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Mousa Thesis

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AMERICAN UNIVERSITY OF BEIRUT

DESIGN OF A MICROWAVE SENSOR FOR NON-INVASIVE


BLOOD GLUCOSE MONITORING

by
MOUSSA SEMAAN BTEICH

A thesis
submitted in partial fulfillment of the requirements
for the degree of Master of Engineering
to the Department of Electrical and Computer Engineering
of the Maroun Semaan Faculty of Engineering and Architecture
at the American University of Beirut

Beirut, Lebanon
April 2019
ACKNOWLEDGMENTS

I would like to genuinely acknowledge my thesis advisors Dr. Joseph Costantine


and Dr. Rouwaida Kanj for their support, advice, and encouragement to complete my
thesis. I recognize Dr. Joseph for helping me to improve my research skills during my
work on this thesis. I thank Dr. Rouwaida Kanj for her contribution to the data analytic
part.

I would like to thank Dr. Assad Eid, Dr. Ali Ramadan and Dr. Youssef Tawk for
their continuous input and for being on my thesis committee. I would also like to thank
Dr. Zaher Dawy for being on my thesis committee.

I would like to thank my colleagues for their help and support during my
research work.

Finally, I would like to thank my parents, brother, sister, and friends for
supporting and encouraging me during my studies.

v
AN ABSTRACT OF THE THESIS OF

Moussa Semaan Bteich for Master of Engineering


Major: Electrical and Computer Engineering

Title: Design of a Microwave Sensor for Non-Invasive Blood Glucose Monitoring

Diabetes is one of the most prevalent chronic diseases. The exponential rate of
increase in the number of diabetics urged researchers to search for new methods of
measuring blood glucose continuously and non-invasively. The ability of microwave
devices to extract the electrical parameters of material accurately and without direct
contact, makes them ideal for measuring glucose concentrations non-invasively.
Therefore, since the past decade, a lot of research work has focused on designing
microwave sensors that are capable of sensing the variation of glucose in blood.
Although some of the proposed devices have shown good sensitivity, however none of
them is accurate enough to replace the currently used glucometers.
This thesis addresses the design of non-invasive glucose sensors by relying on
microwave based components. Hence, the design of various types of radio frequency
(RF) circuits is presented to tackle this challenge. The behavior of the proposed RF
circuits as glucose sensing systems is tested using simulation in addition to in-vitro, ex-
vivo and in-vivo studies. A good correlation between the scattering parameters of
proposed sensors and the variations in glucose levels is attained. Several regression
models are also developed and applied on the collected data, where a selection of the
optimal model with the least prediction error is identified. Examined results using the
Clarke error grid demonstrate that 100% of the predicted glucose levels lie within the
clinically acceptable regions for the various proposed sensors.

vi
CONTENTS

ACKNOWLEDGEMENTS……………………………………………… v

ABSTRACT…………………………………………………………………… vi

LIST OF ILLUSTRATIONS……………………………………………. xii

LIST OF TABLES…………………………………………………………... xviii

Chapter

1. INTRODUCTION………………………………………………………. 1

1.1. Background …………………………………………………….…… 1


1.2. Project Motivation ………………………………………………….. 3
1.3. Thesis Structure ………………………………………………....….. 3

2. LITERATURE REVIEW……………………………………………... 5

2.1. Introduction …………………………………………………………. 5


2.2. Three Dimensional Measurements …………………………………. 5
2.2.1. Waveguides ……………………………………………… 5
2.2.2. Antennas …………………………………………………. 7
2.2.3. Resonators ……………………………………………….. 8

2.3. Planar Microwave Circuits …………………………………………. 9


2.3.1. Antennas ……….………………………………………… 9
2.3.2. Resonators ………………….……………………………. 11
2.3.3. Filters ………………….………………………………… 14

vii
3. THE CORRELATION BETWEEN MICROWAVE
AND BIOLOGICAL TISSUE …………………………………… 15

3.1. Introduction …………………………………………………….…… 15


3.2. Human Safety from Exposure to Electromagnetic Waves …………. 15
3.3. Dielectric Properties of Tissues……………………………………... 17

3.3.1. Polarization and Relaxation ……………………………... 17


3.3.2. Dispersion ……………………………………………….. 18
3.3.3. Dielectric Constants of Biological Tissues ……………… 19
3.3.3.1. Experimental Extraction of Dielectric
Constants………………………………………. 19
3.3.3.2. Mathematical Extraction of Dielectric
Constants……………………………………………… 21
3.3.3.3. Thickness of Biological Layers ………………. 23

3.4. Discussion ………………………………………………………….. 24

4. HIGH LOSS MATERIAL …………………………………………… 25

4.1. Introduction …………………..…………………………….……….. 25

4.2. Complex Permittivity………………………………………………... 25

4.3. Extraction of the Real Permittivity ε′r ……………………………… 26

4.4. Extraction of the Imaginary Permittivity ε′′r ………………………. 26

4.5. Effective Dielectric Permittivity ……………………………………. 27

4.6. Discussion ………………………………………………………….. 28

5. MATERIAL CHARACTERIZATION ……………………….. 29

5.1. Introduction …………………………………………………….…… 29


5.2. Microstrip Lines …………………………………………………….. 29
5.3. Characterization Methods…………………………………………… 31

5.3.1. Non-Resonant Methods ………………………………… 31

viii
5.3.1.1. Reflection Method……………………………. 31
5.3.1.2. Transmission/Reflection Method……………… 31
5.3.2. Resonant Methods………………………………………... 32
5.3.2.1. Resonant Method ……………………………... 32
5.3.2.2. The Resonant Perturbation Method …………... 33

5.4. Planar Resonators ………………………………………………….. 33

5.4.1. Straight Ribbon Resonator ………………………………. 33


5.4.2. T- Resonator ……………………………………………... 34
5.4.3. Ring Resonator …………………………………………... 35

5.5. Discussion …………………………………………………………. 37

6. DESIGN OF EM-BASED GLUCOSE SENSORS ………. 39

6.1. Introduction …………………………………………………….…… 39


6.2. Methodology ….…………………………………………………….. 39
6.3. Design Considerations ……….……………………………………... 41

6.4. Proposed Sensor #1………………………………………………….. 42

6.5. Proposed Sensor #2………………………………………………….. 46

6.5.1. Design Structure …………………………………………. 46


6.5.1.1. Top Layer……………………………………… 46
6.5.1.2. Bottom Layer………………………………….. 48
6.5.2. Design Features ………………………………………….. 50
6.5.2.1. Electric Field Distribution ……………………. 50
6.5.2.2. Size Reduction ……………………………...… 51
6.5.3. Fabrication and Measurements ………………………….. 51
6.5.4. Alternative Design ………………………………………. 53

6.6. Proposed Sensor #3 ………………………………………………... 56

6.6.1. Design Structure …………………………………………. 58


6.6.2. Sensitivity ………………………………………………... 63
6.6.3. Performance ……………………………………………… 64

ix
6.6.4. Fabrication and Measurements …………………………... 65
6.6.5. Tuning and Reconfiguration ……………………………... 67
6.6.5.1. Reconfigurable Microwave Circuits ………….. 68
6.6.5.2. Proposed Tunable Structure ………………….. 68

6.7. Discussion …………………………………………………………. 72

7. SIMULATION AND MEASUREMENT OF THE


PROPOSED EM-BASED GLUCOSE SENSORS……..…. 73

7.1. Introduction …………………………………………………….…… 73


7.2. Simulation ….……………………………………………………….. 73
7.3. Experimental Setup ……….………………………………………... 75

7.3.1. Serum Measurements ……………………………………... 78


7.3.2. Animal Tissues and Serum Measurements ……………….. 82
7.3.3. Clinical Measurements ……………………………………. 84
7.3.3.1. Study Design …………………………………… 84
7.3.3.2. Study Subject …………………………………... 84
7.3.3.3. Procedure ………………………………………. 84
7.3.3.4. Results ………………………………………….. 85
7.3.4. Measurements Accuracy ………………………………….. 88
7.3.4.1. Glucometer ……………………………………... 89
7.3.4.2. S-parameters …………………………………… 89
7.3.4.2.1. Vector Network Analyzer …………… 89
7.3.4.2.2. Calibration …………………………… 90
7.4. Discussion ……………..………………………………………….... 90

8. DEVELOPMENT OF A REGRESSION
MODEL…………………………………………………………………….. 91

8.1. Introduction.……………………………………………….………… 91

8.2. Regression Analysis ………………………………………………… 91

8.2.1. Preprocessing…………………………………………….. 93
8.2.2. Modeling Techniques…………………………………….. 94

x
8.2.3. Model and Features Selection ..………………………….. 95
8.2.4. K-fold Cross-validation ………………………………….. 96

8.3. Results ………………..……………………………………………... 97

8.3.1. Serum Measurements……………………………………. 97


8.3.2. Clinical Measurements.………………………………….. 99

8.4. Discussion …………………………………………………………. 105

9. CONCLUSION AND FUTURE WORK ………………… 106

REFERENCES …………………………………………………………. 107

xi
ILLUSTRATIONS

Figure Page

1. MMW measurement setup [10]………………………………………… 6

2. Proposed waveguides and measurement setup [12]…………………….. 6

3. Transmission variations with time [13]………………………………… 7

4. Tx and Rx antennas placed around pig’s ear [14]………………………. 8

5. Double ring resonators system [16]…………………………………….. 9

6. a) Antenna wrapped around subject's hand, and b) reference and


estimated glucose variations with time [20]……………………………. 10

7. Spiral resonator sensor [22]…………………………………………….. 11

8. Relation between permittivity and glucose concentrations in function of


frequency [23]…………………………………………………………... 12

9. Sensor structure embedded in the measurement setup [24]……………. 12

10. S21 magnitude and phase responses for different glucose


concentrations [24]……………………………………………………… 13

11. Prototype of the designed filter loaded by a human thumb [25]………... 14

12. S11 and S21 parameters variations with time [25]……………………... 14

13. Dispersion of biological tissues [28]……………………………………. 19

xii
14. Permittivity of muscle, fat and brain of rats in function of frequency
[29]……………………………………………………………………… 20

15. Measurement setup [33]………………………………………………… 22

16. Dielectric properties of blood for different concentrations of glucose


[33]……………………………………………………………………… 23

17. The geometry of microstrip transmission line………………………….. 30

18. Transmission line setup [39]……………………………………………. 31

19. Transmission/Reflection setup [39]…………………………………….. 32

20. Typical one-dimensional microstrip resonators: a) half-wave length line


resonator, b) hairpin resonator, and c) to f) other open loop resonators.
[40]……………………………………………………………………… 34

21. T-resonator [39]………………………………………………………… 35

22. Ring resonator [41]……………………………………………………... 36

23. Ring resonator measurement setup [39]………………………………... 37

24. Human model in ANSYS [44]………………………………………….. 40

25. Equivalent circuit model of SRRs [47]…………………………………. 43

26. Proposed split ring resonator design with enhanced coupling on


periphery. Image obtained from HFSS simulations…………………….. 43

27. Electric field distribution on the top layer of the proposed SRR-based
filter……………………………………………………………………... 44

28. Fabricated prototype of the SRR-based filter…………………………... 45

xiii
29. Simulated and measured response of the SRR-based filter…………….. 45

30. Proposed log-periodic broad-band reject filter…………………………. 47

31. Equivalent model of a defected ground structure………………………. 48

32. Electric field distribution of the traditional and modified OLR………... 50

33. Four turns uniform meander line……………………………………….. 51

34. Top and bottom layers of a fabricated prototype of the proposed log-
periodic BRF built on a 1.27 mm-thick Rogers 3006 substrate………… 52

35. Simulated and measured response of the proposed log-periodic BRF


built on a 1.27 mm-thick Rogers 3006 substrate……………………….. 52

36. Response of the log-periodic BRF using three flexible substrates……... 54

37. Top and bottom layers of a fabricated prototype of the proposed log-
periodic BRF built on a 0.25 mm-thick Rogers 3003 substrate………… 55

38. Simulated and measured response of the proposed log-periodic BRF


built on a 0.25 mm-thick Rogers 3003substrate………………………... 55

39. Top and bottom layers of the proposed dual-band reject filter………... 57

40. Response of the dual-band reject filter…………………………………. 57

41. Bottom layer of the proposed octa-band reject filter…………………… 59

42. Proposed sensing structure superposed with the topology of the lower
human arm……………………………………………………………… 59

43. Response of the proposed octa-band filter using a regular 50-ohms


transmission line………………………………………………………... 60

xiv
44. Tapered feeding line topology………………………………………….. 61

45. Proposed resonator-based feeding line topology……………………….. 62

46. Electric field distribution of the dual-band at f= 2.12 GHz and f= 2.34
GHz and octa-band filters at f=1.8 GHz and 2.2 GHz………………….. 63

47. Top and bottom layers of a fabricated prototype of the proposed octa-
band filter built on a 1.27 mm-thick Rogers 3006 substrate……………. 65

