Raising The Standard For Testing Research-Based Interventions in Indigenous Learning Communities
Raising The Standard For Testing Research-Based Interventions in Indigenous Learning Communities
Raising The Standard For Testing Research-Based Interventions in Indigenous Learning Communities
Title Page
Title: Raising the standard for testing research-based interventions in Indigenous learning
communities
Abstract
The post-colonial US educational paradigm has a flattening effect on the contours of diverse
languages and community traditions, yet preserving the vibrance of cultural communities is
integral to the rich weave of our collective human heritage. For distinctive populations, like
Indigenous groups, research-based interventions can actively inhibit learner achievement and
suppress cultural vitality. This article presents three cases from Diné (Navajo) public schools that
illustrate how, in a specific cultural milieu, research-based “best practices” sometimes are not for
the best. Each case highlights some of the ways in which “understanding context” is an essential
ingredient paving the way for student success. If we are to optimize the potency of educational
innovations developed for Indigenous learners, interventions must adhere to a higher standard of
assessment practice, that employs local testing and incorporating stakeholder opinions as part of
its strategic design that responds to the particular needs and dispositions of the community’s
unique learners.
Acknowledgements
Preparation of this paper was supported in part by a grant from the US Department of Education
(S283B120006) to WestEd. The findings and opinions expressed here are those of the authors and do not
necessarily reflect the views of the funding agency. It recounts and elaborates on the earlier article:
Nelson-Barber, S. & Johnson. Z. (2016). Acknowledging the perils of “best practices” in an Indigenous
community, Contemporary Educational Psychology, Special Issue on Indigenous Issues in Education and
Research: Looking forward, 47, 44-50. All references to individuals are anonymous and any similarities
to known individuals are coincidental.
Introduction
diverse languages and community traditions, yet preserving the unique contours of cultural
communities is integral to the rich weave of our collective human heritage. The lateral
thinking embedded within those diverse cultures is a key asset as we pursue diverse
solution strategies to help Homo sapiens sapiens adapt, and survive during a critical period
in the Anthropocene. Forced assimilation, removal from homes and ancestral lands,
language bans, colonial and military schooling have created a legacy of cultural trauma that
continues in the present day with cultural disrespect (e.g., mining at Oak Flats, and Apache
sacred site), the deliberate transgression of Native lands (e.g., Dakota Access Pipeline oil
spill), and criminal neglect (e.g., the epidemic of rape and murder of Indigenous women
The unrelieved, ongoing intensity of this cultural wounding has required a great
deal of energy simply for survival, and shifted focus away from proactive community
efforts. However, it has also motivated many Indigenous communities to organize and
drive toward self-determination (see for instance., Idle No More and Kū Kiaʻī Mauna).
Emotional, mental, cultural and spiritual health indicators improve among peoples
LaFromboise, BigFoot, & Norman, 2014; LaFromboise, Hoyt, Oliver, & Whitbeck, 2006).
We as researchers need to follow the lead of how these diverse communities feel it is best
Indigenous methodology, which prioritizes Indigenous voices, is the the most suitable
2
approach to take, since the debate and direction is for the commuities to decide. It is a
We reclaim self-determination every time we speak our languages and practice our
dominant-paradigm models and make an intentional choice about which one makes more sense
to apply for the context at hand. This kind of deliberate decision-making from a place of
processes, if we are to create room for biocultural diversity to flourish. Continuing the tradition
of the dominant post-colonial paradigm, as Ravitch (2016) describes, the pressure to create a
national curriculum in the Common Core State Standards Initiative1 suppresses that diversity as
it promotes uniform ideas of excellence and discourages true equity in favor of the appearance of
“equalness.”
Although their freedom was always constrained, there was some level of protection for
remote Indigenous communities in rural, island or arctic locations, where it could be seen that
heritage traditions and language formed a key aspect of community integrity. Local school
administrators exercised their own decision-making to some degree, in some cases informed by
commuity stakeholders. Under the federal reach of No Child Left Behind2 and the Common Core
State Standards there is little room for even that small measure of local control. As Indigenous
educators persist and resist, we are nurturing the treasured human wisdom that is richly
1
The Common Core State Standards Initiative sets forth uniform educational standards across the US intended to
support student preparation for college and careers.
