SONI GridCode June2019

SONI GRID CODE
26th June 2019

Demarcation of Requirements
Requirements in the Grid Code which are not marked by a symbol and border are applicable to all
Users (which expression means all persons (other than the TSO) to whom any individual section of
the Grid Code applies).
Requirements in the Grid Code which are marked by a symbol and border as per Table 1: Non-RfG
Generation Requirements are applicable to Non-RfG Generation Units.
Table 1: Non-RfG Generation Requirements

Symbol Applicable to
○ Non-RfG Generation Units
Requirements in the Grid Code which are marked by a symbol and border as per Table 2: RfG
Generation Requirements are applicable to New Generation Units.
Table 2: RfG Generation Requirements

Symbol Applicable to
○ RfG Generation Units
26 June 2019
TABLE OF CONTENTS
INTRODUCTION ........................................................................................................................................ 1
GLOSSARY AND DEFINITIONS (GD) ..................................................................................................... 8
GD1. DEFINED TERMS ........................................................................................................ 8
GD2. CONSTRUCTION OF REFERENCES ....................................................................... 57
PC1 INTRODUCTION ....................................................................................................... 59
PC2 OBJECTIVES .............................................................................................................. 60
PC3 SCOPE ......................................................................................................................... 61
PC4 PLANNING CRITERIA - TRANSMISSION SYSTEM ............................................ 61
PC5 TRANSMISSION SYSTEM CAPACITY STATEMENT .......................................... 61
PC5.1 Development of the Transmission System ................................................................... 61
PC5.2 Transmission System Capacity Statement ................................................................... 62
PC6 PLANNING DATA REQUIREMENTS FROM USERS ............................................ 62
PC6.1 Requirement to provide Planning Data ........................................................................ 62
PC6.2 Manner of provision by Users ...................................................................................... 63
PC6.3 Data to be provided ...................................................................................................... 63
PC6.4 Status of Planning Data ................................................................................................ 64
PC7 PROCEDURES FOR APPLICATIONS FOR CONNECTION AND
TRANSMISSION USE OF SYSTEM AGREEMENTS ............................................. 68
PC7.1 Application Procedure for New Connection and/or Transmission Use of
System Agreements ...................................................................................................... 68
PC7.2 Offer of Terms ............................................................................................................. 68
PC7.3 Right to Reject an Application ..................................................................................... 69
PC7.4 Connection / Transmission Use of System Agreements .............................................. 69
PC7.5 Applications for Modifications .................................................................................... 70
PC8 OFFERS CONDITIONAL ON CONSENTS AND STATUTORY
OBLIGATIONS ........................................................................................................... 70
APPENDIX A PLANNING DATA REQUIREMENTS FOR USERS (OTHER THAN
THE DNO) CONNECTED TO THE TRANSMISSION SYSTEM ONLY ............................... 71
PC.A1. INTRODUCTION ....................................................................................................... 71
PART 1 71
PC.A2 STANDARD PLANNING DATA .............................................................................. 71
PC.A2.1 CONNECTION SITE AND USER SYSTEM DATA ................................................. 71
PC.A2.2 DEMAND DATA ........................................................................................................ 72
PC.A2.3 GENERATING UNIT AND POWER STATION DATA ........................................... 73
PART 2 75
PC.A3 DETAILED PLANNING DATA ................................................................................ 75
PC.A3.1 CONNECTION SITE AND USER SYSTEM DATA ................................................. 75
PC.A3.2 DEMAND DATA ........................................................................................................ 79
PC.A3.3 GENERATING UNIT AND POWER STATION DATA ........................................... 79
PC.A3.4 ADDITIONAL / ALTERNATIVE DATA .................................................................. 84
APPENDIX B PLANNING DATA REQUIREMENTS FOR USERS CONNECTED TO
THE DISTRIBUTION SYSTEM ................................................................................................ 86
PC.B1. INTRODUCTION ....................................................................................................... 86
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PC.B.2 STANDARD PLANNING DATA .............................................................................. 86
PC.B2.1 CONNECTION SITE AND USER SYSTEM DATA ................................................. 86
PC.B2.2 GENERATING UNIT AND POWER STATION DATA ........................................... 86
PART 2 89
PC.B3 DETAILED PLANNING DATA ................................................................................ 89
PC.B3.1 CONNECTION SITE AND USER SYSTEM DATA ................................................. 89
PC.B3.2 GENERATING UNIT AND POWER STATION DATA ........................................... 91
PC.B3.3 ADDITIONAL / ALTERNATIVE DATA .................................................................. 94
APPENDIX C PLANNING DATA REQUIREMENTS FOR THE DNO ................................................ 97
PC.C1. INTRODUCTION ....................................................................................................... 97
PC.C2 GENERAL INFORMATION ...................................................................................... 97
PC.C3 BULK SUPPLY POINT DEMAND DATA................................................................ 97
PC.C3.1 Introduction .................................................................................................................. 97
PC.C3.2 Historic Bulk Supply Point Demand Data ................................................................... 97
PC.C3.3 Forecasted Bulk Supply Point Demand Data ............................................................... 98
PC.C4 DEMAND CONNECTED TO THE DISTRIBUTION SYSTEM .............................. 99
PC.C5 FLUCTUATING LOADS > 5 MVA .......................................................................... 99
PC.C.6 ABNORMAL LOADS................................................................................................. 99
PC.C7 ADDITIONAL / ALTERNATIVE DATA ................................................................ 100
APPENDIX D MODELLING REQUIREMENTS FOR USERS ........................................................... 104
PC.D1. INTRODUCTION ..................................................................................................... 104
PC.D2. MODELLING REQUIREMENTS FOR USERS ...................................................... 104
PC.D3. MODEL CAPABILITIES .......................................................................................... 104
PC.D4. MODEL DOCUMENTATION AND SOURCE CODE ........................................... 105
PC.D5. CONFIDENTIALITY ................................................................................................ 105
PC.D6. PROVISION OF INFORMATION ........................................................................... 106
PC.D7. VALIDATION ........................................................................................................... 106
PC.D8. SOFTWARE ENVIRONMENT ................................................................................ 107
APPENDIX E CCGT Installation Matrix example form ......................................................................... 103
CONNECTION CONDITIONS ............................................................................................................... 107
CC1 INTRODUCTION ..................................................................................................... 107
CC2 OBJECTIVES ............................................................................................................ 108
CC3 SCOPE ....................................................................................................................... 108
CC4 CONNECTION PRINCIPLES .................................................................................. 108
CC5 SUPPLY STANDARDS ............................................................................................ 109
CC6 TECHNICAL CRITERIA:......................................................................................... 110
CC9 SITE RELATED CONDITIONS ............................................................................... 130
CC10 APPROVAL TO CONNECT .................................................................................... 132
CC11 Obligations on Users connected to the Distribution System ...................................... 136
CC12 Generator AGGREGATORS ..................................................................................... 138
CC13 DEMAND SIDE UNITS............................................................................................ 128
CC14 FUEL SECURITY CODE ......................................................................................... 141
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CONNECTION CONDITIONS SCHEDULE 1 ...................................................................................... 142
Part I TECHNICAL CRITERIA FOR GENERATING UNITS CONNECTED TO THE
TRANSMISSION SYSTEM OTHER THAN THOSE COMPRISED WITHIN
PPMs ......................................................................................................................................... 142
Part II TECHNICAL CRITERIA FOR GENERATING UNITS CONNECTED TO THE
DISTRIBUTION SYSTEM OTHER THAN THOSE COMPRISED WITHIN
PPMs ......................................................................................................................................... 152
CONNECTION CONDITIONS SCHEDULE 2 ...................................................................................... 157
Part I TECHNICAL CRITERIA FOR PPMs CONNECTED TO THE TRANSMISSION
SYSTEM ................................................................................................................................... 157
Part II TECHNICAL CRITERIA FOR PPMS CONNECTED TO THE DISTRIBUTION
SYSTEM ................................................................................................................................... 174
APPENDIX 1 FORMAT, PRINCIPLES AND BASIC PROCEDURE TO BE USED IN
THE PREPARATION OF SITE RESPONSIBILITY SCHEDULES ...................................... 185
APPENDIX 2 PROCEDURES RELATING TO OWNERSHIP DIAGRAMS ...................................... 188
APPENDIX 3 TECHNICAL REQUIREMENTS ................................................................................... 190
OPERATING CODE NO. 1 DEMAND FORECASTING ..................................................................... 192
OPERATING CODE NO. 2 OPERATIONAL PLANNING .................................................................. 196
OC2 APPENDIX 1 OC2.A1.1 Capability Chart for CDGUs and CCGT Modules within a
CCGT Installation 229
OC2 APPENDIX 2 ................................................................................................................................... 231
OPERATING CODE NO.3 OPERATING MARGIN............................................................................. 233
OC3 APPENDIX ...................................................................................................................................... 237
OPERATING CODE NO. 4 DEMAND CONTROL .............................................................................. 238
OPERATING CODE NO. 5 OPERATIONAL LIAISON ....................................................................... 246
OPERATING CODE NO. 6 SAFETY CO-ORDINATION ................................................................... 252
OC6 - APPENDIX A ................................................................................................................................ 260
OC6 - APPENDIX B ................................................................................................................................ 261
OPERATING CODE NO.7 CONTINGENCY PLANNING .................................................................. 262
OPERATING CODE NO. 8 OPERATIONAL EVENT REPORTING AND
INFORMATION SUPPLY ....................................................................................................... 270
OC8 - APPENDIX 1 MATTERS, IF APPLICABLE TO THE SIGNIFICANT
INCIDENT, TO BE INCLUDED IN A WRITTEN REPORT GIVEN IN
ACCORDANCE WITH OC8.4.1 .............................................................................................. 274
OC8 - APPENDIX 2 INDICATION OF THE SORT OF INFORMATION THAT MAY
BE REQUESTED UNDER OC8.4.2 ........................................................................................ 275
OPERATING CODE NO. 9 NUMBERING AND NOMENCLATURE OF PLANT AND
APPARATUS AT CONNECTION SITES ............................................................................... 276
OPERATING CODE NO. 10 SYSTEM TESTS ..................................................................................... 278
OPERATING CODE NO. 11 TESTING, MONITORING AND INVESTIGATION............................ 287
PART A – PPA CDGUs only ................................................................................................................... 289
OC11 PART A – APPENDIX TABLE A ............................................................................................... 304
OC11 PART A – APPENDIX TABLE B ................................................................................................ 305
PART B – All User’s Equipment other than PPA CDGUs ...................................................................... 306
OC11 PART B – APPENDIX TABLE A................................................................................................ 315
OC11 PART B – APPENDIX TABLE B ................................................................................................ 316
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OC11 PARTB – APPENDIX TABLE C .................................................................................................. 293
SCHEDULING AND DISPATCH CODE NO.1 UNIT SCHEDULING ............................................... 318
SDC1 – APPENDIX A ............................................................................................................................. 344
SDC1 - APPENDIX B .............................................................................................................................. 349
ANNEX I .................................................................................................................................................. 351
SCHEDULING AND DISPATCH CODE NO. 2 CONTROL SCHEDULING AND
DISPATCH................................................................................................................................ 356
SDC2 - APPENDIX A Dispatch Instructions for CDGUs and Demand Side Units .............................. 368
SDC2 - APPENDIX B .............................................................................................................................. 373
SDC2 - APPENDIX C Dispatch Instructions for different fuels ............................................................. 374
SDC2 - APPENDIX D PPA Generation Provision ................................................................................. 375
ANNEX I .................................................................................................................................................. 376
SCHEDULING AND DISPATCH CODE NO.3 FREQUENCY CONTROL........................................ 365
DATA REGISTRATION CODE ............................................................................................................. 384
SCHEDULE 1 DATA REGISTRATION CODE .................................................................................... 389
SCHEDULE 2 DATA REGISTRATION CODE GENERATION PLANNING
PARAMETERS, RESPONSE CAPABILITY DATA AND SDC1 DATA.............................. 396
SCHEDULE 3 DATA REGISTRATION CODE GENERATING UNIT/POWER
STATION EQUIPMENT/INTERCONNECTOR OUTAGES ................................................. 404
SCHEDULE 4 DATA REGISTRATION CODE GENERATOR OUTPUT/LOADING
DATA AND ENERGY SALES DATA .................................................................................... 408
SCHEDULE 5 DATA REGISTRATION CODE USERS SYSTEM DATA......................................... 409
SCHEDULE 6 DATA REGISTRATION CODE LOAD CHARACTERISTICS AT GRID
SUPPLY POINTS ..................................................................................................................... 412
SCHEDULE 7 DATA REGISTRATION CODE DEMAND CONTROL AND GENERAL
DATA PART 1 - DEMAND CONTROL DATA .................................................................... 413
SCHEDULE 8 DATA REGISTRATION CODE DATA SUPPLIED BY THE TSO TO
USERS....................................................................................................................................... 415
GENERAL CONDITIONS ...................................................................................................................... 417
METERING CODE .................................................................................................................................. 424
SUB-CODE No. 1 ..................................................................................................................................... 455
SUB-CODE No. 2.1 .................................................................................................................................. 466
SUB-CODE No. 2.2 .................................................................................................................................. 477
SUB-CODE No. 2.3 .................................................................................................................................. 488
SUB-CODE No. 2.4 .................................................................................................................................. 499
SUB-CODE No. 3 ..................................................................................................................................... 518
AGREED PROCEDURE No. 1 ................................................................................................................ 527
26 June 2019
INTRODUCTION
1. The Grid Code is designed to permit the development, maintenance and operation of an
efficient, co-ordinated and economical Transmission System, to facilitate the
Transmission System being made available to persons authorised to supply or generate
electricity and in conjunction with the arrangements in place in the Republic of Ireland
generally to facilitate competition in the generation and supply of electricity on the Island of
Ireland and is conceived as a statement of what is optimal (particularly from a technical
point of view) for all Users and the Transmission System Operator (TSO) itself in
relation to the planning, operation and use of the Transmission System. It seeks to avoid
any undue discrimination between Users and categories of Users.
2. The TSO has a number of licence conditions designed to achieve the objectives of the
Single Electricity Market (SEM). To comply with these conditions, the TSO is obliged to
act in conjunction with the Other TSO. In addition, the TSO must also have in place and
comply with new arrangements between the TSO and the Transmission Owner (TO). The
detailed arrangements are set out in two documents:
(a) The System Operator Agreement (SOA) between the TSO and the Other TSO;
and
(b) The Transmission Interface Agreement (TIA) between the TSO and the TO.
3. Where a Licence Condition, or one of the above agreements, requires the TSO to assist, co-
operate with or provide information to the Other TSO, the TO or the DNO then it is
obliged to do so. This is likely to entail the exchange of data, some of which may have been
received from Users including those connected to the Distribution System. The occasions
where this may be necessary are identified in the relevant sections of the Grid Code.
4. The Operating procedures and principles governing the TSO's relationship with all Users
under the Grid Code, be they the DNO, Generators, Suppliers, Interconnector Users,
Interconnector Owners, Generator Aggregators, Demand Side Unit Operator(s) or
Large Demand Customers are set out in the Grid Code. The Grid Code specifies day-to-
day procedures for both planning and operational purposes and covers both normal and
exceptional circumstances.
5. The Grid Code is divided into the following sections:
(a) a Planning Code which provides generally for the supply of certain information
by Users in order that the planning and development of the Transmission System
may be undertaken. The Planning Code applies to:
(i) Generators with respect to Generating Units connected to or seeking a

new or modified connection to the Transmission System;
(ii) Generators with respect to CDGUs and Controllable PPMs connected

to or seeking a new or modified connection to the Distribution System;
(iii) Suppliers;
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(iv) Large Demand Customers;
(v) Aggregators;
(vi) Interconnector Owners; and
(vii) the DNO;
(b) Connection Conditions which specify the minimum technical, design and certain
operational criteria which must be complied with by Users connected to or seeking
connection with the Transmission System. The Connection Conditions apply to:
(i) Generators with respect to Generating Units connected to or seeking a

new or modified connection to the Transmission System;
(ii) Generators with respect to CDGUs and Controllable PPMs connected

to or seeking a new or modified connection to the Distribution System;
(iii) Suppliers;
(iv) Large Demand Customers;
(v) Aggregators;
(vi) Interconnector Owners; and
(vii) the DNO;
(c) an Operating Code which is split into a number of sections and deals with:
(i) Demand forecasting (OC1), which applies to:
(aa) Generators with respect to Generating Units connected to the

Transmission System;
(bb) Generators with respect to CDGUs and Controllable PPMs

connected to or seeking a new or modified connection to the
Distribution System;
(cc) Generator Aggregators;
(dd) Suppliers; and
(ee) the DNO;
(ii) the co-ordination of the Outage planning process in respect of

Generating Units and Power Station Equipment and Outages of
equipment on the Transmission System and Distribution System
where relevant for construction, repair and maintenance (OC2). OC2
applies to:

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(cc) Interconnector Owners;
(dd) Large Demand Customers; and
(ee) the DNO;
(iii) the specification of different types of reserve, which make up the

Operating Margin (OC3). OC3 applies to:


Distribution System; and
(cc) Interconnector Owners;
(iv) different methods of reducing Demand (OC4). OC4 applies to:

Transmission System or Distribution System;
(bb) Suppliers; and
(cc) the DNO;
(v) the reporting of scheduled and planned actions and unexpected

occurrences such as faults between the TSO and Users (OC5). OC5
applies to:

(bb) Interconnector Owners;
(cc) Large Demand Customers; and
(dd) the DNO;
(vi) the co-ordination, establishment and maintenance of Isolation and

Earthing in order that work and/or testing can be carried out safely
(OC6). OC6 applies to:
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(cc) the DNO; and
(dd) the TO;
(vii) certain aspects of contingency planning (OC7). OC7 applies to:


(dd) the DNO;
(viii) the provision of written reports on occurrences such as faults in certain

circumstances (OC8). OC8 applies to:

(dd) the DNO;
(ix) the procedures for determining the number and nomenclature of Plant
and Apparatus at Connection Sites (OC9);
OC9 applies to:

(dd) the DNO;
(x) the procedures for the establishment of System Tests (OC10). OC10
applies to:
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(cc) Large Demand Customers;
(dd) Aggregators; and
(ee) the DNO;
(xi) Monitoring, Testing and Investigations in relation to User's Plant and

Apparatus (OC11). OC11 applies to:


(cc) Aggregators;
(dd) Interconnector Owners;
(ee) Demand Side Unit Operator(s); and
(ff) Large Demand Customers.
(d) a Scheduling and Dispatch Code which is split into three sections and deals with:
(i) Scheduling generally and the preparation of an Indicative Operations

Schedule indicating which units may be instructed the following day
(SDC1). SDC1 applies to:
(aa) Generators with regard to CDGUs and Controllable PPMs

connected to the Transmission System or Distribution
System;
(bb) Pumped Storage Generators with regard to their Pumped

Storage Demand;
(cc) Energy Storage Generators with regard to their Energy

Storage Demand;
(dd) Interconnector Owners with respect to their Interconnectors;
(ee) Interconnector Users in respect of their Interconnector

Units;
(ff) Demand Side Unit Operator(s) in relation to their Demand

Side Unit(s);
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(gg) Generator Aggregators in respect of their Aggregated
Generating Units.
(ii) the issue of Dispatch Instructions (SDC2). SDC2 applies to:
(aa) Generators with regard to CDGUs connected to the

Transmission System or Distribution System;
(bb) Pumped Storage Generators with regard to their Pumped

Storage Demand;
(cc) Energy Storage Generators with regard to their Energy

Storage Demand;
(dd) Interconnector Owners with respect to their Interconnectors;
(ee) Demand Side Unit Operator(s) in relation to their Demand

Side Unit(s); and
(ff) Generator Aggregators in respect of their Aggregated

Generating Units.
(iii) the procedures and requirements in relation to Frequency Control

(SCD3). SDC3 applies to:
(aa) Generators in respect of all Generating Units connected to

the Transmission System;
(bb) Generators in respect of CDGUs and Controllable PPMs

connected to the Distribution System;
(cc) Suppliers; and
(dd) Interconnector Owners.
(e) a Data Registration Code which sets out a unified listing of all data required by
the TSO from Users, and by Users from the TSO, under the Grid Code;
(f) General Conditions which are intended to ensure, so far as possible, that the
various sections of the Grid Code work together and work in practice and which
include provisions relating to the establishment of a Grid Code Review Panel and
other provisions of a general nature; and
(g) a Metering Code which is split into a number of sections, which deal in particular
with:
(i) the basic requirements for metering (MC);
(ii) specific requirements for tariff and operational metering (Sub-Codes

1-3)
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(iii) procedures for the maintenance, testing, inspection and sealing of
metering (Agreed Procedures No 1 and No 2);
(iv) reconciliation procedures for metering (Agreed Procedures No 3 and

No 4);
(v) procedures for estimating settlement values in lieu of normal data

collection methods (Agreed Procedures No 5 and No 6); and
(viii) communication protocols (Agreed Procedure No 7).
6. This Introduction is provided to Users and to prospective Users for information only and
does not constitute part of the Grid Code.
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GLOSSARY AND DEFINITIONS (GD)
GD1. DEFINED TERMS
In the Grid Code the following words and expressions shall, unless the subject matter or the context
otherwise requires or is inconsistent therewith, bear the following meanings:
ACS Conditions Average cold spell conditions.
Active Power Control Set-Point Ramp Rate The rate of increase or decrease of Active Power
Output of a PPM in response to an Active Power
Dispatch Instruction sent by the TSO via
SCADA when the PPM is operating in an Active
Power control mode. This ramp rate will be
calculated by the Generator each time an Active
Power Dispatch Instruction is sent by the TSO
via SCADA based on the change in Active Power
required and the curtailment time interval set
point.
The Active Power Dispatch Instruction shall be

any MW value in the range 0 MW to Registered
Capacity of the PPM. The curtailment time
interval set point shall be any value in the range 1
to 30 minutes, as specified by the TSO via
SCADA.
Active Power or MW The product of the components of alternating

current and voltage that equate to true power
which is measured in units of watts and standard
multiples thereof, for example:
1000 Watts = 1 kW;
1000 kW = 1 MW;
1000 MW = 1 GW.
Additional Conversion Factors The factors referred to in PCA3.3.12.
Additional Grid Code Availability Notice A notice submitted by a User to the TSO pursuant
to SDC1.4.2 relating to additional data on
Availability.
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Additional Grid Code Characteristics Notice A notice to be submitted to the TSO pursuant to
SDC1.4.4.2 relating to additional technical data.
Aggregate Interconnector Ramp Rate The maximum Ramp Up Rate for an

Interconnector or maximum Ramp Down Rate
as determined by the TSO.
Aggregated Demand Site A group of Individual Demand Sites connected

to the Transmission or Distribution System and
represented by a Demand Side Unit Operator,
which together are capable of a Demand Side
Unit MW Capacity equal to or above 4 MW (and
which is therefore subject to Central Dispatch
from the TSO). Each Individual Demand Site
comprising an Aggregated Demand Site shall be
in one currency zone and shall have a Demand
Side Unit MW Capacity of no greater than 10
MW. Unless otherwise specified, information
submitted in respect of an Aggregated Demand
Site shall always be at an aggregated level.
Aggregated Generating Unit A group of Generating Units connected to the

Transmission or Distribution System and
represented by a Generator Aggregator, each of
which must not have a Registered Capacity
greater than 10 MW. An Aggregated Generating
Unit with a total Registered Capacity of 4 MW
or more shall be subject to Central Dispatch (and
shall therefore be a CDGU), but one with a total
Registered Capacity of less than 4 MW may only
be subject to Central Dispatch subject to
agreement with the TSO. Unless otherwise
specified by the TSO or otherwise in the Grid
Code, information submitted in respect of an
Aggregated Generating Unit shall always be at
an aggregated level.
Aggregated Maximum Export Capacity In the case of a Generator Aggregator, the

aggregated value (in MW, MVA, kW and/or kVA)
provided in each Connection Agreement (or
connection agreement to the Distribution System,
as the case may be) for the Generating Units for
which the Generator Aggregator is responsible.
Aggregator Either a Generator Aggregator or a Demand

Side Unit Operator in respect of an Aggregated
Demand Site.
Aggregator Systems A system by which an Aggregator controls or

operates the plant which is subject to aggregation.
Agreed Testing and The procedures and methodologies developed by

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Monitoring Procedures the TSO for conducting certain Tests and
undertaking certain Monitoring and which form
part of the Grid Code.
All Island Networks As defined in the TSO Licence
All Island Transmission Networks As defined in the TSO Licence
Ancillary Service Each of the following services, all of which are

used to operate a stable and secure Transmission
System: the provision of Reactive Power,
Operating Reserve and Black Start Capability,
each of which also constitutes a System Support
Service.
Annual Maintenance Outage A transmission outage that is scheduled with

reasonable notice to the relevant Generator(s) in
advance of the start of the outage for planned
maintenance of equipment that is part of an
Outturn Availability Connection Asset.
Apparatus All equipment in which electrical conductors are

used, supported or of which they may form a part.
Applicable Legislation All present and future EU Regulations or UK

domestic statutes having direct force of law in
Northern Ireland which set the minimum standard
for all users of the NI System.
Authority The Northern Ireland Authority for Utility

Regulation.
Automatic Load Shedding A Load shedding scheme utilised by the TSO to

prevent Frequency collapse or other problems and
to restore the balance between generation output
and Demand on the NI System.
Automatic Load Shedding Device A device for initiating Load shedding

automatically, such as a Low Frequency Relay.
Automatic Voltage Regulator or AVR A continuously acting automatic excitation system

to control the voltage of a Generating Unit as
measured at the Generator Terminals.
Availability In respect of any period (and, in the case of a PPA

CDGU, in relation to a Designated Fuel and, in
the case of a CDGU other than a PPA CDGU, in
relation to a fuel), shall mean:
(a) for any CDGU or Controllable PPM the

figure (expressed in MW as at the
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Connection Point and at the direct
connection with the Distribution System)
stated in accordance with SDC1.4.1.1(a) to
be the capability of the CDGU or
Controllable PPM to generate electricity
during that period. In relation to all CDGUs
including an Open Cycle Gas Turbine
CDGU and/or a CCGT Installation, the
Availability declared by a Generator shall
correspond to the maximum generation of
electricity which that Generator’s CDGU
can achieve during that period. In relation to
all CDGUs, the Availability declared by a
Generator shall correspond to the level of
generation of electricity up to and including
the Contracted Capacity (for PPA CDGUs
other than PPA Open Cycle Gas Turbines)
or Contracted Capacity (Peak) (for PPA
Open Cycle Gas Turbines) or Registered
Capacity (for non-PPA plant) which that
CDGU can achieve during that period;
(b) for Demand Side Units, the Demand Side

Unit MW Capacity (expressed in MW as at
the Connection Point and at the direct
connection with the Distribution System)
stated in accordance with SDC1.4.1.1(a) to
be the capability of the Demand Side Unit
to reduce Demand during that period;
(c) for Aggregated Generating Units, the

aggregated figures (expressed in MW as at
the Connection Points of each individual
Aggregated Generating Unit) stated in
accordance with SDC1.4.1.1(a) to be the
capability of the Aggregated Generating
Units as a whole to generate electricity
during that period;
(d) for an Interconnector, the figure (expressed

in MW at Auchencrosh) stated in
accordance with SDC1.4.1.1(a) to be the
capability of the Interconnector to export or
import electricity.
"Available" shall be construed accordingly.
Availability Notice A notice to be submitted to the TSO pursuant to

SDC1.4.1.1.
Availability Payments A payment made to a Generator for making a

Generating Unit available.
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Average Cold Spell Demand The forecast of peak daily Demand during
average cold spell conditions.
Back-up Fuel Distillate or heavy fuel oil.
Black Start The procedure necessary for a recovery from a

Total Shutdown or Partial Shutdown.
Black Start Capability The capability of a Power Station where at least

one of its CDGUs or CCGT Modules has the
ability to Start-Up as provided in OC7.4.4.
Black Start Station A Power Station identified pursuant to the

relevant Generator's Connection Agreement as
having the ability for at least one of its CDGUs or
CCGT Modules to Start-Up as provided in
OC7.4.4.
Business Day Any day (other than a Saturday or a Sunday) on

which banks are open for business in Belfast but
excluding those days which the TSO may from
time to time notify Generators as being days on
which normal business will not be conducted at
the TSO's premises.
Block Load The level of output that a Generating Unit
immediately produces following
Synchronisation. For avoidance of doubt, Block
Load can equal 0 MW.
Block Load Cold Block Load during a Cold Start.
Block Load Hot Block Load during a Hot Start.
Block Load Warm Block Load during a Warm Start.
Bulk Supply Point A point at which the Distribution System

connects to the Transmission System.
Cancelled Start A response by a Generator to an instruction from

the TSO cancelling a previous instruction to
Synchronise to the NI System.
CCGT Installation A collection of CCGT Modules (registered as a

CCGT Installation under the PC) comprising one
or more gas turbines and one or more steam
turbines where, in normal operation, the waste
heat from the CCGT Modules which are gas
turbines is passed to the heat exchanger of the
associated CCGT Modules which are steam
turbines from which it is directly supplied to these
steam turbines thereby contributing to the overall
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combined cycle efficiency of the CCGT
Installation.
CCGT Installation Matrix The matrix which must be submitted by a

Generator under the Planning Code and which is
used by the TSOs for Scheduling and Dispatch
purposes under the SDCs as a “look up” table
determining which CCGT Module will be
operating at any given MW Dispatch level subject
to any updated Availability information submitted
by a Generator to a TSO under SDC1.
CCGT Module A Generating Unit within a CCGT Installation.
Central Dispatch The process of Scheduling and issuing Dispatch

Instructions in relation to CDGUs, Pumped
Storage Plant Demand, Energy Storage Power
Station Demand, Demand Side Units and/or
Interconnectors direct to a Control Facility by
the TSO pursuant to the Grid Code. In particular:
All Dispatchable PPMs shall be subject to

Central Dispatch;
All other Power Stations with a Registered

Capacity of above 10 MW shall be subject to
Central Dispatch;
All other Power Stations with a Registered

Capacity of 10 MW or less can agree with the
TSO to be subject to Central Dispatch.
Centrally Dispatched Generating Unit (CDGU) A Generating Unit within a Power Station
subject to Central Dispatch, which comprises,
unless specified otherwise in relation to a
particular use of the term a Thermal Plant
including a CCGT Installation, a Dispatchable
PPM, Hydro Unit and Pumped Storage Plant in
respect of its Pumped Storage Generation.
Charging Capacity The maximum amount of Energy consumed by an

Energy Storage Power Station when acting as an
Energy Storage Power Station Demand.
Cold Start Any Synchronisation of a Generating Unit that

has previously not been Synchronised for a period
of time longer than its submitted Warm Cooling
Boundary.
Commercial Offer Data The commercial offer data submitted to the MO

pursuant to the TSC.
GD13
26 June 2019
Commissioning/ Acceptance Test Testing of a CDGU, Controllable PPM, Pumped
Station Demand, Demand Side Units,
Aggregated Generating Units, Interconnector
or an item of User's Equipment required pursuant
to the Connection Conditions prior to connection
or re-connection in order to determine whether or
not it is suitable for connection to the System and
also to determine the new values of parameters to
apply to it following a material alteration or
modification of a CDGU, Controllable PPM,
Pumped Storage Plant Demand, Energy
Storage Power Station Demand, Demand Side
Units, Aggregated Generating Units,
Interconnector or of an item of User's
Equipment and the term
“Commissioning/Acceptance Testing” shall be
construed accordingly.
Committed Project Planning Data Has the meaning set out in PC6.4.3.
Competent Authority The Authority, or any local, national or

supranational agency, authority, department,
inspectorate, minister, official, court, tribunal or
public or statutory person (whether autonomous or
not) of the United Kingdom (or the government
thereof) or the European Communities which has
jurisdiction over the TSO and the relevant
Generator or the subject matter of a Generating
Unit Agreement or a Power Station Agreement
between NIE Energy and that Generator.
Confirmation Statement As defined in the Metering Code.
Connection Agreement In the case of a User other than the DNO, the
bilateral agreement between the TSO and the
User, which contains the detail specific to the
User’s connection to the Transmission System.
Connection Conditions or CC The part of the Grid Code which is identified as

the Connection Conditions.
Connection Point A Bulk Supply Point or a point at which a User's

Plant and/or Apparatus connects to the
Transmission System, which in the case of an
Interconnector is the connection point specified
in the relevant Connection Agreement.
Connection Site A site containing a Connection Point.
Connection Charges The TSO's charges to Users for connection to the

Transmission System.
GD14
26 June 2019
Constrained Group A group of Generating Units located within a
constrained part of the System as determined by
the TSO.
Contingency Reserve Has the meaning set out in OC3.
Contract Customer A Customer whose terms of supply contain

provisions enhancing its security of supply
negotiated with NIE Energy in accordance with
guidelines prepared by NIE Energy and approved
by the Authority from time to time, insofar as
such terms of supply include the right to be
excluded, insofar as possible, from Load
shedding.
Contracted Capacity In relation to a PPA CDGU, the NFL Capacity of

the CDGU which is set out in paragraph 2 of
schedule 1 to the Generating Unit Agreement for
that CDGU or in the relevant System Support
Services Agreement, as that NFL Capacity may
be amended from time to time in accordance with
that Generating Unit Agreement or the relevant
Power Station Agreement or System Support
Services Agreement. In relation to a PPA Open
Cycle Gas Turbine CDGU and/or a CCGT
Installation, the Contracted Capacity figure is
the lower figure set out in paragraph 2 of schedule
1 of the Generating Unit Agreement or
paragraph 2 of schedule 1 of the relevant System
Support Services Agreement, in each case being
the higher of the two figures set out in paragraph 2
of Schedule 1.
Contracted Capacity (Coal) In relation to a PPA CDGU which is capable of

firing on two different Designated Fuels, the
figure (expressed in MW) specified as such in
paragraph 2 of schedule 1 to the relevant
Generating Unit Agreement or in the relevant
System Support Services Agreement.
Contracted Capacity (Peak) In relation to a PPA CDGU, which is an Open

Cycle Gas Turbine CDGU and/or a CCGT
Installation, the figure (expressed in MW)
specified as such (if any) in paragraph 2 of
schedule 1 to the relevant Generating Unit
Agreement (where it is the higher of the two
figures set out in paragraph 2 of schedule 1) or in
the relevant System Support Services
Agreement (where it is the higher of the two
figures set out in paragraph 2 of schedule 1).
GD15
26 June 2019
Contracted Technical Parameters In relation to a PPA CDGU, the values of
Technical Parameters which are identical to those
parameters set out in schedule 1 to the Generating
Unit Agreement for that CDGU, which are there
referred to as "Contracted Operating
Characteristics", as those values are amended
from time to time in accordance with that
Generating Unit Agreement. In the case of a
CDGU other than a PPA CDGU, the values of
Technical Parameters which are identical to the
parameters set out in the relevant SSS Agreement
and referred to as “SSS Parameters”, as those
values are amended from time to time in
accordance with that SSS Agreement.
Control Circuit Load Management A direct Load management arrangement whereby
certain separate domestic off peak Loads can be
controlled by the TSO via radio teleswitch.
Control Facility A location used for the purpose of Monitoring,
control and operation of the User’s Plant and
Apparatus and for accepting Dispatch
Instructions via Electronic Interface.
Control Person The term used as an alternative to "Safety

Coordinator" on the Site Responsibility
Schedule only.
Control Phase The Control Phase follows on from the
Programming Phase and starts with the issue of
the Indicative Operations Schedule for the next
Trading Day and covers the period down to real
time.
Controllable PPM (CPPM) A PPM first connected to the NI System on or
after 1 April 2005 whose generators comprise a
Registered Capacity of 5 MW or more.
Conversion Factors The terms referred to at PC.A3.3.11.