48. Top and bottom layers of a fabricated prototype of the proposed octa-
band filter built on a 0.25 mm-thick Rogers 3003 substrate……………. 66

49. Simulated and measured response of the proposed octa-band reject


filter built on a 1.27 mm-thick Rogers 3006 substrate………………….. 66

50. Simulated and measured response of the proposed octa-band reject


filter built on a 0.25 mm-thick Rogers 3003 substrate………………….. 67

51. Spice Model of the SMV 1705-079LF [56]…………………………….. 69

52. Topology of the proposed tunable filter………………………………… 70

53. Equivalent circuit of the proposed tunable filter………………………... 70

54. Fabricated Prototype of the proposed tunable filter…………………….. 71

55. Simulated and measured response of the proposed reconfigurable octa-


band reject filter built on a 1.27 mm-thick Rogers 3006 substrate. The
transmission coefficient is shown for a) V=0 Volts, b) V=5 Volts and c)
several voltage values…………………………………………………... 71

56. Multi-layered human tissues model…………………………………….. 74

57. S21 response of the proposed sensors for the single-layered (left) and
multi-layered models (right), a. narrowband sensor, b. broad-band
sensor, c. octa-band sensor……………………………………………… 76

xv
58. Magnitude and phase variation of the proposed sensors when loaded by
the multi-layered model, a) the narrowband sensor, b) the broad-band
sensor, and c) the octa-band sensor……………………………………... 77

59. Experimental setup for serum measurements…………………………... 79

60. Response of the proposed sensors for different glucose concentrations,


a) S21 magnitude of the broad-band sensor, b) S21 phase of the broad-
band sensor, c) S21 magnitude of the octa-band sensor, d) S21 phase of
the octa-band sensor…………………………………………………….. 80

61. Correlation between the response of the broad-band sensor and the
glucose concentrations at different frequencies………………………… 81

62. Correlation between the response of the octa-band sensor and the
glucose concentrations at different frequencies………………………… 82

63. Magnitude and phase variations of a) broad-band, and b) octa-band


sensors…………………………………………………………………... 83

64. Clinical trials setup……………………………………………………... 85

65. Correlation between the response of the broad-band sensor and the
blood glucose concentrations…………………………………………… 86

66. Correlation between the response of the octa-band sensor and the blood
glucose concentrations………………………………………………….. 87

67. Correlation between the response of a. broad-band sensor, and b. octa-


band sensor between two different OGTTs for the same subject and for
the same frequency a) f=1.4 GHz and b) f=1.33 GHz………………….. 88

68. Estimated versus reference serum glucose levels using LW-PLS, GP


and LASSO, a. rigid broad-band, b. flexible broad-band, c. rigid octa-
band, and d. flexible octa-band…………………………………………. 98

69. BGL profiles of all the patients collected using the broad-band sensor
and estimated using GP. Each plot includes the invasively measured
BGL (solid lines), the estimated BGL using Gaussian Process (dashed
lines) and the prediction using the different experiments (dots)………... 101

70. BGL profiles of all the patients collected using the octa-band sensor
and estimated using GP. Each plot includes the invasively measured
BGL (solid lines), the estimated BGL using Gaussian Process (dashed
lines) and the prediction using the different experiments (dots)………... 102

xvi
71. Clarke error grid for the data collected using a) broad-band sensor, and
b) octa-band sensor……………………………………………………... 104

xvii
TABLES

Table Page

1. Standards values of specific absorption rate [26]………………………. 16

2. Permittivity of human biological tissues at specific frequencies [30]….. 20

3. Conductivity of human biological tissues at specific frequencies [30]… 21

4. Thickness of some biological tissues [34]……………………………… 24

5. FDA's accepatable accuracy for glucose measurements devices [45]….. 42

6. Dimensions of the proposed BPF………………………………………. 44

7. Dimensions of the designed tapered line……………………………….. 47

8. Dimensions of the proposed log-periodic BRF designed on a 1.27 mm-


thick Rogers 3006 substrate…………………………………………….. 49

9. Characteristics of several flexible substrates…………………………… 53

10. Dimensions of the proposed log-periodic BRF designed on a 0.25 mm-


thick Rogers 3003 substrate…………………………………………….. 56

11. Dimensions of the dual-band reject filter……………………………….. 58

12. Dimensions of the proposed tapered feeding line topology…………….. 61

13. Dimensions of the proposed resonator-based feeding line topology…… 62

xviii
14. Maximum attained electric field intensity for the octa-band filters at
different frequencies……………………………………………………. 64

15. Performance of different multi-band filters found in the literature…….. 65

16. Thickness of the layers used in the model……………………………… 78

17. Accuracy of the ACCU-CHEK Performa glucometer [57]…………….. 94

18. Mean percentage error for the glucose levels estimated using LW-PLS,
GP, and LASSO………………………………………………………… 103

xix
CHAPTER 1

INTRODUCTION

1.1. Background

During the past few decades, changes in lifestyle and nutrition made diabetes

one of the most prominent diseases among chronic conditions. By 2014, the number of

people diagnosed with diabetes reached 422 million worldwide. This number is

expected to increase dramatically in the upcoming years due to the exponential growth

of this disease [1]. In fact, diabetes is considered one of the most common metabolic

diseases. There are two main types of diabetes: type 1 and type 2, with type 1 being the

most serious condition. For patients with type 1 diabetes, the auto-immune system

destroys the cells that produce insulin. Consequently, the production of insulin

decreases or stops completely and hence the blood glucose level (BGL) increases. Only

10% of diabetics are diagnosed with type 1. Around 90% are diagnosed with type 2

diabetes, and they suffer from a slow production rate of insulin in the body, which in

turn decreases the effects of insulin resulting in chronic hyperglycemia [2].

Although the causes of these two categories are different, however their

consequences are dangerous and much alike. In fact, advanced stages of both types of

diabetes are associated with several complications such as kidney failure, blindness and

limb amputation. In addition, diabetes increases the risk of stroke and coronary heart

disease. In 2015, around 1.6 million deaths were caused directly by this condition. An

additional 3 million deaths were caused by the complications of the disease [1].

1
For treatment, accurate determination of BGL is a necessity. Currently, BGL is

measured using a glucometer. Although this device is highly accurate, however, it is

invasive. In fact, the patient has to prick a finger each time a glucose measurement is

required. This process is painful for diabetics especially with the need to measure

glucose levels several times during the day. In the long term, this method increases the

risk of infection and may damage the underlying tissue. Additionally, this measurement

technique does not provide continuous monitoring, which can result in missing serious

hypo/hyper-glycemic incidents that can happen between two measurements [3].

In the past decade, several new blood glucose measurement techniques have

been investigated, which fall within one of the two categories: minimally invasive and

non-invasive. In [4] and [5], a review of the most popular non-invasive techniques is

presented. This review includes infrared spectroscopy, excreted physiological fluid

analysis, electrodes, microcalorimetry and optical sensors. Additionally, minimally

invasive methods for BGL monitoring such as sonophoresis and iontophoresis aim to

extract the level of glucose from the skin [3]. All the proposed sensors have failed to

replace the current measurement method as they lacked accuracy. More recently,

alternative solutions are developed using electromagnetic measurement techniques, as a

mean to provide continuous and non-invasive monitoring of BGLs. These methods rely

on coupling EM waves on precise spots of the human body. The reflected waves are

collected back and monitored, as they include information concerning the electrical

properties of the underlying biological layers. Any variations in the collected waves

2
directly relates to parameters of blood. This information can be used to provide non-

invasive and continuous monitoring of BGLs [6].

The ability of EM-based devices to extract parameters accurately, without

perturbing the MUT, makes them ideal for measurements that require no direct contact

with the material. The robustness and accuracy of these devices have encouraged

researchers to investigate the possibility of designing microwave sensors for biomedical

applications. Consequently, multiple wearable devices are developed that are capable of

monitoring cardiac and respiratory activities [7], sensing bodies’ abnormalities and

disease prediction [8][9].

1.2. Project Motivation

In this research, we propose the design of three microwave sensors to detect

variations in BG. These sensors are designed and tested in several in vivo and in vitro

studies. A comparative study is also established to associate the performance of the

different devices. A regression model is finally built in the aim of predicting glucose

levels.

1.3. Thesis Structure

This thesis is divided into eight chapters. Chapter one includes an introduction.

Chapter two provides a literature review that presents the most recent research work on

non-invasive glucose monitoring. Chapter three discusses the electrical properties of

different human tissues and the corresponding safe absorption rates of electromagnetic

3
(EM) energy. Chapter four presents a theoretical background on the electrical properties

of lossy material. Chapter five discusses material characterization techniques that are

developed in literature. Chapter six presents the proposed sensors. Chapter seven

discusses all the conducted in vivo and in vitro studies. Chapter eight presents the

established regression model. Chapter nine concludes this work and presents future

research steps.

4
CHAPTER 2

LITERATURE REVIEW

2.1. Introduction

Throughout the last decade, research effort has focused on proposing microwave

devices that can be employed for the monitoring of blood glucose concentrations in a

continuous and non-invasive manner. These approaches include EM based waveguides,

antennas and resonators operating at different frequencies. In the following, a literature

review is provided. Topics associated to finding a relation between BGL and the

electrical parameters, in addition to investigating the sensitivity of several microwave

devices in sensing the BGL are covered in this section.

2.2. Three Dimensional Measurements

2.2.1. Waveguides

Using the setup in Fig. 1, a correlation between BGL and the electrical

properties of tissues is presented in [10] and [11]. This relation is generated based on

the fact that the relative permittivity of blood is directly related to the concentration of

glucose. In these experiments, electromagnetic waves operating at 30 GHz are incident

on body tissue. By monitoring the reflected waves from the tissue, it is shown that the

dielectric constant of blood is altered for various BGLs. The variation in the dielectric

constant are noted as a shift in frequency operation of the reflection coefficient.

5
Figure 1: MMW measurement setup [10].

Two rectangular waveguides operating between 50 – 75 GHz are designed and

tested in [12] using water-salt-glucose solutions as shown in Fig. 2. Glucose

concentrations as small as 0.025 (wt%) are detected with an accuracy of 0.22 dB per

wt%. The sensitivity of the system varies for different frequencies, and the best results

are reached at two different bands between 59-64 GHz and between 69-73 GHz.

Figure 2: Proposed waveguides and measurement setup [12].

Real-time direct correlative measurements of the blood glucose concentration is

performed using commercial blood test strips and millimeter-wave absorption for

several injections of glucose, insulin, and saline in a live anesthetized animal [13]. The

results of this work (Fig. 3) show an increase in the wave transmission after glucose

injection, and a decrease in transmission after insulin injection. The relatively slow time

6
for the observed changes (10-15 minutes for glucose and 20-40 minutes for insulin)

correlates well with the expected speed of glucose and insulin metabolism. The lack of

significant changes in MMW transmission upon injection of saline indicates the

selectivity of mm-wave absorption to the tissue concentration of glucose.

Figure 3: Transmission variations with time [13].

2.2.2. Antennas

A device is developed in which two antennas operating within the V-band are

placed around a pig’s ears as shown in Fig. 4 [14]. Transmission and reflection

parameters are measured using a Vector Network Analyzer (VNA). The frequency

range of interest is between 58.5 GHz and 61.5 GHz. It is reported that the best results

are obtained when the antennas are closest to the tissues and are placed in an area rich

with veins. Furthermore, results demonstrate that an increase in glucose concentration

produces an increase in transmission at specific frequencies.

Following the integration of temperature and motion sensors, the patch is tested

using a water-glucose phantoms. The proposed system is able to detect changes in

7
glucose as low as 24 mg/dl. Furthermore, the system is tested on 10 healthy male

subjects in [15]. These experiments verified its ability to successfully detect glucose

spikes.

Figure 4: Tx and Rx antennas placed around pig’s ear [14].

2.2.3. Resonators

The use of split ring resonators for glucose monitoring is examined in [16]. The

system consists of two rings operating at 1.4 GHz as shown in Fig. 5. One ring is used

for sensing and is placed at close proximity to the skin. The second one is placed far

away and is considered as a reference to regulate the temperature effect. Both in-vitro

and in-vivo measurements are carried out on one healthy patient and the results reached

are comparable to those attained by the commercial glucometer. Furthermore, the

proposed sensor is verified to be extremely selective, as it offers high sensitivity to

glucose variations, limited sensitivity to other sugars and no sensitivity to vitamins [17].

The device is then clinically tested on 24 volunteers. Promising results are reached as

210 of 214 data points lay in the clinically acceptable regions [18].

8
Figure 5: Double ring resonators system [16].

2.3. Planar Microwave Circuits

Planar circuits are also discussed in the literature. These structures offer a

considerable reduction in size compared to the previously discussed three dimensional

systems.

