGHIRUPDWLRQ

0LQLPXPPDWHULDOWKLFNQHVV

7KHIROORZLQJPLQLPXPPDWHULDOWKLFNQHVVWUHTXLUHPHQWVVKDOODSSO\

 DIRUH[WHUQDOSDUWVRIFRUQHUSRVWVDQGERWWRPUDLOVLHSDUWVIRUPLQJWKHRXWVLGHRIWKHFRQWDLQHU
IRU5˜NJW PP
IRU5>NJW PP
 EIRUDOORWKHUSDUWVRIWKHSULPDU\VWUXFWXUHW PP
 FIRUVHFRQGDU\VWUXFWXUHPDGHIURPPHWDOOLFPDWHULDOVW PP
 GIRUZDVWHVNLSVRIPRQRFRTXHGHVLJQVHHZLWKLQDQDUHDRIXSWRPPIURPWKHVLGHHGJHV
W PP
 HIRUWKHUHPDLQLQJSDUWVRIWKHVLGHVWUXFWXUHW PP

127(7KHWKLFNQHVVHVPD\KDYHWREHLQFUHDVHGEH\RQGWKHVHYDOXHVWRWDNHDFFRXQWRIVSHFLDOFRQVLGHUDWLRQVVXFKDVUDWLQJGHVLJQ
FRUURVLRQDOORZDQFHVWKHQHHGIRULPSDFWWHVWVRIWKHPDWHULDOHWF

:HOGLQJ

(VVHQWLDODQGQRQUHGXQGDQWSULPDU\VWUXFWXUDOPHPEHUVVKDOOEHZHOGHGZLWKIXOOSHQHWUDWLRQZHOGV)RURWKHU
SULPDU\VWUXFWXUHWKHXVHRIILOOHWZHOGVVKDOOEHMXVWLILHGE\GHVLJQDSSUDLVDOLQFOXGLQJFDOFXODWLRQVDQG
FRQVLGHUDWLRQRIIDLOXUHPRGHV

,QWHUPLWWHQWILOOHWZHOGLQJRIVHFRQGDU\VWUXFWXUHLVDFFHSWDEOHKRZHYHUFDUHVKDOOEHWDNHQWRDYRLGFRUURVLRQ

$GGLWLRQDOGHVLJQGHWDLOV
--`,``-`-`,,`,,`,`,,`---

)ORRU

&RQWDLQHUVOLDEOHWRILOOZLWKZDWHUHJRSHQWRSSHGVKDOOKDYHDVXLWDEOHGUDLQDJHIDFLOLW\

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
'RRUVDQGKDWFKHV

'RRUVDQGKDWFKHVLQFOXGLQJKLQJHVDQGORFNLQJGHYLFHVVKDOOEHGHVLJQHGIRUDWOHDVWWKHVDPHKRUL]RQWDO
IRUFHVDVWKHSULPDU\VWUXFWXUH/RFNLQJGHYLFHVVKDOOEHVHFXUHDJDLQVWRSHQLQJRIWKHGRRUVGXULQJWUDQVSRUW
DQGOLIWLQJ'RXEOHGRRUVVKDOOKDYHDWOHDVWRQHVXFKORFNLQJGHYLFHRQHDFKGRRUORFNLQJGLUHFWO\WRWKHWRS
DQGERWWRPIUDPH

/RFNLQJDUUDQJHPHQWVVKDOOEHSURWHFWHGWRSUHYHQWGLVORGJHPHQWE\LPSDFW

+LQJHVVKDOOEHSURWHFWHGDJDLQVWGDPDJHIURPLPSDFWORDGV

'RRUVVKDOOEHFDSDEOHRIEHLQJVHFXUHGLQWKHRSHQSRVLWLRQ

,IZHDWKHUWLJKWQHVVLVUHTXLUHGWKHGRRUVVKDOOEHHTXLSSHGZLWKVHDOV

,QWHUPHGLDWHFDUJRGHFNV

:KHQLQWHUPHGLDWHFDUJRGHFNVDUHILWWHGWKH\VKDOOEHGHVLJQHGWRZLWKVWDQGDIRUFHRIDWOHDVW3JY
XQLIRUPO\GLVWULEXWHG

ZKHUH

YLVWKHG\QDPLFIDFWRU 

:KHQLQWHUPHGLDWHFDUJRGHFNVDUHGHVLJQHGWRVXSSRUWRWKHUWKDQKDOIWKHWRWDOSD\ORDGWKHGHVLJQUHTXLUHPHQW
VKDOOEHFDOFXODWHGDFFRUGLQJO\

,QWHUQDOVHFXULQJSRLQWV

&RQWDLQHUVIRUJHQHUDOFDUJRVKDOOKDYHLQWHUQDOVHFXULQJSRLQWV(DFKVKDOOEHGHVLJQHGWRZLWKVWDQGDIRUFHRI
DWOHDVWN1

127($PLQLPXPRIDUHJHQHUDOO\UHTXLUHG

)RUNOLIWSRFNHWV

:KHQILWWHGIRUNOLIWSRFNHWVVKDOOEHLQVWDOOHGLQWKHERWWRPVWUXFWXUHDQGVKDOOKDYHDFORVHGERWWRPDQGWRS
DQGSDVVWKURXJKWKHEDVHVHH

127(6SHFLDOUHTXLUHPHQWVDSSO\IRUIRUNSRFNHWVRQWDQNFRQWDLQHUVIRUGDQJHURXVFDUJRHVVHH

127(3DUWLDOERWWRPRSHQLQJVPD\EHDOORZHGSURYLGHGWKHRSHQLQJVDUHRIVXFKDVL]HDQGORFDWHGVRWKDWLWLVQRWSRVVLEOHIRUWKHIRUN
WLQHVWRSHQHWUDWHRUVHL]HLQWKHRSHQLQJRUWRGDPDJHWKHIUHHHGJHVDWWKHFXWRXW

7KHPLQLPXPRSHQLQJRIWKHIRUNOLIWSRFNHWVVKDOOEHPP™PP

)RUNOLIWSRFNHWVVKDOOEHORFDWHGVXFKWKDWWKHFRQWDLQHULVVWDEOHGXULQJKDQGOLQJDQGGULYLQJZLWKDIRUNOLIW
WUXFN&RQWDLQHUOHQJWKKHLJKWZLGWKDQGUDWLQJVKDOOEHWDNHQLQWRDFFRXQW

3RFNHWVVKDOOEHORFDWHGDVIDUDSDUWDVSUDFWLFDEOHEXWQHHGQRWEHPRUHWKDQPPDSDUWIURPWKHFHQWUHRI
SRFNHWWRFHQWUHRISRFNHW

,IDFRQWDLQHULVILWWHGZLWKSRFNHWVWKDWDUHRQO\IRUHPSW\KDQGOLQJWKHFRQWDLQHUVKDOOEHPDUNHGDFFRUGLQJ
WR

3DGH\HV

,QRUGHUWRSUHYHQWODWHUDOEHQGLQJPRPHQWVRQSDGH\HVWKH\VKDOOEHDOLJQHGZLWKWKHVOLQJWRWKHFHQWUHRIOLIW
ZLWKDPD[LPXPPDQXIDFWXULQJWROHUDQFHRI“•

‹%6,
--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

$Q\GLIIHUHQFHLQWKHGLDJRQDOPHDVXUHPHQWVEHWZHHQOLIWLQJSRLQWFHQWUHVVKDOOQRWH[FHHGRIWKHOHQJWK
RIWKHGLDJRQDORUPPZKLFKHYHULVWKHJUHDWHU

7KHGLDPHWHURIKROHVLQSDGH\HVVKDOOPDWFKWKHVKDFNOHXVHGWROHUDQFHVEHWZHHQVKDFNOHEROWDQGSDGH\H
KROHGLDPHWHUVKDOOQRWH[FHHGRIWKHQRPLQDOVKDFNOHEROWGLDPHWHU+RZHYHUPD[LPXPFRQFHQWUDWHG
VWUHVVHVDWWKHKROHHGJHVVKDOOEHEHORZSURRIVWUHVV5HDWGHVLJQORDG
--`,``-`-`,,`,,`,`,,`---

7KHWROHUDQFHEHWZHHQSDGH\HWKLFNQHVVDQGLQVLGHZLGWKRIVKDFNOHVKDOOQRWH[FHHGRIWKHLQVLGHZLGWK
RIWKHVKDFNOH

3DGH\HVVKDOOEHVRGHVLJQHGDVWRSHUPLWIUHHPRYHPHQWRIWKHVKDFNOHDQGVOLQJWHUPLQDWLRQZLWKRXWIRXOLQJ
WKHSDGH\H

3DGH\HVVKDOOQRWSURWUXGHRXWVLGHWKHERXQGDULHVRIWKHFRQWDLQHUDQGVKDOODVIDUDVSRVVLEOHEHGHVLJQHGWR
DYRLGGDPDJHIURPRWKHUFRQWDLQHUV/LIWLQJSRLQWVVKDOOEHSRVLWLRQHGRQWKHFRQWDLQHUWRSUHFOXGHDVIDUDV
SUDFWLFDEOHWKHULVNRIVOLQJVIRXOLQJDJDLQVWWKHFRQWDLQHURULWVFDUJRGXULQJQRUPDOXVH

3DGH\HVVKDOOEHZHOGHGWRWKHIUDPHZLWKIXOOSHQHWUDWLRQZHOGV,IWKHOLIWLQJIRUFHLVWUDQVIHUUHGWKURXJKWKH
WKLFNQHVVRIDSODWHKDYLQJDWKLFNQHVVJUHDWHUWKDQPPSODWHVZLWKVSHFLILHGWKURXJKWKLFNQHVVSURSHUWLHV
VKDOOEHXVHG

127(:KHUH,62FRUQHUILWWLQJVDUHPRXQWHGLQFRQMXQFWLRQZLWKSDGH\HVWKHFRUQHUILWWLQJVDUHQRWLQWHQGHGIRUOLIWLQJZLWKVOLQJV
RIIVKRUH

,62FRUQHUILWWLQJV

:KHUH,62FRUQHUILWWLQJVDUHPRXQWHGWRRIIVKRUHIUHLJKWFRQWDLQHUVWKH\VKDOOFRQIRUPWR,62

127(/LIWLQJRIIVKRUHZLWKVKDFNOHVLQWKHVHFRUQHUILWWLQJVLVQRWDFFHSWDEOH

(TXLSPHQW

(TXLSPHQWRQRIIVKRUHFRQWDLQHUVVKDOOEHGHVLJQHGDQGLQVWDOOHGWRZLWKVWDQGWKHG\QDPLFORDGLQJDQGRWKHU
HQYLURQPHQWDOIRUFHVWRZKLFKLWPD\EHH[SRVHG

