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Chapter 5. Line Integrals and Surface Integrals: Vietnam National University-Hcmc International University

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VIETNAM NATIONAL UNIVERSITY-HCMC

INTERNATIONAL UNIVERSITY

Chapter 5. Line Integrals and Surface Integrals


Calculus 2
Lecturer: Nguyen Minh Quan, PhD
quannm@hcmiu.edu.vn

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 1 / 72
Contents

1 Vector fields

2 Line Integrals

3 Line Integrals of Vector Fields

4 Green Theorem

5 Surfaces and Surface Integrals

6 Surface Integrals of Vector Fields

7 Divergence Theorem and Stokes’s Theorem

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 2 / 72
Introduction

Reference: Chapter 16, textbook by Stewart.

Integrals of vector fields are used in the study of phenomena such as


electromagnetism, fluid dynamics, wind speed, and heat transfer.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 3 / 72
Vector fields in R2
Definition
Let D be a set in R2 (a plane region). A vector field on R2 is a function F
that assigns to each point (x, y ) in D a two-dimensional vector F (x, y ).

Since F (x, y ) is a two-dimensional vector, we can write it in terms of its


component functions P and Q as follows:

F (x, y ) = P (x, y ) i + Q (x, y ) j = ⟨P (x, y ) , Q (x, y )⟩

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 4 / 72
Vector fields in R2

Example
A vector field on R2 is defined by F (x, y ) = −y i + xj. Describe by
sketching some of the vectors F (x, y ).

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 5 / 72
Vector fields in R3
Definition
Let E be a subset of R3 . A vector field on R3 is a function F that assigns
to each point (x, y , z) in E a three-dimensional vector F (x, y , z).

F (x, y , z) can be written as follows:

F (x, y , z) = P (x, y , z) i + Q (x, y , z) j + R (x, y , z) k

F (x, y , z) = ⟨P (x, y , z) , Q (x, y , z) , R (x, y , z)⟩

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 6 / 72
Vector fields in R3

Example
Sketch the vector field on R3 given by F (x, y , z) = zk.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 7 / 72
Gradient fields

Gradient fields
If is a scalar function of two variables then the gradient
∇f (x, y ) = ⟨fx (x, y ) , fy (x, y )⟩ is really a vector field on R2 and is called
a gradient vector field.

The figures below shows the gradient vector field of f (x, y ) = x 2 y − y 3 .

Likewise, if f is a scalar function of three variables, its gradient is a vector


field on R3 given by ∇f (x, y , z) = ⟨fx (x, y , z) , fy (x, y , z) , fz (x, y , z)⟩.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 8 / 72
Conservative vector field

Conservative vector field


A vector field F is called a conservative vector field if it is the gradient of
some scalar function, that is, if there exists a function V such that
F = ∇V . In this situation V is called a potential function for F .

Example
V (x,
y , z) = xy + yz 2 is a potential function for the vector field
F = y , x + z 2 , 2yz since F = ∇V .

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 9 / 72
Line integrals
We start with a plane curve given by the parametric equations:

x = x(t), y = y (t), a ≤ x ≤ b.

n
f (xi∗ , yi∗ ) ∆si We take the limit of Riemann sum and
P
Riemann sum:
i=1
make the definition by analogy with a single integral.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 10 / 72
Line integrals
Definition
If f is defined on a smooth curve C given by x = x(t), y = y (t),
a ≤ x ≤ b, then the line integral of f along C is
Z n
X
f (x, y ) dS = lim f (xi∗ , yi∗ )∆si
n→∞
C i=1

if this limit exists.

