Sophos Performance

Undertaking
We hereby confirm that Sophos make firewalls have been supplied in the projects listed below. We
could not arrange performance certificate of individual equipment from the end customer. However,
we hereby take full responsibility of the firewall till the complete warranty of the system.
S No. End Cusomter PO Reference

1. LMRC UPMRC/Stores/2020/026 dated 01/09/2020
2. KMRC UPMRC/IT/Networking/Admin Office/2021 dated 03/06/2022
3. MMRDA GEMC-511687751068405 dated 13/09/2021
4. BMRC GEMC-511687706459028 dated 14/12/2019
5. BMRC GEMC-511687704054952 dated 05/02/2022
Sophos Performance
Documents
Agra Metro (UPMRCL)
This document is the property of L&T Construction must not be passed on to any third person or firm not authorised by us, nor be copied/made use of in full or part by such person or firm without our prior permission in writing
DRAWINGS / DOCUMENTS FOR SCADA GTP
S.No. Document No. Rev. Description Document Status
1 B -
GENERAL
CONSULTANT
ISSUED FOR:
NOC
NOWC
RE
CHECKED BY REVIEWED BY APPROVED BY
B xx xx xx
DATE REV. NO. DESCRIPTION Designed Checked Approved
REVISIONS
CLIENT: DETAILED DESIGN

CONSULTANT:
Design, Supply, Installation, Testing and Commissioning of Receiving cum Auxiliary Main substation
including High Voltage cabling from Grid substation, 750V DC 3rd rail traction system, 33kV Cable
PROJECT:
network, ASS, TSS & SCADA system for Corridor 1 & 2 of Agra Metro Rail Project
Tender No: AGE-1&2
JOB No. O22014-E-RE
TOTAL NO. OF PAGES 20 TITLE:
NAME SIGN DATE SCADA Guaranteed Technical Particulars (GTP)
DSGN NK 09.01.23
CHKD VK 13.01.23
APPD PKC 13.01.23
DOC. No. O22014-E-RE-SY-VD-5118 REV. B

RELEASED FOR ☐PRELIMINARY ☐TENDER ☐INFORMATION ☒APPROVAL ☐CONSTRUCTION
SCADA System for Corridor 1 & 2 of Agra Metro Rail Project
List of Tables
TABLE 1 – DELL SERVER ....................................................................................................................................... 6

TABLE 2 – DELL WORKSTATION............................................................................................................................. 7
TABLE 3 – HP MONITOR ........................................................................................................................................ 8
TABLE 4 – KVM SWITCH ........................................................................................................................................ 9
TABLE 5 – KVM LCD CONSOLE .......................................................................................................................... 10
TABLE 6 – COLOUR LASER PRINTER ................................................................................................................... 11
TABLE 7 – BLACK & WHITE PRINTER................................................................................................................... 12
TABLE 8 – NAS .................................................................................................................................................... 13
TABLE 9 – SAN .................................................................................................................................................... 13
TABLE 10 – FIREWALL .......................................................................................................................................... 15
TABLE 11 – NETWORK SWITCH (24 RJ45 PORTS).............................................................................................. 16
TABLE 12 – NETWORK SWITCH (16 RJ45 PORTS).............................................................................................. 17
TABLE 13 – NETWORK SWITCH (8 RJ45 PORTS) ................................................................................................ 18
TABLE 14 – LIU .................................................................................................................................................... 19
TABLE 15 – TABLE................................................................................................................................................ 20
TABLE 16 – CHAIR ................................................................................................................................................ 20
Document Name: SCADA Guaranteed Technical Particulars (GTP)

Revision: B
Document No. : O22014-E-RE-SY-VD-5118 Page 4 of 20
1 Introduction
This document provides the SCADA equipment details, hardware specifications, makes and models
for SCADA to be supplied under this project.
1.1 Reference Documents

a. Contract: AGE-1&2, Volume-4, Employer’s Requirement Technical Specification (ERTS),
Chapter-18 SCADA
1.1.1 Abbreviations
AC Alternating Current
BCC Backup Control Center
CPU Central Processing Unit
DC Direct Current
DP Display Port
EMI Electromagnetic Interference
ETH Ethernet Switch
FO Fiber Optic
IEC International Electrotechnical Commission
I/O Input/Output
LAN Local Area Network
LCD Liquid Crystal Display
LOM LAN on Motherboard
MDP Mini Display Port
NAS Network Attached Storage
OCC Operational Control Center
PSU Power Supply Unit
RAM Random Access Memory
ROM Read Only Memory
SAN Storage Area Network
SCADA Supervisory Control and Data Acquisition
SFP Small Form Factor Pluggable
SNMP Simple Network Management Protocol
USB Universal Serial Bus
VLAN Virtual Local Area Network

Revision: B
8 Firewall
S. No. Particular Offered Specifications
1. Make/Model Sophos XGS 2100
2. Mounting Rack mount
3DES(Triple DES), which is upgraded as much

3. Data encryption supported
secure option as compared to DES
CB, CE, UL, FCC, ISED, VCCI, CCC, KC, BSMI,
4. Certification
RCM, NOM, Anatel.
5. Ethernet 10/100/1000 Mbps ports 8 Nos. port
4 Nos. FO SFP ports

6. FO-100/1000 Base X FO Ports Single Mode
1Gbe transceiver
Support Layer-3 routing
7. Routing
Support NAT and PAT
Filtering of packets based on Source address,

8. Filtering of packets Destination address, Protocol type, User, Port
number
9. Denial of service prevention Yes
10. Stateful packet inspection Yes
Detailed system logging and

11. Yes
accounting feature
No. of concurrent TCP Session

12. supported shall be more than Yes
5000
Capability of working in Hot- Yes

13.
standby mode Active-Passive HA feature is available
14. Radius Integration Yes
Assigning zones to virtual and

15. Yes
physical interfaces
Assigning firewall policies

16. between zones, physical Yes
interfaces and virtual interfaces

Revision: B
S. No. Particular Offered Specifications
Web based management

17. Yes
interface
Definition updates for software

18. Yes
patches up to DLP period
19. Power Supply Dual redundant 230V AC power supply
20. MTBF 1,10,442 hours
21. Datasheet Refer Annexure-A Page 50-64 of 92

Table 10 – Firewall

Revision: B
LMRC
KMRC
SL QTY in Rate/Unit Total Price
Work DESCRIPTION Gst@18%
No. Demand (INR) (Incl.GST)
Supply, Installation testing and Configuration of

WIFI Access Point
1 Sophos Access Point APX-320 PoE enabled 6 15670 16924 110944
wave2 with 867 Mbps(5G) and 867 Mbps(5G)
with PoE
Supply, Installation testing and Configuration of

Firewall/UTM
2 Sophos Firewall XGS 136 as load balancer, 1 126300 22734 149034

enable LACP and integrate workshop and PO
office location of Kanpur Std Protection with 12
Months License
Net Amount (A+B) 259978

MMRDA
Contract
Contract No: GEMC-511687751068405

Generated Date: 13-Sep-2021
Bid/RA/PR No:GEM/2021/B/1455665
Organisation Details Buyer Details

Type: State PSU Designation: Store Supervisor
Ministry: - Contact No.: 84548-49754-
Mumbai Metropolitan Region Development Authority Email ID: buyer1.mmrdam.mh@gembuyer.in
Department:
(MMRDA) GSTIN: 27AAMCM7279C1Z3
Organisation Mumbai Metropolitan Region Development Authority Maha Mumbai Metro (M3) Operation Corporation
Name: (MMRDA) Limited, Charkop Metro Depot, Charkop Naka, Behind
Office Zone: Maha Mumbai Metro Operation Corporation Ltd Address: Atharv Engineering Collage, Malwani, Malad West,
Mumbai Maharashtra,
MUMBAI, MAHARASHTRA-400095, India
Financial Approval Detail Paying Authority Details

IFD Concurrence: No Payment Mode: Offline
Designation of Administrative Approval: Director (Maintenance) Designation: DGM Finance and Marketing
Designation of Financial Approval: DIRECTOR FINANCE Email ID: pay2.mmrdam.mh@gembuyer.in
GSTIN: 27AAMCM7279C1Z3
MAHA MUMBAI METRO (M3) OPERATION CORPORATION
LIMITED, NaMTTRI Building, Plot No.R-13,E-Block,
Address:
Bandra-Kurla Complex, Bandra (E), Mumbai- 400051,
Mumbai, MAHARASHTRA-400051, India
Seller Details
GeM Seller ID: 2423180000456624
Company Name: PROLINK COMPUTERS PRIVATE LIMITED
Contact No.: 9820049435
Email ID: somani_bhagwan@yahoo.co.in
211,,P.n.kothari Indst.est,L.b.s.marg,,Bhandup-west,
Address:
Mumbai, MAHARASHTRA-400078, -
MSME verified: Yes
MSE Social Category: General
GSTIN: 27AADCP5012H1ZO , 27AADCP5012H1ZO
*GST / Tax invoice to be raised in the name of - Buyer
Product Details
Price
(Inclusive
Category HSN Ordered Lead of all
# Item Description Model Unit
Name Code Quantity Time(Days) Duties and
Taxes in
INR)
Product Name : NGAV
Brand : Sophos
Brand Type : Unbranded
Central Intercept X Advanced with EDR
1 Catalogue Status : Catalogue not BOQ 997331 200 Nos -
and MTR standard
verified by OEM
Selling As : Reseller not verified by
OEM
Product Name : Firewall - NGFW

Brand : Sophos
Brand Type : Unbranded
2 Catalogue Status : Catalogue not BOQ XGS 136 Security appliance 85176990 2 Nos -
verified by OEM
Selling As : Reseller not verified by
OEM
Total Order Value (in INR)
Consignee Detail
Delivery To
Delivery
Lot Be
S.No Consignee Item Quantity Start
No. Completed
After
By
Designation: - 13-Sep-
NGAV - 200 13-Oct-2021
Email ID: buyer1.mmrdam.mh@gembuyer.in 2021
Contact: 84548-49754-
1 GSTIN: 27AAMCM7279C1Z3
Firewall 13-Sep-
Address: Maha Mumbai Metro (M3) Operation Corporation Limited, Charkop Metro Depot, Charkop - 2 13-Oct-2021
- NGFW 2021
Naka, Behind Atharv Engineering Collage, Malwani, Malad West, Mumbai Maharashtra,
MUMBAI, MAHARASHTRA-400095, India
Specification 1
Specification Document
Buyer BOQ Document
Seller BOQ Document
Note: Seller has given an undertaking that it has made arrangements for getting the stores from an authorized distributor / dealer / channel partner of the OEM of
the offered product. At the time of delivery of goods, Seller will provide necessary chain documents (in the form of GST Invoice) to prove that the supplied goods are
genuine and are being sourced from an authorized distributor / dealer / channel partner of the OEM. In case of any complaint about genuineness of the supplied
products, Seller shall be responsible for providing genuine replacement supplies.
Corrigendum
1. GeM-Bidding-Corr-2608008-1.pdf :click here
Terms and Conditions
1. General Terms and Conditions-
1.1 This Contract between the Seller and the Buyer, is for the supply of the Goods and/ or Services, detailed in the schedule above, in accordance
with the General Terms and Conditions (GTC) as available on the GeM portal (unless otherwise superseded by Goods / Services specific Special
Terms and Conditions (STC) and/ or BID/Reverse Auction Additional Terms and Conditions (ATC), as applicable
1.2 Terms of delivery: Free Delivery at Site including loading/unloading. In respect of items requiring installation and / or commissioning and other
services in the scope of supply (as indicated in respective product category specification / STC / ATC), and the cost of the same is also included in
the Contract price.
1.2.1 Contracted goods should be delivered at the consignee or designated delivery location as per the working time of the buying organisation.
Seller may get the same confirmed from consignee before scheduling delivery.
1.2.2 A copy of the contract should be available with the messenger / dispatching agency that delivers the Goods at consignee / delivery location
(preferably pasted / attached outside the consignment / package) for easy reference and ease in delivery acceptance.
1.3 Delivery period: The Delivery Period/Time shall be essence of the Contract and delivery must be completed not later than such date(s). Any
modification thereto shall be mutually agreed and incorporated in the Contract as per the provisions of the GTC.
1.4 Performance Security: If the Seller fails or neglects to observe or perform any of his obligations under the contract it shall be lawful for the
Buyer to forfeit either in whole or in part, the Performance Security furnished by the Seller.
1.5 Taxes and Duties: Contract Prices are all inclusive i.e. including all taxes, duties, local levies / transportation / loading-unloading charges etc.
Break up of GST shall be indicated by the Seller while raising invoice / bill on GeM. While submitting the bill / invoice Seller shall undertake that
the Goods and Services Tax (GST) charged on this bill is not more than what is payable under the provision on the relevant Act or the Rules made
there under and that the Goods on which GST has been charged have not been exempted under the GST Act or the Rules made there under and
the charges on account of GST on these goods are correct under the provision of that Act or the rules made there under.
1.6 Octroi Duty and / or other local taxes:Contract Prices are all inclusive hence no reimbursement over and above the contract price(s) shall be
allowed to seller towards payment of local taxes (such as levy of town duty, Octroi Duty, Terminal Tax and other levies of local bodies etc).
1.7 Limitation of Liability: The provisions of limitation of liability between Buyer and Seller as given in the GTC shall be applicable here.
1.8 Resolution of disputes: The provisions of DISPUTE RESOLUTION BETWEEN BUYER AND SELLER as given in the GTC shall be applicable here.
1.9 Liquidated Damages: If the Seller fails to deliver any or all of the Goods/Services within the original/re-fixed delivery period(s) specified in the
contract, the Buyer will be entitled to deduct/recover the Liquidated Damages for the delay, unless covered under Force Majeure conditions
aforesaid, @ 0.5% per week or part of the week of delayed period as pre-estimated damages not exceeding 10% of the contract value without any
controversy/dispute of any sort whatsoever. In case, Service Level Agreement (SLA) is applicable the same shall be applicable for the Contract.
1.10 Financial Certificate:
1.10.1 The expenditure involved for this purpose has received the Sanction of the competent financial authority.
1.10.2 The funds are available under the proper head in the sanction budget allotment for the concern financial year.
1.10.3 I have been fully authorized by the department to sign the supply order or incur the liability of the Goods being ordered.
1.11 The bidder should submit a self declaration to the effect in bidder's official letter head that their agency have not been black listed by any
Agency whatsoever till date.
2. Additional Terms and conditions-
2.1 IMPORTED PRODUCTS: In case of imported products, OEM or Authorized Seller of OEM should have a registered office in India to provide after
sales service support in India. The certificate to this effect should be submitted.
2.2 Warranty period of the supplied products shall be 5 years from the date of final acceptance of goods or after completion of installation,
commissioning & testing of goods (if included in the scope of supply), at consignee location. OEM Warranty certificates must be submitted by
Successful Bidder at the time of delivery of Goods. The seller should guarantee the rectification of goods in case of any break down during the
guarantee period. Seller should have well established Installation, Commissioning, Training, Troubleshooting and Maintenance Service group in
INDIA for attending the after sales service. Details of Service Centres near consignee destinations are to be uploaded along with the bid.
2.3 Scope of supply (Bid price to include all cost components) : Supply Installation Testing and Commissioning of Goods
2.4 Buyer uploaded ATC document Click here to view the file.
Note: This is system generated file. No signature is required. Print out of this document is not valid for payment/ transaction purpose.
BMRC
Contract Contract No: GEMC-511687706459028
Generated Date:14-Dec-2019

Type: Central PSU Name: Cylesh G
Ministry: Ministry of Urban Development Designation: DGM
Department: NA Contact No.: -
Organisation Name: Urban Transport Division Email ID: mit.bmrc@nic.in
Office Zone: Bangalore Metro Rail Corporation Ltd GSTIN: 29AAACB4881DlZQ
3rd floor, BMTC Complex, Shanthinagar,K.H.Road,,
Address:
BANGALORE, KARNATAKA-560027, India
Financial Approval Detail

IFD Occurence : No
Designation of Administrative Approval : MD
Designation of Financial Approval : MD
Seller Details
Company Name: CITO INFOTECH PRIVATE LIMITED
Contact No.: 9880741451
Email ID: shakunthala@citoinfotech.com
607 A1,WHITE HOUSE APARTMENTS,R T NAGAR 2ND BLOCK JAYAMAHAL,
Address:
Bangalore, KARNATAKA-560032, -
Product Details
Price
Category Ordered
# Item Description Model Unit (Inclusive of all Duties and
Name Quantity
Taxes in INR)
Sophos XG210 with 03 Years Firewall - Sophos XG210 with 03 Years
1 1 pieces 167,604
EnterpriseGuard NGFW EnterpriseGuard
Total Order Value (in INR) 167,604
Consignee Detail
S.No Consignee Item Quantity Expected Delivery Date
Cylesh G
DGM
Landline--
1 Sophos XG210 with 03 Years EnterpriseGuard 1 29-Dec-2019
mit.bmrc@nic.in
Product Specification for Sophos XG210 with 03 Years EnterpriseGuard

Specification Sub-Spec Value
Type NGFW
Form Factor (RU) 1
Layer 3 - Layer 4,NAT,VPN,Application Visibility and Control (AVC),User Identity,Next Generation Intrusion
Features
Prevention System (IPS),Web Security Essentials / URL Filtering
Traffic handled TCP,UDP,HTTP/TCP,TCP/UDP
Packet Size (KB) 1024
Throughput with all features

enabled(Under Test Condition) 850
(Mbps)
Throughput (Real World/Prod

Performance)(Under Test 800
Condition) (Mbps)
Concurrent Session/Concurrent 8M
Connection
New session/Connection per

130K
second
Type of Interface Supported

GE Copper
Multiselect
Number of GE Copper interface 6
Number of 10G SFP+ interface 0
Number of QSFP+ 40 G interface 0
Number of GE Small Form-Factor

2
Pluggable (SFP) interface
Number of QSFP28 100 G

0
interface
Number ofcol /WAN Ports 4
Number of Ipsec VPN Peers

1700
supported (Site to Site)

1700
supported (Client to Site)
Specification Number of SSL VPN Peers

300
Type of Storage Disk SSD
Storage Capacity (GB) 120
Power Supplies Single
Hot Swappable Power Supply No
Redundant Fan No
Hot Swappable (Redundant Fan) No
Type of Processor x86
High Availability Support Yes
If Yes, High Availability from day 1 NA
Interface Expansion slots supprted 1
Firewall Policies - License Yes
Details of the Firewall Policies for Web Security Essentials / URL Filtering,IPS License,Application Visibility License,APT (Advance Persistant
the Firewall provided with the Threat) License (Anti Malware Protection , C& C attacks, Geo IP Protection, Zero Day Threat
License Protection),Gateway Anti virus
NGIPS Sigature supported 5000
Security Intelligence IP,URL,Domain
Certification Common Criteria /NDPP/NSS
Minimum Operating Temperature

0
(Degree C)
Maximum Operating Temperature

40
(Degree C)
Minimum Operating Humidity

10
(%RH)
Maximum Operating Humidity

75
(%RH)
IPv6 Ready from day 1 Yes

On Site OEM Warranty (Year) 3
1. General Terms and Conditions
1.1 This Contract between the Seller and the Buyer, is for the supply of the Goods and/ or Services, detailed in the schedule above, in accordance with the General
Terms and Conditions (GTC) as available on the GeM portal (unless otherwise superseded by Goods / Services specific Special Terms and Conditions (STC) and/ or
BID/Reverse Auction Additional Terms and Conditions (ATC), as applicable
1.2 Terms of delivery: Free Delivery at Site including loading/unloading. In respect of items requiring installation and / or commissioning and other services in the
scope of supply (as indicated in respective product category specification / STC / ATC), and the cost of the same is also included in the Contract price.
1.3 Delivery period: The Delivery Period/Time shall be essence of the Contract and delivery must be completed not later than such date(s). Any modification thereto
shall be mutually agreed and incorporated in the Contract as per the provisions of the GTC.
1.4 Performance Security: If the Seller fails or neglects to observe or perform any of his obligations under the contract it shall be lawful for the Buyer to forfeit either
in whole or in part, the Performance Security furnished by the Seller.
1.5 Taxes and Duties: Contract Prices are all inclusive i.e. including all taxes, duties, local levies / transportation / loading-unloading charges etc. Break up of GST
shall be indicated by the Seller while raising invoice / bill on GeM. While submitting the bill / invoice Seller shall undertake that the Goods and Services Tax (GST)
charged on this bill is not more than what is payable under the provision on the relevant Act or the Rules made there under and that the Goods on which GST has
been charged have not been exempted under the GST Act or the Rules made there under and the charges on account of GST on these goods are correct under the
provision of that Act or the rules made there under.
1.6 Octroi Duty and / or other local taxes: Contract Prices are all inclusive hence no reimbursement over and above the contract price(s) shall be allowed to seller
towards payment of local taxes (such as levy of town duty, Octroi Duty, Terminal Tax and other levies of local bodies etc).
1.9 Liquidated Damages: If the Seller fails to deliver any or all of the Goods/Services within the original/re-fixed delivery period(s) specified in the contract, the Buyer
will be entitled to deduct/recover the Liquidated Damages for the delay, unless covered under Force Majeure conditions aforesaid, @ 0.5% per week or part of the
week of delayed period as pre-estimated damages not exceeding 10% of the contract value without any controversy/dispute of any sort whatsoever. In case, Service
Level Agreement (SLA) is applicable the same shall be applicable for the Contract.
1.11 The bidder should submit a self declaration to the effect in bidder's official letter head that their agency have not been black listed by any Agency whatsoever till
date.
Contract
Contract No: GEMC-511687704054952
Generated Date: 05-Feb-2022

Type: Central PSU Designation: DGM
Ministry: Ministry of Urban Development Contact No.: -
Department: NA Email ID: mit.bmrc@nic.in
Organisation Name: Urban Transport Division GSTIN: 29AAACB4881DlZQ
Office Zone: Bangalore Metro Rail Corporation Ltd 3rd floor, BMTC Complex, Shanthinagar,K.H.Road,,
Address:
Financial Approval Detail Paying Authority Details

IFD Concurrence: No Payment Mode: Offline
Designation of Administrative Approval: MD Designation: GMF
Designation of Financial Approval: MD Email ID: cfm.bmrc@nic.in
GSTIN: 29AAACB4881DlZQ
Address:
BANGALORE CITY, KARNATAKA-560027, India
Seller Details
GeM Seller ID: 9D68180000093271
Company Name: CITO INFOTECH PRIVATE LIMITED
Contact No.: 09880741451
Email ID: shakunthala@citoinfotech.com
11/1,3rd Cross,Nandidurga Road,Bangalore,
Address:
Bangalore, KARNATAKA-560032, -
MSME verified: Yes
MSME Registration number: UDYAM-KR-03-0039133
MSE Social Category: General
MSE Gender: Female
GSTIN: 29AADCC5124B1Z4 , 29AADCC5124B1Z4
*GST / Tax invoice to be raised in the name of - Buyer
Product Details
Price
(Inclusive
Ordered Unit Price of all
# Item Description Unit Tax Bifurcation (INR)
Quantity (INR) Duties and
Taxes in
INR)
Product Name : Sophos NGFW With 3 Years On Site OEM Warranty
Brand : Sophos
Brand Type : Registered Brand
Catalogue Status : OEM verified catalogue
1 1 pieces 58,999 NA 58,999
Selling As : OEM verified Reseller
Category Name & Quadrant : Firewall - NGFW (Q2)
Sophos XGS 107 with 03 Years Xstream Protection
HSN not specified by seller
Total Order Value (in INR) 58,999
Consignee Detail
Lot Delivery Delivery To Be

S.No Consignee Item Quantity
No. Start After Completed By
Designation: DGM
Email ID: mit.bmrc@nic.in
Contact: -
Sophos NGFW With 3 Years On Site
1 GSTIN: 29AAACB4881DlZQ - 1 05-Feb-2022 20-Feb-2022
OEM Warranty
Address: 3rd floor, BMTC Complex,
Shanthinagar,K.H.Road,,
Product Specification for Sophos NGFW With 3 Years On Site OEM Warranty
Specification Sub-Spec Value