2.3.1. Antennas

One suggested system for planar circuits consists of implementing microstrip

antennas as in [19], [20]. Several types of planar antennas including spirals, serpentines

and dipoles are designed and tested in order to assess their ability to sense variations in

glucose levels. In one embodiment, the reflection coefficient of the proposed antennas is

monitored by placing the device near several glucose/water solutions of different

concentrations. This experiment proved the ability of the antennas to sense variations in

glucose concentration interpreted as shifts in the resonance frequency within the

reflection coefficient. It is also reported that the dipole outclassed the remaining types

of antennas. In another embodiment, the suggested device is mounted on the hand of a


9
diabetic patient and the volunteer’s glucose levels are monitored as shown in Fig. 6. A

good correlation is noted between the resonance frequency of the antenna and the

reference BGLs measured with a traditional glucometer. A sensitivity of 1 MHz per

14.62mg/dl is also reported. Another observation made relates to the high dependency

of the antenna’s response on the biological variables of each subject such as

metabolism, skin color, BMI and other elements.

Figure 6: a) Antenna wrapped around subject's hand, and b) reference and estimated
glucose variations with time [20].

The design of two ultra-wideband slot antennas of bandwidth equal to 12.5 GHz

is also considered in [21]. The proposed sensing structures are envisioned to be placed

around human’s earlobe to continuously monitor BGLs. Testing the suggested antennas

on glucose-water phantoms showed a linear correlation between the antenna parameters

and various glucose levels. Note that the range considered for glucose concentrations is

quite high (0-4000 mg/dl).

10
2.3.2. Resonators

A spiral sensor is presented in [22] to determine the BGL non-invasively (Fig.

7). In this research study, the relative permittivity of blood is investigated at different

frequencies between 0 and 2 GHz. One volunteer performed a soda test by fasting for

over eight hours before placing the device on his wrist. Then, the subject consumed a

sugared soft drink. Results show that variations in glucose levels caused shifts in the

resonance frequency of the sensor (Fig. 8). The fact that the shifts in frequency are not

linear over the whole range implies that some frequencies may be more sensitive to the

changes in BGL.

Another research is performed on the spiral sensor in [23]. In this experiment,

the concentration of sugar in water is varied by adding sugar into the solution. Results

of this work prove that the permittivity of the water decreases while adding sugar as

displayed in Fig. 8.

Figure 7: Spiral resonator sensor [22].

11
Figure 8: Relation between permittivity and glucose concentrations in function of
frequency [23].

A half-wavelength resonator operating at 2 GHz is designed in [24] to sense the

changes of glucose levels in water as shown in Fig. 9. By varying the concentrations of

glucose from 0 to 300 mg/dl, the magnitude and phase of the reflection and transmission

coefficients are recorded.

Figure 9: Sensor structure embedded in the measurement setup [24].

12
Fig. 10 presents the magnitude and phase of the S21 parameter for the various

concentrations of glucose. It is clear that the proposed structure is capable of detecting

changes in the concentrations of glucose with an accuracy in the range of 50 mg/dl.

Figure 10: S21 magnitude and phase responses for different glucose concentrations
[24].

13
2.3.3. Filters

A planar BPF is also proposed and is illustrated in Fig. 11 [25]. Parameters of

this structure such as resonant frequency and insertion loss are sensitive to the dielectric

constant of the superstrate. When contacted by a thumb, results show that the response

of the sensor changes.

Figure 11: Prototype of the designed filter loaded by a human thumb [25].

An experiment is conducted on the suggested sensor in which a volunteer

consumes sugar water with a high concentrations of glucose. Measurements show that

the permittivity of blood decreased continuously, which causes an increase in the

resonant frequency of the BPF (Fig. 12). After 600 seconds, a stable state is detected. It

is important to indicate that a linear operation is reported between 1.5 and 2 GHz.

Figure 12: S11 and S21 parameters variations with time [25].
14
CHAPTER 3

THE CORRELATION BETWEEN MICROWAVE AND


BIOLOGICAL TISSUES

3.1 Introduction

This chapter includes two main sections that illustrate the relation between

electromagnetic waves and human science. The first section addresses the safe levels of

human exposure to EM energy. The second section discusses the electrical properties of

the biological tissues, and the response of these tissues when excited with EM energy.

3.2. Human Safety from Exposure to Electromagnetic Waves

From a physiological point of view, concerns about the exposure of the human

body to electromagnetic waves have risen recently due to the abundance of such waves

within the ambient environment. In fact, nowadays, multiple EM sources such as cell

phones, routers and satellites are widely used. As a result, the human body is exposed

abundantly and more frequently to such radiation. In fact, several standards and

protocols are developed, by many researchers and health experts to limit as well as

control the exposure of the human body to EM waves.

The safe exposure standards are set by the Institute of Electrical and Electronics

Engineers (IEEE). According to the standard ‘C95.1-2005’, the specific absorption rate

is defined as “the time derivative of the incremental energy (dW) absorbed by an

incremental mass (dm) contained in a volume element (dV) of given density (ρ)” as

demonstrated in Eq. 1 [26].


15
d dW
SAR = dt (ρdV) (W⁄Kg) (1)

Also, a relation between the absorption rate and the electric field at a specific

point is presented in Eq. 2, where σ and ρ are the conductivity (S/m) and mass density

(kg/m3 ) of the tissues and E represents the rms value of the electric field strength in the

tissues (V/m).

σ|E|2
SAR = (W⁄Kg) (2)
ρ

Accordingly, the safe levels of human exposure to RF fields in the spectrum

ranging between 3 kHz and 300 GHz are measured and tabulated in the standard [26].

Table 1 summarizes the SAR limits for several body parts, in both public and controlled

environments. Note that the SAR values in Table 1 are restricted for frequencies below

3 GHz. For higher frequencies, these values may differ and are beyond the scope of this

thesis work.

Table 1: Standards values of specific absorption rate [26].

Exposure Frequency Whole- Partial- Hands, Wrists,


Range Body Body Ankles and Feet
(W/Kg) (W/Kg) (W/Kg)
Controlled 100 KHz - 0.4 10 20
Environment 3 GHz
General Public 100 KHz - 0.08 2 4
3 GHz

16
3.3. Dielectric Properties of Tissues

Understanding the behavior of human tissue when exposed to EM energy is of

great importance for several areas of investigation such as electrical impedance

imaging, microwave hyperthermia and radiofrequency to name a few. Accordingly,

many researchers have focused on deriving a relation between the electrical properties

of the human tissues over a wide range of frequencies. In this process, it has been noted

that water is the major component of biological materials. Consequently, when

considering any part of the human body, water represents the main contributor to

permittivity. However, since biological materials are complex mixtures, therefore their

electrical response is not limited to only one component. In fact, each tissue has its own

contribution depending on the electrical properties and thickness of the layer.

In this section, the concepts of electrical polarization and dispersion for

biological tissues are presented, in addition to tables that summarize the dielectric

constants and thickness of several biological tissues.

3.3.1. Polarization and Relaxation

An induced electric field applied on biological tissues disturb the distribution

charges. This effect is known as electric polarization. The relation for the polarization

density in terms of the electric field and the dielectric constants of the material is given

by Eq. 3, where E is the induced electric field, P the dielectric polarization density, ε0

the permittivity of free space and χe the susceptibility of the tissues [27].

P = ε0 χe E (3)

17
When an electric field is applied on a structure, several non-idealities cause a

deferral between the polarization and the variations in the electric field. This delay is

recognized as a dielectric relaxation. To measure the relaxation time of a system, an

excitation should be applied on the structure. Then the relaxation time towards reaching

a new equilibrium is recorded [27].

3.3.2. Dispersion

Dielectric dispersion is the dependence of the permittivity of a structure on the

frequency of an applied electric field. Consequently, the dielectric constant value of a

given material is not fixed, but rather frequency dependent. For biological tissues,

dispersions are apparent. In [28] the electrical properties of human tissues are

categorized by three main dispersions: (1) the low frequency α-dispersion that is linked

with ionic diffusion processes, (2) the β-dispersion for radio frequencies, associated

with the polarization of cellular membranes, proteins and additional organic

macromolecules, and (3) the ϒ-dispersion for microwave frequencies, produced by the

polarization of water molecules. Additional dispersions may exist such as the δ-

dispersion which is a subset of β-dispersion (Fig. 13). Another observation from Fig. 13

concludes that biological tissues exhibit a relatively high dielectric constant at low

frequencies, and these values decrease at higher frequencies.

18
Figure 13: Dispersion of biological tissues [28].

3.3.3. Dielectric Constants of Biological Tissues

For glucose sensing, the objective is to detect the variations in blood glucose

while suppressing the effects of minerals in the blood as well as minimizing the

influence of the tissues surrounding the arteries and veins. Therefore, understanding the

characteristics and behavior of tissues such as skin, fat, blood, bones and muscle is of

great importance.

3.3.3.1. Experimental extraction of dielectric constants

Several researchers have investigated the extraction of the dielectric constants of

biological tissues in function of frequency. At first, experiments are conducted on

animals. In Fig. 14 for instance, the relative dielectric constants for rat muscle, rat brain

and canine fat with respect to frequency are shown [29]. For these tissues, the

19
permittivity of fat is the most consistent along the spectrum. However for the brain and

muscles, the values of permittivity dropped noticeably.

Figure 14: Permittivity of muscle, fat and brain of rats in function of frequency [29].

Later on, using advanced imaging techniques, researchers have been able to

characterize the dielectric constants of humans. Tables 2 and 3 summarize the values of

permittivity and conductivity for several biological tissues of the human body [30].

These values are collected from the most advanced researches in the field. From table 2,

it is again clear that permittivity drops at high frequencies.

Table 2: Permittivity of human biological tissues at specific frequencies [30].

Tissue f = 433 MHz f = 915 MHz f = 2.45 GHz

Skin 47 45 44
Fat 15 15 12
Blood 66 62 60
Muscle 57 55.4 49.6
Artery - - 43
20
Table 3: Conductivity (S/m) of human biological tissues at specific frequencies [30].

Tissue f = 433 MHz f = 915 MHz f = 2.45 GHz

Skin 0.84 0.97 -


Fat 0.26 0.35 0.82
Blood 1.27 1.41 2.04
Muscle 1.12 1.45 2.56
Artery - - 1.85

Several other researchers have worked on modeling the human tissues at pre-

defined locations in the body such as the neck, the ear, the leg and the arm. This

methodology is employed in order to improve the accuracy of the results [31], [32].

3.3.3.2. Mathematical extraction of dielectric constants

In addition to experiments, mathematical models are also developed to predict

the variation of the tissues’ permittivity as a function of frequency. The Cole-Cole

model is perhaps the most known model for dielectric relaxation. Using the Cole-Cole

as shown in Eq. 4, and with the appropriate choice of parameters for the tissue, the

dielectric behavior can be predicted over the desired frequency range.

Δεn σ
ε = ε'c (w)-jε''c (w) = ε∞ + ∑ 1+(jwτ (1-αn ) + jwεi (4)
n) 0

ω: Angular frequency.

ε′c (w): Frequency-dependent dielectric constant.

ε′′c (w): Frequency-dependent dielectric loss.

n: Order of model.

21
ε∞ : High frequency permittivity.

Δεn :Dispersion magnitude

τn : Relaxation time constant,

αn : Dispersion broadening parameter.

σi : Static ionic conductivity.

The values of ε∞ , Δεn , τn , αn , σi for the first four orders of the model are

summarized in [33]. In this reference, a study is conducted in order to build a relation

between the electrical properties and the BGLs. Measurements on blood samples are

performed using a dielectric probe kit and a vector network analyzer (Fig. 15). The

measurements are implemented at frequencies between 500 MHz and 20 GHz.

Figure 15: Measurement setup [33].

The glucose levels of the samples are varied between eight different glucose

concentrations, ranging from 0 mg/dl to 16,000 mg/dl. The resultant dielectric constant

and conductivity in function of frequency are presented in Fig. 16. Results show that the

real part of the permittivity in blood decreases for high concentrations of glucose. On

the other hand, the conductivity does not vary much between 0.5 GHz and 9 GHz.

However, for higher frequencies, small deviations are noticed.

22
The collected data is then fitted into the Cole–Cole model in order to build a

relation between the electrical properties of the blood and the glucose concentration.

The formulated model is able to successfully predict the dielectric properties in function

of frequency. Consequently, this work prove that the Cole-Cole model is a powerful

mathematical tool that can be used to extract the dielectric constants of the blood.

Figure 16: Dielectric properties of blood for different concentrations of glucose [33].

3.3.3.3. Thickness of biological layers

Concerning the thickness of the layers, it is hard to create a general relation that

includes all the population. In fact tissues such as fat and muscles are highly dependent

on age, gender and lifestyle. However, some approximations may be found in [34].

Also, a summary of the work developed in this process can be found in [35]. Table 4

presents the tissue layers’ thicknesses for some body parts. All the values are in

millimeters.

23
Table 4: Thickness of some biological tissues [34].

Tissue Limb Thorax Forehead Abdomen


Skin 2.5 2 2 2.5
Fat 8 - 2 10
Muscle 25 3 - 20
Bone - 10 7 -

3.4. Discussion

This chapter addressed the electrical properties of the biological tissues, and

the response of these tissues when excited with EM energy, evaluated using both

experimentations and mathematical equations such as the Cole-Cole model. These

procedures shows that the electrical properties of the biological tissues highly depend

on the frequency in addition to the physical and physiological conditions of the subject.