7KHIROORZLQJIDFWRUVVKDOOEHXVHG

² G\QDPLFIDFWRUORDGIDFWRUY 

² GHVLJQIDFWRUDJDLQVWEUHDNLQJVDIHW\IDFWRUV 

127((TXLSPHQWSHUPDQHQWO\LQVWDOOHGRQDFRQWDLQHULVFRQVLGHUHGWREHSDUWRIWKHFRQWDLQHUIRUFHUWLILFDWLRQSXUSRVHV

$Q\H[WHUQDOFRQQHFWLRQVHJDVXSSO\RISUHVVXUL]HGDLURUDQHOHFWULFDOFRQQHFWLRQVKDOOEHSURWHFWHGDJDLQVW
GDPDJH

&RDWLQJDQGFRUURVLRQSURWHFWLRQ

2IIVKRUHFRQWDLQHUVVKDOOEHVXLWDEOHIRUWKHRIIVKRUHHQYLURQPHQWE\PHDQVRIFRQVWUXFWLRQXVHRIVXLWDEOH
PDWHULDODQGRUFRUURVLRQDQGSDLQWSURWHFWLRQ

$OORIIVKRUHFRQWDLQHUURRIVLQFOXGLQJWKRVHFRQVWUXFWHGIURPFKHTXHUSODWHVKDOOEHFRDWHGZLWKDSHUPDQHQW
QRQVOLSPHGLXP

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
7DQNFRQWDLQHUV

*HQHUDO

,QDGGLWLRQWRFRPSO\LQJZLWKRWKHUUHOHYDQWGHVLJQFRGHVDQGUHTXLUHPHQWVWDQNFRQWDLQHUVVKDOOEHVXLWDEOHIRU
RIIVKRUHVHUYLFH

)UDPH

,QDGGLWLRQWRWKHGHVLJQUHTXLUHPHQWVDOUHDG\VSHFLILHGLQWKLVVWDQGDUGWKHIUDPHVKDOOEHGHVLJQHGWRSURWHFW
WKHWDQNDQGHTXLSPHQWYDOYHVPDQKROHVHWF

7DQNVIRUIOXLGV

7DQNGHVLJQVKDOOFRQIRUPWRWKHUHOHYDQWVHFWLRQVRI,62

7DQNVIRUGDQJHURXVFDUJRHVVKDOOIXOILOWKHUHTXLUHPHQWVRIWKH,0'*&RGHDQGVKDOOEHGHVLJQHGDFFRUGLQJ
WRDUHFRJQL]HGFRGHIRUSUHVVXUHYHVVHOV$WDQNDQGLWVVXSSRUWVKDOOEHDEOHWRZLWKVWDQGOLIWLQJDQGLPSDFW
ORDGV,QDGGLWLRQGXHDFFRXQWVKDOOEHWDNHQRIIOXLGVXUJHDULVLQJIURPSDUWO\ILOOHGWDQNV

127(,0'*KDYHUHVWULFWLRQVIRUORDGHGKDQGOLQJRIWDQNVRIRYHUDFHUWDLQOHQJWKE\IRUNOLIW5HIHUHQFHVKRXOGEHPDGHWR&KDSWHU
RIWKH,0'*&RGH

,PSDFWSURWHFWLRQRQWDQNFRQWDLQHUVIRUGDQJHURXVFDUJRHV

--`,``-`-`,,`,,`,`,,`---
2QWDQNFRQWDLQHUVIRUGDQJHURXVFDUJRHVDOOSDUWVRIWKHWDQNDQGILWWLQJVVKDOOEHVXLWDEO\SURWHFWHGIURP
LPSDFWGDPDJH,QDGGLWLRQWRWKHUHTXLUHPHQWVRIWKHIROORZLQJUHTXLUHPHQWVDSSO\

² 7KHWRSRIWKHWDQNDQGLWVILWWLQJVVKDOOEHSURWHFWHGE\EHDPVSODWHVRUJUDWLQJDQGQR
SDUWRIWKHWDQNRULWVILWWLQJVVKDOOH[WHQGWRZLWKLQPPRIWKHWRSRIWKHIUDPHZRUN
² ,WVKDOOQRWEHSRVVLEOHIRUDQ\SDUWRIWKHOLIWLQJVHWWRIRXOILWWLQJVPDQKROHFOHDWVRU
RWKHUSURWUXVLRQVRQWKHWDQN
² 3URWHFWLYHEHDPVVKDOOEHSODFHGDWRUQHDUWKHORFDWLRQZKHUHWKHWDQNVKHOOLVQHDUHVWWR
WKHRXWHUSODQHRIWKHVLGHV%HDPVVKDOOEHVSDFHGVXIILFLHQWO\FORVHWRJHWKHUWRJLYHWKH
QHFHVVDU\SURWHFWLRQ
² $WWKHPD[LPXPFDOFXODWHGHODVWLFGHIOHFWLRQRIDQ\VLGHPHPEHUWKHUHVLGXDOFOHDUDQFH
EHWZHHQWKHPHPEHUDQGDQ\SDUWRIWKHWDQNVKHOORULWVILWWLQJVVKDOOEHDWOHDVWPP
² 1RSDUWRIWKHXQGHUVLGHRIWKHWDQNVKHOOLQFOXGLQJVXPSVWKHERWWRPYDOYHVRURWKHU
ILWWLQJVVKDOOH[WHQGEHORZDOHYHOPPDERYHWKHERWWRPRIWKHIUDPHZRUN$Q\VXFKSDUW
H[WHQGLQJWRZLWKLQPPRIWKHERWWRPRIWKHIUDPHZRUNVKDOOEHSURWHFWHGE\EHDPVRU
SODWLQJ

7DQNFRQWDLQHUVGHVLJQHGZLWKGLUHFWFRQQHFWLRQEHWZHHQWKHWDQNDQGWKHVLGHRUWRSIUDPHHOHPHQWVVKDOOEH
VXEMHFWWRVSHFLDOFRQVLGHUDWLRQ

&RQWDLQHUVIRUEXONVROLGV

%XONFRQWDLQHUVVKDOOEHGHVLJQHGDFFRUGLQJWRWKHUHOHYDQWVHFWLRQVRI,62RU,62EXWVKDOOLQ
DGGLWLRQEHVXLWDEOHIRURIIVKRUHVHUYLFH

127(7KHVHPD\EHHLWKHUSUHVVXUL]HGWDQNVRUQRQSUHVVXUL]HGFRQWDLQHUVIRUJUDYLW\GLVFKDUJH

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
0DWHULDOV
6WHHOJHQHUDO

7KHFKHPLFDOFRPSRVLWLRQKHDWWUHDWPHQWZHOGDELOLW\PHFKDQLFDOSURSHUWLHVDQGLPSDFWHQHUJ\SURSHUWLHV
VKDOOEHVXLWDEOHIRUWKHSXUSRVH([WUDKLJKVWUHQJWKVWHHOVZLWKSURRIVWUHVVDERYH1PPVKDOOQRWEH
XVHG

:KHQPDWHULDOVRIGLIIHUHQWJDOYDQLFSRWHQWLDODUHMRLQHGWRJHWKHUWKHGHVLJQVKDOOEHVXFKWKDWJDOYDQLF
FRUURVLRQLVDYRLGHG

:HOGLQJFRQVXPDEOHVVKDOOEHDFFRUGLQJWR(15HFRPPHQGDWLRQVIRUZHOGLQJRIPHWDOOLFPDWHULDOV²
3DUW*HQHUDOJXLGDQFHDQGSU(15HFRPPHQGDWLRQVIRUZHOGLQJRIPHWDOOLFPDWHULDOV²3DUW
*XLGDQFHIRUIHUULWLFVWHHOV

7HQVLOHWHVWLQJVKDOOEHFDUULHGRXWDFFRUGLQJWR(1

,QRUGHUWRDYRLGLQLWLDWLRQRIEULWWOHIUDFWXUHWKHVWHHOVVKDOOSRVVHVVDGHTXDWHIUDFWXUHHQHUJ\6WHHOVIRU
SULPDU\VWUXFWXUHVVKDOOEHWHVWHGE\WKH&KDUS\LPSDFW9QRWFKPHWKRGDFFRUGLQJWR(17HVW
WHPSHUDWXUHVVKDOOEHDVJLYHQLQ7DEOH

7DEOH²&KDUS\LPSDFWWHVWWHPSHUDWXUHVWUXFWXUDOVWHHOIRUSULPDU\VWUXFWXUDOPHPEHUV
0DWHULDOWKLFNQHVVW ,PSDFWWHVWWHPSHUDWXUH
PP •&
Wˆ 7'
<Wˆ 7'
W> 7'±

7KHDYHUDJHHQHUJ\DEVRUSWLRQIRUEDVHPDWHULDOVSHFLPHQVZLWKWKHLUD[LVSDUDOOHOWRWKHILQDOUROOLQJGLUHFWLRQ
VKDOOQRWEHOHVVWKDQJLYHQLQ)LJXUH)RUVSHFLPHQVZLWKWKHLUD[LVWUDQVYHUVHWRWKHILQDOUROOLQJGLUHFWLRQWKH
YDOYHVKDOOEHWZRWKLUGVRIWKDWIRUORQJLWXGLQDOO\RULHQWDWHGVSHFLPHQV

,PSDFWHQHUJ\-RXOHV
/RQJLWXGLQDOGLUHFWLRQ

)LJXUH²&KDUS\9QRWFKYDOXHVIRUVWHHO
,PSDFWHQHUJ\LQZHOGVRULQWKHORQJLWXGLQDOGLUHFWLRQLQKHDWDIIHFWHG]RQHVVKDOOEHQRWOHVVWKDQ-DWWHVW
WHPSHUDWXUH7DEOH
‹%6, --`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

5ROOHGVWHHOVLQRIIVKRUHFRQWDLQHUVWUXFWXUHV

*HQHUDOUHTXLUHPHQWV

:KHUHUHTXLUHGVWHHOVIRUZHOGLQJVKDOOEHPDGHE\HLWKHURSHQKHDUWKHOHFWULFIXUQDFHRUWKHEDVLFR[\JHQ
VWHHOSURFHVV6WHHOVLQWKHSULPDU\VWUXFWXUHVKDOOEHNLOOHGDQGILQHJUDLQWUHDWHG2QO\PDWHULDOVZLWKQRQ
DJHLQJSURSHUWLHVVKDOOEHXVHG

*URXSVRIVWHHOV

6WUXFWXUDOVWHHOVIRUWKHSULPDU\VWUXFWXUHVKDOOEHFDUERQVWHHOFDUERQPDQJDQHVHVWHHOFDUERQPDQJDQHVH
PLFURDOOR\HGVWHHORUORZDOOR\HGVWHHO

)RUVWUXFWXUDOPHPEHUVPDWHULDOJUDGHVVSHFLILHGLQ(1DQGRU(1ZKLFKPHHWWKHUHTXLUHPHQWV
LQDQGVKDOOEHXVHG

6WHHOIRUJLQJV

:KHQUHTXLUHGIRUJHGFDUERQDQGFDUERQ±PDQJDQHVHVWHHOVVKDOOEHXVHGLQWKHRIIVKRUHFRQWDLQHUVWUXFWXUH

6XFKIRUJLQJVVKDOOEHPDGHIURPIXOO\NLOOHGDQGILQHJUDLQWUHDWHGQRQDJHLQJVWHHO
127(,WPD\EHQHFHVVDU\WRYHULI\WKHQRQDJHLQJSURSHUWLHVE\WHVWV