Type NGFW
Form Factor (RU) 1
Layer 3 - Layer 4,NAT,VPN,Application Visibility and Control (AVC),User Identity,Next Generation Intrusion
Features Prevention System (IPS),Zero Day Protection / Advance Malware protection,Web Security Essentials / URL
Filtering
Traffic handled TCP,UDP,HTTP/TCP,TCP/UDP
Packet Size (KB) 1024
Throughput with all features

enabled(Under Test Condition) 1000
(Mbps)
Throughput (Real World/Prod

Performance)(Under Test 1000
Condition) (Mbps)
Concurrent Session/Concurrent
1.5M
Connection
New session/Connection per

40K
second
Type of Interface Supported

GE Copper
Multiselect
Number of GE Copper interface 8
Number of 10G SFP+ interface 0
Number of QSFP+ 40 G interface 0
Number of GE Small Form-Factor

0
Pluggable (SFP) interface
Number of QSFP28 100 G

0
interface
Number ofcol /WAN Ports 4

500
supported (Site to Site)

500
Specification
Number of SSL VPN Peers
200
Type of Storage Disk SSD
Storage Capacity (GB) 50
Power Supplies Single
Hot Swappable Power Supply No
Redundant Fan No
Hot Swappable (Redundant Fan) No
Type of Processor x86
High Availability Support Yes
If Yes, High Availability from day 1 NA
Interface Expansion slots supprted 0
Firewall Policies - License Yes
Details of the Firewall Policies for Web Security Essentials / URL Filtering,IPS License,Application Visibility License,APT (Advance Persistant
the Firewall provided with the Threat) License (Anti Malware Protection , C& C attacks, Geo IP Protection, Zero Day Threat
License Protection),Gateway Anti virus
NGIPS Sigature supported 5000
Security Intelligence IP,URL,Domain
Certification Common Criteria /NDPP/NSS/ICSALabs
Minimum Operating Temperature

0
(Degree C)
Maximum Operating Temperature

40
(Degree C)
Minimum Operating Humidity

10
(%RH)
Maximum Operating Humidity

(%RH) 75
IPv6 Ready from day 1 Yes
On Site OEM Warranty (Year) 3
1. Special terms and conditions- Version:1 effective from 17-05-2021
1.1
2. General Terms and Conditions-
2.1 This Contract between the Seller and the Buyer, is for the supply of the Goods and/ or Services, detailed in the schedule above, in accordance
with the General Terms and Conditions (GTC) as available on the GeM portal (unless otherwise superseded by Goods / Services specific Special
Terms and Conditions (STC) and/ or BID/Reverse Auction Additional Terms and Conditions (ATC), as applicable
2.2 Terms of delivery: Free Delivery at Site including loading/unloading. In respect of items requiring installation and / or commissioning and other
services in the scope of supply (as indicated in respective product category specification / STC / ATC), and the cost of the same is also included in
the Contract price.
2.2.1 Contracted goods should be delivered at the consignee or designated delivery location as per the working time of the buying organisation.
Seller may get the same confirmed from consignee before scheduling delivery.
2.2.2 A copy of the contract should be available with the messenger / dispatching agency that delivers the Goods at consignee / delivery location
(preferably pasted / attached outside the consignment / package) for easy reference and ease in delivery acceptance.
2.3 Delivery period: The Delivery Period/Time shall be essence of the Contract and delivery must be completed not later than such date(s). Any
modification thereto shall be mutually agreed and incorporated in the Contract as per the provisions of the GTC.
2.4 Performance Security: If the Seller fails or neglects to observe or perform any of his obligations under the contract it shall be lawful for the
Buyer to forfeit either in whole or in part, the Performance Security furnished by the Seller.
2.5 Taxes and Duties: Contract Prices are all inclusive i.e. including all taxes, duties, local levies / transportation / loading-unloading charges etc.
Break up of GST shall be indicated by the Seller while raising invoice / bill on GeM. While submitting the bill / invoice Seller shall undertake that
the Goods and Services Tax (GST) charged on this bill is not more than what is payable under the provision on the relevant Act or the Rules made
there under and that the Goods on which GST has been charged have not been exempted under the GST Act or the Rules made there under and
the charges on account of GST on these goods are correct under the provision of that Act or the rules made there under.
2.6 Octroi Duty and / or other local taxes:Contract Prices are all inclusive hence no reimbursement over and above the contract price(s) shall be
allowed to seller towards payment of local taxes (such as levy of town duty, Octroi Duty, Terminal Tax and other levies of local bodies etc).
2.9 Liquidated Damages: If the Seller fails to deliver any or all of the Goods/Services within the original/re-fixed delivery period(s) specified in the
contract, the Buyer will be entitled to deduct/recover the Liquidated Damages for the delay, unless covered under Force Majeure conditions
aforesaid, @ 0.5% per week or part of the week of delayed period as pre-estimated damages not exceeding 10% of the contract value without any
controversy/dispute of any sort whatsoever. In case, Service Level Agreement (SLA) is applicable the same shall be applicable for the Contract.
2.11 The bidder should submit a self declaration to the effect in bidder's official letter head that their agency have not been black listed by any
Agency whatsoever till date.
Test Report issued under the responsibility of:
TEST REPORT
IEC 62368-1
Audio/video, information and communication technology equipment
Part 1: Safety requirements
Report Number .............................. : BTL-CB-1-S2011T043
Date of issue ................................... : 2021-03-17
Total number of pages .................... : 68
Applicant’s name........................... : Sophos Ltd
Address ........................................... : The Pentagon, Abingdon Science Park, Abingdon, OX14 3YP, UNITED
KINGDOM
Test specification:
Standard ......................................... : IEC 62368-1:2014 (Second Edition)
Test procedure ............................... : CB Scheme
Non-standard test method .............. : N/A
Test Report Form No. .................. : IEC62368_1B
Test Report Form(s) Originator ...... : UL(US)
Master TRF .................................... : 2014-03
Copyright © 2014 Worldwide System for Conformity Testing and Certification of Electrotechnical
Equipment and Components (IECEE), Geneva, Switzerland. All rights reserved.
This publication may be reproduced in whole or in part for non-commercial purposes as long as the IECEE is acknowledged as copyright
owner and source of the material. IECEE takes no responsibility for and will not assume liability for damages resulting from the reader's
interpretation of the reproduced material due to its placement and context.
If this Test Report Form is used by non-IECEE members, the IECEE/IEC logo and the reference to the CB Scheme
procedure shall be removed.
This report is not valid as a CB Test Report unless signed by an approved CB Testing Laboratory and
appended to a CB Test Certificate issued by an NCB in accordance with IECEE 02.
General disclaimer:
The test results presented in this report relate only to the object tested.
This report shall not be reproduced, except in full, without the written approval of the Issuing CB Testing
Laboratory. The authenticity of this Test Report and its contents can be verified by contacting the NCB,
responsible for this Test Report.
Page 2 of 68 Report No. BTL-CB-1-S2011T043
Test Item description .................................... : Network appliance

Trade Mark ................................................... :
Manufacturer ................................................. : Sophos Ltd

The Pentagon, Abingdon Science Park, Abingdon, OX14
3YP, UNITED KINGDOM
Model/Type reference .................................. : XGS 2100YYYYYYYYYYYYY,
XGS 2300YYYYYYYYYYYYY,
XGS 3100YYYYYYYYYYYYY,
XGS 3300YYYYYYYYYYYYY
(where Y may be any alphanumeric character or blank 0-9,
A-Z, a-z, and any character)
Ratings ......................................................... : I/P: 100-240V~, 6-3A, 60-50Hz (each)
Testing procedure and testing location:

CB Testing Laboratory: BTL Inc.
Testing location/ address ...........................: No. 66/68-1, Ln. 169, Sec. 2, Datong Rd., Xizhi Dist., New
Taipei City 221, Taiwan, CHINESE TAIPEI
Associated CB Testing Laboratory:
Testing location/ address ............................:
Tested by (name + signature) ............. : Anthony Hsu /
Project Handler
Approved by (name + signature) ......... : Fred Chiu /
Reviewer
Testing procedure: TMP/CTF Stage 1

Testing location/ address ............................ :
Tested by (name + signature) ............. :
Approved by (name + signature) ......... :
Testing procedure: WMT/CTF Stage 2

Witnessed by (name + signature) ........ :
Testing procedure: SMT/CTF Stage 3

or 4

Supervised by (name + signature) ...... :
IEC62368_1B
List of Attachments (including a total number of pages in each attachment):

- National differences – 30 pages
- Miscellaneous documentation – 2 page
- Photo – 22 pages
- Summary of testing:
- Maximum normal load: The unit installed each USB 3.0 outputs loaded at rated load (5V, 0.9A),
additional internal power supply or external redundant power supply 80% (12V/ 12 A ), installed with
module card: 4 ports 2.5G copper module (PoE load at 30W each PoE port, PoE load total 60W
maximum) to produce the maximum power consumption and operated continuously.
- Test samples are pre-production samples without serial numbers.
- Power Fan and System Fan (Sunonwealth Electric Machine Industry Co., Ltd., PF40281B1 series, 21.9
CFM) airflow are outward.
Tests performed (name of test and test Testing location:
clause): All tests were performed at the laboratory described on
- Steady Force Test (4.4.4.2, T.5) page 2.
- Impact Test (4.4.4.4, T.6)
- Steady-State Voltage and Current (5.2.2.2)
- Temperature Tests (5.4.1.4, 6.3.2, 9, B.2.6)
- Humidity Conditioning (5.4.8)
- Electric Strength Test (5.4.9)
- Impulse and steady-state tests (5.4.10)
- Resistance of protective conductors and
terminations(5.6.6.2)
- Earthed conductive accessible parts (5.7.4)
- Protective conductor current (5.7.5)
- Electrical power sources (PS) measurements for
classification (6.2.2)
- Input Test (B.2.5)
- Simulated abnormal operating conditions (B.3)
- Simulated single fault conditions (B.4)
- Test for the permanence of markings (F.3.10)
- Protection circuits for batteries (M.3.2)
- Limited Power Source (Q.1)
Summary of compliance with National Differences:
EU group differences, Australia, Canada, New Zealand, United States and Japan
CENELEC member countries (EU group differences): Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech
Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece,
Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom.
The product fulfils the requirements of AS/NZS 62368.1:2018.

The product fulfils the requirements of CAN/CSA C22.2 No. 62368-1-14.
The product fulfils the requirements of EN 62368-1:2014+A11:2017.
The product fulfils the requirements of J 62368-1 (2020)
The product fulfils the requirements of UL 62368-1, Second Edition.
The product fulfils the requirements of BS EN 62368-1:2014+A11:2017.
IEC62368_1B
Copy of marking plate:

The artwork below may be only a draft. The use of certification marks on a product must be authorized by the
respective NCBs that own these marks.
IEC62368_1B
All models rating label are in the same design except for type designation.
IEC62368_1B
TEST ITEM PARTICULARS:

Classification of use by................................................. : Ordinary person
Instructed person
Skilled person
Children likely to be present
Supply Connection ....................................................... : AC Mains DC Mains
External Circuit - not Mains connected
- ES1 ES2 ES3
Supply % Tolerance ..................................................... : +10%/-10%
+20%/-15%
+____%/ -_____%
None
Supply Connection – Type ........................................... : pluggable equipment type A -
non-detachable supply cord
appliance coupler
direct plug-in
mating connector
pluggable equipment type B -
non-detachable supply cord
appliance coupler
permanent connection
mating connector other:
Considered current rating of protective device as part 16 or 20 A (for building); 8A (for equipment)
of building or equipment installation .......................... : Installation location: building; equipment
Equipment mobility .................................................... : movable hand-held transportable
stationary for building-in direct plug-in
rack-mounting wall-mounted
Over voltage category (OVC) ................................... : OVC I OVC II OVC III
OVC IV other: not directly connect to mains
Class of equipment .................................................. : Class I Class II Class III
Access location ........................................................ : restricted access location N/A
Pollution degree (PD) ............................................... : PD 1 PD 2 PD 3
Manufacturer’s specified maxium operating ambient : 40°C
IP protection class .................................................... : IPX0 IP___
Power Systems ........................................................ : TN TT IT - ____ V L-L
Altitude during operation (m) .................................... : 2000 m or less 5000 m
Altitude of test laboratory (m) ................................... : 2000 m or less ______ m
Mass of equipment (kg) ........................................... : 6.24 kg
POSSIBLE TEST CASE VERDICTS:

- test case does not apply to the test object .................: N/A
- test object does meet the requirement .......................: P (Pass)
- test object does not meet the requirement .................: F (Fail)
IEC62368_1B
TESTING:
Date of receipt of test item ............................................: 2020-11-12
Date (s) of performance of tests ...................................: 2020-11-12 to 2020-12-22
GENERAL REMARKS:
"(See Enclosure #)" refers to additional information appended to the report.
"(See appended table)" refers to a table appended to the report.
Throughout this report a comma / point is used as the decimal separator.
Manufacturer’s Declaration per sub-clause 4.2.5 of IECEE 02:

The application for obtaining a CB Test Certificate Yes
includes more than one factory location and a Not applicable
declaration from the Manufacturer stating that the
sample(s) submitted for evaluation is (are)
representative of the products from each factory has
been provided ................................................................ :
When differences exist; they shall be identified in the General product information section.
Name and address of factory (ies) ...........................: 1. Lanner Electronics Inc.
6F, 22, Zhongxing Road, Xizhi District, New Taipei
City 221, Taiwan.
2. Lanner Electronics Inc.
9F, No. 151, Section 2, Datong Road, Xizhi District,
New Taipei City 221 Taiwan.
GENERAL PRODUCT INFORMATION:
The official TRF used for this evaluation has not been updated to include CTF information. As a temporary solu
tion the NCB included missing CTF page and informed IECEE Secretariat about the required TRF update.
The test results presented in this report relate only to the object tested.
This report shall not be reproduced, except in full, without the written approval of the Issuing testing laboratory.
Product Description –
- The equipment is a Network appliance of audio/video, information and communication technology
equipment.
- Electrical components are mounted on PWB, which are enclosed by metal enclosures and accompanied
with maximum one internal approved power supply and external redundant power supply.
- All I/O ports are optional.
- Maximal ambient temperature as specified by the manufacturer: +40°C
- EUT is for use with field installable plug-in laser device modules (LDMs) that are not provided with the
product when shipped from the original equipment manufacturer. EUT was evaluated with representative
LDMs during the type test investigation. EUT with LDMs installed is required to comply with the standards
stated on cover page and IEC 60825-1 and -2, including any declared national differences. The decision on
certification of EUT without LDMs rests with the recognizing NCB.
Model Differences –
- All models are identical except model designation. Unless otherwise specified, all tests were performed on
model XGS 3300 to represent the other similar models.
Additional application considerations – (Considerations used to test a component or sub-assembly) –
- N/A.
IEC62368_1B
ENERGY SOURCE IDENTIFICATION AND CLASSIFICATION TABLE:

(Note 1: Identify the following six (6) energy source forms based on the origin of the energy.)
(Note 2: The identified classification e.g., ES2, TS1, should be with respect to its ability to cause pain or injury
on the body or its ability to ignite a combustible material. Any energy source can be declared Class 3 as a
worse case classification e.g. PS3, ES3.
Electrically-caused injury (Clause 5):
(Note: Identify type of source, list sub-assembly or circuit designation and corresponding energy source
classification)
Example: +5 V dc input ES1
Source of electrical energy Corresponding classification (ES)
Input and internal primary circuits of internal power supply. ES3
Input and internal primary circuits of external redundant ES3
power supply.
Output of approved power supply ES1
Output ports ES1
Electrically-caused fire (Clause 6):
(Note: List sub-assembly or circuit designation and corresponding energy source classification)
Example: Battery pack (maximum 85 watts): PS2
Source of power or PIS Corresponding classification (PS)
All circuits except for output connectors and Front button, PS3
Panel (DISPLAY_CONN1), Power switch
(PWR_BTN_CONN1)
Output connectors PS2
Front button, Panel (DISPLAY_CONN1) PS1
Power switch (PWR_BTN_CONN1) PS1
Injury caused by hazardous substances (Clause 7)
(Note: Specify hazardous chemicals, whether produces ozone or other chemical construction not addressed as
part of the component evaluation.)
Example: Liquid in filled component Glycol
Source of hazardous substances Corresponding chemical
RTC Battery See Annex M.
Mechanically-caused injury (Clause 8)
(Note: List moving part(s), fan, special installations, etc. & corresponding MS classification based on Table 35.)
Example: Wall mount unit MS2
Source of kinetic/mechanical energy Corresponding classification (MS)
Plastic fan blade (DC Fan) MS3
Equipment mass MS1
Sharp edges and corners MS1
Thermal burn injury (Clause 9)
(Note: Identify the surface or support, and corresponding energy source classification based on type of part,
location, operating temperature and contact time in Table 38.)
Example: Hand-held scanner – thermoplastic enclosure TS1
Source of thermal energy Corresponding classification (TS)
External accessible parts TS1
Parts/components inside EUT TS3
IEC62368_1B
ENERGY SOURCE IDENTIFICATION AND CLASSIFICATION TABLE:

Radiation (Clause 10)
(Note: List the types of radiation present in the product and the corresponding energy source classification.)
Example: DVD – Class 1 Laser Product RS1
Type of radiation Corresponding classification (RS)
Optical fiber transceiver RS1
LED indicator RS1
ENERGY SOURCE DIAGRAM

Indicate which energy sources are included in the energy source diagram. Insert diagram below
☐ ES ☐ PS ☐ MS ☐ TS ☐ RS
Refer to ENERGY SOURCE IDENTIFICATION AND CLASSIFICATION TABLE
OVERVIEW OF EMPLOYED SAFEGUARDS

Clause Possible Hazard
5.1 Electrically-caused injury
Body Part Energy Source Safeguards
(e.g. Ordinary) (ES3: Primary Filter circuit)
Basic Supplementary Reinforced
(Enclosure
)
Instructed person ES3: Input and internal N/A N/A Enclosure,
primary circuits of see 5.5.3,
approved power 5.5.4
6.1 Electrically-caused fire
Material part Energy Source Safeguards
(e.g. mouse enclosure) (PS2: 100 Watt circuit)
Enclosure PS3 circuit See 6.3 Metal N/A
PCB PS3 circuit See 6.3 V-1 or better. N/A
The other components/materials PS3 circuit See 6.3 See 6.4.5, N/A
6.4.6
Internal wiring PS3 circuit N/A N/A See 6.5
external wiring PS2 circuit N/A N/A See 6.5
7.1 Injury caused by hazardous substances
(e.g., skilled) (hazardous material)
N/A N/A N/A N/A N/A
8.1 Mechanically-caused injury
(e.g. Ordinary) (MS3:High Pressure
Lamp)
(Enclosure
)
IEC62368_1B
Instructed person MS3: Plastic fan blade N/A N/A Enclosure

(DC fan)
9.1 Thermal Burn
(e.g., Ordinary) (TS2)
Instructed person TS3: Parts/components N/A N/A Enclosure
inside EUT
10.1 Radiation
(e.g., Ordinary) (Output from audio port)
N/A N/A N/A N/A N/A
Supplementary Information:
(1) See attached energy source diagram for additional details.
(2) “N” – Normal Condition; “A” – Abnormal Condition; “S” Single Fault
IEC62368_1B
IEC 62368-1
Clause Requirement + Test Result - Remark Verdict
4 GENERAL REQUIREMENTS P
4.1.1 Acceptance of materials, components and P
subassemblies
4.1.2 Use of components P
4.1.3 Equipment design and construction P
4.1.15 Markings and instructions .................................. : (See Annex F) P
4.4.4 Safeguard robustness P
4.4.4.2 Steady force tests .............................................. : (See Annex T.5) P
4.4.4.3 Drop tests .......................................................... : N/A
4.4.4.4 Impact tests ....................................................... : (See Annex T.6) P
4.4.4.5 Internal accessible safeguard enclosure and N/A
barrier tests ........................................................ :
4.4.4.6 Glass Impact tests ............................................. : N/A
4.4.4.7 Thermoplastic material tests.............................. : N/A
4.4.4.8 Air comprising a safeguard ................................ : N/A
4.4.4.9 Accessibility and safeguard effectiveness P
4.5 Explosion P
4.6 Fixing of conductors N/A
4.6.1 Fix conductors not to defeat a safeguard N/A
4.6.2 10 N force test applied to .................................. : N/A
4.7 Equipment for direct insertion into mains socket - N/A
outlets
4.7.2 Mains plug part complies with the relevant N/A
standard ............................................................. :
4.7.3 Torque (Nm) ...................................................... : N/A
4.8 Products containing coin/button cell batteries N/A
4.8.2 Instructional safeguard N/A
4.8.3 Battery Compartment Construction N/A
Means to reduce the possibility of children 
removing the battery .......................................... :
4.8.4 Battery Compartment Mechanical Tests ........... : N/A
4.8.5 Battery Accessibility N/A
4.9 Likelihood of fire or shock due to entry of (See Annex P) P
conductive object ............................................... :
IEC62368_1B
IEC 62368-1
5 ELECTRICALLY-CAUSED INJURY P
5.2.1 Electrical energy source classifications ............... : See Energy source identification P
and classification table.
5.2.2 ES1, ES2 and ES3 limits P
5.2.2.2 Steady-state voltage and current ......................... : (See appended table 5.2) P
5.2.2.3 Capacitance limits ................................................ : Evaluated in approved SPS. N/A
5.2.2.4 Single pulse limits ................................................. : N/A
5.2.2.5 Limits for repetitive pulses.................................... : N/A
5.2.2.6 Ringing signals .................................................... : N/A
5.2.2.7 Audio signals ....................................................... : N/A
5.3 Protection against electrical energy sources P
5.3.1 General Requirements for accessible parts to P
ordinary, instructed and skilled persons
5.3.2.1 Accessibility to electrical energy sources and P
safeguards
5.3.2.2 Contact requirements P
a) Test with test probe from Annex V .................. : Figure V.2 P
b) Electric strength test potential (V) ................... : N/A
c) Air gap (mm) .................................................... : N/A
5.3.2.4 Terminals for connecting stripped wire N/A
5.4 Insulation materials and requirements P
5.4.1.2 Properties of insulating material P
5.4.1.3 Humidity conditioning ......................................... : See Clause 5.4.8 P
5.4.1.4 Maximum operating temperature for insulating (See appended table 5.4.1.4, 6.3.2, P
materials .............................................................. : 9.0, B.2.6)
5.4.1.5 Pollution degree ................................................... : 2 
5.4.1.5.2 Test for pollution degree 1 environment and for an N/A
insulating compound
5.4.1.5.3 Thermal cycling N/A
5.4.1.6 Insulation in transformers with varying dimensions N/A
5.4.1.7 Insulation in circuits generating starting pulses N/A
5.4.1.8 Determination of working voltage N/A
5.4.1.9 Insulating surfaces N/A
5.4.1.10 Thermoplastic parts on which conductive metallic N/A
parts are directly mounted
5.4.1.10.2 Vicat softening temperature ................................. : N/A
5.4.1.10.3 Ball pressure ........................................................ : N/A
5.4.2 Clearances Evaluated as part of Power Supply P
unit.
5.4.2.2 Determining clearance using peak working voltage N/A
IEC62368_1B
IEC 62368-1
5.4.2.3 Determining clearance using required withstand See below. P

voltage ................................................................. :
a) a.c. mains transient voltage ............................. : 2500V for Overvoltage Cat. II 
b) d.c. mains transient voltage ............................ : No such transient 
c) external circuit transient voltage ...................... : No such transient 
d) transient voltage determined by measurement... : N/A 
5.4.2.4 Determining the adequacy of a clearance using an N/A
electric strength test
5.4.2.5 Multiplication factors for clearances and test N/A
voltages ................................................................ :
5.4.3 Creepage distances ............................................. : Evaluated as part of Power Supply P
unit.
5.4.3.1 General N/A
5.4.3.3 Material Group ..................................................... : 
5.4.4 Solid insulation N/A
5.4.4.2 Minimum distance through insulation ................. : N/A
5.4.4.3 Insulation compound forming solid insulation N/A
5.4.4.4 Solid insulation in semiconductor devices N/A
5.4.4.5 Cemented joints N/A
5.4.4.6 Thin sheet material N/A
5.4.4.6.1 General requirements N/A
5.4.4.6.2 Separable thin sheet material N/A
Number of layers (pcs) ........................................ : N/A
5.4.4.6.3 Non-separable thin sheet material N/A
5.4.4.6.4 Standard test procedure for non-separable thin N/A
sheet material .................................................... :
5.4.4.6.5 Mandrel test N/A
5.4.4.7 Solid insulation in wound components N/A
5.4.4.9 Solid insulation at frequencies >30 kHz............. : N/A
5.4.5 Antenna terminal insulation N/A
5.4.5.1 General N/A
5.4.5.2 Voltage surge test N/A
Insulation resistance (M) ................................. : 
5.4.6 Insulation of internal wire as part of N/A
supplementary safeguard .................................. :
5.4.7 Tests for semiconductor components and for N/A
cemented joints
5.4.8 Humidity conditioning P
Relative humidity (%) ......................................... : 93% 
IEC62368_1B
IEC 62368-1
Temperature (°C) ................................................ : 40°C 