Accordingly, the design of any RF glucose sensor must account for these variations,

while respecting the standard safe absorption rates set by IEEE.

24
CHAPTER 4

HIGH LOSS MATERIAL

4.1. Introduction

Chapter 3 demonstrates that biological tissues have the characteristics of lossy

materials due to their relatively high permittivity. This chapter provides an overview on

high loss materials, which are defined by their complex permittivity. Furthermore, the

effect of having multi-layered high loss materials is considered.

4.2. Complex Permittivity

In a lossy media, the effective complex permittivity is given in Eq. 5 where ε'r is

the real permittivity that signifies the stored electric field energy, ε′′ r is the imaginary

permittivity that accounts for the losses in the medium and tanδ is the loss tangent of

the medium expressed in Eq. 6.

εeff = ε′r − jε′′ r (1 − jtanδ) (5)

ε′′ r
tanδ = (6)
ε′r

At resonance, the electric and magnetic field energy stored in any resonant

structure must be equal. When a material perturbs the stored energy, the field

distribution is perturbed and hence the resonance frequency shifts. This shift in the

resonance frequency is related to the properties of the sample based on Eq. 7.

Δfr ∫(ΔεE1 .E0 + ΔµH1.H0)dv


= (7)
fr ∫(ε0.|E0 |2 + µ0 .|H0 |2 )dv

25
fr and Δfr are the resonance frequency and the shift in the resonance frequency

respectively, Δε and Δµ represent the change in the permittivity and permeability.

E0 and H0 represent the field distributions in free space and E1 and H1 are the field

distributions with the perturbation of the MUT [36].

4.3. Extraction of the Real Permittivity 𝛆′𝐫

The resonant frequency is related to the structure’s properties using Eq. 8.


1
fr = (8)
2π√L(CSubtrate +CSUT )

Where L is the total inductance, CSubtrate is the substrate capacitance, and CSUT

is the capacitance of the sample under test. The only unknown in this equation is the

capacitance of the sample under test which is directly proportional to its real

permittivity ε′r according to Eq. 9. Consequently a relation between ε′r and fr can be

generated. The generated relation allows the characterization of the permittivity based

on the shifts in the resonant frequency [37].

ε′r d
C= (9)
A

4.4. Extraction of the Imaginary Permittivity 𝛆′′ 𝐫

The quality factor Q is related to the loss resistance using Eq. 10.

R
Q = 2πf (10)
rL

26
The variable in this case is the loss resistance of the sample under test R which

is directly proportional to its loss tangent tanδ according to Eq. 11. Consequently a

relation between ε′′r , fr and the S-parameters can be generated [37].

2πfr L
tanδ = (11)
R

4.5. Effective Dielectric Permittivity

For a stacked multi-layered structure (Fig. 16), the relative permittivity ‘εr ’ of

each layer is unique (εr = εMaterial ). However, the effective permittivity ‘εeff ’ of the

whole structure depends on the permittivity and thickness of each layer. Eq. 12 was

developed to compute the effective dielectric constant of multilayered structures with

thickness h ≅ λ⁄10 [38].

|d1 |+|d2 |+⋯+|dn |


εeff = d d d (12)
| 1|+| 2|+⋯+| n |
ε1 ε2 εn

With εn being the dielectric constant of the top layer. dn is calculated using Eq.

K(k )
13, k n is given in Eq. 14 and K′(kn ) in Eq. 15. hn refers to the thickness of the top layer
n

[38].

K(k ) K(k ) K(k )


dn = K′ (kn ) − K′ (kn−1 ) − K′ (k1 ) (13)
n n−1 1

1
kn = πw (14)
cosh( )
4(hn +hn−1+⋯+h1)

K(kn ) 1 1+√kn
= π ln (2 1−√kn) for 0.7 ≤ kn ≤ 1 (15)
K′ (kn )

27
4.6. Discussion

This chapter presented, from an EM perspective, the equations that define high

loss materials and their effect on any EM wave. Furthermore, it assessed the effect of

placing several high loss layers on waves’ propagation.

28
CHAPTER 5

MATERIAL CHARACTERIZATION

5.1. Introduction

Material characterization signifies measuring the structure and electrical

properties of a material under test (MUT). In Applied electromagnetics and RF systems,

two techniques are developed for material characterization purposes. The two

techniques are divided as: the resonant and non-resonant methods. These methods are

applied using waveguides or using planar circuit boards. However, since the objective is

to design a wearable device for BGL monitoring, the device must be as small as

possible. Consequently, it is essential to use printed circuit boards’ techniques in order

to decrease both the size and cost of the device [39].

The most known and used planar method relies on microstrip technology. This

chapter presents this approach and provides a review on the most common material

characterization methods using microstrips.

5.2. Microstrip Lines

Microstrip lines are planar transmission lines that are easy to manufacture and

integrate on low cost substrates. Fig. 17 shows the geometry of a microstrip line. The

conductor of width (W), is printed on the substrate of thickness (d) and dielectric

constant (ϵr) [36].

29
Figure 17: The geometry of microstrip transmission line.

The effective dielectric constant of a microstrip line depends on the conductor

width and the thickness of the substrate as in Eq. 16 [36].

εr+1 εr −1 1
εe = + × (16)
2 2 √1+12d⁄W

The characteristic impedance of a microstrip line depends on the substrate

thickness and dielectric constant and the conductor width. It is calculated using Eq. 17

[36].

60 8d W w
ln ( W + ) for d ≤ 1
√ εe 4d
Z0 = { 120π w (17)
W W for d ≥ 1
√εe [ d +1.393+0.667 ln( +1.444))]
d

The width to depth ratio is computed as shown in Eq. 18, and the parameters A

and B are provided in Eq. 19 and Eq. 20 respectively [36].

8eA w
for <2
W e2A −2 d
= {2 εr−1 0.61 w
(18)
d
[B − 1 − ln(2B − 1) + {ln(B − 1) + 0.39 − }] for >2
π 2εr εr d

Zo εr+1 ε −1 0.11
A = 60 √ + εr+1 (0.23 + ) (19)
2 r εr

377π
B = 2Zo (20)
√ε r
30
5.3. Characterization Methods

5.3.1. Non-Resonant Methods

Non-resonant characterization methods provide a general knowledge of EM

properties over a wide range of frequencies. For that, either the reflection or the

reflection/transmission parameters are used to extract either one or two EM properties

of the MUT [39].

5.3.1.1. Reflection method

This method uses a planar transmission line built on a substrate filled with the

MUT (Fig. 18). The EM properties of the sample are extracted from the S parameters.

The disadvantage of this method lies in the fact that it cannot be used for samples of

different thicknesses.

Figure 18: Transmission line setup [39].

5.3.1.2. Transmission/reflection method

This is another non resonant technique that is adequate for all the samples

regardless of the thickness. The determination of the complex permittivity and


31
permeability requires the measurement of the S11 and S12 parameters. During

measurement, the microstrip line is loaded by a film and its support (Fig. 19). The film

occupies a part of the cross section of the microstrip line. After determining the S11 and

S12 parameters, the transmission and reflection coefficients are calculated from Eq. 21

and Eq. 22. Consequently εr and µr can be extracted [39].

S11 = S22 = r1 exp(−2jγolo) (21), where r1 is the reflection coefficient.

S21 = S12 = t1 exp(−2jγolo) (22), where t1 is the transmission coefficient.

Figure 19: Transmission/Reflection setup [39].

5.3.2. Resonant Methods

Resonant methods provide accurate knowledge of the EM properties over one or

multiple discrete frequencies. Two techniques lie within the resonant methods, these

techniques are known as: the resonator and the resonant perturbation method.

5.3.2.1. Resonator method

The resonator method is used to extract the permittivity and the loss tangent

values based on the measurements of the resonant frequency and the quality factor. It
32
consists of placing the MUT between two conducting plates of a resonator. This

technique is highly accurate for only low loss dielectrics. For high dielectric constants’

materials, the resonant perturbation method is the most preferred.

5.3.2.2. The resonant perturbation method

This method consists of placing a dielectric MUT near a resonator, which causes

a shift in frequency and quality factor. Based on this shift the EM properties of the

material can be extracted. The sensitivity of this technique is highly dependent on the

type of resonator used. Several planar resonators are discussed in the following section

[39].

5.4. Planar Resonators

In microstrip technology, multiple resonators are used for material

characterization such as the straight ribbon, the T resonator and the ring resonator.

5.4.1. Straight Ribbon Resonator

The straight ribbon resonator (Fig. 20.a) is an open ended line of length l = n ×

λ
, n=1,2… The fields in a straight ribbon resonator extend beyond the ends of the line
2

causing radiation losses (fringing effect). This effect is modeled as a grounding

capacitance or consequently as a transmission line. As a result, the quality factor of such

33
type of resonators is relatively low. The ribbon resonator can be adjusted, as shown in

Fig. 20, to increase the quality factor [40].

Figure 20: Typical one-dimensional microstrip resonators: a) half-wave length line


resonator, b) hairpin resonator, and c) to f) other open loop resonators. [40].

5.4.2. T- Resonator

The T-resonator method is introduced as a technique that enhances the

transmission line characterization, reduces the radiation losses, and decreases the size of

the device. A T-resonator is a quarter wave long transmission line shown in Fig. 21.

The T pattern is an open-end transmission stub that resonates at odd integer multiples of

λ/4. By coupling the structure directly to the transmission line, and by having only one

open end, inaccuracies of the gaps are eliminated and the radiation and discontinuity

losses are reduced.

34
Figure 21: T-resonator [39].

Using this resonator, εreff is determined from fr using εreff =

nc
(4fr(l+lc)) with n = 1,3,5 … and hence the permittivity of the material is determined.

ε (εr −1)
The loss tangent is also determined from the quality factor using tanδ = Qdεreff(ε
r reff −1)

QQc
with Q d = Qc−Q, Q being the measured quality factor and Q c the calculated quality

factor.

5.4.3. Ring Resonator

The ring resonator, shown in Fig. 22, does not have open ends, which decreases

its radiation loss and enhances its quality factor even more. This fact made the ring

resonator one of the most accurate and sensitive planar resonators in material

characterization. The resonant condition for the first resonant mode is given by Eq. 23,

where r is the ring’s mean radius [39]. Therefore for a given radius of the ring, the

wavelength that produces the first resonant mode can be determined.

2πr = λg (23)

35
Figure 22: Ring resonator [41].

When loaded by a material with a specific dielectric constant, the resonant

frequency of the ring, where the peak occurs, decreases [41]. The larger the dielectric

values the higher is the shift. This behavior is due to the fact that the energy coupled

into the ring splits equally over the top and bottom sections of the ring. Therefore, a

standing wave will develop in a way such that when the ring is in resonance, the

maxima occur at the coupling gaps and the nulls are noticed at the top and bottom of the

ring [41].

To determine the properties of a sample, a single layer substrate can be used in

which the MUT is used as the substrate. Another possibility is multi-layer substrate in

which the ring acts as a measurement device and the MUT is placed as a cover on top of

the circuit. A PTFE block can be used to eliminate the air gap between the circuit and

the MUT. For the setup in Fig. 23, the permittivity ε1 and the thickness h of the

substrate are known. With no loading, ε2 = ε3 = 1. Therefore f0 can be measured and

εreff,0 is calculated from the substrate properties. With loading ε3 is known and ε2 must

be determined. To determine ε2 , εreff,1 is calculated using Eq. 24 and f1 is calculated

using Eq. 25 [39].

fo 2
εreff,1 = εreff,0 (f1 ) (24)

36
nc nc
πD = fo = f1 (25)
√εreff,0 √εreff,1

Figure 23: Ring resonator measurement setup [39].

Several resonator-based sensors are proposed in literature as highly sensitive

sensors for the aim of characterizing materials’ dielectric constant variations. The focus

has always been on designing narrow-band sensors with a high quality factor as in [42].

Such response increases the intensity of electric fields. The use of complementary split

ring resonators (CSRRs) with narrow responses has been examined in [42], and [43].

The proposed resonators are able to sense and predict the dielectric constant values of

low loss substrates with a percentage error that does not exceed 10% [42]. Also, by

increasing the number of resonators from two to three, the sensor is able to predict both

the dielectric constant and thickness of the substrates with lower error [43], compared to

[42].

5.5. Discussion

This chapter addressed several planar methods for materials characterization.

The resonant perturbation technique has the advantage of extracting the electrical

properties without perturbing the MUT. Its sensitivity however is highly dependent on

37
the type of resonator employed. Accordingly, several resonators are also presented in

this chapter, such as the open loop and ring resonators. Modified versions of these two

structures are considered in this thesis as discussed in the following chapter.