Theorem
If f is defined on a smooth curve C given by x = x(t) and y = y (t), then
the line integral of f along C is:
s 
dx 2
Z Z b  2
 dy
f (x, y )ds = f x(t), y (t) + dt
C a dt dt
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 11 / 72
Line integrals: Geometric meaning

R R
f (x, y )ds is the area of the blue fence (the blue strip) and
C C f (x, y )ds
is the area of its shadow (projection) on Oxy -plane.
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 12 / 72
Z
Example: Evaluate (2 + x 2 y )ds,
C
where C is the upper half of the unit
circle x 2 + y 2 = 1.
Solution
The the upper half of the unit circle can be parametrized by
x = cos t, y = sin t, 0 ≤ t ≤ π.

s 
dx 2
Z  2
2
 2
 dy
2 + x y dS = 2 + cos t sin t + dt
dt dt
C 0

Zπ π
p 2 cos3 t 2
= 2 + cos2 t sin t sin t + cos2 tdt = 2t − = 2π + .
3 0 3
0

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 13 / 72
Remark on piecewise-smooth curves

If C is a piecewise-smooth curve, that is, C is a union of a finite number


of smooth curves C1 , C2 , .., Cn : C = C1 ∪ · · · ∪ Cn then
Z Z
f (x, y )ds = f (x, y )ds + · · · + f (x, y )ds
C1 Cn

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 14 / 72
Example
Z
Evaluate 2xds, where C consists of the arc C1 of the parabola y = x 2
C
from (0, 0) to (1, 1) followed by the vertical line segment C2 from (1, 1) to
(1, 2)

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 15 / 72
Solution
The parametric equations for C1 :

x = t, y = t 2 , 0 ⩽ t ⩽ 1

Therefore
Z1 √
5 5−1
Z p
2xds = 2
2t 1 + 4t dt =
6
C1 0

The parametric equations of C2 are x = 1, y = t, 1 ⩽ t ⩽ 2

Z2 Z2
s 
dx 2
Z  2
dy
2xds = 2 + dt = 2dt = 2
dt dt
C2 1 1

5 5−1
Z Z Z
2xds = 2xds + 2xds = +2
6
C C1 C2

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 16 / 72
Solution 2
Remark:
We can also use x or y as an parameter as follows.
The parametric equations for C1 :
x = x, y = x 2 , 0 ⩽ x ⩽ 1
Therefore
Z1 √
5 5−1
Z p
2xds = 2
2x 1 + 4x dx =
6
C1 0
The parametric equations of C2 are x = 1, y = y , 1 ⩽ y ⩽ 2

Z2 Z2
s 
dx 2
Z  2
dy
2xds = 2 + dy = 2dy = 2
dy dy
C2 1 1

5 5−1
Z Z Z
2xds = 2xds + 2xds = +2
6
C C1 C2

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 17 / 72
Line integral with respect to arc length

In the Definition of line integral, two other line integrals are obtained by
replacing ∆si by either ∆xi or ∆yi . They are called the line integrals of f
along with respect to x and y .

If C is a smooth curve given by x = x(t), y = y (t), t ∈ [a, b] and f (x, y )


is continuous, then:
Z Z b
f x(t), y (t) x ′ (t)dt

f (x, y )dx =
C a
Z Z b
f x(t), y (t) y ′ (t)dt

f (x, y )dy =
C a

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 18 / 72
Line integral with respect to arc length
It frequently happens that line integrals with respect to x and y occur
together. When this happens, it’s customary to abbreviate by writing:
Z Z Z
P(x, y )dx + Q(x, y )dy = P(x, y )dx + Q(x, y )dy
C C C

Example
Z
Evaluate y 2 dx + xdy , where:
C
a. C = C1 , is the line segment from (−5, −3) to (0, 2)
b. C = C2 , is the arc of the parabola
x = 4 − y 2 from (−5, −3) to (0, 2)
3. C = −C1 is the line segment from (0, 2) to (−5, −3)

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 19 / 72
Line integral with respect to arc length

Solution
(a) A parametric representation for the line segment is x = 5t − 5,
y = 5t − 3, 0 ⩽ t ⩽ 1. Thus,

Z Z1
5
2
y dx + xdy = (5t − 3)2 (5dt) + (5t − 5) (5dt) = −
6
C1 0

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 20 / 72
Solution (Cont.)