Duration (h) ........................................................ : 120h 
5.4.9 Electric strength test .......................................... : (See appended table 5.4.9) P
5.4.9.1 Test procedure for a solid insulation type test P
5.4.9.2 Test procedure for routine tests N/A
5.4.10 Protection against transient voltages between P
external circuit
5.4.10.1 Parts and circuits separated from external circuits P
5.4.10.2 Test methods P
5.4.10.2.1 General P
5.4.10.2.2 Impulse test........................................................ : (See appended table 5.4.9) P
5.4.10.2.3 Steady-state test ................................................ : (See appended table 5.4.9) P
5.4.11 Insulation between external circuits and earthed stationary pluggable equipment type P
circuitry............................................................... : A, that is intended to be used in a
location having equipotential
bonding (such as a
telecommunication centre, a
dedicated computer room or a
restricted access area) and has
installation instructions that require
verification of the protective earthing
connection of the socket-outlet by a
skilled person;
5.4.11.1 Exceptions to separation between external
N/A
circuits and earth
5.4.11.2 Requirements N/A
Rated operating voltage Uop(V).......................... : 
Nominal voltage Upeak(V).................................... : 
Max increase due to variation Usp ....................... : 
Max increase due to ageing Usa ...................... : 
Uop= Upeak+ Usp+Usa ....................................... : 
5.5 Components as safeguards
5.5.1 General N/A
5.5.2 Capacitors and RC units N/A
5.5.2.1 General requirement N/A
5.5.2.2 Safeguards against capacitor discharge after N/A
disconnection of a connector ............................. :
5.5.3 Transformers N/A
5.5.4 Optocouplers N/A
5.5.5 Relays N/A
5.5.6 Resistors N/A
IEC62368_1B
IEC 62368-1
5.5.7 SPD’s N/A

5.5.7.1 Use of an SPD connected to reliable earthing N/A
5.5.7.2 Use of an SPD between mains and protective N/A
earth
5.5.8 Insulation between the mains and external circuit N/A
consisting of a coaxial cable .............................. :
5.6 Protective conductor P
5.6.2 Requirement for protective conductors P
5.6.2.1 General requirements P
5.6.2.2 Colour of insulation N/A
5.6.3 Requirement for protective earthing conductors N/A
2
Protective earthing conductor size (mm ) ........... : 
5.6.4 Requirement for protective bonding conductors P
5.6.4.1 Protective bonding conductors P
2
Protective bonding conductor size (mm ). ........... : Evaluated as part of Power Supply

unit.
Protective current rating (A) ................................ : Evaluated as part of Power Supply

unit.
5.6.4.3 Current limiting and overcurrent protective N/A
devices
5.6.5 Terminals for protective conductors P
5.6.5.1 Requirement P
2
Conductor size (mm ), nominal thread diameter Evaluated as part of Power Supply P
(mm).................................................................... : unit.
5.6.5.2 Corrosion P
5.6.6 Resistance of the protective system P
5.6.6.1 Requirements P
5.6.6.2 Test Method Resistance () ............................... : (See appended Table 5.6.6.2) P
5.6.7 Reliable earthing N/A
5.7 Prospective touch voltage, touch current and protective conductor current P
5.7.2 Measuring devices and networks P
5.7.2.1 Measurement of touch current ............................ : Instrument indicating peak voltage P
used.
5.7.2.2 Measurement of prospective touch voltage N/A
5.7.3 Equipment set-up, supply connections and earth P
connections
System of interconnected equipment (separate N/A.

connections/single connection)........................... :
Multiple connections to mains (one connection at One connection at a time.

a time/simultaneous connections) ...................... :
IEC62368_1B
IEC 62368-1
5.7.4 Earthed conductive accessible parts .................. : (See appended Table 5.7.4) P
5.7.5 Protective conductor current P
Supply Voltage (V) .............................................. : 90Vac 
Measured current (mA) ....................................... : 1.738 mArms (for internal power
supply)

0.691 mArms (for external
redundant power supply)
Instructional Safeguard ....................................... : N/A
5.7.6 Prospective touch voltage and touch current due N/A
to external circuits
5.7.6.1 Touch current from coaxial cables N/A
5.7.6.2 Prospective touch voltage and touch current from N/A
external circuits
5.7.7 Summation of touch currents from external N/A
circuits
a) Equipment with earthed external circuits N/A
Measured current (mA) ....................................... :
b) Equipment whose external circuits are not N/A
referenced to earth. Measured current (mA) ...... :
6 ELECTRICALLY- CAUSED FIRE P

6.2 Classification of power sources (PS) and potential ignition sources (PIS) P
6.2.2 Power source circuit classifications See Energy source identification P
6.2.2.1 General P
6.2.2.2 Power measurement for worst-case load fault ... : (See appended table 6.2.2) P
6.2.2.3 Power measurement for worst-case power source (See appended table 6.2.2) P
fault ....................................................................... :
6.2.2.4 PS1 ...................................................................... : See 6.2.2. P
6.2.2.5 PS2 ...................................................................... : See 6.2.2 P
6.2.2.6 PS3 ...................................................................... : See 6.2.2 P
6.2.3 Classification of potential ignition sources All conductors and devices are P
considered as PIS except PS1
circuit.
6.2.3.1 Arcing PIS ........................................................... : See 6.2.3. P
6.2.3.2 Resistive PIS ....................................................... : See 6.2.3. P
6.3 Safeguards against fire under normal operating and abnormal operating conditions P
6.3.1 (a) No ignition and attainable temperature value less (See appended table 5.4.1.4, P
than 90 % defined by ISO 871 or less than 300 C 6.3.2, 9.0, B.2.6)
for unknown materials ....................................... :
6.3.1 (b) Combustible materials outside fire enclosure P
IEC62368_1B
IEC 62368-1
6.4 Safeguards against fire under single fault conditions P

6.4.1 Safeguard Method Control of fire spread P
6.4.2 Reduction of the likelihood of ignition under single N/A
fault conditions in PS1 circuits
6.4.3 Reduction of the likelihood of ignition under single N/A
fault conditions in PS2 and PS3 circuits
6.4.3.1 General N/A
6.4.3.2 Supplementary Safeguards N/A
Special conditions if conductors on printed boards N/A
are opened or peeled
6.4.3.3 Single Fault Conditions ........................................ : N/A
Special conditions for temperature limited by fuse N/A
6.4.4 Control of fire spread in PS1 circuits P
6.4.5 Control of fire spread in PS2 circuits P
6.4.5.2 Supplementary safeguards .............................. : Components other than PCB and P
wires are:
- mounted on PCB rated V-1 or
better, or
- made of V-2/VTM-2 or better.
See appended tables 4.1.2 and
Annex G.
6.4.6 Control of fire spread in PS3 circuit P
6.4.7 Separation of combustible materials from a PIS N/A
6.4.7.1 General .............................................................. : N/A
6.4.7.2 Separation by distance N/A
6.4.7.3 Separation by a fire barrier N/A
6.4.8 Fire enclosures and fire barriers Fire enclosure provided. P
6.4.8.1 Fire enclosure and fire barrier material properties P
6.4.8.2.1 Requirements for a fire barrier N/A
6.4.8.2.2 Requirements for a fire enclosure P
6.4.8.3 Constructional requirements for a fire enclosure P
and a fire barrier
6.4.8.3.1 Fire enclosure and fire barrier openings P
6.4.8.3.2 Fire barrier dimensions N/A
6.4.8.3.3 Top Openings in Fire Enclosure: dimensions(mm) Fan openings exceed 5 mm, P
................................................................................. : however, the openings were
outside the fire cone of 15 mm.
See MISCELLANEOUS
(appended table 6.4.8.3.3,
6.4.8.3.4)
Needle Flame test N/A
IEC62368_1B
IEC 62368-1
6.4.8.3.4 Bottom Openings in Fire Enclosure, condition met Fan openings exceed 3 mm, P
a), b) and/or c) dimensions (mm) .......................... : however, the openings were
outside the fire cone of 15 mm.
See MISCELLANEOUS
(appended table 6.4.8.3.3,
6.4.8.3.4)
Flammability tests for the bottom of a fire N/A
enclosure ............................................................... :
6.4.8.3.5 Integrity of the fire enclosure, condition met: a), N/A
b) or c) ............................................................... :
6.4.8.4 Separation of PIS from fire enclosure and fire Enclosure is made of metal. P
barrier distance (mm) or flammability rating .........:
6.5 Internal and external wiring P
6.5.1 Requirements “VW-1” wires used, which P
considered to equivalent to IEC/TS
60695-11-21.
2
6.5.2 Cross-sectional area (mm ) .................................. : N/A 
6.5.3 Requirements for interconnection to building N/A
wiring .................................................................... :
6.6 Safeguards against fire due to connection to P
additional equipment
External port limited to PS2 or complies with See appended table annex Q.1. P
Clause Q.1
7 INJURY CAUSED BY HAZARDOUS SUBSTANCES P
7.2 Reduction of exposure to hazardous substances N/A

7.3 Ozone exposure N/A
7.4 Use of personal safeguards (PPE) N/A
Personal safeguards and instructions ............... : 
7.5 Use of instructional safeguards and instructions N/A
Instructional safeguard (ISO 7010) ....................: 
7.6 Batteries............................................................. : (See annex M) P
8 MECHANICALLY-CAUSED INJURY P
8.1 General See Energy source identification P
and classification table
8.2 Mechanical energy source classifications P
8.3 Safeguards against mechanical energy sources P
8.4 Safeguards against parts with sharp edges and N/A
corners
8.4.1 Safeguards N/A
8.5 Safeguards against moving parts P
IEC62368_1B
IEC 62368-1
8.5.1 MS2 or MS3 part required to be accessible for the The blades of the DC fan are not P
function of the equipment accessible with test finger Figure
V.2.
8.5.2 Instructional Safeguard ........................................ : N/A. 
8.5.4 Special categories of equipment comprising N/A
moving parts
8.5.4.1 Large data storage equipment N/A
8.5.4.2 Equipment having electromechanical device for N/A
destruction of media
8.5.4.2.1 Safeguards and Safety Interlocks .........................: N/A
8.5.4.2.2 Instructional safeguards against moving parts N/A
Instructional Safeguard ..........................................: 
8.5.4.2.3 Disconnection from the supply N/A
8.5.4.2.4 Probe type and force (N) .......................................: N/A
8.5.5 High Pressure Lamps N/A
8.5.5.1 Energy Source Classification N/A
8.5.5.2 High Pressure Lamp Explosion Test .....................: N/A
8.6 Stability N/A
8.6.1 Product classification N/A
Instructional Safeguard ..........................................: 
8.6.2 Static stability N/A
8.6.2.2 Static stability test N/A
Applied Force .......................................................... : 
8.6.2.3 Downward Force Test N/A
8.6.3 Relocation stability test N/A
Unit configuration during 10 tilt.............................. : 
8.6.4 Glass slide test N/A
8.6.5 Horizontal force test (Applied Force) ...................... : N/A
Position of feet or movable parts ............................ : 
8.7 Equipment mounted to wall or ceiling N/A
8.7.1 Mounting Means (Length of screws (mm) and N/A
mounting surface) .................................................. :
8.7.2 Direction and applied force ..................................... : N/A
8.8 Handles strength N/A
8.8.1 Classification N/A
8.8.2 Applied Force ......................................................... : N/A
8.9 Wheels or casters attachment requirements N/A
IEC62368_1B
IEC 62368-1
8.9.2 Applied force ........................................................... : 

8.10 Carts, stands and similar carriers N/A
8.10.1 General N/A
8.10.2 Marking and instructions N/A
Instructional Safeguard ........................................... : 
8.10.3 Cart, stand or carrier loading test and compliance N/A
Applied force ........................................................... : 
8.10.4 Cart, stand or carrier impact test N/A
8.10.5 Mechanical stability N/A
Applied horizontal force (N) .................................... : 
8.10.6 Thermoplastic temperature stability (C) ................ : N/A
8.11 Mounting means for rack mounted equipment N/A
8.11.1 General N/A
8.11.2 Product Classification N/A
8.11.3 Mechanical strength test, variable N .....................: N/A
8.11.4 Mechanical strength test 250N, including end stops N/A
8.12 Telescoping or rod antennas ................................. N/A
Button/Ball diameter (mm) .....................................: 
9 THERMAL BURN INJURY P

9.2 Thermal energy source classifications See Energy source identification P
9.3 Safeguard against thermal energy sources P
9.4 Requirements for safeguards P
9.4.1 Equipment safeguard P
9.4.2 Instructional safeguard ........................................... : N/A
10 RADIATION P
10.2 Radiation energy source classification See Energy source identification
P
and classification table
10.2.1 General classification P
10.3 Protection against laser radiation N/A
Laser radiation that exists equipment: 
Normal, abnormal, single-fault .............................: N/A
Instructional safeguard .........................................: 
Tool ......................................................................: 
10.4 Protection against visible, infrared, and UV
N/A
radiation
IEC62368_1B
IEC 62368-1
10.4.1 General N/A

10.4.1.a) RS3 for Ordinary and instructed persons ............ : N/A
10.4.1.b) RS3 accessible to a skilled person ..................... : N/A
Personal safeguard (PPE) instructional 
safeguard ............................................................ :
10.4.1.c) Equipment visible, IR, UV does not exceed RS1 ..: N/A
10.4.1.d) Normal, abnormal, single-fault conditions ..........: N/A
10.4.1.e) Enclosure material employed as safeguard is N/A
opaque ................................................................ :
10.4.1.f) UV attenuation .................................................... : N/A
10.4.1.g) Materials resistant to degradation UV ................. : N/A
10.4.1.h) Enclosure containment of optical radiation ......... : N/A
10.4.1.i) Exempt Group under normal operating N/A
conditions ............................................................ :
10.4.2 Instructional safeguard ........................................ : N/A
10.5 Protection against x-radiation N/A
10.5.1 X- radiation energy source that exists equipment : N/A
Normal, abnormal, single fault conditions N/A
Equipment safeguards ........................................ : N/A
Instructional safeguard for skilled person ............ : N/A
10.5.3 Most unfavourable supply voltage to give 
maximum radiation .............................................. :
Abnormal and single-fault condition ....................: N/A
Maximum radiation (pA/kg) .................................: N/A
10.6 Protection against acoustic energy sources N/A
10.6.1 General N/A
Acoustic output, dB(A) ........................................: N/A
Output voltage, unweighted r.m.s. ......................: N/A
10.6.4 Protection of persons N/A
Instructional safeguards ......................................: N/A
Equipment safeguard prevent ordinary person to 
RS2 .....................................................................:
Means to actively inform user of increase sound 
pressure ..............................................................:
Equipment safeguard prevent ordinary person to 
RS2 ........................................................................ :
10.6.5 Requirements for listening devices (headphones, N/A
earphones, etc.)
10.6.5.1 Corded passive listening devices with analog N/A
IEC62368_1B
IEC 62368-1
input
Input voltage with 94 dB(A) LAeqacoustic 
pressure output ...................................................:
10.6.5.2 Corded listening devices with digital input N/A
Maximum dB(A) ..................................................: 
10.6.5.3 Cordless listening device N/A
Maximum dB(A) ..................................................: 
NORMAL OPERATING CONDITION TESTS, ABNORMAL OPERATING P

B
CONDITION TESTS AND SINGLE FAULT CONDITION TESTS
B.2 Normal Operating Conditions P
B.2.1 General requirements ......................................... : (See Test Item Particulars and P
appended test tables)
Audio Amplifiers and equipment with audio N/A
amplifiers ............................................................. :
B.2.3 Supply voltage and tolerances P
B.2.5 Input test ............................................................. : (See appended table B.2.5) P
B.3 Simulated abnormal operating conditions P
B.3.1 General requirements ......................................... : (See appended table B.3) P
B.3.2 Covering of ventilation openings (See appended table B.3) P
B.3.3 D.C. mains polarity test N/A
B.3.4 Setting of voltage selector .................................. : N/A
B.3.5 Maximum load at output terminals ....................... : (See appended table B.3) P
B.3.6 Reverse battery polarity N/A
B.3.7 Abnormal operating conditions as specified in N/A
Clause E.2.
B.3.8 Safeguards functional during and after abnormal P
operating conditions
B.4 Simulated single fault conditions P
B.4.2 Temperature controlling device open or short- No temperature controlling device. N/A
circuited ............................................................... :
B.4.3 Motor tests P
B.4.3.1 Motor blocked or rotor locked increasing the (See appended table B.4) P
internal ambient temperature ............................. :
B.4.4 Short circuit of functional insulation P
B.4.4.1 Short circuit of clearances for functional insulation P
B.4.4.2 Short circuit of creepage distances for functional P
insulation
B.4.4.3 Short circuit of functional insulation on coated N/A
printed boards
IEC62368_1B
IEC 62368-1
B.4.5 Short circuit and interruption of electrodes in N/A

tubes and semiconductors
B.4.6 Short circuit or disconnect of passive components N/A
B.4.7 Continuous operation of components N/A
B.4.8 Class 1 and Class 2 energy sources within limits P
during and after single fault conditions
B.4.9 Battery charging under single fault conditions .... : N/A
C UV RADIATION N/A
C.1 Protection of materials in equipment from UV N/A
radiation
C.1.2 Requirements N/A
C.1.3 Test method N/A
C.2 UV light conditioning test N/A
C.2.1 Test apparatus N/A
C.2.2 Mounting of test samples N/A
C.2.3 Carbon-arc light-exposure apparatus N/A
C.2.4 Xenon-arc light exposure apparatus N/A
D TEST GENERATORS P
D.1 Impulse test generators P
D.2 Antenna interface test generator N/A
D.3 Electronic pulse generator N/A
E TEST CONDITIONS FOR EQUIPMENT CONTAINING AUDIO AMPLIFIERS N/A
E.1 Audio amplifier normal operating conditions N/A
Audio signal voltage (V) ...................................... : 
Rated load impedance (Ω) ................................. : 
E.2 Audio amplifier abnormal operating conditions N/A
F EQUIPMENT MARKINGS, INSTRUCTIONS, AND INSTRUCTIONAL SAFEGUARDS P
F.1 General requirements P
Instructions – Language .................................... : English 
F.2 Letter symbols and graphical symbols P
F.2.1 Letter symbols according to IEC60027-1 P
F.2.2 Graphic symbols IEC, ISO or manufacturer P
specific
F.3 Equipment markings P
F.3.1 Equipment marking locations Equipment and rating marking are P
on the exterior of EUT.
F.3.2 Equipment identification markings P
F.3.2.1 Manufacturer identification ................................. : See copy of marking plate 
F.3.2.2 Model identification ............................................ : See copy of marking plate 
IEC62368_1B
IEC 62368-1
F.3.3 Equipment rating markings P

F.3.3.1 Equipment with direct connection to mains P
F.3.3.2 Equipment without direct connection to mains N/A
F.3.3.3 Nature of supply voltage ..................................... : See copy of marking plate 
F.3.3.4 Rated voltage ...................................................... : See copy of marking plate 
F.3.3.4 Rated frequency.................................................. : See copy of marking plate 
F.3.3.6 Rated current or rated power .............................. : See copy of marking plate 
F.3.3.7 Equipment with multiple supply connections P
F.3.4 Voltage setting device No voltage setting device. N/A
F.3.5 Terminals and operating devices P
F.3.5.1 Mains appliance outlet and socket-outlet N/A
markings ............................................................. :
F.3.5.2 Switch position identification marking ................. : N/A
F.3.5.3 Replacement fuse identification and rating Evaluated in approved SPS. P
markings ............................................................. :
F.3.5.4 Replacement battery identification marking ........ : See instruction manual. P
F.3.5.5 Terminal marking location Evaluated in approved SPS. P
F.3.6 Equipment markings related to equipment P
classification
F.3.6.1 Class I Equipment P
F.3.6.1.1 Protective earthing conductor terminal P
F.3.6.1.2 Neutral conductor terminal N/A
F.3.6.1.3 Protective bonding conductor terminals P
F.3.6.2 Class II equipment (IEC60417-5172) N/A
F.3.6.2.1 Class II equipment with or without functional earth N/A
F.3.6.2.2 Class II equipment with functional earth terminal N/A
marking
F.3.7 Equipment IP rating marking ............................. : IPX0 
F.3.8 External power supply output marking N/A
F.3.9 Durability, legibility and permanence of marking P
F.3.10 Test for permanence of markings P
F.4 Instructions P
a) Equipment for use in locations where children N/A
not likely to be present - marking
b) Instructions given for installation or initial use P
c) Equipment intended to be fastened in place N/A
d) Equipment intended for use only in restricted P
access area
IEC62368_1B
IEC 62368-1
e) Audio equipment terminals classified as ES3 N/A

and other equipment with terminals marked in
accordance F.3.6.1
f) Protective earthing employed as safeguard P
g) Protective earthing conductor current exceeding N/A
ES 2 limits
h) Symbols used on equipment P
i) Permanently connected equipment not provided N/A
with all-pole mains switch
j) Replaceable components or modules providing N/A
safeguard function
F.5 Instructional safeguards P
Where “instructional safeguard” is referenced in P
the test report it specifies the required elements,
location of marking and/or instruction
G COMPONENTS P
G.1 Switches N/A
G.1.1 General requirements Secondary switch is located at N/A
PS1.
G.1.2 Ratings, endurance, spacing, maximum load N/A
G.2 Relays N/A
G.2.1 General requirements N/A
G.2.2 Overload test N/A
G.2.3 Relay controlling connectors supply power N/A
G.2.4 Mains relay, modified as stated in G.2 N/A
G.3 Protection Devices P
G.3.1 Thermal cut-offs N/A
G.3.1.1a) Thermal cut-outs separately approved according N/A
&b) to IEC 60730 with conditions indicated in a) & b)
G.3.1.1c) Thermal cut-outs tested as part of the equipment N/A
as indicated in c)
G.3.1.2 Thermal cut-off connections maintained and N/A
secure
G.3.2 Thermal links N/A
G.3.2.1a) Thermal links separately tested with IEC 60691 N/A
G.3.2.1b) Thermal links tested as part of the equipment N/A
Aging hours (H) ................................................... : 
Single Fault Condition ......................................... : 
Test Voltage (V) and Insulation Resistance () . : 
G.3.3 PTC Thermistors For USB port P
G.3.4 Overcurrent protection devices For PoE port N/A
IEC62368_1B
IEC 62368-1
G.3.5 Safeguards components not mentioned in G.3.1 to G.3.5 N/A