38
CHAPTER 6

DESIGN OF EM-BASED GLUCOSE SENSORS

6.1. Introduction

In this chapter, several two port RF filters that act as glucose sensors are

designed and tested. The performance of a narrow band SRR based band-pass filter is

initially evaluated. Also two novel broad-band and tunable octa-band reject filters are

proposed. The narrowband BPF operates at 2.4GHz. The broad-band reject filter covers

the whole frequency range between 1.25 GHz and 2.25 GHz. Finally, the tunable octa-

band reject filter covers multiple bands ranging between 1.5 GHz and 2.4 GHz.

The designs characteristics of these filters are discussed in this chapter. The

proposed structures are fabricated and tested using different substrates. A comparison

between the simulated and the measured results is also presented, and a good agreement

is noticed.

6.2. Methodology

The proposed sensors are initially designed, simulated and tested in free space

scenarios. To examine the performance of the filters, the scattering parameters, S11,

S21, and S22, are selected. S11 and S22 represent the reflection losses at ports 1 and 2,

and S21 refers to the insertion loss from port 1 to port 2. From an RF point of view, for

the design of a band stop filter, in the operating band, it is desirable to have the

39
magnitude of |S21| value lower than − 10 dB and a |S11| value near 0 dB. For the case

of band pass filters, these requirements are the opposite.

After reaching the required response, the filters’ behavior near human tissues

was examined. This allows to estimate and compare the performance of these sensors as

glucose measurement devices. For this purpose, a model of the human body is

considered within the simulator as shown in Fig. 24 [44]. To reduce the simulation time,

the human model is dissected into smaller and simpler layers as explained in the

following chapter.

Figure 24: Human model in ANSYS [44].

40
6.3. Design Considerations

Many challenges need to be addressed, while developing any non-invasive and

continuous glucose measurements technique. First, high sensitivity and selectivity to

glucose variations is needed; it is essential that the proposed system is capable of

sensing and detecting BGLs in spite of possible variations in other biological

constituents that may induce undesired effects on the measurements. The sensitivity of

the sensors is linked to both distribution and magnitude of the induced electric field

across the resonating structure. In fact, better sensitivity is achieved by inducing

strengthened fields across the largest possible area [42]. The main target of this research

is to maximize the sensitivity of the proposed sensors by increasing the distribution and

intensity of the induced electric fields.

The proposed device must also meet the standard accuracy as required by the

international organization for standardization (ISO). The most recent version,

ISO:15197:2013, specified that for BGLs lower than 100 mg/dL, an accuracy of ± 15

mg/dl should be reached and for BGLs of 100 mg/dL or more, an accuracy of ± 15% is

acceptable as shown in Table 5 [45].

Additionally, the suggested device should be compact, light and wearable.

Furthermore, several environmental factors must also be considered, including ambient

and body temperature, humidity as well as body movements.

41
Table 5: FDA's accepatable accuracy for glucose measurements devices [45].

Glucose Concentrations Criteria


Requirements ≥ 100 mg/dL 95% within ± 15%
for blood
glucose
monitoring
< 100 mg/dL 95% within ± 15 mg/dl
systems for
self-testing

Consensus error Entire Range 99% in Zones A and B


grid analysis

6.4. Proposed Sensor #1

Initially, a narrow band pass filter is designed and tested. This sensor is an SRR-

based band pass filter that consists of two gap-coupled split ring resonators. SRRs are

left handed metamaterials that exhibit negative values of magnetic permeability and

permittivity near the resonant frequency. These resonators are electrically small

structures, which means that the ring’s perimeter is less than λ/2 at resonance. For these

small quasi-static resonators, resonances are initiated due to a combination of

inductances and capacitances [46]. The equivalent circuit of the structure is illustrated in

Fig 25. In addition, the resonant frequency is calculated using Eq. 26 [47]. For the

proposed design, Ls = 20.6 nH, Cs = 0.21 pF and f = 2.4 GHz.


1
f = 2π×√Ls×Cs (26)

42
Figure 25: Equivalent circuit model of SRRs [47].

In order to maximize coupling, the gap between the adjacent structures must be

minimized. However, due to fabrication constraints, we are restricted to a minimum

value of 0.18 mm. To further increase coupling from the transmission line to the largest

resonator, an enhanced coupling periphery is considered as shown in Fig. 26. This

structure improves coupling by increasing the coverage area between the two entities

[41]. The dimensions of proposed design using a 1.6 mm-thick Rogers 5880 substrate

are summarized in Table 6. The distribution of the induced fields over the top layer is

illustrated in Fig 27. The maximum achieved electric field intensity is 4.85 × 104 𝑉/𝑚.

ro
ri
W0
W

Figure 26: Proposed split ring resonator design with enhanced coupling on periphery.
Image obtained from HFSS simulations.
43
Table 6: Dimensions of the proposed BPF.

Parameter Dimensions (mm)

𝐿 16
𝑊 16
𝑟𝑜 5.2
𝑟𝑖 4.6
𝑔 0.2
𝑠 2
𝑊𝑜 5

Figure 27: Electric field distribution on the top layer of the proposed SRR-based filter.

A prototype of the SRR-based BPF is realized for verification of the simulated

results. The prototype is fabricated through chemical etching technique on a Roger

RT/Duroid5880 substrate as shown in Fig. 28. Fig. 29 demonstrates a good agreement


44
between the simulated and measured results of the transmission and reflection

coefficients.

Figure 28: Fabricated prototype of the SRR-based filter.

Figure 29: Simulated and measured response of the SRR-based filter.

45
6.5. Proposed Sensor #2

The second proposed sensor is a novel broad-band reject filter design that

employs log-periodic distributed complementary open loop resonators (OLRs). The

proposed filter is designed to be implemented as a sensitive, non-destructive and

compact sensor for BG monitoring over a broad-band frequency range. It also enables

estimating the dielectric constant using multiple features, which leads to a low

prediction error.

Log periodic structures are widely used in order to increase the bandwidth of a

microwave structure. In the literature, one design that is discussed in [48] resorts to

three complementary circular rings that are etched at the top layer in order to produce a

broad rejection band. The filter in the corresponding study exhibits a large scaling factor

of 0.98, which limits its bandwidth (fractional bandwidth ~ 20%).

6.5.1. Design Structure

The proposed design is a double-sided microstrip structure that operates as a

broad-band reject filter. The top and bottom layers of the design are shown in Fig. 30.

6.5.1.1. Top layer

The top layer consists of an exponentially tapered transmission line that

couples the magnetic flux density to the underneath resonators. The feed line is

optimized based on the tapering techniques discussed by the author in [36] to better

46
enhance the broad-band operation of the filter based on Eq. 27 and Eq. 28.

Z(z) = Zoea×z (27)

1 Z
a = L × ln(Z l ) (28)
o

Zl and Zo are the impedances to be matched and 𝐿 is the length of the line. By

setting Zl = 100 ohms, Zo = 50 ohms and L = 3cm, the impedance and width of the

line at a specific position can be calculated. The values of Z and W for some positions

along the line are shown in Table 7. The width is computed based on Eq. 18.

L
Wo
W

Wi

W1
W2 W3 W4
S1
S2 S3
L1

L2

L3

L4
g

Figure 30: Proposed log-periodic broad-band reject filter.

Table 7: Dimensions of the designed tapered line.

L (cm) Z (ohms) W (mm)


0 50 1.88
1 63 1.208
2 79.37 0.709
3 100 0.367

47
6.5.1.2. Bottom layer

The bottom layer of the filter is a defected ground plane (DGS) that includes

four complementary OLRs. A DGS has a defect integrated in the ground plane which

alters the uniformity of the plane. This defect manifested as a slot disturbs the shielding

current distribution, which increases the inductance and capacitance of the line. The

circuit area of DGS is relatively small compared to other structures. DGS provides

sharp selectivity at cutoff frequencies with excellent rejection in the stop band and

minimum ripples in the pass band. The stop band response can be further enhanced by

increasing the number of cells (slots). In this design the number of cells is equal to four.

DGS is modeled as RLC equivalent components in series with the transmission line to

which it is coupled as demonstrated in Fig. 31. The input and output impedances are

those of the line section, and the values of the RLC model are determined by the

dimensions of the introduced slots as well as their positions relative to the transmission

line. The LC components determine the resonant frequency of the structure.

Figure 31: Equivalent model of a defected ground structure.

48
In the proposed design, the dimensions and spacing of the OLRs follow a log-

periodic distribution as given in Eq. 29, where τ is a scaling factor that affects the

desired impedance bandwidth B for the four required OLRs in the proposed design [49].

Moreover, the electrical length of the largest OLR is taken to be one-half the

wavelength of the lowest desired frequency of operation as shown in Eq. 30. The

dimensions of the suggested filter configuration, for τ=0.88 , and using a 1.27 mm-thick

Rogers 3006 substrate are presented in Table 8.

Wn+1 Ln+1 Sn+1 1


= = =τ (29)
Wn Ln Sn

λmin vp
Lmax = = (30)
2 2×f

Table 8. Dimensions of the proposed log-periodic BRF designed on a 1.27 mm-thick


Rogers 3006 substrate.

Parameter Dimensions (mm) Parameter Dimensions (mm)

L 60 W1 20
W 18 W2 17.6
WO 1.9 W3 15.5
WI 0.35 W4 13.6
L1 14.7 S1 13.2
L2 13 S2 11.6
L3 11.4 S3 10.2
L4 10 𝑔 2

49
6.5.2. Design Features

6.5.2.1. Electric field distribution

To upsurge the distribution of fields, the configuration of the embedded resonators is

modified as shown in Fig. 32. This helps spread the induced fields across the ground

plane, and hence causes a higher interaction with the loading MUT. Furthermore, by

perturbing the resonators, the magnitude of the induced fields tends to increase thereby

leading to enhanced sensitivity levels. The advantage of the modified OLR in terms of

sensitivity is illustrated in Fig. 32, where the maximum attained value of electric fields

increased from 8 × 103 𝑉/𝑚 to 5 × 105 𝑉/𝑚.

Perturbation

Figure 32: Electric field distribution of the traditional and modified OLR.

50
6.5.2.2. Size reduction

Reducing the overall size of the filter requires the implementation of

miniaturization techniques such as line meandering. This concept is based on folding a

conductor back and forth to have a miniaturized structure. By executing this approach,

the wave is not able to cross the specified distance in a straightforward fashion. Instead

it must traverse the straight-line several times. This increases the curvature of the lines

resulting in an increase in the fringing of fields, which makes the microstrip line appear

electrically longer. Therefore, a smaller physical length is required for the same

resonant frequency, leading to a smaller, more compact structure. A Meander line

includes multiple turns comprising vertical and horizontal sections (Fig. 33). In this

design, the proposed resonators consist of eight turns uniform meander lines and the

dimensions of the turns are optimized by simulation. The size of the modified OLR is

30 % less than that of the conventional structure at 1.43 GHz. In addition, the relatively

high dielectric constant of the substrate reduces further the size of the filter.

Figure 33: Four turns uniform meander line.

6.5.3. Fabrication and Measurements

To validate the performance of the proposed filter in carrying out glucose

sensing processes, a prototype is fabricated using the Computer Numerical Control


51
milling machine on a 1.27 mm-thick Rogers 3006 substrate as shown in Fig. 34. The

complete size of the design is 1.8 cm × 6 cm. A good agreement between the simulated

and measured S-parameters of the fabricated filter is attained as demonstrated in Fig.

35.

Figure 34: Top and bottom layers of a fabricated prototype of the proposed log-periodic
BRF built on a 1.27 mm-thick Rogers 3006 substrate.

Figure 35: Simulated and measured response of the proposed log-periodic BRF built on
a 1.27 mm-thick Rogers 3006 substrate.

52
6.5.4. Alternative Design

The proposed filter is envisioned as a future wearable glucose sensor to be

placed on the human body. Although the size of the device is quite compact, however it

is interesting to build it on a thinner and more flexible substrate. For this purpose, a

modified version of the design was simulated on three different substrates: Rogers 3003,

Polyethylene and Polyimide. The properties of these substrates are presented in Table 9.

The dielectric constants of the considered substrates are quite similar. However, the

properties of these substrates highly differ in terms of thickness and loss tangent.

Accordingly, the dimensions of the feeding line and resonators are adjusted and

optimized using HFSS in order to achieve a similar response to the one realized with

Rogers 3006. It is worthy to mention that for PET and polyimide, silver is used instead

of copper to model the conductive traces. This is due to the fact that traditional

manufacturing methods cannot be used to etch designs on these substrates. Instead,

inkjet printing could be considered as a fabrication method and this process uses silver

nanoparticle as a conductive ink. This ink has a lower conductivity (5 × 106 𝑆/𝑚)

compared to copper (5.8 × 107 𝑆/𝑚).

Table 9: Characteristics of several flexible substrates.

Substrate Thickness ( ) Permittivity Tan ( )


Rogers 3003 250 3 1e-3
PET 136 2.99 5.7e-3
Polyimide 25 3.5 8e-3

53
The return loss and insertion loss responses of the filter designed using the three

substrates are shown in Fig. 36. The filter designed using the Rogers 3003 substrate

provides the best response in terms of bandwidth and return loss levels. This is mainly

attributed to the relatively lower loss tangent of the substrate and the high conductivity

of copper compared to silver ink.