Customer A person to whom electrical power is provided
(whether or not he is the same person as the
person who provides the electrical power).
Customer Demand Management Has the meaning set out in OC4.4.2.
Customer Voltage Reduction A 3 or 6 per cent reduction of voltage supplied to
all or any group of Customers on a particular part
of the NI System.
Cycle Operating Mode The Open Cycle Mode or combine cycle
Operating Mode of a CCGT Installation which
may need to be specified pursuant to a Dispatch
Instruction under SDC2.4.2.4(j).
GD16
26 June 2019
Data Registration Code or DRC The part of the Grid Code which is identified as
the Data Registration Code.
Declared Fuel A fuel having the characteristics described in
schedule 3 of the relevant Generating Unit
Agreement.
Delivery Point Has the meaning ascribed to it in the relevant
Generating Unit Agreement or, in the case of a
CDGU other than a PPA CDGU or Controllable
PPM, in the relevant Connection Agreement.
Deload Break Point The point at which due to technical reason a
Generating Unit may need to pause during its
MW Output reduction process.
De-Loaded The condition in which a Generating Unit or

CCGT Installation, as the case may be, has
reduced or is not delivering electrical power to the
System to which it is Synchronised and the terms
"De-Loading" and "De-Load" shall be construed
accordingly.
De-Loading Rate The rate at which a Generation Unit or
Generating Unit (as the case may be) reduces
MW Output from Minimum Generation to zero
when it is instructed to cease output. There are up
to two possible De-Loading rates, which are
referred to as De-Loading Rate 1 and De-
Loading Rate 2.
Demand The amount of electrical power consumed

comprising of Active and Reactive Power unless
otherwise stated.
Demand Forecasts For operational purposes, a forecast of Demand

made pursuant to OC1. For planning purposes, a
forecast of Demand made pursuant to the Planning
Code.
Demand Side Unit An Individual Demand Site or Aggregated
Demand Site with a Demand Side Unit MW
Capacity of at least 4 MW. The Demand Side
Unit shall be subject to Central Dispatch.
Demand Side Unit MW Availability The forecasted change in Active Power which can
be achieved in one currency zone by a Demand
Side Unit for each Imbalance Settlement Period
Imbalance Settlement Period in the following
Trading Day period and which must be submitted
by the User to the TSO in an Availability Notice
under SDC1.4.1.2.
Demand Side Unit Best Correlated Profile The four Demand Side Unit Profiles from one
day to eighty-four days prior to the Dispatch
GD17
26 June 2019
Instruction, offset to minimise the average
absolute error across all the Meter periods
comprising the Demand Side Unit Profile when
compared to the Demand Side Unit Profile which
finishes with the Dispatch period, resulting in the
four smallest average absolute errors, averaged.
Demand Side Unit Calculated MWh Response The value of the half-hour Demand Side Unit
Performance Monitoring Baseline less the sum
of the half-hour Meter readings of all the
Individual Demand Sites that comprise the
Demand Side Unit aligned to a half-hour Meter
period.
Demand Side Unit MW Capacity The maximum change in Active Power that can
be achieved by a Demand Side Unit on a
sustained basis for the duration of the Demand
Side Unit’s Maximum Down Time by totalling
the potential increase in on-site Active Power
Generation and the potential decrease in on-site
Active Power Demand at each Individual
Demand Site.
Demand Side Unit MWh Response The equivalent Energy in a half-hour Meter
period of a Demand Side Unit MW Response
requested in a Dispatch Instruction.
Demand Side Unit MW Response Time The time as specified by the Demand Side Unit
Operator in the Technical Parameters and is the
time it takes for the Demand Side Unit Operator
to be able to implement the Demand Side Unit
MW Response from receipt of the Dispatch
Instruction from the TSO.
Demand Side Unit Notice Time The time as specified by the Demand Side Unit
Operator in the Technical Parameters and is the
time it takes for the Demand Side Unit to begin
ramping to the Demand Side Unit MW Response
from receipt of the Dispatch Instruction from the
TSO.
Demand Side Unit Operator A person who operates a Demand Side Unit, with
a Demand Side MW Capacity not less than 4
MW.
Demand Side Unit Performance An Energy value for each half-hour Meter
Monitoring Baseline period while a Demand Side Unit is
Dispatched. It is the Demand Side Unit Best
Correlated Profile excluding the first twenty four
half-hour Meter periods
GD18
26 June 2019
Demand Side Unit Performance The absolute value of the Demand Side Unit
Monitoring Error Calculated MWh Response less the Demand
Side Unit MWh Response.
Demand Side Unit Performance The absolute value of the Demand Side Unit
Monitoring Percentage Error Calculated MWh Response less the Demand
Side Unit MWh Response divided by the
Demand Side Unit MWh Response.
Demand Side Unit Profile Consecutive aggregated Meter readings of all

Individual Demand Sites that comprise a
Demand Side Unit for each of the full half-hour
Meter periods in a twelve-hour period plus the
duration of Dispatch. If the Demand Side Unit
was Dispatched during the period the Demand
Side Unit Calculated MWh Response in the
same half-hour Meter periods are added, except in
the case of the Dispatch being monitored. In this
case the accumulated Energy calculated from
Demand Side Unit MW Response from
Generation operating as a continuous
Synchronous Generating Unit signal (CC.13.3
(a)) plus the Demand Side Unit MW Response
from avoided Demand consumption and
Generation operating in DSU Short-term
Synchronous Operating Mode signal (CC.13.3
(c)) are added.
Demand Side Unit SCADA Error The Demand Side Unit Calculated MWh
Response less the accumulated Energy calculated
from Demand Side Unit MW Response from
Generation in DSU Short-term Synchronous
Operating Mode signal (CC.13.3 (c)) in the same
half-hour Meter period.
Demand Side Unit SCADA Percentage Error The Demand Side Unit Calculated MWh
Response less the accumulated Energy calculated
from Demand Side Unit MW Response from
Generation operating in DSU Short-term
Synchronous Operating Mode signal (CC.13.3
(c)) divided by Demand Side Unit Calculated
GD19
26 June 2019
MWh Response the in the same half-hour Meter
period.
Demand Side Unit Ramp Time The time it takes for a Demand Side Unit to ramp
to the Demand Side Unit MW Response. It is
equal to the Demand Side Unit MW Response
Time less the Demand Side Unit Notice Time.
Department The Department of Enterprise, Trade and Industry.
Design and Operating Requirement In relation to the Grid Code, a Nominated

Generating Unit Agreement (and/or Nominated
Power Station Agreement), a SSS Agreement
and a Connection Agreement:
(a) an express requirement of one of those
documents as to the installation or
operational capability of a specified item of
Plant and/or Apparatus;
(b) a requirement of one of those documents for
the existence of procedures necessary to
give effect to the matters listed in (a) above;
or
(c) an express provision in one of those
documents as to any other particular
operational requirement.
Designated Fuel A type of fuel specified in the relevant
Generating Unit Agreement as being a type of
fuel which the TSO may instruct a Generator to
burn in relation to a CDGU which is capable of
firing both on coal (which may include a mixture
of coal and oil) and on oil or on Gas or Distillate,
as the case may be.
De-Synchronising The act of taking a Generating Unit off the NI
System, to which it has been Synchronised, and
like terms shall be construed accordingly.
Detailed Planning Data Data specified in Part 2 of the Appendix to the

Planning Code.
Development A modification relating to a User's Plant and/or
Apparatus already connected to the
Transmission System or the Distribution
System.
Disconnect The act of electrically separating Users' (and
Customers') equipment from the Transmission
System or Distribution System where relevant,
and the terms "Disconnection" and
"Disconnecting" shall be construed accordingly.
GD20
26 June 2019
Dispatch The issue by the TSO of instructions to a
Generator, Pumped Storage Generator, Energy
Storage Generator, Interconnector Owner,
Demand Side Unit Operator or Generator
Aggregator in respect of its CDGU, Pumped
Station Demand, Demand Side Unit,
Aggregated Generating Units or Interconnector
pursuant to SDC2 and the term "Dispatched" shall
be construed accordingly.”
Dispatch Characteristics Those characteristics referred to in the relevant

Table in the Appendix to Part A of OC11 or Part B
of OC11 (as the context requires).
Dispatch Instruction An instruction given by the TSO to a CDGU,
Demand Side Unit, Interconnector and/or
Pumped Storage Plant Demand and/or Energy
Storage Power Station Demand to that User’s
approved Control Facility to change the output,
fuel or manner of operation of the CDGU,
Demand Side Unit, Interconnector and/or
Pumped Storage Plant Demand and/or Energy
Storage Power Station Demand. “Instruct” and
“Instructed” shall be construed accordingly.
Dispatch Instruction Test Flag The flag indicating that a Dispatch Instruction
will not be deemed to be a Dispatch Instruction
for settlement purposes, used when the TSO
approves new or amended test proposals submitted
by a Generator after Gate Closure 2 (or there is
insufficient time for the TSO to evaluate and
approve the test proposal before Gate Closure 2)
and as a result, the Dispatch Instructions issued
by the TSO diverge from the Final Physical
Notifications.
Dispatchable PPM (DPPM) A Controllable PPM which must have a Control

Facility in order to be dispatched via an
Electronic Interface by the TSO.
Dispatched Fuel The Declared Fuel which a Generator is

instructed by the TSO in a Dispatched Fuel
Notice or a Dispatch Instruction to use for the
operation of a CDGU for the time being.
Distillate Liquid fuel, as specified in the relevant schedule to
a Generating Unit Agreement, or where there is
no Generating Unit Agreement, as agreed with
the TSO.
Distribution Code The code in Northern Ireland of the same name.
GD21
26 June 2019
Distribution Network Owner (DNO) NIE acting in its capacity as owner of the
Distribution System.
Distribution System The electric lines within the Authorised Area, as
defined in the licence held by the DNO, owned by
the Distribution Licensee (but not, for the
avoidance of doubt, any lines forming part of the
transmission system or any Interconnector), and
any other electric lines which the Authority may
specify as forming part of the distribution system,
together with (in each case) any Plant and
Apparatus and/or meters owned or operated by
the DNO used in connection with the distribution
of electricity.
DNO Connection Agreement The bilateral agreement between the DNO and the
DNO Demand Customer, which contains the
detail specific to the DNO Demand Customer’s
connection to the Distribution System.
DNO Demand Customer A person to whom electrical Energy is provided

by means of a direct connection to the
DSU Short-term Synchronous Operating Mode The operation of Generating Unit(s) at an

Individual Demand Site of a Demand Side Unit
where the Generating Unit(s) supplies Demand
Customer’s or DSO Demand Customer’s Load
while not Synchronised to the Transmission
System or Distribution System. The
Generating Unit(s) is (are) Synchronised to the
Transmission System or Distribution System for
short periods of time at Start-Up and Shutdown
of the Generating Unit(s) to facilitate a smooth
transfer of power.
Dwell Time Down The duration for which the Generating Unit must
remain at the Dwell Time Down Trigger Point
during a change in its MW Output while ramping
down between instructed MW Output and
Minimum Generation.
Dwell Time Down Trigger Point A constant MW level at which a Generating Unit
must remain while ramping down between
instructed MW Output and Minimum
Generation. There may be circumstances where
more than one parameter applies and this is
indicated by adding a number at the end of the
parameter.
Dwell Time Up The duration for which the Generating Unit must
remain at the Dwell Time Up Trigger Point
during a change in its MW Output while ramping
GD22
26 June 2019
up between Minimum Generation and instructed
MW Output.
Dwell Time Up Trigger Point A constant MW level at which a Generating Unit

must remain while ramping up between Minimum
Generation and instructed MW Output. There
may be circumstances where more than one
parameter applies and this is indicated by adding a
number at the end of the parameter.
Earthing A way of providing a connection between

conductors and earth by an Earthing Device.
Earthing Device A means of providing a connection between a
conductor and earth being of adequate strength
and capability.
Electronic Interface A system, in accordance with the requirements of
the TSO’s data system, at the Control Facility,
providing an electronic interface between the TSO
and a User, for issuing and receiving instructions,
including Dispatch Instructions, as provided for
in the Grid Code and established pursuant to an
agreement between the TSO and the User.
Emergency Manual Disconnection Load shedding carried out at short notice or no

notice when a Regulating Margin cannot
otherwise be achieved.
End of Restricted Range The end point in MW of a Forbidden Zone.
There may be circumstances where more than one
End Point of Start Up Period The time after which the rate of change of the
Generating Unit Output is not dependent upon
the initial Warmth of the Generating Unit.
Energy The electrical energy produced, flowing or

supplied by an electrical circuit during a time
interval and being the integral with respect to time
of the instantaneous power, measured in units of
watt-hours or standard multiples thereof, for
example:
1000Wh = 1kWh;
1000 kWh = 1 MWh;
1000 MWh = 1 GWh.
Energy Allowance Has the meaning ascribed to that term in the
relevant Generator's Generating Unit
Agreement.
GD23
26 June 2019
Energy Limit The forecasted maximum amount of Energy that
can be generated by an Energy Limited
Generating Unit within the Trading Day.
Energy Limit Period The period during which an Energy Limited

Generating Unit will be Available to generate.
Energy Limited Generating Unit A Generating Unit with a limit on the Energy it
can deliver in a specified time period.
Energy Storage Power Station (ESPS) A collection of one or more storage devices owned
and/or operated by the same Generator, as a PPM
or as part of a PPM, and joined together by a
System with a single Connection Point or
connection to the Distribution System.
Energy Storage Power Station Generation An Energy Storage Power Station in its
operation of producing Energy.
Energy Storage Generator A Generator which owns and/or operates any
Energy Storage Power Station.
Energy Storage Power Station Demand An Energy Storage Power Station in its
operation of consuming Energy.
Event Has the meaning set out in OC5.4.2.
Event Recorder An electronic device that measures and records
data at locations on the NI System, including but
not limited to quality of supply, dynamic system
behaviour and fault recording.
Externally Interconnected Party The operator of an electrical transmission or

distribution system outside Northern Ireland which
is connected to the Transmission System by an
Interconnector.
Failure to Follow Notice to Synchronise
Instruction An instruction given by the TSO to a Generator
in respect of its CDGU confirming that it has
failed to Synchronise more than 5 minutes after
the time specified in the Notice to Synchronise.
Failure to Reach Minimum Generation
Instruction An instruction given by the TSO to a Generator
in respect of its CDGU confirming that it has De-
Synchronised where it has tripped before
reaching Minimum Generation.
Fast Acting With regards to Frequency Control, no time
delays, such as moving average Frequency filters,
other than those necessary inherent in the design
of the PPM shall be introduced.
Final Outage Programme The final Outage programme in respect of
CDGUs and/or Power Station Equipment
GD24
26 June 2019
prepared by the TSO for Year 1 pursuant to
OC2.6.3.
Final Physical Notification In respect of an certain Users and the Physical
Notification submitted in accordance with
SDC1.4.4.6 for an Imbalance Settlement Period,
the last Physical Notification received for that
Imbalance Settlement Period before Gate
Closure 2 for that Imbalance Settlement Period.
Final Report Has the meaning set out in OC10.A.4.
Flexible Planned Outage A Planned Outage which can at the request of the
TSO be deferred by a period or advanced by a
period (and the period for which it is planned (and
therefore excluding any overrun), including the
periods for which it may be advanced or deferred,
shall be known as the Flexible Planned Outage
Period).
Forbidden Zone A MW range within which a Generator cannot
operate in a stable manner due to an inherent
technical limitation of the machine.
Force Majeure Has the meaning ascribed to that term in the

relevant Generating Unit Agreement.
Forced Outage An Outage of a CDGU (including, in the case of a
CCGT Installation, one or more CCGT Modules
within it) as provided in OC2 or item of Power
Station Equipment of which no notice can be
given by the Generator to the TSO.
Forecast Minimum Generation Profile The User’s forecast of the average level of
Minimum Generation for the User’s Plant for
each Imbalance Settlement Period in the
Trading Day.
Forecast Minimum Output Profile The User’s forecast of the average level of
minimum MW Output for a Pumped Storage
Plant or Energy Storage Power Station for each
Imbalance Settlement Period in the Trading
Day.
Frequency The number of alternating current cycles per

second (expressed in Hertz) at which a System is
running.
Frequency Control The control of the Frequency on the Total
System
Frequency Response Ramp Rate The minimum rate of increase or decrease of

Active Power Output of a PPM when providing
Frequency Control.
GD25
26 June 2019
Frequency Response Deadband An interval used intentionally to make the
Frequency control unresponsive.
Frequency Response Insensitivity The inherent feature of the control system,

specified as the minimum magnitude of change in
the Frequency or input signal that results in a
change of output power or output signal.
Frequency Sensitive Mode (FSM) The operation of a Generating Unit whereby its
Active Power output is varied automatically to
compensate for variations in the Frequency of the
System in such a way that it assists with the
recovery to target frequency.
Frequency Transient For the purposes of OC11 and the Metering

Code, a period when the NI System Frequency is
at or below 49.5 Hz.
Fuel Rate Has the meaning ascribed to that term in the
relevant Generator's Generating Unit
Agreement.
Fuel Security Code The Northern Ireland Fuel Security Code
designated by the Department as a condition of
licences granted under Article 10 of the Order.
GD26
26 June 2019
Full Load Maximum electrical output of a Generating Unit
or CCGT Installation less any Demand
associated solely with facilitating the operation of
the Generating Unit, measured at the
Connection Point or, in the case of a Power Park
Module, the maximum electrical output of the
Power Park Module at the power factor stated in
the relevant Connection Agreement less any
Demand associated solely with facilitating the
operation of the Generating Unit(s), measured as
at the Connection Point of the Power Park
Module and depending, in the case of a
Generating Unit which is capable of firing on
two different Designated Fuels, on which
Designated Fuel is being used to operate the
Generating Unit but excluding Maximum
Generation. In respect of a PPA CDGU, the TSO
may take into account the Conversion Factors
when Dispatching such a CDGU.
Fully Available In relation to a CDGU or Controllable PPM (as
the case may be) means Available to the CDGU’s
Contracted Capacity / Registered Capacity
(PPA plant / non-PPA plant respectively) (or full
output in the case of a Controllable PPM or
Dispatchable PPM). In relation to a PPA Open
Cycle Gas Turbine CDGU, means Available to
the CDGU’s Contracted Capacity (Peak).
Gas The gas to be delivered in accordance with
arrangements agreed between the TSO and the
Generator from time to time or where there are
no such arrangements, gas to fuel a CCGT
Installation.
Gas Turbine Unit A Generating Unit fuelled by Gas or distillate.
Gate Closure 1 In respect of a Trading Day, 13.30 hours on the

Trading Day prior to that Trading Day.
Gate Closure 2 In respect of an Imbalance Settlement Period,

one hour before that Imbalance Settlement
Period.
General Conditions or GC The part of the Grid Code which is identified as

the General Conditions.
Generating Plant A Power Station subject to Central Dispatch
Generating Unit Other than in the case of Wind Farm Power
Stations, a turbine generator within a Power
Station, together with all Plant and Apparatus at
that Power Station up to the high voltage
bushings at the Generator Transformer which
relate exclusively to the operation of that turbine
GD27
26 June 2019
generator (which in the case of a steam turbine
will include the boiler and heat exchanger and in
the case of a gas turbine will include the gas
generator/combustion turbine). In the case of
Power Park Modules, a generator within a
Power Park Module, together with all Plant and
Apparatus (including any step-up transformer)
which relates exclusively to the operation of that
generator. It will be either a Synchronous
Generating Unit or a Non-Synchronous
Generating Unit.
Generating Unit Agreement An agreement between a Generator and NIE

Energy pursuant to which NIE Energy amongst
other matters, agrees to purchase from the
Generator electricity generated by a CDGU.
Generation Licence A licence to generate electricity granted pursuant
to Article 10(1)(a) of the Order.
Generation Planning Parameters Those parameters listed in Appendix 2 of OC2.
Generator A Power Station or person who generates

electricity under a Licence or exemption under the
Order and who is subject to the Grid Code either
by virtue of a Licence or exemption or pursuant to
any agreement with the TSO or otherwise.
Generator Aggregator A person who represents several Generating
Units, each of which does not have a Registered
Capacity/Contracted Capacity greater than 10
MWMW and the combined Registered
Capacity/Contracted Capacity of which is equal
to or greater than 4 MW, by in particular
preparing notices under SDC1, in relation to those
Generating Units and receiving Dispatch
Instructions in relation to those Generating
Units under SDC2. For the avoidance of doubt, a
Generator Aggregator cannot aggregate a
Generating Unit with an output equal to or above
10 MW.
Generator Performance Chart A diagram which shows the MW and Mvar

capability limits within which a CDGU or a
CCGT Module within a CCGT Installation or a
Controllable PPM or Dispatchable PPM will be
expected to operate under steady state conditions
in the formats set out in Appendix 1 to OC2, and
which shows in addition, for a WFPS, wind speed
and direction against electrical output in MW, in
“rose” format.
Generator Terminal The stator terminals of a Generating Unit.
GD28
26 June 2019
Generator Transformer The main transformer for a CDGU through which
that power passes from the Generator Terminals
to the NI System.
Governor Droop In relation to the operation of the governor of a
Generating Unit, the percentage drop in NI
System Frequency which would cause the
Generating Unit under free governor action to
change its output from zero to Full Load.
Governor Droop Test In relation to a CDGU or CCGT Module within a
CCGT Installation, a test of the Governor
Droop.
Grid Code The Grid Code prepared pursuant to the TSO’s
Licence, as from time to time revised in
accordance with the TSO’s Licence.
Grid Code Compliance Agreement An agreement that a User whose Plant and
Apparatus is connected to the Distribution
System is required to enter into with the TSO
pursuant to its connection agreement with the
DNO, such agreement being in the form set out in
Schedule 4 of the Transmission Interface
Agreement.
Grid Code Review Panel The panel with the functions set out in GC6.
High Voltage or HV A voltage exceeding 650 volts.
Hot Cooling Boundary The period of time, following De-
Synchronisation of a Generating Unit after
which the Warmth State transfers from being hot
to being warm.
Hot Standby In relation to a Generating Unit, a condition of

readiness of the Generating Unit's boiler to
enable the Generating Unit to be Synchronised
to the NI System and attain an instructed output in
a specified timescale.
Hot Start Any Synchronisation of a Generating Unit that

of time shorter than or equal to its submitted Hot
Cooling Boundary.
HV Apparatus High Voltage electrical circuits forming part of a

System.
Hydro Unit A Generating Unit which generates electricity
from the movement of water excluding Pumped
Storage Generation.
Imbalance Settlement Period A thirty minute period beginning on each hour or

half hour.
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Implementing Safety Co-ordinator Has the meaning set out in OC6.4.2.6.
Incident Room The focal point in the TSO or the User, as the
case may be, for the communication of
information between the TSO and the senior
management representatives of Users relating to a
Joint System Incident.
Independent Generating Plant A Power Station which is not subject to Central
Dispatch and is not a Controllable PPM.
Indicative Operations Schedule A schedule prepared by the TSO in conjunction
with the Other TSO pursuant to SDC1.4.8.1.
Individual Demand Site A single premises of a Customer connected to the

Transmission System or Distribution System
with a Demand Side Unit MW Capacity.
Inflexible Planned Outage A Planned Outage the Start Date and Start
Time of which cannot be moved by the TSO
under OC2.6.4(d) and which accordingly is
designated as an Inflexible Planned Outage in
the relevant Outage programme produced
pursuant to OC2 (and the period for which it is
planned (and therefore excluding any overrun)
shall be known as the Inflexible Planned Outage
Period).
Interconnector Electric lines and electric Plant used for
conveying electricity or provision of Reserves
from outside both of Northern Ireland and the
Republic of Ireland directly to or from a substation
or converter station in either Northern Ireland or
the Republic of Ireland.
Interconnector Filter A device within an HVDC Interconnector which

prevents the transmission of harmonics to the
Transmission System to which that
Interconnector is connected and which also
provides a means of controlling the Mvar flow to
and from that HVDC Interconnector.
Interconnector Owner A person who owns an Interconnector.
Interconnector Schedule Quantities The quantities of Active Power which have been
scheduled on an Interconnector as a result of
trading in day ahead and/or intraday markets and
submitted by a Scheduling Agent.
Interested User As defined in the Metering Code.

Inter-jurisdictional Tie Line The lines, facilities and equipment that connect the
transmission system of the Republic of Ireland to
the transmission system of Northern Ireland.
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Intermediary The person representing a Generating Unit for
the purposes provided for in the TSC.
Intertripping A method of tripping a circuit breaker on receipt

of a signal initiated from protection at another
location.
Investigation An investigation carried out by the TSO pursuant
to OC11.7 in relation to a Power Station
containing PPA CDGUs or an investigation
carried out by the TSO pursuant to OC11.12 in
relation to any other User Sites (as the context
may require).
Isolating Device A device for the purpose of rendering Plant and
HV Apparatus either Isolated or disabled so that
electrical energy cannot pass from the Apparatus
(or, in the case of Plant, from the associated
Apparatus) to the HV Apparatus.
Isolation The disconnection of HV Apparatus from the
remainder of the System in which that HV
Apparatus is situated by means either of an
Isolating Device(s) in the isolating position or
adequate physical separation or sufficient gap or
the disablement (by means of switching or
dismantling) of Plant and/or Apparatus so that
electrical energy cannot pass from the Apparatus
(or, in the case of Plant, from the associated
Apparatus) to the HV Apparatus, other than by
an Isolating Device and "Isolated" shall be
Joint Grid Code Review Panel The Panel with the functions set out in GC7.
Joint System Incident Has the meaning set out in OC7.6.1.
Large Demand Customer A Customer which is connected to the
Lease A lease entered into between the TO and a
Generator with PPA CDGUs in respect of a
Power Station containing such CDGUs.
Licence A licence granted under the Order.
Licence Standards The standards set out or referred to in Condition
20 of the TSO Licence.
Limited Frequency Sensitive Mode - A Generating Unit operating mode which will
Overfrequency (LFSM-O) result in Active Power output reduction in
response to a change in system frequency above a
certain value (CC8.8.7.1).
Limited Frequency Sensitive Mode - A Generating Unit operating mode which will
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Underfrequency (LFSM-U) result in Active Power output increase in response
to a change in system frequency below a certain
value (CC8.8.7.2).
Load The Active Power or Reactive Power, as the

context requires, generated, transmitted or
distributed and all like terms shall be construed
accordingly.
Load Management Arrangements Arrangements made by agreement between a

Customer and its Supplier whereby the
Customer agrees to reduce the level of its
Demand in accordance with that agreement.
Load Up Break Point Cold The break point which defines the shared MW
boundary between the two Loading Rates Cold.
The first Loading Rate Cold applies from Block
Load to the first Load Up Break Point Cold, the
second Loading Rate Cold applies from the first
Load Up Break Point Cold to the second Load
Up Break Point Cold, the third Loading Rate
Cold applies from the second Load Up Break
Point Cold to the end point of the Start-Up
period, which should be set equal to the Minimum
Generation.
Load Up Break Point Hot The break point which defines the shared MW
boundary between the Loading Rates Hot. The
first Loading Rate Hot applies from Block Load
to the first Load Up Break Point Hot, the second
Loading Rate Hot applies from the first Load Up
Break Point Hot to the second Load Up Break
Point Hot, the third Loading Rate Hot applies
from the second Load Up Break Point Hot to the
end point of the Start-Up period, which should be
set equal to the Minimum Generation.
Load Up Break Point Warm The break point which defines the shared MW
boundary between the Loading Rates Warm. The
first Loading rate applies from Block Load to the
first Load Up Break Point Warm, the second
Loading Rate Warm applies from the first Load
Up Break Point Warm to the second Load Up
Break Point Warm, the third Loading Rate
Warm applies from the second Load Up Break
Point Warm to the end point of the Start-Up
period, which should be set equal to the Minimum
Generation.
Loading Rate The Loading Rate Cold, Loading Rate Hot or

Loading Rate Warm as the case may be.
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Loading Rate Cold The rate at which a Generating Unit increases
Output from Block Load to Minimum
Generation when it is instructed to Cold Start.
Loading Rate Hot The rate at which a Generating Unit increases

Generation when it is instructed to Hot Start.
Loading Rate Warm The rate at which a Generating Unit increases

Generation when it is instructed to Warm Start.
Local Safety Instructions Instructions relating to each TO Site and each

User Site approved by the relevant TO or User's
Manager in accordance with OC6.4.1, setting
down the methods of achieving the objectives of
the TO's or the User's (as the case may be) Safety
Rules to ensure the safety of personnel carrying
out work or testing on Plant and/or Apparatus to
which his Safety Rules apply and in the case of a
User, any other document(s) on a User Site which
contains rules with regard to maintaining or
securing the isolating position of an Isolating
Device, or maintaining a physical separation or
sufficient gap, or the disablement (by means of
switching or dismantling) of Plant and/or
Apparatus so that electrical energy cannot pass
from the Apparatus (or, in the case of Plant, from
the associated Apparatus) to the HV Apparatus,
other than by an Isolating Device or maintaining
or securing the position of an Earthing Device.
Location The electrical location on a System.
Low Frequency Relay An electrical measuring relay intended to operate
when its characteristic quantity (Frequency)
reaches the relay settings by decrease in
Frequency.
Low Voltage or LV A voltage not exceeding 250 volts.
Margin An appropriate Operational Planning margin, set
by the TSO, of generating capacity over that
required to meet Demand.
Market Operator Shall have the meaning set out in the TSC.
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Maximisation An increase in MW Output above the
Contracted Capacity (for CDGUs other than
Open Cycle Gas Turbines) or Contracted
Capacity (Peak) (for PPA Open Cycle Gas
Turbines) or Registered Capacity (for non-PPA
plant) up to the level of the Short Term
Maximisation Capability, and the terms
“Maximise” and “Maximised” shall be construed
accordingly.
Maximisation Instruction A Dispatch instruction issued by the TSO to the

Generator to Maximise the MW Output of a
Generating Unit.
Maximum Charge Capacity The maximum amount of Energy that can be

produced from the storage of an Energy Storage
Generator for a Trading Day.
Maximum Down Time The maximum period of time during which

Demand Side Unit MW Response at a Demand
Side Unit can be greater than zero.
Maximum Export Capacity The value (in MW, MVA, kW and/or kVA)
provided in accordance with the User’s
Connection Agreement or DNO Demand
Customer’s DNO Connection Agreement.
Maximum Generation The operation of a CDGU to provide an output in

excess of Contracted Capacity (for CDGUs
other than Open Cycle Gas Turbines) or
Contracted Capacity (Peak) (for Open Cycle
Gas Turbines and PPA CCGTs) or Registered
Capacity (for non-PPA plant).
Maximum Import Capacity The values (kW and/ or kVA) provided in
accordance with the User’s Connection
Agreement or DNO Demand Customer’s DNO
Connection Agreement.
Maximum On Time The maximum time that a Generating Unit can

run following Start Up.
Maximum Ramp Down Rate The maximum Ramp Down Rate of a Demand
Side Unit. In the case of a Demand Side Unit
which consists of an Aggregated Demand Site
this shall be the aggregated maximum Ramp
Down Rate of the Individual Demand Sites.
Maximum Ramp Up Rate The maximum Ramp Up Rate of a Demand Side

Unit. In the case of a Demand Side Unit which
consists of an Aggregated Demand Site this shall
be the aggregated maximum Ramp Up Rate of
the Individual Demand Sites.
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Maximum Storage Capacity The maximum amount of Energy that can be
produced from the reservoir of a Pumped Storage
Medium Voltage or MV A voltage exceeding 250 volts but not exceeding

650 volts.
Merit Order An order, compiled by the TSO in conjunction
with the Other TSO pursuant to SDC 1, of
Commercial Offer Data sorted in price order.
Meshed Transmission Station A Subsation which is looped into the

Metering Code or MC That part of the Grid Code identified as the

Metering Code.
Minimum Charge Capacity The minimum amount of Energy that must be
produced from the storage of an Energy Storage
Minimum Demand Regulation (MDR) That minimum margin of Active Power to provide
a sufficient regulating margin for adequate
Frequency Control.
Minimum Down Time The minimum period of time during which

Demand Side Unit MW Response at a Demand
Side Unit can be greater than zero.
Minimum Off Time The minimum time that must elapse from the time
of a Generating Unit De-synchronises before it
can be instructed to Start-Up. In the case of
Demand Side Units, the time that must elapse
while the Demand Side Unit MW Response is at
zero until the next delivery of Demand Side Unit
MW Response.
Minimum On Time The minimum time that must elapse from the time
of a Generating Unit Start-Up before it can be
instructed to Shut Down.
Minimum Storage Capacity The minimum amount of Energy that must be

produced from the reservoir of a Pumped Storage
Minimum Generation The minimum MW Output which a Generating

Unit can generate continuously, registered with
the TSO under SDC1 as a Technical Parameter.
Minor Test An Operational Test with a total duration of

less than 6 hours in any Trading Day or were
the active energy produced during the total
duration of the test is less than:
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26 June 2019
(i) 3 times the Active Energy which would be
produced by the Test Proposer’s Plant
during 1 hour of operation at the Plant’s
Registered Capacity; and
(ii) 500 MWh.
Model A dynamic representation of a User’s Plant and

Apparatus in a software format as specified by
the TSO.
Monitoring Monitoring of PPA CDGUs carried out by the