)RUFKHPLFDODQGPHFKDQLFDOSURSHUWLHVRIDOOR\VWHHOVUHIHUHQFHVKDOOEHPDGHWRSU(12SHQGLH
VWHHOIRUJLQJVIRUJHQHUDOHQJLQHHULQJSXUSRVHV²3DUW1RQDOOR\TXDOLW\DQGVSHFLDOVWHHOVDQGWR
SU(12SHQGLHVWHHOIRUJLQJVIRUJHQHUDOHQJLQHHULQJSXUSRVHV²3DUW/RZDOOR\VSHFLDOVWHHOV
7KHFKHPLFDOFRPSRVLWLRQVKDOOEHVXLWDEOHIRUWKHWKLFNQHVVLQTXHVWLRQ$OOR\VWHHOVVKDOOEHGHOLYHUHGLQ
TXHQFKHGDQGWHPSHUHGFRQGLWLRQ

7KHLPSDFWWHVWWHPSHUDWXUHVKDOOEHHTXDOWRWKHGHVLJQDLUWHPSHUDWXUH7'VHHDQG

6WHHOFDVWLQJVLQ,62FRUQHUILWWLQJV

7KHWHQVLOHVWUHQJWKRI,62FRUQHUILWWLQJVVHHPDGHIURPFDVWVWHHOVKDOOEHQRWOHVVWKDQ1PPDQG

WKHSURRIVWUHVVVKDOOEHQRWOHVVWKDQ1PP

7KHFKHPLFDOFRPSRVLWLRQVKDOOEHLQDFFRUGDQFHZLWKWKDWVHWRXWLQ7DEOHDQGPHFKDQLFDOSURSHUWLHVVKDOOEH
LQDFFRUGDQFHZLWK7DEOH

7DEOH²&KHPLFDOFRPSRVLWLRQODGOHDQDO\VLV
&KHPLFDOFRPSRVLWLRQ
& 0Q 6L 3 6 &U 1L &X 0R $O 
VRO &U1L&X0R
PD[ PD[ PD[ PD[ PD[ PD[ PD[ PD[ PLQ PD[
          
WR


7KHFDUERQHTXLYDOHQWVKDOOQRWH[FHHG

$OXPLQLXPPD\EHUHSODFHGSDUWO\RUWRWDOO\E\RWKHUILQHJUDLQLQJHOHPHQWVDVVWDWHGLQWKHDSSURYHGVSHFLILFDWLRQV

--`,``-`-`,,`,,`,`,,`--- ‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
7DEOH²0HFKDQLFDOSURSHUWLHV
0HFKDQLFDOSURSHUWLHV
<LHOGVWUHQJWK 7HQVLOHVWUHQJWK (ORQJDWLRQ 5HGXFWLRQRIDUHD ,PSDFWHQHUJ\
5 R+ 5
P $ = .9 

PLQ PLQ PLQ PLQDW±ƒ&

1PP 
1PP 
  -
 WR   

$YHUDJHYDOXHRQ,629QRWFKLPSDFWVSHFLPHQVDFFWR85:2QHLQGLYLGXDOYDOXHPD\EHEHORZWKHDYHUDJHYDOXHEXWVKDOOQRWEH
ORZHUWKDQRIWKHDYHUDJH

$OXPLQLXP

7KHFKHPLFDOFRPSRVLWLRQKHDWWUHDWPHQWZHOGDELOLW\DQGPHFKDQLFDOSURSHUWLHVVKDOOEHVXLWDEOHIRUWKH
SXUSRVH

:KHQPDWHULDOVRIGLIIHUHQWJDOYDQLFSRWHQWLDODUHMRLQHGWRJHWKHUWKHGHVLJQVKDOOEHVXFKWKDWJDOYDQLF
FRUURVLRQLVDYRLGHG

$OXPLQLXPDOOR\VXVHGLQRIIVKRUHFRQWDLQHUVVKDOOEHPDGHE\UROOLQJRUH[WUXGLQJ$OXPLQLXPDOOR\VDQG
WHPSHUVVSHFLILHGLQ7DEOHVDQGPD\EHXVHG8VHRIRWKHUDOOR\VRUWHPSHUVVKDOOEHVXEMHFWWRVSHFLDO
FRQVLGHUDWLRQ

7DEOH²$OXPLQLXPDOOR\VDQGWHPSHUVIRUUROOHGSURGXFWV
$OOR\ 7HPSHU
,62 $$ ,62$$
$O0J  
+$5+
+%5+
+&5+
$O0J  
+$5+
+%5+
$O0J  
+$5+
+%5+
$O0J  
+$5+
+%5+
$O0J0Q  
+$5+
+%5+
$O0J0Q  
+$5+
+%5+
$O6L0J0Q  
7%7
7(7
7)7
127($$ $PHULFDQ$OXPLQLXP$VVRFLDWLRQ7KHVHUHIHUHQFHVDUHLQFOXGHGIRULQIRUPDWLRQDVXVHUVPD\HQFRXQWHUWKHVHUHIHUHQFHVLQSUDFWLFH

‹%6,
--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

7DEOH²$OXPLQLXPDOOR\VDQGWHPSHUVIRUH[WUXGHGSURGXFWV
$OOR\ 7HPSHU
,62 $$ ,62$$
$O6L0J  7%7
7)7
$O6L0J0Q  7)7
127($$ $PHULFDQ$OXPLQLXP$VVRFLDWLRQ7KHVHUHIHUHQFHVDUHLQFOXGHGIRULQIRUPDWLRQDVXVHUVPD\HQFRXQWHUWKHVHUHIHUHQFHVLQSUDFWLFH

1RQPHWDOOLFPDWHULDOV

7LPEHUSO\ZRRGILEUHUHLQIRUFHGSODVWLFVDQGRWKHUQRQPHWDOOLFPDWHULDOVVKDOOQRWEHXVHGLQSULPDU\
VWUXFWXUHV

127(&RQVLGHUDWLRQVKRXOGEHJLYHQWRVWUHQJWKGXUDELOLW\VXLWDELOLW\DQGSRVVLEOHKD]DUGVFDXVHGE\XVHRIWKHVHPDWHULDOV

0DWHULDOLQVSHFWLRQGRFXPHQWV

0DWHULDOVXVHGIRUWKHFRQVWUXFWLRQRIRIIVKRUHFRQWDLQHUVVKDOOEHIXUQLVKHGZLWKGRFXPHQWDWLRQLQDFFRUGDQFH
ZLWK7DEOH$OOPDWHULDOVIRUSULPDU\VWUXFWXUHVVKDOOEHLGHQWLILDEOHDJDLQVWWKHFHUWLILFDWHV

7DEOH²'RFXPHQWDWLRQRIPDWHULDOV
6WUXFWXUH 'RFXPHQWDWLRQDFFRUGLQJWR(1
,QVSHFWLRQFHUWLILFDWH& ,QVSHFWLRQFHUWLILFDWH% 7HVWUHSRUW
,62FRUQHUILWWLQJV ;
3DGH\HV ;
2WKHUSULPDU\VWUXFWXUDO ;
PHPEHUV
6HFRQGDU\VWUXFWXUDO ;
PHPEHUV

7\SHWHVWLQJ
*HQHUDO

$Q\FKDQJHRIGHVLJQVSHFLILFDWLRQRIPDWHULDODQGPHWKRGRIPDQXIDFWXUHRXWVLGHQRUPDOPDQXIDFWXULQJ
WROHUDQFHVZKLFKPD\OHDGWRDPRGLILFDWLRQRIWKHPHFKDQLFDOSURSHUWLHVGHILQHGLQWKLVVWDQGDUGVKDOOUHTXLUH
WKDWWKHUHOHYDQWW\SHWHVWVDUHFDUULHGRXWRQWKHPRGLILHGFRQWDLQHU

127(7\SHWHVWVGHPRQVWUDWHWKDWRIIVKRUHFRQWDLQHUVFHUWLILHGDVFRQIRUPLQJWRWKHUHTXLUHPHQWVRIWKLVVWDQGDUGSRVVHVVWKHPHFKDQLFDO
SURSHUWLHVVSHFLILHG7KHSXUSRVHRIWKHVHWHVWVLVWRSURYHWKHGHVLJQPDWHULDODQGPHWKRGRIPDQXIDFWXUH

$FRQWDLQHUVHOHFWHGIRUW\SHWHVWLQJVKDOOEHUHSUHVHQWDWLYHRIWKHSURGXFWLRQXQLWVDQGQRWDKDQGEXLOW
SUHSURGXFWLRQGHYHORSPHQWFRQWDLQHU,WVKDOOEHEXLOWLQFRQIRUPLW\ZLWKSODQVDQGGDWDDQGXVLQJWRROLQJ
FRPSDUDEOHWRWKRVHSODQQHGIRUVXEVHTXHQWSURGXFWLRQ
7KHWHVWVGHVFULEHGLQDQGDUHUHTXLUHGIRUDOORIIVKRUHFRQWDLQHUW\SHVDQGVKDOOEHFRQVLGHUHGDVGHVLJQ
UHTXLUHPHQWV
--`,``-`-`,,`,,`,`,,`---

127(7\SHWHVWLQJPD\QRWUHSODFHGHVLJQUHYLHZEXWPD\LQFHUWDLQFDVHVEHDSDUWLDOVXEVWLWXWHIRUVWUHQJWKFDOFXODWLRQV1RQ
GHVWUXFWLYHH[DPLQDWLRQ1'(PD\EHUHTXLUHGDIWHUWHVWLQJ

7KHWHVWPDVVHVVKDOOQRUPDOO\EHHYHQO\GLVWULEXWHGLQVLGHWKHFRQWDLQHU,ILWLVQRWSRVVLEOHWRSODFHDOOWKHWHVW
PDVVLQVLGHWKHFRQWDLQHUVRPHRILWPD\EHSODFHGRXWVLGHRUXQGHUWKHFRQWDLQHUSURYLGHGWKDWWKLVJLYHVD
ORDGLQJRQWKHVWUXFWXUHVLPLODUWRWKHGLVWULEXWLRQRIWKHFRQWDLQHUORDGLQJLQRSHUDWLQJFRQGLWLRQ

,IWKHFRQWDLQHUKDVDQDGGLWLRQDOFDUJRGHFNWKHWHVWORDGVKDOOEHHYHQO\GLYLGHGEHWZHHQWKHIORRUDQGWKH
DGGLWLRQDOGHFNVHH,IWKHDGGLWLRQDOGHFNLVUHPRYDEOHLWZLOOEHQHFHVVDU\WRFDUU\RXWWKHWHVWZLWKWKH
WHVWORDGGLYLGHGEHWZHHQWKHDGGLWLRQDOGHFNDQGWKHIORRUDVZHOODVZLWKWKHZKROHWHVWORDGRQWKHIORRU

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
7HVWHTXLSPHQWDQGYHULILFDWLRQ

*HQHUDO

7KHIRUFHVKDOOEHDSSOLHGXVLQJFDOLEUDWHGZHLJKWVDQGOLIWLQJWKHFRQWDLQHUE\DOLIWLQJDSSOLDQFHRUE\PHDQV
RIDVXLWDEOHWHVWULJ

/LIWLQJWHVW

*HQHUDO

7KHFRQWDLQHUVKDOOEHOLIWHGE\DOLIWLQJVHWZLWKDQDQJOHWRWKHYHUWLFDOHTXDOWRWKHGHVLJQDQJOH7KHOLIWLQJVHW
QRUPDOO\ILWWHGWRWKHFRQWDLQHUVKDOOQRWEHXVHG