Figure 36: Response of the log-periodic BRF using three flexible substrates.
54
A prototype of the log-periodic filter is therefore realized on a 0.25 mm-thick

Rogers 3003 substrate as shown in Fig. 37. The dimensions of the design are presented

in Table 10. A good agreement between the simulated and measured S-parameters of

the fabricated filter is attained as illustrated in Fig 38.

Figure 37: Top and bottom layers of a fabricated prototype of the proposed log-periodic
BRF built on a 0.25 mm-thick Rogers 3003 substrate.

Figure 38: Simulated and measured response of the proposed log-periodic BRF built on
a 0.25 mm-thick Rogers 3003substrate.

55
Table 10: Dimensions of the proposed log-periodic BRF designed on a 0.25 mm-thick
Rogers 3003 substrate.

Parameter Dimensions (mm) Parameter Dimensions (mm)

L 65 W1 16.15
W 30 W2 14.2

WO 0.63 W3 12.5
WI 0.35 W4 11
L1 22.8 S1 15.7
L2 20 S2 13.8
L3 17.6 S3 12.15
L4 15.5 𝑔 1.3

6.6. Proposed Sensor #3

The third sensor proposed in this thesis is a biologically inspired tunable octa-

band reject filter which consists of a feed line on the top layer and eight slots embedded

in the defect ground plane. These complementary resonators are oriented in such a way

to produce multiple narrow bands instead of just one wide band. The eight stop bands

are distributed between 1.5 GHz and 2.4 GHz and are separated by seven pass bands.

These multiple bands are used to sense glucose variations.

As a first design iteration, only two slots are employed as illustrated in Fig. 39.

These slots follow the distribution of the arms’ ulnar arteries. Accordingly, the width of

each resonating structure must relate to the diameter of the arteries. In [50], a research

study conducted on 251 adult patients showed that the average diameter of the ulnar

artery is 2.4 ± 0.4 mm for the right arm and 2.3 ± 0.3 mm for the left one. Furthermore,

56
the minimum diameters encountered for this artery are 1.3 mm and 1.5 mm for the right

and left arms respectively. Based on that, the dimensions of the slots are optimized and

are presented in Table 11. This structure exhibits a dual-band reject response as

illustrated in Fig 40.

L L

Wsb
W0
W

W
Wss

Figure 39: Top and bottom layers of the proposed dual-band reject filter.

Figure 40: Response of the dual-band reject filter.

57
Table 11: Dimensions of the dual-band reject filter.

Parameter Dimensions (mm)

L 30
W 25
Wo 1.9
Wsb 1.8
Wss 1.6

6.6.1. Design Structure

To increase the number of bands, each slot is subdivided into four slots of equal

width but different lengths. This configuration increases the number of resonances for

the same physical size. Further increase in the number of slots within the same space

(diameter of veins) would require decreasing the width of the slots below 0.18 mm,

which makes the fabrication process quite complex. The length of each resonator is

optimized to achieve the target resonant frequency. The modified ground plane structure

is presented in Fig. 41. The same structure is superposed with the distribution of arteries

of a human arm as shown in Fig. 42.

58
L

Wsb
W

Wss

Figure 41: Bottom layer of the proposed octa-band reject filter.

Figure 42: Proposed sensing structure superposed with the topology of the lower human
arm.

The simulated response of the proposed structure using the previously used

transmission line is shown in Fig. 43. From this figure, it is clear that the S11 level

drifted apart from the desired 0 dB level, especially for higher frequencies. This could

only mean that the regular 50 ohms transmission line is not suitable to feed the eight

59
slots. Accordingly, the challenge in this design is to provide a simple structure capable

of efficiently feeding the slots in order to enhance the return loss levels. This is

addressed by relying on two approaches.

Figure 43: Response of the proposed octa-band filter using a regular 50-ohms
transmission line.

The first approach is based on increasing the width of the transmission line from

1.9 mm to 3.4 mm as illustrated in Fig. 44. This is equivalent to decreasing the

impedance of the line from 50 ohms to 35 ohm. The dimensions of the proposed

structure are presented in Table 12. Using this topology the feedline is able to cover all

the slots. This is essential to enhance the levels of the reflection coefficients.

60
Wo

Wi

Figure 44: Tapered feeding line topology.

Table 12: Dimensions of the proposed tapered feeding line topology.

Parameter Dimensions (mm)

Wo 1.9
Wi 3.4

Another topology used to enhance the response of the octa-band filter consists of

implementing a rectangular resonator at the top layer near the transmission line as

illustrated in Fig. 45. This resonator acts as a relay that receives the electric field from

the 50 ohms line in order to feed the eight slots in the ground plane. The dimensions of

this feeding network are presented in Table 13.

61
L

Wo
W

Figure 45: Proposed resonator-based feeding line topology.

Table 13: Dimensions of the proposed resonator-based feeding line topology.

Parameter Dimensions (mm)

𝐿 35
𝑊 20
𝐿𝑓 20

𝐿𝑐 7.5
𝑊𝑜 0.63
𝑊𝑐 4.66
𝑔 0.2

62
6.6.2. Sensitivity

The electric fields distribution of the two-slot structure and the proposed design

are illustrated in Fig 46 at several resonant frequencies. This distribution proves that the

proposed eight-slot configuration increases the electric field intensity of the structure.

This is mainly attributed to the high density of the eight concentrated nested slots. In

fact, each slot, on its own, contributes to a high field intensity at a specific frequency

band. Some values of the electric field intensity for the octa-band structure are

summarized in Table 14.

Figure 46: Electric field distribution of the dual-band at f= 2.12 GHz and f= 2.34 GHz
and octa-band filters at f=1.8 GHz and 2.2 GHz.

63
Table 14: Maximum attained electric field intensity for the octa-band filters at different
frequencies.

Frequency (GHz) E-Field (V/m)


1.6 2.79 × 105
1.85 3.76 × 105
2 5.6 × 105
2.1 6.97 × 105
2.25 1 × 105
2.5 1.35 × 105

6.6.3. Performance

From an RF point of view, the performance of the octa-band filter can only be

compared with some quint-band and sext-band filters implemented in wireless

communication systems. The proposed methods suffer in simultaneously satisfying all

the required design conditions. This is mainly attributed to the limited degrees of

freedom in the design parameters. In some publications, researchers have worked on

enhancing the system performance, but at the expense of large circuit sizes [51], or

complex structures [52], [53] and [54] or both [55] as they usually rely on implementing

a pair of resonators to generate each band. The characteristics and performance of

several multiband filters and our proposed design are summarized in Table 15.

Compared to the literature, the design developed in this work provides higher number of

bands with comparable levels of S-parameters, using a simple and more compact

configuration.

64
Table 15: Performance of different multi-band filters found in the literature.

Bands (GHz) IL (dB) Bands / Size (cm)


Resonator
[51] 0.6/0.9/1.2/1.5/1.8 2.8/2.9/2.9/2.6/2.3 1 17.1x1.49
[52] 1.5/2.5/3.5/4.5/5.8 1.5/1.8/0.9/1.2/2.5 0.5 3.55x2.52
[53] 0.9/1.2/1.4/1.7/2/2.4 2.3/2/2.3/2.7/2.2/2 0.5 5.1x3.1
[54] 2.1/3/4/4.7/7.2 0.98/1.78/1.22/1.77/2.39 1 2.28x1.07
[55] 0.8/1.2/1.4/1.8/2.2/2.5 2.9/2.34/2.59/2.24/2.67/2.64 0.5 17.1x1.43
Proposed 1.55/1.66/1.75/1.84/ <2 dB 1 2x1.5
Design 2/2.15/2.3/2.4

6.6.4. Fabrication and Measurements

The first feeding topology is used to realize a prototype of the proposed octa-

band filter on a 1.27 mm-thick Rogers 3006 substrate as shown in Fig. 47. The second

feeding topology is used to realize a prototype of the proposed filter on a 0.25 mm-thick

Rogers 3003 substrate as shown in Fig. 48. A good agreement between the simulated

and measured scattering parameters is reached as shown in Fig 49 and Fig. 50.

Figure 47: Top and bottom layers of a fabricated prototype of the proposed octa-band
filter built on a 1.27 mm-thick Rogers 3006 substrate.

65
Figure 48: Top and bottom layers of a fabricated prototype of the proposed octa-band
filter built on a 0.25 mm-thick Rogers 3003 substrate.

Figure 49: Simulated and measured response of the proposed octa-band reject filter built
on a 1.27 mm-thick Rogers 3006 substrate.
66
Figure 50: Simulated and measured response of the proposed octa-band reject filter built
on a 0.25 mm-thick Rogers 3003 substrate.

6.6.5. Tuning and Reconfiguration

The eight bands of the filter are reconfigured by implementing a varactor diode

as discussed in this section.

67
6.6.5.1. Reconfigurable microwave circuits

Reconfigurable microwave circuits are multifunctional devices that have the

ability to change their characteristics such as the frequency of operation, and are used in

many applications that require agility and dynamic response. Reconfiguration is

achieved using electronic components such as PIN diodes, RF- (Micro Electro

Mechanical Switches) MEMS and varactors that are connected to the circuitry in order

to change the electromagnetic behavior of the device. These electronic components

change the electrical length of the RF structure by either redistributing the currents (PIN

diode, RF-MEMS) or loading the structure by a variable capacitance (varactor). The

change in the electrical length of the RF circuit causes a shift in the frequency of

operation. The switch position and the biasing network are critical in order to achieve

the best possible tuning.

For the proposed filter design, the equivalent circuit of the bottom layer is a

parallel RLC resonator. This suggests that by adding a varactor diode between the

internal and external metallic regions of the slots, the equivalent capacitance of the

structure can be tuned. In practice this can be better achieved by placing the varactor

diode on the top substrate side and connection to the bottom side through metallic vias.

6.6.5.2. Proposed tunable structure circuits

In the proposed design, the SMV 1705-079LF is used to reconfigure the

operating frequencies [56]. Fig. 51 shows the spice model of the varactor. The values of

the components are Ls = 0.8 nH, R s = 0.32 ohms and Cp = 0.5 pF. The capacitance

68
value of the varactor diode Cj can be tuned from 31.5 pF to 5.2 pF, by varying the

reverse voltage from 0 to 5 Volts. Biasing the varactor diode requires the use of

an 470 nH inductor and a 10 pF capacitor. The basic function of the inductor is to

prevent the RF signal from passing to the power supply, and the capacitor is used

prevent shorting DC current.

Figure 51: Spice Model of the SMV 1705-079LF [56].

The topology of the proposed tunable filter is represented in Fig. 52. It

comprises the previously discussed eight slots etched in the ground plane beneath the

feeding line, a varactor diode with a variable capacitance, an RF choke and a lumped

capacitance for biasing. All the electrical components are soldered in the upper substrate

side to prevent any interference with the sensing area. The varactor diode and the

capacitance are connected in parallel and this combination is placed between the

internal and external metallic regions of one set of slots using two vias. The Cathode of

the varactor is connected to the power supply through the RF choke. The equivalent
69
circuit of this structure is demonstrated in Fig. 53. The fabricated prototype is presented

in Fig. 54, and the simulated and measured results are presented in Fig. 55.

Figure 52: Topology of the proposed tunable filter.

Figure 53: Equivalent circuit of the proposed tunable filter.

70
Figure 54: Fabricated Prototype of the proposed tunable filter.

(a)

(b)
Figure 55: Simulated and measured response of the proposed reconfigurable octa-band
reject filter built on a 1.27 mm-thick Rogers 3006 substrate. The transmission
coefficient is shown for a) V=0 Volts, b) V=5 Volts and c) several voltage values.

71
6.7. Discussion

This chapter presents the design of three different RF filters. These circuits are

initially designed using HFSS and then built on a variety of flexible and rigid substrates.

The performance of these filters as glucose sensors is assessed by monitoring their E-field

distribution over the sensing area. It was noted that the octa-band filter achieved the

highest E-field intensity, followed by the broad-band filter. The reflection and

transmission coefficients of the different filters were also validated by measurements.

72
CHAPTER 7

SIMULATION AND MEASUREMENT OF THE PROPOSED


EM-BASED GLUCOSE SENSORS

7.1. Introduction

This chapter presents the simulation results of the proposed RF sensors along

with the measurement results for in-vitro and ex-vivo and in-vivo studies. Simulation

results include the integration of both a single and multi-layered tissues model. For in-

vitro measurements, serum is used to mimic the blood. For ex-vivo studies, rat tissues

are placed as a separation between serum and the sensor. Finally, for in-vivo studies,

OGTT is performed twice for six different patients.