2
Public Law 107-110 enacted the 2001 reauthorization of the Elementary and Secondary Education Act of 1965,
popularly known as the No Child Left Behind Act (NCLB).
3
represented among the Indigenous communities of the world–true wealth that forms a
foundational resource for our survival in the current era of rapid change and climate instability.
Background
The shifting sands created by the Common Core State Standards Initiative in the United
States have been so intense and long lasting that now it is not uncommon for school districts and
teachers to throw up their hands and wonder, “Where can we begin to make a difference?”
New tests, new technologies, and new standards are fueling the ever-changing landscape
for schools, leaving little room for pedagogical growth, and limiting time for reflection and
action research on the part of teachers. Many learning communities are looking to educational
researchers for evidence on promising innovations to direct them, and have rushed to integrate
student performance on high stakes tests. However, many of the scientifically research-based
innovations available fail to account for a fundamental variable in their effectiveness: context.
the 2001 No Child Left Behind Act, a reauthorization of the Elementary and Secondary
Education Act of 1965 making randomized controlled trials in educational research an urgent
priority. However, this new focus had an adverse impact on Indigenous students (Winstead,
Lawrence, Brantmeier, and Frey 2008). As Medin and Bang (2014) point out, the norms and
interventions. Instead, tests of interventions are based on established norms belonging to the
White middle-class, thus hindering students who have to accommodate for cultural differences.
Despite colonization and the assimilative practices of the past, which were targeted to extinguish
4
heritage languages, practices and identity (e.g., forced removal of children from their homes to
boarding schools), Indigenous communities maintain their own established norms, values and
lifeways (Brave Heart & DeBruyn, 1998; Nelson-Barber & Trumbull, 2016; McCarty & Lee,
2014).
encoded into educational norms, it poses challenges for Indigenous students who must bridge the
gap in areas like: “community values, worldview and epistemology, modes of discourse
status, socioeconomic status, identity strength, and teacher/student roles” (p. 45). Indigenous
students should not bear the weight of always having to adapt; educational leaders and
researchers need to take on greater responsibility for creating a wider range of learning processes
and resources that can be shown to be accessible to all students. The newest reauthorization of
the Elementary and Secondary Education Act in 2015, known as the “Every Student Succeeds
Act,” has promised a heightened decision-making focus at the local level, but little has changed
in assessment practice, or for Indigenous learners. Similarly, strategies for guidance and
technical assistance around culturally-inclusive practices have been developed in some states;3
however, with the exception of the state of Montana’s 1999 Indian Education for All legislation,
only a few states have formal expectations for teachers.4 In other words, teachers are expected to
use “recommended” strategies in a context where major state-level policies, like “English Only,”
3
See Arizona’s 2015 Culturally Inclusive Practices: Implementation Guidance for Local Education Agencies and
Alaska’s 2012 Guide to Implementing the Alaska Cultural Standards for Educators.
4
See the 2015 Culture in the Classroom: Indicators and Evidence for Evaluating Culturally Responsive Teaching
Using the Alaska Cultural Standards for Educators.
5
run in direct opposition to those recommendations, as well as to the aims of Indigenous
educators.
appropriate (Shavelson and Towne 2002), given the diverse variables within learning contexts,
which cannot be mapped effectively in controlled experiments. The National Center for
promotes a more nuanced view in pursuit of its mission to gather “scientific evidence of what
works, for whom, and under what conditions.” We must unmask the convenient illusion that a
single set of “solutions” will ever be found. We take the position that emerging practices and
technologies must be specifically examined as they operate within specific communities across
diverse contexts. This article seeks to illuminate how large-scale educational research can be
misused and misapplied when generalized without local testing in communities with unique
features, needs and contours. The three case examples that follow communicate some of the
effects of misapplied educational research findings, and explain how detrimental outcomes for
learners can result from using innovations that are scientifically proven to be “best practices.”