(b) Let’s take y as the parameter and write C2 as


x = 4 − y 2 , y = y , −3 ⩽ y ⩽ 2
Therefore,
Z Z2
2 5
y 2 (−2ydy ) + 4 − y 2 dy = 40

y dx + xdy =
6
C2 −3

(c) Parametrization: x = −5t, y = 2 − 5t, 0 ⩽ t ⩽ 1.


y dx + xdy = 56 .
R 2
Therefore,
−C1
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 21 / 72
Remark 1

From Chapter 2 (slide #47), vector representation of the line segment that
starts at r0 and ends at r1 is given by

r (t) = (1 − t) r0 + tr1 , 0 ⩽ t ⩽ 1

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 22 / 72
Remark 2 If −C denotes the curve consisting of the
same points as C but with the opposite
orientation. Then:
Z Z
f (x, y )dx = − f (x, y )dx
−C C
Z Z
f (x, y )dy = − f (x, y )dy
−C C

But if we integrate with respect to arc


length, the value of the line integral does
not change:
Z Z
f (x, y )ds = f (x, y )ds
−C C

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 23 / 72
Line Integrals in Space

Suppose that C is a smooth space curve given by the parametric equations

x = x(t), y = y (t), z = z(t), a≤t≤b


or by a vector equation r(t) = x(t)i + y (t)j + z(t)k. If f is a function of

three variables that is continuous on some region containing C , then we


define the line integral of along C :

Z Z b 
f (x, y , z)ds = f x(t), y (t), z(t)
C a
s     
dx 2 dy 2 dz 2
+ + dt
dt dt dt

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 24 / 72
Line Integrals in Space
Line integrals along C with respect to x, y , and z can also be defined:
Z Z b
f x(t), y (t), z(t) x ′ (t)dt

f (x, y , z)dx =
ZC Za b
f x(t), y (t), z(t) y ′ (t)dt

f (x, y , z)dy =
ZC Z ab
f x(t), y (t), z(t) z ′ (t)dt

f (x, y , z)dz =
C a

Line integrals in the plane:


Z Z Z
P(x, y , z)dx + Q(x, y , z)dy + R(x, y , z)dz
C C Z C
= P(x, y , z)dx + Q(x, y , z)dy + R(x, y , z)dz
C

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 25 / 72
Example
Z
1. Evaluate y sin zds, where C is the circular helix given by the
C
equations x = cos t, y = sin t, z = t, 0 ≤ t ≤ 2π
Z
2. Evaluate y dx + zdy + xdz, where C consists of the line segments
C
(2, 0, 0), (3, 4, 5), (3, 4, 0)
Answers

1. 2π
2.
49 19
− 15 =
2 2

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 26 / 72
Line Integrals of Vector Fields

How to compute the work done by a force field along a curve?


Definition
Let F be a continuous vector field defined on a smooth curve C given by a
vector function r (t), a ≤ t ≤ b. Then the line integral of F along C is

Z Zb Z
F · dr = F (r (t)) · r ′ (t) dt = F · Tds
C a C

Example
Find the work done by the force field F (x, y ) = x 2 i − xy j in moving a
particle along the quarter-circle r (t) = cos ti + sin tj, 0 ≤ t ≤ π/2.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 27 / 72
Solution

Since x = cos t and y = sin t, we have

F (r (t)) = cos2 ti − cos t sin tj

r ′ (t) = − sin ti + cos tj

Z Zπ/2 Zπ/2
′ 2
F · dr = F (r (t)) · r (t) dt = −2cos2 t sin tdt = −
3
C 0 0

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 28 / 72
Line Integrals of Vector Fields
Remarks: If F = ⟨P, Q, R⟩ then

Z Zb Z
F · dr = F (r (t)) · r ′ (t) dt = Pdx + Qdy + Rdz
C a C

Exercise
R
Evaluate F · dr , where F (x, y , z) = xyi + yzj + zxk and C is the twisted
C
cubic given by x = t, y = t 2 , z = t 3 , 0 ≤ t ≤ 1.