TSO pursuant to OC11.5 or monitoring of other
User’s Equipment carried out by the TSO
pursuant to OC11.10 (as the context requires).
Monitoring Notice A notice issued by the TSO to a Generator in
respect of a PPA CDGU pursuant to OC11.5.3,
informing the Generator that the TSO is
Monitoring one of its CDGUs or a notice issued
by the TSO to a User pursuant to OC11.10.2.3
informing the User that the TSO is Monitoring
its Relevant Plant.
Narrow Tolerance Bands Those tolerance bands referred to in Column 4 of
the relevant Table in the Appendix to Part A of
OC11 or the Appendix to Part B of OC11 (as the
context requires).
Network Codes Commission Regulation (EU) 2015/1222,
Commission Regulation (EU) 2017/2196,
Commission Regulation (EU) 2016/1447 and
Commission Regulation (EU) 2017/1485, to the
extent applicable to Northern Ireland.
NFL Capacity The normal Full Load capability of a CDGU

(expressed in MW and stated, where relevant, in
relation to a Designated Fuel) to generate
electricity (using, where relevant, that Designated
Fuel), determined as at the Connection Point.
NI Demand The Demand on the NI System less the output of
Independent Generating Plant.
NI System Together, the Transmission System and the
NIE Energy NIE Energy Limited, a company incorporated

under the laws of Northern Ireland with registered
number NI 27394 whose registered office is
situated at 120 Malone Road, Belfast and its
successors and permitted assigns;
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NIE plc In relation to the period prior to 1 November 2007
in its then capacity as Transmission and
Distribution System operator
No Load Cost A price which forms part of Commercial Offer
Data expressed in € or £/hour and which is
invariant in the level of MW Output and which
applies at all times when the level of MW Output
is greater than zero.
Nominated Generating Unit Agreement One of the following Generating Unit

Agreements entered into between NIE plc (and
subsequently transferred to NIE Energy) and the
relevant Generator on the Transfer Date (which
date was 1 April 1992), as amended from time to
time:
Agreements in respect of Kilroot Power Station:
Gas Turbine Generating Unit GT1
Agreements in respect of Ballylumford Power
Station:
Generating Unit No 4
CCGT Unit 10
CCGT Unit 20
Agreements in respect of Coolkeeragh Power

Station:
Nominated Power Station Agreement One of the following Power Station Agreements
entered into between NIE plc (and subsequently
transferred to NIE Energy) and the relevant
Generator on the Transfer Date (which date was
1 April 1992), as amended from time to time:
Kilroot Power Station Agreement

Ballylumford Power Station Agreement
Coolkeeragh Power Station Agreement
Non-Centrally Dispatched Generating Units A Generating Unit not subject to Central
(NCDGU) Dispatch.
Non-RfG Generation Unit A Generating Unit with a signed Connection

Agreement:
(a) Connected to the Network before 27th April
2019; or
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(b) Whose owner has concluded a final and
binding contract for the purchase of the main
Plant on or before 17th May 2018 and
provides evidence of same, as acknowledged
by the TSO, on or before the 11th November
2018. Such evidence shall at least contain the
contract title, its date of signature and date of
entry into force, and the specifications of the
main Plant to be connected, assembled or
purchased; or
(c) Is one of the exceptions to the applicability of
the New Generation Unit requirements and is
a Generating Unit as follows:
(i) Installed to provide back-up power
and operate in parallel with the
Network for less than five minutes
per calendar month while the system
is in normal state; or
(ii) No permanent Connection Point and
is used by the TSO to temporarily
provide power when normal system
capacity is partly or completely
unavailable; or
(iii) Energy Storage Units except for
Pumped Storage Plant.
An existing Generating Unit that undergoes a

substantial modification to its Connection
Agreement and concludes a final and binding
contract for the purchase of the Plant being
modified after 27th April 2019 will be deemed a
New Generating Unit, unless the Plant being
modified is one of the exceptions listed in (c)
above.
Non-Synchronous Generating Unit A Generating Unit which is connected but not

Synchronised to the NI System with or without
electronic converters either direct or through a
rectifier/inverter link.
Notice to Synchronise A Dispatch Instruction given by the TSO to a
Generator requiring a CDGU to Synchronise to
the NI System.
Notified Unplanned Outage An Outage which has not been planned in
advance under OC2, but of which some notice can
be given by the Generator to the TSO.
Open Cycle Gas Turbine Unit A Generating Unit driven by a gas turbine other
than a CCGT Installation or CCGT Module.
Open Cycle Mode The mode of operation of a CCGT Installation
where only the Gas Turbine Unit is operational
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(i.e. without operation of any associated Steam
Turbine Units).
Operating Code or OC That part of the Grid Code which is identified as

the Operating Code.
Operating Margin Contingency Reserve and Operating Reserve.
Operating Mode An Operating Mode of a Generating Unit is a
pre-defined method of operating that Generating
Unit, as agreed between the TSO and the User.
Operating Reserve The additional output from Generating Plant

and/or the reduction in Demand which must be
realisable in real time operation to respond in
order to contribute to containing and correcting
any NI System Frequency deviation to an
acceptable level in the event of a loss of
generation or a loss of import from an
Interconnector or mismatch between generating
output and Demand.
Operating Security Standard The standard referred to in Condition 21 of the
TSO Licence.
Operation Has the meaning set out in OC5.4.1.
Operational Effect Has the meaning set out in OC5.4.3.
Operational Metering Has the meaning ascribed to it in the MC.
Operational Planning The process carried out by the TSO in accordance
with OC2 which involves planning through
various timescales, the matching of generating
capacity with forecast NI Demand together with a
reserve of generation to provide the Margin
taking into account Outages of CDGUs and
Power Station Equipment and Outages of and
constraints on parts of the NI System, and taking
into account the output of Independent
Generating Plant and Interconnectors, in order
to maintain the security and integrity of the NI
System.
Operational Planning Phase The period from 1 week to the end of the third
year ahead of real time operation.
Operational Procedures Management instructions and procedures, both in
support of the Safety Rules and for the local and
remote operation of Plant and/or Apparatus at or
from a Connection Site.
Order The Electricity (Northern Ireland) Order 1992.
Other Authority The Commission for Energy Regulation in the
Republic of Ireland.
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Other Grid Code The code prepared by the Other TSO pursuant to
section 33 of the Electricity Regulation Act 1999
of the Republic of Ireland, and approved by the
relevant regulatory authority, as from time to time
revised, amended, supplemented or replaced with
the approval of or at the instance of the relevant
regulatory authority.
Other Relevant Data The data from a User referred to in SDC1.4.4.4.
Other Transmission System The transmission system operated by the Other

TSO in the Republic of Ireland.
Other TSO The holder of a licence granted pursuant to

Section 14 of the Electricity Regulation Act 1999
in the Republic of Ireland to operate a
Outage In relation to a Generating Unit, a total or partial

reduction in Availability in connection with the
repair or maintenance of the Generating Unit or
any associated Power Station Equipment, or
resulting from a breakdown or failure of the
Generating Unit or any associated Power Station
Equipment. In relation to a Demand Side Unit or
a Large Demand Customer’s site, a total or
partial change in Demand Side Unit MW
Capacity in connection with the repair or
maintenance of the Demand Side Unit or Large
Demand Customer’s unit or any associated
equipment or resulting from a breakdown or
failure of the Demand Side Unit or Large
Demand Customer’s site or any associated
equipment. In relation to the TSO, the removal for
repair or maintenance, or as a result of failure or
breakdown, of any part of the Transmission
System. In relation to the DNO, the construction,
the removal for repair or maintenance, or as a
result of failure or breakdown, of any part of the
distribution lines at 33kV on the Distribution
System.
Outage Notice A notice submitted by a User under OC2 notifying
the TSO of an Unplanned Notified Outage.
Output The actual Active Power output in MW of a
Generating Unit as at the Connection Point
derived from data measured pursuant to the
Metering Code. In respect of a PPA CDGU, the
TSO may take into account the Conversion
Factors when Dispatching such a CDGU.
Outturn Availability The set of Availability data for the relevant
CDGU, Controllable PPM, Aggregated
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Generating Unit, Energy Storage Power
Station, Pumped Storage Plant Demand or
Demand Side Unit as declared pursuant to
SDC1.4 and submitted by the TSO to SEM after
the end of the Trading Day.
Outturn Availability Connection Asset. Any equipment that is part of the Transmission
System between and including the Connection
Point and the busbar clamps at the Meshed
Transmission Station for which the TSO
schedules outages.
Overburn Contracted Capacity In relation to a CDGU which is capable of firing

on two different Designated Fuels, the figure
(expressed in MW, measured as at the
Connection Point) identified in schedule 1 to the
relevant Generating Unit Agreement as
"Overburn Contracted Capacity".
Ownership Diagram A diagram created pursuant to CC9.1.4 and

prepared following the principles set out in
Appendix 2 to the CC.
Partial Shutdown The same as a Total Shutdown except that all

generation has ceased in a separate part of the
Total System and there is no electricity supply
across any Interconnector or Inter-
jurisdictional Tie Line or other parts of the Total
System to that part of the Total System and,
therefore, that part of the Total System is
shutdown, with the result that it is not possible for
that part of the Total System to begin to function
again without the TSO's directions relating to a
Black Start.
Physical Notifications A declaration submitted by certain Users in

accordance with SDC1.4.4.6 and the TSC
indicating expected MW Output profile or
Active Power Demand profile based on trading
in day ahead and intraday markets.
Planned Manual Disconnection Load shedding carried out when it is known in

advance that a Regulating Margin cannot
otherwise be achieved.
Planned Outage An Outage which has been planned in advance of
the year in which it is to be taken under OC2 (and
which does not therefore include any overrun of
the Outage), which may be either a Flexible
Planned Outage or an Inflexible Planned
Outage.
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Planning Code or PC That part of the Grid Code which is identified as
the Planning Code.
Plant Fixed and movable items other than Apparatus.
Post Event Notice A notice issued by the TSO pursuant to OC11, re-
declaring the Availability or Technical
Parameters of a CDGU.
Power Islands Has the meaning set out in OC7.4.6.2.
Power Park Module (PPM) A Generating Unit or ensemble of Generating

Units generating electricity which:
 Is connected to the System non
synchronously or through power
electronics, and
 Has a single Connection Point onshore to a
Transmission System, Distribution
System or HVDC System
Power Procurement Manager NIE Energy in its role as Power Procurement
Manager in accordance with its Supply Licence.
Power Park Module Settings The document of that name setting out in
Schedule or PPM Settings Schedule accordance with CC.7.2 certain technical criteria
that Generators must comply with in respect of
their Power Park Module.
Power Station An installation comprising one or more

Generating Units (even where sited separately)
owned and/or controlled by the same Generator,
which may reasonably be considered as being
managed as one power station or, as the case may
be, one Power Park Module.
Power Station Agreement An agreement so entitled between a Generator
and NIE Energy relating to a Power Station of
the Generator as a whole.
Power Station Equipment Items of Plant in a Power Station which are
integral to the operation of a CDGU and/or
Controllable PPM but which are not used
exclusively in the operation of such CDGU and/or
Controllable PPM, the Outage of which will, or
is likely to (when, for example, taken together
with other Power Station Equipment Outages),
reduce the level of Availability of a CDGU
and/or Controllable PPM.
PPA CCGT Installation A CCGT Installation which is subject to a
Nominated Generating Unit Agreement which
is an amendment to that at the Transfer Date to
the extent it continues to be so subject, which
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agreement being made between NIE Energy on
the one hand and Premier Power Limited on the
other.
PPA CDGU A CDGU which is subject to a Nominated
Generating Unit Agreement as at the Transfer
Date to the extent it continues to be so subject,
which agreement being made between NIE
Energy on the one hand and Kilroot Power
Limited, Premier Power Limited or Coolkeeragh
ESB Limited on the other.
PPA Generation Includes PPA CDGUs and PPA CCGT
Installations.
Preliminary Notice Has the meaning ascribed to it in OC10.A.1.2.
Preliminary Project Planning Data Has the meaning set out in PC6.4.2.
Price Quantity Pairs Prices and their respective quantity ranges for
Generating Units, Demand Side Unitsand
Aggregated Generating Units as part of
Commercial Offer Data indicating the price of
dispatching away from the relevant Physical
Notifications profile.
Price Sets The Price Quantity Pairs, Start-up Costs,

Shutdown Costs and No Load Costs submitted
by a User under SDC1.
Primary Operating Reserve The automatic response to NI System Frequency

changes released increasingly from the time of
Frequency change and fully available by 5
seconds, and, subject to the agreed Unit Load
Controller adjustment where applicable, must be
sustainable until at least 15 seconds from the time
of Frequency change.
Priority Dispatch The Dispatch given priority, as afforded under
governing legislation in either jurisdiction.
Programming Phase The period between the Operational Planning

Phase and the Control Phase.
Proposal Notice Has the meaning ascribed to it in OC10.4.1.2.
Protected Customer A Customer other than a Contract Customer in
relation to whom, in accordance with guidelines
prepared by its Supplier and approved by the
Authority, Load Shedding shall, so far as
possible, not be exercised.
Protection Equipment for detecting abnormal conditions on a
System and initiating fault clearance and
activating alarms and indications.
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Provisional Outage Programme The provisional Outage programme in respect of
CDGUs and/or Power Station Equipment
prepared by the TSO for Years 2 and 3 pursuant to
OC2.6.2.
Prudent Operating Practice In relation to a User or the TSO, the standard of
practice attained by exercising that degree of skill,
diligence, prudence and foresight which could
reasonably be expected from a skilled and
experienced operator engaged in the same type of
undertaking under the same or similar
circumstances.
Pumped Storage Generation A Pumped Storage Plant in its operation of
producing Energy by releasing water from an
upper reservoir.
Pumped Storage Generator A Generator which owns and/or operates any

Pumped Storage Plant.
Pumped Storage Plant A Generation Plant that produces Active Energy

using water from an upper reservoir and consumes
Energy by pumping water up to the same
reservoir.
Pumped Storage Plant Demand A Pumped Storage Plant in its operation of

consuming Energy by pumping water to an upper
reservoir.
Ramp Down Break Point The MW level at which the Ramp Down Rate
changes. There may be circumstances where more
than one parameter applies and this is indicated by
adding a number at the end of the parameter.
Ramp Down Rate The maximum rate of decrease in a Generating

Unit’s Output. The Ramp Down Rate applies
over the output range from its Contracted
Capacity (for PPA CDGUs other than PPA Open
Cycle Gas Turbines) or Contracted Capacity
(Peak) (for PPA Open Cycle Gas Turbines) or
Registered Capacity (for non-PPA plant) to
Minimum Generation. The rate of change may
not depend upon the initial Warmth of the plant
but may depend on the MW Output. There may
be circumstances where more than one parameter
applies and this is indicated by adding a number at
the end of the parameter.
Ramp Up Break Point The MW level at which the Ramp Up Rate

changes. There may be circumstances where more
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Ramp Up Rate The maximum rate of increase in a Generating
Unit’s Output. This rate of increase continues
until the Generating Unit reaches the level of
output instructed by the control room operator of
its Contracted Capacity (for PPA CDGUs other
than PPA Open Cycle Gas Turbines) or
Contracted Capacity (Peak) (for PPA Open
Cycle Gas Turbines) or Registered Capacity
(for non-PPA plant). The rate of increase may not
depend upon the initial Warmth of the plant but
may depend on the MW Output. There may be
circumstances where more than one parameter
Rate of Change of Frequency The rate of increase or decrease of Frequency as

measured at the User’s Connection Point over the
time period as set out in CC5.3.3.
Reactive Power or Mvar The product of voltage and current and the sine of
the phase angle between them measured in units of
volt-amperes reactive and standard multiples
thereof, i.e.:
1000 var = 1 kvar
1000 kvar = 1 Mvar
Record of Inter-System Safety Precautions The procedures set out in OC6.4.3.

or RISSP
Re-declaration Notification to the TSO by the User of any
revisions to data, pursuant to SDC1.4.5.
Registered Capacity The normal Full Load capacity of a Generating

Unit in MW measured as at the Connection Point
and in relation to a Power Park Module, the
normal Full Load capacity of the collection of one
or more Generating Unit (s) taken together in
aggregate, in MW measured as at the Connection
Point of the Power Park Module.
Registered Project Planning Data Has the meaning set out in PC6.4.4.
Regulating Margin The margin of generating capacity that is
Synchronised over Demand which is required in
order to maintain Frequency Control.
Replacement Reserve The additional MW output (and/or reduction in

Demand required compared to the pre-Event
output (or Demand) which is fully available and
sustainable from 20 minutes to 4 hours following
an Event.
Requesting Safety Coordinator Has the meaning set out in OC6.4.2.5.
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Reserve Characteristics The MW level of reserve available at any given
MW Output of a CDGU as set out in the
Sustained Load Diagram.
Resource Following Ramp Rate The maximum rate of increase of Active Power
Output of a PPM in response to an increase in
input resource or removal of any TSO action
via SCADA which limits Active Power Output
of the PPM.
Responsible Engineer/Operator A person nominated by a User to be responsible
for control of the User's System.
Responsible Manager A manager who has been duly authorised by a
User or the TSO to sign Site Responsibility
Schedules on behalf of that User or the TSO, as
the case may be.
RfG Generation Unit A Generating Unit that is not a Non-Rfg
Generation Unit.
Re-Synchronisation The act of achieving the state where the
Frequencies and phase relationships of parts of
the Total System are identical.
RISSP-A and RISSP-B Have the meanings set out in OC6.4.3.2.
Rota Load Shedding Planned Disconnection of Customers on a rota
basis during circumstances when there is a
significant shortfall of generation required to meet
the total Demand for a protracted period.
RTS Notice Has the meaning ascribed to it in OC2.6.8.1.
Safety Co-ordinator Has the meaning set out in OC6.4.2.
Safety from the System That condition which safeguards persons working
or testing HV Apparatus from the dangers which
are inherent in working on items of HV
Apparatus.
Safety Precautions Has the meaning set out in OC6.5.1.
Safety Rules The rules and procedures (as amended or re-stated
from time to time) of the TSO or a User to ensure
Safety From The System.
Schedule Day The period from 0000 hours until 2400 hours on
the same day.
Schedule Week The period from 0000 hours on Saturday of any
week until 2400 hours on the next following
Friday.
Scheduling The process of compiling an Indicative
Operations Schedule as set out in SDC1, and the
term "Scheduled" and like terms shall be
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26 June 2019
Scheduling Agent In relation to an Interconnector, a person
nominated to provide Interconnector Schedule
Quantities to the TSO.
Scheduling and Dispatch Code (SDC) The parts of the Grid Code which specify the
Scheduling and Dispatch process.
Secondary Operating Reserve The additional MW Output (and/or reduction in

Demand) compared to the pre-incident Output (or
Demand) which is fully available and sustainable
over the period from 15 to 90 seconds following
an Event.
Secretary of State The Secretary of State for Business, Enterprise
and Regulatory Reform.
Sections Under Common Governance In order to support the efficient running of the
Single Electricity Market certain sections of the
Grid Code and the Other Grid Code are under
common governance. Modifications and
derogations to these sections of the Grid Code
will effectively require agreement and direction
from the Authority and the Other Authority and
the TSOs. SDC1 and SDC2 are Sections Under
Common Governance.
Short Term Maximisation Capability The capability of a Generating Unit to deliver,

for a limited duration of time, MW Output
greater than its Contracted Capacity (for PPA
CDGUs other than Open Cycle Gas Turbines or
CCGTs) or Contracted Capacity (Peak) (for
PPA Open Cycle Gas Turbines and PPA
CCGTs) or Registered Capacity (for non-PPA
plant).
Short Term Maximisation Time The time that the Short-Term Maximisation
Capability could be maintained.
Short Term Planned Maintenance Outage An Outage designated as an STPM Outage in or

STPM Outage accordance with OC2.6.4(e) (the duration of
which shall not, unless the TSO in its absolute
discretion agrees, exceed 72 hours) but not
including any overrun of such Outage.
Shutdown The condition of a Generating Unit where the

generator rotor is at rest or on barring.
Shutdown Cost or Shut Down Cost The costs associated with shutting down a
Demand Side Unit.
Significant Incident Has the meaning set out in OC5.4.6.3.
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Significant Test A Test with a total duration of equal to or
greater than 6 hours, or where the Active
Energy produced during the total duration of the
test is equal to or greater than:
(i) 3 times the Active Energy which would
be produced by the Test Proposer’s
Plant during 1 hour of operation at the
Plant’s Registered Capacity; or
(ii) 500 MWh
Single Electricity Market (SEM) The wholesale all-island single electricity market
established and governed pursuant to the relevant
legislation and the TSC.
Site A User Site, a TSO Site or a TO Site, as the case

may be.
Site Responsibility Schedule A schedule prepared by the TSO and the TO and
signed by both parties detailing the division of
responsibilities at Connection Sites towards the
ownership, control, operation and maintenance of
Plant and Apparatus and the safety of personnel
at the Connection Site. The format, principles
and basic procedure to be used in the preparation
of Site Responsibility Schedules are set down in
Appendix 1 to the CC.
Soak Time Cold The duration of time for which the Generating
Unit must remain at the Soak Time Trigger
Point Cold during a Cold Start. There may be
Soak Time Hot The duration of time for which the Generating
Unit must remain at the Soak Time Trigger
Point Hot during a Hot Start. There may be
Soak Time Trigger Point Cold A constant MW level at which a Generating Unit
must remain while loading up between Block
Load and Minimum Generation after a Cold
Start. There may be circumstances where more
Soak Time Trigger Point Hot A constant MW level at which a Generating Unit
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Load and Minimum Generation after a Hot
Soak Time Trigger Point Warm A constant MW level at which a Generating Unit
Load and Minimum Generation after a Warm
Soak Time Warm The duration of time for which the Generating
Unit must remain at that Soak Time Trigger
Point Warm during a Warm Start. There may be
Special Actions Those actions referred to in SDC2.4.3.
Special Protection Scheme A control or protection scheme to facilitate system

operation by the intertripping of circuit breakers or
other control actions.
Spinning Reserve The operation of a CDGU whereby it lifts Load

during and sustains it following a Frequency
Transient.
Spinning Reserve Capability The ability of a CDGU to provide Spinning

Reserve.
Spinning Reserve Monitor An on-line monitor which predicts the Spinning
Reserve Capability of a CDGU.
Spinning Reserve Response The increase in MW Output of a machine, with

time, that results from its response to a decrease in
System Frequency.
Standard Planning Data Data specified in Part I of the Appendix to the

Planning Code.
Standard Time The time derived from the Caesium Atomic Clock
at Anthorn, England.
Standing Instruction An instruction for a specified action notified to a

Generator in advance by the TSO whereby, when
the specified circumstances arise (which will be
capable of being known by the Generator), the
Generator will take the specified action as though
a valid instruction had been issued by the TSO.
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Standing Technical Offer Data Technical offer data provided on registration to the
TSC, and updated in accordance with the TSC, by
a User of each of its Units in accordance with the
TSC.
Start Date The date on which an Outage is to begin.
Start of Restricted Range The start point in MW of a Forbidden Zone.

Start-Up The action of bringing a Generating Unit from

Shutdown to the speed required by the
Generating Unit to enable it to be Synchronised
to a System.
Start-Up Cost The costs associated with Start-Ups.
Start Time The time at which an Outage is to begin.
Steam Turbine Unit A Generating Unit driven by a Steam Turbine.
Substation An assemblage of equipment including any

necessary housing for the conversion,
transformation or control of electrical power.
Substitute Reserve The additional MW output (and/or reduction in
Demand) required compared to the pre-Event
output (or Demand) which is fully available and
sustainable from 4 hours to 24 hours following an
Event.
Supplier A holder of a Supply Licence.
Sustained Load Diagram The diagram(s) setting out the reserve capability
of a CDGU submitted to the TSO pursuant to the
PC and, in the case of a PPA CDGU annexed to
schedule 8 of the Generating Unit Agreement for
that CDGU and, in the case of a non-PPA CDGU
annexed to the System Support Services
Agreement for that CDGU.
Sustained Response Has the meaning set out in OC11.5.5.
Sustained Response Capability Has the meaning set out in OC11.5.5.
Sustained Response Test A test carried out by the TSO pursuant to the
provisions of OC11.6.2.
Synchronised The condition where an incoming Generating

Unit or System is connected to another System so
that the Frequencies and phase relationships of
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26 June 2019
that Generating Unit or System, as the case may
be, and the System to which it is connected are
identical and all like terms shall be construed
accordingly.
Synchronous Compensation The operation of rotating synchronous Apparatus

for the specific purpose of either the generation or
absorption of Reactive Power.
Synchronous Generating Unit A Generating Unit which is connected and

Synchronised to the NI System.
Synchronous Start-Up Time Cold The time taken to bring a Generating Unit to a
Synchronised state from a Cold (De-
Synchronised) state.
Synchronous Start-Up Time Hot The time taken to bring a Generating Unit to a
Synchronised state from a Hot (De-
Synchronous Start-Up Time Warm The time taken to bring a Generating Unit to a
Synchronised state from a Warm (De-
System Any User System and/or the NI System as the

case may be.
System Operator Agreement (SOA) The agreement of the same name entered into by
the TSO and the Other TSO.
System Outage Plan As defined in OC2.8.
System Support Services Has the meaning set out in Condition 1 of the
TSO Licence.
System Support Services Agreement An agreement between the TSO and a Generator,
(“SSS Agreement”) and in the case of PPA CDGUs between the TSO
and NIE Energy, for the provision by a
Generator of System Support Services, which
includes Ancillary Services.
System Tests Has the meaning set out in OC10.1.1.
Target Frequency That Frequency determined by the TSO, in its

reasonable opinion, as the desired operating
Frequency of the Total System. This will
normally be 50.00Hz plus or minus 0.05Hz,
except in exceptional circumstances as determined
by the TSO, in its reasonable opinion when this
may be 49.90 or 50.10Hz.
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Technical Parameters Those parameters listed in Appendix A to SDC1.
Technical Parameters Notice A notification as submitted under SDC1.4.4.1.
Tertiary Operating Reserve band 1 The additional MW output required compared to

the pre-Event output which is fully available and
sustainable from 90 seconds to 5 minutes
following an Event.
Tertiary Operating Reserve band 2 The additional MW output required compared to

the pre-Event output which is fully available and
sustainable from 5 minutes to 20 minutes
following an Event.
Test Co-ordinator Has the meaning set out in OC10.A.1.1.
Test Panel A panel, whose composition is detailed in the

Appendix to OC10, which is responsible for
various matters including considering a proposed
System Test and preparing a Test Programme.
Test Programme Has the meaning set out in OC10.4.4.1.
Test Proposer Has the meaning set out in OC10.4.1.4.
Testing Testing of PPA CDGUs carried out by the TSO

pursuant to OC11.6 or testing of User’s
Equipment other than PPA CDGUs pursuant to
OC11.11 (as the context requires) and the term
"Test" shall be construed accordingly.
Thermal Plant A Generating Unit that uses any source of

thermal Energy.
TO Site A site owned (or occupied pursuant to a lease,

licence or other agreement) by the TO in which
there is a Connection Point. For the avoidance of
doubt a site owned by a User but occupied by the
TO as aforesaid, is a TO Site.
Tolerance Band The relevant tolerance allowed in Monitoring of

PPA CDGUs under OC11.5 or the relevant
tolerance allowed in Monitoring non-PPA
CDGUs under OC11.10.2 (as the context requires)
when determining whether Dispatch Instructions
are being complied with, being either a Wide
Tolerance Band or a Narrow Tolerance Band.
Total Shutdown The situation existing when all generation has

ceased and there is no electricity supply across any
Interconnector and, therefore, the Total System
has shutdown with the result that it is not possible
for the Total System to begin to function again
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without the TSO's directions relating to a Black
Start.
Total System Together, the NI System and all User Systems in

Northern Ireland.
Trading and Settlement Code (TSC) The Single Electricity Market Trading and
Settlement Code adopted by the Market
Operator and approved by the by the Authority
and the Other Authority.
Trading Day Means the period commencing at 23.00 each day

and ending at 23.00 the next day.
Transfer Date Such date as may be appointed by the Department

of Enterprise Trade and Investment by order under
Article 69(3) of the Order.
Transmission System Capacity Statement The statement in respect of the Transmission

System which the TSO is required to prepare
pursuant to paragraph 1, Condition 33, of the TSO
Licence.
Transmission Interface Agreement (TIA) The agreement of the same name entered into by
the TO and the TSO.
Transmission Owner (TO) Northern Ireland Electricity plc in its capacity as

the owner of the NI System.
Transmission System The System consisting (wholly or mainly) of high

voltage electric lines and cables operated by the
TSO for the purposes of transmission of electricity
from one Power Station to a sub-station or to
another Power Station or between sub-stations or
to or from any Interconnector including any
Plant and Apparatus and meters owned or
operated by the TSO or TO in connection with the
transmission of electricity.
Transmission System Operator (TSO) The holder of the Licence granted pursuant to
Article 10(1)(b) of the Electricity (Northern
Ireland) Order 1992 to operate a Transmission
System.
Transmission Use of System Agreement An agreement between the TSO and a User
setting out the terms relating to use of the All
Island Transmission Networks.
TSO Control Centre A location used for the purpose of control and
operation of the Transmission System which, as
at the Transfer Date, is at Castlereagh House, but
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26 June 2019
which may be moved. Notice will be given to
relevant Users if a move should take place.
TSO Financial Year For the purposes of OC1.4.1, means the period
from 1st October in each year to 30th September
in the next following year.
TSO Licence A Licence authorising a TSO to carry out

electricity transmission activities, granted either
pursuant to Article 10(1)(b) of the Electricity
(Northern Ireland) Order 1992 in Northern Ireland
or pursuant to section 14 of the Electricity
Regulation Act 1999 in the Republic of Ireland.
24 Hour Recall An agreement between the TSO and a Generator

whereby a CDGU subject to a Notified
Unplanned Outage may be recalled by the TSO
upon giving 24 hours notice to the Generator.
Unit Load Controller A device which regulates the Active Power output
when the Generating Unit is operating in
Frequency Sensitive Mode to ensure (as far as
possible) that it does not exceed or fall short of
previously set limits.
Use of System Charges The TSO’s charges to users for use of the All
Island Transmission Networks.
User A term utilised in various sections of the Grid

Code to refer to the persons having to comply
with a particular section of the Grid Code.
User Site A site owned (or occupied pursuant to a lease,

licence or other agreement) by a User (which in
the case of an Aggregator, means the combination
of the individual Aggregated Generating Unit or
Aggregated Demand Side Unit sites as the case
may be) in which there is a Connection Point or,
where relevant, a connection to the Distribution
System. For the avoidance of doubt, a site owned
by TSO but occupied by a User as aforesaid, is a
User Site.
User System The Distribution System or a system owned or

operated by a User comprising Generating Units
together with Plant and/or Apparatus connecting
Generating Units and/or Large Demand
Customers' equipment to the NI System.
User's Equipment The Plant and/or Apparatus owned and/or

operated by a User.
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Var A single unit of Reactive Power.
Voltage Control The retention of the voltage on the System within

acceptable limits.
Warm Cooling Boundary The period of time, which must be greater than
that defined by the Hot Cooling Boundary, post
De-Synchronisation of a Generating Unit after
which the Generating Unit’s Warmth State
transfers from being warm to cold.
Warm Start Any Synchronisation of a Generating Unit that

of time equal to or longer than its submitted Hot
Cooling Boundary and shorter than or equal to its
submitted Warm Cooling Boundary.
Warmth The temperature related condition of a CDGU

which changes according to the length of time
since the CDGU was last De-Synchronised,
expressed as various levels of warmth (for
example "hot", "warm" and "cold") as may be
specified (dependent upon the design of the
CDGU) in the Generating Unit Agreement
relating to that CDGU.
Warmth State Either cold, warm or hot, as defined under the

timeframes since last De-Synchronisations for
Cold Start, Warm Start or Hot Start
respectively.
Warning Notice A notice issued by the TSO to a Generator in

respect of a PPA CDGU pursuant to OC11.5.3,
informing the Generator that it has failed to
comply with a Dispatch Instruction or a notice
issued by the TSO to a User pursuant to
OC11.10.2.3 informing the User that it has failed
to comply with a Dispatch Instruction (as the
context requires).
Wide Tolerance Bands Those tolerance bands referred to in Column 2 of

the relevant Table in the Appendix to Part A of
OC11 or the Appendix to Part B of OC11 (as the
context requires).
Willans Line For a throttle governed steam turbine Generating

Unit the Willans Line is the straight line
relationship between heat consumption and
electrical output with its origin at the no load
consumption.
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For a CCGT Installation the Willans Line is the
composite of the heat consumption and electrical
outputs of the several CCGT Modules dependent
at any time on the operating mode of the CCGT
Installation.
Wind Farm Power Station or WFPS A collection of one or more wind turbines owned
and/or operated by the same Generator and joined
together by a System with a single Connection
Point or connection to the Distribution System.
Wind Farm Power Station Settings The document of that name setting out in
Schedule or WFPS Settings Schedule accordance with CC.7.2 certain technical criteria
that Generators must comply with in respect of
their Wind Farm Power Stations.
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GD2. CONSTRUCTION OF REFERENCES
In the Grid Code:
(i) the table of contents and headings are inserted for convenience only and shall be ignored in
construing the Grid Code;
(ii) unless the context otherwise requires, all references to a particular paragraph, sub-paragraph,
Appendix or Schedule shall be a reference to that paragraph, sub-paragraph Appendix or
Schedule in or to that part of the Grid Code in which the reference is made;
(iii) unless the context otherwise requires, the singular shall include the plural and vice versa,
references to any gender shall include all other genders and references to persons shall
include any individual, body corporate, corporation, joint venture, trust, unincorporated
association, organisation, firm or partnership and any other entity, in each case whether or
not having a separate legal personality;
(iv) references to the words "include" or "including" are to be construed without limitation to the
generality of the preceding words;
(v) unless there is something in the subject matter or the context which is inconsistent therewith,
any reference to an Order in Council or an Act of Parliament or any section of or schedule
to, or other provision of an Order in Council or an Act of Parliament shall be construed at
the particular time, as including a reference to any modification, extension or re-enactment
thereof then in force and to all instruments, orders and regulations then in force and made or
deriving from the relevant Order in Council or Act of Parliament;
(vi) references to "in writing" or "written" include typewriting, printing, lithography and other
modes of reproducing words in a legible and non-transitory form;
(vii) where the Glossary and Definitions refers to any word or term which is more particularly
defined in a part of the Grid Code, the definition of that part of the Grid Code will prevail
over the definition in the Glossary & Definitions in the event of any inconsistency;
(viii) a cross-reference to another document or part of the Grid Code shall not of itself impose
any additional or further or co-existent obligation or confer any additional or further or co-
existent right in the part of the text where such cross-reference is contained;
(ix) nothing in the Grid Code is intended to or shall derogate from the TSO's statutory or
licence obligations;
(x) a "holding company" means, in relation to any person, a holding company of such person
within the meaning of Section 736, 736A and 736B of the Companies Act 1985 as
substituted by Section 144 of the Companies Act 1989;
(xi) a "subsidiary" means, in relation to any person, a subsidiary of such person within the
meaning of Section 736, 736A and 736B of the Companies Act 1985 as substituted by
Section 144 of the Companies Act 1989;
(xii) references to time are to Belfast time; and
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(xiii) if any item (including any technical or operational parameter) is defined or determined by
reference to a Generating Unit Agreement, then for the purposes of applying this Grid
Code to a CDGU that is not the subject of a Generating Unit Agreement, the value of the
item shall be taken to be:
(a) as set out in or determined under the SSS Agreement (for that CDGU);
(b) if paragraph (a) above does not apply, and where the CDGU was subject to any Generating
Unit Agreement which is no longer in force, then as set out in or determined under that
Generating Unit Agreement as if it were still in effect; and
(c) if paragraph (a) and (b) do not apply, then as agreed between the TSO and the Generator
(both acting reasonably).
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PLANNING CODE
PC1 INTRODUCTION
PC1.1 The Planning Code (the "PC") specifies the requirements for the supply of information by:
(a) persons (other than the DNO) connected or persons seeking new or modified
connection to the Transmission System and/or use of the All Island
Transmission Networks,
(b) Generators with CDGUs and Controllable PPMs connected to or seeking a new
or modified connection to the Distribution System, and
(c) the DNO (in respect of information relating to Independent Generating Plant
with a Registered Capacity of 5MW or more and in respect of Demand
information at the Bulk Supply Points),
in order for the TSO to meet the TSO Licence obligations with respect to the planning and
development of the Transmission System and, where required the co-ordinated planning
and development of both the Transmission System and the Other Transmission System
together with the Other TSO. It also specifies the technical and design criteria and
procedures which will be applied in the planning and development of the Transmission
System and which are to be taken into account by other persons connected or seeking
connection to the Transmission System in the planning and development of their own
Plant and Systems.
PC1.2 A requirement for reinforcement or extension of the Transmission System may arise for a
number of reasons including, but not limited to:
(a) a development on a User's System (including the Distribution System) connected

to the Transmission System;
(b) the introduction of a new, or a modification relating to an existing, Connection