7.2. Simulation

To investigate the ability of the filters to perform as glucose meters, several

human tissue models were considered for analysis. The common act in these

simulations is to vary the relative permittivity of the blood layer, so that it corresponds

to the change of the BGL. For the simplest single-layered model, blood is modeled as a

rectangular box of height h=4mm placed at a distance of 2 mm from the sensing area of

the filter. Rectangular shapes are utilized for purposes of reduced simulation time. A

more complex model is the one shown in Fig 56. It includes the main biological layers

encountered in a human arm: skin, fat, blood, and bones. The thickness of each of these

four layers is presented in Table 16. This model was placed 4.4 mm away from the

73
sensing area of the filter, meaning that the blood layer is distanced by 7.4 mm away

from the sensor.

Figure 56: Multi-layered human tissues model.

Table 16: Thickness of the layers used in the model.

Layer Height (mm)

Skin 1.5
Fat 1.5
Blood 4
Bones 10

Placing these layers as superstrates near the sensors causes a shift in the

operating frequency of the device under test. When analyzing the device response, we

sweep the dielectric constant of the blood layer from 60 to 75 to reflect some variations

in the BGLs. The S21 responses of the sensors for the different values of the dielectric

constant are presented in Fig. 57. These include the results for both cases of the device

loaded by the single-layered and multi-layered models. The S21 phase and magnitude

variations of the proposed sensors, when loaded by the multi-layered model, are

illustrated in Fig 58 at one of the operating frequencies. It is worth noting that similar

trends were obtained at other operating frequencies (not illustrated here).


74
Figure 58 demonstrates a linear and monotonic behavior for the proposed

sensors in response to the variations in relative permittivity; the sensors’ responses

exhibit a clear correlation with the material’s dielectric constant. For the SRR-based

filter, this behavior is restricted to the narrow operating band. For the broad-band filter,

this linear trend is observed over a wide range of frequencies especially between 1.75

GHz - 2.75 GHz. In the case of the multi-band filters, the linear behavior is observed

around all the resonant frequencies. Based on the observed trends, we find that the

performances of the broad-band and octa-band sensors to be very favorable for purposes

of glucose sensing applications. Furthermore, their sensitivity can be sampled across

several frequencies in comparison to narrowband filters. Accordingly these two sensors

are considered for further analysis as discussed in the following sections.

7.3. Experimental Setup

The proposed broad-band and octa-band sensors are tested in in-vitro, ex-vivo

and in-vivo scenarios. The basic experimental setup consists of three elements, a

portable vector network (VNA, N9914A, Keysight Technologies), RF cables and a

sensor. The VNA applies to the sensor an RF signal whose frequency is swept over a

predefined frequency range with an output power of about -15 dBm. For each

frequency in the specified range, the VNA measures the reflected signal at both ports of

the sensor along with the transmitted signal between the two ports. The changes in the

microwave parameters such as resonance frequency, reflection coefficient and insertion

75
loss are then tracked using an algorithm. The S-parameters data is represented using

smith chart formats, and is collected in Cartesian forms.

(a)

(b)

(c)
Figure 57: S21 response of the proposed sensors for the single-layered (left) and multi-
layered models (right), a. narrowband sensor, b. broad-band sensor, c. octa-band sensor.

76
(a)

(b)

(c)
Figure 58: Magnitude and phase variation of the proposed sensors when loaded by the
multi-layered model, a) the narrowband sensor, b) the broad-band sensor, and c) the
octa-band sensor.

77
At each frequency, ten different measurements and hence microwave data points

are obtained from the VNA and their average is reported in order to minimize noise

effects and reduce the randomness in the measurements. The same process was repeated

for three different experiments.

 For the first experiment, the sensor is calibrated to monitor variations in

glucose inside a foam container filled with 7 mL of serum whose glucose

density is being varied gradually.

 In the second experiment we introduced rat tissue as a separation layer

between the serum and the sensor.

 Finally, in the third experiment we tested the ability of the sensors to detect

variations in human BGLs. This experiment was conducted for six different

volunteers.

7.3.1. Serum Measurements

We propose for our setup placing a fixed, serum-filled foam container on top of

the sensor as shown in Fig. 59. Serum is a liquid that is similar in composition to the

blood plasma; however, it excludes the clotting factors of blood. Dextrose powder is

then added to the solution to alter the glucose concentrations. The considered

experimental procedure consists of extracting part of the liquid, adding dextrose,

applying vortex mixing to accelerate the dissolving process, adding the mixture to the

container, manually mixing the whole solution, and finally wait ten minutes to ensure a

homogeneous entity before reading the S-parameters. This process ensures that the

78
setup and volume of the serum remains almost fixed during the whole experiment,

while the glucose level is incremented gradually.

VNA

Serum
Foam
Container 7 mL of Serum
2 mm-thick Foam
Proposed (Filter) Sensor

Figure 59: Experimental setup for serum measurements.

As a first test, baseline measurements were performed. This was conducted by

measuring the sensors’ S-parameters in the absence of the foam container, then by

placing an empty container on the sensor, and finally by filling the container with

serum. From these measurements, it was verified that the sensors under test maintain

their free space responses, with and without the empty foam container. The shift in

frequency occurs only when serum is added.

The response of the proposed sensors for different glucose concentrations is

shown in Fig. 60. Their response displays a clear correlation with glucose levels at

different frequencies as illustrated in Fig. 61 for the broad-band and in Fig. 62 for the

octa-band sensors.

79
(a) (b)

(c) (d)

Figure 60: Response of the proposed sensors for different glucose concentrations, a)
S21 magnitude of the broad-band sensor, b) S21 phase of the broad-band sensor, c) S21
magnitude of the octa-band sensor, d) S21 phase of the octa-band sensor.

80
Figure 61: Correlation between the response of the broad-band sensor and the glucose
concentrations at different frequencies.

81
Figure 62: Correlation between the response of the octa-band sensor and the glucose
concentrations at different frequencies.

7.3.2. Animal Tissues and Serum Measurements

The setup of this experiment is almost identical to the one presented in the

previous section. The same foam container was considered, and glucose levels were

varied in the exact fashion. The only difference is that now the serum-glucose solution

is being tested in a multi-layer setup, where the animal tissues separate the sensor from

82
the liquid. The magnitude and phase variations are shown in Fig. 63, and it’s clear that

the linear correlation is still maintained.

(a)

(b)

Figure 63: Magnitude and phase variations of a) broad-band, and b) octa-band sensors.

83
7.3.3. Clinical Measurements

7.3.3.1. Study design

Subjects were recruited to participate in the clinical trial after signing a consent

form, previously approved by the Institutional Review Board.

7.3.3.2. Study subject

Subjects were considered eligible for the study if they were between 18 and 70

years of age, and able to provide informed consent. There were no restrictions on either

race, sex or ethnicity. Substance abuse, lactation, pregnancy, and being part of an

interventional trial were the exclusives criteria. In phase one of the study, only healthy

subjects with HbA1c levels less than 6%, normal blood pressure and no sign of

dyslipidemia were included.

7.3.3.3. Procedure

The patients arrived to the clinical study unit in the morning after fasting for at

least 8 hours. Measurement of the blood glucose levels was initially performed using

the standard techniques that assess glycemia, using a glucometer of ACCU-Check.

Afterwards, the sensor under test was attached to the lower arm of the volunteer as

illustrated in Fig. 64. Subsequently, glucose was orally ingested as a concentrated

glucose drink that contains 75 g glucose dissolved in 200 mL of water. This induces a

hyperglycemic excursion to a target BGL of 170 -220 mg/dL. These levels are expected

to fall back within 2 hours. Readings from the sensor were collected each 5 min, and

84
reference BGLs were measured at intervals of 15 minutes using the glucometer. During

the process, patients were asked to stay tranquil and with no physical movements. The

room temperature was 23 ± 0.5 ◦C.

Figure 64: Clinical trials setup.

7.3.3.4. Results

The response of the proposed sensors showed a clear correlation with the BGLs

as demonstrated in Fig. 65 and Fig. 66 for all the patients. The solid red line represents

the reference glucose levels, and the dashed blue line represents the normalized

response of the sensor at one frequency. Moreover, we note that for a given patient there

was a clear correlation between the response at some specific frequencies and the

glucose levels not only for the first OGTT but also for the second test as demonstrated

in Fig 67.

Furthermore, a statistical prediction model was generated on the basis of the

sensor signals collected during the two visits of the volunteers and is discussed in the

next chapter.

85
Figure 65: Correlation between the response of the broad-band sensor and the blood
glucose concentrations.

86
Figure 66: Correlation between the response of the octa-band sensor and the blood
glucose concentrations

87
(a)

(b)

Figure 67: Correlation between the response of a. broad-band sensor, and b. octa-band
sensor between two different OGTTs for the same subject and for the same frequency a)
f=1.4 GHz and b) f=1.33 GHz.

7.3.4. Measurements Accuracy

In the presented experimentation, there exist several sources of error. For

instance the position of the sensor might vary between the measurements. Furthermore,

the data collected is always bounded to the accuracy of the underlying measurement

tools both in terms of the utilized glucometer and the lab vector network analyzer.

88
7.3.4.1. Glucometer

The ACCU-CHEK Performa glucometer is a calibrated system used to measure

blood glucose concentrations within the 10-600 mg/dL range [57]. However, the meter's

accuracy depends upon a lot of physical and pharmacological factors in addition to the

condition of the patient and the strips used. For the considered meter, the accuracy of

the system is shown in Table 17.

Table 17: Accuracy of the ACCU-CHEK Performa glucometer [57].

Glucose Concentrations Glucose Concentrations


< 𝟏𝟎𝟎 𝒎𝒈/𝒅 ≥ 𝟏𝟎𝟎 𝒎𝒈/𝒅

Within Within Within Within Within Within


±5 mg/dL ±10 mg/dL ±15 mg/dL ±𝟓 𝒎𝒈/ ±10 mg/dL ±𝟏𝟓 𝒎𝒈/
𝒅 𝒅
81.5% 97.0% 99.4% 59.3% 91.0% 99.1%

7.3.4.2. S-parameters

The accuracy of S-parameters measurements depends on the precision of the

VNA, the calibration, in addition to the quality of the cables.

7.3.4.2.1. Vector Network Analyzer

Keysight FieldFox RF analyzer N9914A was used for the measurements. The

S-parameter value for a given frequency may fluctuate around the correct one. We

treated this as a random source of error, and to eliminate this randomness, ten readings

of the signal were collected subsequently at a specific frequency. The averaged value

was then considered for further analysis.

89
7.3.4.2.2. Calibration

A typical calibration will move the measurement reference planes to the very

ends of the test cables to account for the phase difference and losses in the cables.

However, when dealing with lengthy measurements as the ones presented in this work,

the quality of calibration deteriorates with time courtesy of large cables’ movement and

bending. The collected data is therefore smoothed by applying a moving average filter.

7.4. Discussion

In this chapter, the previously designed RF sensors are tested using simulation

models and measurements. The responses of the proposed sensors showed good

correlation with the variations in the dielectric constant and glucose levels. The

collected data from the in-vitro and in-vivo studies will be used to develop and test

several regression models in chapter eight.

90
CHAPTER 8

DEVELOPMENT OF A REGRESSION MODEL

8.1. Introduction

This chapter addresses the development of a mathematical model for predicting

glucose levels from the data recorded by the proposed sensors. Particularly, several

linear and nonlinear methods are applied to the collected data to build the model. The

aim here is to assess the performance of these regression methods, and to find the best

prediction model.

8.2. Regression Analysis

Regression is the estimation of an output variable (blood glucose level in our

case) from a set of measured input variables (measured sensor device physical

parameters such as the S-parameters phase and magnitude at different frequencies). This

is performed by establishing a mathematical relation between the input and output

variables. In case of linear regression, the mathematical relation is a simple linear

equation that uses either one (univariate) or several (multivariate) explanatory variables

x to describe the behavior of the dependent variable y. For the case of k explanatory

variables, the linear function is denoted as in Eq. 31.

𝑦 = 𝛽1 𝑥1 + 𝛽2 𝑥2 + ⋯ + 𝛽𝑘 𝑥𝑘 + 𝑒(𝛽1 , … , 𝛽𝑘 ) (31)

Alternatively, assuming a sample of 𝑇 observations, Eq. 31 can be expressed in

its general form as in Eq. 32. Each column of 𝑿 contains 𝑇 observations of an

91
explanatory variable xk . 𝒚 is the vector of responses, 𝑒(𝛽) is the vector of error terms,

and 𝛽 is the vector of unknown parameters to be estimated. The objective of regression

is to find the most suitable values for 𝛽 that minimize the resultant prediction error.

𝒚 = 𝑿𝛽 + 𝑒(𝛽) (32)

𝑦1
𝑥11 ⋯ 𝑥1𝑘
𝑦2
𝒚 = [ ⋮ ], 𝑿=[ ⋮ ⋱ ⋮ ]
𝑥 𝑇1 ⋯ 𝑥 𝑇𝑘
𝑦𝑇

For the case of ordinary least squares (OLS), the parameters are estimated by

minimizing the residual sum of squares ||𝒚 − 𝑿𝜷||𝟐𝟐. When the system is

overdetermined and 𝑿𝑻 𝑿 is nonsingular, and hence can be inverted, the unknown

parameters vector β can then be obtained according to Eq. 33.