7KHFRQWDLQHUVKDOOEHFDUHIXOO\OLIWHGLQVXFKDZD\WKDWQRVLJQLILFDQWDFFHOHUDWLRQIRUFHVRFFXU,WVKDOOEHKHOG
IRUPLQEHIRUHPHDVXUHPHQWVDUHWDNHQ

$OOSRLQWOLIWLQJ

7KHFRQWDLQHUVKDOOEHORDGHGWRDWRWDOJURVVPDVVRI5DQGOLIWHGXVLQJDOOWKHSDGH\HV

127(7KHWHVWORDGPD\EHREWDLQHGE\SXWWLQJLQDQLQWHUQDOWHVWPDVVRI57

1RGHIOHFWLRQVGXULQJWHVWLQJVKDOOEHJUHDWHUWKDQRIWKHVSDQRIWKHPHPEHU7KHRIIVKRUHFRQWDLQHU
VKDOOVKRZQRSHUPDQHQWGHIRUPDWLRQRURWKHUGDPDJHDIWHUWHVWLQJ

7ZRSRLQWOLIWLQJ

$QRIIVKRUHFRQWDLQHUILWWHGZLWKIRXUSDGH\HVVKDOODOVREHOLIWHGIURPRQO\WZRSDGH\HVVLWXDWHGGLDJRQDOO\
RSSRVLWHHDFKRWKHUZLWKDWRWDOPDVVRI5

127(7KLVFDQEHDFKLHYHGE\SXWWLQJLQDQLQWHUQDOWHVWPDVVRI57

$IWHUWKHWHVWWKHUHVKDOOEHQRSHUPDQHQWGHIRUPDWLRQ

9HUWLFDOLPSDFWWHVW

7KHFRQWDLQHUZLWKLWVLQWHUQDOWHVWPDVVFRUUHVSRQGLQJWRSD\ORDG3VKDOOEHHLWKHUORZHUHGRUGURSSHGRQWRD
ZRUNVKRSIORRURIFRQFUHWHRURWKHUULJLGVWUXFWXUH

127(7KLVIORRUPD\EHFRYHUHGZLWKDVKHDWKLQJRIZRRGHQSODQNVZLWKDWKLFNQHVVQRWH[FHHGLQJPP

127(,IWKHFRQWDLQHULVORZHUHGIURPDFUDQHWKHVXVSHQGLQJZLUHDQGKRRNPD\GDPSHQWKHLPSDFWFRPSDUHGWRDIUHHIDOOGURSWHVW
7KHUHIRUHWKHLPSDFWVSHHGVKRXOGEHJUHDWHULIDORZHULQJWHVWLVXVHG

,QERWKFDVHVWKHFRQWDLQHUVKDOOEHVRLQFOLQHGWKDWHDFKRIWKHERWWRPVLGHDQGHQGUDLOVFRQQHFWHGWRWKH
ORZHVWFRUQHUIRUPVDQDQJOHRIQRWOHVVWKDQ•ZLWKWKHIORRU

+RZHYHUWKHJUHDWHVWKHLJKWGLIIHUHQFHEHWZHHQWKHKLJKHVWDQGORZHVWSRLQWRIWKHXQGHUVLGHRIWKHFRQWDLQHU
FRUQHUVQHHGQRWEHPRUHWKDQPP

7KHLPSDFWLQJFRUQHUVKDOOEHWKHRQHH[SHFWHGWRKDYHWKHORZHVWULJLGLW\
127(2QFORVHGGU\FDUJRFRQWDLQHUVWKLVZLOOQRUPDOO\EHDWWKHGRRUHQG

1RVLJQLILFDQWSHUPDQHQWGDPDJHVKDOORFFXU

127(&UDFNVLQZHOGVDQGPLQRUGHIRUPDWLRQVPD\EHUHSDLUHG

‹%6, --`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

2QHRIWKHIROORZLQJSURFHGXUHVVKDOOEHFDUULHGRXW

 D'URSWHVW
 QLQWHUQDOORDGHTXDOWRWKHSD\ORDG3VKDOOEHVDIHO\VHFXUHGDQGWKHFRQWDLQHUVKDOOEHLQFOLQHG
$
DVGHVFULEHGDERYH
 KHFRQWDLQHUVKDOOEHVXVSHQGHGIURPDTXLFNUHOHDVHKRRN:KHQUHOHDVHGWKHFRQWDLQHUVKDOO
7
GURSIUHHO\IRUDWOHDVWPPWRJLYHLWDVSHHGDWLQLWLDOLPSDFWRIDWOHDVWPV
 E/RZHULQJWHVW
 QLQWHUQDOORDGHTXDOWRWKHSD\ORDG3VKDOOEHVDIHO\VHFXUHGDQGWKHFRQWDLQHUVKDOOEHLQFOLQHG
$
DVGHVFULEHGDERYH
7KHFRQWDLQHUVKDOOEHORZHUHGWRWKHIORRUDWDFRQVWDQWVSHHGRIQRWOHVVWKDQPV
 27(:$51,1*7KHVHWHVWVPD\FDXVHFRQVLGHUDEOHWUHPRUVLQWKHEXLOGLQJ
1

2WKHUWHVWV

:KHQUHTXLUHGRWKHUWHVWVVKDOOEHFDUULHGRXWIRUFRQWDLQHUVRIXQXVXDOFRQILJXUDWLRQ7KHVHVKDOOEHDJUHHGLQ
DGYDQFHZLWKWKHFHUWLI\LQJERG\

7DQNVIRUGDQJHURXVFDUJRHVVKDOOLQDGGLWLRQEHWHVWHGDFFRUGLQJWRWKHUHTXLUHPHQWVRIWKH,0'*&RGH

3URGXFWLRQ
*HQHUDO

3URGXFWLRQVKDOOEHSHUIRUPHGDFFRUGLQJWRDSSURYHGGUDZLQJVVSHFLILFDWLRQVDQGSURFHGXUHV

3URGXFWLRQGRFXPHQWVDFFRUGLQJWRWKLVVWDQGDUGVKDOOEHSUHSDUHGDQGDSSURYHGEHIRUHSURGXFWLRQVWDUWV

7KHPDQXIDFWXUHUVKDOOHQVXUHWKHTXDOLW\RIKLVSURFHGXUHVDQGIDFLOLWLHVWKURXJKRSHUDWLRQRIDTXDOLW\
DVVXUDQFHV\VWHPDWOHDVWLQDFFRUGDQFHZLWK(1,62

3ULPDU\VWUXFWXUH

*HQHUDO

'XULQJSURGXFWLRQDQGRQWKHILQLVKHGSURGXFWLWVKDOOEHSRVVLEOHWRLGHQWLI\WKHPDWHULDOVXVHGIRUWKHSULPDU\
VWUXFWXUHDQGOLQNWKHPZLWKWKHFRUUHVSRQGLQJGRFXPHQWDWLRQ

$SSURYHGZHOGHUV

:HOGHUVVKDOOEHDSSURYHGLQDFFRUGDQFHZLWK(1

:HOGLQJSURFHGXUHV

$SSURYHGZHOGLQJSURFHGXUHVVKDOOEHXVHGIRUWKHZHOGLQJWREHFDUULHGRXWRQWKHSULPDU\VWUXFWXUH

3UHOLPLQDU\ZHOGLQJSURFHGXUHVSHFLILFDWLRQVVKDOOIRUPWKHEDVLVIRUWKHSUHSDUDWLRQRIZHOGLQJSURFHGXUH
WHVWV

:HOGLQJSURFHGXUHVSHFLILFDWLRQVZHOGLQJSURFHGXUHWHVWVDQGDSSURYDORIZHOGLQJSURFHGXUHVVKDOOEHLQ
DFFRUGDQFHZLWKUHOHYDQWFODXVHVRI(1DQGZLWKWKHUHTXLUHPHQWVVWDWHGEHORZ

--`,``-`-`,,`,,`,`,,`---
‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

,PSDFWWHVWVDUHUHTXLUHGDVSDUWRIWKHZHOGLQJSURFHGXUHWHVWV7HVWWHPSHUDWXUHVDQGWHVWUHVXOWVVKDOOFRPSO\
ZLWKWKHUHTXLUHPHQWVJLYHQLQLQFOXGLQJ7DEOH)RUW!PPIRXUVHWVRILPSDFWWHVWVVKDOOEHPDGHRQH
VHWLQWKHZHOGPHWDORQHVHWDWWKHIXVLRQOLQHRQHVHWLQWKHKHDWDIIHFWHG]RQH+$=PPDZD\IURPIXVLRQ
OLQHDQGRQHVHWPPDZD\IURPIXVLRQOLQH

,QVSHFWLRQRIZHOGV

*HQHUDO

:HOGVVKDOOEHVXEMHFWWRYLVXDOLQVSHFWLRQIRUSULPDU\DQGVHFRQGDU\VWUXFWXUHVDQGRWKHUQRQGHVWUXFWLYH
H[DPLQDWLRQ1'(IRUSULPDU\VWUXFWXUH

9LVXDOLQVSHFWLRQVKDOOEHSHUIRUPHGDVGHVFULEHGLQ(1

2WKHU1'(PHWKRGVVKDOOEHFKRVHQZLWKGXHUHJDUGWRWKHFRQGLWLRQVLQIOXHQFLQJWKHVHQVLWLYLW\RIWKH
PHWKRGV8QOHVVRWKHUZLVHDJUHHGVWUXFWXUDOZHOGVVKDOOEHH[DPLQHGDVVWLSXODWHGLQFROXPQV,WR,9LQ7DEOH
ZLWKWKRVHLQFROXPQV,,,DQG,9EHLQJHPSOR\HGLQWKHHYHQWWKDWVXFKLVUHTXLUHGDQGSUDFWLFDEOH

7KHSHUFHQWDJHVVSHFLILHGLQ7DEOHVKDOODSSO\WRWKHWRWDOOHQJWKRIZHOGIRUWKHW\SHRIVWUXFWXUDODVVHPEO\LQ
TXHVWLRQ

:KHQIXHOJDVZHOGLQJLVDSSOLHGXOWUDVRQLFDQGPDJQHWLFSDUWLFOHH[DPLQDWLRQVKDOOEHUHTXLUHGLQDGGLWLRQWR
UDGLRJUDSKLFH[DPLQDWLRQ

7DEOH²1RQGHVWUXFWLYHH[DPLQDWLRQ1'(RIVWUXFWXUDOZHOGV

&DWHJRU\RI 7\SHRIMRLQW 7\SHRIH[DPLQDWLRQ
PHPEHU
, ,, ,,, ,9
9LVXDOH[DPLQDWLRQ 0DJQHWLFSDUWLFOH 8OWUDVRQLF 5DGLRJUDSKLF
H[DPLQDWLRQ 
H[DPLQDWLRQ

H[DPLQDWLRQ
3ULPDU\$ EXWWZHOGV    
HVVHQWLDOQRQ 7MRLQWV   
UHGXQGDQW
3ULPDU\% EXWWZHOGV   
2WKHU 7MRLQWVILOOHW   
ZHOGV
6HFRQGDU\ DOOW\SHV 

'\HSHQHWUDQWH[DPLQDWLRQVKDOOEHXVHGZKHUHPDJQHWLFSDUWLFOHH[DPLQDWLRQLVQRWSRVVLEOH

'HSHQGLQJRQPDWHULDOWKLFNQHVVDQGSRVVLELOLW\
127(7KHFDWHJRULHVDSSOLFDEOHWRWKHVWUXFWXUDOPHPEHUVVKDOOEHDJUHHGZLWKWKHFHUWLI\LQJERG\LQHDFKFDVH