Methods
This article recounts and extends our recent research (Nelson-Barber and Johnson 2016)
designed to learn what teachers believed to be particularly beneficial for student growth in their
local community contexts. We sought initially to identify the kinds of pedagogical practices that
teachers found effective for Diné (Navajo)5 learners, and our study expanded to include what the
5
The heritage language of the Navajo Nation is known as Diné bizaad. Many members of the nation refer to
themselves and their people as Diné (also written Dineh), meaning “The People.” The word Navajo is commonly
6
teachers emphasized: student achievement increases when teachers employ cultural integration
Over a three-year period we held a series of meetings with practicing Diné educators
from across the Navajo Nation who were earning their Masters’ degrees and Native language
diverse set of community-controlled, contract, charter, public and BIE schools. Throughout the
research period we conducted individual and group interviews and focus groups with 30
educators, visited 18 Diné schools, and observed classroom teaching across communities. The
personal stories we collected included information about teaching practices, successes, past
with content area knowledge. Due to the prevalence of this pattern noted early on, we inquired
more broadly about what they felt was important for Navajo learners’ success, incorporating
Indigenous research methodology (Kovach 2010; Tuhiwai Smith 2013), and privileging the
We also applied qualitative analytical methods (Spradley, 1979; Glaser and Strauss 1967;
Bogdan and Biklen 1998) that yielded teacher accounts of the many ways in which schools’
implementation of district and state guidelines through compulsory research-based solutions did
not result in Indigenous learner success. We used a grounded theory approach to develop
the following conceptual framework that models the many aspects that influence the cultural
community where they teach (DeGroat, Edgewater, Hale, Johnson, Lockard & Nelson-Barber
used to describe the Diné in the English language, as it was common during the period of Spanish colonization. The
terms are used interchangeably in this paper, though speakers of Diné bizaad often have strong preferences
depending on context.
7
Figure 1
The conceptions of teaching and learning that emerged from the perspectives of these
teachers differ substantially from current “conventional” or “dominant” models. The strategies
Diné teachers were using successfully to boost indigenous student achievement were very
specific and community-culture oriented; yet, many expressed that there were eminent
constraints that kept them from enacting (and developing) the strategies they knew to be
institutional structures, and curricular conditions inside the system so that they could fully
implement promising practices that make use of local wisdom in content areas to promote
8
content excellence. In the diagram, these key relationships affecting teaching and learning are
represented in yellow. The dark blue entries denote areas of opportunity where needs can be met
by providing better access to information, research and technical assistance for teachers and
communities. The green circles represent desired features that would characterize a system that
draw attention to the structure of the diagram as a whole, that represents the eight-sided hogan, a
Findings
The Indigenous teacher interviews revealed several areas where concerns converged; the
ineffectiveness of “best practices” in Navajo communities was a key issue. These three cases
identify salient patterns in ways that research-based strategies and “best practices” fail to
promote Indigenous learner achievement at the individual, teacher and system levels.
As reported in our previous work (Nelson-Barber and Johnson 2016), the No Child Left
Behind Act of 2001 emphasized the need for schools to involve families as partners in support of
children’s education. We reiterate research that attests to the importance of family involvement
as a practice proven to further learner outcomes (Nelson-Barber and Johnson 2016; Weiss,
Lopez, and Rosenberg 2010). However, Navajo teachers find that it is difficult to carry out
family involvement activities in their communities when issues such as colonial literacy and
9
One widely-accepted approach to promote family involvement asks siblings and parents
to engage in shared reading activities each day. Unfortunately, such exercises are an impediment
to some families because of differences in language use patterns between Diné children, parents
and their grandparents; patterns of time at work affect reading at home, and books may also be in
short supply. Also cultural methods of child-rearing focus on behaviors, interactions and
conversations that may differ significantly from approaches to literacy that are, at times in direct
conflict with those found in conventional schooling. For example, community members may be
the experience-based nature of Diné communication, it is often uncomfortable for older adults to
Although many teachers are fluent and want to use heritage language and specialized
interactive protocols in the classroom, finding ways to authentically integrate such local
knowledge can be deterred when schools ask them to model the stories, structures and skills of
the dominant culture (Ladson-Billings 2014). As teachers noted in our 2016 study (Nelson-
Barber & Johnson 2016), community members use discourse styles in both Diné and English that
are specific to their locale and do not necessarily align with the patterns presumed by “best
practices.” Adverse consequences can occur when assumptions like these go unchallenged.
One teacher described an element of her Navajo family’s spiritual tradition that has been
changing— waking up in the dawn hours and running Eastward, toward the sun rising, to pray.