Point between a User's System and the Transmission System;
(c) changing requirements for electricity transmission facilities due to changes in

factors such as Demand, Generation, technology, reliability requirements and/or
environmental requirements;
(d) transient or steady-state stability considerations;
(e) the aggregate effect of Customer developments;
(f) a development affecting or modification to the Other Transmission System;
(g) the cumulative effect of any combination of the above.
PC1.3 Accordingly, the reinforcement or extension of the Transmission System may involve
work:
(a) at the Connection Point between a User's System and the Transmission System;
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26 June 2019
(b) on transmission lines or substations or other facilities which join the Connection
Point to the remainder of the Transmission System;
(c) at or between points on the Transmission System near to or remote from a

Connection Point; and
(d) on transmission lines or substations or other facilities on the Transmission

System as a result of a development affecting or modification to the Other
PC1.4 System developments must be planned with sufficient lead time to allow any necessary
consents to be obtained and any necessary detailed engineering design/construction work to
be completed. The PC and the relevant Connection Agreement and/or Transmission Use
of System Agreement or Grid Code Compliance Agreement impose appropriate
timescales on the exchange of information between the TSO and Users (other than the
DNO) subject to all parties having regard, where appropriate, to the confidentiality of such
information. With respect to the DNO, the timescales are specified in the PC. Additionally,
the transmission interface arrangements between the TSO and TO and the system operator
agreement between the TSO and the Other TSO require information to be passed on and
exchanged between the TSO and the TO and between the TSO and the Other TSO subject
to all parties having regard, where appropriate, to the confidentiality of such information.
PC1.5 As explained in the Glossary and Definitions section, references to the term “User System”
shall be read as referring to the Distribution System with respect to provisions applicable to
the DNO.
PC2 OBJECTIVES
PC2.1 The objectives of the PC are to:
(a) provide for the supply of information required by the TSO from Users in order for
the development (including reinforcement and extension) of the Transmission
System to be planned;
(b) provide for the supply of information required by the TSO from Users in order to
enable the TSO (and the TO) to participate in the co-ordinated planning and
development of both the Transmission System and the Other Transmission
System where required;
(c) reflect the Licence requirements for the supply of information by the TSO as
published annually in order to facilitate the identification and evaluation of
available Transmission System capacity;
(d) set out the requirements for the supply of information in respect of any proposed
development on a User's System which may impact on the performance of the
Transmission System or the Other Transmission System; and
(e) specify the technical and design criteria and procedures which will be applied in
the planning and development of the Transmission System and which are to be
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taken into account by Users in the planning and development of their own
Systems.
In addition, it briefly reflects the Licence provisions relating to the entering into, and
modification, of connection and use of system agreements.
PC2.2 The TSO agrees with each User to procure that the TO shall plan and develop the
Transmission System in accordance with the TO Licence and with the Grid Code subject
to any derogations from time to time.
PC3 SCOPE
PC3.1 The PC applies to the TSO and to Users, which in the PC means:
(a) Generators with respect to Generating Units connected to or seeking a new or

modified connection to the Transmission System;
(b) Generators with respect to CDGUs and Controllable PPMs connected to or

seeking a new or modified connection to the Distribution System;
(c) Suppliers;
(d) Large Demand Customers;
(e) Aggregators,
(f) Interconnector Owners; and
(g) the DNO.
PC3.2 Persons other than the DNO whose prospective activities would place them in any of the
above categories of User will, either pursuant to a Licence or as a result of the application
procedure for a Connection Agreement and/or Transmission Use of System Agreement
or pursuant to a Grid Code Compliance Agreement, become bound by the PC prior to
their generating, supplying or consuming, as the case may be, and references to the various
categories (or to the general category) of User should, therefore, be taken as referring to
them in that prospective role as well as to Users actually connected.
PC4 PLANNING CRITERIA - TRANSMISSION SYSTEM
PC4.1 The TSO shall ensure that the relevant Licence Standards are applied in the planning and
development of the Transmission System and these shall be taken into account by Users in
the planning and development of their own plant and Systems.
PC5 TRANSMISSION SYSTEM CAPACITY STATEMENT
PC5.1 Development of the Transmission System
By way of information for Users, and generally without imposing any other or further
obligation to that contained in the TSO Licence, the following section sets out a brief
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description of the position regarding the provision by the TSO to Users of a Transmission
System Capacity Statement.
PC5.2 Transmission System Capacity Statement
PC5.2.1 One of the means by which Users and intending Users are able to assess available
Transmission System capacity is the Transmission System Capacity Statement, prepared
by the TSO under the TSO Licence (to cover each of the seven succeeding financial years,
to be revised at least once per year), showing future circuit capacity (and present circuit
capacity), forecast power flows and loading on the Transmission System and fault levels
for each network node covered by the statement.
PC5.2.2 A copy of the Transmission System Capacity Statement will, unless the TSO is relieved
of the obligation by the Authority pursuant to the TSO Licence, be given or sent to any
person who requests a copy of such statement. The TSO may make a charge for supplying
such copy reflecting its reasonable costs of providing the statement which shall not exceed
the maximum amount specified in directions issued by the Authority for the purpose from
time to time.
PC5.2.3 The TSO may, with the prior consent of the Authority, omit from the Transmission
System Capacity Statement any details as to circuit capacity, power flows, loading or other
information, disclosure of which would, in the view of the Authority, seriously and
prejudicially affect the commercial interests of the TSO or any third party or which would
place the TSO in breach of any confidentiality conditions of the Licence, or any
Connection Agreement, Transmission Use of System Agreement and/or Grid Code
Compliance Agreement, any other agreement or code to which it is a party and any other
matters provided for in the TSO Licence.
PC6 PLANNING DATA REQUIREMENTS FROM USERS
PC6.1 Requirement to provide Planning Data
PC6.1.1 Users must provide sufficient planning data annually as set out below, or as reasonably
requested by the TSO from time to time, to enable the TSO to comply with the
requirements under its Licence (including in relation to the interface arrangements with the
TO and the Other TSO) and under the Grid Code. In the case of an Interconnector
Owner, this obligation will be discharged by complying with the provisions of PCA3.4.3.
PC6.1.2 Planning data submissions must be in respect of each of the seven succeeding calendar years
(other than in the case of Registered Project Planning Data which will reflect the current
position).
PC6.1.3 Planning data submissions must be:
(a) provided by a User (and by proposed Users applying for a Connection

Agreement and/or Transmission Use of System Agreement or who is subject to
a Grid Code Compliance Agreement) in connection with applications for new or
modified arrangements for connection or use of system;
(b) provided by a User at the time that it notifies the TSO of any significant changes
to its System or operating regime; and
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(c) provided by the categories of Users specified in PC6.3.3 and PC6.3.4 on a routine
annual basis by the end of calendar week 9 of each year or such other annual date
as the TSO may, upon not less than 6 months' notice, notify to such Users in
writing.
In the case of submissions under paragraphs (a) and (b), the submission must be in respect
of the remainder of the current year as well as in respect of the seven succeeding calendar
years.
PC6.1.4 In the case of submission on a routine annual basis, where from the date of one annual
submission to another there is no change in the data (or some of the data) to be submitted,
instead of re-submitting the data a User may submit a written statement that there has been
no change from the data (or the relevant data) submitted the previous time.
PC6.1.5 In the case of submissions under PC6.1.3 (a) and (b), the notification must include the time
and date at which the change became, or is expected to become, effective. Notice must be
given as soon as practicably possible in advance to enable the TSO to implement properly
any necessary system modification. In the event of unplanned changes in a User's System
or operating regime the User shall notify the TSO as soon as is practicably possible to
ensure that any contingency measures, which the TSO considers necessary, can be
implemented by the TSO.
PC6.1.6 Any User proposing to de-rate, close, retire, withdraw from service or otherwise cease to
maintain and keep available for Dispatch in accordance with good industry practice any
Generating Unit(s) or Controllable PPMs with Registered Capacity greater than 50
MW in aggregate shall give the TSO at least 36 calendar months’ notice of such action and
any Generating Unit(s) or Controllable PPMs with Registered Capacity less than or
equal to 50 MW in aggregate shall give the TSO at least 24 calendar months’ notice of such
action.
PC6.2 Manner of provision by Users
PC6.2.1 All data to be supplied by Users to the TSO pursuant to this PC shall reflect the best
possible estimate or measurement available to the User in the circumstances, shall be
supplied in writing by the date specified for the purpose of the PC or, where no date is so
specified, in a prompt and timely manner. The TSO shall be entitled to require any User to
submit further information in the event that it considers any data supplied to it by such User
to be unclear or incomplete.
PC6.2.2 Failure by a User to comply with its obligation under PC 6.2.1 may result in the
Transmission System, and, in certain circumstances, the Other Transmission System,
being planned in accordance with incorrect data and/or a delay in the offer of terms being
made to the User by the TSO for connection and/or use of system.
PC6.3 Data to be provided
PC6.3.1 The planning data required under the PC from Users (other than the DNO) is allocated to
one of two categories:
(a) Standard Planning Data; or
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(b) Detailed Planning Data.
PC6.3.2 Listings of Standard Planning Data, required in every case and Detailed Planning Data,
required in certain cases, are set out in Appendix A to this PC (in the case of Users, other
than the DNO, connected to the Transmission System) and Appendix B to this PC (in the
case of Users connected to the Distribution System) and Appendix D to this PC (in the
case of Users as defined in PC.D2.1). Listings of planning data required from the DNO are
set out in Appendix C to this PC. In either case, the data must be supplied in the format set
out in the Data Registration Code.
PC6.3.3 In relation to the submission of data on a routine annual basis, Standard Planning Data in
every case, and Detailed Planning Data if required by the TSO, by reasonable notice in
advance of the submission ("reasonableness" being judged in this context by reference to the
amount of time which it may take to collate the required data), shall (unless there has been
no change from the data submitted the previous time, in which case the provisions of
PC6.1.4 shall apply) be submitted to the TSO annually by Users in the following categories:
(a) Generators in respect of all transmission connected Power Stations;
(b) Suppliers;
(c) all Large Demand Customers.
(d) Generators in respect of CDGUs (including Aggregated Generating Units) and

Controllable PPMs connected to the Distribution System.
(e) Demand Side Unit Operators in respect of their Demand Side Units.
PC6.3.4 Planning data, by reasonable notice in advance of the submission ("reasonableness" being
judged in this context by reference to the amount of time which it may take to collate the
required data), shall (unless there has been no change from the data submitted the previous
time, in which case the provisions of PC6.1.4 shall apply) be submitted to the TSO annually
by the DNO in respect of Independent Generating Plant connected to the Distribution
System.
PC6.3.5 Standard Planning Data shall be provided by Users (other than the DNO) at the time that
they notify the TSO of any significant changes to their System or operating regime.
Detailed Planning Data shall be provided by Users (other than the DNO) in these
circumstances if required by the TSO.
PC6.3.6 PC7 deals with what is required pursuant to the Grid Code for applications for new or
modified arrangements for connection to the Transmission System or use of the All Island
Transmission Networks.
PC6.4 Status of Planning Data
As explained in PC6.4.1 to PC6.4.5, for Planning Code purposes, planning data supplied by
Users applying for a Connection Agreement or Transmission Use of System Agreement
is allocated to one of four status levels which provide a progression related to degrees of
confidentiality, commitment and validation, as follows:
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PC6.4.1 Initial Data
The following information shall be published on the TSO website:
(i) User’s name (legal and project name);
(ii) User’s contact details;
(iii) User’s date of completed application;
(iv) Status of application, for example in progress or issued;
(v) Specific location, including grid co-ordinates; and
(vi) The capacity applied for the project; and
(vii) Interacting group where applicable.
PC6.4.2 Preliminary Project Planning Data
(a) Data supplied by a User in conjunction with an application for connection to the
Transmission System and/or use of the All Island Transmission Networks shall
be considered as Preliminary Project Planning Data until such time as a binding
Connection Agreement and/or Transmission Use of System Agreement is
established between the TSO and the User.
(b) Subject to PC6.4.2(c), this data shall not be disclosed by the TSO unless and until
it becomes Committed Project Planning Data and/or Registered Project
Planning Data whereupon the following applicable disclosure provisions of this
PC6.4 will apply, except where it needs to be disclosed to the TO to enable the
preparation of a connection or use of system offer or in relation to planning or
development of the Transmission System or where it needs to be disclosed to the
DNO for the purposes of discharging its planning obligations under the
Distribution Code or the DNO Licence.
(c) The TSO may disclose Preliminary Project Planning Data to the Other TSO
for the purposes of consideration of developments and consideration of other
system development matters such as for example system reinforcement upgrading
on the Other Transmission System.
Preliminary Project Planning Data will normally contain only Standard Planning Data,
unless Detailed Planning Data is specifically requested by the TSO to permit more detailed
System or Other Transmission System studies.
PC6.4.3 Committed Project Planning Data
When the offer for a Connection Agreement and/or Transmission Use of System
Agreement is accepted, the data relating to the User's development submitted as
Preliminary Project Planning Data and data required or received subsequently by the
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TSO under this PC shall have the status of Committed Project Planning Data. This data
together with other data held by the TSO or the TO relating to the Transmission System
(and in certain circumstances, the Other Transmission System) shall form the background
against which new applications from Users shall be considered and against which planning
of the Transmission System and, where required for the purposes of the Single Electricity
Market, the participation of the TSO in the co-ordinated planning and development of both
the Transmission System and the Other Transmission System in conjunction with the
Other TSO, shall be undertaken. Accordingly, Committed Project Planning Data may be
disclosed by the TSO to the extent that the TSO:
(a) needs to disclose it in Transmission System Capacity Statements and in any

further information which the TSO is required to provide together with
Transmission System Capacity Statements;
(b) needs to disclose it when considering and/or advising on applications (or possible
applications) of Users, including disclosure of it or data from it both orally and in
writing, to other Users making an application (or considering or discussing a
possible application) which is, in the TSO's view, relevant to that application or
possible application;
(c) needs to disclose it to the TO for the purposes of planning and/or development of
the Transmission System and/or, to the Other TSO for the purposes of
consideration of developments and consideration of other system development
matters such as for example system reinforcement upgrading on the Other
Transmission System or to the DNO for the purposes of discharging its planning
obligations under the Distribution Code or the DNO Licence;
(d) needs to disclose it for operational purposes; or
(e) is obliged under the terms of an interconnection agreement with an Externally

Interconnected Party to disclose it to such party as part of information on the
Committed Project Planning Data may contain both Standard Planning Data and
Detailed Planning Data.
PC6.4.4 Registered Project Planning Data
The Connection Conditions require that, before an agreed connection to the Transmission
System or Distribution System may be physically established, any estimated values
contained within the Committed Project Planning Data shall be replaced, where
practicable, by validated actual values and as appropriate by updated forecasts for future
data items such as Demand. Data provided at this stage is termed Registered Project
Planning Data.
Registered Project Planning Data may contain both Standard Planning and Detailed
Planning Data.
PC6.4.5 Registered Project Planning Data, together with other data held by the TSO or the TO
relating to the Transmission System (and, in certain circumstances the Other
Transmission System), will form the background against which new applications by any
User will be considered and against which planning of the Transmission System will be
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undertaken. Accordingly, Registered Project Planning Data may be disclosed by the TSO
to the extent that the TSO:
(a) needs to disclose it in the preparation of Transmission System Capacity

Statements and in any further information which the TSO is required to provide
together with the Transmission System Capacity Statement;
obligations under the Distribution Code or the DNO Licence;
(d) needs to disclose it for operational purposes; or
(e) is obliged under the terms of an interconnection agreement with an Externally

Interconnected Party to disclose it to such party as part of information on the
PC6.4.6 Planning Data submitted by the DNO and by Generators with Controllable PPM
connected to the Distribution System shall contribute to the background against which
planning of the Transmission System will be undertaken. Such data may be disclosed by
the TSO to the extent that the TSO:
(a) needs to disclose it in the preparation of Transmission System Capacity

Statements and in any further information which the TSO is required to provide
together with the Transmission System Capacity Statement;
obligations under the Distribution Code or the DNO Licence; or
(d) needs to disclose it for operational purposes.
PC6.4.7 For the avoidance of doubt, the TSO may of course use the data supplied for the purposes
referred to in this PC, in complying with the requirements of its Licence and for operational
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purposes and nothing herein shall limit the TSO's rights to disclose information pursuant to
any provisions relating to confidentiality in any Connection Agreement, Transmission
Use of System Agreement, Grid Code Compliance Agreement or in the TSO Licence.
PC7 PROCEDURES FOR APPLICATIONS FOR CONNECTION AND TRANSMISSION

USE OF SYSTEM AGREEMENTS
PC7.1 Application Procedure for New Connection and/or Transmission Use of System
Agreements
Any person other than the DNO and Controllable PPMs with a Registered Capacity
below 10MW seeking to establish a new or modified Connection to the Transmission
System and/or seeking to apply for a Transmission Use of System Agreement pursuant to
the TSO Licence must make application on the standard application form which is available
from the TSO on request. The application shall include:
(a) a description of the Plant and/or Apparatus to be connected to the Transmission

System or Distribution System (as may be required by the TSO) or, as the case
may be, of the modification relating to the User's Plant and/or Apparatus already
connected to the Transmission System or Distribution System (as may be
required by the TSO) each of which shall be termed a "Development" in this PC
(which shall be deemed to be "Standard Planning Data");
(b) the relevant Standard Planning Data as listed in Part 1 of Appendix A in the case
of Users connected to the Transmission System or Part 1 of Appendix B in the
case of Users connected to the Distribution System; and
(c) the desired completion date of the proposed Development.
PC7.2 Offer of Terms
PC7.2.1 (a) The TSO shall, in accordance with its Licence, offer terms upon which it is
prepared to enter into an agreement with the applicant for establishment of the
proposed new or modified Connection Agreement and/or Transmission Use of
System Agreement.
(b) The offer will be made as soon as is practicable after receipt of the application
containing all such information as the TSO may reasonably require for the
purposes of formulating an offer and (save where the Authority consents to a
longer period) in any event not more than 28 days in the case of an application for
use of system only or not more than 3 months in the case of an application for a
connection.
(c) The offer shall specify, and the terms shall take account of, any works required for
the extension or reinforcement of the Transmission System, and/or the Other
Transmission System, necessitated by the applicant's proposed activities and for
the obtaining of any consents necessary for such purposes.
(d) Where the offer is in respect of a modified connection, the terms shall take account
of any further requirements contained in the relevant Connection Agreement.
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PC7.2.2 Any offer made by the TSO in accordance with PC7.2.1 shall remain valid for 90 days or
for such period as the TSO may agree with the applicant and, unless accepted before the
expiry of such period, shall lapse thereafter. During the period of its validity the offer shall
at all times be conditional upon the continuing availability of the necessary capacity within
the Transmission System and within the Other Transmission System.
PC7.2.3 A User must, within 28 days after acceptance of an offer made by the TSO in accordance
with PC7.2.1 (or such longer period as the TSO may reasonably agree in a particular case),
supply (to the extent not already supplied) to the TSO the relevant Detailed Planning Data
as listed in Part 2 of Appendix A in the case of Users connected to the Transmission
System or Part 2 of Appendix B in the case of Users connected to the Distribution System.
PC7.3 Right to Reject an Application
The TSO shall be entitled to reject an application for connection to the Transmission
System and/or use of the All Island Transmission Networks:
(a) if to do so would be likely to involve the TSO in a breach of its duties under the
Order, or of any regulations (whether made under the Order or other enactment)
relating to safety or standards applicable to the TSO Business, or any Licence
conditions, or the Grid Code; or
(b) if the person making the application does not undertake to be bound, insofar as
applicable, by the terms of the Grid Code.
PC7.4 Connection / Transmission Use of System Agreements
A Connection Agreement and/or Transmission Use of System Agreement (or the offer
for a Connection Agreement and/or Transmission Use of System Agreement) will
include, as appropriate, within its terms and conditions:
(a) a condition requiring both parties to comply with the Grid Code;
(b) details of Connection and/or Use of System Charges;
(c) details of any capital related payments arising from necessary reinforcement or
extension of the Transmission System or the Other Transmission System;
(d) a Site Responsibility Schedule, detailing the divisions of responsibility at

Connection Sites in relation to ownership, control, operation and maintenance of
Plant and Apparatus and to safety of persons; and
(e) a condition requiring the User to supply Detailed Planning Data pertaining to the
User Development as listed in Part 2 of Appendix A in the case of Users
connected to the Transmission System or Part 2 of Appendix B in the case of
Users connected to the Distribution System (to the extent not already supplied)
within 28 days of acceptance of the offer (or such longer period as the TSO may
agree in a particular case).
Condition 26 of the TSO Licence provides that if, after a period which in the Authority’s
opinion is a reasonable period for the purpose, the TSO has failed to enter into a
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Connection Agreement and/or Transmission Use of System Agreement pursuant to a
request made pursuant to the TSO Licence, either party may apply to the Authority to settle
any terms of the agreement which are in dispute.
PC7.5 Applications for Modifications
Any User seeking to establish modified arrangements for connection to the Transmission
System and/or use of the All Island Transmission Networks must, in addition to the
provisions set out above, apply to the TSO in accordance with the procedure set out in the
relevant Connection Agreement and/or Transmission Use of System Agreement.
PC8 OFFERS CONDITIONAL ON CONSENTS AND STATUTORY OBLIGATIONS
PC8.1 An offer by the TSO to a User other than the DNO for connection to the Transmission
System and/or use of the All Island Transmission Networks may be conditional upon the
obtaining of or compliance with any necessary consents, approvals, permissions, wayleaves,
or other external requirements (whether of a statutory, contractual or other nature).
PC8.2 A User whose Development requires the TSO, TO and/or Other TSO to obtain any of the
consents, approvals, permissions and wayleaves or to comply with any other requirements
referred to in PC8.1 shall:
(a) provide any necessary assistance, supporting information or evidence; and
(b) ensure attendance by such witness as the TSO may reasonably request.
PC8.3 If any planning or other consent or approval is granted, but is conditional upon a change in
the design arrangements originally offered by the TSO (e.g. undergrounding), then the TSO
shall make a revised offer to the User, including revised terms and timing. This revised
offer shall form the basis of any Connection Agreement and/or Transmission Use of
System Agreement. The provisions of PC7.2.2 shall apply to such revised offer.
PC8.4 The Connection Agreement and/or Transmission Use of System Agreement will deal
with the consequences if any necessary consent is not granted.
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APPENDIX A
PLANNING DATA REQUIREMENTS FOR USERS (OTHER THAN THE DNO)

CONNECTED TO THE TRANSMISSION SYSTEM ONLY
PC.A1. INTRODUCTION
PC.A1.1 This Appendix specifies the Standard and Detailed Planning Data to be submitted to
the TSO by Users (other than the DNO) connected to the Transmission System only
pursuant to PC6 and PC7.
PART 1
PC.A2 STANDARD PLANNING DATA
PC.A2.1 CONNECTION SITE AND USER SYSTEM DATA
PC.A2.1.1 General
All Users shall provide the TSO with the details as specified in sub sections PC.A2.1.2 to
PC.A2.1.4 relating to their User System.
PC.A2.1.2 User System Layout
Single line diagrams of existing and proposed arrangements of main connections and
primary distribution systems showing equipment ratings and if available numbering and
nomenclature.
PC.A2.1.3 Short Circuit Infeed
(a) The maximum 3-phase short circuit current infeed into the Transmission
System.
(b) The minimum zero sequence impedance of the User System at the point of
connection with the Transmission System.
PC.A2.1.4 Modelling Data
The User in respect of its Plant and Apparatus must submit modelling data to the TSO
as specified by the TSO in PC Appendix D.
The modelling data submitted to the TSO is for System planning and operational
purposes. It is not intended to restrict the scope of any Ancillary Service agreements
which the User may enter into with the TSO.
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PC.A2.2 DEMAND DATA
PC.A2.2.1 General
(a) All Users with Demand shall provide the TSO with the Demand data, both
current and forecast, as specified in subsections PC.A2.2.2 to PC.A2.2.3.
(b) All forecast maximum Demand levels submitted to the TSO by Users shall be
on the basis of ACS Conditions.
(c) So that the TSO is able to estimate the diversified total Demand at various
times throughout the year each User shall provide such additional forecast
Demand data as the TSO may reasonably request ("reasonableness" being
judged in this context by reference to the level of forecast Demand data which
may be required in order to estimate the diversified total Demand at various
times throughout the year).
PC.A2.2.2 Demand (Active and Reactive Power) Data Requirements
(a) Forecast peak day Demand profile (Active and Reactive) and monthly peak
Demand variations net of the output profile of all Independent Generating
Plant in time marked half hours throughout the day.
(b) Type and electrical loading of equipment to be connected:

(i) number and size of motors;
(ii) types of drive and control arrangements; and
(iii) other large items of equipment.
(c) The sensitivity of the Demand to any variations in voltage and Frequency on
the Transmission System.
(d) The maximum harmonic content which the User would expect its Demand to
impose on the Transmission System.
(e) The average and maximum phase unbalance which the User would expect its
Demand to impose on the Transmission System.
PC.A2.2.3 Fluctuating Loads > 5 MVA
(a) Details of the cyclic variation of Demand (Active Power and Reactive
Power).
(b) The rates of change of Demand (Active Power and Reactive Power) both
increasing and decreasing.
(c) The shortest repetitive time interval between fluctuations in Demand (Active
Power and Reactive Power).
(d) The magnitude of the largest step changes in Demand (Active Power and
Reactive Power), both increasing and decreasing.
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(e) Maximum energy demanded per half hour by the fluctuating load cycle.
(f) Steady state residual Demand (Active Power) occurring between Demand
fluctuations.
PC.A2.2.4 User's Abnormal Loads
Details should be provided on any individual Loads which have characteristics differing
from the normal typical range of Loads in the domestic, commercial or industrial fields.
In particular, details on arc furnaces, rolling mills, traction installations etc. which are
liable to cause flicker problems.
PC.A2.3 GENERATING UNIT AND POWER STATION DATA
PC.A2.3.1 General
All Generating Unit and Power Station data submitted to the TSO shall be in the form
of:
(a) one set of Generating Unit and Power Station data where it is connected to
the Transmission System via a busbar arrangement which is not normally
operated in a split configuration; and
(b) separate sets of Generating Unit and Power Station data where they are
connected to the Transmission System via a busbar arrangement which is, or
is expected to be, operated in a split configuration.
PC.A2.3.2 Power Station Data Requirements
(a) Point of connection to the Transmission System in terms of geographical and

electrical location and system voltage.
(b) Capacity of Power Station (being an aggregate of all Generating Units in the
Power Station) in MW sent out for Registered Capacity, Minimum
Generation (which in the case of PPMs shall be assumed to be zero unless a
different value is notified by the User) and, where relevant, Maximum
Generation.
(c) In the case of Wind Farm Power Stations, a diagram that shows for the Wind
Farm Power Station wind speed and direction against electrical output in
MW, in “rose” format.
(d) In the case of PPMs that are not WFPS, an equivalent diagram to that in
PC.A2.3.2(c), in relation to the input resource of that PPM.
(e) Maximum auxiliary Demand (Active Power and Reactive Power).
(f) Where Generating Units form part of a User's System, the output from these
units is to be taken into account by the User in his Demand profile submissions
to the TSO. In such cases the User must inform the TSO of the number of
such Generating Units together with their total capacity. On receipt of such
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data the User may be further required, at the TSO's discretion, to provide
details of the Generating Units together with their energy output profile.
(g) Operating regime of Generating Units not subject to Central Despatch (e.g.
continuous, intermittent, peak-lopping).
PC.A2.3.3 Generating Unit Data Requirements
In relation to Generating Units other than the generators comprised within a PPM:
(a) Prime mover type;
(b) Generating Unit type;
(c) Generating Unit rating and terminal voltage (MVA & kV);
(d) Generating Unit rated power factor;
(e) Registered Capacity sent out (MW);
(f) Maximum Generation and Minimum Generation capability sent out (MW
sent out);
(g) Reactive Power capability (both leading and lagging) at the lower voltage
terminals of the Generator Transformers for Maximum Generation, normal
full Load and normal minimum Load;
(h) Maximum auxiliary Demand in MW and MVAr;
(i) Inertia constant (MW sec/MVA);
(j) Short circuit ratio;
(k) Direct axis transient reactance;
(l) Direct axis sub-transient time constant;
(m) Generator Transformer rated MVA, positive sequence reactance, and tap
change range;
(n) Sustained Load Diagram; and
(o) a list of the CCGT Modules in the CCGT Installation, identifying each
CCGT Module, and the CCGT Installation of which it forms part
unambiguously, together with any other information which may be relevant in
relation to the CCGT Modules and CCGT Installations and their operation.
In relation to the generators comprised within a PPM, such data equivalent to that listed
in PC.A2.3.3(a) to PC.A2.3.3(n) as the TSO shall reasonably require.
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PCA2.3.4 CCGT Installation Matrix
(a) A CCGT Installation Matrix in respect of its CCGT Installations. It must be

prepared on a best estimate basis relating to how it is anticipated the CCGT
Installation will be running and reasonably reflect the true operating
characteristics of the CCGT Installation. It will be applied (unless revised
under this PC) for planning purposes and in the SDCs in relation to the CCGT
Installation. It must show the combination of CCGT Modules which would
be running in relation to any given Output, in the format indicated in Appendix
D. In the case of a PPA CCGT Installation it must reflect the requirements of
the relevant Generating Unit Agreement.
(b) Any changes must be notified to the TSO promptly. Generators should note
that amendments to the composition of the CCGT Installation may only be
made in accordance with the principles set out in PC.A2.3.5 below. If in
accordance with PC.A2.3.5 an amendment is made, an updated CCGT
Installation Matrix must be immediately submitted to the TSO in accordance
with this PCA2.3.4.
(c) The CCGT Installation Matrix submitted under the PC will be used by the
TSO for planning purposes and will also be used by the TSO in connection
with Scheduling and Despatch under the SDCs, as a look up table determining
which CCGT Modules will be operating at any given MW Despatch level
subject to any updated information on the individual Availability of CCGT
Modules submitted by a Generator to the TSO in an Availability Notice
under SDC1.
PC.A2.3.5 Notwithstanding any other provision of this PC, the CCGT Modules within a CCGT
Installation, details of which are required under PC.A2.3.3 and PC.A2.3.4, can only be
amended such that the CCGT Installation comprises different CCGT Modules if the
TSO gives its prior consent in writing. Notice of the wish to amend the CCGT Modules
within the CCGT Installation must be given at least 12 months (or less with agreement
of the TSO) before it is wished for the amendments to take effect and be permitted under
any other contractual and operational arrangement with the TSO.
PART 2
PC.A3 DETAILED PLANNING DATA
PC.A3.1 CONNECTION SITE AND USER SYSTEM DATA
PC.A3.1.1 General
All Users shall provide the TSO with the details as specified in sub sections PC.A3.1.2
to PC.A3.1.11 (which comprises both Standard and Detailed Planning Data).
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PC.A3.1.2 User System Layout
primary distribution systems including:
(a) Busbar layouts
(b) Electrical circuitry (i.e. lines, cables, transformers, switchgear etc)
(c) Phasing arrangements
(d) Earthing arrangements
(e) Switching facilities and interlocking arrangements
(f) Operating voltages
(g) Numbering and nomenclature
PC.A3.1.3 Reactive Compensation Equipment
For all independently switched reactive compensation equipment on the User's System
at 11kV and above, other than power factor correction equipment associated directly
with the User's Plant and Apparatus, the following information is required:
(a) Type of equipment (e.g. fixed or variable);
(b) Capacitive and/or inductive rating or its operating range in MVAr;
(c) Details of any automatic control logic to enable operating characteristics to be

determined;
(d) The point of connection to the User's System in terms of electrical location and
voltage.
PC.A3.1.4 Short Circuit Infeed to the Transmission System
Each User is required to provide the total short circuit infeeds calculated in accordance
with good industry practice into the Transmission System from its User System at the
Connection Point as follows:
(a) the maximum 3-phase short circuit infeed including infeeds from any
Generating Units forming part of the User's System;
(b) the additional maximum 3-phase short circuit infeed from induction motors on
the User's System; and
(c) the minimum zero sequence impedance of the User's System.
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PC.A3.1.5 Lumped System Susceptance
Details of equivalent lumped network susceptance of the User's System at normal