1RQGHVWUXFWLYHH[DPLQDWLRQ1'(SURFHGXUHVDQG1'(RSHUDWRUV

3URFHGXUHVSHFLILFDWLRQVIRU1'(PHWKRGVVKDOOEHHVWDEOLVKHGDQGIROORZHG

1'(RSHUDWRUVVKDOOEHFDSDEOHRISHUIRUPLQJDVDWLVIDFWRU\RSHUDWLRQDOWHVWXQGHUSURGXFWLRQFRQGLWLRQVXVLQJ
DTXDOLILHGSURFHGXUHDSSURSULDWHIRUWKH1'(PHWKRGDQGZHOGHGMRLQWVLQTXHVWLRQ

127('RFXPHQWDWLRQRIDGHTXDWHFRPSHWHQFHEDVHGRQUHFRJQL]HGTXDOLILFDWLRQVFKHPHVPD\EHUHTXLUHG

7KH1'(RSHUDWRUVVKDOOLVVXHUHSRUWVGHVFULELQJWKHZHOGTXDOLW\7KHUHSRUWVVKDOOGLVWLQJXLVKFOHDUO\EHWZHHQ
DFFHSWHGDQGUHMHFWHGZHOGVDQGWKHQXPEHURIUHSDLUVFDUULHGRXWWRPHHWWKHVSHFLILHGDFFHSWDQFHVWDQGDUG
VKDOOEHVWDWHG7KHLQVSHFWLRQUHSRUWVKDOOVSHFLI\WKH1'(PHWKRGVDQGSURFHGXUHVDQGLQFOXGHDOO1'(
SDUDPHWHUVQHFHVVDU\IRUDSURSHUDVVHVVPHQW

‹%6,
--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
:HOGDFFHSWDQFHFULWHULD

7KHVRXQGQHVVRIZHOGHGMRLQWVVKDOOFRQIRUPWRWKHUHFRJQL]HGVWDQGDUGUHJXODWLRQVRUUHOHYDQWUXOHVIRU
DFFHSWDELOLW\RIZHOGLPSHUIHFWLRQV

6HFRQGDU\VWUXFWXUH

7KHIDEULFDWLRQSURFHGXUHVKDOOUHIOHFWWKHUHTXLUHPHQWWKDWWKHVHFRQGDU\VWUXFWXUHVKDOOSUHYHQWFDUJRIURP
IDOOLQJRXWRIWKHRIIVKRUHFRQWDLQHUDQGLIUHTXLUHGSUHYHQWZDWHUIURPHQWHULQJ

7KHZHOGLQJRIWKHVHFRQGDU\VWUXFWXUHVKDOOEHDFFRUGLQJWR(1

3URGXFWLRQWHVWLQJ

/LIWLQJWHVW

'XULQJWKHSURGXFWLRQRIDEDWFKRIRIIVKRUHFRQWDLQHUVVRPHVHOHFWHGDWUDQGRPVKDOOEHVXEPLWWHGWRWKHDOO
SRLQWOLIWLQJWHVWGHVFULEHGLQDQGVKDOOPHHWDOOVSHFLILHGUHTXLUHPHQWV

7KHQXPEHURIFRQWDLQHUVWREHWHVWHGVKDOOEHDJUHHGLQDGYDQFHDQGLVGHSHQGHQWRQWKHWRWDOQXPEHULQWKH
SURGXFWLRQVHULHV7DEOHVKDOOEHXVHGWRGHWHUPLQHWKHPLQLPXPQXPEHURIFRQWDLQHUVWREHWHVWHGZKLFK
VKDOOLQFOXGHWKHFRQWDLQHUZKLFKZDVW\SHWHVWHG

7DEOH²1XPEHURIFRQWDLQHUVUHTXLUHGIRUOLIWLQJWHVW
7RWDOQXPEHULQVHULHV 1XPEHUWREHWHVWHG 

WR 
WR 
WR 
WR 
˜ 

7KHTXDQWLW\JLYHQLQFOXGHVWKHFRQWDLQHUZKLFKZDVW\SHWHVWHG

:HDWKHUSURRIQHVVWHVWLQJ

,IDW\SHRIRIIVKRUHFRQWDLQHULVVSHFLILHGWREHZHDWKHUSURRIWKHIROORZLQJZHDWKHUSURRIQHVVWHVWVVKDOOEH
FDUULHGRXW

)RUWKHSURWRW\SHDQGRIWKHFRQWDLQHUVLQDSURGXFWLRQVHULHVWKHWHVWVKDOOEHFDUULHGRXWLQDFFRUGDQFH
ZLWKWKHZHDWKHUSURRIQHVVWHVWVSHFLILHGLQ,62

)RUWKHUHPDLQLQJFRQWDLQHUVWKHZDWHUWHVWPD\EHUHSODFHGE\DVLPSOHOLJKWWHVWIRUZKLFKWKHLQVSHFWRUVKDOO
SURFHGHDVIROORZV

² (QWHUWKHFRQWDLQHUUHTXLUHWKHGRRUVWREHFORVHGFORVHGDQGDOORZVXIILFLHQWWLPHWR
EHFRPHDFFXVWRPHGWRWKHGDUNQHVVDWOHDVWPLQ
² :KLOHDSRZHUIXOOLJKWLVGLUHFWHGDWDOOH[WHUQDOVXUIDFHVH[DPLQHWKHLQWHULRURIWKH
FRQWDLQHUIRUOLJKWSHQHWUDWLRQ
² 1ROLJKWSHQHWUDWLRQVKDOOEHREVHUYDEOHZLWKWKHQDNHGH\HRUZLWKQRUPDOO\FRUUHFWHG
YLVLRQ

127($SSURSULDWHSURYLVLRQVKRXOGEHPDGHWRHQVXUHWKDWWKHUHLVQRULVNWRWKHKHDOWKDQGVDIHW\RIWKHLQVSHFWRU

)DLOXUHRISURGXFWLRQFRQWDLQHUV

,QWKHFDVHRIIDLOXUHRIDQ\FRQWDLQHUWRPHHWHLWKHUWKHZHOGDFFHSWDQFHFULWHULDVHHRUWKHOLIWLQJWHVW

UHTXLUHPHQWVVHHDQGWKHPDQXIDFWXUHUVKDOOLGHQWLI\WKHFDXVHRIIDLOXUHDQGUHFWLI\DOODIIHFWHG
FRQWDLQHUV7KHUHFHUWLILHGFRQWDLQHUVVKDOOWKHQEHUHLQVSHFWHGDQGRUUHWHVWHG

‹%6,
--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

0DUNLQJ
6DIHW\PDUNLQJ

7KHWRSVRIFORVHGFRQWDLQHUVDQGWKHWRSUDLOVRIRSHQDQGIUDPHGFRQWDLQHUVVKDOOEHPDUNHGDVIROORZV

² &ORVHGFRQWDLQHUVVKDOOEHPDUNHGZLWKDEDQGRIVROLGFRQWUDVWLQJFRORXUQRWOHVVWKDQ
PPZLGHURXQGWKHURRISHULPHWHULIWKHURRIRIWKHFRQWDLQHULVUHFHVVHGEHORZWKHWRS
SHULPHWHUUDLODWOHDVWWKHWRSVXUIDFHRIWKHWRSUDLOVKDOOEHPDUNHG
² 2SHQDQGIUDPHGFRQWDLQHUVVKDOOEHPDUNHGZLWKKDWFKLQJLQDFRQWUDVWLQJFRORXURQWKH
WRSUDLOV

:KHUHDFRQWDLQHULVILWWHGZLWKIRUNSRFNHWVGHVLJQHGIRUKDQGOLQJWKHFRQWDLQHURQO\ZKHQHPSW\HJRQ
VRPHWDQNVDQGORQJEDVNHWVWKHQWKHZRUGV³HPSW\OLIWRQO\´VKDOOEHFOHDUO\GLVSOD\HGQHDUHDFKVHWRIIRUN
SRFNHWVLQFKDUDFWHUVQRWOHVVWKDQPPKLJK

127($OXPLQLXPFRQWDLQHUVPD\QHHGWREHVSHFLDOO\PDUNHGWRZDUQRIWKHGDQJHURIVSDUNLQJVHH7KHUHFRPPHQGHGPDUNLQJLV

³DOXPLQLXPFRQWDLQHU´RQDOOIRXUVLGHVLQOHWWHUVDWOHDVWPPKLJK

,GHQWLILFDWLRQPDUNLQJV

(DFKFRQWDLQHUVKDOOEHPDUNHGZLWKDFRQWDLQHUQXPEHULVVXHGE\WKHRZQHUDVDXQLTXHLGHQWLILFDWLRQZKLFK
VKDOOEHWKHFRPPRQFURVVUHIHUHQFHRQDOOLQVHUYLFHFHUWLILFDWLRQVKLSSLQJGRFXPHQWDWLRQHWF

7KHFRQWDLQHUQXPEHUVKDOOEHSURPLQHQWO\GLVSOD\HGRQDOOVLGHVRIWKHFRQWDLQHUDVYLHZHGIURPJURXQG
OHYHOLQFKDUDFWHUVRIDFRQWUDVWLQJFRORXUQRWOHVVWKDQPPKLJK

127()RURSHQVLGHGFRQWDLQHUVLWPD\EHQHFHVVDU\WRDWWDFKSDQHOVVSHFLILFDOO\WRFDUU\WKHFRQWDLQHUQXPEHU

,IDFRQWDLQHUKDVDURRIWKHFRQWDLQHUQXPEHUVKDOOEHGLVSOD\HGRQWKHURRILQFKDUDFWHUVPPKLJKRU
PRUH:KHUHFKDUDFWHUVL]HLVUHVWULFWHGE\WKHDYDLODEOHVSDFHWKH\VKRXOGEHDVODUJHDVSUDFWLFDEOH7KH
PDUNLQJVKDOOEHFDUULHGRXWLQVXFKDZD\DVWRDYRLGLQFRUUHFWLQWHUSUHWDWLRQHJE\XQGHUOLQLQJ:KHUH
DSSOLFDEOHWKHORZHUHGJHRIWKHPDUNLQJVKDOOEHSRVLWLRQHGQHDUWKHVLGHRIWKHFRQWDLQHULQZKLFKWKHGRRULV
ORFDWHG

127(,QH[FHSWLRQDOFLUFXPVWDQFHVWKHRZQHUPD\FKDQJHWKHFRQWDLQHUQXPEHUDQGUHPDUNWKHFRQWDLQHUDFFRUGLQJO\,QWKLVFDVHWKH
LQVSHFWLRQSODWHVKRXOGEHUHSODFHGFODXVHDQGWKHFHUWLILFDWHRIFRQIRUPLW\UHYLVHGFODXVH

,QIRUPDWLRQPDUNLQJV

2QHDFKFRQWDLQHUDPDWWEODFNVTXDUHQRWOHVVWKDQPP™PPVKDOOEHSURYLGHGIRULQIRUPDWLRQ
PDUNLQJVVXFKDVGHVWLQDWLRQFDUJRKD]DUGHWF7KLVVKDOOEHORFDWHGRQRQHGRRUZKHUHILWWHGRURQWKHVLGH
RIDFRQWDLQHUZLWKRXWGRRUV