G.3.5.1 Non-resettable devices suitably rated and N/A
marking provided
G.3.5.2 Single faults conditions ....................................... : N/A
G.4 Connectors P
G.4.1 Spacings P
G.4.2 Mains connector configuration ........................... : Evaluated in approved SPS. P
G.4.3 Plug is shaped that insertion into mains socket- P
outlets or appliance coupler is unlikely
G.5 Wound Components P
G.5.1 Wire insulation in wound components ................ N/A
G.5.1.2 a) Two wires in contact inside wound component, N/A
angle between 45° and 90°
G.5.1.2 b) Construction subject to routine testing N/A
G.5.2 Endurance test on wound components N/A
G.5.2.1 General test requirements N/A
G.5.2.2 Heat run test N/A
Time (s) ............................................................... : 
Temperature (C) ................................................ : 
G.5.2.3 Wound Components supplied by mains N/A
G.5.3 Transformers N/A
G.5.3.1 Requirements applied (IEC61204-7, IEC61558- N/A
1/-2, and/or IEC62368-1) .................................... :
Position ............................................................... : 
Method of protection .......................................... : 
G.5.3.2 Insulation N/A
Protection from displacement of windings .......... : 
G.5.3.3 Overload test....................................................... : N/A
G.5.3.3.1 Test conditions N/A
G.5.3.3.2 Winding Temperatures testing in the unit N/A
G.5.3.3.3 Winding Temperatures - Alternative test method N/A
G.5.4 Motors P
G.5.4.1 General requirements P
Position .............................................................. : Approved DC fan used. 
G.5.4.2 Test conditions N/A
G.5.4.3 Running overload test N/A
G.5.4.4 Locked-rotor overload test N/A
Test duration (days) ........................................... : 
IEC62368_1B
IEC 62368-1
G.5.4.5 Running overload test for d.c. motors in N/A

secondary circuits
G.5.4.5.2 Tested in the unit N/A
Electric strength test (V) ..................................... : 
G.5.4.5.3 Tested on the Bench - Alternative test method; N/A
test time (h) ........................................................ :
Electric strength test (V) ..................................... : 
G.5.4.6 Locked-rotor overload test for d.c. motors in N/A
secondary circuits
G.5.4.6.2 Tested in the unit N/A
Maximum Temperature ...................................... : N/A
Electric strength test (V) .................................... : N/A
G.5.4.6.3 Tested on the bench - Alternative test method; N/A
test time (h) ......................................................... :
Electric strength test (V) ..................................... : N/A
G.5.4.7 Motors with capacitors N/A
G.5.4.8 Three-phase motors N/A
G.5.4.9 Series motors N/A
Operating voltage ............................................... : 
G.6 Wire Insulation N/A
G.6.1 General N/A
G.6.2 Solvent-based enamel wiring insulation N/A
G.7 Mains supply cords N/A
Type .................................................................... : 
Rated current (A) ................................................ : 
2
Cross-sectional area (mm ), (AWG) ................... : 
G.7.2 Compliance and test method N/A
G.7.3 Cord anchorages and strain relief for non- N/A
detachable power supply cords
G.7.3.2 Cord strain relief N/A
G.7.3.2.1 Requirements N/A
Strain relief test force (N) .................................... : 
G.7.3.2.2 Strain relief mechanism failure N/A
G.7.3.2.3 Cord sheath or jacket position, distance (mm) ... : 
G.7.3.2.4 Strain relief comprised of polymeric material N/A
G.7.4 Cord Entry ........................................................... : N/A
G.7.5 Non-detachable cord bend protection N/A
G.7.5.1 Requirements N/A
IEC62368_1B
IEC 62368-1
G.7.5.2 Mass (g) .............................................................. : 

Diameter (m) ....................................................... : 
Temperature (C) ................................................ : 
G.7.6 Supply wiring space N/A
G.7.6.2 Stranded wire N/A
G.7.6.2.1 Test with 8 mm strand N/A
G.8 Varistors N/A
G.8.2 Safeguard against shock N/A
G.8.3 Safeguard against fire N/A
G.8.3.2 Varistor overload test .......................................... : N/A
G.8.3.3 Temporary overvoltage ....................................... : N/A
G.9 Integrated Circuit (IC) Current Limiters N/A
G.9.1 a) Manufacturer defines limit at max. 5A. N/A
G.9.1 b) Limiters do not have manual operator or reset N/A
G.9.1 c) Supply source does not exceed 250 VA ............ : 
G.9.1 d) IC limiter output current (max. 5A) ...................... : 
G.9.1 e) Manufacturers’ defined drift ............................... : 
G.9.2 Test Program 1 N/A
G.10 Resistors N/A
G.10.2 Resistor test N/A
G.10.3 Test for resistors serving as safeguards between N/A
the mains and an external circuit consisting of a
coaxial cable
G.10.3.1 General requirements N/A
G.10.3.2 Voltage surge test N/A
G.10.3.3 Impulse test N/A
G.11 Capacitor and RC units N/A
G.11.2 Conditioning of capacitors and RC units N/A
G.11.3 Rules for selecting capacitors N/A
G.12 Optocouplers N/A
Optocouplers comply with IEC 60747-5-5:2007 N/A
Spacing or Electric Strength Test (specify option
and test results) .................................................. :
IEC62368_1B
IEC 62368-1
Type test voltage Vini ......................................... : 

Routine test voltage, Vini,b ................................. : 
G.13 Printed boards P
G.13.1 General requirements P
G.13.2 Uncoated printed boards P
G.13.3 Coated printed boards N/A
G.13.4 Insulation between conductors on the same inner N/A
surface
Compliance with cemented joint requirements

(Specify construction) ......................................... :
G.13.5 Insulation between conductors on different N/A
surfaces
Distance through insulation ................................. : N/A
Number of insulation layers (pcs) ....................... : 
G.13.6 Tests on coated printed boards N/A
G.13.6.1 Sample preparation and preliminary inspection N/A
G.13.6.2a) Thermal conditioning N/A
G.13.6.2b) Electric strength test N/A
G.13.6.2c) Abrasion resistance test N/A
G.14 Coating on components terminals N/A
G.14.1 Requirements ..................................................... : N/A
G.15 Liquid filled components N/A
G.15.2 Requirements N/A
G.15.3 Compliance and test methods N/A
G.15.3.1 Hydrostatic pressure test N/A
G.15.3.2 Creep resistance test N/A
G.15.3.3 Tubing and fittings compatibility test N/A
G.15.3.4 Vibration test N/A
G.15.3.5 Thermal cycling test N/A
G.15.3.6 Force test N/A
G.15.4 Compliance N/A
G.16 IC including capacitor discharge function (ICX) N/A
a) Humidity treatment in accordance with sc5.4.8 – N/A
120 hours
b) Impulse test using circuit 2 with Uc = to transient N/A
voltage ............................................................... :
C1) Application of ac voltage at 110% of rated voltage N/A
for 2.5 minutes
IEC62368_1B
IEC 62368-1
C2) Test voltage ....................................................... : 

D1) 10,000 cycles on and off using capacitor with N/A
smallest capacitance resistor with largest
resistance specified by manufacturer
D2) Capacitance ....................................................... : 
D3) Resistance ......................................................... : 
H CRITERIA FOR TELEPHONE RINGING SIGNALS N/A
H.1 General N/A
H.2 Method A N/A
H.3 Method B N/A
H.3.1 Ringing signal N/A
H.3.1.1 Frequency (Hz) .................................................. : 
H.3.1.2 Voltage (V) ......................................................... : 
H.3.1.3 Cadence; time (s) and voltage (V) ..................... : 
H.3.1.4 Single fault current (mA): .................................... : 
H.3.2 Tripping device and monitoring voltage .............. : N/A
H.3.2.1 Conditions for use of a tripping device or a N/A
monitoring voltage complied with
H.3.2.2 Tripping device N/A
H.3.2.3 Monitoring voltage (V) ......................................... : 
J INSULATED WINDING WIRES FOR USE WITHOUT INTERLEAVED INSULATION N/A
General requirements N/A
K SAFETY INTERLOCKS N/A
K.1 General requirements N/A
K.2 Components of safety interlock safeguard N/A
mechanism ........................................................
K.3 Inadvertent change of operating mode N/A
K.4 Interlock safeguard override N/A
K.5 Fail-safe N/A
Compliance ......................................................... : N/A
K.6 Mechanically operated safety interlocks N/A
K.6.1 Endurance requirement N/A
K.6.2 Compliance and Test method............................. : N/A
K.7 Interlock circuit isolation N/A
K.7.1 Separation distance for contact gaps & interlock N/A
circuit elements (type and circuit location) ........ :
K.7.2 Overload test, Current (A) .................................. : N/A
K.7.3 Endurance test N/A
K.7.4 Electric strength test .......................................... : N/A
IEC62368_1B
IEC 62368-1
L DISCONNECT DEVICES P
L.1 General requirements Appliance coupler is considered as P
disconnected device.
L.2 Permanently connected equipment N/A
L.3 Parts that remain energized P
L.4 Single phase equipment P
L.5 Three-phase equipment N/A
L.6 Switches as disconnect devices N/A
L.7 Plugs as disconnect devices N/A
L.8 Multiple power sources P
M EQUIPMENT CONTAINING BATTERIES AND THEIR PROTECTION CIRCUITS P
M.1 General requirements P
M.2 Safety of batteries and their cells P
M.2.1 Requirements P
M.2.2 Compliance and test method (identify method) ...: See appended table 4.1.2 for RTC P
battery.
M.3 Protection circuits P
M.3.1 Requirements P
M.3.2 Tests RTC Battery is protected against P
charging current by multiple
components.
- Overcharging of a rechargeable battery N/A
- Unintentional charging of a non-rechargeable P
battery
- Reverse charging of a rechargeable battery N/A
- Excessive discharging rate for any battery N/A
M.3.3 Compliance ......................................................... : (See appended Tables annex M) P
M.4 Additional safeguards for equipment containing N/A
secondary lithium battery
M.4.1 General N/A
M.4.2 Charging safeguards N/A
M.4.2.1 Charging operating limits N/A
M.4.2.2a) Charging voltage, current and temperature ........ : 
M.4.2.2 b) Single faults in charging circuitry ........................ : 
M.4.3 Fire Enclosure N/A
M.4.4 Endurance of equipment containing a secondary N/A
lithium battery
M.4.4.2 Preparation N/A
M.4.4.3 Drop and charge/discharge function tests N/A
Drop N/A
IEC62368_1B
IEC 62368-1
Charge N/A
Discharge N/A
M.4.4.4 Charge-discharge cycle test N/A
M.4.4.5 Result of charge-discharge cycle test N/A
M.5 Risk of burn due to short circuit during carrying N/A
M.5.1 Requirement N/A
M.5.2 Compliance and Test Method (Test of P.2.3) N/A
M.6 Prevention of short circuits and protection from N/A
other effects of electric current
M.6.1 Short circuits N/A
M.6.1.1 General requirements N/A
M.6.1.2 Test method to simulate an internal fault N/A
M.6.1.3 Compliance (Specify M.6.1.2 or alternative N/A
method) ...............................................................:
M.6.2 Leakage current (mA) .........................................: N/A
M.7 Risk of explosion from lead acid and NiCd N/A
batteries
M.7.1 Ventilation preventing explosive gas N/A
concentration
M.7.2 Compliance and test method N/A
M.8 Protection against internal ignition from external N/A
spark sources of lead acid batteries
M.8.1 General requirements N/A
M.8.2 Test method N/A
M.8.2.1 General requirements N/A
3
M.8.2.2 Estimation of hypothetical volume Vz (m /s) .......: 
M.8.2.3 Correction factors ................................................: 
M.8.2.4 Calculation of distance d (mm) ...........................: 
M.9 Preventing electrolyte spillage N/A
M.9.1 Protection from electrolyte spillage N/A
M.9.2 Tray for preventing electrolyte spillage N/A
M.10 Instructions to prevent reasonably foreseeable Complied by inspection and data P
misuse (Determination of compliance: inspection, review
data review; or abnormal testing) .......................:
N ELECTROCHEMICAL POTENTIALS P
Metal(s) used .......................................................: The combined electrochemical 
potential is below 0.6V.
O MEASUREMENT OF CREEPAGE DISTANCES AND CLEARANCES N/A
Figures O.1 to O.20 of this Annex applied ..........: 
IEC62368_1B
IEC 62368-1
P SAFEGUARDS AGAINST ENTRY OF FOREIGN OBJECTS AND SPILLAGE OF P

INTERNAL LIQUIDS
P.1 General requirements P
P.2.2 Safeguards against entry of foreign object P
Location and Dimensions (mm) ......................... : See MISCELLANEOUS (appended 
table 6.4.8.3.3, 6.4.8.3.4)
P.2.3 Safeguard against the consequences of entry of P
foreign object
P.2.3.1 Safeguards against the entry of a foreign object Within projected volume as P
depicted in Figure P.3, there were
no PIS, nor bare conductive parts
at ES3 or PS3.
Openings in transportable equipment N/A
Transportable equipment with metalized plastic N/A
parts .....................................................................:
P.2.3.2 Openings in transportable equipment in relation N/A
to metallized parts of a barrier or enclosure
(identification of supplementary safeguard) .......:
P.3 Safeguards against spillage of internal liquids N/A
P.3.1 General requirements N/A
P.3.2 Determination of spillage consequences N/A
P.3.3 Spillage safeguards N/A
P.3.4 Safeguards effectiveness N/A
P.4 Metallized coatings and adhesive securing parts N/A
P.4.2 a) Conditioning testing N/A
Tc (°C) .................................................................: 
Tr (°C) ..................................................................: 
Ta (°C) .................................................................: 
P.4.2 b) Abrasion testing ..................................................: N/A
P.4.2 c) Mechanical strength testing ................................. : N/A
Q CIRCUITS INTENDED FOR INTERCONNECTION WITH BUILDING WIRING P
Q.1 Limited power sources P
Q.1.1 a) Inherently limited output (See appended table Annex Q.1) P
Q.1.1 b) Impedance limited output (See appended table Annex Q.1) P
- Regulating network limited output under normal N/A
operating and simulated single fault condition
Q.1.1 c) Overcurrent protective device limited output (See appended table Annex Q.1) P
Q.1.1 d) IC current limiter complying with G.9 N/A
Q.1.2 Compliance and test method (See appended table Annex Q.1) P
Q.2 Test for external circuits – paired conductor cable N/A
Maximum output current (A) ............................... : 
IEC62368_1B
IEC 62368-1
Current limiting method ....................................... : 

R LIMITED SHORT CIRCUIT TEST N/A
R.1 General requirements N/A
R.2 Determination of the overcurrent protective N/A
device and circuit
R.3 Test method Supply voltage (V) and short-circuit N/A
current (A)). .......................................................:
S TESTS FOR RESISTANCE TO HEAT AND FIRE N/A
S.1 Flammability test for fire enclosures and fire N/A
barrier materials of equipment where the steady
state power does not exceed 4 000 W
Samples, material ............................................... : 
Wall thickness (mm) ........................................... : 
Conditioning (C) ................................................ : 
Test flame according to IEC 60695-11-5 with N/A
conditions as set out
- Material not consumed completely N/A
- Material extinguishes within 30s N/A
- No burning of layer or wrapping tissue N/A
S.2 Flammability test for fire enclosure and fire barrier N/A
integrity
Conditioning (C) ................................................ : 
Test specimen does not show any additional hole N/A
S.3 Flammability test for the bottom of a fire N/A
enclosure
Cheesecloth did not ignite N/A
S.4 Flammability classification of materials N/A
S.5 Flammability test for fire enclosures and fire N/A
barrier materials of equipment where the steady
state power does not exceed 4 000 W
Conditioning (test condition), (C)....................... : 
IEC62368_1B
IEC 62368-1
After every test specimen was not consumed N/A

completely
After fifth flame application, flame extinguished N/A
within 1 min
T MECHANICAL STRENGTH TESTS P
T.1 General requirements P
T.2 Steady force test, 10 N ...................................... : N/A
T.3 Steady force test, 30 N ...................................... : N/A
T.4 Steady force test, 100 N .................................... : N/A
T.5 Steady force test, 250 N .................................... : (See appended table T.5) P
T.6 Enclosure impact test (See appended table T.6) P
Fall test P
Swing test N/A
T.7 Drop test ............................................................ : N/A
T.8 Stress relief test .................................................. : N/A
T.9 Impact Test (glass) N/A
T.9.1 General requirements N/A
T.9.2 Impact test and compliance N/A
Impact energy (J) .................................................. : 
Height (m) .............................................................. : 
T.10 Glass fragmentation test ....................................... : N/A
T.11 Test for telescoping or rod antennas N/A
Torque value (Nm) .............................................. : 
U MECHANICAL STRENGTH OF CATHODE RAY TUBES (CRT) AND PROTECTION N/A
AGAINST THE EFECTS OF IMPLOSION
U.1 General requirements N/A
U.2 Compliance and test method for non-intrinsically N/A
protected CRTs
U.3 Protective Screen .................................................. : N/A
V DETERMINATION OF ACCESSIBLE PARTS (FINGERS, PROBES AND WEDGES) P
V.1 Accessible parts of equipment P
V.2 Accessible part criterion P
IEC62368_1B
IEC 62368-1
4.1.2 TABLE: List of critical components P

Object / part No. Manufacturer/ Type / model Technical data Standard Mark(s) of
1
trademark conformity
Metal Enclosure Interchangeable Interchangeable Metal, min 0.8 -- --
mm thickness
PWB Interchangeable Interchangeable V-1 or better, min UL796 UL
105C
Switching Power FSP GROUP INC FSP300-50FFB I/P: 100-240Vac, UL 62368-1: UL, TÜ V, CB by
Supply 6-3A, 60-50Hz 2014, EN TÜ V
O/P: +3.3V/12A, 60950-
+5V/14A, 1:2006+A11+
+12V/24A, A1+A12+A2,
+5Vsb/2.5A, - EN 62368-1:
12V/0.3A 2014+A11,
Total 300W, IEC 60950-
Class I, 50 1:2005+A1+A
degree C, 5000m 2, IEC 62368-
1: 2014
Switching Power FSP GROUP INC FSP500-20FDB I/P: 100-240Vac, UL 60950-1, UL, TÜ V, CB by
Supply for external 8-4A, 60-50Hz UL 62368-1: UL
redundant power O/P: +12V/41.0A, 2014, EN
supply (Optional) +5Vsb/3.0A, 60950-
1:2006+A11+
Total 500W,
A1+A12+A2,
Class I, 50
EN 62368-1:
degree C, 5000m
2014+A11,
IEC 60950-
1:2005+A1+A
2, IEC 62368-
1: 2014
DC Fan for system Sunonwealth PF40281B1 Rated 12Vdc, UL 507, UL, TÜ V
(two provided) Electric Machine series 6.72W, 21.9 CFM EN/IEC
Industry Co., Ltd. min 62368-1
DC Fan for system Sunonwealth PF40281B1- Rated 12Vdc, UL 507, UL, TÜ V

(two provided) Electric Machine Q29 series 6.72W, 21.9 CFM EN/IEC
(Alternate) Industry Co., Ltd. min 62368-1
RTC Battery PANASONIC CR2032 Rated 3.0Vdc, UL 1642 UL

CORPORATION Maximum.
OF NORTH Abnormal
AMERICA Charging
Current 10mA.
IEC62368_1B
IEC 62368-1
RTC Battery PANASONIC BR2330A Rated 3.0Vdc, UL 1642 UL

(Alternate) CORPORATION BR2032* Maximum
OF NORTH BR-2032* Abnormal
AMERICA Charging Current
5mA
RTC Battery Spectrum Brands BR2032* Rated 3.0Vdc, UL 1642 UL
(Alternate) Inc Maximum.
Abnormal
Charging
Current 5mA
RTC Battery Toshiba Lifestyle CR2032 Rated 3.0Vdc, UL 1642 UL
(Alternate) Products & Maximum.
Services Abnormal
Corporation Charging
Current 10mA.
RTC Battery Vic-Dawn CR2032 Rated 3.0Vdc, UL 1642 UL
(Alternate) Enterprise Co Maximum.
Ltd Abnormal
Charging
Current 10mA.
RTC Battery Varta CR2032 Rated 3.0Vdc, UL 1642 UL
(Alternate) Microbattery Maximum.
GMBH Abnormal
Charging
Current 10mA
RTC Battery Varta Consumer CR2032 Rated 3.0Vdc, UL 1642 UL
(Alternate) Batteries GMBH Maximum.
& Co KGAA Abnormal
Charging
Current 10mA
RTC Battery Sony Electronics CR2032 Rated 3.0Vdc, UL 1642 UL
(Alternate) Inc Maximum.
(Sony Energy Abnormal
Devices Corp) Charging
Current 10mA
RTC Battery Mitsubishi CR2032 Rated 3.0Vdc, UL 1642 UL
(Alternate) Electric Home Maximum.
Appliance Co., Abnormal
Ltd. Charging
Current 10mA
RTC Battery Shun Wo New CR2032 Rated 3.0Vdc, UL 1642 UL
(Alternate) Power Battery Maximum.
Technology Ltd Abnormal
Charging
Current 10mA
IEC62368_1B
IEC 62368-1
Poly Switch (FS3, Littelfuse Inc miniSMDC150 Rated max EN/IEC TÜ V

FS4, FS5) (if USB (Tyco Electronics) series, 24Vdc, max 1.5A 60730-1
ports present) nanoSMDC150 (clauses 15,
series 17, J15 and
J17)
Poly Switch (FS3, Littelfuse Inc miniSMDC110 Rated max 24 EN/IEC TÜ V
FS4, FS5) (if USB (Tyco Electronics) series Vdc, max 1.1A 60730-1
ports present) (clauses 15,
(Alternate) 17, J15 and
J17)
Poly Switch (FS3, Littelfuse Inc miniSMDC260 Rated max EN/IEC TÜ V
FS4, FS5) (if USB (Tyco Electronics) series 24Vdc, max 2.6A 60730-1
J17)
Poly Switch (FS3, Littelfuse Inc RUE110 series Rated max EN/IEC TÜ V
FS4, FS5) (if USB (Tyco Electronics) 30Vdc, max 1.1A 60730-1
J17)
Poly Switch (FS3, Littelfuse 1812 series Rated max 6Vdc, EN/IEC TÜ V
FS4, FS5) (if USB max 2.6A 60730-1
J17)
Poly Switch (FS3, Bourns Inc MF-MSMF Rated max EN/IEC TÜ V
FS4, FS5) (if USB series 30Vdc, max 2.6A 60730-1
J17)
Poly Switch (FS3, Littelfuse Inc miniSMDC050 Rated max EN/IEC TÜ V, UL
FS4, FS5) (if USB (Tyco Electronics) series 24Vdc, max 0.5A 60730-1
J17), UL 1434
Fuses (F101, F102, BEL FUSE INC C1S 1.5A, 63Vac UL 248 UL
F103, F104) for PoE
port (4 ports 2.5G
copper module, 4
ports 1G copper
PoE+ 4 ports 1G
copper module)
(optional)
IEC62368_1B
IEC 62368-1
Optical transceiver Finisar Corporatio FTLF85xxxxxxx 3.3Vdc. "CLASS EN 60825- TÜ V, UL, CB by

for unit (optional) n xxx (x = 0-9, A- 1 LASER 1:2014, TÜ V
Z, "-", blank; not PRODUCT" or EN 60950-
safety-relevant) equivalent. 1:2006+A11+
A1+A12+A2,
EN 62368-
1:2014, UL
60950-1, IEC
62368-1:2014
Optical transceiver Interchangeable Interchangeable 3.3Vdc. "CLASS IEC 60825-1: CB (issued by
for unit (optional) 1 LASER 2014, IEC National
(Alternate) PRODUCT" or 60950-1: certification body),
equivalent. 2005+A1+A2: TUV, VDE,
2013, IEC Nemko, Semko or
62368-1:2014, other EU
UL 60950-1 certification marks
Optical Transceiver Finisar FTE85yyxxxxxx DC 3.3V, Class EN 62368- TUV, CB by TUV
of mount on PWB Corporation xxx; (yy =10, 08, III; Laser Class 1 1:2014+A11
(JSFF1, JSFF2) for 04,16, 01,11; x EN 60825-
2 ports 1G fiber + 4 =0-9, A-Z,- 1:2014
ports 1G fiber ports ,blank) EN 60825-
module (Optional) 2:2004+A1+A
2, IEC 62368-
1:2014, IEC
60825-1:2014,
IEC 60825-
2:2004
Connector (plug and Interchangeable Interchangeable Rated V-1 or UL 746C, UL UL
receptacle) for I/O better 94
module
Connector for Interchangeable Interchangeable Rated V-1 or UL 746C, UL UL
System Output better 94
(Optional)
Supplementary information:
1)
Provided evidence ensures the agreed level of compliance. See OD-CB2039.
The CBTL has verified the component information.
4.8.4, TABLE: Lithium coin/button cell batteries mechanical tests N/A