Frequency at the Connection Point. This should include any shunt reactors which are
an integrated part of a cable system and which are not normally in or out of service
independent of the cable (i.e. they are regarded as part of the cable). It should not
include:
(a) independent reactive compensation plant on the User's System; or
(b) any susceptance of the User's System inherent in the Active and Reactive
Power Demand data given under subsection PC.A3.2.
PC.A3.1.6 Interconnection Impedance
For User interconnections that operate in parallel with the Transmission System an
equivalent single impedance (resistance, reactance and shunt susceptance) of the parallel
User System. If the impedance is, in the reasonable opinion of the TSO, low then more
detailed information on the equivalent or active part of the parallel User System may be
requested.
PC.A3.1.7 Demand Transfer Capability
Where the same Demand may be supplied from alternative points of supply, the
proportion of Demand normally fed from each supply point and the arrangements
(manual or automatic) for transfer under planned/fault Outage conditions shall be
provided. Where the same Demand is supplied from different User supply points, then
this information should be provided to all parties.
PC.A3.1.8 System Data
Each User with an existing or proposed User System connected at High Voltage shall
provide the following details relating to that High Voltage System:
(a) Circuit parameters (for all circuits):

Rated voltage (kV)
Operating voltage (kV)
Positive phase sequence reactance
Positive phase sequence resistance
Positive phase sequence susceptance
Zero phase sequence reactance
Zero phase sequence resistance
Zero Phase sequence susceptance
(b) Interconnecting transformers between the User's High Voltage system and the
User's primary voltage system:
Rated MVA
Voltage ratio
Winding arrangement
Positive sequence reactance
(max, min and nominal tap)
Positive sequence resistance
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Zero sequence reactance
Tap changer range
Tap change step size
Tap changer type: on Load or off circuit
(c) Switchgear including circuit breakers, switch disconnecters and isolators on all
circuits connected to the Connection Point including those at Power Stations:
Rated voltage (kV)
Rated short-circuit breaking current, 3-phase (kA)
Rated short-circuit breaking current, 1-phase (kA)
Rated load-breaking current, 3-phase (kA)
Rated load-breaking current, 1-phase (kA)
Rated short-circuit making current, 3-phase (kA)
Rated short circuit making current, 1-phase (kA)
PC.A3.1.9 Protection Data
The information essential to the TSO relates only to Protection which can trip or
intertrip or close any Connection Point circuit breaker or any circuit breaker on the
Transmission System. The following information is required:
(a) a full description, including estimated settings, for all relays and protection
systems installed or to be installed on the User's System;
(b) a full description of any auto-reclose facilities installed or to be installed on the

User's System, including type and time delays;
(c) a full description, including estimated settings, for all relays and Protection
systems installed or to be installed on the Generating Unit, Generator
Transformer, station transformer and their associated connections;
(d) for Generating Units having (or intended to have) a circuit breaker on the
circuit leading to the Generator Terminals, at the same voltage, clearance
times for electrical faults within the Generating Unit zone;
(e) the most probable fault clearance time for electrical faults on the User's
System.
PC.A3.1.10 Earthing Arrangements
Full details of the means of permanently connecting the User System to earth including
impedance values.
PC.A3.1.11 Transient Overvoltage Assessment Data
When undertaking insulation co-ordination studies the TSO will need to conduct
transient overvoltage assessments. When requested by the TSO each User is required to
submit estimates of the surge impedance parameters present and forecast of its User
System with respect to the Connection Point and to give details of the calculations
carried out. The TSO may further request information on physical dimensions of
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electrical equipment and details of the specification of Apparatus directly connected to
the Connection Point and its means of Protection.
PC.A3.2 DEMAND DATA
PC.A3.2.1 General
(a) All Users with Demand shall provide the TSO with the Demand data both
current and forecast as specified in sub sections PC.A3.2.2 to PC.A3.2.3.
(b) All forecast maximum Demand levels submitted to the TSO by Users shall be
on the basis of ACS Conditions.
(c) So that the TSO is able to estimate the diversified total Demand at various
times throughout the year, each User shall provide such additional forecast
Demand data as the TSO may reasonably request.
PC.A3.2.2 User's System Demand (Active and Reactive Power)
Forecast daily Demand profiles net of the output profile of all Independent
Generating Plant directly connected to the User's System in time marked half hours
throughout the day as follows:
(a) peak day on the User's System;
(b) day of peak Transmission Demand (Active Power); and
(c) day of minimum Transmission Demand (Active Power).
PC.A3.2.3 User Customer Demand Management Data
The potential reduction in Demand available from the User in MW and MVAr, the
notice required to put such reduction into effect, the maximum acceptable duration of
the reduction in hours and the permissible number of reductions per annum.
PC.A3.3 GENERATING UNIT AND POWER STATION DATA
PC.A3.3.1 General
All Generators with Power Stations shall provide the TSO with the details as specified
in sub sections PC.A3.3.2 to PC.A3.3.10.
PC.A3.3.2 Auxiliary Demand
(a) The normal Generating Unit-supplied auxiliary Load is required for each
Generating Unit at rated MW output.
(b) The Power Station auxiliary Load, if any, additional to the Generating Unit -
supplied auxiliary Load, where the Power Station auxiliary Load is supplied
from the Transmission System, is required for each Power Station.
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PC.A3.3.3 Generating Unit Parameters
(a) Rated terminal voltage (kV);
(b) Rated MVA;
(c) Rated MW;
(d) Minimum Generation (MW);
(e) Short circuit ratio;
(f) Direct axis synchronous reactance;
(g) Direct axis transient reactance;
(h) Direct axis sub-transient reactance;
(i) Direct axis transient time constant;
(j) Direct axis sub-transient time constant;
(k) Quadrature axis synchronous reactance;
(l) Quadrature axis transient reactance;
(m) Quadrature axis sub-transient reactance;
(n) Quadrature axis transient time constant;
(o) Quadrature axis sub-transient time constant;
(p) Stator time constant;
(q) Stator resistance;
(r) Stator leakage reactance;
(s) Turbogenerator inertia constant (MWsec/MVA), or, for generators comprised

within a PPM, Plant inertia constant (MWsec/MVA);
(t) Other than for generators comprised within a PPM, rated field current; and
(u) Other than for generators comprised within a PPM, field current (amps) open
circuit saturation curve for voltages at the Generator Terminals ranged from
50% to 120% of rated value in 10% steps as derived from appropriate
manufacturers' test certificates.
PC.A3.3.4 Parameters for Generating Unit Step-Up Transformers
(a) Rated MVA
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(b) Voltage ratio
(c) Positive sequence reactance

(at max, min, & nominal tap)
(d) Positive sequence resistance

(e) Zero phase sequence reactance
(f) Tap changer range
(g) Tap changer step size
(h) Tap changer type: on Load or off circuit
PC.A3.3.5 Power Station Transformer Parameters
(a) Rated MVA
(b) Voltage ratio
(c) Zero sequence reactance as seen from the higher voltage side
PC.A3.3.6 Excitation Control System Parameters (not for PPMs)
(a) DC gain of excitation loop
(b) Rated field voltage
(c) Maximum field voltage
(d) Minimum field voltage
(e) Maximum rate of change of field voltage (rising)
(f) Maximum rate of change of field voltage (falling)
(g) Details of excitation loop described in block

diagram form showing transfer functions of
individual elements
(h) Dynamic characteristics of over-excitation limiter
(i) Dynamic characteristics of under-excitation limiter
PC.A3.3.7 Governor Parameters (for Reheat Steam Turbine Units)
(a) HP governor average gain MW/Hz
(b) Speeder motor setting range
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(c) HP governor valve time constant
(d) HP governor valve opening limits
(e) HP governor valve rate limits
(f) Reheater time constant (Active energy stored in reheater)
(g) IP governor average gain MW/Hz
(h) IP governor setting range
(i) IP governor valve time constant
(j) IP governor valve opening limits
(k) IP governor valve rate limits
(l) Details of acceleration sensitive elements in HP &

IP governor loop
(m) A governor block diagram showing transfer functions of

individual elements
PC.A3.3.8 Governor parameters (for Non-Reheat Steam Turbine Units and Gas Turbine
Units)
(a) Governor average gain
(c) Time constant of steam or fuel governor valve
(d) Governor valve opening limits
(e) Governor valve rate limits
(f) Time constant of turbine
(g) Governor block diagram
PC.A3.3.9 Governor parameters (for PPMs)
(a) Generator torque/speed controller(s) (if any)
(b) Generator blade angle controller(s) (if any)
(c) Generator power limitation function(s) (if any)
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PC.A3.3.10 Plant Flexibility Performance
(a) Rate of Loading following weekend shutdown (Generating Unit and Power
Station)
(b) Rate of Loading following an overnight shutdown (Generating Unit and

Power Station)
(c) Block Load following Synchronising, or, in the case of PPMs, generating
whilst connected to the Transmission System.
(d) Rate of De-loading from normal rated MW
(e) Regulating range
(f) Load rejection capability while still Synchronised, or, in the case of PPMs,
while still connected to the Transmission System and generating, and able to
supply Load.
PC.A3.3.11 Conversion Factor Data
The figures described as “fixed unit load” and “unit load scalar” under the TSC (together
referred to in the Grid Code as the “Conversion Factors”), which are the figures
submitted by the Generator or an Intermediary on its behalf pursuant to the “net output
function” provisions of the TSC. If these figures change, then the User must update them
as if it were a change under PC6.1.3(b).
PC.A3.3.12 Additional Conversion Factor Data
The following information in respect of Kilroot Power Station, Ballylumford Power

Station and Coolkeeragh Power Station (to be submitted by the Generators at Kilroot
Power Station, Ballylumford Power Station and Coolkeeragh Power Station, as the
case may be): the different configurations at which the Power Stations may operate and
which can affect the Conversion Factors, such configurations being in the form of a
matrix based upon the outline matrix set out below, as agreed with the TSO. If the
configurations submitted by a Generator change, then the Generator must update them
as if it were a change under PC6.1.3(b).
The above information shall be provided where required for the Grid Code or where
required for the purposes of settlement in the Generating Unit Agreements or System
Support Services Agreements, and such information may include data for the purposes
of conversions at different temperature, pressure and humidity levels.
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PC.A3.4 ADDITIONAL / ALTERNATIVE DATA
PC.A3.4.1 General
Notwithstanding the Standard Planning Data and Detailed Planning Data set out in
this Appendix; the TSO may reasonably require additional data from Users to represent
correctly the performance of Plant and Apparatus on the Transmission System where
the present data submissions would, in the TSO's reasonable opinion, prove insufficient
for the purpose of producing meaningful system studies for the relevant parties.
PC.A3.4.2 Generator Aggregators
Aggregators shall, upon request by the TSO, provide to the TSO any Connection Site
and User System data which the TSO may reasonably deem necessary.
PC.A3.4.3 Demand Side Unit Operators

For each Demand Side Unit Operator, the following information shall be provided:
(a) General Details
(i) name of Demand Side Unit;
(ii) address of Demand Side Unit Control Facility;
(iii) address of each Individual Demand Site(s) comprising the Demand
Side Unit;
(iv) Irish Grid Co-ordinates of the Connection Point of each Individual
Demand Site comprising the Demand Side Unit;
(v) Meter Point Reference Number for each Individual Demand Site
comprising the Demand Side Unit;
(vi) single line diagram for each Individual Demand Site;
(vii) details of the operating regime of each Individual Demand Site
comprising the Demand Side Unit, e.g. avoided Demand
consumption and operation of Generating Units, operation of
Generating Units only or other;
(viii) details of the operating mode of Generating Units where the
Generating Units form part of the Individual Demand Sites
operating regime, e.g. Non-Synchronous Generating Unit, short
term Synchronous Generating Unit, continuous Synchronous
Generating Unit or other;
(ix) details of all Generating Units used as part of the Demand Side
Unit, including the make, model, capacity, MVA rating, fuel type,
protection settings and whether it will be used as a standby plant;
(x) whether a change is required to the Maximum Export Capacity or
Maximum Import Capacity of Individual Demand Sites
(xi) details of the current operation of Protection installed to disconnect
Generating Units from the Distribution System during abnormal
system conditions;
(xii) details of all Demand loads with Demand reduction capability of 5
MW or greater, including size in MW and Demand reduction
capability from load;
(xiii) Maximum Import Capacity of each Individual Demand Site
comprising the Demand Side Unit (MW);
(xiv) Maximum Export Capacity of each Individual Demand Site
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(xv) details of restrictions to the Operation of Individual Demand Sites
comprising the Demand Side Unit (e.g. Northern Ireland
Environmental Agency Licence or planning conditions);
(xvi) whether each Individual Demand Site comprising the Demand Side
Unit is currently participating as or part of an Aggregated
Generator Unit, other Demand Side Unit or any other demand side
management scheme;
(xvii) proposed effective date in Single Electricity Market for first-time
applicants;
(b) Technical Details

(i) total Demand Side Unit MW Capacity (MW) of the Demand Side
Unit;
(ii) Demand Side Unit MW Capacity (MW) of each Individual
(iii) total Demand Side Unit MW Capacity of the Demand Side Unit
available from on-site generation (MW) operating as a continuous
Synchronous Generating Unit;;
(iv) Demand Side Unit MW Capacity of each Individual Demand Site
comprising the Demand Side Unit available from on-site generation
(MW)operating as a continuous Synchronous Generating Unit;
(v) Total Demand Side Unit MW Capacity of the Demand Side Unit
available from avoided Demand consumption (MW) and on-site
generation MW operating in DSU Short-term Synchronous
Operating Mode;
(vi) Demand Side Unit MW Capacity of each Individual Demand Site
comprising the Demand Side Unit available from avoided Demand
consumption (MW) or on-site generation (MW) operated as a Non-
Synchronous Generating Unit or as a short term Synchronous
Generating Unit;
(vii) Demand Side Unit MW Response Time of the Demand Side Unit;
(viii) Demand Side Unit Notice Time of the Demand Side Unit;
(ix) Minimum Down Time of the Demand Side Unit;
(x) Maximum Down Time of the Demand Side Unit;
(xi) Minimum Off Time of the Demand Side Unit;
(xii) Maximum Ramp Up Rate of the Demand Side Unit;
(xiii) Maximum Ramp Down Rate of the Demand Side Unit;
PC.A3.4.4 Interconnector Owners
Interconnector Owners shall submit to the TSO Planning Data of the nature required
from other Users under the Planning Code. This obligation shall be satisfied as at 1
November 2007 by the Planning Data already submitted as at that date by the
Interconnector Owner. This PC.A3.4.4 will be superseded once the Planning Code has
been updated to include specific data requirements from Interconnector Owners.
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APPENDIX B
PLANNING DATA REQUIREMENTS FOR USERS CONNECTED TO THE

DISTRIBUTION SYSTEM
PC.B1. INTRODUCTION
PC.B1.1 This Appendix specifies the Standard and Detailed Planning Data to be submitted to
the TSO by Generators pursuant to PC6 and PC7 in respect of CDGUs and
Controllable PPMs connected to the Distribution System and, with respect to
PC.B3.3.2, Aggregators with respect to Generating Units connected to the Distribution
System.
PART 1
PC.B.2 STANDARD PLANNING DATA
PC.B2.1 CONNECTION SITE AND USER SYSTEM DATA
PC.B2.1.1 General
All Users shall provide the TSO with the details as specified in sub section PC.B2.1.2
and PC.B2.1.3 relating to their User System.
PC.B2.1.2 Short Circuit Infeed
(a) The maximum 3-phase short circuit current infeed into the Distribution
System.
(b) The minimum zero sequence impedance of the User System at the point of
connection with the Distribution System.
PC.B2.1.3 Modelling Data
The User in respect of its Plant and Apparatus must submit modelling data to the TSO
as specified by the TSO in PC Appendix D.
The modelling data submitted to the TSO is for System planning and operational
purposes. It is not intended to restrict the scope of any Ancillary Service agreements
which the User may enter into with the TSO.
PC.B2.2 GENERATING UNIT AND POWER STATION DATA
PC.B2.2.1 Power Station Data Requirements
(a) Capacity of Power Station (being an aggregate of all Generating Units in the
Power Station) in MW sent out for Registered Capacity, Minimum
Generation (which in the case of PPMs shall be assumed to be zero unless a
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different value is notified by the User) and, where relevant, Maximum
Generation.
(b) In the case of Wind Farm Power Stations, a diagram that shows for the Wind
Farm Power Station wind speed and direction against electrical output in
MW, in “rose” format.
(c) In the case of PPMs that are not WFPS, a diagram equivalent to that in (b), in
relation to the input resource of that PPM.
(d) Maximum auxiliary Demand (Active Power and Reactive Power).
(e) Operating regime of Generating Units not subject to Central Despatch (e.g.
continuous, intermittent, peak-lopping).
PC.B2.2.2 Generating Unit Data Requirements
In relation to Generating Units other than the generators comprised within a PPM:
(a) Prime mover type;
(b) Generating Unit type;
(c) Generating Unit rating and terminal voltage (MVA & kV);
(d) Generating Unit rated power factor;
(e) Registered Capacity sent out (MW);
(f) Maximum Generation and Minimum Generation capability sent out (MW
sent out);
(g) Reactive Power capability (both leading and lagging) at the lower voltage
terminals of the Generator Transformers for Maximum Generation, normal
full Load and normal minimum Load;
(h) Maximum auxiliary Demand in MW and MVAr;
(i) Inertia constant (MW sec/MVA);
(j) Short circuit ratio;
(k) Direct axis transient reactance;
(l) Direct axis sub-transient time constant;
(m) Generator Transformer rated MVA, positive sequence reactance, and tap
change range;
(n) Sustained Load Diagram; and
(o) a list of the CCGT Modules in the CCGT Installation, identifying each
CCGT Module, and the CCGT Installation of which it forms part
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unambiguously, together with any other information which may be relevant in
relation to the CCGT Modules and CCGT Installations and their operation.
In relation to the generators comprised within a PPM, such data equivalent to that listed
in PC.B2.2.2(a) to PC.B2.2.2(n) as the TSO shall reasonably require.
PCB2.2.3 CCGT Installation Matrix
(a) A CCGT Installation Matrix in respect of its CCGT Installations. It must be

prepared on a best estimate basis relating to how it is anticipated the CCGT
Installation will be running and reasonably reflect the true operating
characteristics of the CCGT Installation. It will be applied (unless revised
under this PC) for planning purposes and in the SDCs in relation to the CCGT
Installation. It must show the combination of CCGT Modules which would
be running in relation to any given Output, in the format indicated in Appendix
D. In the case of a PPA CCGT Installation it must reflect the requirements of
the relevant Generating Unit Agreement.
(b) Any changes must be notified to the TSO promptly. Generators should note
that amendments to the composition of the CCGT Installation may only be
made in accordance with the principles set out in PC.B2.2.4 below. If in
accordance with PC.B2.2.4 an amendment is made, an updated CCGT
Installation Matrix must be immediately submitted to the TSO in accordance
with this PCB2.2.3.
(c) The CCGT Installation Matrix submitted under the PC will be used by the
TSO for planning purposes and will also be used by the TSO in connection
with Scheduling and Despatch under the SDCs, as a look up table determining
which CCGT Modules will be operating at any given MW Despatch level
subject to any updated information on the individual Availability of CCGT
Modules submitted by a Generator to the TSO in an Availability Notice
under SDC1.
PC.B2.2.4 Notwithstanding any other provision of this PC, the CCGT Modules within a CCGT
Installation, details of which are required under PC.B2.2.2 and PC.B2.2.3, can only be
amended such that the CCGT Installation comprises different CCGT Modules if the
TSO gives its prior consent in writing. Notice of the wish to amend the CCGT Modules
within the CCGT Installation must be given at least 12 months (or less with agreement
of the TSO) before it is wished for the amendments to take effect and be permitted under
any other contractual and operational arrangement with the TSO.
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PART 2
PC.B3 DETAILED PLANNING DATA
PC.B3.1 CONNECTION SITE AND USER SYSTEM DATA
PC.B3.1.1 General
All Users shall provide the TSO with the details as specified in sub sections PC.B3.1.2
to PC.B3.1.7 (which comprises both Standard and Detailed Planning Data).
PC.B3.1.2 User System Layout
primary distribution systems including operating voltages.
PC.B3.1.3 Reactive Compensation Equipment
For all independently switched reactive compensation equipment on the User's System
at 11kV and above, other than power factor correction equipment associated directly
with the User's Plant and Apparatus, the following information is required:
(a) Type of equipment (e.g. fixed or variable);
(b) Capacitive and/or inductive rating or its operating range in MVAr;
(c) Details of any automatic control logic to enable operating characteristics to be

determined;
(d) The point of connection to the User's System in terms of electrical location and
voltage.
PC.B3.1.4 Short Circuit Infeed to the Distribution System
Each User is required to provide the total short circuit infeeds calculated in accordance
with good industry practice into the Distribution System from its User System at the
point of connection with the Distribution System as follows:
(a) the maximum 3-phase short circuit infeed including infeeds from any
Generating Units forming part of the User's System;
(b) the additional maximum 3-phase short circuit infeed from induction motors on
the User's System; and
(c) the minimum zero sequence impedance of the User's System.
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PC.B3.1.5 Lumped System Susceptance
Details of equivalent lumped network susceptance of the User's System at normal

Frequency at the point of connection with the Distribution System. This should
include any shunt reactors which are an integrated part of a cable system and which are
not normally in or out of service independent of the cable (i.e. they are regarded as part
of the cable). It should not include independent reactive compensation plant on the
User's System.
PC.B3.1.6 Interconnection Impedance
For User interconnections that operate in parallel with the Distribution System an
equivalent single impedance (resistance, reactance and shunt susceptance) of the parallel
User System. If the impedance is, in the reasonable opinion of the TSO, low then more
detailed information on the equivalent or active part of the parallel User System may be
requested.
PC.B3.1.7 System Data
Each User with an existing or proposed User System shall provide the following details
relating to that System:
(a) Circuit parameters (for all circuits):

Rated voltage (kV)
Positive phase sequence reactance
Positive phase sequence resistance
Positive phase sequence susceptance
Zero phase sequence reactance
Zero phase sequence resistance
Zero Phase sequence susceptance
(b) Interconnecting transformers between the User's High Voltage system and the
User's primary voltage system:
Rated MVA
Voltage ratio
Winding arrangement
Positive sequence reactance
Positive sequence resistance
Zero sequence reactance
Tap changer range
Tap change step size
Tap changer type: on Load or off circuit
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PC.B3.2 GENERATING UNIT AND POWER STATION DATA
PC.B3.2.1 General
All Generators shall provide the TSO with the details as specified in sub sections
PC.B3.2.2 to PC.B3.2.10.
PC.B3.2.2 Auxiliary Demand
(a) The normal Generating Unit-supplied auxiliary Load is required for each
Generating Unit at rated MW output.
(b) The Power Station auxiliary Load, if any, additional to the Generating Unit -
supplied auxiliary Load, where the Power Station auxiliary Load is supplied
from the Distribution System, is required for each Power Station.
PC.B3.2.3 Generating Unit Parameters
(a) Rated terminal voltage (kV);
(b) Rated MVA;
(c) Rated MW;
(d) Minimum Generation (MW);
(e) Short circuit ratio;
(f) Direct axis synchronous reactance;
(g) Direct axis transient reactance;
(h) Direct axis sub-transient reactance;
(i) Direct axis transient time constant;
(j) Direct axis sub-transient time constant;
(k) Quadrature axis synchronous reactance;
(l) Quadrature axis transient reactance;
(m) Quadrature axis sub-transient reactance;
(n) Quadrature axis transient time constant;
(o) Quadrature axis sub-transient time constant;
(p) Stator time constant;
(q) Stator resistance;
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(r) Stator leakage reactance;
(s) Turbogenerator inertia constant (MWsec/MVA), or, for generators comprised

within a PPM, Plant inertia constant (MWsec/MVA);
(t) Other than for generators comprised within a PPM, rated field current; and
(u) Other than for generators comprised within a PPM, field current (amps) open
circuit saturation curve for voltages at the Generator Terminals ranged from
50% to 120% of rated value in 10% steps as derived from appropriate
manufacturers' test certificates.
PC.B3.2.4 Parameters for Generating Unit Step-Up Transformers
(a) Rated MVA
(b) Voltage ratio
(c) Positive sequence reactance

(d) Positive sequence resistance

(e) Zero phase sequence reactance
(f) Tap changer range
(g) Tap changer step size
(h) Tap changer type: on Load or off circuit
PC.B3.2.5 Power Station Transformer Parameters
(a) Rated MVA
(b) Voltage ratio
(c) Zero sequence reactance as seen from the higher voltage side
PC.B3.2.6 Excitation Control System Parameters (not for PPMs)
(a) DC gain of excitation loop
(b) Rated field voltage
(c) Maximum field voltage
(d) Minimum field voltage
(e) Maximum rate of change of field voltage (rising)
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(f) Maximum rate of change of field voltage (falling)
(g) Details of excitation loop described in block

diagram form showing transfer functions of
individual elements
(h) Dynamic characteristics of over-excitation limiter
(i) Dynamic characteristics of under-excitation limiter
PC.B3.2.7 Governor Parameters (for Reheat Steam Turbine Units)
(a) HP governor average gain MW/Hz
(c) HP governor valve time constant
(d) HP governor valve opening limits
(e) HP governor valve rate limits
(f) Reheater time constant (Active energy stored in reheater)
(g) IP governor average gain MW/Hz
(h) IP governor setting range
(i) IP governor valve time constant
(j) IP governor valve opening limits
(k) IP governor valve rate limits
(l) Details of acceleration sensitive elements in HP & IP governor loop
(m) A governor block diagram showing transfer functions of individual elements
PC.B3.2.8 Governor parameters (for Non-Reheat Steam Turbine Units and Gas Turbine
Units)
(a) Governor average gain
(c) Time constant of steam or fuel governor valve
(d) Governor valve opening limits
(e) Governor valve rate limits
(f) Time constant of turbine

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(g) Governor block diagram
PC.B3.2.9 Governor parameters (for PPMs)
(a) Generator torque/speed controller(s) (if any)
(b) Generator blade angle controller(s) (if any)
(c) Generator power limitation function(s) (if any)
PC.B3.2.10 Plant Flexibility Performance
(a) Rate of Loading following weekend shutdown (Generating Unit and Power
Station)
(b) Rate of Loading following an overnight shutdown (Generating Unit and

Power Station)
(c) Block Load following Synchronising, or, in the case of PPMs, generating
whilst connected to the Distribution System.
(d) Rate of De-loading from normal rated MW
(e) Regulating range
(f) Load rejection capability while still Synchronised, or, in the case of PPMs,
while still connected to the Distribution System and generating, and able to
supply Load.
PC.B3.3 ADDITIONAL / ALTERNATIVE DATA
PC.B3.3.1 General
Notwithstanding the Standard Planning Data and Detailed Planning Data set out in
this Appendix; the TSO may reasonably require additional data from Generators to
represent correctly the performance of Plant and Apparatus on the Distribution System
where the present data submissions would, in the TSO's reasonable opinion, prove
insufficient for the purpose of producing meaningful system studies for the relevant
parties.
PC.B3.3.2 Generator Aggregators
Aggregators shall, upon request by the TSO, provide to the TSO any connection site
and User System data which the TSO may reasonably deem necessary.
PC.B3.3.3 Demand Side Unit Operators

For each Demand Side Unit Operator, the following information shall be provided for
each Individual Demand Site connected to the Distribution System:
(a) General Details
(i) name of Demand Side Unit;
(ii) address of Demand Side Unit Control Facility;
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(iii) address of each Individual Demand Site(s) comprising the Demand
Side Unit;
(iv) Irish Grid Co-ordinates of the Connection Point of each Individual
(v) Meter Point Reference Number for each Individual Demand Site
(vi) the name of the Bulk Supply Point(s) to which each Individual
Demand Site comprising the Demand Side Unit is/are normally
connected;
(vii) single line diagram for each Individual Demand Site;
(viii) details of the operating regime of each Individual Demand Site
comprising the Demand Side Unit, e.g. avoided Demand
consumption only, combination of avoided Demand consumption
and operation of Generating Units, operation of Generating Units
only or other;
(ix) details of the operating mode of the Generating Units where the
Generating Units form part of the Individual Demand Site’s
operating regime, e.g. Non-Synchronous Generating Unit, short
term Synchronous Generating Unit, continuous Synchronous
Generating Unit or other;
(x) details of all Generating Units used as part of the Demand Side
Unit, including the make, model, capacity, MVA rating, fuel type,
Protection settings and whether it will be used as a standby plant;
(xi) whether a change is required to the Maximum Export Capacity or
Maximum Import Capacity of Individual Demand Sites
(xii) details of the current operation of Protection installed to disconnect
Generating Units from the Distribution System during abnormal
system conditions;
(xiii) details of all Demand loads with Demand reduction capability of 5
MW or greater, including size in MW and Demand reduction
capability from load;
(xiv) Maximum Import Capacity of each Individual Demand Site
(xv) Maximum Export Capacity of each Individual Demand Site
(xvi) proof of a valid Connection Agreement for each Demand
Customer and proof of a valid DNO Connection Agreement for
each DNO Demand Customer that comprises the Demand Side
Unit clearly showing Maximum Import Capacity and Maximum
Export Capacity (if applicable);
(xvii) whether the Distribution Network Owner has been informed about
the intention of the Demand Side Unit Operator to operate a
Demand Side Unit (the Demand Side Unit Operator is obliged to
inform the Distribution Network Owner);
(xviii) details of any special operating or network limitations placed by the
Distribution Network Owner on the Demand Side Unit;
(xix) details of restrictions to the Operation of Individual Demand Sites
comprising the Demand Side Unit (e.g. Northern Ireland
Environmental Agency Licence or planning conditions);
(xx) whether each Individual Demand Site comprising the Demand Side
Unit is currently participating as or part of any Aggregated
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Generating Unit, other Demand Side Unit or any demand side
management scheme;
(xxi) proposed effective date in Single Electricity Market for first-time
applicants;
(b) Technical Details