127(:KHQWKHRZQHULVDOHDVLQJRUUHQWDOFRPSDQ\WKHZRUGV³RQKLUHWR´PD\DSSHDUDFURVVWKHWRSWRLGHQWLI\WKHXVHU

,PPHGLDWHO\EHORZWKHPDWWEODFNVTXDUHWKHPD[LPXPJURVVPDVVWKHWDUHPDVVDQGWKHSD\ORDGLQ
NLORJUDPVVKDOOEHGLVSOD\HGLQFKDUDFWHUVRIDFRQWUDVWLQJFRORXUQRWOHVVWKDQPPKLJK

$Q\DGGLWLRQDOPDUNLQJIRUHOHFWULFDOKD]DUGFODVVLILFDWLRQHJ]RQHPDUNLQJLQFOXGLQJWKHOHWWHUV\PEROIRU

HDUWKFRQQHFWLRQVKDOOEHGLVSOD\HGLQWKLVORFDWLRQ

,IDFRQWDLQHULVXVHGWRWUDQVSRUWGDQJHURXVJRRGVWKHUHTXLUHPHQWVRIWKH,0'*FRGHUHJDUGLQJKD]DUG
ZDUQLQJODEHOVVKDOOEHIROORZHG

‹%6, --`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
2WKHUPDUNLQJV

,IWKHFRQWDLQHULVILWWHGZLWKDQLQWHUPHGLDWHGHFNWKHSD\ORDGRIWKHGHFNVKDOOEHGLVSOD\HGRQWKHLQVLGHRIWKH
FRQWDLQHULQDSRVLWLRQZKHUHLWLVFOHDUO\YLVLEOHDWDOOWLPHVLQFKDUDFWHUVRIDFRQWUDVWLQJFRORXUQRWOHVVWKDQ
PPKLJK

7KHXVHURIWKHFRQWDLQHUPD\DGGDGGLWLRQDOLQIRUPDWLRQPDUNLQJVXFKDVRZQHU¶VQDPHHWF+RZHYHUWR
DYRLGPLVLQWHUSUHWDWLRQDGGLWLRQDOPDUNLQJVKDOOEHNHSWWRDPLQLPXP

3ODWLQJRIFRQWDLQHUV
*HQHUDO

&RQWDLQHUVVKDOOEHILWWHGZLWKSODWHVFDUU\LQJWKHLQIRUPDWLRQVSHFLILHGLQDQG

:KHUHWZRSODWHVDUHHPSOR\HGWKH\VKDOOEHWHUPHG³WKHLQIRUPDWLRQSODWH´DQG³WKHLQVSHFWLRQSODWH´

7KHGDWDPD\EHFRPELQHGRQWRDVLQJOHSODWHWHUPHG³RIIVKRUHFRQWDLQHUGDWDSODWH´EXWVKDOOVWLOOFDUU\DOOWKH
LQIRUPDWLRQVSHFLILHGLQDQG
--`,``-`-`,,`,,`,`,,`---

3ODWHVVKDOOEHPDGHRIFRUURVLRQUHVLVWDQWPDWHULDOVHFXUHO\DWWDFKHGH[WHUQDOO\LQDPDQQHUGHVLJQHGWRDYRLG
XQDXWKRUL]HGRUDFFLGHQWDOUHPRYDO7KHSODWHVVKDOOEHILWWHGWRDGRRURURQFRQWDLQHUVZLWKQRGRRUVLQD
SURPLQHQWSRVLWLRQ

$OXPLQLXPULYHWVKDYHEHHQIRXQGWREHXQVXLWDEOHDVDIL[LQJPHWKRGLQWKHRIIVKRUHHQYLURQPHQWDQGVKDOOQRW
EHXVHG

7KHLQIRUPDWLRQRQWKHSODWHVVKDOOEHLQWKH(QJOLVKODQJXDJH

127(3URYLVLRQIRUDQDGGLWLRQDOODQJXDJHPD\EHPDGH

7KHWH[WVKDOOEHSHUPDQHQWO\DQGOHJLEO\PDUNHGRQWKHSODWHVLQFKDUDFWHUVQRWOHVVWKDQPPLQKHLJKW

,QIRUPDWLRQSODWH

7KHSODWHVKDOOEHKHDGHG³RIIVKRUHFRQWDLQHUGDWDSODWH(1´

7KHSODWHVKDOOFRQWDLQWKHIROORZLQJLQIRUPDWLRQ

² IDEULFDWRU¶VVHULDOQXPEHU
² PD[LPXPJURVVPDVVLQNLORJUDPVDWWKHGHVLJQVOLQJDQJOH
² WDUHPDVVLQNLORJUDPV
² SD\ORDGLQNLORJUDPVDQGLQWHUPHGLDWHGHFNSD\ORDGLIDSSOLFDEOH
² FHUWLILFDWHQXPEHU
² GHVLJQWHPSHUDWXUH

127($UHFRPPHQGHGIRUPDWIRUWKHSODWHLVVKRZQLQ)LJXUH

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
2IIVKRUH&RQWDLQHU'DWD3ODWH
(1
)DEULFDWLRQQR
0D[LPXPJURVVPDVV NJDW•
7DUHPDVV NJ
3D\ORDG
&RQWDLQHU NJ
,QWHUPHGLDWHGHFN NJ
&HUWLILFDWHQR

--`,``-`-`,,`,,`,`,,`---
'HVLJQWHPSHUDWXUH •&
)LJXUH²,QIRUPDWLRQSODWH

,QVSHFWLRQSODWH

7KHSODWHVKDOOEHKHDGHG³RIIVKRUHFRQWDLQHULQVSHFWLRQGDWD´

7KHSODWHVKDOOFRQWDLQWKHIROORZLQJLQIRUPDWLRQ

² RZQHU¶VFRQWDLQHUQXPEHUVHH
² RZQHU¶VQDPHDQGLQWHUQDWLRQDOWHOHSKRQHQXPEHUV
² GDWHRIODVWLQVSHFWLRQ
7RDYRLGFRQIXVLRQWKHSODWHVKDOOQRWFDUU\WKHGDWHRIWKHQH[WLQVSHFWLRQ3URYLVLRQVKDOOEHPDGHRQWKHSODWH
WRIDFLOLWDWHSHUPDQHQWPDUNLQJWRUHFRUGDPLQLPXPRIQLQHLQVSHFWLRQV

127($UHFRPPHQGHGIRUPDWIRUWKHSODWHLVVKRZQLQ)LJXUH

2IIVKRUH&RQWDLQHU,QVSHFWLRQ'DWD
&RQWDLQHUQR
2ZQHU
7HO 
 
 
 
,QVSHFWLRQV

)LJXUH²,QVSHFWLRQSODWH

'DWHRIODVWLQVSHFWLRQ

7KLVVKDOOEHWKHGDWHRQZKLFKWKHPRVWUHFHQWLQVSHFWLRQZDVFDUULHGRXWWRWKHVDWLVIDFWLRQRIDFRPSHWHQW
SHUVRQ

7RJHWKHUZLWKWKHGDWHWKHIROORZLQJVKDOODOVREHSHUPDQHQWO\PDUNHG(LWKHU

² VXIIL[7LQGLFDWLQJSURRIORDGWHVWQRQGHVWUXFWLYHH[DPLQDWLRQDQGYLVXDOH[DPLQDWLRQ
RU
² VXIIL[91LQGLFDWLQJQRQGHVWUXFWLYHH[DPLQDWLRQDQGYLVXDOH[DPLQDWLRQRU
² VXIIL[9LQGLFDWLQJYLVXDOH[DPLQDWLRQRQO\DQGWKHXQLTXHLGHQWLILFDWLRQPDUNRIWKH
FRPSHWHQWSHUVRQ

7KHLQVSHFWLRQVFKHGXOHVKDOOEHDVODLGGRZQLQ

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
--`,``-`-`,,`,,`,`,,`---

0DUNLQJRQWKHSODWH

7KHSODWHVKDOOEHPDUNHGSHUPDQHQWO\LPPHGLDWHO\DIWHUWKHLQVSHFWLRQLVFDUULHGRXW

127(&RQWDLQHUVZLWKOHVVWKDQGD\VFXUUHQF\RIFHUWLILFDWLRQVKRXOGQRWEHVKLSSHGWRDQ\RIIVKRUHLQVWDOODWLRQH[FHSWE\SULRU
DJUHHPHQWZLWKWKHVKLSSHU

&HUWLILFDWHRIFRQIRUPLW\
*HQHUDO

$OOFRQWDLQHUVWREHXVHGRIIVKRUHVKDOOEHLVVXHGZLWKDFHUWLILFDWHRIFRQIRUPLW\WRWKLVVWDQGDUG

7KHFHUWLILFDWHVKDOOEHUHWDLQHGE\WKHRZQHU

,QDGGLWLRQFHUWLILFDWHVRIH[DPLQDWLRQDQGWHVWVVKDOOEHLVVXHGDVGHVFULEHGLQ

&RQWDLQHUVZKLFKDUHUHTXLUHGWRFRPSO\ZLWKWKHUHTXLUHPHQWVRIWKH,0'*FRGHVKDOODOVREHFHUWLILHGLQ
DFFRUGDQFHZLWKWKH,0'*FRGH

(DFKFRQWDLQHUVKDOOKDYHLWVRZQIDEULFDWLRQQXPEHU

'RFXPHQWDWLRQ

7KHFHUWLILFDWHRIFRQIRUPLW\VKDOOEHEDVHGRQWKHIROORZLQJGRFXPHQWDWLRQFROODWHGLQDQ³DVEXLOW´GRVVLHU
ZKLFKVKDOOEHUHWDLQHGE\WKHIDEULFDWRUIRUDWOHDVW\HDUV

² VWUXFWXUDOFDOFXODWLRQV
² GUDZLQJVLQFOXGLQJDJHQHUDODUUDQJHPHQWGUDZLQJ
² VSHFLILFDWLRQVIRUZHOGLQJSURFHGXUHV:36
² ZHOGHUV¶FHUWLILFDWHV
² PDWHULDOLQVSHFWLRQGRFXPHQWV
² UHSRUWRQWUDFHDELOLW\RIPDWHULDOV
² UHSRUWIURPIDEULFDWLRQLQVSHFWLRQ
² UHSRUWIURPGLPHQVLRQDOFRQWURO
² UHSRUWIURPQRQGHVWUXFWLYHH[DPLQDWLRQ1'(
² UHSRUWIURPSURWRW\SHWHVWLQJ
² UHSRUWIURPSURRIWHVWLQJ
² UHSRUWIURPILQDOLQVSHFWLRQ

127(,WLVUHFRPPHQGHGWKDWLQIRUPDWLRQIURPWKH³DVEXLOWGRVVLHU´WKDWLVQRWFRQVLGHUHGFRPPHUFLDOO\VHQVLWLYHVKRXOGEHFRSLHGWRWKH
RZQHUZKRVKRXOGUHWDLQLWIRUWKHOLIHRIWKHFRQWDLQHU