4.8.5
(The following mechanical tests are conducted in the sequence noted.)
4.8.4.2 TABLE: Stress Relief test 
Part Material Oven Temperature (°C) Comments
--
4.8.4.3 TABLE: Battery replacement test 
Battery part no. .............................................................. : —
Battery Installation/withdrawal Battery Installation/Removal Cycle Comments
1
IEC62368_1B
IEC 62368-1
4.8.4, TABLE: Lithium coin/button cell batteries mechanical tests N/A

4.8.5
(The following mechanical tests are conducted in the sequence noted.)
2
3
4
5
6
7
8
9
10
4.8.4.4 TABLE: Drop test 
Impact Area Drop Distance Drop No. Observations

-- -- 1 --
-- -- 2 --
-- -- 3 --
4.8.4.5 TABLE: Impact 

Impacts per surface Surface tested Impact energy (Nm) Comments
4.8.4.6 TABLE: Crush test 

Test position Surface tested Crushing Force (N) Duration force
applied (s)
-- -- -- --
-- -- -- --
4.8.5 TABLE: Lithium coin/button cell batteries mechanical test result N/A
Test position Surface tested Force (N) Duration force
applied (s)
IEC62368_1B
IEC 62368-1
5.2 Table: Classification of electrical energy sources P

5.2.2.2 –Steady State Voltage and Current conditions
Parameters
Location (e.g.
Supply
No. circuit Test conditions U I ES Class
Voltage
designation) Hz
(Vrms or Vpk) (Apk or Arms)
1 90Vac 60Hz 1) Q93 Pin 3 to Normal (1) 3.38Vpeak -- -- ES1
( With 4 Return (earth) (2) 9.96Vpeak
ports 2.5G 2) Q93 Pin4 to (3) 40.8Vpeak
copper Return (earth) (4) 53.3Vpeak
module) 3) Q93 Pin5 to
Return (earth) Abnormal – (1) 3.38Vpeak -- --
Openings (2) 9.96Vpeak
4) POE_54V
Blocked (3) 40.8Vpeak
(Front and Left) (4) 53.3Vpeak
Single fault – (1) 3.38Vpeak -- --
Power Fan (2) 9.96Vpeak
locked (3) 40.8Vpeak
(4) 53.3Vpeak
1 90Vac 60Hz 1) Q93 Pin 3 to Normal 1) 3.42 Vpk -- -- ES1
(With 4 ports Return (earth) 2) 9.89 Vpk
1G copper 2) Q93 Pin4 to 3) 40.6 Vpk
PoE+ 4 Return (earth) (4) 53.7Vpeak
ports 1G 3) Q93 Pin5 to
Return (earth) Abnormal – 1) 3.42 Vpk -- --
copper
Openings 2) 9.89 Vpk
module)
Blocked 3) 40.6 Vpk
(Front and Left) (4) 53.7Vpeak
Single fault – 1) 3.42 Vpk -- --
Power Fan 2) 9.89 Vpk
locked 3) 40.6 Vpk
(4) 53.7Vpeak
5.2.2.3 - Capacitance Limits
Location (e.g. Parameters
Supply
No. circuit Test conditions ES Class
Voltage Capacitance, nF Upk (V)
designation)
Normal
Abnormal
--
Single fault –
SC/OC
5.2.2.4 - Single Pulses

Supply
No. circuit Test conditions Duration ES Class
Voltage Upk (V) Ipk (mA)
designation) (ms)
Normal
Abnormal
Single fault –
SC/OC
IEC62368_1B
IEC 62368-1
5.2.2.5 - Repetitive Pulses

Supply
No. circuit Test conditions Off time ES Class
Voltage Upk (V) Ipk (mA)
designation) (ms)
Normal
Abnormal
Single fault –
SC/OC
Test Conditions:
Normal –
Abnormal – Covering of ventilation openings, maximum load at output terminals
Supplementary information: SC=Short Circuit, OC=Open Circuit
No single fault conditions considered necessary because the circuits of output connectors are supplied by the
output circuits of approved power supply board that meet ES1.
5.4.1.4, TABLE: Temperature measurements P

6.3.2,
9.0, B.2.6
 Supply voltage (V) ....................: See below See below See below See below 
 Ambient Tmin (C) ......................:     
 Ambient Tmax (C) ......................:     
 Tma (C) ...................................:     
T (C) Allowed
Maximum measured temperature T of part/at:
Tmax (C)
Normal condition (single internal power 90Vac, 90Vac, 264Vac, -- --
supply): 60Hz 60Hz 60Hz
(with Air (without (without
duct) Air duct) Air duct)
T1 coil (internal power supply) 93.0 93.1 93.0 -- 110
T1 core (internal power supply) 88.9 88.7 88.4 -- 110
T2 core (internal power supply) 42.6 42.9 43.1 -- 110
Body of CY5 (internal power supply) 75.6 75.8 76.3 -- 125
Body of 1U2 (internal power supply) 47.8 48.3 48.3 -- 100
Body of M1 (internal power supply) 40.7 41.0 41.3 -- 105
LF1 coil (internal power supply) 77.6 77.6 64.4 -- 130
1L1 coil (internal power supply) 103.3 103.2 66.2 -- 130
Intel near L (internal power supply) 60.7 60.5 55.9 -- 70
IEC62368_1B
IEC 62368-1
PCB near U11 (Main Board) 70.7 71.0 67.9 -- 89.25

PCB near FS4 (Main Board) (USB3.0 port 54.1 53.7 53.9 -- 89.25
Front)
PCB near FS2 (Main Board) (USB3.0 port 50.0 50.4 49.6 -- 89.25
Rear)
RTC Battery 41.9 41.9 42.7 -- 85
PCB near U41 (4 ports 2.5G copper module) 63.7 63.6 62.0 -- 89.25
T92 coil (4 ports 2.5G copper module) 60.4 60.8 59.2 -- 89.25
T92 core (4 ports 2.5G copper module) 57.2 57.6 56.1 -- 89.25
PCB near U102 (4 ports 2.5G copper module) 61.8 62.1 60.3 -- 89.25
Internal air duct near U3 46.2 -- -- -- 76.5
Internal air duct near power 42.8 -- -- -- 76.5
Internal air duct near fiber port 46.4 -- -- -- 76.5
Ambient 40.0 40.0 40.0 -- --
Actual ambient 22.6 23.2 21.7 -- --
Following parts located surface of -- -- -- -- --
enclosure (accessible parts)
Metal enclosure near T1 27.4 27.6 26.9 -- 60
Metal enclosure near USB3.0 port (Front) 28.5 28.2 29.2 -- 60
Metal enclosure near USB3.0 port (Rear) 31.1 30.9 29.7 -- 60
Metal enclosure near SFP port 31.5 31.6 32.0 -- 60
Metal enclosure near POE port 28.1 27.5 28.7 -- 60
Opening Power Fan (internal power supply) 54.6 54.4 46.3 -- 60
Opening System Fan 33.5 33.5 32.0 -- 60
Panel 25.5 24.9 25.9 -- 77
Button 25.3 25.7 25.6 -- 77
Power switch 27.0 27.9 26.6 -- 77
Ambient 25.0 25.0 25.0 -- --
Actual ambient 22.6 23.2 21.7 -- --
Normal condition (single external redundant 90Vac, 264Vac, -- -- --
power supply): 60Hz 60Hz
(without (without
Air duct) Air duct)
IEC62368_1B
IEC 62368-1
T1 coil (internal power supply) 41.9 40.4 -- -- 110

T1 core (internal power supply) 41.8 40.3 -- -- 110
Body of CY5 (internal power supply) 41.6 40.3 -- -- 125
Body of 1U2 (internal power supply) 41.5 40.2 -- -- 100
Body of M1 (internal power supply) 41.2 40.2 -- -- 105
LF1 coil (internal power supply) 41.6 40.4 -- -- 130
1L1 coil (internal power supply) 41.2 40.3 -- -- 130
Intel near L (internal power supply) 42.1 40.4 -- -- 70
PCB near U11 (Main Board) 63.0 62.0 -- -- 89.25
PCB near FS4 (Main Board) (USB3.0 port 49.8 46.3 -- -- 89.25
Front)
PCB near FS2 (Main Board) (USB3.0 port 49.7 47.5 -- -- 89.25
Rear)
RTC Battery 42.5 41.5 -- -- 85
PCB near U41 (4 ports 2.5G copper module) 58.9 58.2 -- -- 89.25
T92 coil (4 ports 2.5G copper module) 56.9 55.9 -- -- 89.25
T92 core (4 ports 2.5G copper module) 53.8 52.8 -- -- 89.25
PCB near U102 (4 ports 2.5G copper module) 58.7 57.4 -- -- 89.25
T1 coil (external redundant power supply) 105.5 101.0 -- -- 110
T1 core (external redundant power supply) 84.2 72.0 -- -- 110
1L5 coil (external redundant power supply) 84.8 65.9 -- -- 130
Body of CY5 (external redundant power supply) 62.7 53.4 -- -- 125
Body of CU4 (external redundant power 85.4 64.7 -- -- 100
supply)
LF2 coil (external redundant power supply) 69.3 47.6 -- -- 130
Intel near L (external redundant power supply) 50.4 44.9 -- -- 70
IEC62368_1B
IEC 62368-1
DC Wire (external redundant power supply) 44.2 44.2 -- -- --

Ambient 40.0 40.0 -- -- --
Actual ambient 22.3 22.9 -- -- --
Metal enclosure near T1 (internal power supply) 26.8 25.6 -- -- 60

Metal enclosure near USB3.0 port (Front) 27.9 26.6 -- -- 60
Metal enclosure near USB3.0 port (Rear) 28.1 25.5 -- -- 60
Metal enclosure near SFP port 29.8 28.4 -- -- 60
Metal enclosure near POE port 27.7 26.2 -- -- 60
Opening Power Fan (internal power supply) 27.0 25.1 -- -- 60
Opening System Fan 32.3 30.2 -- -- 60
Panel 26.2 25.4 -- -- 77
Button 26.4 24.8 -- -- 77
Power switch 27.5 25.2 -- -- 77
Metal enclosure near T1 (external redundant 45.2 40.5 -- -- 60
power supply)
Opening power Fan (external redundant power 31.3 29.6 -- -- 60
supply)
Ambient 25.0 25.0 -- -- --
Actual ambient 22.3 22.9 -- -- --
B.3 Abnormal operating condition tests 90V, 90V, 90V, 90V, --
(single internal power supply) 60Hz 60Hz 60Hz 60Hz
I/O port Openings Openings Openings
overload (Front and (Right) (Rear)
(without Left) Blocked Blocked
Air duct) Blocked (without (without
(without Air duct) Air duct)
Air duct)
T1 coil (internal power supply) 104.5 102.2 101.5 102.9 300
T1 core (internal power supply) 95.0 93.9 93.6 94.8 300
Body of CY5 (internal power supply) 75.4 76.3 75.3 77.0 300
Body of 1U2 (internal power supply) 50.0 49.1 49.9 54.0 300
Body of M1 (internal power supply) 41.7 42.1 42.0 46.5 300

LF1 coil (internal power supply) 74.8 74.0 75.1 76.9 300
IEC62368_1B
IEC 62368-1
1L1 coil (internal power supply) 100.4 98.3 99.4 100.8 300
Intel near L (internal power supply) 68.2 67.6 67.8 72.6 300
PCB near U11 (Main Board) 67.4 67.8 69.1 68.3 300
PCB near FS4 (Main Board) (USB3.0 port 58.4 56.3 55.0 55.6 300
Front)
Rear)
RTC Battery 42.5 41.6 43.8 43.8 300
PCB near U41 (4 ports 2.5G copper module) 62.2 61.3 73.4 62.3 300
T92 coil (4 ports 2.5G copper module) 60.1 58.9 74.8 59.4 300
T92 core (4 ports 2.5G copper module) 56.8 56.2 69.5 56.4 300
Ambient 40.0 40.0 40.0 40.0 --
Actual ambient 23.3 24.1 22.7 23.4 --
Metal enclosure near T1 29.2 29.5 29.5 43.4 70
Metal enclosure near USB3.0 port (Front) 28.5 28.2 28.6 29.2 70
Metal enclosure near USB3.0 port (Rear) 33.3 32.4 33.8 41.6 70
Metal enclosure near SFP port 30.6 29.8 30.9 31.4 70
Metal enclosure near POE port 27.7 27.2 28.4 28.3 70
Opening Power Fan (internal power supply) 52.4 52.0 52.2 59.9 70
Opening System Fan 33.4 32.6 33.8 40.8 70
Panel 25.9 26.3 26.1 26.7 87
Button 24.9 24.4 25.1 25.1 87
Power switch 29.2 28.6 30.3 43.4 87
Ambient 25.0 25.0 25.0 25.0 --
Actual ambient 23.3 24.1 22.7 23.4 --
IEC62368_1B
IEC 62368-1
B.3 Abnormal operating condition tests 90V, 90V, 90V, 90V, --

(single external redundant power supply) 60Hz 60Hz 60Hz 60Hz
I/O port Openings Openings Openings
overload (Front and (Right) (Rear and
(without Left) Blocked external
Air duct) Blocked (without redundant
(without Air duct) power
Air duct) supply)
Blocked
(without
Air duct)
Body of CY5 (internal power supply) 41.7 41.9 40.6 47.8 300
Body of 1U2 (internal power supply) 41.7 41.8 40.6 45.4 300
Body of M1 (internal power supply) 41.4 41.8 40.1 43.9 300
LF1 coil (internal power supply) 41.7 41.8 40.6 48.2 300
1L1 coil (internal power supply) 41.3 41.4 40.1 47.9 300
Intel near L (internal power supply) 42.4 42.6 41.4 49.3 300
Front)
Rear)
RTC Battery 42.3 42.0 43.6 46.1 300
T92 coil (4 ports 2.5G copper module) 58.0 57.1 68.6 59.6 300
T92 core (4 ports 2.5G copper module) 54.7 54.2 63.1 55.4 300
T1 coil (external redundant power supply) 111.5 106.9 107.0 120.9 300
T1 core (external redundant power supply) 88.0 85.5 85.6 103.9 300
T2 coil (external redundant power supply) 71.2 69.3 69.3 89.8 300
T2 core (external redundant power supply) 69.0 67.1 67.0 88.1 300
IEC62368_1B
IEC 62368-1
1L5 coil (external redundant power supply) 90.7 86.4 86.6 106.8 300
Body of CY5 (external redundant power supply) 65.4 63.7 63.6 81.8 300
Body of CU4 (external redundant power 88.5 86.3 86.5 101.9 300
supply)
1L1 coil (external redundant power supply) 120.5 111.9 112.0 134.1 300
LF2 coil (external redundant power supply) 71.3 69.5 69.7 81.7 300
LF1 coil (external redundant power supply) 62.6 60.5 60.5 75.8 300
Intel near L (external redundant power supply) 51.9 51.6 51.4 65.9 300
DC Wire (external redundant power supply) 46.2 45.8 44.7 53.8 300
Ambient 40.0 40.0 40.0 40.0 --
Actual ambient 23.3 22.9 23.5 23.2 --
Metal enclosure near T1 (internal power supply) 27.1 27.2 25.5 29.4 70
Metal enclosure near USB3.0 port (Front) 28.8 28.2 26.9 28.6 70
Metal enclosure near USB3.0 port (Rear) 28.4 28.1 27.0 34.1 70
Metal enclosure near SFP port 30.8 29.3 28.8 30.1 70
Metal enclosure near POE port 28.4 26.9 26.7 28.8 70
Opening Power Fan (internal power supply) 27.1 27.2 25.9 34.7 70
Opening System Fan 32.8 32.3 31.4 34.5 70
Panel 26.7 29.8 25.7 26.7 87
Button 26.3 30.5 25.2 26.9 87
Power switch 27.9 27.2 26.2 35.2 87
Metal enclosure near T1 (external redundant 48.9 46.8 46.6 59.8 87
power supply)
Opening power Fan (external redundant power 33.4 32.6 32.5 56.8 87
supply)
Ambient 25.0 25.0 25.0 25.0 --
Actual ambient 23.3 22.9 23.5 23.2 --
B.4 Fault condition tests: 90V, 90V, -- -- --
(single internal power supply) 60Hz 60Hz
System Power
Fan (all) Fan
locked locked
(without (without
Air duct) Air duct)
IEC62368_1B
IEC 62368-1

PCB near U11 (Main Board) 139.6 68.4 -- -- 300
PCB near FS4 (Main Board) (USB3.0 port 85.8 53.6 -- -- 300
Front)
Rear)
RTC Battery 73.8 44.4 -- -- 300
PCB near U41 (4 ports 2.5G copper module) 100.0 67.2 -- -- 300
T92 coil (4 ports 2.5G copper module) 107.6 66.8 -- -- 300
T92 core (4 ports 2.5G copper module) 98.9 60.7 -- -- 300
Ambient 40.0 40.0 -- -- --
Actual ambient 24.7 24.2 -- -- --
Metal enclosure near T1 34.8 32.1 -- -- 70
Panel 36.5 25.8 -- -- 87
Button 33.0 25.6 -- -- 87
IEC62368_1B
IEC 62368-1
Power switch 44.4 31.9 -- -- 87

Ambient 25.0 25.0 -- -- --
Actual ambient 24.7 24.2 -- -- --
B.4 Fault condition tests: 90V, 90V, -- -- --
(single external redundant power supply) 60Hz 60Hz
System Power
Fan (all) Fan
locked locked
(without (without
Air duct) Air duct)

Front)
Rear)
RTC Battery 72.7 45.0 -- -- 300
T92 coil (4 ports 2.5G copper module) 105.3 59.8 -- -- 300
T92 core (4 ports 2.5G copper module) 97.8 55.2 -- -- 300
IEC62368_1B
IEC 62368-1

Body of CY5 (external redundant power supply) 65.2 84.1 -- -- 300
Body of CU4 (external redundant power 92.5 96.6 -- -- 300
supply)
Intel near L (external redundant power supply) 50.7 65.0 -- -- 300
DC Wire (external redundant power supply) 54.3 44.5 -- -- 300
Ambient 40.0 40.0 -- -- --
Actual ambient 24.1 23.6 -- -- --
Metal enclosure near T1 (internal power supply) 36.4 25.6 -- -- 70

Panel 37.0 25.2 -- -- 87
Button 34.5 25.0 -- -- 87
Power switch 39.9 27.7 -- -- 87
Metal enclosure near T1 (external redundant 49.9 51.3 -- -- 87
power supply)
Opening power Fan (external redundant power 33.4 59.0 -- -- 87
supply)
Ambient 25.0 25.0 -- -- --
Actual ambient 24.1 23.6 -- -- --
See Summery of Testing for test conditions.
t1 (°C) R1 () t2 (°C) R2 () T (C) Allowed Insulation
Temperature T of winding:
Tmax (C) class
-- -- -- -- -- -- -- --
IEC62368_1B
IEC 62368-1
1. The apparatus was submitted and evaluated for maximum manufacturer’s recommended ambient (Tma) of
o
40 C.
2. The temperatures were measured under worst case normal mode defined in 3.3.7.4 and as described in
B.2.5 at voltages as above
3. Temperature limits are calculated as follows:
Class 130 (B) Tmax = 120°C - 10°C = 110°C
5.4.1.10.2 TABLE: Vicatsoftening temperature of thermoplastics N/A

Penetration (mm) ....................................................... : 
Object/ Part No./Material Manufacturer/t T softening (°C)
rademark
supplementary information:
5.4.1.10.3 TABLE: Ball pressure test of thermoplastics N/A

Allowed impression diameter (mm) .................................. :  2 mm 
Object/Part No./Material Manufacturer/trademark Test temperature (C) Impression diameter (mm)
5.4.2.2, TABLE: Minimum Clearances/Creepage distance N/A

5.4.2.4 and
5.4.3
3
Clearance (cl) and creepage Up U r.m.s. Frequenc Required cl Required cr
1 2
distance (cr) at/of/between: (V) (V) y (kHz) cl (mm) (mm) cr (mm) (mm)
5.4.2.3 TABLE: Minimum Clearances distances using required withstand voltage N/A
Overvoltage Category (OV):
Pollution Degree:
Clearance distanced between: Required withstand Required cl Measured cl (mm)
voltage (mm)
5.4.2.4 TABLE: Clearances based on electric strength test N/A

Test voltage applied between: Required cl Test voltage (kV) Breakdown
(mm) peak/ r.m.s. / d.c. Yes / No
IEC62368_1B
IEC 62368-1
5.4.4.2, TABLE: Distance through insulation measurements N/A

5.4.4.5 c)
5.4.4.9
Distance through Peak voltage Frequency Material Required DTI DTI
insulation di at/of: (V) (kHz) (mm) (mm)
5.4.9 TABLE: Electric strength tests P

Test voltage applied between: Voltage shape Test voltage (V) Breakdown
(AC, DC) Yes / No
Functional:
-- -- -- --
Basic/supplementary:
1) 2)
L/N to enclosure (earth) for internal power DC 2506 No
supply
2)
L/N to enclosure (earth) for external redundant DC 2500 No
power supply
With 4 ports 2.5G copper module -- -- --
PoE port to metal enclosure DC 2121 No
PoE port to output connectors DC 2121 No
PoE port to metal enclosure Impulse 1500 No/500M ohm
PoE port to output connectors Impulse 1500 No/500M ohm
With 4 ports 1G copper PoE+ 4 ports 1G copper -- -- --
module
PoE port to metal enclosure DC 2121 No
PoE port to output connectors DC 2121 No
PoE port to metal enclosure Impulse 1500 No/500M ohm
PoE port to output connectors Impulse 1500 No/500M ohm
Reinforced:
1) 2)
L/N to output connectors/accessible parts for DC 4242 No
internal power supply
1) 2)
L/N to output connectors/accessible parts for DC 4242 No
external redundant power supply
1)
Test voltages not according to standard were requested by client.
2)
Applied d.c. voltage in one polarity for 60s and then repeated it in reverse polarity.
IEC62368_1B
IEC 62368-1
5.5.2.2 TABLE: Stored discharge on capacitors N/A

Supply Voltage (V), Hz Test Operating Switch Measured Voltage ES Classification
Location Condition position (after 2 seconds)
(N, S) On or off
X-capacitors installed for testing are:
bleeding resistor rating:
ICX:
Notes:
A. Test Location:
Phase to Neutral; Phase to Phase; Phase to Earth; and/or Neutral to Earth
B. Operating condition abbreviations:
N – Normal operating condition (e.g., normal operation, or open fuse); S –Single fault condition
5.6.6.2 TABLE: Resistance of protective conductors and terminations P

Accessible part Test current Duration Voltage drop Resistance
(A) (min) (V) (Ω)
For internal power supply -- -- -- --
AC inlet PE pin to metal chassis 32 2 0.288 9 mΩ
For external redundant power -- -- -- --
supply
5.7.2.2, TABLE: Earthed accessible conductive part P

5.7.4
Supply voltage ............................................................. : 264Vac —
Location Test conditions specified in 6.1 of Touch current
IEC 60990 or Fault Condition No (mA)
in IEC 60990 clause 6.2.2.1
through 6.2.2.8, except for 6.2.2.7
Line/Neutral to metal enclosure (Normal / Reverse) 1 (for single internal power supply) 1.621 mApk
/1.613 mApk
1 (for single external redundant 1.666 mApk
power supply) /1.595 mApk
2* N/A
3 N/A
4 N/A
5 N/A
IEC62368_1B
IEC 62368-1
6 N/A
8 N/A
Notes:
[1] Supply voltage is the anticipated maximum Touch Voltage
[2] Earthed neutral conductor [Voltage differences less than 1% or more]
[3] Specify method used for measurement as described in IEC 60990 sub-clause 4.3
[4] IEC60990, sub-clause 6.2.2.7, Fault 7 not applicable.
[5] (*) IEC60990, sub-clause 6.2.2.2 is not applicable if switch or disconnect device (e.g., appliance coupler)
provided.
6.2.2 Table: Electrical power sources (PS) measurements for classification P

Max Power after Max Power after PS
Source Description Measurement )
3s 5 s* Classification
Power switch Power Power (W) : 0 -- 1
(PWR_BTN_CONN1) measurement
for worst- VA (V) : 3.330 --
case load IA (A) : --
fault 0
Panel button Power Power (W) : 0 -- 1

(DISPLAY_CONN1 measurement
for worst- VA (V) : 3.325 --
case load IA (A) : --
fault 0
Panel button Power Power (W) : 0 -- 1

(DISPLAY_CONN1 measurement
VA (V) : 0 --
for worst-
case power IA (A) : 0 --
source fault
(PU6 Pin
10,21 to 1,20
short )
6.2.3.1 Table: Determination of Potential Ignition Sources (Arcing PIS) N/A

Open circuit
voltage Measured r.m.s
After 3 s current Calculated value Arcing PIS?
Location (Vp) (Irms) (Vp x Irms) Yes / No
An Arcing PIS requires a minimum of 50 V (peak) a.c. or d.c. An Arcing PIS is established when the product of
the open circuit voltage (Vp) and normal operating condition rms current (Irms) is greater than 15.
6.2.3.2 Table: Determination of Potential Ignition Sources (Resistive PIS) N/A
IEC62368_1B
IEC 62368-1
Protective Circuit,
Measured Measured Resistive
Operating Condition Regulator, or PTC
wattage or VA wattage or VA PIS?
Circuit Location (x-y) (Normal / Describe Operated?
During first 30 After 30 s (W /
Single Fault) Yes / No Yes/No
s (W / VA) VA)
(Comment)
A combination of voltmeter, VA and ammeter IA may be used instead of a wattmeter.