(i) total Demand Side Unit MW Capacity (MW) of the Demand Side
Unit;
(ii) Demand Side Unit MW Capacity (MW) of each Individual
(iii) total Demand Side Unit MW Capacity of the Demand Side Unit
available from on-site generation (MW) operating as a continuous
Synchronous Generating Unit;
(iv) Demand Side Unit MW Capacity of each Individual Demand Site
comprising the Demand Side Unit available from on-site generation
(MW)operating as a continuous Synchronous Generating Unit;
(v) total Demand Side Unit MW Capacity of the Demand Side Unit
available from avoided Demand consumption (MW) and on-site
generation (MW) operating in DSU Short-term Synchronous
Operating Mode;
(vi) Demand Side Unit MW Capacity of each Individual Demand Site
comprising the Demand Side Unit available from avoided Demand
consumption (MW) and on-site generation (MW) operated as a Non-
Synchronous Generating Unit or as a short term Synchronous
Generating Unit
(vii) Demand Side Unit MW Response Time of the Demand Side Unit;
(viii) Demand Side Unit Notice Time of the Demand Side Unit;
(ix) Minimum Down Time of the Demand Side Unit;
(x) Maximum Down Time of the Demand Side Unit;
(xi) Minimum Off Time of the Demand Side Unit;
(xii) Maximum Ramp Up Rate of the Demand Side Unit;
(xiii) Maximum Ramp Down Rate of the Demand Side Unit;
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APPENDIX C
PLANNING DATA REQUIREMENTS FOR THE DNO
PC.C1. INTRODUCTION
PC.C1.1 This Appendix specifies the planning data to be submitted to the TSO by the DNO
pursuant to PC6.
PC.C2 GENERAL INFORMATION
PC.C2.1 Where the DNO intends to:
(a) construct a new 33kV circuit; or
(b) permanently reconfigure the 33kV network,
and the implementation of either (a) or (b) may materially affect the import or the
export at a Bulk Supply Point, the DNO shall inform the TSO as soon as reasonably
practicable and shall provide, on request, all the information which the TSO may
reasonably require.
PC.C2.2 Where the compliance of the Transmission System with the Transmission and
Distribution System Security and Planning Standards is planned to be achieved by
temporarily reconfiguring the Distribution System, for example by transferring
Load between Bulk Supply Points, whether manually or automatically, the DNO
shall inform the TSO of such plans and provide all the information relating to such
plans which the TSO may reasonably require.
PC.C3 BULK SUPPLY POINT DEMAND DATA
PC.C3.1 Introduction
The DNO shall provide the TSO with Demand data, both historic and forecast, as
specified in this PC.C3.
PC.C3.2 Historic Bulk Supply Point Demand Data
PC.C3.2.1 The DNO shall inform the TSO by the end of April each year of the typical levels of
reduction in Demand at each Bulk Supply Point between 16.00 hours and 19.00
hours each day during the most recent period of 1 November to 28 February due to
customers connected to the Distribution System running their Generating Units to
reduce their individual Demands. The value of the reduction in Demand shall be
expressed in MW.
PC.C3.2.2 The DNO shall inform the TSO by the end of April 2010 of the maximum and
minimum imports from the Transmission System at each Bulk Supply Point during
the 12 month period up to the end of February 2010. The maximum and minimum
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values shall be expressed in MVA and shall be the average imports within the half-
hours in which the maximum and minimum occur at each Connection Point.
PC.C3.2.3 Commencing in 2011 the DNO shall inform the TSO by the end of April in each year
of the magnitude of the maximum and minimum levels of Active Power and
Reactive Power imported from the Transmission System and the magnitude of the
maximum and minimum levels of Active Power and Reactive Power exported to the
Transmission System at each Bulk Supply Point during the 12 month period up to
the end of the previous February. The import and export values shall be expressed in
MW and MVAr and shall be the average within the half-hours in which the
maximum and minimum occur at each Connection Point.
PC.C3.2.4 Where any of the import or export values provided pursuant to PC.C3.2.2 or
PC.C3.2.3 vary by more than 10% when compared to the corresponding value
provided by the DNO in its previous 12 month submission, the DNO shall provide,
on request, all the information relating to the variation which the TSO may
reasonably require.
PC.C3.2.5 From January 2011 the DNO shall make available to the TSO half-hourly Active and
Reactive Power flows at each Bulk Supply Point in a form and within a timescale
agreed between the DNO and the TSO.
PC.C3.3 Forecasted Bulk Supply Point Demand Data
PC.C3.3.1 The DNO shall provide to the TSO by the end of June forecasts of maximum and
minimum Demand at each Bulk Supply Point for the current and the seven
succeeding financial years expressed in MVA.
PC.C3.3.2 Commencing in 2011 the DNO shall provide to the TSO by the end of June in each
year forecasts of seasonal maximum and minimum Demand (Active Power and
Reactive Power) at each Bulk Supply Point for the current and the seven succeeding
financial years, expressed in MW and MVAr. The seasons to be considered are:
(a) Winter (December to February inclusive);
(b) Autumn (September to November inclusive); and
(c) Summer (May to August inclusive).
PC.C3.3.3 The forecasts provided pursuant to PC.C3.3.1 and PC.C3.3.2 shall be provided for
both the maximum Demand on the NI System and the maximum Demand at the
relevant Bulk Supply Point.
PC.C3.3.4 In preparing the forecasts provided pursuant to PC.C3.3.1 and PC.C3.3.2 the DNO
shall assume that:
(a) the Demand at the Bulk Supply Point is not reduced by the output from
PPMs connected to the Distribution System at 33kV; and
(b) customers connected to the Distribution System do not run their Generating
Units between 16.00 hours and 19.00 hours in the period 1 November to 28
February to reduce their individual Demands.
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PC.C3.3.5 The DNO shall provide to the TSO along with the Bulk Supply Point Demand
forecasts provided pursuant to this PC.C3 a description of the Bulk Supply Point
Demand forecasting techniques used.
PC.C3.3.6 The DNO shall provide to the TSO all the information in the possession of the DNO
which the TSO may reasonably require relating to any step-change in Load growth,
whether permanent or temporary, at a Bulk Supply Point which the DNO anticipates
may occur in the forthcoming financial year and which, if it occurs, may materially
affect the Demand at the relevant Bulk Supply Point.
PC.C4 DEMAND CONNECTED TO THE DISTRIBUTION SYSTEM
The DNO will inform the TSO of the type and electrical loading of any equipment
connected, or to be connected, to the Distribution System where the DNO believes
there may be a material effect on the Transmission System with respect to the
Transmission and Distribution System Security and Planning Standards. The DNO
shall also inform the TSO of any measures taken, or to be taken, to address the
material effect.
PC.C5 FLUCTUATING LOADS > 5 MVA
Where the DNO believes that fluctuating Loads over 5 MVA on the Distribution
System may have a material effect on the Transmission System with respect to the
Transmission and Distribution System Security and Planning Standards, it shall
provide the TSO with the following information for each individual Demand site:
(a) Details of the cyclic variation of Demand (Active Power and Reactive
Power).
(b) The rates of change of Demand (Active Power and Reactive Power) both
increasing and decreasing.
(c) The shortest repetitive time interval between fluctuations in Demand (Active
Power and Reactive Power).
(d) The magnitude of the largest step changes in Demand (Active Power and
Reactive Power), both increasing and decreasing.
(e) Maximum energy demanded per half hour by the fluctuating load cycle.
(f) Steady state residual Demand (Active Power) occurring between Demand
fluctuations.
PC.C.6 ABNORMAL LOADS
Where the DNO believes that there may be a material effect on the Transmission
System with respect to the Transmission and Distribution System Security and
Planning Standards, it shall provide the TSO with details in respect of individual
Demand sites which have characteristics differing from the normal typical range of
Loads in the domestic, commercial or industrial fields. In particular, details on arc
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furnaces, rolling mills, traction installations etc. which are liable to cause flicker
problems.
PC.C7 ADDITIONAL / ALTERNATIVE DATA
Notwithstanding the planning data set out in this Appendix, the TSO may reasonably
require additional data from the DNO to represent correctly the performance of Plant
and Apparatus on the Distribution System where the present data submissions
would, in the TSO's reasonable opinion, prove insufficient for the purpose of
producing meaningful system studies.
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APPENDIX D
Modelling Requirements for Users
PC.D1 INTRODUCTION
PC.D1.1 This Appendix specifies the modelling data to be submitted to the TSO by Users
connected to or applying for a new or modified connection to the Transmission System
or Distribution System pursuant to PC6.3.2.
PC.D2 MODELLING REQUIREMENTS FOR USERS
PC.D2.1 Scope
This Appendix applies to Users which, in this Appendix means:-
(a) Generators with respect to Generating Units connected to or seeking a new or

modified connection to the Transmission System;
(b) Generator with respect to CDGU’s and Controllable PPMs connected to or

seeking a new or modified connection to the Distribution System,
(c) Large Demand Customers; and
(d) Interconnector Owners.
PC.D2.2 General
All Users shall provide the TSO with suitable and accurate Models in order for the TSO
to assess the impact of the connection on the transient performance, security and stability
of the System.
The Models submitted by the User shall be representative of the Users Plant and
Apparatus at the Connection Point. All Models must take into account all
communication, controller and processing delays of the Users Plant and Apparatus. If
all Generating Units contained within the Users Plant and Apparatus are not identical,
the Model shall account for this by accurately representing the overall performance of the
Users Plant and Apparatus at the Connection Point.
PC.D3 MODEL CAPABILITIES
All Users shall provide Models which are representative of the Users Plant and
Apparatus at the Connection Point. The Models shall represent the Users Plant and
Apparatus in balanced, root mean-square, positive phase-sequence, time domain studies
and three phase electromagnetic transient and harmonic studies.
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The balanced, root mean-square positive sequence time-domain Model shall be able to
calculate how quantities, including but not limited to; Active Power and Reactive Power
of the Users Plant and Apparatus vary due to changes in Frequency and voltage at the
Connection Point. The Model shall include all electrical and mechanical phenomena
that impact on the Active Power and/or Reactive Power of the Users Plant and
Apparatus for sub-transient, transient and synchronous dynamics up to and including
Primary Operating Reserve and Secondary Operating Reserve timeframes or when
post-event steady state conditions have been achieved.
The three-phase electromagnetic transient Model shall include all material aspects of the
Users Plant and Apparatus that affect the symmetrical and asymmetrical voltage and
current outputs from the Users Plant and Apparatus. The Model shall represent
phenomena that materially affect the voltage and Frequency on the System over
timeframes of sub-cycle up to 50 cycles including, but not limited to, switching electronic
devices, transformer saturation and equipment energisation.
○
PC.D3.1 Models provided by the Generator shall contain but not be limited to the following sub-
models,:
 alternator and prime mover,
 speed and power control,
 voltage control, including if applicable, power system stabiliser (PSS) function

and excitation control system,
 Generating Unit protection models, as agreed between the TSO and the
Generator, and
 converter models for PPMs,
 an estimate of the minimum and maximum short circuit contribution at the

Connection Point, expressed in MVA, as an equivalent network.
PC.D4 MODEL DOCUMENTATION AND SOURCE CODE
Users shall provide the TSO with an appropriate balanced, root mean-squared positive-
phase sequence time domain Model and a three-phase electromagnetic transient Model
in accordance with this Grid Code. The TSO requires that sufficient information be
provided by the User to allow for Models to be redeveloped in the event of future
software environment changes or version updates. All Models shall be accompanied
with appropriate documentation with sufficient detail as specified and deemed complete
by the TSO (such agreement not to be unreasonably withheld or delayed). The User
shall provide information including, but not limited to, a full description of the Model
structure, inputs/outputs and functionality, Laplace diagrams or other suitably
understandable information. The User shall provide a description of the controller’s
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functionality of all levels of control on the Users Plant and Apparatus, along with
manufacturer details, version and operation manual. The User may also choose to
provide the TSO with Model source code. The Models shall be provided in a software
format as specified by the TSO. Alternatively, the User may provide an unambiguous
reference to a standard open-source Model, such as a standard IEEE Model, or to a
Model previously submitted to the TSO provided this Model accurately reflects the
Users Plant and Apparatus at the Connection Point.
The TSO may, when necessary to ensure the proper operation of its complete system
representation or to facilitate its understanding of the results of a dynamic simulation,
request additional information concerning the Model, which may include Model
documentation or source code of one or more routines in the Model. The User shall
comply with such request without undue delay.
PC.D5 CONFIDENTIALITY
The Models, supporting documentation and associated data are provided to the TSO in
order to carry out its duties to meet its Licence and Grid Code obligations. In that
regard, the TSO is entitled to share the Models, supporting documentation and associated
data with third parties, including but not limited to the Other TSO and DNO to perform
co-ordinated operational and/or planning studies. Where such data is shared with third
parties working for/with the TSO, this data will be shared and protected under the
confidentiality conditions of the Licence.
It is the responsibility of the User to provide the Models, supporting documentation and
associated data to the TSO. Where it is not possible for the User to provide the Models,
supporting documentation and associated data to the TSO, the TSO will accept the
Models, supporting documentation and associated data from a third party manufacturer.
The TSO will only accept this information from a third party manufacturer provided the
third party manufacturer agrees to enter into the TSOs standard confidentiality agreement
for Users. In the event the third party manufacturer is unable to enter into the TSOs
standard confidentiality agreement, the User shall be responsible for the provision of the
Models, supporting documentation and associated data to the TSO.
PC.D6 PROVISION OF INFORMATION
At all times the TSO shall be in possession of an up to date full and accurate parameter
listing of the Users Plant and Apparatus. This parameter listing must include all
operational control functionality, including Frequency, voltage and all the Users Plant
and Apparatus parameters relating to the control and operation of the Users Plant and
Apparatus.
The User shall provide the Models, supporting documentation and associated data as
Standard Planning Data in accordance with PC.A2.1.4 and PC.B2.1.3 and in any case
must be submitted at least six months prior to energisation of the Users Plant and
Apparatus.
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PC.D7 VALIDATION
The Models provided to the TSO must be validated. The TSO must be satisfied that
behaviour shown by the Model under simulation conditions is representative of the Users
Plant and Apparatus under equivalent conditions.
Prior to energisation of the Users Plant and Apparatus, and where appropriate, the User
shall provide type test results to show that the responses shown by the Models are
representative of the Users Plant and Apparatus under laboratory test conditions.
Post Commissioning/Acceptance Testing the User shall complete dynamic simulations

using the Models such that responses shown by the Models can be compared against
measurements from Commissioning/Acceptance Testing to ensure the Model responses
are representative of the Users Plant and Apparatus. Tests may include but are not
limited to steady state reactive capability, Voltage control & Reactive Power stability,
low Voltage ride through, high Voltage ride through, low Frequency response and high
Frequency response. If these tests show the Models are not representative of the Users
Plant and Apparatus, the User shall provide updated Models, supporting documentation
and associated data to ensure the responses shown by the Models is representative of the
responses shown by Users Plant and Apparatus during Commissioning/Acceptance
Testing.
Through Monitoring, the TSO shall ensure that Models submitted by the User remain
representative of the Users Plant and Apparatus throughout the operational lifetime of
the Users Plant and Apparatus.
In the event the TSO identifies that the response of the Models are not representative of
the Users Plant and Apparatus, the TSO shall notify the User. The User shall provide
the revised Models, supporting documentation and associated data whose response is
representative of the Users Plant and Apparatus as soon as reasonably practicable, but
in any case no longer than 30 Business Days after notification of the noncompliance by
the TSO, or as otherwise agreed with the TSO.
In the event of the User modifying hardware/software which affects the control and/or
operation of the Users Plant and Apparatus, the User shall provide the TSO with
updated Models, supporting documentation and associated data to enable the TSO to
assess the impact of the modification of the Users Plant and Apparatus on the System.
The User shall not implement any hardware/software modifications to the Users Plant
and Apparatus without prior agreement with the TSO.
PC.D8 SOFTWARE ENVIRONMENT
The User must provide Models in software packages as specified by the TSO. The TSO
shall inform the User of the required software version, computer platform, compiler
version and model usability guidelines etc. upon request and shall be published on the
TSO website. The TSO may, from time to time, request the User to provide updated
Models which are compatible with changes in the TSO’s computing environment,
namely software version and/or compiler version. The User shall ensure such updated
Models are provided without undue delay and in any case in a timeframe agreed between
the User and the TSO. The User shall provide Models in the software formats as
defined by the TSO. Changes in the software format requirements for Models shall be
subject to the Grid Code amendments process defined in GC.6.5 and the TSO Licence.
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All Models, irrespective of software format, shall be accompanied by a sample case such
that the Model can be tested before being integrated into the System model in the
respective software environment. The sample case should include the Users Plant and
Apparatus up to the Connection Point connected via a suitable impedance to an infinite
bus.
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APPENDIX E
CCGT INSTALLATION MATRIX EXAMPLE FORM
CCGT INSTALLATION CCGT MODULES

AVAILABLE
1st 2nd 1st
GT GT ST
UNIT MW CAPACITY
MW OUTPUT 165 165 170
68 MW to 165 MW
166 MW to 250 MW
251 MW to 500 MW
Please insert MW ranges and tick the boxes to indicate which units are synchronised to deliver each
MW range, as shown in the example above.
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CONNECTION CONDITIONS
CC1 INTRODUCTION
CC1.1 (a) The Connection Conditions specify the technical, design and certain operational
criteria which must be complied with by Users whose Plant and Apparatus is
connected to, or who are seeking a connection to, the Transmission System and
by Generators with respect to CDGUs and Controllable PPMs connected to or
seeking a connection to the Distribution System.
(b) They also set out the procedures by which the Transmission System Operator
(TSO) shall seek to ensure compliance with these criteria as a pre requisite to
granting approval for the connection of a User’s Plant and Apparatus to the
Transmission System, or to decide whether or not to prevent a User’s connection
to the Distribution System.
(c) Users are defined for the purpose of these Connection Conditions in CC3.
CC1.2 (a) Procedures by which the TSO and Users connected or seeking a connection
to the Transmission System may conclude a Connection Agreement are
reflected in the Planning Code. Each Connection Agreement shall require
Users to comply with the terms of the Grid Code and the TSO will not grant
approval to connect the User's installation to the Transmission System
unless and until it is satisfied that the criteria laid down by the Connection
Conditions have, subject to any derogations issued by the Authority, been
met. The TSO’s grant of approval to connect a User’s installation to the
Transmission System shall also be subject to the provisions of paragraph 6
of Condition 25 of the TSO Licence as amended from time to time.
(b) With respect to Generators connected to, or seeking a connection to, the
Distribution System, the Transmission Use of System Agreement or Grid
Code Compliance Agreement as the case may be shall require Users to
comply with the terms of the Connection Conditions and the TSO may
prevent the connection of a User’s installation to the Distribution System
unless and until it is satisfied that the relevant criteria laid down by the
Connection Conditions have, subject to any derogations issued by the
Authority, been met.
CC1.3 The provisions of the Connection Conditions shall apply to all connections to the
Transmission System:
(a) existing at 31 March 1992; and
(b) established or modified thereafter.
CC1.4 The Connection Conditions are structured such that certain provisions are dealt with
in the Schedules to these Connection Conditions, with separate schedules for different
types of Plant.
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CC1.5 As explained in the Glossary and Definitions section, references to the term “User
System” shall be read as referring to the Distribution System with respect to provisions
applicable to the DNO.
CC2 OBJECTIVES
CC2.1 The Connection Conditions are designed to ensure that:
(a) no new or modified connection will impose unacceptable effects on the

Transmission System, on any User System or on the Other Transmission
System nor will it be subject itself to unacceptable effects by its connection to the
(b) the basic rules for connection treat all Users of an equivalent category in a non-
discriminatory fashion, in accordance with the TSO’s statutory and Licence
obligations; and
(c) to enable the TSO to comply with its Licence and statutory obligations.
CC3 SCOPE
CC3.1 The Connection Conditions apply to the TSO and to Users which, in the Connection
Conditions, means:
(a) Generators with respect to Generating Units connected to or seeking a

connection to the Transmission System and with respect to CDGUs and
Controllable PPMs connected to or seeking a connection to the Distribution
System;
(b) Large Demand Customers;
(c) Interconnector Owners;
(d) Aggregators;
(e) the DNO; and
(f) the TO in relation to CC10.1.3, CC10.2.2 and CC10.3.
CC3.2 The only provisions relevant to Generators connected to the Distribution System in
the CCs are CC11, Part II of Schedules 1 and 2 and Appendix 3.
CC3.3 Persons other than the DNO whose prospective activities would place them in any of the
above categories of User will, either pursuant to a Licence or as a result of the
application procedures for a Connection Agreement or Transmission Use of System
Agreement or pursuant to a Grid Code Compliance Agreement, become bound by
the CC prior to their generating or consuming, as the case may be, and references to the
various categories (or to the general category) of User should, therefore, be taken as
referring to them in that prospective role as well as to Users actually connected.
CC4 CONNECTION PRINCIPLES
CC4.1 The design of connections between the Transmission System and Users' Systems
shall be in accordance with the Licence Standards.
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CC4.2 The TSO will determine the point, including the voltage, at which each User other than
the DNO may be connected to the Transmission System.
CC4.3 The User's Plant and Apparatus shall comply with the principles outlined in
Regulation 28 of the Electricity Supply Regulations (N.I.) 1991 and Regulations 4-12
and 15 of the Electricity at Work Regulations (N.I.) 1991 or any amendments to or re-
statements of those provisions.
CC5 SUPPLY STANDARDS
CC5.1 The Frequency of the NI System, and the voltage and harmonic design criteria of the
Transmission System are set out in CC5.3 to CC5.5.
CC5.2 Each User shall ensure that its Plant and Apparatus at Connection Points is capable
of operating under any variation in the System Frequency and voltage as set out in
CC5.3 to CC5.5.
CC5.3 Frequency Variations
CC5.3.1 The Frequency of the NI System shall be nominally 50 Hz and shall normally be
controlled within the limits of 49.5 Hz to 50.5 Hz and in accordance with the Electricity
Supply Regulations (N.I.) 1991.
CC5.3.2 In exceptional circumstances, System Frequency could rise to 52 Hz or fall to 47 Hz

but sustained operation outside the range specified in the Electricity Supply
Regulations (N.I.) 1991 (as amended, updated or superseded) is not envisaged. Users
should take these factors into account in the design of Plant and Apparatus.
○
CC5.3.3 In exceptional circumstances, System Frequency could vary causing a considerable
Rate of Change of Frequency. Under such conditions, Users must ensure that their
Plant and Apparatus remains synchronised to the NI System for a Rate of
Change of Frequency up to and including 1 Hz per second as measured over a
rolling 500 milliseconds period within the frequency range mentioned in CC5.3.2.
For the avoidance of doubt, this requirement relates to the capabilities of
Generating Units only and does not impose the need for Rate of Change of
Frequency protection nor does it impose a specific setting for anti-islanding or loss-
of-mains protection relays. Voltage dips may cause localised Rate of Change of
Frequency values in excess of 1 Hz per second for short periods, and in these cases,
the relevant condition for each type of generation contained in the schedule of these
Connection Conditions supersedes this CC5.3.3 (the relevant conditions being:
CC.S1.1.5.6 for any User other than a PPM connected to the Transmission System;
CC.S2.1.4 or a PPM connected to the Transmission System; CC.S2.2.3.4 for a
PPM connected to the Distribution System and CC.S1.2.4.4 for any User other
than a PPM connected to the Distribution System.)
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CC5.4 Voltage Variations
CC5.4.1 The voltage variation on the Transmission System shall comply with the Electricity
Supply Regulations (N.I.) 1991 (as amended, updated or superseded), that is, will
normally remain within the limits ± 10% of the nominal value or as otherwise agreed.
CC5.4.2 The design criteria in respect of voltage fluctuations and unbalance shall be in
accordance with the Licence Standards.
CC5.4.3 Under fault and circuit switching conditions the rated Frequency component of voltage
may fall or rise transiently. The fall and rise in voltage will be affected by the method
of Earthing of the respective system voltage neutral point.
CC5.4.4 Each connection to the Transmission System must not adversely affect the method of
voltage control employed by the TSO. Information on the voltage regulation and
control arrangements will be made available by the TSO on request by the User.
CC5.5 Harmonic Content
The design criteria in respect of harmonic distortion shall be in accordance with the
Licence Standards.
CC5.6 Phase Unbalance
The design criteria in respect of phase unbalance shall be in accordance with the
Licence Standards.
CC6 TECHNICAL CRITERIA:
CC6.1 Plant and Apparatus at the Connection Point
At the Connection Point, all Users' Plant and Apparatus shall meet the following
technical design and operational criteria. Detailed information relating to a particular
connection will, where indicated below, be made available by the TSO on request by
the User.
CC6.2 Plant and Apparatus
CC6.2.1 (a) The TSO shall ensure in respect of the TO’s equipment, and Users shall ensure in
respect of their own equipment, that subject as provided in (b) below, the
principles of design, manufacture, installation and testing of overhead lines,
underground cables and other Plant and Apparatus designed after 31 March 1992
shall conform to (and such equipment shall comply with) all applicable statutory
obligations and the applicable requirements of the following standards, each as
current at the date of design of such Plant and Apparatus, which shall apply (to
the extent of any inconsistency) in the following order of precedence:
(i) relevant European Technical and Quality Assurance Standards or European

Specification;
(ii) relevant IEC Publications or other international standards; and

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26 June 2019
(iii) relevant British Standards or other equivalent national standard.
(b) In the case of Plant or Apparatus:
(i) designed prior to 31 March 1992 and in use or awaiting re-use at such date
(or about to be used at such date); and
(ii) designed after 31 March 1992 and subsequently re-used;
the applicable standards under (a) above shall be those which were current at the
date when the Plant or Apparatus was originally designed, provided that the
TSO reasonably considers the Plant and/or Apparatus to be fit for its purpose
having full regard to the respective obligations of the TSO and the relevant User,
and otherwise shall be those current at the date of re-use.
CC6.2.2 The short circuit rating and insulation level of a User’s Plant and Apparatus at the
relevant Connection Point shall not be less than that specified in the relevant
CC6.2.3 The TSO shall ensure in respect of the TO’s Plant and Apparatus at the Connection
Point and a User shall ensure in respect of its Plant and Apparatus at the Connection
Point that the specifications shall be such as to permit operation within the applicable
Local Safety Instructions.
CC6.3 Metering
CC6.3.1 The requirements to be met by each User in respect of metering equipment are set out
in the Metering Code and, with respect to Generators whose CDGUs or Controllable
PPMs are connected to the Distribution System, the Distribution Code Metering
Code.
CC6.4 Protection
CC6.4.1 All User Systems and the Transmission System must incorporate Protection in
accordance with the requirements of the Electricity Supply Regulations (N.I.) 1991 as
amended or re-stated.
CC6.4.2 The basic requirement in all cases is that Users’ arrangements for Protection at the
Connection Point, including types of equipment and Protection settings must be
compatible with standard practices on the Transmission System from time to time,
whilst maintaining necessary discrimination and coordination. Relevant details of the
application of these requirements to a particular connection will be made available to
the User upon request pursuant to CC6.1.
In particular:
(a) maximum fault clearance times (from fault inception to arc extinction) must be
within the limits established by the TSO in accordance with the Protection and
equipment short circuit rating policy adopted by the TSO from time to time for
the Transmission System;
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26 June 2019
(b) auto reclosing or sequential switching features may need to be used on the
Transmission System. If needed to be used on the Transmission System, the
TSO will on request provide details of the auto-reclose or sequential switching
features.
CC6.4.3 With respect to Users other than the DNO, during the course of an application for a
Connection Agreement the TSO shall specify the Protection standards applicable to
the Transmission System and agree with the User (or, in the event that agreement
cannot be reached, the TSO will determine acting reasonably) any conditions for
compatibility with the TO Protection arrangements which shall be complied with by
the User.
In particular:
(a) in order to ensure satisfactory operation of the TO System, Protection systems,

operating times, discrimination and sensitivity at the Connection Point shall be
agreed between the TSO and the User (or, in the event that agreement cannot be
reached, shall be determined by the TSO) and may be reviewed from time to time
by the TSO. If, as a consequence of such review, the TSO identifies a
requirement for some variation to such Protection arrangements, the relevant
provisions of the Connection Agreement shall apply;
(b) in order to cover a circuit breaker or equipment having a similar function failing to
operate correctly to interrupt fault current on a High Voltage System, back-up
Protection by operation of other circuit breakers or equipment having a similar
function must normally be provided by the User. The TSO will inform the User
if it is not required. If the back-up circuit breaker is owned by the TO, it may be
equipped with Protection that is limited to that required to provide excess Energy
Protection to the Transmission System; and
(c) unless the TSO specifies otherwise, it is not acceptable for Users to limit the fault
current infeed to the Transmission System by the use of Protection and
associated equipment if the failure of the Protection and associated equipment to
operate as intended in the occurrence of a fault could cause equipment owned by
the TO to operate outside its short-circuit rating.
Certain provisions on working on certain Protection equipment are included in CC9.
○
CC6.4.4 Generating Units shall fulfil the following protection system management
requirements:
(a) with regard to control schemes and settings:
(i) the schemes and settings of the different control devices of the
Generating Unit that are necessary for transmission system stability and
for taking emergency action shall be coordinated and agreed between the
TSO, DNO and Generator;
(ii) any changes to the schemes and settings, mentioned in (i), of the different
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26 June 2019
control devices of the Generating Unit shall be coordinated and agreed
between the TSO, DNO and Generator, in particular if they apply in the
circumstances referred to in point (i);
(b) with regard to electrical protection schemes and settings:
(i) the TSO shall specify the schemes and settings necessary to protect the
network, taking into account the characteristics of the Generating Unit.
The protection schemes for the Generating Unit and the network as well
as the settings relevant to the Generating Unit shall coordinated and
agreed between the TSO and the Generator. The protection schemes and
settings for internal electrical faults must not jeopardise the performance
of a Generating Unit, in line with the requirements set out in this
CC6.4.4;
(ii) electrical protection of the Generating Unit shall take precedence over
operational controls, taking into account the security of the system and
health and safety of staff and of the public, as well as mitigating any
damage to the Generating Unit;
(iii) protection schemes may cover the following aspects;
 external and internal short circuit,
 asymmetric load (negative phase sequence),
 stator and rotor overload,
 over/underexcitation,
 over/undervoltage at the connection point,
 over/undervoltage at the terminals,
 inter-area oscillations,
 inrush current,
 asynchronous operation (pole slip),
 protection against inadmissible shaft torsions (for example,

subsynchronous resonance),
 Generating Unit line protection,
 unit transformer protection,
 back-up against protection and switchgear malfunction,
 circuit breaker fail,
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26 June 2019
 overfluxing,
 inverse power,
 rate of change of frequency, and
 neutral voltage displacement.
(iv) changes to the protection schemes needed for the Generating Unit and
the network and to the setting relevant to the Generating Unit shall be
agreed between the TSO and the Generator, and agreement shall be
reached before any changes are made;
(c) the Generator shall organise its protection and control devices in accordance
with the following priority ranking (from highest to lowest):
(i) network and Generating Unit protection;
(ii) synthetic inertia, if applicable;
(iii) frequency control (active power adjustment);
(iv) power restriction; and
(v) power gradient constraint;
(d) with regard to information exchange:
(i) Generating Units shall be capable of exchanging information with the

TSO in real time or periodically with time stamping, as specified by the
TSO;
(ii) the TSO shall specify the content of information exchanges including a
precise list of data to be provided by the Generator.
○
CC6.4.5 With regard to loss of angular stability or loss of control, a Generating Unit shall be
capable of disconnecting automatically from the network in order to help preserve
system security or to prevent damage to the Gnerating Unit. The Generator and the
DNO in coordination with the TSO shall agree on the criteria for detecting loss of
angular stability or loss of control
○
CC6.4.6 With regard to the installation of devices for system operation and devices for system
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26 June 2019
security, if the TSO considers that it is necessary to install additional devices at the
Generators Generating Plant in order to preserve or restore system operation or
security, the TSO and the Generator shall investigate the matter and agree on an
appropriate solution.
○
CC6.4.7 Earthing arrangement of the neutral-point at the network side step-up transformers
shall comply with the specifications of the TSO.
CC6.5 Intertripping
In all circumstances where the Isolation of faults or System abnormalities is dependent

upon the operation of both the TO’s and the User's circuit breakers, Intertripping
facilities shall be provided. These Intertripping facilities shall be in accordance with
the requirements of the relevant Connection Agreement.
CC6.6 Automatic Reclosure
With respect to Users other than the DNO, where automatic reclosure of the TO circuit
breakers is required following faults on the User's System, automatic switching
equipment shall be provided in accordance with the requirements of the relevant
CC6.7 Voltage Fluctuations and Unbalance and Harmonic Distortion
With respect to Users other than the DNO, the design criteria to be applied to Users’
Loads connected to the Transmission System to limit voltage fluctuations and
unbalance and harmonic distortion will be notified to the User in the course of an
application for connection to the Transmission System and will be in accordance with
the Licence Standards. In the event that a User causes any such limits to be breached,
the TSO shall be entitled to require the User to take such steps as the TSO reasonably
considers to be necessary in order to prevent such breach from continuing and the User
shall comply with the TSO’s instructions without delay.
CC6.8 Neutral Earthing
CC6.8.1 The specification of a User's Apparatus shall meet the voltages which will be imposed
on the Apparatus as a result of the method of Earthing of the Transmission System
as specified in the relevant Connection Agreement.
CC6.8.2 The higher voltage windings of each transformer of a User connected to the
Transmission System shall be star connected with the star point earthed. If the earth
electrode system to which the User's star point is earthed is not independent from the
earth electrode system of any Substation owned by the TO, it shall be connected to the
earth electrode system of that Substation.
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26 June 2019
CC6.8.3 The Earthing of a User's Apparatus at the Connection Point must be in accordance
with current TO practice which will be notified to the User, initially, during the course
of an application for connection to the Transmission System. In the event that the TO
wishes to change its current practice, the TSO will notify the User as soon as
reasonably practicable in advance of the change and any modifications which such
change will require to be undertaken on the User's System will be implemented in
accordance with the modifications procedure set down in the User's Connection
Agreement (for Users other than the DNO), if it is applicable.
CC6.8.4 Users shall take all reasonable precautions in relation to a particular Connection Point
to limit the occurrence and effects of circulatory currents in respect of neutral points of
any interconnected system (e.g. where there is more than one source of Energy).
CC6.9 Automatic Load Shedding Devices
CC6.9.1 A User (other than the DNO) connected to the Transmission System may be required
by the Connection Agreement to be subject to arrangements for Automatic Load
Shedding at selected Connection Points. One of the purposes of these facilities is to
improve the overall security of supply by providing some measure of Demand relief to
assist in preventing NI System collapse under emergency conditions involving low
System Frequency. OC4 contains a section dealing with Automatic Load Shedding.
The setting levels and demand block sizes for the relevant supply points shall be
determined by the TSO and specified in the relevant Connection Agreement.
Technical requirements relating to Low Frequency Relays are given in Appendix 3.
CC6.9.2 The DNO may be required to be subject to arrangements for Automatic Load
Shedding at selected Bulk Supply Points. One of the purposes of these facilities is to
improve the overall security of supply by providing some measure of Demand relief to
assist in preventing NI System collapse under emergency conditions involving low
System Frequency. OC4 contains a section dealing with Automatic Load Shedding.
The setting levels and demand block sizes for the relevant supply points shall be
determined by the TSO and specified in the relevant Connection Agreement.
Technical requirements relating to Low Frequency Relays are given in Appendix 3.
CC6.10 Superimposed Signals
Where a User proposes to use mains borne signalling equipment to superimpose signals
on the Transmission System, the prior written agreement of the TSO is required
(which agreement will not be unreasonably withheld).
Technical Criteria for PPMs and Generating Units other than those comprised within
PPMs
CC7.1 The Schedules to these Connection Conditions contain certain technical requirements
for Users, divided into type of Plant or User connection. Schedule 1 sets out technical
criteria that Generators must comply with in respect of their CCGT Modules, Steam
Turbine Units and Gas Turbine Units. Schedule 2 sets out technical criteria that
Generators must comply with in respect of their PPMs.
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26 June 2019
CC7.2 The detail of such technical criteria for WFPSs and PPMs is in some cases as specified
by the TSO from time to time in the WFPS Settings Schedule and PPM Settings
Schedule published on the SONI website (or such other place or by such other means
as may be notified to the Generator from time to time), for the reasons set out in the
introduction to the WFPS Settings Schedule and PPM Settings Schedule. The
version of the WFPS Settings Schedule and PPM Settings Schedule at any time
current is therefore deemed to form part of the Grid Code. Changes to the WFPS
Settings Schedule and PPM Settings Schedule shall be the subject of consultation
undertaken by the TSO except to the extent that those changes do not alter the setting
for a technical criterion specified in the WFPS Settings Schedule and PPM Settings
Schedule so that it ceases to be within the range prescribed for that criterion in the
Grid Code Connection Conditions.
CC7.3 The Grid Code and the WFPS Settings Schedule and PPM Settings Schedule set out
technical criteria in relation to communications, control and telemetry that Generators
must comply with in respect of their WFPSs.
This CC8 shall not apply to the DNO with the exception CC8.8. As explained in
CC11.1.1, references to the Connection Agreement in CC8 shall be read as references
to a Transmission Use of System Agreement or a Grid Code Compliance
Agreement where relevant.
CC8.1 Communications Equipment
Where required by the TSO in order to ensure control of the NI System,

communications between Users and the TSO shall be established in accordance with
the relevant Connection Agreement.
CC8.2 Primary Speech Facility
CC8.2.1 Equipment shall be provided for connection to the Corporate Control Telephone
Network notified by the TSO by means of which routine and emergency control
telephone calls may be established between each User and the TSO. Provision of this
equipment shall be in accordance with the relevant Connection Agreement.
CC8.2.2 Connection to the Corporate Telephone Network notified by the TSO and any circuit or
circuits required to connect the User with the point of connection shall be provided in
accordance with the relevant Connection Agreement.
CC8.2.3 The User shall furnish the TSO with all relevant information associated with its
connection to the Corporate Telephone Network notified by the TSO to enable the
TSO to meet its obligations under the "Temporary Licence For The Electricity
Association Member Companies To Run Certain Telecommunications Systems", issued
by the Department of Trade and Industry and/or any other applicable requirements.
CC8.2.4 All equipment the TSO requires to be connected to the Corporate Control Telephone
Network notified by the TSO shall be provided and maintained by the TSO at its own
cost.
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26 June 2019
CC8.2.5 All equipment connected to the Corporate Telephone Network notified by the TSO
shall be maintained by a Registered Maintainer as defined by Statutory Regulations
administered by the British Standards Institute on behalf of the DTI.
CC8.3 Facsimile Machine
Each Generator with a CDGU or a CCGT Installation shall provide and maintain in
full working order a facsimile machine at each Power Station Control Centre and each
will notify the TSO of the telephone number. The TSO shall provide and maintain in
full working order a facsimile machine at Castlereagh House Grid Control Centre and
will notify each Generator of the number.
CC8.4 Telemetry
(a) In addition to the requirements of the MC, each User shall provide such voltage,
current, Frequency, Active and Reactive Power measurements and status points
and alarms and controls at the TSO telemetry outstation interface (if any) as
required and specified by the TSO in the relevant Connection Agreement. The
TSO shall provide, install and maintain the telemetry outstation. Each User shall
be responsible for providing a secure AC power supply to the telemetry outstation.
(b) If it is agreed between the TSO and a User that the TSO will telecontrol the
User's switchgear on the User Site, the TSO shall install the necessary telecontrol
facilities. It shall be the responsibility of the User to provide the necessary control
interface for the switchgear of the User which is to be controlled.
CC8.5 Control Facility
CC8.5.1 The User’s contact locations and personnel shall be notified by the User to the TSO
prior to connection and thereafter updated as appropriate.
CC.8.5.2 A User in relation to a CDGU, a Demand Side Unit, Aggregated Generating Units
and/or an Interconnector is required to provide a continually manned Control
Facility. For the avoidance of doubt, the Control Facility for Aggregated
Generating Units and Aggregated Demand Sites is to be provided by the relevant
Aggregator.
CC.8.5.3 The Control Facility shall be staffed by a Responsible Operator(s) who shall
respond to communications from the TSO without undue delay (except where
otherwise provided for by agreement between the User and the TSO, such agreement
not to be unreasonably withheld) and are of suitable experience and training and are
authorised to perform the following functions:
(a) to accept and execute Dispatch Instructions;
(b) to receive and acknowledge receipt of requests, for amongst other matters,
operation outside the Declared values of Availability, System Support
Service capability, or operation of the CDGU, Demand Side Unit,
Aggregated Generating Units and/or Interconnector during System
Emergency Conditions.
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26 June 2019
CC.8.5.4 At any point in time, a single person shall be designated by the User and notified to
the TSO as the Responsible Manager. The Responsible Manager shall be
responsible for dealing with the TSO on matters relating to the Grid Code. In the
event that the Responsible Manager is not a person on duty at the Control Facility,
then the Responsible Manager must be capable of being contacted from the Control
Facility at all times, and in the event that the TSO issues a request to the Control
Facility requiring the Responsible Manager to contact the TSO Control Centre,
the Responsible Manager shall comply with the request without undue delay and in
any case within 15 minutes of the request. For the avoidance of doubt, in the case of
an Interconnector, the Interconnector Owner is the Responsible Manager.
CC8.5.5 The Responsible Manager shall be authorised by the User to perform the following
functions on behalf of the CDGU, Demand Side Unit, Aggregated Generating
Units and/or Interconnector:
(a) to make Declarations for the CDGU, Demand Side Unit, Aggregated
Generating Units and/or Interconnector;
(b) to communicate with respect to issues regarding Outages of the CDGU,