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

&RQWHQWVRIWKHFHUWLILFDWHRIFRQIRUPLW\

7KHFHUWLILFDWHRIFRQIRUPLW\VKDOOFRQWDLQWKHIROORZLQJLQIRUPDWLRQ

² FRQWDLQHUIDEULFDWLRQQXPEHU
² WKHFHUWLILFDWHQXPEHU
² GHVFULSWLRQRIWKHFRQWDLQHULQFOXGLQJ
² H[WHUQDOGLPHQVLRQV
² QXPEHURIOLIWLQJSRLQWV
² QDPHRIIDEULFDWRU
² PRQWK\HDURIIDEULFDWLRQ
² PD[LPXPJURVVPDVVLQNLORJUDPV
² WDUHPDVVLQNLORJUDPV
² SD\ORDGLQNLORJUDPV
² UHIHUHQFHWRWKHDVEXLOWGRVVLHU
² WKHWRWDOJURVVPDVVLQNLORJUDPVDSSOLFDEOHWRWKHDOOSRLQWVOLIWLQJWHVWVHH
DQGWKHDFWXDOPHWKRGRIWHVW
² DQJOHRIOLIWLQJVHWOHJVIURPYHUWLFDO
² VKDFNOHEROWGLDPHWHU
² FRQIRUPLW\WRRWKHUUHTXLUHPHQWVDQGRUFRGHV
² DVWDWHPHQWWKDWWKHFRQWDLQHUGHVFULEHGKDVEHHQGHVLJQHGIDEULFDWHGDQGWHVWHGLQ
DFFRUGDQFHZLWK(1
² UHPDUNV
² VLJQDWXUHRQEHKDOIRIWKHFHUWLI\LQJERG\

3HULRGLFH[DPLQDWLRQWHVWVDQGUHSDLUV
*HQHUDO

7KHRZQHURUKLVDSSRLQWHGUHSUHVHQWDWLYHVKDOOUHWDLQWKHFXUUHQWFHUWLILFDWLRQIRUHDFKFRQWDLQHUDUUDQJHIRU
SHULRGLFLQVSHFWLRQUHFRUGVXEVWDQWLDOUHSDLUVPRGLILFDWLRQVRUFKDQJHVLQLGHQWLILFDWLRQHWFDQGPDLQWDLQ
DGHTXDWHUHFRUGVWRHQVXUHWKHWUDFHDELOLW\RIHTXLSPHQW

$OOSHULRGLFH[DPLQDWLRQVDQGWHVWVVKDOOEHFDUULHGRXWE\DQLQVSHFWLRQERG\PHHWLQJWKHUHTXLUHPHQWVRI
(1

127(*XLGDQFHDVWRWKHUHFRPPHQGHGNQRZOHGJHDQGH[SHULHQFHRIVWDIIUHVSRQVLEOHIRULQVSHFWLRQVIRUWKHSXUSRVHVRIVFKHGXOHRI
(1DUHJLYHQLQDQQH[$

7KHLQVSHFWLRQERG\VKDOOUHIHUWRWKHFHUWLILFDWHRIFRQIRUPLW\DQGWKHODVWLQVSHFWLRQUHSRUWEHIRUHFDUU\LQJRXW
DSHULRGLFH[DPLQDWLRQRUWHVW

,QVSHFWLRQWHVWDQGUHSDLUVRQWKHFRQWDLQHU

6FKHGXOHRIH[DPLQDWLRQDQGWHVWV

&RQWDLQHUVVKDOOEHSHULRGLFDOO\H[DPLQHGDQGWHVWHGLQDFFRUGDQFHZLWKWKHVFKHGXOHOLVWHGLQ7DEOH

127(7KHLQVSHFWLRQERG\PD\UHTXLUHRWKHURUDGGLWLRQDOWHVWVDQGH[DPLQDWLRQV

‹%6,
--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1

:KHQWKHVFKHGXOHUHTXLUHVDOLIWLQJWHVWWKHQRQGHVWUXFWLYHH[DPLQDWLRQDQGWKRURXJKYLVXDOH[DPLQDWLRQ
VKDOOERWKEHFDUULHGRXWDIWHUWKHOLIWLQJWHVW

7DEOH²6FKHGXOHRIH[DPLQDWLRQDQGWHVWV
7LPHRULQWHUYDO 7HVWH[DPLQDWLRQ
/LIWLQJWHVW 1RQGHVWUXFWLYH 7KRURXJKYLVXDO 6XIIL[WREHPDUNHGRQ
H[DPLQDWLRQ1'(RI H[DPLQDWLRQ SODWH
SDGH\HV
,QLWLDOFHUWLILFDWLRQ <HV <HV <HV 7
$WLQWHUYDOVQRW $WWKHGLVFUHWLRQRI $WWKHGLVFUHWLRQRI <HV 7RU91RU9
H[FHHGLQJ WKHLQVSHFWLRQERG\ WKHLQVSHFWLRQERG\
PRQWKV
$WLQWHUYDOVQRW $WWKHGLVFUHWLRQRI <HV <HV 7RU91
H[FHHGLQJ WKHLQVSHFWLRQERG\
PRQWKV\HDUV
$IWHUVXEVWDQWLDO <HV <HV <HV 7
UHSDLURUDOWHUDWLRQ
$VXEVWDQWLDOUHSDLURUDOWHUDWLRQPHDQVDQ\UHSDLUDQGRUDOWHUDWLRQFDUULHGRXWZKLFKPD\LQWKHRSLQLRQRIDQLQVSHFWLRQERG\DIIHFWWKHSULPDU\


HOHPHQWVRIWKHRIIVKRUHFRQWDLQHURUHOHPHQWVZKLFKFRQWULEXWHGLUHFWO\WRLWVVWUXFWXUDOLQWHJULW\

/LIWLQJWHVW

7KHOLIWLQJWHVWVKDOOEHFDUULHGRXWDVGHVFULEHGLQDQG

7KHFRQWDLQHUVKDOOVKRZQRVLJQLILFDQWSHUPDQHQWGHIRUPDWLRQVRURWKHUGDPDJHDIWHUWKHWHVW

1RQGHVWUXFWLYHH[DPLQDWLRQ1'(RIZHOGV

7KH1'(RIZHOGVRQSDGH\HVDQGDGMRLQLQJVWUXFWXUHVVKDOOEHFDUULHGRXWDFFRUGLQJWRFROXPQ,,RI7DEOH

127($OWHUQDWLYHRUDGGLWLRQDOH[DPLQDWLRQDFFRUGLQJWRFROXPQ,,,RU,9PD\EHUHTXLUHGE\WKHLQVSHFWLRQERG\

7KHLQVSHFWLRQPHWKRGVDQGWKHTXDOLW\RIWKHZHOGVVKDOOEHGHVFULEHGE\WKH1'(RSHUDWRUDQGLQFOXGHGLQWKH
LQVSHFWLRQUHSRUW

7KRURXJKYLVXDOH[DPLQDWLRQ

*HQHUDO

7KHWKRURXJKYLVXDOH[DPLQDWLRQVKDOOEHRIWKHH[WHULRUDQGWKHLQWHULRURIWKHFRQWDLQHUWRHQVXUHWKDWWKH
FRQWDLQHULVILWIRULWVLQWHQGHGXVH$OOORDGEHDULQJSDUWVHVSHFLDOO\WKHEDVHVWUXFWXUHVKDOOEHH[DPLQHG

7KHH[DPLQDWLRQVKDOOEHFDUULHGRXWLQDVLWXDWLRQSURYLGLQJVXIILFLHQWOLJKWLQJDQGRWKHUIDFLOLWLHVQHFHVVDU\WR
DOORZWKHH[DPLQDWLRQWREHFDUULHGRXWVDIHO\DQGHIIHFWLYHO\7KHIDFLOLW\VKDOOLQFOXGHDVXLWDEOHPHDQVRI
OLIWLQJDQGVXSSRUWLQJWKHFRQWDLQHUIRUWKHSXUSRVHVRILQVSHFWLQJWKHXQGHUVLGH

0DUNLQJV

7KHPDUNLQJVDQGSODWHVVKDOOEHFKHFNHGWRHQVXUHWKDWWKH\PHHWWKHUHTXLUHPHQWVRIWKLVVWDQGDUG

:HOGV

:HOGVLQWKHSULPDU\VWUXFWXUHVKDOOEHYLVXDOO\H[DPLQHGWRHQVXUHIUHHGRPIURPYLVLEOHGHIHFWV
--`,``-`-`,,`,,`,`,,`---

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
3DGH\HVDQGODVKLQJSRLQWV

$OOSDGH\HVDQGODVKLQJSRLQWVVKDOOEHYLVXDOO\H[DPLQHGIRUGLVWRUWLRQPHFKDQLFDOGDPDJHRUDQ\RWKHUVLJQ
RIGLVWUHVVRURYHUORDG

6WUXFWXUH

7KHVWUXFWXUHVKDOOEHYLVXDOO\H[DPLQHGIRUFRUURVLRQPHFKDQLFDOGDPDJHRULQMXULRXVGHIRUPDWLRQ

'RRUFORVXUHV

'RRUVIUDPHVVHDOVKLQJHVORFNVHWFVKDOOEHYLVXDOO\H[DPLQHGDQGIXQFWLRQDOO\FKHFNHGWRHQVXUHWKDWWKH\
RSHUDWHLQDVDWLVIDFWRU\PDQQHUZLWKRXWXQGXHIRUFHEHLQJUHTXLUHG

)ORRU

7KHIORRUVKDOOEHYLVXDOO\H[DPLQHGWRFKHFNWKDWLWLVQRWGHIRUPHGDQGWKDWLWVKRZVQRVLJQVRIGLVWUHVVRU
RYHUORDG'UDLQDJHIDFLOLWLHVZKHUHILWWHGVKDOOEHH[DPLQHGHJGUDLQKROHVVKDOOEHFOHDURIGHEULV

0DUNLQJRIWKHLQVSHFWLRQSODWH

2QVDWLVIDFWRU\FRPSOHWLRQRIWKHH[DPLQDWLRQDQGRUWHVWVWKHSODWHVKDOOEHPDUNHGDVVSHFLILHGLQ7DEOH

,QVSHFWLRQUHSRUW

:KHQLQWKHRSLQLRQRIWKHLQVSHFWRUDFRQWDLQHULVVXLWDEOHIRUVHUYLFHDQLQVSHFWLRQUHSRUWVKDOOEHLVVXHG
7KLVUHSRUWVKDOOVKRZWKHIROORZLQJLQIRUPDWLRQDVDPLQLPXP

² FRQWDLQHULGHQWLILFDWLRQLQFOXGLQJRZQHU¶VFRQWDLQHUQXPEHU
² RZQHU¶VQDPHRUGHOHJDWHGQRPLQHH
² FHUWLILFDWHQXPEHU
² WKHWRWDOJURVVPDVVLQNLORJUDPVDSSOLFDEOHWRWKHDOOSRLQWVOLIWLQJWHVWDQGWKHPHWKRGRI
WHVWZKHUHUHOHYDQW
² GHWDLOVRI1'(FDUULHGRXWZKHUHUHOHYDQW
² DVWDWHPHQWWKDWWKHFRQWDLQHUGHVFULEHGZDVWKRURXJKO\H[DPLQHGDQGWKDWWKHSDUWLFXODUV
DUHFRUUHFW
² UHIHUHQFHZKHUHDSSURSULDWHWRDQ\UHSRUWLVVXHGWRWKHRZQHUDULVLQJIURPWKH
WHVWLQVSHFWLRQSURFHVV
² FRQILUPDWLRQWKDWWKHLQVSHFWLRQSODWHZDVPDUNHG
² GDWHRIH[DPLQDWLRQGDWHRIVLJQDWXUHRUUHSRUWDOVRWREHVKRZQLIGLIIHUHQWIURPGDWHRI
H[DPLQDWLRQ
² QDPHRIRUJDQL]DWLRQDQGWKHVLJQDWXUHDQGXQLTXHLGHQWLILFDWLRQPDUNRIWKHSHUVRQ
FDUU\LQJRXWWKHH[DPLQDWLRQ