If a separate voltmeter and ammeter are used, the product of (VA x IA) is used to determine Resistive PIS
classification.
A Resistive PIS: (a) dissipates more than 15 W, measured after 30 s of normal operation, or (b) under single
fault conditions has either a power exceeding 100 W measured immediately after the introduction of the fault if
electronic circuits, regulators or PTC devices are used, or has an available power exceeding 15 W measured
30 s after introduction of the fault.
8.5.5 TABLE: High Pressure Lamp N/A

Description Values Energy Source Classification
Lamp type..........................................................: —
Manufacturer .....................................................: —
Cat no. ...............................................................: —
Pressure (cold) (MPa) .......................................: MS_
Pressure (operating) (MPa) ..............................: MS_
Operating time (minutes) ..................................: —
Explosion method .............................................: —
Max particle length escaping enclosure (mm) .: MS_
Max particle length beyond 1 m (mm) ..............: MS_
Overall result .....................................................:
B.2.5 TABLE: Input test P

U (V) I (A) I rated (A) P (W) P rated (W) Fuse No I fuse (A) Condition/status
-- -- -- -- -- -- -- Single internal power
supply
90Vac/50Hz 3.87 -- 337.6 -- In SPS 3.87 Maximum normal load
100Vac/50Hz 3.44 6 335.4 -- In SPS 3.44 Maximum normal load
IEC62368_1B
IEC 62368-1

-- -- -- -- -- -- -- Single external
redundant power
supply
-- -- -- -- -- -- -- For dual power
(internal power
supply and external
redundant power
supply)
90Vac/50Hz 3.99 344.3 3.99 Maximum normal load
(3.85+0 -- (338.9+5. -- In SPS (3.85+0.1
.14) 4) 4)
90Vac/60Hz 4.00 345 4.00 Maximum normal load

(3.86+0 -- (339.5+5. -- In SPS (3.86+0.1
.14) 5) 4)

(3.43+0 6 (335.5+5. -- In SPS (3.43+0.1
.13) 3) 3)

(3.43+0 6 (335.7+5. -- In SPS (3.43+0.1
.13) 6) 3)

(1.38+0 3 (321.2+6. -- In SPS (1.38+0.1
.13) 0) 3)
IEC62368_1B
IEC 62368-1

(1.38+0 3 (321.4+6. -- In SPS (1.38+0.1
.14) 1) 4)

(1.32+0 -- (320.8+5. -- In SPS (1.32+0.1
.14) 9) 4)

(1.31+0 -- (320.9+6. -- In SPS (1.31+0.1
.15) 1) 5)

(1.27+0 -- (320.2+5. -- In SPS (1.27+0.1
.14) 8) 4)

(1.27+0 -- (320.4+5. -- In SPS (1.27+0.1
.16) 9) 6)
Maximum normal load: The unit installed each USB 3.0 outputs loaded at rated load (5V, 0.9A), additional
internal power supply or external redundant power supply 80% (12V/ 12 A ), installed with module card: 4 ports
2.5G copper module (PoE load at 30W each PoE port, PoE load total 60W maximum) to produce the maximum
power consumption and operated continuously.
B.3 TABLE: Abnormal operating condition tests P

Ambient temperature (C) ................................................................ : See below. 
Power source for EUT: Manufacturer, model/type, output rating ... : See table 4.1.2 for details 
Component No. Abnormal Supply Test time Fuse Fuse T-couple Temp. Observation
Condition voltage, (V) (ms) no. current, (A) (C)
Single internal -- -- -- -- -- -- -- --
power supply
I/O port overload 90Vac 2hr In 3.86 to J 1) NB, NC, NT.
SPS 3.92 Unit normal
operation
when front
USB 3.0 port
load at 1.5A,
rear USB 3.0
port load at
1.5A, PoE
port load at
0.56A, no
damage, no
hazard,
ASRE.
IEC62368_1B
IEC 62368-1

Openings Blocked 90Vac 2hr In 3.86 to J 1) NB,NC,NT.

(Front and Left) SPS 3.88 Unit operated
normally, no
damaged, no
hazard,
ASRE.
(Right) SPS 3.85 Unit operated
normally, no
damaged, no
hazard,
ASRE.
(Rear) SPS 3.89 Unit operated
normally, no
damaged, no
hazard,
ASRE.
Single external -- -- -- -- -- -- -- --
redundant
power supply
I/O port overload 90Vac 2hr In 3.37 to J 1) NB, NC, NT.
SPS 3.76 Unit normal
operation
when front
USB 3.0 port
load at 1.5A,
rear USB 3.0
port load at
1.5A, PoE
port load at
0.56A, no
damage, no
hazard,
ASRE.
(Front and Left) SPS 3.42 Unit operated
normally, no
damaged, no
hazard,
ASRE.
IEC62368_1B
IEC 62368-1


(Right) SPS 3.39 Unit operated
normally, no
damaged, no
hazard,
ASRE.
(Rear and SPS 0.04 Unit
external shutdown
redundant after 20 min,
power supply) no damaged,
no hazard,
ASRE.
1) See appended table 5.4.1.4, 6.3.2, 9.0, B.2.6 for temperature measurements.
2) All ES measurement refer to Table 5.2.
3) Test table is provided to record abnormal and fault conditions for all applicable energy sources including
Thermal burn injury. Column “Abnormal/Fault.” Specify if test condition by indicating “Abnormal” then the
condition for a Clause B.3 test or “Single Fault” then the condition for Clause B.4.
4) Results Key:
ASRE = All safeguards remained effectively.
NB = No indication of dielectric breakdown
NC = Cheesecloth remained intact
NT = Tissue paper remained intact
5) I/O ports all overload operated at the same time.
B.4 TABLE: Fault condition tests P

Component No. Fault Supply Test time Fuse Fuse T-couple Temp. Observation
Single internal -- -- -- -- -- -- -- --
power supply
System Fan Locked 90Vac 2hr In 3.86 to J 1) NB,NC,NT.
(All) SPS 2.13 Unit operated
normally, no
damaged, no
hazard,
ASRE.
IEC62368_1B
IEC 62368-1
Fan (power) Locked 90Vac 2hr In 3.86 to J 1) NB,NC,NT.

SPS 0.04 Unit
shutdown
after 5 min,
no damaged,
no hazard,
ASRE.
Single external -- -- -- -- -- -- -- --
redundant
power supply
System Fan Locked 90Vac 2hr In 3.37 to J 1) NB,NC,NT.

(All) SPS 3.24 Unit operated
normally, no
damaged, no
hazard,
ASRE.
Fan (power) Locked 90Vac 2hr In 3.37 to J 1) NB,NC,NT.
SPS 0.04 Unit
shutdown
after 15 min,
no damaged,
no hazard,
ASRE.
1) See appended table 5.4.1.4, 6.3.2, 9.0, B.2.6 for temperature measurements.
2) All ES measurement refer to Table 5.2.
3) Test table is provided to record abnormal and fault conditions for all applicable energy sources including
Thermal burn injury. Column “Abnormal/Fault.” Specify if test condition by indicating “Abnormal” then the
condition for a Clause B.3 test or “Single Fault” then the condition for Clause B.4.
4) Results Key:
ASRE = All safeguards remained effectively.
NB = No indication of dielectric breakdown
NC = Cheesecloth remained intact
NT = Tissue paper remained intact
Annex M TABLE: Batteries P

The tests of Annex M are applicable only when appropriate battery data is not available P
Is it possible to install the battery in a reverse polarity position? .............................. : Yes P
Non-rechargeable batteries Rechargeable batteries
Discharging Un- Charging Discharging Reversed charging
intentional
Meas. Manuf. charging Meas. Manuf. Meas. Manuf. Meas. Manuf.
current Specs. current Specs. current Specs. current Specs.
Max. current -- -- 0 -- -- -- -- -- --
during normal
condition
IEC62368_1B
IEC 62368-1
Annex M TABLE: Batteries P

The tests of Annex M are applicable only when appropriate battery data is not available P
Is it possible to install the battery in a reverse polarity position? .............................. : Yes P
Non-rechargeable batteries Rechargeable batteries
Discharging Un- Charging Discharging Reversed charging
intentional
Meas. Manuf. charging Meas. Manuf. Meas. Manuf. Meas. Manuf.
current Specs. current Specs. current Specs. current Specs.
1).
Max. current -- -- 0A -- -- -- -- -- --
during fault
condition
2).
Max. current -- -- 3.15 mA -- -- -- -- -- --
during fault
condition
Test results: Yes / No Verdict

- Chemical leaks No Chemical P
leaks
- Explosion of the battery No Explosion P
- Emission of flame or expulsion of molten metal No Emission of P
flame or
expulsion of
molten metal
- Electric strength tests of equipment after completion of tests -- N/A
1)
Fault condition: R63 shorted.
2)
Fault condition: Q11 pin A1 to A2 Shorted.
Annex M.4 Table: Additional safeguards for equipment containing secondary lithium N/A
batteries
Battery/Cell Measurements
Test conditions Observation
No.
U I (A) Temp (C)
IEC62368_1B
IEC 62368-1
Normal
Abnormal
Single fault –SC/OC
Charging at Observation Charging at Observation

Battery
Tlowest Thighest
identification
(C) (C)
Annex Q.1 TABLE: Circuits intended for interconnection with building wiring (LPS) P
Note: Measured UOC (V) with all load circuits disconnected:
Output Circuit Components Uoc (V) Isc(A) S (VA)
Meas. Limit Meas. Limit
Front USB3.0 Normal condition 4.997 2.6 8 9.859 100
port
(JUSBCOM1
)
Pin U1, U10
to return
Front USB3.0 Normal condition 0 -- 8 -- 100
port
(JUSBCOM1
)
Pin other to
return
COM port Normal condition 0 -- 8 -- 100
(JUSBCOM1
)
Pin R1-R8 to
return
Micro USB Normal condition 0 -- 8 -- 100
port
pin all to
return
MGMT port Normal condition 0 -- 8 -- 100
(LAN1) pin all
to return
LAN port 1-4 Normal condition 0 -- 8 -- 100
(LAN2) pin all
to return
IEC62368_1B
IEC 62368-1

(LAN3) pin all
to return
Rear USB3.0 Normal condition 4.977 2.7 8 9.917 100
port (USB1)
Pin 1 to
return
Rear USB3.0 Normal condition 0 -- 8 -- 100
port (USB1)
Pin other to
return
4 ports 2.5G -- -- -- -- -- --
copper
module
PoE port 1-4 Normal condition 51.9 0.59 1000/ 51.9= 30.8 250
(J121) Pin 3, 19.26
6 to return
PoE port 1-4 Normal condition 0 -- 8 -- 100
(J121) Pin
other to
return
8 ports 1G -- -- -- -- -- --
copper
module
(J3, J4) pin
all to return
4 ports 1G -- -- -- -- -- --
copper
module
(J4) pin all to
return
4 ports 1G -- -- -- -- -- --
copper PoE+
4 ports
module
(J121) pin all
to return
PoE port 5-8 Normal condition 52.2 0.58 1000/ 52.2 = 30.8 250
(J121) Pin 3, 19.15
6 to return
IEC62368_1B
IEC 62368-1
PoE port 5-8 Normal condition 0 -- 8 -- 100

(J121) Pin
other to
return
PoE protect by fuse (F101, F102, F103, F104). For fuse rated 1.5A / 63V employed for 54V output, fuse broke
the circuit within 120s with a current equal to 210 percent of the current rating and see follows for manufacture
and type: BEL FUSE INC, C1S.
T.2, T.3, TABLE: Steady force test P

T.4, T.5
Part/Location Material Thickness Force Test Duration Observation
(mm) (N) (sec)
Enclosure /Top See appended See appended 250 5 1)
near T1 (internal table 4.1.2 table 4.1.2
power supply)
Enclosure /Side See appended See appended 250 5 1)
power supply)
Enclosure See appended See appended 250 5 1)
/Bottom near T1 table 4.1.2 table 4.1.2
(internal power
supply)
Enclosure /Front See appended See appended 250 5 1)
power supply)
Enclosure /Rear See appended See appended 250 5 1)
power supply)
Enclosure /Top See appended See appended 250 5 1)
near T1 (external table 4.1.2 table 4.1.2
redundant power
supply)
Enclosure /Side See appended See appended 250 5 1)
redundant power
supply)
Enclosure See appended See appended 250 5 1)
(external
redundant power
supply)
Enclosure /Front See appended See appended 250 5 1)
redundant power
supply)
IEC62368_1B
IEC 62368-1

redundant power
supply)
near Fan table 4.1.2 table 4.1.2
1) No cracking, class 3 energy sources did not become accessible and all safeguards remain effective. No
indication of dielectric breakdown.
T.6, T.9 TABLE: Impact tests P

Part/Location Material Thickness Vertical Observation
(mm) distance (mm)
Enclosure /Top See appended See appended 1300 1)
power supply)
Enclosure /Side See appended See appended 1300 1)
power supply)
Enclosure See appended See appended 1300 1)
(internal power
supply)
Enclosure /Front See appended See appended 1300 1)
power supply)
Enclosure /Rear See appended See appended 1300 1)
power supply)
Enclosure /Top See appended See appended 1300 1)
redundant power
supply)
Enclosure /Side See appended See appended 1300 1)
redundant power
supply)
Enclosure See appended See appended 1300 1)
(external
redundant power
supply)
Enclosure /Front See appended See appended 1300 1)
redundant power
supply)
IEC62368_1B
IEC 62368-1

redundant power
supply)
near Fan table 4.1.2 table 4.1.2
1) No cracking, class 3 energy sources did not become accessible and all safeguards remain effective. No
indication of dielectric breakdown.
T.7 TABLE: Drop tests N/A

Part/Location Material Thickness Drop Height Observation
(mm) (mm)
T.8 TABLE: Stress relief test N/A

Part/Location Material Thickness Oven Duration Observation
(mm) Temperature (h)
(C)
IEC62368_1B
List of test equipment used:

A completed list of used test equipment shall be provided in the Test Reports when a Manufacturer Testing
Laboratory according to TMP/CTF stage 1 or WMT/CTF stage 2 procedure has been used.
Clause Measurement / Testing / measuring equipment / Range used Calibration date

testing material used
IEC 62368-1B-ATTACHMENT
ATTACHMENT TO TEST REPORT

IEC 62368-1
(AUSTRALIA / NEW ZEALAND) NATIONAL DIFFERENCES
(Audio/video, information and communication technology equipment)
Differences according to ...............: AS/NZS 62368.1:2018
Attachment Form No. .....................: AU_NZ_ND_IEC62368_1B
Attachment Originator ...................: JAS-ANZ
Master Attachment .........................: 2018-02
Copyright © 2017 IEC System for Conformity Testing and Certification of Electrical Equipment
(IECEE), Geneva, Switzerland. All rights reserved.
National Differences P
Appendix Variations to IEC 62368-1:2014 (ED. 2.0) for Australia and New Zealand P
ZZ
ZZ1 Scope This Appendix lists the normative variations to IEC 62368-1:2014 (ED. 2.0) P
ZZ2 The following modifications are required for Australian/New Zealand conditions: P
Variations
2 Add the following to the list of normative P
references:
The following normative documents are
referenced in Appendix ZZ:
- AS/NZS 3112, Approval and test specification—
Plugs and socket-outlets
- AS/NZS 3123, Approval and test specification—
Plugs, socket-outlets and couplers for general
industrial application
- AS/NZS 3191, Electric flexible cords
- AS/NZS 60065, Audio, video and similar
electronic apparatus—Safety requirements (IEC
60065:2015 (ED.8.0) MOD)
- AS/NZS 60320.1, Appliance couplers for
household and similar general purposes, Part 1:
General requirements (IEC 60320-1, Ed.2.1
(2007) MOD)
- AS/NZS 60320.2.2, Appliance couplers for
household and similar general purposes Part
2.2: Interconnection couplers for household and
similar equipment (IEC 60320-2-2, Ed.2.0
(1998) MOD)
- AS/NZS 60695.2.11, Fire hazard testing, Part
2.11: Glowing/hot wire based test methods—
Glow-wire flammability test method for end-
products
11.5: Test flames—Needle-flame test method—
Apparatus, confirmatory test arrangement and
guidance
11.10: Test flames—50 W horizontal and
vertical flame test methods
- AS/NZS 60884.1, Plugs and socket-outlets for
household and similar purposes, Part 1:
General requirements
- AS/NZS 60950.1:2015, Information technology
equipment—Safety, Part 1: General
requirements (IEC 60950-1, Ed.2.2 (2013),
MOD) IEC 61032:1997, Protection of persons
and equipment by enclosures—Probes for
verification
- AS/NZS 61558.1:2008 (including Amendment
2:2015), Safety of Power Transformers, Power
Supplies, Reactors and Similar Products, Part
1: General requirements and tests (IEC 61558-
1 Ed 2.1, MOD)
- AS/NZS 61558.2.16, Safety of transformers,
reactors, power supply units and similar
products for voltages up to 1 100 V, Part 2.16:
Particular requirements and tests for switch
mode power supply units and transformers for
switch mode power supply units.
4.1.1 Application of requirements and acceptance N/A
of materials, components and subassemblies
1 Replace the text ‘IEC 60950-1’ with ‘AS/NZS
60950.1:2015’.
2 Replace the text ‘IEC 60065’ with ‘AS/NZS
60065’.
4.7 Equipment for direct insertion into mains socket-outlets N/A
4.7.2 Requirements N/A
Delete the text of the second paragraph and
replace with the following:
Equipment with a plug portion, suitable for
insertion into a 10 A 3-pin flat-pin socket-outlet
complying with AS/NZS 3112 shall comply with
the requirements in AS/NZS 3112 for equipment
with integral pins for insertion into socket-outlets.
4.7.3 Compliance Criteria N/A
Delete the first paragraph and Note 1 and Note
2 and replace with the following:
Compliance is checked by inspection and, if
necessary, by the tests in AS/NZS 3112.
4.8 Delete existing clause title and replace with the following: N/A
4.8 Products containing coin/button cell batteries
4.8.1 General N/A
1 Second dashed point, delete the text and
replace with the following:
– include coin/button cell batteries with a
diameter of 32 mm or less.
2 After the second dashed point, insert the
following Note:
NOTE 1: Batteries are specified in IEC 60086-
2.
3 After the third dashed point, renumber the
existing Note as ‘NOTE 2’.
4 Fifth dashed point, delete the word ‘lithium’.
4.8.2 Instructional Safeguard N/A
First line, delete the word ‘lithium’.
4.8.3 Construction N/A

First line, after the word ‘Equipment’ insert the
words ‘containing one or more coin/button
batteries and’
4.8.5 Compliance criteria N/A
Delete the first paragraph and replace with the
following:
Compliance is checked by applying a force of 30
N +/-1 N for 10 s to the battery compartment
door/cover by a rigid test finger according to test
probe 11 of IEC 61032:1997 at the most
unfavourable place and in the most unfavourable
direction. The force shall be applied in one
direction at a time.
5.4.10.2 Test methods N/A
5.4.10.2.1 General N/A
Delete the first paragraph and replace with the
following:
In Australia only, the separation is checked by
the test of both Clause 5.4.10.2.2 and Clause
5.4.10.2.3. In New Zealand, the separation is
checked by the test of either Clause 5.4.10.2.2 or
Clause 5.4.10.2.3.
Table 29 Replace the table with the following: N/A
Impulse test Steady state test
Parts New New
Australia Australia
Zealand Zealand
Parts indicated in Clause 2.5 Kv 7.0 kV for hand-held 1.5 kV 3 kV
5.4.10.1 a) a 10/700 μs telephones and headsets,
2.5 kV for other equipment.
10/700 μs
Parts indicated in Clause 1.5 kV 10/700 μs c 1.0 kV 1.5 kV
5.4.10.1 b) and c) b
a
Surge suppressors shall not be removed.
b
Surge suppressors may be removed, provided that such devices pass the impulse test of Clause
5.4.10.2.2 when tested as components outside the equipment.
c
During this test, it is allowed for a surge suppressor to operate and for a sparkover to occur In a GDT.
5.4.10.2.2 After the first paragraph, insert new Notes 201 N/A
and 202 as follows:
NOTE 201 For Australia, the 7 kV impulse
simulates lightning surges on typical rural and
semi-rural network lines.
NOTE 202 For Australia, the value of 2.5 kV for
Clause 5.4.10.1 a) was chosen to ensure the
adequacy of the insulation concerned and does
not necessarily simulate likely overvoltages.
5.4.10.2.3 After the first paragraph, insert new Notes 201 N/A
and 202 as follows:
NOTE 201 For Australia, where there are
capacitors across the insulation under test, it is
recommended that d.c. test voltages are used.
NOTE 202 The 3 kV and 1.5 kV values for
Australia have been determined considering the
low frequency induced voltages from the power
supply distribution system.
6 Electrically-caused fire P
6.1 General P
After the first paragraph, insert the following new
paragraph:
Alternatively, the requirements of Clauses 6.2 to
6.5.2 are considered to be fulfilled if the
equipment complies with the requirements of
Clause 6.202
6.6 After Clause 6.6, add the new Clauses 6.201 and 6.202 as follows: P
6.201 External power supplies, docking stations and other similar devices and
6.202 Resistance to fire — Alternative tests
(see special national conditions)
8.5.4 Special categories of equipment comprising moving parts N/A
8.5.4.1 Large data storage equipment N/A
In the first dashed row and the second dashed
rows replace ‘IEC 60950-1:2005’ with ‘AS/NZS
60950.1:2015’.
8.6 Stability of equipment N/A
8.6.1 and Requirements N/A
Table 36 1. Table 36, insert Footnote c at the end of the
‘Glass slide’ heading, and add a new Footnote
c after the text of Footnote b in the last row of
Table 36 as follows:
c
The glass slide test is not applicable to floor
standing equipment, even though the equipment
may have controls or a display.
‘201’
2. Table 36, fifth row, insert at the end of ‘No
stability requirements’
‘201’
3. Table 36, ninth row, insert at the end of ‘No
stability requirements’
4. Table 36, add the following new footnote:
201
MS2 and MS3 television sets and display devices,
designed only for fixing to a wall, ceiling or equipment rack,
are not subjected to stability requirements only if the
instructional safeguard of Clause 8.6.1.201 is provided.
Otherwise, the glass slide requirements of Clause 8.6.4 and
horizontal force requirements of Clause 8.6.5 apply.
5. Second paragraph beneath Table 36, delete
the words ‘MS2 and MS3 television sets’ and
replace with ‘MS2 and MS3 television sets and
display devices’
8.6.1 After Clause 8.6.1 add the following new clauses: N/A
8.6.1.201 Instructional safeguard for fixed-
mount television sets
(see special national conditions)
Annex F Mains appliance outlet and socket-outlet N/A
Paragraph markings
F.3.5.1 Replace ‘IEC 60320-2-2’ with ‘AS/NZS
60320.2.2’.
Annex G Mains connectors N/A