She explains that although this was a regular event for her family each morning, today’s parents
and children rarely engage in this joint activity. As more and more elders pass on to the next
world, fewer fully acculturated community members are around to model many of the cultural
protocols. The needed focus on heritage activities that are known to build Diné language and
10
cultural identity is overtaken by pressure to use research-based practices. This teacher is very
concerned that defining facets of Navajo life are becoming less visible in her community and
children are learning fewer cultural essentials. Given these arresting circumstances it becomes
Historically, children were engaged early in life through practical heritage practices like
gathering plants for medicine, livestock-herding or carrying water. Over time these activities
provided a series of prominent spaces for youth to acquire the Navajo worldview, including
sense of place and relationships that are fundamental to Diné identity. Heritage language learning
was an inseparable, foundational aspect of cultural and spiritual growth, a process led by
due to the cultural and historical trauma resulting from boarding school experience, many in the
older generations have had to rediscover identity along with the enduring contributions of their
people (Brave Heart and DeBruyn 1998). With the goal of easing ongoing trauma and paving the
way for greater success in school and in life, many opted to speak only English to their children.
This particular effort has impeded the cycle of intergenerational learning so central to Navajo
life. Today it continues to disrupt the normal socialization of many children as competent
participants in Navajo society and curbs their abilities to communicate with elder family
One teacher suggests that ‘family involvement’ models might accommodate student
learning in and out of school. Use of different types of local, community-determined activities
can take advantage of the locally- and globally-valued knowledges that exist in Diné
communities. Teachers interviewed in this study call for malleable formats, schedules and
learning destinations to improve learner performance and sustain quality Navajo cultural life.
11
Case 2: Teacher Level: Fidelity of Implementation as a “Best Practice”
across the US are seeking curricular and programmatic innovations that are proven to boost
learning. To fully execute these intentions and raise test scores in ways similar to those achieved
in research trials, teachers are being asked to follow particular fidelity of implementation
procedures. Though this is a sound area of focus for many learning communities, Navajo
educators have particular ideas about conditions that can inhibit learner success. They reference
contextual issues and concerns that must be addressed alongside any curricular or program
reforms.
A prevailing area of need is finding ways to lessen the cultural trauma that carries over
into all aspects of a child’s life, including the classroom (Brave Heart, Chase, Elkins and
Altschul 2011; Benham & Heck 1998). Significant historical loss—of culture, language, identity,
one’s place, filial relations, to name a few. These factors in turn influence how any program or
curriculum or test is received and whether or not students will benefit. Do recommended
Social hierarchies?
all educators in this study recognized; their primary recommendation was to explicitly
acknowledge cultural trauma as a barrier to learning, and address it accordingly. Rather than
12
integration was the critical action teachers identified as the best mechanism to curtail the impact
communities creates a loss for learners who aren’t able to benefit from teachers’ cultural
expertise. Informed teachers are able to meld local traditions of Indigenous knowledge, ecology
and heritage language with school-based “best practices” in ways that are context-sensitive—
considering factors like the tribal heterogeneity or homogeneity of the group, the cultural identity
of the authors of texts taught, and the students’ interpretive frame for the content etc. to enhance
Native Hawaiian culture-based schools did just this. They combined conventional strategies of
instruction that better resonated with student understandings. Unlike these educators the Diné
teachers, whose opinions appear here, had little to no license to make individual instructional
By contrast, after making a strong case for bringing place-based learning to his students,
middle school-level Diné educator, Brendan, was able to undertake his brand of culture teaching.
One of his goals was to bring alive the scientific knowledge that is implicit in many of the
heritage activities his students regularly engage in, ranging from sheep herding to weather
prediction. He also wanted to help them make connections between important rites and rituals
and the cultural responsibilities that accompany seasonal changes. Essential to this approach
were trips to cultural sites in the community. Brendan understood that academic content becomes
clearer to students when it can be linked to real-life experiences and cultural understandings.