$Q\GHIHFWRUGHYLDWLRQIURPWKHUHTXLUHPHQWVRIWKLVVWDQGDUGVKDOOEHUHFRUGHG

7KHUHSRUWVLJQHGE\WKHLQVSHFWRUVKDOOEHLVVXHGWRWKHRZQHU

127('HWDLOVRIWKHH[DPLQDWLRQRIWKHOLIWLQJVHWPD\DOVREHJLYHQRQWKHLQVSHFWLRQUHSRUWIRUWKHFRQWDLQHU
--`,``-`-`,,`,,`,`,,`---

127(7KLVUHSRUWPD\EHFRPELQHGZLWKWKHLQLWLDOFHUWLILFDWHRIFRQIRUPLW\

127(7KHUHSRUWPD\UHIHUWRWKHUHDVRQVIRUIDLOXUHDQGDQ\UHFRPPHQGHGFRUUHFWLYHDFWLRQRUQRWHWKDWWKHFRQWDLQHULVDFFHSWHGIRU
XVHEXWLVWREHNHSWXQGHUFORVHVFUXWLQ\

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
'DPDJHDQGUHSDLUSURFHGXUHV

7KHRZQHUVKDOOHQVXUHWKDWWKHFRQWDLQHULVPDLQWDLQHGLQDFFRUGDQFHZLWKWKLVVWDQGDUG+RZHYHULIWKHXVHU
RUDQ\RIKLVDJHQWVGHWHFWVDQ\VWUXFWXUDOGDPDJHRUFRUURVLRQZKLFKPD\DIIHFWWKHORDGEHDULQJLQWHJULW\RI
WKHFRQWDLQHUWKH\VKDOOLPPHGLDWHO\FRQWDFWWKHRZQHUWRPDNHDUUDQJHPHQWVIRUUHSDLUVWREHFDUULHGRXW
$GHTXDWHDUUDQJHPHQWVVKDOOEHPDGHIRUWKHVDIHWUDQVSRUWDWLRQRIWKHGDPDJHGFRQWDLQHUWRWKHORFDWLRQ
DJUHHGZLWKE\WKHRZQHU

7KHFRQWDLQHUVKDOOQRWEHXVHGXQWLOLWLVUHSDLUHGDQGLQVSHFWHGE\DQLQVSHFWLRQERG\

5HSDLUVRIWKHORDGEHDULQJVWUXFWXUHRIDFRQWDLQHUVKDOOEHFDUULHGRXWLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVIRU
GHVLJQDQGPDQXIDFWXUHRIFRQWDLQHUVVHWRXWLQWKLVVWDQGDUG7KHUHSDLUHUVKDOOHQVXUHWKHTXDOLW\RIWKHVH
SURFHGXUHVDQGIDFLOLWLHVE\DFHUWLILHGTXDOLW\DVVXUDQFHV\VWHPDWOHDVWLQDFFRUGDQFHZLWK(1,62

7KHRZQHUVKDOOSURYLGHWKHLQVSHFWLRQERG\ZLWKIXOOGHWDLOVRIUHSDLUVZKLFKKDYHEHHQFDUULHGRXW

$IWHUFRPSOHWLRQRIUHSDLUVWKHFRQWDLQHUVKDOOEHLQVSHFWHGDQGZKHUHUHOHYDQWWHVWHGE\WKHLQVSHFWLRQERG\
LQDFFRUGDQFHZLWK7DEOH$Q\PRGLILFDWLRQZLOOUHTXLUHUHFHUWLILFDWLRQRIWKHFRQWDLQHUE\DFHUWLI\LQJERG\

--`,``-`-`,,`,,`,`,,`---

‹%6,

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 3DJH
(1
$QQH[$LQIRUPDWLYH
5HFRPPHQGHGNQRZOHGJHDQGH[SHULHQFHRIVWDIIUHVSRQVLEOHIRULQVSHFWLRQRIRIIVKRUH
FRQWDLQHUV

&RQWDLQHUV
:LWKUHVSHFWWRFRQWDLQHUVWKHLQVSHFWRUVKRXOGKDYHDVDPLQLPXPDNQRZOHGJHDQGDGHTXDWHSUDFWLFDO
H[SHULHQFHRI

² WKHVWDWXWRU\UHTXLUHPHQWVUHODWLQJWRRIIVKRUHFRQWDLQHUV
² WKHSURYLVLRQVRIWKLVVWDQGDUG
² WKHYDULRXVW\SHVRIRIIVKRUHFRQWDLQHUVLQVHUYLFH
² WKHFRUUHFWPHWKRGVRIVOLQJLQJDQGKDQGOLQJRIIVKRUHFRQWDLQHUV
² WKHORDGVVWUHVVHVDQGVWUDLQVDIIHFWLQJFRQWDLQHUVZKHQKDQGOHGXQGHUDGYHUVHRIIVKRUH
FRQGLWLRQVSDUWLFXODUO\WKRVHDIIHFWLQJOLIWLQJSRLQWV
² PHWKRGVRIWHVWLQJFRQWDLQHUV
² GHIHFWVOLNHO\WREHIRXQGLQFRQWDLQHUVDQGDFFHSWDEOHOHYHOVRIZHDUGLVWRUWLRQDQG
GHWHULRUDWLRQLQUHODWLRQWRVDIHW\LQXVH
² ZHOGLQJPHWKRGVDQGSURFHGXUHVDQGTXDOLILFDWLRQVRIZHOGHUV
² WKHYDULRXVPHWKRGVRIQRQGHVWUXFWLYHH[DPLQDWLRQ1'(DQGDJRRGXQGHUVWDQGLQJRI
KRZWKH\ZRUNDQGWKHLUOLPLWDWLRQV
² WKHWKRURXJKYLVXDOH[DPLQDWLRQDVUHTXLUHGE\WKLVVWDQGDUGDQGWKHVLJQVRIZHDNQHVV
DQGGHIHFWVWRORRNIRU

$QQH[%LQIRUPDWLYH
*XLGDQFHRQSUHWULSLQVSHFWLRQV
,PPHGLDWHO\EHIRUHWUDQVSRUWLQJDFRQWDLQHURIIVKRUHDQGEHIRUHLWVUHWXUQWKHFRQWDLQHUVKRXOGEHLQVSHFWHGE\
DUHVSRQVLEOHSHUVRQDSSRLQWHGE\WKHXVHU

7KHUHVSRQVLEOHSHUVRQVKRXOGFKHFNWKHYDOLGLW\RIWKHFHUWLILFDWLRQE\UHIHUHQFHWRWKHLQVSHFWLRQSODWHDQG
YHULI\WKDWWKHFRQWDLQHULQFOXGLQJLWVOLIWLQJVHWLVIUHHIURPREYLRXVGHIHFWVUHQGHULQJLWXQILWIRUXVH

7KHUHVSRQVLEOHSHUVRQVKRXOGFRQILUPE\VLJQDWXUHDQGGDWHHJRQWKHVKLSSLQJPDQLIHVWWKDWWKHLQVSHFWLRQ

KDVEHHQFDUULHGRXWWRKLVVDWLVIDFWLRQ

5HFRUGVRILQVSHFWLRQVVKRXOGEHUHWDLQHGE\WKHXVHUIRUDSHULRGRIDWOHDVWGD\V

$QQH[&LQIRUPDWLYH
%LEOLRJUDSK\
,0'*&RGH,QWHUQDWLRQDOPDULWLPHGDQJHURXVJRRGVFRGH
8.22$8QLWHG.LQJGRP2IIVKRUH2SHUDWRUV$VVRFLDWLRQ
'19&HUWLILFDWLRQ1RWHV1R0D\2IIVKRUHFRQWDLQHUV

‹%6,
--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale
 BS EN |
|
12079:1999 |
|
|
|
|
|
|
BSI Ð British Standards Institution
|
|
|
|
|
|
| BSI is the independent national body responsible for preparing British Standards. It
|
| presents the UK view on standards in Europe and at the international level. It is
| incorporated by Royal Charter.
|
|
| Revisions
|
|
| British Standards are updated by amendment or revision. Users of British Standards
|
| should make sure that they possess the latest amendments or editions.
|
|
| It is the constant aim of BSI to improve the quality of our products and services. We
|
| would be grateful if anyone finding an inaccuracy or ambiguity while using this
| British Standard would inform the Secretary of the technical committee responsible,
|
| the identity of which can be found on the inside front cover. Tel: 020 8996 9000.
|
| Fax: 020 8996 7400.
|
|
| BSI offers members an individual updating service called PLUS which ensures that
|
| subscribers automatically receive the latest editions of standards.
|
|
| Buying standards
|
| Orders for all BSI, international and foreign standards publications should be
|
| addressed to Customer Services. Tel: 020 8996 9001. Fax: 020 8996 7001.
|
|
| In response to orders for international standards, it is BSI policy to supply the BSI
|
| implementation of those that have been published as British Standards, unless
|
| otherwise requested.
|
|
| Information on standards
|
| BSI provides a wide range of information on national, European and international
|
| standards through its Library and its Technical Help to Exporters Service. Various
|
| BSI electronic information services are also available which give details on all its
|
| products and services. Contact the Information Centre. Tel: 020 8996 7111.
|
| Fax: 020 8996 7048.
|
|
| Subscribing members of BSI are kept up to date with standards developments and
| receive substantial discounts on the purchase price of standards. For details of
|
| these and other benefits contact Membership Administration. Tel: 020 8996 7002.
|
| Fax: 020 8996 7001.
|
|
| Copyright
|
|
| Copyright subsists in all BSI publications. BSI also holds the copyright, in the UK, of
|
| the publications of the international standardization bodies. Except as permitted
| under the Copyright, Designs and Patents Act 1988 no extract may be reproduced,
|
| stored in a retrieval system or transmitted in any form or by any means ± electronic,
|
| photocopying, recording or otherwise ± without prior written permission from BSI.
|
|
| This does not preclude the free use, in the course of implementing the standard, of
|
| necessary details such as symbols, and size, type or grade designations. If these
|
| details are to be used for any other purpose than implementation then the prior
| written permission of BSI must be obtained.
|
|
| If permission is granted, the terms may include royalty payments or a licensing
|
| agreement. Details and advice can be obtained from the Copyright Manager.
|
| Tel: 020 8996 7070.
|
|
|
|
|
|
|
|
|
BSI |
|
389 Chiswick High Road |
|
London |
|
W4 4AL |
|
|
|
|
|
|
--`,``-`-`,,`,,`,`,,`---

Copyright British Standards Institution

Provided by IHS under license with BSI
No reproduction or networking permitted without license from IHS Not for Resale