Solution:
r (t) = t, t 2 , t 3

Z Z1 Z1
′ 27
t 3 + 5t 6 dt =

F · dr = F (r (t)) · r (t) dt =
28
C 0 0

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 29 / 72
The Fundamental Theorem for Line Integrals
Recall that Part 2 of the Fundamental Theorem of Calculus can be written
as
Zb
f ′ (x) dx = f (b) − f (a)
a
If we think of the gradient vector ∇f of a function of two or three
variables as a sort of derivative of f , then the following theorem can be
regarded as a version of the Fundamental Theorem for line integrals.

Theorem
Let C be a smooth curve given by the vector function r (t), a ≤ t ≤ b. Let
f be a differentiable function of two or three variables whose gradient
vector ∇f is continuous on C . Then
Z
∇f · dr = f (r (b)) − f (r (a))
C

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 30 / 72
The Fundamental Theorem for Line Integrals
Example
Find the work done by the vector field

F = y , x + z 2 , 2yz

in moving a particle with mass from the point (0, 4, 3) to the point
(2, 2, 0) along a piecewise-smooth curve C .

Solution
We have F = ∇f , where f = xy + yz 2 (see slide # 9). That is, F is a
conservative vector field.
Therefore, the work done is
Z Z
W = F · dr = ∇f · dr = f (2, 2, 0) − f (0, 4, 3) = 4 − 36 = −32.
C C

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 31 / 72
Independence of Path

Definition
If F is a Rcontinuous vector field with domain
R D, we say
R that the line
integral F · dr is independent of path if F · dr = F · dr for any two
C C1 C2
paths C1 and C2 in that have the same initial and terminal points.

For example, line integrals of conservative vector fields are independent of


path.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 32 / 72
Independence of Path

Definition
A curve is called closed if its terminal point coincides with its initial point,
that is, r (b) = r (a).

Theorem
R R
F · dr is independent of path in D if and only if F · dr = 0 for every
C C
closed path C in D.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 33 / 72
Conservative vector field
Theorem
Suppose
R F is a vector field that is continuous on an open connected region
D. If F · dr is independent of path in D, then F is a conservative vector
C
field on D; that is, there exists a function f such that ∇f = F .

The question remains: How is it possible to determine whether or not a


vector field is conservative?
Theorem
If F is a conservative vector field, where P and Q have continuous
first-order partial derivatives on a domain D, then throughout D we have
∂P ∂Q
=
∂y ∂x

Q: Is the converse is true?


Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 34 / 72
Simply-connected region
Definition
1. A simple curve is a curve that doesn’t intersect itself any-where between
its endpoints.
2. A simply-connected region in the plane is a connected region D such
that every simple closed curve in D encloses only points that are in D.

Intuitively speaking, a simply-connected region contains no hole and can’t


consist of two separate pieces
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 35 / 72
Conservative vector fields

Theorem
Let F = Pi + Qj be a vector field on an open simply-connected region D.
Suppose that P and Q have continuous first-order derivatives and
∂P ∂Q
= throughout D
∂y ∂x

Then F is conservative.

Example
Determine whether or not the vector field F (x, y ) = (x − y )i + (x − 2)j is
conservative.
∂P ∂Q
Let P = x − y , Q = x − 2. Since ∂y = −1 ̸= ∂x = 1, F is not
conservative.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 36 / 72
Conservative vector fields

Example
Determine whether or not the vector field
F (x, y ) = (3 + 2xy )i + (x 2 − 3y 2 )j is conservative.