̂ = (𝑿𝑻 𝑿 )−𝟏 𝑿𝑻 𝒚 (33)


𝜷

For the case of glucose sensing, it is quite difficult to collect a large number of

reference glucose points. Accordingly, while the number of covariates is high, the

number observation points is quite low. This means that we are dealing with an

undetermined system where K>>T. Consequently, OLS can’t be used for prediction. To

deal with this problem, sparse regression and/or feature selection methodologies are

employed. We particularly focus on linear regression techniques such as partial least

squares (PLS) [58], and the least absolute shrinkage and selection operator (LASSO)

[59] method as well as non-linear regression methodologies such as the Gaussian

processes (GP) [60]. Furthermore, dimensionality reduction methods such as principal

component analysis can be employed [61].

92
The procedure used to develop the mathematical regression model is presented in

the following. The main steps include preprocessing, dimensionality reduction

processes, model generation, and model performance evaluation.

8.2.1. Preprocessing

Real measurements data may be inconsistent, incomplete, and containing

measurement errors. The data preprocessing step assembles raw data and transforms it

into a clear format for additional processing. Preprocessing includes multiple steps such

as data collection, transformation and reduction. For purposes of measurement error, we

rely on averaging and smoothing techniques to eliminate random sources of error.

In our case, measurements are performed over 201 frequencies taken over the

operating regions of the sensors. These frequencies range between 0.5 GHz and 3.5

GHz for the broad-band filter, and between 1 GHz and 3 GHz for the octa-band filter.

However, we noticed that neighboring frequencies have similar trends, and to eliminate

redundancy, we sampled uniformly 20 frequencies over the operating ranges. This

resulted in a total of 120 features corresponding to the magnitude and phase of the

sensor S11, S21, S22 parameters at the different frequencies over the operating range of

the device.

Sampled data is then normalized for consistency between the different feature

vectors. The filter’s measured data are scaled and shifted to [0 1]. This is performed for

each measured physical parameter at a given frequency, by subtracting for each

observation point the value of the physical parameter at that frequency from the

93
reference (fasting) glucose level of a specific OGTT at the same frequency. The value is

then divided by the absolute maximum of the difference for all the observation points at

that frequency.

8.2.2. Modeling Techniques

Several regression techniques like Partial Least Squares (PLS), Least Absolute

Shrinkage and Selection Operator (LASSO) and Gaussian Processes (GP), were

considered for prediction. Cross-validation methods were then employed to find the best

model for purposes of prediction.

PLS aims to predict a set of dependent variables (target), from a set of

independent variables (predictors). This is realized by extracting, from the predictors, a

reduced set of orthogonal features while maximizing correlation with the dependent

variable Y. These factors are linearly combined from the original variables, and are used

for estimation [58]. A more advanced version of PLS is locally weighted PLS [62].

LASSO is a linear estimation method that uses the 𝐿1 penalty as a regularization

technique. This penalized regression process shrink the regression coefficients toward

zero, introducing some bias to reduce variability. This is performed by adding a penalty

term to the residual sum of squares as in Eq. 34. The tuning parameter λ controls the

amount of shrinkage. Choosing the right λ is essential to minimize the error in

prediction [59].

̂ = 𝒂𝒓𝒈𝒎𝒊𝒏{ ||𝒚 − 𝑿𝜷||𝟐𝟐 + ∑𝑷𝒋=𝟏 𝑱𝝀 |𝜷𝒋 |}, 𝜷 ∈ ℝ𝑷 (34)


𝜷

94
GP produces flexible, nonlinear, and nonparametric Bayesian models. Prediction

using this method is probabilistic and is related to uncertainties. In contrast to traditional

regression methods, GP does not regulate a unique function on the dataset, but rather

produces a probabilistic distribution over a space of functions with respect to the

dataset. To achieve this objective, the covariance function parameters are adjusted to

maximize the likelihood of the observation points. Consider a GP function h(x), the goal

is to predict its value for a random input vector x. A Gaussian process, like a Gaussian

distribution, is completely specified by a mean and a covariance (kernel) function.

Consequently, the predictive distribution is also Gaussian distributed with mean and

variance [60].

8.2.3. Model and Features Selection

From section 8.2.1., it is obvious that we have a large number of features (120

features compared to 35-46 observations) and we have an undetermined system.

Accordingly, to build a good model, we need to identify the critical features to build our

model.

LASSO inherently identifies the critically features iteratively. For PLS and GP

we rely respectively on feature extraction and selection methods such as the wrapper or

the filter method (based on correlation significance for example. For all these methods,

K-fold cross validation can be employed to identify the model, i.e., set of features (and

kernel functions in case of GP) that result in the lowest error.

95
Feature extraction translates the features from the high-dimensional space into a

lower dimensional space by a set of linear or nonlinear transformations. The most

common linear feature extraction method is principal component analysis (PCA) [61].

Feature selection concentrates on selecting a small subset of features based on

some predefined criteria. For this purpose, we rely on a wrapper method that identifies

the next best feature for a given kernel function in case of GP. We then determine,

based on cross-validation error, the minimum number of features and best kernel

function that results in lowest cross-validation error and hence that determine the best

model. Alternate feature selection methods include sorting the features based on their

maximum correlation or maximum relevance and then performing cross-validation to

find the best set of features. This is referred to as the filter method (not shown here.

8.2.4. K-fold Cross-validation

K-fold cross-validation divides the dataset D into K partitions (folds) of nearly

equal size. For K iterations, K-1 folds are used to train the model, and the remaining

fold is used for testing. During each iteration, the error of the testing fold is calculated.

By averaging these values, the average error is used to help select the best model with

minimum cross-validation error.

96
8.3. Results

8.3.1. Serum Measurements

The data collected from serum measurements using the rigid and flexible broad-

band and octa-band filters were used for testing the different modeling techniques.

Preliminary results showed that GP offers the best performance among the considered

approaches. This is visualized in Fig. 68 where the estimated glucose levels are plotted

versus the reference glucose levels using LW-PLS, GP and LASSO are presented.

Moreover, the mean percentage error for the different modeling methods is shown in

Table 18.

Table 18: Mean percentage error for the glucose levels estimated using LW-PLS, GP,
and LASSO.

Sensor Type LW-PLS GP LASSO

Broad-band Rigid 25.12 16.95 26.07


Broad-band 22.88 11.37 16.18
Flexible
Octa-band Rigid 44.13 16.37 112.53
Octa-band Flexible 19.85 12.82 15.07

97
(a)

(b)

(c)

(d)
Figure 68: Estimated versus reference serum glucose levels using LW-PLS, GP and
LASSO, a. rigid broad-band, b. flexible broad-band, c. rigid octa-band, and d. flexible
octa-band.

98
8.3.2. Clinical Measurements

We developed a statistical prediction model using the sensor signals collected

from in-vivo measurements during the two visits of the volunteers. The model considers

the BGLs as the dependent variable. Without loss of generality in this initial

implementation we do not consider the physical and physiological status of the patients.

The number of observations per patient was quite small in comparison to the number of

features (S-parameter magnitude and phase obtained at the different frequencies). We

had a total of 23 observations per test. For the corresponding glucose levels obtained

from the ACCU-Check glucometer, we have measured only 9 value points recorded

corresponding to 9 out of the 23 observations. The remaining 14 reference glucose

points are interpolated using cubic spline interpolation. The measured sensor data

includes some fluctuations or ripples, courtesy of bending the RF cables for a long

duration. The S-parameters are therefore smoothed by applying a moving average filter

with a span equal to 5%.

We rely on the wrapper method and 10-fold cross-validation to determine the

best features and best suitable kernel functions for a given patient in order to come up

with the best model (lowest error). Five different kernel functions are considered in the

simulations exponential, squared exponential, matern32, matern52, and rational

quadratic. Around 8 to 15 critical features were identified for a given patient to build the

model. To test the performance of the model, we randomly divide the observation points

into 2/3 for training and 1/3 for testing. We report the test error for ten random data sets

using the predetermined features and kernel functions. For this step, the data is initially

99
stratified into three homogeneous groups. This step is essential to make sure that each

partition includes low, medium and high values of reference glucose levels. Following

that, the data is randomly divided into two thirds (31 points) for training and one third

(15) for testing. The 46 points correspond to two OGTT experiments. This step is

repeated ten times to make sure that the majority of the data is used for both training

and testing.

The results of the model for individual BGL profiles are shown in Fig. 69 and

Fig. 70, plotted as function of time and compared with the reference blood glucose

concentration. These profiles show two successive peaks corresponding to the two

OGTT experiments. For each OGTT, we note a rapid increase in glucose values from

the fasting level to a maximum value, and then a decrease. The solid lines are the

invasively measured BGL, and the dashed lines are the estimated values using Gaussian

Process; the dots correspond to the prediction using the different experiments. It is

obvious that the estimated glucose concentration by the proposed sensor matches well

the rate of increase and decrease of glucose concentration. It is also noted that there is

no time delay between the two measurement systems. This proves that the proposed

sensor directly interacts with blood. Furthermore, the mean average percentage error in

prediction is noted to be 3.19% for the broad-band sensor and 1.83% for the case of the

octa-band sensor.

100
Figure 69: BGL profiles of all the patients collected using the broad-band sensor and
estimated using GP. Each plot includes the invasively measured BGL (solid lines), the
estimated BGL using Gaussian Process (dashed lines) and the prediction using the
different experiments (dots).

101
Figure 70: BGL profiles of all the patients collected using the octa-band sensor and
estimated using GP. Each plot includes the invasively measured BGL (solid lines), the
estimated BGL using Gaussian Process (dashed lines) and the prediction using the
different experiments (dots).

102
To better assess the results, the Clarke Error Grid is considered [63]. This

approach is used to evaluate the clinical significance of differences between a given

glucose measurement technique under test (RF sensor in this case) and the intravenous

blood glucose reference measurements. In this work, the reference measurements are

considered to be those detected using the commercial glucometer. The Clarke Grid is a

two-dimensional Cartesian illustration, where the reference values are displayed on the

x-axis and the predicted values are presented on the y-axis. The points laying on the

diagonal signify a perfect agreement between the reference and predicted values. The

points below and above this line designate, respectively, overestimation and

underestimation of the actual values. The grid is also divided into five zones. Points

might lay within region A when the deviancy in the predicted values from the

references doesn’t exceed 20%, or when both the predicted and reference values are in

the hypoglycemic range (<70 mg/dl). The values of this zone are labeled clinically

exact, and are thus described by correct clinical treatment. Region B is linked to benign

errors and is located around zone A. This area includes points that deviates by more

than 20% from the reference values, but don’t lead to inappropriate treatment. Points in

region C lead to unnecessary treatment. Points in region D indicate failure in detecting

hypoglycemia and or hyperglycemia (>180 mg/dl). Finally, points in region E are those

that confuse the treatment of hypoglycemia for hyperglycemia or the other way around.

Clinically, all the values within areas A and B are considered acceptable, whereas the

values in zones C, D and E are potentially dangerous [63].

103
The generated Clarke grids using the data collected from the two sensors are

shown in Fig. 71. For the broad-band log-periodic filter 89.5% of the data are lying in

zone A and only 1.5% in zone B. For the octa-band filter, all the data are in zone A.

These results show exceptional accuracy of the proposed measurement and prediction

methods.

(a)

(b)

Figure 71: Clarke error grid for the data collected using a) broad-band sensor, and b)
octa-band sensor.

104
8.4. Discussion

Several regression models were used in this chapter for estimation purposes.

Gaussian process showed better abilities to predict the glucose levels, in comparison to

LW-PLS and LASSO, based on in-vitro measurements. Furthermore, GP was applied

on the data collected from the clinical trials. The Clarke error grid was used to assess

the results. All the predicted points are clinically acceptable, proving the high sensitivity

of the proposed sensors and the accuracy of GP as a modeling method.

105
CHAPTER 9

CONCLUSION AND FUTURE WORK

There is a need for a method of measuring blood glucose continuously and non-

invasively. The ability of microwave devices to extract the electrical parameters of

material accurately and without direct contact, makes them ideal for this application. In

this thesis several microwave sensors are designed and tested: an SRR-based narrow

band filter, a log-periodic based broad-band reject filter and a biologically inspired

tunable octa-band reject filter. The behavior of the proposed RF circuits as glucose

sensing systems is tested using simulation in addition to in-vitro, ex-vivo and in-vivo

studies. A good correlation between the scattering parameters of proposed sensors and

the variations in glucose levels is attained. Several regression models are also developed

and applied on the collected data. In this context, Gaussian Processes helped achieved

the lowest error in prediction. Examined results using the Clarke error grid demonstrate

that for the broad-band and octa-band sensors 100% of the predicted glucose levels lay

in the clinically acceptable regions.

For future work, the broad-band and reconfigurable octa-band sensors will be

clinically tested on a larger number of volunteers. The regression model can also be

developed further based on the newly collected data. Furthermore, a miniaturized mean

to analyze the data and visualize glucose levels will be considered.

106
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