13
This kind of skill development contributes to the growth of knowledgeable contributors to a
Such an approach is one of many strategies that can be used and adapted at the system
level to promote conceptual development and content learning in the formal education of youth,
and it is particularly effective for Diné learners in spite of the fact that it does not resemble
A different set of issues arise for another Diné culture teacher. On the surface,
exposing his grade 4 -10 students to their heritage language and culture and, with a hooghan on
much more than sharing words, artifacts and history. Burke also needs the pedagogical and
structural latitude to organize his teaching in culturally-aligned ways. For example, conventional
structures like class period length do not allow the time needed to accommodate various
the distinctive pedagogy that is culturally-sustaining. Burke understands the irony. Although the
hooghan is characterized as a healing place, he is backed into a corner, following the rules of
others and unable to fully execute what he knows can best support learning outcomes for his
students.
the community contours that address the needs of learners and the assets that Indigenous teachers
14
Case 3: Individual Learner Level: Adoption of Comprehensive School Reform Programs as a
“Best Practice”
Although many US school districts favor comprehensive school reform programs (CSR),
research has yet to establish the impacts of these methods on student achievement (Borman,
Hewes, Overman and Brown 2002; Vernez, Karam, Mariano and DeMartini 2006). Still, some
educators presume that the tightly-regulated instructional approaches associated with these
programs are appropriate for diverse populations (Aladjem and Borman 2006; Ede 2006). As an
example Ladson-Billings (2014) points to teacher preparation for high poverty schools that often
centers on structure rather than on more innovative instructional and curricular processes.
Datnow, Borman, Stringfield, Overman and Castellano (2003) note that “in some cases,
educators’ beliefs about student ability, race, and language served as constraints to reform,”
Structure is abundant in Briana’s CSR classroom. Entering the room one feels a strategic
sense of “order”—from the conventional arrangement of student desks in rows to the level of
control exhibited by the teacher. As youth sit quietly at their desks, talk is in English and strictly
regulated with students kept on task via teacher directives and queries. Briana uses verbal, vocal
and gestural cues to alert students to key lesson content. There appears to be little need for
behavior management as students seem to know and abide by classroom rules. For the most part,
the noise level in the room is relatively low; there are very few extraneous student utterances—
15
something noticeable for seven- and eight-year olds. Bulletin boards and walls around the room
are predictably filled with programme materials associated with the content being taught.
The atmosphere of close management, relative quiet, and passive learning in this
classroom is striking. When exposed to the style of instruction modeled here students learn that
the teacher will distinguish for them the most meaningful information to take away from each
Not all teachers take the inflexible approach that Briana’s school does. In the second
classroom the activity level is far more dynamic. Rather than positioned for participation
individually at their desks, Ashley’s fourth grade students collaborate in small groups, then
complete work collectively or individually given their particular needs. When Ashley addresses
the group as a whole, she provides visual stimuli, interjects questions and commentary, and uses
non-verbal communication and visual cues as directives. Students also have license to use their
heritage language at all times and across all lessons. Through this complex orchestration of
effectively along with other 21st century learning skills. In this classroom, students are coming to
understand that their learning goes well beyond locating information that the teacher identifies as
important. They are learning to discriminate essential knowledge for themselves. Ashley’s
Although students in both classrooms show high levels of growth over the year, Briana
reports several observations. She notes that her students score well on tests administered soon
after she has presented her material. Her scripted, iterative teaching methods boost her students’
understandings in the short-term; however, these youth do not perform well when tests ask them
to apply what they have learned long after the material has been experienced. Students in both
16
Briana’s and Ashley’s classrooms score well on tests and thus appear to perform comparably;
but, the skills being developed in each case are quite different. Ashley’s students are learning
skills that extend far beyond the particular content of any lesson—skills that will last over time
and in multiple contexts. In fact, the judgement and self-regulation learned in Ashley’s class are
There are more reasons why Ashley’s approach supports her students’ academic success.
She brings to her classroom instructional participation structures that are widely-used in
Indigenous homes and communities (Lee, 2016; Nelson-Barber 2017). These repertoires of
practice utilize an expert-apprentice strategy in which adults serve as models and facilitators,
guiding children to learn by observing and doing with an emphasis on collective action,
collaboration and cooperation. Concepts are taught in meaninful contexts and serve authentic
purposes. Students are encouraged to take responsibility for their own learning and are allowed
to make choices about when and how to display their learning. Lessons can be student-initiated
Although CSR has been widely adopted as a “best practice,” Briana’s methods push her
Indigenous students farther way from the culturally-valued practices of their community.