Solution
∂Q
Let P = 3 + 2xy , Q = x 2 − 3y 2 . Since ∂P
∂y = 2x = ∂x .
Also, the domain of F is the entire plane (D = R2 ), which is open and
simply-connected.
Thus, F is conservative.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 37 / 72
Conservative vector fields

Exercise
(a) If F (x, y ) = (3 + 2xy )i + (x 2 − 3y 2 )j, find a function f such that
F = ∇f . R
(b) Evaluate the line integral F · dr , where C is the curve given by
C
r (t) = e t sin ti + e t cos tj, where 0 ≤ t ≤ π.

Hint
(a) f (x, y ) = 3x + x 2 y − y 3 + C
(b) Z Z
F · dr = ∇f · dr = f (0, −e π ) − f (0, 1) = e 3π + 1
C
C

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 38 / 72
Green Theorem

Definition: Positive Orientation


The positive orientation of a simple closed curve C refers to a single
counterclockwise traversal of C . That is, if C is given by the vector
function r (t), a ≤ t ≤ b, then the region D is always on the left as the
point traverses C .

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 39 / 72
Green Theorem

Green Theorem
Let C be a positively oriented, piecewise-smooth, simple closed curve in
the plane and let D be the region bounded by C . If P and Q have
continuous partial derivatives on an open region that contains D, then:
I ZZ  
∂Q ∂P
Pdx + Qdy = − dxdy
C D ∂x ∂y

The equation in Green’s Theorem can be written as


I ZZ  
∂Q ∂P
Pdx + Qdy = − dxdy
∂D D ∂x ∂y
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 40 / 72
Example
I
1. Evaluate I1 = x 4 dx + xy dy , where C is the triangular curve
C
consisting of the line segments from (0, 0) to (1, 0), from (1, 0) to
(0, 1), and from (0, 1) to (0, 0).
I  p 
3y − e sin x dx + 7x + y 4 + 1 dy , where C is

2. Evaluate I2 =
C
the circle x 2 + y 2 = 9

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 41 / 72
Solutions
1. Using Green’s Theorem
I ZZ   1−x
Z1 Z
4 ∂Q ∂P
I1 = x dx + xydy = − dA = (y − 0) dydx
D ∂x ∂y
C 0 0
R1
Therefore, I1 = 1
2 (1 − x)2 = 61 .
0

RR  ∂Q ∂P
 R2π R3
2. Hint: I2 = D ∂x − ∂y dA = 4 dθ rdr = 36π.
0 0
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 42 / 72
Example
3. Evaluate I
I3 = y 2 dx + 3xydy
C
where C is the boundary of the semiannular region D in the upper
half-plane between the circles x 2 + y 2 = 1 and x 2 + y 2 = 4.

Hint: D = {(r , θ) : 1 ≤ r ≤ 2, 0 ≤ θ ≤ π}
! Zπ Z2
∂ (3xy ) ∂ y 2
ZZ
14
I3 = − dA = (r sin θ)rdrdθ =
D ∂x ∂y 3
0 1
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 43 / 72
Remarks

The Green’s Theorem gives the following formulas for the area of D:
I I I
1
A= xdy = − y dx = [ xdy − y dx]
C C 2 C

Extended Versions of Green’s Theorem for bounded domain

ZZ  
∂Q ∂P
− dxdy =
D ∂x ∂y
I I
Pdx + Qdy + Pdx + Qdy
C1 C2

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 44 / 72
Parametric Surfaces

The set of all points (x, y , z) ∈ R3 such that:


x = x(u, v ), y = y (u, v ), z = z(u, v )
where (u, v ) ∈ D is called a parametric surface S and the equations above
are called parametric equations of S.
We write (S) : r(u, v ) = x(u, v )i + y (u, v )j + z(u, v )k

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 45 / 72
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 46 / 72
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 47 / 72
Normal vector to the tangent plane
r(u, v ) = x(u, v )i + y (u, v )j + z(u, v )k, (u, v ) ∈ D
∂x ∂y ∂z
ru (x0 , y0 ) = (x0 , y0 )i + (x0 , y0 )j + (x0 , y0 )k
∂u ∂u ∂u
∂x ∂y ∂z
rv (x0 , y0 ) = (x0 , y0 )i + (x0 , y0 )j + (x0 , y0 )k
∂v ∂v ∂v