Demand Side Unit, Aggregated Generating Units and/or Interconnector.
CC8.5.6 The User may, from time to time, notify a replacement contact location and personnel
which meets the foregoing requirements.
CC8.5.7 Unless otherwise agreed with the TSO, each Individual Demand Site comprising a
Demand Side Unit shall have a Responsible Operator that must be capable of being
contacted from the Control Facility of the Demand Side Unit Operator at all times
and is capable of being at the Individual Demand Site within 1 hour of request to
respond to any query or issue from the Responsible Operator at the Control Facility
of the Demand Side Unit Operator.
○
CC8.5.7 A User who is a Generator with a capacity between 5 and 10 MW and is not a CDGU
which has lost automatic control will be given notice by the TSO and must take manual
intervention to return the Generator to the required set point in a time period no
greater than 1 hour. Best endeavours shall be made to resolve the loss of automatic
remote control in as quick a timeframe as possible.
CC8.6 Electronic Interface Facilities
Users shall ensure that accommodation is provided for Electronic Interface facilities.
CC8.7 Telecontrol Connection Standards
All communication connections between each User and the TSO shall conform to:
(a) appropriate CCITT standards and other standards required by licensed public
telephone operators; and/or
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26 June 2019
(b) appropriate standards for radio systems as required by the Radio communications
Agency from time to time.
In respect of (b) above, each User shall, except to the extent that an alternative means
of communication has been agreed with the TSO in a Connection Agreement, provide
where required by the TSO facilities on which a small radio aerial can be mounted and
shall obtain where necessary any planning permissions required therefor.
CC8.8 Obligations on the DNO
CC8.8.1 When entering into a connection agreement with a User in respect of a Controllable
PPM which is or is to be connected to the Distribution System or in respect of a
Generating Unit which is to be subject to Central Dispatch and which is or is to be
connected to the Distribution System, the DNO shall install, at the time the physical
connection is established, and following a request by the TSO the relevant equipment
contained in an Event Recorder (whose data can be retrieved remotely via a
communications network for analysis), to enable the TSO to carry out its Monitoring,
Testing and Investigation rights and obligations under OC11. This paragraph shall not
apply with respect to Generating Units that form part of an Aggregated Generating
Unit.
CC8.8.2 Where the DNO is required to install the relevant equipment contained in an Event
Recorder under CC8.8.1, the DNO shall also provide the TSO with the means to
retrieve remotely the data collected by such equipment.
○
CC8.8.3 With regard to instrumentation:
(a) Generating Units shall be equipped with an Event Recorder to provide fault
recording and monitoring of dynamic system behaviour. The TSO shall have the
right to specify quality of supply parameters including harmonic recording
accuracy class to be complied within a reasonable prior notice period. The Event
Recorder shall record the following parameters:
 voltage,
 active power,
 reactive power,
frequency, and
 harmonics
(b) the settings of the Event Recorder, including triggering criteria and the sampling
rates shall be agreed between the Generator and the TSO in coordination with the
DNO,
(c) the Event Recorder shall include an oscillation trigger specified by the TSO in
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26 June 2019
coordination with the DSO, with the purpose of detecting poorly damped
oscillations,
(d) the Event Recorder shall include arrangements for the Generator and TSO to
access information. The communications protocols for recorded data shall be
agreed between the Generator and the TSO,.
(e) the facilities for the Event Recorder shall include arrangements for the
Generator, the TSO and DSO to access information. The communications
protocols for recorded data shall be agreed between the Generator, the TSO and
DSO.
CC8.8.4 Variations in System Frequency
○
CC8.8.4.1 The DNO shall provide in the Distribution Code that, apart from those circumstances
set out in CC8.8.4, all Independent Generating Plant connected to the Distribution
System with an Output of 100 kW or more shall stay connected and operate:
(a) continuously where the System Frequency varies within the range 49.5
to 52.0 Hz;
(b) for a period of up to one hour where the System Frequency varies within
the range 48.0 to 49.5 Hz; and
(c) for a period of up to 5 minutes where the System Frequency varies
within the range 47.0 to 48.0 Hz.
The DNO shall notify the TSO if an Independent Generating Plant above
100KW does not operate within the parameters set out above and, if required by
the TSO, shall use reasonable endeavours to enforce the Distribution Code
obligations on the Independent Generating Plant.
○
CC8.8.4.2 On or after 27th April 2019 the DNO shall provide in the Distribution Code that, all
Independent Generating Plant connected to the Distribution System shall stay
connected and operate in accordance with the requirements of NIE Networks
Engineering Recommendation G98/NI, Engineering Recommendation G99/NI and
the PPM Setting Schedule, each as applicable and as amended, supplemented,
varied or replaced from time to time and with all other relevant Engineering
Recommendations and relevant regulations and the particular requirements of the
DNO which will take account of the conditions prevailing on the Distribution
System at the Connection Point at the relevant time.
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26 June 2019
○
CC8.8.5 The requirements of CC8.8.4.1 do not apply where:
(a) the islanding protection has operated correctly, consistent with the
settings agreed with the DNO;
(b) the System Frequency has changed at a rate greater than 0.5HZ/s; or
(c) there is manual intervention by the Generator.
○
CC8.8.6 System Frequency Variations
CC8.8.6.1 All CDGUs and Controllable PPMs shall be capable of staying connected to the
System and remaining operable within the frequency ranges and time periods
specified in the table below
Frequency Range (Hz) Time Period for Operation (s)
47.0 – 47.5 Hz 20 seconds
47.5 – 48.5 Hz 90 minutes
48.5 – 49.0 Hz 90 minutes
49.0 – 51.0 Hz Unlimited
51.0 – 51.5 Hz 90 minutes
51.5 – 52 Hz 60 minutes
CC8.8.6.2 A Generator shall not unreasonably withhold consent to apply wider frequency
ranges or longer minimum times for operation taking account of their economic and
technical feasibility.
CC8.8.6.3 The Generator in coordination with the TSO may agree on wider frequency ranges,
longer minimum operating times for operation or specific requirements for combined
frequency and voltage deviations to ensure the best use of the technical capabilities of
the Generating Unit (s) if required to preserve or restore system security.
CC8.8.6.4 The Generator shall be capable of maintaining constant output at its target active
power value regardless of changes in frequency, except where output follows the
changes specified in the context of CC8.8.7.1 and CC8.8.7.4.
CC8.8.7 Frequency Response

All CDGUs and Controllable PPMs must be capable of providing Frequency
response under the following Frequency response operating modes in accordance
with CC8.8.7.1 to CC8.8.7.4.
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CC8.8.7.1 Limited Frequency Sensitive Mode – Overfrequency (LFSM-O)
If NI System Frequency rises to or above 50.2 Hz, each Generator at its Generating
Plant will be required to ensure that each of its CDGUs and Controllable PPMs has
the capability to contribute to containing and correcting the high System Frequency.
This capability shall be in accordance with;
(a) The default rate of change of Active Power output must be at a rate of 5
percent of output per 0.1 Hz deviation of System Frequency above 50.2 Hz
(i.e. a Droop of 4%) as shown in the Frequency response characteristic below.
Each Generator at its Generating Plant will be required to ensure that each of
its CDGUs and Controllable PPMs proportional governor should be equipped
with controls which allow the droop to be set independently in the range 2% to
12% above 50.2 Hz,
(b) The reduction in Active Power output must be continuously and linearly
proportional, as far as is practicable, to the excess of Frequency above 50.2
Hz and must be provided increasingly with time,
(c) Each CDGUs and Controllable PPM shall be capable of initiating a power
Frequency response with an initial delay that is as short as possible. If the
delay exceeds 2 seconds the Generator shall justify the variation, providing
technical evidence to the TSO.
DP
Registered
Capacity
+0.01
49.9 50.1 50.2 50.3 50.4
Hz
-0.01
-0.02
-0.03
-0.04
-0.05
(d) Each Generator at its Generating Plant will be required to ensure that each of
its CDGUs and Controllable PPMs which is providing LFSM-O must
continue to provide it until the Frequency has returned to or below 50.2 Hz or
until otherwise instructed by the TSO.
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26 June 2019
(e) Each Generator at its Generating Plant will be required to ensure that each of
its CDGUs and Controllable PPMs which is providing LFSM-O shall be
capable of operating stably during LFSM-O operation. When LFSM-O is
active, the LFSM-O setpoint will prevail over any other Active Power
setpoints.
(f) If CDGUs or Controllable PPMs are operating at Minimum Generation they

should continue to operate at Minimum Generation with no further decrease
in Active Power output.
(g) All reasonable efforts should in the event be made by the Generator to avoid
such tripping provided that the System Frequency is below 52 Hz in
accordance with the requirements of CC8.8.6.1. If the System Frequency is at
or above 52 Hz, the requirement to make all reasonable efforts to avoid tripping
does not apply and the Generator is required to take action to protect its Plant
and Apparatus.
CC8.8.7.2 Limited Frequency Sensitive Mode – Underfrequency (LFSM-U)

Each Generator at its Generating Plant will be required to ensure that each of its
CDGUs and Controllable PPMs operating in Limited Frequency Sensitive Mode
shall be capable of increasing Active Power output in response to System Frequency
when this falls below 49.5 Hz. This capability shall be in accordance with;
(a) The default rate of change of Active Power output must be at a rate of 5
percent of output per 0.1 Hz deviation of System Frequency below 49.5 Hz
(i.e. a Droop of 4%) as shown in the Frequency response characteristic below.
Each Generator at its Generating Plant will be required to ensure that each of
its CDGUs and Controllable PPMs proportional governor should be equipped
with controls which allow the droop to be set independently in the range 2% to
12% with a default setting of 4%,
(b) The actual delivery of Active Power Frequency Response in LFSM-U mode
shall take into account;
(i) the ambient conditions when the response is to be triggered,
(ii) the operating conditions of the CDGUs and/or Controllable PPM in

particular limitations on operation near Registered Capacity at low
frequencies and the respective impact of ambient conditions as
detailed in CC8.8.7.4,
(iii) the availability of primary energy sources.
(c) The activation of Active Power frequency response by each CDGU and
Controllable PPM shall not be unduly delayed. In the event of any delay
greater than 2 seconds the Generator shall justify it to the TSO.
(d) In LFSM_U Mode, CDGUs and Controllable PPMs shall be capable of

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providing a power increase up to its Registered Capacity,
(e) stable operation of each CDGU and Controllable PPM during LFSM-U
shall be ensured.
DP
Registered
+0.05 Capacity
+0.04
+0.03
+0.02
+0.01
49.4 49.5 49.6 49.7 49.8 49.9 50.1 Hz
-0.01
CC8.8.7.3 Frequency Sensitive Mode – (FSM)

In addition to the requirements of CC8.8.6.1 and CC8.8.6.2 each Generator at its
Generating Plant will be required to ensure that each of its CDGUs and Controllable
PPMs must be fitted with a fast acting proportional Frequency control device (or
turbine speed governor) and unit load controller or equivalent control device to
provide Frequency response under normal operational conditions in accordance with
CC5.3.
CC8.8.7.3.1 The Frequency control device (or speed governor) in co-ordination with other control
devices must control each CDGUs and/or Controllable PPMs Active Power output
with stability over the entire operating range of the CDGUs and/or Controllable
PPMs; and
CC8.8.7.3.2 CDGUs and Controllable PPMs shall also meet the following minimum
requirements:
(i) Frequency control devices (or speed governors) must be capable of providing
Active Power Frequency response with a nominal droop characteristic of 4%
in accordance with the performance characteristic shown below
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DP
Registered
Capacity
0.10
0.05
49.985 50.015
49.6 49.8 50.2 50.4
Hz
-0.05
-0.10
Frequency control devices (or speed governors) must be capable of operating

to the parameters for Active Power Frequency response in Frequency
Sensitive Mode as shown in the table below.
Parameter Setting
Nominal System Frequency 50 Hz
Frequency Response Insensitivity in mHz ±15m Hz
(ǀ )
Frequency Response Insensitivity as a ±0.03 %
percentage of nominal frequency ( )
Frequency Response Deadband in mHz ±15m Hz

Droop (%) 4%
(ii) In satisfying the performance requirements specified in CC8.8.7.3.2 (i),

Generators and their Generating Plant should be aware:-
- in the case of overfrequency, the Active Power Frequency
response is limited by the Minimum Generation ,
- in the case of underfrequency, the Active Power Frequency
response is limited by the Registered Capacity,
- the actual delivery of Active Power frequency response depends on
the operating and ambient conditions of the CDGUs and/or
Controllable PPMs when this response is triggered, in particular
limitations on operation near Registered Capacity at low
Frequencies as specified in CC8.8.7.4 and available primary energy
sources.
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Each Generator at its Generating Plant will be required to ensure that each of its
CDGUs and Controllable PPMs proportional governor should be equipped with
controls which allow the droop to be set independently in the range 2% to 12%. The
frequency control device (or speed governor) must also be capable of being set so that
it operates with an overall default speed Droop of 4%. The Frequency Response
Deadband and Droop must be able to be reselected repeatedly.
CC8.8.7.3.3 Frequency Step Change
(i) In the event of a Frequency step change, each CDGU shall be capable of
activating full and stable Active Power Frequency response (without undue
power oscillations), in accordance with the performance characteristic and
parameters shown below.
DP
Registered
Capacity
DP2
Registered
Capacity
t/s
t1 t2
Parameter Setting
Active Power as a percentage of 10%
DP2
Registered
Registered Capacity ( Capacity )
Maximum admissible initial delay t1 0 seconds
Activation time t2 5 seconds
(ii) In the event of a Frequency step change, each Controllable PPM shall be capable
of activating full and stable Active Power Frequency response (without undue
power oscillations), in accordance with the performance characteristic and
parameters shown below and detailed in the PPM Setting Schedule.
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DP
Expected
MW Output
DP2
Expected
MW Output
t/s
t1 t2
Parameter Setting
Active Power as a percentage of 60%
expected MW output based on droop
DP2
Expected
characteristic ( MW Output )
Maximum admissible initial delay t1 0 seconds
Activation time t2 5 seconds
(iii) For each CDGU and Controllable PPM, the initial activation of Active
Power Primary Frequency response is 0 seconds and shall not be unduly
delayed. If the Generator cannot meet this requirement they shall provide
technical evidence to TSO demonstrating why a longer time is needed for the
initial activation of Active Power Frequency response.
(iv) Each CDGU and Controllable PPM shall be capable of providing full Active
Power frequency response for a period of 20 minutes.
(v) With regard to CC8.8.7.3.3 (iv), Active Power control must not have any
adverse impact on the Active Power frequency response of Generating
Units.
(vi) With regard to frequency restoration control, CDGUs and Controllable
PPMs shall provide functionalities complying with specifications specified by
the TSO, aimed at restoring Frequency to its nominal value or maintaining
power flows between control areas at their scheduled values.
(vii) With regard to disconnection due to underfrequency, Generating Units
capable of acting as load, including hydro pump-storage power-generating
facilities, shall be capable of disconnecting their load in case of
underfrequency. The requirement referred to in this point does not extend to
auxiliary supply.
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CC8.8.7.3.4 With regard to real time monitoring of FSM:
(a) to monitor the operation of active power frequency response, the communication
interface shall be equipped to transfer in real time and in a secured manner from
the Generating Unit to the TSO Control Centre, at least the following signals:
 Status signal of FSM (on/off),
 scheduled active power output,
 actual value of the active power output,
 actual parameter settings for active power frequency response,
 droop and deadband;
(b) the TSO shall specify additional signals to be provided by the Generator by
monitoring and recording devices in order to verify the performance of the active
power frequency response provision of participating Generating Units.
CC8.8.7.4 Admissible Active Power reduction of Generating Units from Registered Capacity
output with falling Frequency
Each CDGU and Controllable PPM must be capable of:
(a) continuously maintaining constant Active Power output for System Frequency
changes within the range specified in CC8.8.6.1, and
(b) (subject to the provisions of CC8.8.6.1) maintaining its Active Power output at a
level not lower than the figure determined by the linear relationship shown in
below for System Frequency changes below 49.5 Hz for Steady State domain
and 49 Hz for Transient domain for ambient conditions of 10⁰C, 70% relative
humidity and 1013 hPa for gas fired turbine generators, such that if the System
Frequency drops to below 49.5 Hz for Steady State domain and 49 Hz for
Transient domain the Active Power output does not decrease by more than 2%.
DP
Registered
Capacity
1%
48 48.5 49 49.5 50
Hz
5%
(c) For the avoidance of doubt, in the case of a PPM where the mechanical power
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input will not be constant over time, the requirement is that the Active Power
output shall be independent of System Frequency under (a) above and should
not drop with System Frequency by greater than the amount specified in (b)
above.
CC8.8.7.5 With regard to the capability to take part in island operation:

(a) CDGUs and Controllable PPMs shall be capable of taking part in island operation
if required by the TSO and;
(i) the Frequency limits for island operation shall be established in
accordance with CC5.3 and CC8.8.6,
(ii) the voltage limits for island operation shall be those established in
accordance with CC.S1.1.3.3 (e) and CC.S2.1.3.5;
(b) CDGUs and Controllable PPMs shall be able to operate in FSM during island
operation as specified in CC8.8.7.3.2. In the event of a power surplus, CDGUs
and Controllable PPMs shall be capable of reducing Active Power output from a
previous operating point to any new operating point within their Reactive Power
capability. In that regard CDGUs and Controllable PPMs shall be capable of
reducing Active Power output to Minimum Generation;
(c) The method for detecting a change from interconnected system operation to island
operation shall be agreed between the Generator and TSO in coordination with
the DNO. The agreed method of detection must not rely solely on the TSO’s
switchgear position signals;
(d) CDGUs and Controllable PPMs shall be able to operate in LFSM-O and LFSM-
U during island operation as specified in CC8.8.7.1 and CC8.8.7.2.
CC9 SITE RELATED CONDITIONS
CC9.1 Ownership, Control, Operation & Maintenance at the Connection Point
CC9.1.1 The ownership boundary between the Transmission System and a User's System shall
be agreed between the User and the TSO.
CC9.1.2 In the absence of a separate written agreement between the parties to the contrary,
construction, commissioning, control, operation and maintenance responsibilities
follow ownership.
CC9.1.3 In respect of Users other than the DNO, for connections to the Transmission System
for which a Connection Agreement is required and those covered by regulation 26 and
parts 1 and 2 of schedule 3 of the Electricity Supply Regulations (N.I.) 1991, as
amended or re-stated from time to time, a Site Responsibility Schedule shall be
prepared by the TSO (reflecting the details agreed between the TSO and the User) in
respect of each Connection Site pursuant to the relevant Connection Agreement and
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signed by both parties (by way of confirmation of its accuracy), detailing the division
of responsibilities at interface sites in respect of ownership, control, operation,
maintenance and safety. The format, principles and basic procedure to be used in the
preparation of Site Responsibility Schedules are set down in Appendix 1.
CC9.1.4 An Ownership Diagram shall be included in the above Site Responsibility

Schedule. The diagram shall show all HV Apparatus and the connections to all
external circuits and shall incorporate numbering, nomenclature and labelling as set out
in OC9. A guide to the types of HV Apparatus to be shown in the Ownership
Diagram is shown in Appendix 2 together with the principles to be followed in the
preparation of the diagram and the preferred graphical symbols to be used.
CC9.1.5 A copy of the Site Responsibility Schedule and any Ownership Diagrams shall be
retained by the TSO and by the User (other than the DNO).
CC9.1.6 The User (other than the DNO) shall notify the TSO of any changes at or relating to
the Connection Site which may affect the Site Responsibility Schedule or Ownership
Diagrams and the TSO shall carry out any necessary updating and the principles set
out in CC9.1.3 shall apply to such updating.
CC9.2 Access to Sites
The provisions relating to access to TO Sites by Users and to User's Sites by members
or representatives of the TSO or the TO shall be set out in the relevant Connection
Agreement, Transmission Use of System Agreement, and/or Lease.
CC9.3 Work on Protection at Connection Points
With respect to Users connected to the Transmission System, no busbar Protection,

mesh corner Protection, circuit breaker fail Protection, AC or DC wiring (other than
power supplies or DC tripping associated with a Generating Unit) shall be worked
upon or altered by or on behalf of a User unless the TSO has been given a reasonable
opportunity to arrange for a TSO or TO representative to attend. The TSO or TO shall
not work upon or alter any Generating Unit Protection unless it has given the
Generator a reasonable opportunity for a representative of the Generator to attend.
CC9.4 Standard of Maintenance
CC9.4.1 (a) It is a requirement that all User's Plant and Apparatus on TO Sites is maintained
adequately for the purpose for which it is intended and to ensure that it does not
pose a threat to the safety of any of TO's Plant, Apparatus or personnel on the
TO Site.
(b) The TSO shall ensure that all of the Transmission System Plant and Apparatus
on Users' Sites is maintained adequately for the purpose for which it is intended
and to ensure that it does not pose a threat to the safety of any User's Plant,
Apparatus or personnel on the User's Site.
(c) The TSO or the User (as the case may be) will have the right to inspect the test
results and maintenance records relating to such Plant and Apparatus at any
time.
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CC9.5 Responsibility for Safety
CC9.5.1 The Site Responsibility Schedule referred to in CC9.1.3 shall detail the demarcation of
responsibility for safety of persons carrying out work or testing at Connection Sites
and on circuits which cross a Connection Site at any point.
CC9.5.2 More detailed information on procedures and responsibilities involved in the provision
of Safety Precautions is set out in OC6.
CC10 APPROVAL TO CONNECT
For the avoidance of doubt, this CC10 applies only to Users connected or seeking a
connection to the Transmission System.
CC10.1 Readiness to Connect
CC10.1.1 A User (other than the DNO) whose development is under construction in accordance
with the relevant Connection Agreement and who wishes to establish connection with
the Transmission System shall apply to the TSO by submitting a standard connection
card or otherwise in writing, stating readiness to connect and giving the following:
(a) confirmation that the User's installation complies with the principles outlined in
Regulation 28 of the Electricity Supply Regulations (N.I.) 1991 and Regulations
4-12 and 15 of the Electricity at Work Regulations (N.I.) 1991 (or as amended or
re-stated);
(b) where relevant, updated Planning Code data based on actual values; and
(c) a proposed connection date.
CC10.1.2 The TSO may require a User (other than the DNO) to provide in addition to its written
application to the TSO for connection in accordance with CC10.1.1, a report, prepared
by such person as the TSO may reasonably consider to be competent to issue the same,
certifying to the TSO that all matters required by CC5 have been considered and that
CC6 to CC8 inclusive have been complied with by the User and incorporating:
(a) type test reports and test certificates produced by Nationally Accredited
Laboratories (or other equivalent testing organisations) showing that the Plant and
Apparatus specified in the Connection Conditions meets the criteria specified;
(b) copies of the manufacturer's test certificates relating to Plant and Apparatus
referred to in the Connection Conditions, including measurements of positive
and zero sequence impedance of Apparatus which will contribute to the fault
current at the Connection Point;
(c) details of Protection arrangements and settings under CC6.4;
(d) a certificate declaring the maximum short circuit current in amperes which the
User's System would contribute to a three-phase short circuit at the Connection
Point, and the minimum zero sequence impedance of the User's System at the
Connection Point and taking into account the contributions of any Generating
Unit or Power Station motors and transformers; and
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(e) confirmation that design conforms with the standards referred to in CC6.
CC10.1.3 A User (other than the DNO) shall, in all cases, supply the following information
together with its notification under CC10.1.1:
(a) to the TO, a list of persons proposed to be appointed by the User to undertake,
and to be responsible for, the application and removal of Safety Precautions on
those parts of the User's System which are directly connected to the
(b) to the TSO, a list of persons appointed by the User to undertake operational duties
on the User's System and to issue and receive operational messages and
instructions in relation to the User's System;
(c) to the TSO, a list of names and telephone numbers of responsible management
representatives in accordance with OC7;
(d) to the TSO, site common drawings as specified in the Connection Agreement;
(e) to the TSO, in the case of User Systems directly connected to the Transmission
System, a single line diagram of the User's Apparatus showing all items to
which these Connection Conditions apply; and
(f) to the TSO, in the case of User Systems directly connected to the Transmission
System, information to enable the TSO to prepare a Site Responsibility
Schedule.
CC10.1.4 In order that the TSO may verify that the requirements of these Connection
Conditions can be met, the User (other than the DNO) shall provide a proposed
commissioning programme, giving at least six weeks (or such longer period as the TSO
may reasonably consider to be appropriate in the circumstances) notice of the proposed
connection date, and detailing all proposed site testing of main and ancillary equipment,
together with the names of the organisations which are to carry out such testing and the
proposed timetable for such testing. The required period of notice will be notified to
the User by the TSO during the course of an application for connection. The TSO will
consider the proposed commissioning programme and, as soon as reasonably
practicable, will notify the User:
(a) that it approves the programme, in which case the TSO and the User shall take all
reasonable steps to ensure that the Commissioning/Acceptance Testing is
undertaken in accordance with the commissioning programme (subject to NI
System conditions); or
(b) that it considers that the Commissioning/Acceptance Testing proposed in the

programme may involve the application of irregular, unusual or extreme
conditions and which may have a material effect on the NI System, beyond the
User's System and that such testing therefore falls within the scope of OC10,
"System Tests", in which event the proposed commissioning programme shall be
treated as a Proposal Notice submitted under OC10.4.1 and the relevant
provisions of OC10 shall apply to the proposed testing; or
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(c) that it requires the proposed commissioning programme to be amended in which
event the User and the TSO shall endeavour to agree an appropriate amendment
to the commissioning programme, failing which the programme will be as
determined by the TSO acting reasonably and, in either case, the TSO and the
User shall take all reasonable steps to ensure that the
Commissioning/Acceptance Testing is undertaken in accordance with the
commissioning programme as amended; or
(d) that it rejects the proposed commissioning programme and the reasons for such
rejection in which event, subject to the resolution of any dispute in accordance
with the relevant Connection Agreement, the proposed
Commissioning/Acceptance Testing shall not take place but the User shall be
entitled to submit a revised commissioning programme for the TSO 's
consideration.
CC10.1.5 The TSO shall be entitled to witness site testing of equipment whose performance can
reasonably be regarded as affecting the integrity of the Transmission System. The
User (other than the DNO) shall provide the TSO with certified results of all such tests
and the TSO may withhold agreement to energise the User's Equipment where test
results establish that the Connection Conditions have not been complied with.
CC10.1.6 Where in advance of the proposed connection date, a Generator requires connection to
the NI System for the purpose of testing, the Generator will be required to satisfy the
TSO of the following:
(a) compliance with those requirements of the Connection Conditions and

Connection Agreement necessary to give assurance that it is safe to connect; and
(b) where applicable, provision of a commissioning programme in accordance with

CC10.1.4.
CC10.2 Confirmation of Approval to Connect
CC10.2.1 Within 30 days of notification by a User (other than the DNO) pursuant to CC10.1.1
the TSO shall (except where it has rejected the User's application in accordance with
CC10.1.4(d)) inform the User whether or not the requirements of CC10.1 and the other
requirements of the Connection Conditions are satisfied and the making of the
connection is approved subject to satisfactory results of those tests (including
Commissioning/Acceptance Tests) which cannot be performed prior to energisation
of the User's Plant and Apparatus. Where approval is withheld, reasons shall be
stated by the TSO.
CC10.2.2 Where the notification given by the TSO pursuant to CC10.2.1 is in the affirmative, the
TSO (or in the case of (a), the TO) will in addition supply to the User the following
information:
(a) a list of persons proposed to be appointed by the TO to undertake, and to be

responsible for, the application and removal of Safety Precautions in relation to
the Connection Site;
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(b) a list of persons appointed by the TSO, following its appointment as Safety Co-
ordinator by the TO, to undertake operational duties on the Transmission
System and to issue and receive operational messages and instructions in relation
to the User's System; and
(c) a list of names and telephone numbers of responsible management representatives

in accordance with OC7.
CC10.2.3 When indicating agreement to the energising of a connection, the TSO shall, to the
extent not previously determined in a commissioning programme, specify the contents
and sequence of the energising programme and associated testing. In either case, the
TSO shall be entitled to postpone or suspend the programme where, due to
circumstances which could not reasonably have been foreseen by the TSO,
continuation of the programme would impose an unacceptable level of risk to the
integrity of the NI System.
CC10.3 Approval of Staff
CC10.3.1 At the same time that the User submits to the TO in relation to safety requirements the
list of information pursuant to CC10.1.3, it shall submit to the TO a list of staff which
will be used to implement Safety Precautions. The TO may ask the User questions to
clarify the suitability of persons named on the list.
CC10.3.2 At the same time that the TSO and the TO submits to the User the list of information
pursuant to CC10.2.2 the TO shall submit to the User a list of TO staff which will be
used to implement Safety Precautions. The User may ask the TO questions to clarify
the suitability of persons named on the list.
CC10.3.3 The TO and each User have the right to object to the inclusion of particular members
of staff on the other's list, on technical grounds, and in the event of objection which is
accepted by the other, that member of staff will not be used to implement Safety
Precautions.
CC10.3.4 A party must accept an objection to the extent it is reasonable to do so. In the event of
a disagreement, each party must escalate the dispute to its highest management level in
order to seek to resolve the dispute. In the absence of the dispute so being resolved,
each party must write to the Authority explaining why it believes its position is correct
under this CC10.3.4. It will be for the Authority to determine whether each party is
complying with this CC10.3.4.
CC10.3.5 As part of the approval process, each party may (upon reasonable notice and at
reasonable times) interview members of staff on the other's list or the parties may agree
to hold joint interviews.
CC10.3.6 If the list of the TO or a User, as the case may be, changes, the relevant party must
notify the other without delay and the relevant provisions of this CC10.3 shall apply to
any new names included as part of that change.
CC10.3.7 Neither the TO nor any User shall have any liability to the other by reason of or arising
from their approval under this CC10.3 of the other's list of staff entitled to implement
Safety Precautions.
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CC11 OBLIGATIONS ON USERS CONNECTED TO THE DISTRIBUTION SYSTEM
For the avoidance of doubt, this CC11 shall apply only to Users connected to the
CC11.1.1 Users with respect to CDGUs and Controllable PPMs connected to the Distribution
System shall comply with the obligations set out in CC7 and CC8 (with the exception
of CC8.8 which applies only to the DNO). For the purposes of CC11.1.1, references to
the Connection Agreement in CC8 shall be read as references to a Transmission Use
of System Agreement or a Grid Code Compliance Agreement as the case may be.
CC11.1.2 Users whose development is under construction and that are to be connected to the
Distribution System shall submit the following information to the TSO as soon as
reasonably practicable:
(a) where relevant, updated Planning Code data based on actual values; and
(b) a proposed connection date to the Distribution System.
CC11.1.3 The TSO may require a User which is to be connected to the Distribution System to
provide in addition to its submission of information in accordance with CC11.1.2, a
report, prepared by such person as the TSO may reasonably consider to be competent
to issue the same, certifying to the TSO that CC7 and CC8 have been complied with by
the User and incorporating:
(a) type test reports and test certificates produced by Nationally Accredited
Laboratories (or other equivalent testing organisations) showing that the Plant and
Apparatus specified in the Connection Conditions meets the criteria specified;
(b) copies of the manufacturer's test certificates relating to Plant and Apparatus
referred to in the Connection Conditions, including measurements of positive
and zero sequence impedance of Apparatus which will contribute to the fault
current at the point of connection to the Distribution System;
(c) a certificate declaring the maximum short circuit current in amperes which the
User's System would contribute to a three-phase short circuit at the connection to
the Distribution System.
CC11.1.4 A User which is to be connected to the Distribution System shall, in all cases, supply
the following information to the TSO together with its submission of information under
CC11.1.2:
(a) a list of persons appointed by the User to undertake operational duties on the User
System and to issue and receive operational messages and instructions in relation
to the User System;
(b) a list of names and telephone numbers of responsible management representatives

in accordance with OC7;
(c) a single line diagram of the User's Apparatus showing all items to which these
Connection Conditions apply.
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CC11.1.5 In order that the TSO may verify that the requirements of these Connection Conditions
can be met, the User shall provide a proposed commissioning programme, giving at
least six weeks (or such longer period as the TSO may reasonably consider to be
appropriate in the circumstances) notice of the proposed connection date to the
Distribution System, and detailing all proposed site testing of main and ancillary
equipment, together with the names of the organisations which are to carry out such
testing and the proposed timetable for such testing. The required period of notice will
be notified to the User by the TSO during the course of an application for connection
to the Distribution System. The TSO will consider the proposed commissioning
programme and, as soon as reasonably practicable, will notify the User:
(a) that it approves the programme, in which case the TSO and the User shall take all
reasonable steps to ensure that the Commissioning/Acceptance Testing is
undertaken in accordance with the commissioning programme (subject to
Transmission System conditions); or
(b) that it considers that the Commissioning/Acceptance Testing proposed in the

programme may involve the application of irregular, unusual or extreme
conditions and which may have a material effect on the Transmission System
beyond the User’s System; or
(c) that it requires the proposed commissioning programme to be amended in which

event the User and the TSO shall endeavour to agree an appropriate amendment
to the commissioning programme, failing which the programme will be as
determined by the TSO acting reasonably and, in either case, the TSO and the
User shall take all reasonable steps to ensure that the
Commissioning/Acceptance Testing is undertaken in accordance with the
commissioning programme as amended; or
(d) that it rejects the proposed commissioning programme and the reasons for such
rejection in which event, subject to the resolution of any dispute in accordance
with the relevant Transmission Use of System Agreement or Grid Code
Compliance Agreement as the case may be, the proposed
Commissioning/Acceptance Testing shall not take place but the User shall be
entitled to submit a revised commissioning programme for the TSO's
consideration.
CC11.1.6 To the extent the TSO can obtain the relevant information from the DNO, the TSO will
not ask the User to carry out Commissioning/ Acceptance Testing required under
CC11.1.5.
CC11.1.7 The TSO shall be entitled to witness site testing of equipment whose performance can
reasonably be regarded as affecting the integrity of the Transmission System. The
User shall provide the TSO with certified results of all such tests. To the extent the
TSO can obtain the relevant information from the DNO, the TSO will not ask the User
to carry out Commissioning/ Acceptance Testing required under CC11.1.5.
CC11.1.8 Where in advance of the proposed connection date, a Generator requires connection to
the Distribution System for the purpose of testing, the Generator will be required to
satisfy the TSO of the following:
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(a) compliance with those requirements of the Connection Conditions and
Transmission Use of System Agreement or Grid Code Compliance Agreement
as the case may be necessary to give assurance that it is safe to connect; and
(b) where applicable, provision of a commissioning programme in accordance with