Students learn that the personal agency and discernment so important at home are instead a
distraction or liability in their teacher-regulated class. Test scores may improve, but the
distintinctive norms and values of Indigenous communities are not coherent with the processes
of CSR.
17
Discussion and Conclusion
The Indigenous educators who participated in this study detailed their ongoing efforts to
improve educational outcomes for Native students. The processes they use to accomplish this
necessarily center on ensuring adherence to local values that respect and sustain Indigenous
ways of knowing. Despite the historical impacts of colonial schooling that continue to
undermine strong use of heritage language and cultural practices, tribes and Nations, like the
Navajo, are recovering and reinstating their own unique learning processes, leading not only to
improved student performance, but also developing young people who are confident in their
identity and much healthier emotionally (See e.g., Kanaʻiaupuni, Ledward, & Jensen 2010;
It is imperative that school districts conduct pilot testing using diverse assessment
strategies, and utilize heuristics based on local values and needs, to determine whether a novel
formally adopting new practices at scale. In an earlier account (Nelson-Barber & Johnson 2016),
we recommended a number of areas that districts and school leaders should consider (p.48),
Use data to map relevant relationships and model variables salient in past
initiatives
culture-focused questions
The above list is far from comprehensive; there are many angles of approach to the challenge, all
of which begin with reflection and focus on the key features of the context in which an
As seen in this study, even well-documented effective educational interventions can have
negative effects when applied across diverse communities in a monolithic fashion. The leaders of
educational programs in Indigenous communities must acknowledge the reality that “the specific
propositions derived from general theories of learning can be viewed only as hypotheses. They
may be true, but it is quite possible that they are false. Until they have been subjected to
empirical test they must be viewed as unproved” (Averch, Carroll, Donaldson, Kiesling and
a way that makes them dissimilar from one another, and from communities within the dominant
culture of the United States. Given the understandings set forth in this paper, we can no longer
consider it “reasonable” to propose that the same best practices will function similarly in settings
that vary so much. Action steps like the following will be needed if LEAs, SEAs and educational
systems are to meet a higher standard for assessing the appropriateness of practices for specific
communities:
Name the assumptions that the best practice or intervention holds as invisible
truths; making those assumptions visible is a first step in generating adaptations
and/or viable alternatives that are based on what is real within the community
context
19
Engage community members at the early stages of research planning, to better
understand key variables, local interpretations, and desired performances
Identify key indicators that matter within the context, as indicated in context-
sensitive approaches like developmental evaluation and situation awareness
(Endsley, 1995, 2000; Endsley, Bolté and Jones 2003; Patton 1994, 2011)
Share the results of your pilot in ways that can be heard and understood by the
community (e.g., a visual metaphor from the culture; radio campaign; posters; a
family night with food, games and feedback opportunities)
Send clear, simple messages about what you tried, what worked/did not work and
why you think so; share your experience plainly, so that others (including
community members and other researchers) can learn, reframe your interpretation
if needed, and/or test for themselves
If we make a professional habit of testing out interventions with local adaptations and
data-gathering on effectiveness, we may find that some of the most functional solutions are
utterly obvious if the context is well understood. We may also find that other best practices that
The experience of local testing of interventions may also present us with challenges to
accepted research methodology, if, for example, it becomes clear that certain solutions have a
timeline that goes beyond the school year and the typical window for assessment (in a case like
that, decisions affecting research design and/or changes to the intervention would need to be
made based on preliminary analysis of a trend, rather than waiting for negative outcomes to play
out in full).
Indigenous communities, they are able to generate research designs that work around
20
some of the background assumptions of large-scale scientifically-based research, and test
the “hypotheses” that those offer. We must enhance the practice of testing and assessing
order to minimize negative outcomes like those described in this study, and to determine
the most effective practices for a given locality. This research-based approach to
allocation, and time to identify appropriate adaptations and alternatives to the research-
based practices.
pedagogy, assessment and achievement for diverse learners of all types that become
possible when researchers use responsive, context-sensitive methods for measuring what
students know and are able to do. Policy changes that are broad enough to embrace a range
of worldviews, lived experiences, and locally-valued knowledge can support this type of
perpetuation of Indigenous knowledge, which is part of the collective human heritage, can
have broad scale impact on the overall viability of our species, and form a far more resilient
and diverse foundation of knowledge for surviving and thriving throughout the biosphere
21
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