The vector n = ru × rv is the normal vector to the tangent plane.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 48 / 72
Surface Area

∆Sij ≈ |(∆uru∗ ) × (∆v rv∗ )|

= |ru∗ × rv∗ |∆u∆v

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 49 / 72
Surface Area

m X
X n
S≈ |ru∗ × rv∗ |∆u∆v
i=1 j=1

Surface Area
If a smooth parametric surface S is given by the equation
r(u, v ) = x(u, v )i + y (u, v )j + z(u, v )k and is covered just once as (u, v )
ranges throughout the parameter domain D, then the surface area of S is
ZZ
A(S) = |ru × rv |dudv
D

where
∂x ∂y ∂z ∂x ∂y ∂z
ru = i+ j+ k, rv = i+ j+ k
∂u ∂u ∂u ∂v ∂v ∂v

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 50 / 72
Surface Area

Example
1. Find the surface area of a sphere of radius a
2. Surface Area of the Graph of a Function: Show that the surface area
of S : z = f (x, y ), where (x, y ) ∈ D is
s  2  2
ZZ
∂z ∂z
A(S) = 1+ + dxdy
D ∂x ∂y

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 51 / 72
Surface Area
Solution
1. We have

x = a cos θ sin ϕ, y = a sin θ sin ϕ, z = a cos ϕ

where
0 ≤ θ ≤ 2π, 0 ≤ ϕ ≤ π.

i j k

∂x ∂y ∂z 2
|rϕ × rθ | = | ∂ϕ ∂ϕ | = a sin ϕ
∂x ∂ϕ
∂θ ∂y
∂θ
∂x
∂θ

Therefore, the surface area of a sphere of radius a is

ZZ Z2π Zπ
A= |rϕ × rθ | dA = a2 sin ϕdϕdθ = 4πa2
D 0 0

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 52 / 72
Surface Integral

Riemann sum:
m X
X n m X
X n
f (Pij∗ )∆Sij ≈ f (Pij∗ )|ru × rv |∆u∆v
i=1 j=1 i=1 j=1

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 53 / 72
Surface Integral

Surface integral of f over the surface S:


ZZ ZZ
f (x, y , z)dσ = f (r(u, v ))|ru × rv |dudv
S D

Example:
ZZ
1. Evaluate x 2 dσ where S is the unit sphere.
S
2. Let S : z = g (x, y ), where (x, y ) ∈ D. Show that:
s
ZZ ZZ  2  2
∂z ∂z
f (x, y , z)dσ = f (x, y , g (x, y )) 1 + + dxdy
S D ∂x ∂y

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 54 / 72
Surface Area

Solution
1. We have
x = cos θ sin ϕ, y = sin θ sin ϕ, z = cos ϕ
where 0 ≤ θ ≤ 2π, 0 ≤ ϕ ≤ π.

i j k

∂x ∂y ∂z
|rϕ × rθ | = | ∂ϕ ∂ϕ ∂ϕ | = sin ϕ
∂x
∂θ ∂y ∂x
∂θ ∂θ

Therefore,

ZZ ZZ Z2π Zπ
2 2 4π
x dS = (sin ϕ cos θ) |rϕ × rθ | dA = cos 2 θsin3 ϕdϕdθ =
3
S D 0 0

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 55 / 72
Oriented Surfaces

If it is possible to choose a unit normal vector n at every such point


(x, y , z) so that n(x, y , z) varies continuously over S, then S is called an
oriented surface and the given choice of n provides with an orientation.

Not all surfaces can be oriented. For example, Möbius surface.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 56 / 72
For a closed surface, the convention is that the positive orientation is the
one for which the normal vectors point outward from, and inward-pointing
normals give the negative orientation.