Paragraph 1 In the second line insert ‘or AS/NZS 3123’ after
G.4.2 ‘IEC 60906-1’.
2 In the second line insert ‘or AS/NZS 60320
series’ after ‘IEC 60320 series’
3 Add the following new paragraph:
10 A or 15 A 250 V flat pin plugs for the
connection of equipment to mains-powered
socket-outlets for household or similar general
use shall comply with AS/NZS 3112 or AS/NZS
60884.1.
Paragraph Transformers, General N/A
G.5.3.1 1 In the third dashed point replace ‘IEC 61558-1
and the relevant parts of IEC 61558-2’ with
‘AS/NZS 61558-1 and the relevant parts of
AS/NZS 61558.2’
2 In the fourth dashed point replace ‘IEC 61558-
2-16’ with ‘AS/NZS 61558.2.16’.
Paragraph Mains supply cords, General N/A
G.7.1 In the fourth dashed paragraph, replace ‘IEC
60320-1’ with ‘AS/NZS 60320.1’
Table G.5 Sizes of conductors N/A
1 In the second row, first column, delete ‘6’ and
replace with ‘7.5’
2 In the second row, second column, delete ‘0,75’
b
and replace with ‘0.75
3 Delete Note 1.
4 Replace ‘NOTE 2’ with ‘NOTE:’.
5 Delete the text of ‘Footnote b’ and replace with
the following:
b
This nominal cross-sectional area is only allowed for
Class II appliances if the length of the power supply
cord, measured between the point where the cord, or cord
guard, enters the appliance, and the entry to the plug does
not exceed 2 m (0.5 mm2 three-core supply flexible cords
are not permitted; see AS/NZS 3191).
6 In Footnote c replace ‘IEC 60320-1’ with
‘AS/NZS 60320.1’
7 In Footnote d replace ‘IEC 60320-1’ with
‘AS/NZS 60320.1’
Annex M Protection circuits for batteries provided N/A
Paragraph within the equipment, Test method
M.3.2 After the first dashed point add the following Note:
NOTE 201: In cases where the voltage source is
provided by power from an unassociated power
source, consideration should be given to the
effects of possible single fault conditions in the
unassociated equipment. If the power source is
unknown then it should be assumed that the
maximum limit of SELV may be applied to the
source input under assumed single fault
conditions in the source when assessing the
charging circuit in the equipment under test.
Special national conditions (if any) P
6.201 External power supplies, docking stations and For front USB 3.0 port output: P
other similar devices Normal conditions: 4.997 Vdc
For external power supplies, docking stations and Abnormal conditions: 4.997 Vdc
other similar devices, during and after abnormal Single fault condition: 4.997 Vdc
operating conditions and during single fault For rear USB 3.0 port output:
conditions the output voltage—
– at all ES1 outlets or connectors shall not Normal conditions: 4.997 Vdc
increase by more than 10% of its rated output Abnormal conditions: 4.997 Vdc
voltage under normal operating condition; and Single fault condition: 4.997 Vdc
– of a USB outlet or connector shall not increase With 4 ports 2.5G copper
by more than 3 V or 10% of its rated output module:
voltage under normal operating conditions, For PoE port 1-4 (J121)
whichever is higher. Normal conditions: 51.9 Vdc
For equipment with multiple rated output voltages, Abnormal conditions: 51.9 Vdc
the requirements apply with the equipment
Single fault condition: 51.9 Vdc
configured for each rated output voltage in turn.
NOTE: This is intended to reduce the possibility of With 4 ports 1G copper PoE+ 4
battery fire or explosion in attached equipment or ports module:
accessories when charging secondary lithium For PoE port 5-8 (J121)
batteries. Normal conditions: 52.2 Vdc
Compliance shall be checked by measurement, Abnormal conditions: 52.2 Vdc
taking into account the abnormal operating Single fault condition: 52.2 Vdc
conditions of Annex B.3 and the simulated single-
fault conditions of Annex B.4
6.202 Resistance to fire — Alternative tests N/A
6.202.1 General N/A
Parts of non-metallic material shall be resistant to
ignition and spread of fire.
This requirement does not apply to decorative
trims, knobs and other parts unlikely to be ignited
or to propagate flames from inside the equipment,
or the following:
a) Components that are contained in an enclosure
having a flammability category of V-0 according to
AS/NZS 60695.11.10 and having openings only
for the connecting wires filling the openings
completely, and for ventilation not exceeding 1
mm in width regardless of length.
b) The following parts which would contribute
negligible fuel to a fire:
– small mechanical parts, the mass of which does
not exceed 4 g, such as mounting parts, gears,
cams, belts and bearings;
– small electrical components, such as capacitors
with a volume not exceeding 1 750 mm3,
integrated circuits, transistors and optocouplers
packages, if these components are mounted on
material of flammability category V-1, or better,
according to AS/NZS 60695.11.10.
NOTE: In considering how to minimize propagation of fire and
what ‘small parts’ are, account should be taken of the
cumulative effect of small parts adjacent to each other for the
possible effect of propagating the fire from one part to another.
Compliance shall be checked by the tests of

Clauses 6.202.2, 6.202.3 and 6.202.4.
For the base material of printed boards,
compliance shall be checked by the test of Clause
6.202.5.
The tests shall be carried out on parts of non-
metallic material which have been removed from
the equipment. When the glow-wire test is carried
out, the parts shall be placed in the same
orientation as they would be in normal use.
These tests are not carried out on internal wiring.
6.202.2 Testing of non-metallic materials N/A
Parts of non-metallic material shall be subject to
the glow-wire test of AS/NZS 60695.2.11 which
shall be carried out at 550°C.
Parts for which the glow-wire test cannot be
carried out, such as those made of soft or foamy
material, shall meet the requirements specified in
ISO 9772 for category FH-3 material. The glow-
wire test shall be not carried out on parts of
material classified at least FH-3 according to ISO
9772 provided that the relevant part is not thinner
than the sample tested.
6.202.3 Testing of insulating materials N/A
Parts of insulating material supporting Potential
Ignition Sources shall be subject to the glow-wire
test of AS/NZS 60695.2.11 which shall be carried
out at 750°C.
The test shall be also carried out on other parts of
insulating material which are within a distance of 3
mm of the connection.
NOTE: Contacts in components such as switch contacts are
considered to be connections
For parts which withstand the glow-wire test but N/A
produce a flame, other parts above the
connection within the envelope of a vertical
cylinder having a diameter of 20 mm and a height
of 50 mm shall be subjected to the needle-flame
test.
However, parts shielded by a barrier which meets
the needle-flame test need not be tested
The needle-flame test shall be made in N/A

accordance with AS/NZS 60695.11.5 with the
following modifications:
Clause of AS/NZS Change
60695.11.5
9 Test procedure
9.2 Application of Delete the first and
needle-flame second paragraphs
and replace with the
following:
The specimen shall
be arranged so that
the flame can be
applied to a vertical
or horizontal edge as
shown in the
examples of Figure
1. If possible the
flame shall be
applied at least 10
mm from a corner.
The duration of
application of the test
flame shall be 30 s
±1 s.
9.3 Number of test Replace with the
specimens following:
The test shall be
made on one
specimen. If the
specimen does not
withstand the test,
the test may be
repeated on two
further specimens,
both of which shall
withstand the test.
11 Evaluation of test Replace with the
results following:
The duration of
burning (tb) shall not
exceed 30 s.
However, for printed
circuit boards, it shall
not exceed 15 s.
The needle-flame test shall not be carried out on
parts of material classified as V-0 or V-1
according to AS/NZS 60695.11.10, provided that
the relevant part is not thinner than the sample
tested.
6.202.4 Testing in the event of non-extinguishing N/A

material
If parts, other than enclosures, do not withstand
the glow wire tests of Clause 6.202.3, by failure to
extinguish within 30 s after the removal of the
glow-wire tip, the needle-flame test detailed in
Clause 6.202.3 shall be made on all parts of non-
metallic material which are within a distance of 50
mm or which are likely to be impinged upon by
flame during the tests of Clause 6.202.3. Parts
shielded by a separate barrier which meets the
needle-flame test need not be tested.
NOTE 1: If the enclosure does not withstand the glow-wire test

the equipment is considered to have failed to meet the
requirements of Clause 6.202 without the need for
consequential testing.
NOTE 2: If other parts do not withstand the glow-wire test due
to ignition of the tissue paper and if this indicates that burning
or glowing particles can fall onto an external surface
underneath the equipment, the equipment is considered to
have failed to meet the requirements of Clause 6.202 without
the need for consequential testing.
NOTE 3: Parts likely to be impinged upon by the flame are
considered to be those within the envelope of a vertical
cylinder having a radius of 10 mm and a height equal to the
height of the flame, positioned above the point of the material
supporting, in contact with, or in close proximity to,
connections.
6.202.5 Testing of printed boards N/A

The base material of printed boards shall be
subjected to the needle-flame test of Clause
6.202.3. The flame shall be applied to the edge of
the board where the heat sink effect is lowest
when the board is positioned as in normal use.
The flame shall not be applied to an edge,
consisting of broken perforations, unless the edge
is less than 3 mm from a potential ignition source.
The test is not carried out if—

– the printed board does not carry any potential
ignition source;
– the base material of printed boards, on which
the available apparent power at a connection
exceeds 15 VA operating at a voltage
exceeding 50 V and equal or less than 400 V
(peak) a.c. or d.c. under normal operating
conditions, is of flammability category V-1 or
better according to AS/NZS 60695.11.10, or the
printed boards are protected by an enclosure
meeting the flammability category V-0 according
to AS/NZS 60695.11.10, or made of metal,
having openings only for connecting wires
which fill the openings completely; or
– the base material of printed boards, on which
the available equipment power at a connection
exceeds 15 VA operating at a voltage
exceeding 400 V (peak) a.c. or d.c. under
normal operating conditions, and base material
of printed boards supporting spark gaps which
provides protection against overvoltages, is of
flammability category V-0 according to AS/NZS
60695.11.10 or the printed boards are
contained in a metal enclosure, having
openings only for connecting wires which fill the
openings completely.
Conformance shall be determined using the
smallest thickness of the material.
NOTE: Available apparent power is the maximum apparent
power which can be drawn from the supplying circuit through a
resistive load whose value is chosen to maximize the apparent
power for more than 2 min when the circuit supplied is
disconnected.
6.202.6 For open circuit voltages greater than 4 kV N/A
Potential ignition sources with open circuit
voltages exceeding 4 kV (peak) a.c. or d.c. under
normal operating conditions shall be contained in
a FIRE ENCLOSURE which shall comply with
flammability category V-1 or better according to
AS/NZS 60695.11.10.
8.6.1.201 8.6.1.201 Instructional safeguard for fixed- N/A

mount television sets
MS2 and MS3 television sets and display devices
designed only for fixed mounting to a wall of
ceiling or equipment rack shall, where required in
Table 36, footnote 201, have an instructional
safeguard in accordance with Clause F.5 which
may be on the equipment or included in the
installation instructions or equivalent document
accompanying the equipment.
The elements of the instructional safeguard shall
be as follows:
– element 1a: not available;
– element 2: ‘Stability Hazard’ or equivalent
wording;
– element 3: ‘The television set may fall, causing
serious personal injury or death’ or equivalent
text;
– element 4: the following or equivalent text:
To prevent injury, this television set must be
securely attached to the floor/wall in accordance
with the installation instructions
8.6.1.202 Restraining device N/A
MS2 and MS3 television sets and display devices
that are not solely fixed-mounted should be
provided with a restraining device such as a fixing
point to facilitate restraining the equipment from
toppling forward. The restraining device shall be
capable of withstanding a pull of 100 N in all
directions without damage.
Where a restraining device is provided,
instructions shall be provided in the instructions
for installation or instructions for use to ensure
correct and safe installation.

IEC 62368-1
EUROPEAN GROUP DIFFERENCES AND NATIONAL DIFFERENCES
(Audio/video, information and communication technology equipment Part 1: Safety requirements)
Differences according to ............... : EN 62368-1:2014+A11:2017
Attachment Form No. ..................... : EU_GD_IEC62368_1B_II
Attachment Originator ................... : Nemko AS
Master Attachment ......................... : Date 2017-09-22
Copyright © 2017 IEC System for Conformity Testing and Certification of Electrical Equipment (IECEE),
Geneva, Switzerland. All rights reserved.
CENELEC COMMON MODIFICATIONS (EN) P

Clauses, subclauses, notes, tables, figures and annexes which are additional to those in P
IEC 62368-1:2014 are prefixed “Z”.
CONTENTS Add the following annexes: P
Annex ZA (normative) Normative references to international publications
with their corresponding European publications
Annex ZB (normative) Special national conditions
Annex ZC (informative) A-deviations
Annex ZD (informative) IEC and CENELEC code designations for flexible
cords
Delete all the “country” notes in the reference document (IEC 62368-1:2014) according P
to the following list:
For special national conditions, see Annex ZB. P

1 Add the following note: P
NOTE Z1 The use of certain substances in electrical and
electronic equipment is restricted within the EU: see Directive
2011/65/EU.
4.Z1 Add the following new subclause after 4.9: N/A

To protect against excessive current, short-circuits
and earth faults in circuits connected to an a.c.
mains, protective devices shall be included either
as integral parts of the equipment or as parts of the
building installation, subject to the following, a), b)
and c):
a) except as detailed in b) and c), protective
devices necessary to comply with the requirements
of B.3.1 and B.4 shall be included as parts of the
equipment;
b) for components in series with the mains input to
the equipment such as the supply cord, appliance
coupler, r.f.i. filter and switch, short-circuit and
earth fault protection may be provided by protective
devices in the building installation;
c) it is permitted for pluggable equipment type B
or permanently connected equipment, to rely on
dedicated overcurrent and short-circuit protection
in the building installation, provided that the means
of protection, e.g. fuses or circuit breakers, is fully
specified in the installation instructions.
If reliance is placed on protection in the building
installation, the installation instructions shall so
state, except that for pluggable equipment type
A the building installation shall be regarded as
providing protection in accordance with the rating
of the wall socket outlet.
5.4.2.3.2.4 Add the following to the end of this subclause: N/A
The requirement for interconnection with external
circuit is in addition given in EN 50491-3:2009.
c) d)
10.2.1 Add the following to and in table 39: N/A
For additional requirements, see 10.5.1.
10.5.1 Add the following after the first paragraph: N/A

For RS 1 compliance is checked by measurement
under the following conditions:
In addition to the normal operating conditions, all
controls adjustable from the outside by hand, by
any object such as a tool or a coin, and those
internal adjustments or presets which are not
locked in a reliable manner, are adjusted so as to
give maximum radiation whilst maintaining an
intelligible picture for 1 h, at the end of which the
measurement is made.
NOTE Z1 Soldered joints and paint lockings are examples of
adequate locking.
The dose-rate is determined by means of a
radiation monitor with an effective area of 10 cm²,
at any point 10 cm from the outer surface of the
apparatus.
Moreover, the measurement shall be made under
fault conditions causing an increase of the high-
voltage, provided an intelligible picture is
maintained for 1 h, at the end of which the
measurement is made.
For RS1, the dose-rate shall not exceed 1 μSv/h
taking account of the background level.
NOTE Z2 These values appear in Directive 96/29/Euratom of
13 May 1996.
10.6.1 Add the following paragraph to the end of the N/A

subclause:
EN 71-1:2011, 4.20 and the related tests methods
and measurement distances apply.
10.Z1 Add the following new subclause after 10.6.5. N/A
10.Z1 Non-ionizing radiation from radio
frequencies in the range 0 to 300 GHz
The amount of non-ionizing radiation is regulated
by European Council Recommendation
1999/519/EC of 12 July 1999 on the limitation of
exposure of the general public to electromagnetic
fields (0 Hz to 300 GHz).
For intentional radiators, ICNIRP guidelines should
be taken into account for Limiting Exposure to
Time-Varying Electric, Magnetic, and
Electromagnetic Fields (up to 300 GHz). For hand-
held and body-mounted devices, attention is drawn
to EN 50360 and EN 50566
G.7.1 Add the following note: N/A
NOTE Z1 The harmonized code designations corresponding to
the IEC cord types are given in Annex ZD.
Bibliography Add the following standards: P

Add the following notes for the standards indicated:
IEC 60130-9 NOTE Harmonized as EN 60130-9.
IEC 60269-2 NOTE Harmonized as HD 60269-2.
IEC 60364 NOTE some parts harmonized in HD 384/HD 60364 series.
IEC 60601-2-4 NOTE Harmonized as EN 60601-2-4.
IEC 61032:1997 NOTE Harmonized as EN 61032:1998 (not modified).
ZB ANNEX ZB, SPECIAL NATIONAL CONDITIONS (EN) P
4.1.15 Denmark, Finland, Norway and Sweden Shall be evaluated during the N/A
To the end of the subclause the following is added: national approval.
Class I pluggable equipment type A intended for
connection to other equipment or a network shall, if
safety relies on connection to reliable earthing or if
surge suppressors are connected between the
network terminals and accessible parts, have a
marking stating that the equipment shall be
connected to an earthed mains socket-outlet.
The marking text in the applicable countries shall
be as follows:
In Denmark: “Apparatets stikprop skal tilsluttes en
stikkontakt med jord som giver forbindelse til
stikproppens jord.”
In Finland: "Laite on liitettävä suojakoskettimilla
varustettuun pistorasiaan"
In Norway: “Apparatet må tilkoples jordet
stikkontakt”
In Sweden: “Apparaten skall anslutas till jordat
uttag”
4.7.3 United Kingdom N/A
To the end of the subclause the following is added:
The torque test is performed using a socket-outlet
complying with BS 1363, and the plug part shall be
assessed to the relevant clauses of BS 1363. Also
see Annex G.4.2 of this annex
5.2.2.2 Denmark N/A

After the 2nd paragraph add the following:
A warning (marking safeguard) for high touch
current is required if the touch current exceeds
the limits of 3,5 mA a.c. or 10 mA d.c.
5.4.11.1 and Finland and Sweden N/A
Annex G To the end of the subclause the following is added:
For separation of the telecommunication network
from earth the following is applicable:
If this insulation is solid, including insulation
forming part of a component, it shall at least
consist of either
• two layers of thin sheet material, each of which
shall pass the electric strength test below, or
• one layer having a distance through insulation of
at least 0,4 mm, which shall pass the electric
strength test below.
If this insulation forms part of a semiconductor
component (e.g. an optocoupler), there is no
distance through insulation requirement for the
insulation consisting of an insulating compound
completely filling the casing, so that clearances
and creepage distances do not exist, if the
component passes the electric strength test in
accordance with the compliance clause below and
in addition
• passes the tests and inspection criteria of 5.4.8
with an electric strength test of 1,5 kV multiplied by
1,6 (the electric strength test of 5.4.9 shall be
performed using 1,5 kV), and
• is subject to routine testing for electric strength
during manufacturing, using a test voltage of
1,5kV.
It is permitted to bridge this insulation with a
capacitor complying with EN 60384-14:2005,
subclass Y2.
A capacitor classified Y3 according to EN 60384-
14:2005, may bridge this insulation under the
following conditions:
• the insulation requirements are satisfied by
having a capacitor classified Y3 as defined by EN
60384-14, which in addition to the Y3 testing, is
tested with an impulse test of 2,5 kV defined in
5.4.11;
• the additional testing shall be performed on all
the test specimens as described in EN 60384-14;
the impulse test of 2,5 kV is to be performed
before the endurance test in EN 60384-14, in the
sequence of tests as described in EN 60384-14.
5.5.2.1 Norway P
After the 3rd paragraph the following is added:
Due to the IT power system used, capacitors are
required to be rated for the applicable line-to-line
voltage (230 V).
5.5.6 Finland, Norway and Sweden N/A
Resistors used as basic safeguard or bridging
basic insulation in class I pluggable equipment
type A shall comply with G.10.1 and the test of
G.10.2.
5.6.1 Denmark P
Add to the end of the subclause
Due to many existing installations where the
socket-outlets can be protected with fuses with
higher rating than the rating of the socket-outlets
the protection for pluggable equipment type A shall
be an integral part of the equipment.
Justification:
In Denmark an existing 13 A socket outlet can be
protected by a 20 A fuse.
5.6.4.2.1 Ireland and United Kingdom N/A
After the indent for pluggable equipment type A,
the following is added:
– the protective current rating is taken to be 13
A, this being the largest rating of fuse used in the
mains plug.
5.6.5.1 To the second paragraph the following is added: N/A
The range of conductor sizes of flexible cords to be
accepted by terminals for equipment with a rated
current over 10 A and up to and including 13 A is:
2 2
1,25 mm to 1,5 mm in cross-sectional area.
5.7.5 Denmark N/A
The installation instruction shall be affixed to the
equipment if the protective conductor current
exceeds the limits of 3,5 mA a.c. or 10 mA d.c.
5.7.6.1 Norway and Sweden N/A

The screen of the television distribution system is
normally not earthed at the entrance of the building
and there is normally no equipotential bonding
system within the building. Therefore the protective
earthing of the building installation needs to be
isolated from the screen of a cable distribution
system.
It is however accepted to provide the insulation
external to the equipment by an adapter or an
interconnection cable with galvanic isolator, which
may be provided by a retailer, for example.
The user manual shall then have the following or
similar information in Norwegian and Swedish
language respectively, depending on in what
country the equipment is intended to be used in:
“Apparatus connected to the protective earthing of
the building installation through the mains
connection or through other apparatus with a
connection to protective earthing – and to a
television distribution system using coaxial cable,
may in some circumstances create a fire hazard.
Connection to a television distribution system
therefore has to be provided through a device
providing electrical isolation below a certain
frequency range (galvanic isolator, see EN 60728-
11)”
NOTE In Norway, due to regulation for CATV-installations, and
in Sweden, a galvanic isolator shall provide electrical insulation
below 5 MHz. The insulation shall withstand a dielectric strength
of 1,5 kV r.m.s., 50 Hz or 60 Hz, for 1 min.
Translation to Norwegian (the Swedish text will

also be accepted in Norway):
“Apparater som er koplet til beskyttelsesjord via
nettplugg og/eller via annet jordtilkoplet utstyr – og
er tilkoplet et koaksialbasert kabel-TV nett, kan
forårsake brannfare. For å unngå dette skal det
ved tilkopling av apparater til kabel-TV nett
installeres en galvanisk isolator mellom apparatet
og kabel-TV nettet.”
Translation to Swedish:
”Apparater som är kopplad till skyddsjord via jordat
vägguttag och/eller via annan utrustning och
samtidigt är kopplad till kabel-TV nät kan i vissa fall
medfőra risk főr brand. Főr att undvika detta skall
vid anslutning av apparaten till kabel-TV nät
galvanisk isolator finnas mellan apparaten och
kabel-TV nätet.”.
5.7.6.2 Denmark N/A