If S is oriented and defined by r(u, v ) then the unit normal vector is


ru × rv
n=±
|ru × rv |
The unit normal vector of z = g (x, y ):

−gx i − gy j + k
n= p
1 + (gx )2 + (gy )2

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 57 / 72
Surface Integrals of Vector Fields

Consider a fluid with density ρ(x, y , z) flowing S with velocity field


v(x, y , z) = v1 (x, y , z), v2 (x, y , z), v3 (x, y , z)
Then the rate of flow (mass per unit time) per unit area is: F = ρv

We can approximate the mass of


fluid per unit time crossing Sij in
the direction of the normal n:

(ρv · n)A(Sij )

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 58 / 72
Surface Integrals of Vector Fields

The total mass of fluid per unit time crossing S (per unit time)
ZZ ZZ
ρ(x, y , z)v(x, y , z) · n(x, y , z)dσ = F · ndσ
S S

Definition
If F is a continuous vector field defined on an oriented surface S with unit
normal vector n, then the surface integral of over S is
ZZ ZZ
F · dS = F · ndσ
S S

This integral is also called the flux F of across S.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 59 / 72
Surface Integrals of Vector Fields

If S is defined by r(u, v ) ((u, v ) ∈ D), then:


ZZ ZZ
F · dS = F · (ru × rv )dudv
S D

Example: Find the flux of the vector field F(x, y , z) = zi + y j + xk across


the unit sphere S: x 2 + y 2 + z 2 = 1


Answer:
3
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 60 / 72
Surface Integrals of Vector Fields
If S is defined by the surface z = g (x, y )) and F = Pi + Qj + Rk, then:
ZZ ZZ
∂g ∂g
F · dS = (−P −Q + R)dA
S D ∂x ∂y

Example: Evaluate ZZ
F · dS
S
where F(x, y , z) = y i + xj + zk and S is the boundary of the solid region
enclosed by the paraboloid z = 1 − x 2 − y 2 and the plane z = 0.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 61 / 72
Surface Integrals of Vector Fields
Solution:
Note that P(x, y , z) = y , Q(x, y , z) = x, R(x, y , z) = z = 1 − x 2 − y 2 .
ZZ ZZ
∂g ∂g
F · dS = (−P −Q + R)dA
S1 D ∂x ∂y
ZZ Z 2π Z 1
2 2 π
= (1 + 4xy − x − y )dA = (1 + 4r 2 cos θ sin θ − r 2 )r dr dθ =
D 0 0 2
The disk S2 is oriented downward, so its unit normal vector n = −k. Thus,
ZZ ZZ ZZ
F · dS = F · ndσ = −zdA = 0
S2 S2 D

since z = 0 on S2 . Therefore,
ZZ ZZ ZZ
π
F · dS = F · dS + F · dS = .
S S1 S2 2

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 62 / 72
Curl

Definition
If F = Pi + Qj + Rk is a vector field on R3 and the partial derivatives of P,
Q, and R all exist, then the curl of F is the vector field on R3 defined by
     
∂R ∂Q ∂P ∂R ∂Q ∂P
curl F = − i+ − j+ − k
∂y ∂z ∂z ∂x ∂x ∂y

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 63 / 72
Curl
Recall:
 
∂ ∂ ∂ ∂ ∂ ∂
∇=i +j +k = , ,
∂x ∂y ∂z ∂x ∂y ∂z
We can consider the formal cross product of ∇ with the vector field F as
follows:


i j k      
∂ ∂ ∂ ∂R ∂Q ∂P ∂R ∂Q ∂P
∇×F = ∂x ∂y ∂z = − i+ − j+ − k
P ∂y ∂z ∂z ∂x ∂x ∂y
Q R

So the easiest way to remember Definition is by means of the symbolic


expression:
curl F = ∇ × F

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 64 / 72
Example

If F (x, y , z) = xzi + xyzj − y 2 k, find curl F .

Solution

i j k
∂ ∂ ∂

curl F = ∇ × F = ∂x ∂y

∂z =

xz xyz −y 2
     
∂ 2
 ∂ ∂ 2
 ∂ ∂ ∂
−y − (xyz) i− −y − (xz) j+ (xyz) − (xz) k
∂y ∂z ∂x ∂z ∂x ∂y

curl F = (−2y − xy ) i + xj + yzk

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 65 / 72
Curl
Theorem
If f is a function of three variables that has continuous second-order
partial derivatives, then
curl (∇f ) = 0

Remark: Since a conservative vector field is one for which F = ∇f , thus if


F is conservative, then curl (F ) = 0.
This gives us a way of verifying that a vector field is not conservative.
Example
Show that the vector field F = xzi + xyzj − y 2 k is not conservative.

Solution We have

curl F = (−2y − xy ) i + xj + yzk

Therefore, curl F ̸= 0, so F is not conservative.


Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 66 / 72
Curl
The converse of previous Theorem is not true in general, but the following
theorem says the converse is true if F is defined everywhere.

Theorem
If F is a vector field defined on all of R3 whose component functions have
continuous partial derivatives and curl F = 0, then F is a conservative
vector field.

Example
(a) Show that F (x, y , z) = y 2 z 3 i + 2xy z 3 j + 3xy 2 z 2 k is a conservative
vector field.
(b) Find a function such that F = ∇f .

Hint: (a) Show that curl F = 0, then F is thus a conservative vector field.
(b) f (x, y , z) = xy 2 z 3 + C .
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 67 / 72
Divergence
If F = Pi + Qj + Rk is a vector field on R3 and the partial derivatives of
P, Q, and R all exist, then the divergence of F is the function

∂P ∂Q ∂R
div F = + + =∇·F
∂x ∂y ∂z

Example
If F (x, y , z) = xzi + xyzj − y 2 k, find div F .

div F = ∇ · F = z + xz

Theorem
If F = Pi + Qj + Rk is a vector field on R3 and P, Q, and R have
continuous second-order partial derivatives, then

div curl F = 0
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 68 / 72
Divergence Theorem

Theorem
Let E be a simple solid region and let S be the boundary surface of E ,
given with positive (outward) orientation. Let
F(x, y , z) = P(x, y , z)i + Q(x, y , z)j + R(x, y , z)k be a vector field whose
component functions have continuous partial derivatives on an open region
that contains E . Then
ZZ ZZZ
F · dS = divF dV
S E

The Divergence Theorem is sometimes called Gauss’s Theorem.

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 69 / 72
Example
ZZ
Evaluate F · dS where  
2
S F(x, y , z) = xy i + y 2 + e xz j + sin(xy )k
and S be the boundary surface of E bounded by z = 1 − x 2 and the planes
z = 0, y = 0, y + z = 2

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 70 / 72
Stokes Theorem

Theorem
Let S be an oriented piecewise-smooth surface that is bounded by a
simple, closed, piecewise-smooth boundary curve C with positive
orientation. Let F be a vector field whose components have continuous
partial derivatives on an open region in that contains S. Then
ZZ I
curlF · dS = Pdx + Qdy + Rdz
S C

Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 71 / 72
Example
Z
1. Evaluate −y 2 dx + xdy + z 2 dz, where C is the curve of
C
intersection of the plane y + z = 2 and the cylinder x 2 + y 2 = 1.
Z
2. Use Stokes’ Theorem to compute the integral curlF · dS, where
S
F(x, y , z) = (xz, yz, xy ) and S is the part of the sphere
x 2 + y 2 + z 2 = 4 that lies inside the cylinder x 2 + y 2 = 1 and above
the xt-plane.

-THE END-
Nguyen Minh Quan (HCMIU-VNU) Chapter 5. Line, Surface Integrals HCMC 2023 72 / 72

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