The warning (marking safeguard) for high touch
current is required if the touch current or the
protective current exceed the limits of 3,5 mA .
B.3.1 and Ireland and United Kingdom N/A
B.4 The following is applicable:
To protect against excessive currents and short-
circuits in the primary circuit of direct plug-in
equipment, tests according to Annexes B.3.1 and
B.4 shall be conducted using an external miniature
circuit breaker complying with EN 60898-1, Type
B, rated 32A. If the equipment does not pass these
tests, suitable protective devices shall be included
as an integral part of the direct plug-in
equipment, until the requirements of Annexes
B.3.1 and B.4 are met
G.4.2 Denmark N/A
Supply cords of single phase appliances having a
rated current not exceeding 13 A shall be provided
with a plug according to DS 60884-2-D1:2011.
CLASS I EQUIPMENT provided with socket-outlets with
earth contacts or which are intended to be used in
locations where protection against indirect contact is
required according to the wiring rules shall be provided
with a plug in accordance with standard sheet DK 2-1a
or DK 2-5a.
If a single-phase equipment having a RATED
CURRENT exceeding 13 A or if a poly-phase equipment
is provided with a supply cord with a plug, this plug shall
be in accordance with the standard sheets DK 6-1a in
DS 60884-2-D1 or EN 60309-2.
Mains socket outlets intended for providing power
to Class II apparatus with a rated current of 2,5 A
shall be in accordance DS 60884-2-D1:2011
standard sheet DKA 1-4a.
Other current rating socket outlets shall be in
compliance with Standard Sheet DKA 1-3a or DKA
1-1c.
Mains socket-outlets with earth shall be in
compliance with DS 60884-2-D1:2011 Standard
Sheet DK 1-3a, DK 1-1c, DK1-1d, DK 1-5a or DK
1-7a
Justification:
Heavy Current Regulations, Section 6c
G.4.2 United Kingdom N/A

The plug part of direct plug-in equipment shall be
assessed to BS 1363: Part 1, 12.1, 12.2, 12.3,
12.9, 12.11, 12.12, 12.13, 12.16, and 12.17,
except that the test of 12.17 is performed at not
less than 125 °C. Where the metal earth pin is
replaced by an Insulated Shutter Opening Device
(ISOD), the requirements of clauses 22.2 and 23
also apply.
G.7.1 United Kingdom N/A
To the first paragraph the following is added:
Equipment which is fitted with a flexible cable or
cord and is designed to be connected to a mains
socket conforming to BS 1363 by means of that
flexible cable or cord shall be fitted with a ‘standard
plug’ in accordance with the Plugs and Sockets etc
(Safety) Regulations 1994, Statutory Instrument
1994 No. 1768, unless exempted by those
regulations.
NOTE "Standard plug" is defined in SI 1768:1994 and
essentially means an approved plug conforming to BS 1363 or
an approved conversion plug.
G.7.1 Ireland N/A

Apparatus which is fitted with a flexible cable or
cord shall be provided with a plug in accordance
with Statutory Instrument 525: 1997, “13 A Plugs
and Conversion Adapters for Domestic Use
Regulations: 1997. S.I. 525 provides for the
recognition of a standard of another Member State
which is equivalent to the relevant Irish Standard
G.7.2 Ireland and United Kingdom N/A
2
A power supply cord with a conductor of 1,25 mm
is allowed for equipment which is rated over 10 A
and up to and including 13 A.
ZC ANNEX ZC, NATIONAL DEVIATIONS (EN) P
10.5.2 Germany N/A

The following requirement applies:
For the operation of any cathode ray tube intended
for the display of visual images operating at an
acceleration voltage exceeding 40 kV,
authorization is required, or application of type
approval (Bauartzulassung) and marking.
Justification:
German ministerial decree against ionizing
radiation (Röntgenverordnung), in force since
2002-07-01, implementing the European Directive
96/29/EURATOM.
NOTE Contact address:
Physikalisch-Technische Bundesanstalt, Bundesallee 100,
D-38116 Braunschweig,
Tel.: Int +49-531-592-6320,
Internet: http://www.ptb.de
ATTACHMENT TO TEST REPORT IEC 62368-1 2th Ed.

U.S.A. NATIONAL DIFFERENCES
Audio/video, information and communication technology equipment – Part 1: Safety requirements
Differences according to…………...: CSA/UL 62368-1:2014
Attachment Form No……...………...: US&CA_ND_IEC623681B
Attachment Originator……...……....: UL(US)
Master Attachment…...……………...: Date 2015-06
IEC 62368-1 - US and Canadian National Differences

Special National Conditions based on Regulations and Other National Differences
1.1 All equipment is to be designed to allow installation P
according to the National Electrical Code (NEC),
ANSI/NFPA 70, the Canadian Electrical Code
(CEC), Part I, CAN/CSA C22.1, and when
applicable, the National Electrical Safety Code,
IEEE C2.
Also, for such equipment marked or otherwise
identified, installation is allowed per the Standard
for the Protection of Information Technology
Equipment, ANSI/NFPA 75.
1.4 Additional requirements apply to some forms of P
power distribution equipment, including sub-
assemblies.
4.1.17 For lengths exceeding 3.05 m, external N/A
interconnecting flexible cord and cable assemblies
are required to be a suitable cable type (e.g., DP,
CL2) specified in the NEC.
For lengths 3.05 m or less, external P
interconnecting flexible cord and cable assemblies
that are not types specified in the NEC generally
are required to have special construction features
and identification markings.
4.8 Lithium coin / button cell batteries have modified N/A
special construction and performance
requirements.
5.6.3 Protective earthing conductors comply with the P
minimum conductor sizes in Table G.5, except as
required by Table G.7ADV.1 for cord connected
equipment, or Annex DVH for permanently
connected equipment
5.7.7 Equipment intended to receive telecommunication N/A
ringing signals complies with a special touch
current measurement tests.
6.5.1 PS3 wiring outside a fire enclosure complies with N/A

single fault testing in B.4, or be current limited per
one of the permitted methods.
Annex F Output terminals provided for supply of other P
(F.3.3.8) equipment, except mains, supply are marked with
a maximum rating or references to which
equipment it is permitted to be connected.
Annex G Permanent connection of equipment to the mains N/A
(G.7.1) supply by a power supply cord is not permitted,
except for certain equipment, such as ATMs.
Annex G Power supply cords are required to have P
(G.7.3) attachment plugs rated not less than 125 percent
of the rated current of the equipment.
Flexible power supply cords are required to be P
compatible with Article 400 of the NEC, and Tables
11 and 12 of the CEC.
Annex G Minimum cord length is required to be 1.5 m, with P
(G.7.5) certain constructions such as external power
supplies allowed to consider both input and output
cord lengths into the requirement. Power supply
cords are required to be no longer than 4.5 m in
length if used in ITE Rooms.
Annex H.2 Continuous ringing signals under normal operating N/A
conditions up to 16 mA only are permitted if the
equipment is subjected to special installation and
performance restrictions.
Annex H.4 For circuits with other than ringing signals and with N/A
voltages exceeding 42.4 Vpeak or 60 V d.c., the
maximum acceptable current through a 2000 ohm
resistor (or greater) connected across the voltage
source with other loads disconnected is 7.1 mA
peak or 30 mA d.c. under normal operating
conditions.
Annex M Battery packs for stationary applications comply N/A
with special component requirements.
Annex DVA Equipment intended for use in spaces used for N/A
(1) environmental air are subjected to special
flammability requirements for heat and visible
smoke release.
For ITE room applications, automated information N/A
storage systems with combustible media greater
3
than 0.76 m (27 cu ft) have a provision for
connection of either automatic sprinklers or a
gaseous agent extinguishing system with an
extended discharge.
Consumer products designed or intended primarily N/A
for children 12 years of age or younger are subject
to additional requirements in accordance with U.S.
& Canadian Regulations.
Baby monitors additionally comply with ASTM N/A

F2951, Consumer Safety Specification for Baby
Monitors.
Annex DVA For Pluggable Equipment Type A, the protection in P
(5.6.3) the installation is assumed to be 20A.
Annex DVA The maximum quantity of flammable liquid stored N/A
(6.3) in equipment is required to comply with NFPA 30.
Annex DVA For ITE room applications, enclosures with N/A
(6.4.8) combustible material measuring greater than 0.9
2
m (10 sq ft) or a single dimension greater than 1.8
m (6 ft) have a flame spread rating of 50 or less.
For equipment with the same dimensions for other
applications, an external surface that is not a fire
enclosure requires a min. flammability
classification of V-1.
Annex DVA Equipment with lasers meets the U.S. Code of P
(10.3.1) Federal Regulations 21 CFR 1040 (and the
Canadian Radiation Emitting Devices Act, REDR
C1370).
Annex DVA Equipment that produces ionizing radiation N/A
(10.5.1) complies with the U.S. Code of Federal
Regulations, 21 CFR 1020 (and the Canadian
Radiation Emitting Devices Act, REDR C1370).
Annex DVA Equipment for use on a.c. mains supply systems N/A
(F.3.3.3) with a neutral and more than one phase conductor
(e.g. 120/240 V, 3-wire) require a special marking
format for electrical ratings. Additional
considerations apply for voltage ratings that
exceed the attachment cap rating or are lower than
the “Normal Operating Condition” in Table 2 of
CAN/CSA C22.2 No. 235.”
Annex DVA Equipment identified for ITE (computer) room N/A
(F.3.3.5) installation is marked with the rated current.
Annex DVA Vertically-mounted disconnect switches and circuit N/A
(G.1) breakers have the "on" position indicated by the
handle in the up position.
Annex DVA Suitable NEC/CEC branch circuit protection rated N/A
(G.3.4) at the maximum circuit rating is required for all
standard supply outlets and receptacles (such as
supplied in power distribution units) if the supply
branch circuit protection is not suitable.
Annex DVA Equipment with isolated ground (earthing) N/A
(G.4.2) receptacles complies with NEC 250.146(D) and
CEC 10-112 and 10-906(8).
Annex DVA Power distribution transformers distributing power N/A
(G.5.3) at 100 volts or more, and rated 10 kVA or more,
require special transformer overcurrent protection.
Annex DVA Motor control devices are required for cord- N/A
(G.5.4) connected equipment with a mains-connected
motor if the equipment is rated more than 12 A, or
if the equipment has a nominal voltage rating
greater than 120 V, or if the motor is rated more
than 1/3 hp (locked rotor current over 43 A).
Annex DVA For ITE room applications, equipment with battery N/A
(Annex M) systems capable of supplying 750 VA for five
minutes have a battery disconnect means that may
be connected to the ITE room remote power-off
circuit.
Annex DVA Wiring terminals intended to supply Class 2 N/A
(Q) outputs according to the NEC or CEC Part 1are
marked with the voltage rating and “Class 2” or
equivalent; marking is located adjacent to the
terminals and visible during wiring.
Annex DVB Additional requirements apply for equipment used N/A
(1) for entertainment purposes intended for installation
in general patient care areas of health care
facilities.
Annex DVC Additional requirements apply for equipment N/A
(1) intended for mounting under kitchen cabinets.
Annex DVE Some equipment, components, sub-assemblies P
(4.1.1) and materials associated with the risk of fire,
electric shock, or personal injury have component
or material ratings in accordance with the
applicable national (U.S. and Canadian)
component or material requirements.
Components required to comply include:
appliance couplers, attachment plugs, battery
back-up systems, battery packs, circuit breakers,
communication circuit accessories, connectors
(used for current interruption of non-LPS circuits),
power supply cords, direct plug-in equipment,
electrochemical capacitor modules (energy storage
modules with ultra-capacitors), enclosures
(outdoor), flexible cords and cables, fuses (branch
circuit), ground-fault current interrupters,
interconnecting cables, data storage equipment,
printed wiring, protectors for communications
circuits, receptacles, surge protective devices,
vehicle battery adapters, wire connectors, and wire
and cables.
Annex DVH Equipment for permanent connection to the mains N/A
supply is subjected to additional requirements.
Annex DVH Wiring methods (terminals, leads, etc.) used for the N/A
(DVH.1) connection of the equipment to the mains are in
accordance with the NEC/CEC.
Annex DVH Terminals for permanent wiring, including N/A

(DVH.3.2) protective earthing terminals, are suitable for
U.S./Canadian wire gauge sizes, rated 125 percent
of the equipment rating, and are specially marked
when specified.
Annex DVH Wire binding screws are not permitted to attach N/A
2
(DVH.3.2) conductors larger than 10 AWG (5.3 mm ).
Annex DVH Permanently connected equipment is required to N/A
(DVH.4) have a suitable wiring compartment and wire
bending space.
Annex DVH Equipment connected to a centralized d.c. power N/A
(DVH 5.5) system, and having one pole of the DC mains input
terminal connected to the main protective earthing
terminal in the equipment, complies with special
earthing, wiring, marking and installation instruction
requirements.
Annex DVI Equipment intended for connection to N/A
(6.7) telecommunication network outside plant cable is
required to be protected against overvoltage from
power line crosses.
Annex DVJ Equipment connected to a telecommunication and N/A
(10.6.1) cable distribution networks and supplied with an
earphone intended to be held against, or in the ear
is required to comply with special acoustic
pressure requirements.

IEC 62368-1
(JAPAN) NATIONAL DIFFERENCES
Audio/video, information and communication technology equipment – Part 1: Safety requirements
Differences according to ................ : J62368-1 (2020)
TRF template used ...................... : IECEE OD-2020-F3, Ed. 1.1
Attachment Form No ....................... : JP_ND_IEC62368_1B
Attachment Originator .................... : UL (JP)
Master Attachment .......................... : Date 2020-11-06
National Differences 
4.1.2 Where the component, or a characteristic of a P
component, is a safeguard or a part of a
safeguard, components shall comply with the
requirements of this standard or, where specified
in a requirements clause, with the safety aspects
of the relevant JIS component standards or IEC
component standards, or components shall have
properties equivalent to or better than these.
5.6.1 Mains socket-outlet and appliance outlet shall N/A
comply with Clause G.4.2A if they are
incorporated as part of the equipment.
5.6.2.1 Mains connection of class 0I equipment: N/A
Instructional safeguard in accordance with Clause
F.3.6.1A;
Mains plug having a lead wire for protective
earthing connection of class 0I equipment;
Independent main protective earthing terminal
installed by ordinary person.
5.6.2.2 This requirement does not apply to internal N/A
conductor of the cord set that is covered by the
sheath of mains cord and is formed together with
mains plug and appliance connector.
5.6.3 In case of class 0I equipment using power supply N/A
cord having two conductors (no earthing
conductor), the conductor of protective earthing
lead wire shall comply with either of the following:
– use of annealed copper wire with 1.6 mm
diameter or corrosion-inhibiting metal wire having
size and strength that are equivalent to or more
than the above copper wire
– single core cord or single core cab tire cable
with 1.25 mm2 or more cross-sectional area
5.7.3 For class 0I equipment that is provided with N/A

mains socket-outlet in the configuration as
specified in JIS C 8282 series or JIS C 8303, or
otherwise being considered to comply with
relevant regulations, or that is provided with
mains appliance outlet as specified in JIS C 8283-
2-2 for the purpose of interconnection, the
measurement is conducted on the system of the
interconnected equipment having a single
connection to the mains.
5.7.4 In case of class 0I equipment, touch current shall N/A
not exceed 1.41 mA peak or for sinusoidal wave,
1.0 mA r.m.s. when measured using the network
specified in Figure 4 of IEC 60990.
6.4.3.3 A fuse complying with JIC C 6575 series or a fuse N/A
having equivalent characteristics shall open within
1 s.
For Class A fuse of JIS C 6575, replace “2.1
times” by “1.35 times” and in case of Class B fuse
of JIS C 6575, replace “2.1 times” by “1.6 times”.
A fuse not complying with JIS C 6575 series shall
be tested with the breaking capacity taken into
account.
8.5.4.2.1 Only three-phase stationary equipment rated N/A
more than 200 V ac can be considered as being
for use in locations where children are not likely to
be present, when complying with Clause F.4.
8.5.4.2.2 For equipment installed where children may be N/A
present, an instructional safeguard shall be
provided by easily understandable wording in
accordance with Clause F.5, except that element
3 is optional.
8.5.4.2.4 The media destruction device is tested according N/A
to Clause V.1.2 with applicable jointed test probes
to the opening. And then the wedge probe per
Figure V.4 shall not contact any moving part.
8.5.4.2.5 The wedge probe of Figure V.4 and applicable N/A
jointed test probes specified in Clause V.1.2 shall
not contact any moving part.
Instructional safeguard shall not be used instead
of equipment safeguard for preventing access to
hazardous moving parts.
9.2.6, Handles, Knobs, grips, etc. and external surfaces N/A
Table 38 either held, touched or worn against the body in
b,c
normal use (> 1 min)
F.3.5.1 Instructional safeguard of class 0I equipment in N/A

accordance with Clause F.5 when a mains
socket-outlet as specified in JIS C 8282 series,
JIS C 8303 or relevant regulation to which class I
equipment can be connected is provided in
accordance with Clause G.4.2A except for the
cases where the socket-outlet is accessible only
to skilled persons.
F.3.5.3 If the fuse is necessary for the safeguard function, P
the symbols indicating pre-arcing time-current
characteristic.
F.3.6.1A Marking for class 0I equipment N/A
The requirements of Clauses F.3.6.1.1 and
F.3.6.1.3 shall be applied to class 0I equipment.
For class 0I equipment, a marking of instructions
and instructional safeguard shall be provided
regarding the earthing connection.
F.3.6.2.1 Symbols, IEC 60417-5172 (2003-02) or IEC N/A
60417-6092 (2011-10), shall not be used for class
I equipment or class 0I equipment.
F.4 Instruction for audio equipment with terminals N/A
classified as ES3 in accordance with Table E.1,
and for other equipment with terminals marked in
accordance with F.3.6.1 and F.3.6.1A.
Installation instruction for the protective earthing
connection for class 0I equipment provided with
independent main protective earthing terminal,
where the cord for the protective earthing
connection is not provided within the package for
the equipment.
G.3.2.1 The thermal link when tested as a separate N/A
component, shall comply with the requirements of
JIS C 6691 or have properties equivalent to or
better than that.
G.3.4 Except for devices covered by Clause G.3.5, N/A
overcurrent protective devices used as a
safeguard shall comply with the relevant part of
JIS C 6575 (corresponding to IEC60127) or shall
have equivalent characteristics.
If there are no applicable IEC standards,
overcurrent protective devices used as a
safeguard shall comply with their applicable IEC
standards.
G.4.1 This requirement is not applicable to Clauses N/A
G.4.2 and G.4.2A.
Annex G Mains connector shall comply with JIS C 8282 N/A

G.4.2 series, JIS C 8283 series, JIS C 8285, JIS C 8303
or IEC 60309 series.
Mains plugs and socket-outlets shall comply with
JIS C 8282 series, JIS C 8303, IEC 60309 series,
or have equivalent or better performance.
A power supply cord set provided with appliance
connector that can fit appliance inlet complying
with JIS C 8283-1 shall comply with JIS C 8286.
Construction preventing mechanical stress not to
transmit to the soldering part of inlet terminal.
Consideration for an equipment rated not more
than 125 V provided with Type C14 and C18
appliance coupler complying with JIS C 8283
series.
G.4.2A Mains socket-outlet and interconnection coupler N/A
provided with the class II, class I and class 0I
equipment respectively.
G.7.1 A mains supply cord need not include the N/A
protective earthing conductor for class 0I
equipment provided with independent protective
earthing conductor.
G.8.3.3 Withstand 1,71 × 1.1 × U0 for 5 s. N/A
MISCELLANEOUS
6.4.8.3.3, TABLE: Enclosure opening measurements P

6.4.8.3.4
EUT:
MISCELLANEOUS
External redundant power supply (Optional):
PHOTOS
Overall view
Overall view
PHOTOS
Overall view (external redundant power supply) (Optional)
Overall view (external redundant power supply) (Optional)

PHOTOS
Overall view
Connector view
PHOTOS
Connector view
Connector view
PHOTOS
Connector view
Connector view
PHOTOS
Connector view
Connector view
PHOTOS
Connector view
Connector view without 2 port SFP fiber ports

PHOTOS
Connector view
Internal view with Internal air duct

PHOTOS
Internal view without Internal air duct
Internal view
PHOTOS
Main board
Main board
PHOTOS
Internal view ( external redundant power supply) (Optional)
Internal view ( external redundant power supply) (Optional)

PHOTOS
4 ports 2.5G copper module (Optional)

PHOTOS
8 ports 1G copper module (Optional)

PHOTOS

PHOTOS
8 ports 1G fiber module (Optional)

PHOTOS

PHOTOS

PHOTOS
2 ports 1G fiber + 4 ports 1G fiber ports module (Optional)

PHOTOS
4 ports 1G copper PoE+ 4 ports 1G copper module (Optional)

PHOTOS

PHOTOS

PHOTOS

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Undertaking

S No. End Cusomter PO Reference

DRAWINGS / DOCUMENTS FOR SCADA GTP

S.No. Document No. Rev. Description Document Status

CHECKED BY REVIEWED BY APPROVED BY

CLIENT: DETAILED DESIGN

DOC. No. O22014-E-RE-SY-VD-5118 REV. B

TABLE 1 – DELL SERVER ....................................................................................................................................... 6

Document Name: SCADA Guaranteed Technical Particulars (GTP)

1.1 Reference Documents

Document Name: SCADA Guaranteed Technical Particulars (GTP)

S. No. Particular Offered Specifications

1. Make/Model Sophos XGS 2100

2. Mounting Rack mount

3DES(Triple DES), which is upgraded as much

5. Ethernet 10/100/1000 Mbps ports 8 Nos. port

4 Nos. FO SFP ports

Filtering of packets based on Source address,

9. Denial of service prevention Yes

10. Stateful packet inspection Yes

Detailed system logging and

No. of concurrent TCP Session

Capability of working in Hot- Yes

14. Radius Integration Yes

Assigning zones to virtual and

Assigning firewall policies

Document Name: SCADA Guaranteed Technical Particulars (GTP)

S. No. Particular Offered Specifications

Web based management

Definition updates for software

19. Power Supply Dual redundant 230V AC power supply

20. MTBF 1,10,442 hours

21. Datasheet Refer Annexure-A Page 50-64 of 92

Document Name: SCADA Guaranteed Technical Particulars (GTP)

Supply, Installation testing and Configuration of

Supply, Installation testing and Configuration of

2 Sophos Firewall XGS 136 as load balancer, 1 126300 22734 149034

Net Amount (A+B) 259978

Contract No: GEMC-511687751068405

Organisation Details Buyer Details

Financial Approval Detail Paying Authority Details

*GST / Tax invoice to be raised in the name of - Buyer

Product Name : Firewall - NGFW

Total Order Value (in INR)

1. GeM-Bidding-Corr-2608008-1.pdf :click here

Terms and Conditions

1. General Terms and Conditions-

1.10 Financial Certificate:

2. Additional Terms and conditions-

Organisation Details Buyer Details

Financial Approval Detail

Total Order Value (in INR) 167,604

Product Specification for Sophos XG210 with 03 Years EnterpriseGuard

Form Factor (RU) 1

Traffic handled TCP,UDP,HTTP/TCP,TCP/UDP

Packet Size (KB) 1024

Throughput with all features

Throughput (Real World/Prod

New session/Connection per