CC11.1.5.
CC11.2.1 Within 30 days of submission of information by a User pursuant to CC11.1.2 the TSO
shall inform the User whether or not the requirements of CC11.1 and the other
requirements of the Connection Conditions are satisfied.
CC11.2.2 Where the notification given by the TSO pursuant to CC11.2.1 is in the affirmative, the
TSO will in addition supply to the User the following information:
(a) a list of persons appointed by the TSO to undertake operational duties on the
Transmission System and to issue and receive operational messages and
instructions in relation to the user's system; and
(b) a list of names and telephone numbers of responsible management representatives

in accordance with OC7.
CC11.2.3 Where the notification given by the TSO pursuant to CC11.2.1 is in the negative, the
TSO can request further information from the DNO. If a User does not satisfy the
requirements of the Connection Conditions, the TSO can request that the DNO
prevents a connection to, or disconnects the User from, the Distribution System.
CC12 GENERATOR AGGREGATORS
CC12.1 Each Aggregator shall give to the TSO such information in relation to Connection
Conditions related issues from time to time that the TSO may reasonably deem necessary.
CC13 DEMAND SIDE UNITS
CC13.1 Each Demand Side Unit shall, as a minimum, have the following capabilities:
(a) Able to provide Demand Side Unit MW Response between 0 MW and the
Demand Side Unit MW Capacity;
(b) Maximum Ramp Up Rate not less than 1.67% per minute of Demand Side
Unit MW Response as specified in the Dispatch Instruction;
(c) Maximum Ramp Down Rate not less than 1.67% per minute of Demand
Side Unit MW Response as specified in the Dispatch Instruction.
(d) Minimum Down -Time not greater than 30 minutes;
(e) Maximum Down- Time not less than 2 hours;
(f) Minimum off time not greater than 2 hours;
(g) Demand Side Unit MW Response Time of not greater than 1 hour;
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(h) maintain Demand Side Unit MW Response at NI System Frequencies in
the range 49.5Hz to 52Hz;
(i) maintain Demand Side Unit MW Response at NI System Frequencies
within the range 48Hz to 49.5Hzfor a duration of 1 hour;
(j) maintain Demand Side Unit MW Response at NI System Frequencies
within the range 47.0Hz to 48Hz for a duration of 5 minutes; and
(k) maintain Demand Side Unit MW Response for a rate of change of NI
System Frequency up to and including 1.0 Hz per second as measured over
a rolling 500 milliseconds period.
On-site generation operated as a continuous Synchronous Generating Unit that

forms part of a Demand Side Unit, shall, as a minimum, have the following
capabilities:
(l) maintain Demand Side Unit MW Response at NI System Frequencies in
the range 49.5Hz to 52Hz;
(m) maintain Demand Side Unit MW Response at NI System Frequencies
within the range 48Hz to 49.5Hzfor a duration of 1 hour;
(n) maintain Demand Side Unit MW Response at NI System Frequencies

within the range 47.0Hz to 48Hz for a duration of 5 minutes; and
(o) remain synchronised to the NI System during a rate of change of NI System

Frequency of values up to and including 1.0 Hz per second as measured over
a rolling 500 milliseconds period.
On-site Generation operating in DSU Short-term Synchronous Operating Mode

that forms part of a Demand Side Unit, shall, as a minimum, have the following
capabilities:
(p) operate continuously at normal rated output at NI System Frequencies in the
range 49.5Hz to 52Hz;
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26 June 2019
CC13.2 The requirements of CC13.1(h) to CC13.1(p) do not apply where:
(a) The islanding protection has operated correctly, consistent with the settings agreed
with the TSO or DNO as applicable;
(b) The System Frequency has changed at a rate greater that 1.0 Hz per second as
measured over a rolling 500 millisecond period; or
(c) There is manual intervention by the Generator
CC13.3 Signals and indications required to be provided by Demand Side Unit Operators
will include but shall not be limited to the following:
(a) total aggregated Demand Side Unit MW Response from Generation

operating as a continuous Synchronous Generating Unit;
(b) aggregated Demand Side Unit MW Response from Generation operating as
a continuous Synchronous Generating Unit per Bulk Supply Point;
(c) total aggregated Demand Side Unit MW Response from avoided Demand
consumption and Generation operating in DSU Short-term Synchronous
Operating Mode;
(d) aggregated Demand Side Unit MW Response from avoided Demand
consumption and Generation operated in DSU Short-term Synchronous
Operating Mode per Bulk Supply Point;
(e) Remaining Demand Side Unit MW Availability;
(f) Demand Side Unit MW Response from each Individual Demand Site with
a Demand Side Unit MW Capacity of greater than or equal to 5 MW;
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26 June 2019
(g) MW Output from Generation Units with a capacity greater than or equal to
5 MW;
(h) Mvar output from Generation Units with a capacity greater than or equal to
5 MW at Individual Demand Sites with a Maximum Export Capacity
specified in the Connection Agreement or DNO Connection Agreement as
applicable, as required by the TSO;
(i) Aggregate MW Output from Generation Units with a combined Capacity of
greater than or equal to 5 MW on an Individual Demand Site, as required by
the TSO; and
(j) Demand Side Unit MW Response from each Individual Demand Site that
comprises the Demand Side Unit, as required by the TSO.
CC.13.4 Demand Side Unit Operators shall provide the TSO the specification of the method
of aggregation of SCADA from multiple sites. The minimum specifications shall be
agreed with the TSO in advance and shall include:
(a) signals from Demand Side Unit Operators shall be relayed to the TSO
telemetry outstation interface which reflect the Demand Side Unit MW
Response to an accuracy of within 1 MW of the actual Demand Side Unit
MW Response within 15 seconds of change occurring to the Demand Side
Unit MW Response; and
(b) a single failure of an item of the Demand Side Unit Operators equipment
will not result in:
(i) loss of control of more than one Individual Demand Site;

(ii) loss of Demand Side Unit MW Response of more than one Individual
Demand Site; or
(iii) the Demand Side Unit MW Response from generation or Demand

Side Unit MW Response from avoided Demand consumption signals
being incorrect by more than the Demand Side Unit MW Capacity of
the Individual Demand Site with the highest Demand Side Unit MW
Capacity comprising the Demand Side Unit.
CC14 FUEL SECURITY CODE
CC14.1 Each Generator whose Plant and Equipment is connected to the Transmission System
and each CDGU connected to the Distribution System agrees to comply with the Fuel
Security Code to the extent that it is expressed to apply to it and with any instructions from
the TSO pursuant to the Fuel Security Code, including in relation to CDGUs, with
Dispatch Instructions issued by the TSO.
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26 June 2019
CONNECTION CONDITIONS SCHEDULE 1
PART I
TECHNICAL CRITERIA FOR GENERATING UNITS CONNECTED TO THE

TRANSMISSION SYSTEM OTHER THAN THOSE COMPRISED WITHIN PPMS
CC.S1.1.1 Applicability of Technical Design and Operational Criteria
(a) In this Schedule 1, Part I all references to Generating Units shall be read and
construed as references only to CCGT Modules, Steam Turbine Units and/or
Gas Turbine Units connected to the Transmission System. Such references
shall not be read or construed as references to Generating Units connected to the
Transmission System that form part of a PPM.
(b) At the Connection Point all Generating Units with an Output of 5 MW or more
shall, in addition to the requirements of CC6, meet the following technical design
and operational criteria. This Schedule 1, Part I contains more detailed
requirements for Generating Units than those set out in CC6 and is intended to be
complementary to CC6. However, in the event of any conflict between the
requirements of CC6 and the requirements of this Schedule 1, the provisions of
this Schedule 1 shall prevail. Detailed information relating to a particular
connection will, where indicated below, be made available by the TSO on request
by the Generator.
(c) Generating Units with an Output of 5 MW or more shall, as a minimum

requirement, and in addition to the requirements of CC6, comply with all relevant
Engineering Recommendations and relevant regulations and the particular
requirements of the TSO which will take account of the conditions prevailing on
the Transmission System at the Connection Point at the relevant time. The TSO
will notify its particular requirements to the Generator during the course of the
Generator’s application for connection to the Transmission System.
(d) A Generating Unit with a Registered Capacity greater than the MEC at the
Connection Point, as agreed with the TSO in the Connection Agreement, shall
demonstrate Grid Code compliance with the technical design and operational
requirements of the Generating Unit set out in Grid Code CC5, CC6, CC7 and
CC8. Under such circumstances Grid Code compliance shall be demonstrated at
the MEC rather than at the Generating Unit Registered Capacity to ensure the
safe operation of the Generators Plant and Apparatus and the TO's Plant and
Apparatus. A Generator shall be issued with Agreed compliance Testing and
Monitoring Procedures throughout the connection and commissioning
programme of the Generators connection.
CC.S1.1.2 Generating Unit Connections
Each connection between a Generating Unit and the Transmission System unless
specified otherwise in the Connection Agreement must be controlled by a circuit
breaker capable of interrupting the maximum short circuit current at the point of
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26 June 2019
connection. The short circuit current design values at a Connection Point will be set
out in the Connection Agreement.
CC.S1.1.3 Generating Plant Performance Requirements
CC.S1.1.3.1 For Generating Units not subject to Central Dispatch the electrical parameters
required to be achieved at the Generator Terminals shall be specified by the TSO in
the Connection Agreement or in a Request for Proposal, as the case may be.
○
CC.S1.1.3.2 For CDGUs and for CCGT Installations (in relation to the CCGT Modules therein)
the Reactive Power capability shall as a minimum be:
(i) rated power factor (lagging) = 0.8;
(ii) rated power factor (leading) = 0.95; and
(iii) short circuit ratio not less than 0.5.
○
CC.S1.1.3.3 A Generating Unit shall continuously control voltage at the Connection Point within
its Reactive Power capability limits.
(a) For Generating Units, the minimum Reactive Power capability is

defined in the characteristic below, within the voltage limits specified
under CC5.4.
110 kV and 275 kV Connection
1.1
A B
1.05
Voltage (p.u.)
1.0
0.95
C D
0.9
-0.48 0.6
Q/PREG CAP
Consumption (lead) Mvar Capability of
(p.u.)
Production (lag) Mvar Capability of Generating
Generating Unit at the Connection Point Unit at the Connection Point
Point A Mvar consumption (lead) capability of the Generating Unit at Registered Capacity and
Voltage of 1.1 p.u. at the Connection Point
Point B Mvar consumption (lag) capability of the Generating Unit at Registered Capacity and
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26 June 2019
Point C Mvar consumption (lead) capability of the Generating Unit at Registered Capacity and
Point D Mvar consumption (lag) capability of the Generating Unit at Registered Capacity and
400 kV Connection
1.05
A B
Voltage (p.u.)
1.0
C D
0.875
-0.48 0.6
Q/PREG CAP
(p.u.)
Point A Mvar consumption (lead) capability of the Generating Unit at Registered Capacity and
Point B Mvar consumption (lag) capability of the Generating Unit at Registered Capacity and
Point C Mvar consumption (lead) capability of the Generating Unit at Registered Capacity and
Point D Mvar consumption (lag) capability of the Generating Unit at Registered Capacity and
(b) The Generating Unit shall be capable of moving to any operating point
within the profiles above in appropriate timescales to target values
requested by the TSO.
(c) With regard to Reactive Power below Registered Capacity, when

operating at an Active Power output below Registered Capacity, the
Generating Unit shall be capable of operating at every possible operating
point in the Reactive Power capability of the Generating Unit, at least
down to Minimum Generation. Even at reduced Active Power output,
Reactive Power supply at the connection point shall correspond fully to
the Reactive Power capability of that Generating Unit, taking the
auxiliary supply power and the active and reactive power losses of the
step-up transformer if applicable, into account.
(d) Generating Units shall fulfil the following requirements relating to robustness:
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26 June 2019
(i) in the event of power oscillations, Generating Units shall retain steady-
state stability when operating at any point along the characteristics
defined in CC.S1.1.3.3,
(ii) without prejudice to CC8.8.6.4, Generating Units shall be capable of

remaining connected to the Power System without power reduction as
long as voltage and frequency remain within the limits specified in CC5,
(iii) Generating Units shall be capable of remaining connected to the Power

System during single-phase or three-phase auto –reclosures on meshed
network lines, if applicable to which they are connected. The details of
that capability shall be subject to coordination and agreements on
protection schemes and settings as referred to in CC6.4.4,
(iv) the TSO and the Generator shall enter into an agreement regarding
technical capabilities of the Generating Unit to aid angular stability
under fault conditions.
(e) Generating Units shall fulfil the following requirements relating to

voltage stability:
(i) without prejudice to CC.S1.1.9, Generating Units shall be capable of

staying connected to the Power System and operating within the voltage
ranges as specified in the table below;
Connection Voltage Voltage Range Time period for operation

110 kV 0.9 p.u. – 1.1 p.u. unlimited
it is permissible to relax the 275 kV connection voltage range

requirement to 1.1 p.u. if lasting for no longer than 15 minutes,
(ii) the TSO may specify shorter periods of time during which Generating
Units shall be capable of remaining connected to the Power System in
the event of simultaneous overvoltage and underfrequency or
simultaneous undervoltage and overfrequency,
(iii) wider voltage ranges or longer time periods for operation may be agreed
with the TSO and Generator. If wider voltage ranges or longer
minimum times for operation are economically and technically feasible,
the Generator shall not unreasonably withhold an agreement,
(f) with regard to the voltage control system;
(i) the parameters and settings of the components of the voltage control
system shall be agreed between the Generator and the TSO;
(ii) the agreement referred to in (a) shall cover the specifications and
performance of an automatic voltage regulator (AVR) with regard to
steady-state and transient voltage control and the specifications and
performance of the excitation control system. The latter shall include:
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26 June 2019
 bandwidth limitation of the output signal to ensure the highest
frequency of response cannot excite torsional oscillations on
other Generating Units connected to the Power System;
 an underexcitation limiter to prevent the AVR from reducing the

Generation Units excitation to a level which would endanger
synchronous stability;
 an overexciatation limiter to ensure that the alternator excitation

is not limited to less than the maximum value that can be
achieved whilst ensuring that the Generating Unit is operating
within its design limits;
 a stator current limiter; and
 a power system stabiliser function to attenuate power

oscillations, this will be assessed by the TSO on a case by case
basis.
CC.S1.1.3.4 The TSO may specify supplementary Reactive Power capability to be provided if the
connection point of a Generating Unit is neither located at the high-voltage terminals
of the step-up transformer to the voltage level of the connection point nor at the
Generating Unit terminals if no step-up transformer exists. This supplementary
Reactive Power shall compensate the Reactive Power demand of the high-voltage line
or cable between the high-voltage terminals of the step-up transformer of the
Generating Unit or its alternator terminals, if no step-up transformer exists, and the
connection point and shall be provided by the responsible owner of that line or cable.
CC.S1.1.3.5 For CDGUs and CCGT Installations the minimum connected impedance applicable to
the generator and Generator Transformer will be specified in the Connection
Agreement. The TSO’s requirements for the impedances will reflect the needs of the
Transmission System from the fault level and stability points of view.
○
CC.S1.1.3.6 A Generating Unit must be capable of continuously supplying its Registered
Capacity at a stable Output within the System Frequency range 49.5 Hz to 50.5 Hz.
Within the Frequency range 49.5 Hz to 50.5 Hz there must be no reduction in Output
whilst Frequency is falling. Any decrease in Output whilst Frequency is falling to a
level below Registered Capacity occurring in the Frequency range 49.5 Hz to 47 Hz
must not be more than pro rata with any decrease below nominal Frequency.
CC.S1.1.3.7 The Output should not be affected by voltage changes in the normal operating range
specified in CC5.4.
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26 June 2019
CC.S1.1.3.8 A Generating Unit must be capable of remaining Synchronised to the NI System at
an Output which is no greater than the lower of 80 MW or 40% of maximum
continuous rating.
CC.S1.1.3.9 Start-Up and Ramp Rates
(a) A Generating Unit must be capable of Start-Up:
(i) from cold within 14 hours;

(ii) from warm within 5 hours;
(iii) from hot within 3 hours.
The block Load on synchronising must be no greater than 40 MW.
(b) A Generating Unit which is in a hot condition must be capable of ramping up

from part-load pursuant to a Dispatch instruction at a rate of at least 3% of MCR
per minute.
(c) A Generating Unit must be capable of de-loading at a rate of at least 3% of MCR

per minute.
CC.S1.1.4 Black Start Capability
(a) The NI System is equipped with a Black Start Capability (to be utilised in
accordance with OC7) achieved by incorporating such a capability at a number of
strategically located Power Stations.
(b) Each Connection Agreement relating to a Power Station containing CDGUs or

CCGT Installations will reflect whether any of such CDGUs or CCGT
Installations has a restart capability without connection to an external power
supply (i.e. power which has not been generated at the Power Station). Such
Generating Plant will be specified as a Black Start Station in the Connection
Agreement.
(c) In order to ensure that the NI System continues to have a Black Start Capability,
the TSO will require, as a condition of an offer of connection or as a term of the
Request for Proposal, certain new Generating Plants to be Black Start
Stations and Users must, in relation to such new Generating Plant, ensure that it
has a Black Start Capability.
CC.S1.1.5 Generating Unit Control Arrangements
○
CC.S1.1.5.1 Each Generating Unit must be capable, in accordance with CC.S1.1.5.2 and
CC.S1.1.5.3, of contributing appropriately to Frequency and voltage control by
continuous modulation of Active Power and Reactive Power supplied to the
CC.S1.1.5.2 Each Generating Unit with a Registered Capacity of 5 MW or more must be fitted
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26 June 2019
with a fast acting proportional turbine speed governor to provide Frequency Control
under normal operational conditions as specified by the TSO in the relevant
Connection Agreement. Where a Generating Unit or Power Station becomes
isolated from the rest of the Transmission System but is still supplying Customers,
the speed governor must also be able to contribute to controlling NI System
Frequency to below 52 Hz. As stated in CC5.3.2, the NI System Frequency could
rise to 52 Hz or fall to 47 Hz. For steam turbine Generating Units the governor must
be designed and operated to the relevant requirements of BS132. For gas turbine
Generating Units the governor must be capable of operating with a nominal droop
characteristic of 4%.
CC.S1.1.5.3 The TSO may specify in the relevant Connection Agreement that a continuously
acting fast response automatic excitation control system is required to control the
generator voltage without instability over the entire operating range of the Generating
Unit or Power Station. This will be dependent on the size and type of Generating
Unit or Power Station and the part of the Transmission System to which it is
connected.
CC.S1.1.5.4 The TSO may specify the requirement for tap changing facilities on the Generator
Transformers for all Generating Units. The tapping range and the step sizes will
then be specified in the respective Connection Agreements.
CC.S1.1.5.5 The TSO may specify in the relevant Connection Agreement that a Generating Unit
must be fitted with a Unit Load Controller. Where so specified, the Generator must
ensure that the Unit Load Controller is in operation at all times and in accordance
with the settings for Frequency trigger and reset point, time delay and droop as
specified in the relevant Connection Agreement or such other settings as the TSO
may notify to the Generator in writing on not less than two Business Days' notice,
unless directed otherwise by the TSO.
○
CC.S1.1.5.6 The TSO may specify in the relevant Connection Agreement that a Generating Unit
must remain synchronised during and following any fault which could result in
voltage dips at the Connection Point of no greater than 95% (5% retained).
CC.S1.1.6 Coordination with Existing Protection
CC.S1.1.6.1 Each Generator must meet, in relation to each of its Generating Units, the target
clearance times for fault current interchange with the Transmission System in order to
reduce to a minimum the impact on the Transmission System of faults on circuits
owned by Generators. The target clearance times are measured from fault current
inception to arc extinction and will be specified by the TSO to meet the requirements
of the relevant part of the Transmission System. A Generator may obtain relevant
details specific to its Generating Units pursuant to CC.S1.1. The TSO shall ensure
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26 June 2019
that (subject to any necessary discrimination) the same target fault clearance times can
be achieved by its own Plant and Apparatus at each Connection Point.
CC.S1.1.6.2 Unless otherwise agreed, the fault clearance times specified in the Connection
Agreement shall not be greater than:
(a) 100 ms at 275 kV; and
(b) 120 ms at 110 kV and below;
but, if otherwise agreed, nothing in this CC.S1.6.2 shall prevent a Generating Unit or
the TO's Plant and Apparatus at the Connection Point from having faster clearance
times (subject to necessary discrimination being maintained). The times specified in
the Connection Agreement will reflect the TSO 's view of the requirements of the
Transmission System, and the User's System, for the expected life time of the
Protection (for example, 15 years). The probability that the fault clearance times
stated in the Connection Agreement will be exceeded by any given fault must be less
than 2%.
CC.S1.1.6.3 To cover for failure of the above Protection systems to meet the above fault clearance
times, back up Protection shall be provided by the Generator. The back up
Protection shall be required to discriminate with other Protections fitted on the
Transmission System. Relevant details will be made available to a Generator upon
request pursuant to CC.S1.1.
CC.S1.1.6.4 For Generating Units connected to the Transmission System the Connection
Agreement will specify the Protection to be fitted which may include:
(a) circuit breaker fail Protection; and/or
(b) loss of excitation Protection; and/or
(c) pole slipping Protection.
CC.S1.1.6.5 The setting of any Protection controlling a circuit breaker or the operating values of
any automatic switching device at any Connection Point shall have been agreed
between the TSO and the User during the course of the application for a Connection
Agreement. The settings and operating values will only be changed if both the TSO
and the User agree provided that neither the TSO nor the User shall unreasonably
withhold their consent.
CC.S1.1.6.6 If in the opinion of the TSO following an overall review of Transmission System
Protection requirements improvements to any Generating Unit Protection scheme
are necessary, the relevant provisions of the Connection Agreement shall be followed.
CC.S1.1.6.7 The Generating Unit Protection must co-ordinate with any auto reclose policy
specified by the TSO.
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26 June 2019
CC.S1.1.7 Negative Phase Sequence Loadings
Generating Units shall be capable of withstanding, without tripping, a negative phase

sequence loading incurred by clearance of a close-up phase-to-phase fault by System
back-up Protection which will be within the Apparatus short time rating. The TSO
will inform the Generator of the expected negative phase sequence loadings during the
course of an application for a Connection Agreement.
CC.S1.1.8 Neutral Earthing
CC.S1.1.8.1 The winding configuration and method of Earthing of Generating Units and
associated Generator Transformers shall be agreed with the TSO or, if agreement
cannot be reached, determined by the TSO.
CC.S1.1.9 The Active Power output measured at each Generating Unit connection point
should not be affected by;
(i) voltage changes in the normal operating range specified in CC5.4, and
(ii) secured symmetrical and asymmetrical faults.
CC.S1.1.9.1 In the event of a step change in voltage each Generating Unit shall remain
connected to the Transmission System as specified in the following diagram.
Voltage
(p.u.)
1.0
0.9
0.5
0.25
Time
0.0
(s)
0 0.15 0.45
CC.S1.1.9.2 The Generating Unit shall be capable of remaining connected to the network and
continuing to operate stably while the Voltage remains above retained voltage (0
p.u.) during a fault. The Generating Unit’s internal protection schemes and settings
shall not unduly jeopardise fault ride through performance while the Voltage remains
above retained voltage (0 p.u.).
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26 June 2019
CC.S1.1.9.3 Without prejudice to CC.S1.1.9.2 and with due regard to CC.S1.1.6, undervoltage
protection (either fault ride through capability or minimum Voltage specified at the
Connection Point Voltage) shall be set by the Generator according to the widest
possible technical capability of the Generating Unit, unless the TSO requires
narrower settings in accordance with CC6.4.4. The settings shall be justified by the
Generator in accordance with this principle.
CC.S1.1.9.4 Generating Units shall be capable of staying connected to the network and operating
stably after the Power System has been disturbed by secured faults. This capability
should be in accordance with CC.S1.1.9.1. Following the fault clearance the
Generating Unit shall return to prefault conditions subject to its normal Governor
Control System and Automatic Voltage Regulator response unless oteherwise
instructed by the TSO.
CC.S1.1.9.5 The TSO shall specify the pre-fault and post-fault conditions for the fault ride
through capability in terms of:
(i) the calculation of the pre-fault minimum short circuit capacity at the
connection point,
(ii) pre-fault MW and Mvar operating point of the Generating Unit at

the Connection Point and Voltage at the Connection Point, and
(iii) calculation of the post-fault minimum short circuit capacity at the

connection point;
the TSO will make this data publically available.
CC.S1.1.9.6 At the request of a Generator, the TSO shall provide the pre-fault and post fault
conditions to be considered for fault ride through capability as an outcome of the
calculations at the Connection Point as specified in CC.S1.1.9.5 :
(i) pre-fault short circuit capacity at each Connection Point expressed

in MVA,

(iii) post-fault minimum short circuit capacity at each connection point

expressed in MVA.
alternatively, the TSO may provide generic values derived from typical cases.
CC.S1.1.9.7 The TSO and the Generator shall enter into an agreement regarding technical
capabilities of the Generating Unit to aid angular stability under fault conditions.
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26 June 2019
PART II
TECHNICAL CRITERIA FOR GENERATING UNITS CONNECTED TO THE

DISTRIBUTION SYSTEM OTHER THAN THOSE COMPRISED WITHIN PPMS
(a) In this Schedule 1, Part II all references to Generating Units shall be read and
construed as references only to CDGUs connected to the Distribution System
other than PPMs. Such references shall not be read or construed as references to
Generating Units connected to the Distribution System that form part of a PPM.
(b) At the point of connection to the Distribution System, all Generating Units with
an Output of 10 MW or more shall meet the following technical design and
operational criteria.
(c) Generating Units with an Output of 10 MW or more shall, as a minimum

requirement comply with all relevant Engineering Recommendations and relevant
regulations and the particular requirements of the TSO which will take account of
the conditions prevailing on the Transmission System at the closest electric Bulk
Supply Point at the relevant time. The TSO will notify its particular requirements
to the Generator during the course of the Generator’s submission of information
under CC11.
(d) The DNO shall ensure that protection equipment applied to Generators, with an
output of 5MW or more, in compliance with the requirements of Engineering
Recommendation G59/1/NI (as amended, updated or superseded), are configured
such that the Generators remain connected to the NI System whilst the
frequency remains within the limits given in these Connection Conditions unless
alternative arrangements have been agreed with the TSO.
(e) A Generating Unit with a Registered Capacity greater than the MEC at the
Connection Point, as agreed in the relevant Connection Agreement, shall
demonstrate Grid Code compliance with the technical design and operational
requirements of the Generating Unit set out in Grid Code CC5, CC6, CC7 and
CC8. Under such circumstances Grid Code compliance shall be demonstrated at
the MEC rather than at the Generating Unit Registered Capacity to ensure the
safe operation of the Generators Plant and Apparatus and the DNO's Plant and
Apparatus. A Generator shall be issued with Agreed compliance Testing and
Monitoring Procedures throughout the connection and commissioning
programme of the Generators connection.
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CC.S1.2.2 Generating Unit Connections
For Generating Units subject to Central Dispatch, each connection between a

Generating Unit and the Distribution System where necessary must be controlled by
a circuit breaker capable of synchronising at the point of connection.
CC.S1.2.3 Generating Plant Performance Requirements
CC.S1.2.3.1 A Generating Unit must be capable of continuously supplying its Registered

Capacity at a stable Output within the System Frequency range 49.5 Hz to 50.5 Hz.
Within the Frequency range 49.5 Hz to 50.5 Hz there must be no reduction in Output
whilst Frequency is falling. Any decrease in Output whilst Frequency is falling to a
level below Registered Capacity occurring in the Frequency range 49.5 Hz to 47 Hz
must not be more than pro rata with any decrease below nominal Frequency.
CC.S1.2.3.2 The Output should not be affected by voltage changes in the normal operating range
specified in the Electricity Supply Regulations (N.I.) 1991.
CC.S1.2.3.3 A Generating Unit must be capable of remaining Synchronised to the NI System at

an Output which is no greater than the lower of 80 MW or 40% of maximum
continuous rating.
CC.S1.2.3.4 Start-Up and Ramp Rates
(a) A CDGU must be capable of Start-Up:
(i) from cold within 14 hours;

(ii) from warm within 5 hours;
(iii) from hot within 3 hours.
The block Load on synchronising must be no greater than 40 MW.
(b) A CDGU which is in a hot condition must be capable of ramping up from part-
load pursuant to a Dispatch instruction at a rate of at least 3% of MCR per minute.
(c) A CDGU must be capable of de-loading at a rate of at least 3% of MCR per

minute.
CC.S1.2.4 Generating Unit Control Arrangements
CC.S1.2.4.1 Each Generating Unit must be capable, in accordance with CC.S1.2.4.2, of

contributing appropriately to Frequency control by continuous modulation of Active
Power supplied to the NI System.
CC.S1.2.4.2 Each Generating Unit which is a CDGU, with a Registered Capacity of 10 MW or

more must be fitted with a fast acting proportional turbine speed governor to provide
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Frequency Control under normal operational conditions as specified by the TSO from
time to time. For steam turbine Generating Units the governor must be designed and
operated to the relevant requirements of BS132. For gas turbine Generating Units the
governor must be capable of operating with a nominal droop characteristic of 4%.
CC.S1.2.4.3 For Generating Units with a Registered Capacity of 10 MW or more, the TSO shall
specify that a Generating Unit must be fitted with a Unit Load Controller. Where so
specified, the Generator must ensure that the Unit Load Controller is in operation at
all times and in accordance with the settings for Frequency trigger and reset point,
time delay and droop as specified by the TSO.
○
CC.S1.2.4.4 The TSO may specify in the relevant Transmission Use of System Agreement or
Grid Code Compliance Agreement that a Generating Unit must remain
synchronised during and following any fault which could result in voltage dips at the
Connection Point. The magnitude and duration of such fault ride through capability
will need to be agreed with the User and the DNO.
CC.S1.2.5 The Active Power output measured at each Generating Unit connection point
should not be affected by;
CC.S1.2.5.1 In the event of a step change in Voltage, Generating Units with a Registered
Capacity of 5 MW or more shall remain connected to the Distribution System as
specified in the following diagram.
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26 June 2019
Voltage
(p.u.)
1.0
0.9
0.7
0.05
Time
(s)
0 0.15 0.45
CC.S1. 2.5.2 The Generating Unit shall be capable of remaining connected to the network and
continuing to operate stably while the Voltage remains above retained voltage (0.05
p.u.) during a fault. The Generating Unit’s internal protection schemes and settings
shall not unduly jeopardise fault ride through performance while the Voltage remains
above retained voltage (0.05 p.u.).
CC.S1. 2.5.3 Without prejudice to CC.S1. 2.5.2, undervoltage protection (either fault ride through
capability or minimum Voltage specified at the Connection Point Voltage) shall be
set by the Generator according to the widest possible technical capability of the
Generating Unit, unless the TSO requires narrower settings in accordance with
CC6.4.4. The settings shall be justified by the Generator in accordance with this
principle.
CC.S1. 2.5.4 Generating Units shall be capable of staying connected to the network and operating
stably after the Power System has been disturbed by secured faults. This capability
should be in accordance with CC.S1.2.5.1.
CC.S1.2.5.5 The TSO shall specify the pre-fault and post-fault conditions for the fault ride through
capability in terms of:
(iv) the calculation of the pre-fault minimum short circuit capacity at the
connection point,
(v) pre-fault MW and Mvar operating point of the Generating Unit at

(vi) calculation of the post-fault minimum short circuit capacity at the

connection point;
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26 June 2019
calculations at the Connection Point as specified in CC.S1.1.9.5 :
(iv) pre-fault short circuit capacity at each Connection Point expressed

in MVA,
(v) pre-fault MW and Mvar operating point of the Generating Unit at

(vi) post-fault minimum short circuit capacity at each connection point

expressed in MVA.
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CONNECTION CONDITIONS SCHEDULE 2
PART I
TECHNICAL CRITERIA FOR PPMS CONNECTED TO THE TRANSMISSION SYSTEM
(a) In this Schedule 2, Part I all references to Generating Units shall be read and
construed as references only to Generating Units connected to the Transmission
System that form part of a PPM. It shall not be deemed to refer to CCGT
Modules, Steam Turbine Units and/or Gas Turbine Units.
(b) In this Schedule 2, Part I unless otherwise specified all references to measurements
shall be deemed to be applicable at the Connection Point of the PPM.
(c) This Schedule 2, Part I contains technical, design and operational requirements for
PPMs that are more detailed than those set out in CC6 and is intended to be
complementary to CC6. However, in the event of any conflict between the
requirements of CC6 and the requirements of this Schedule 2, the provisions of this
Schedule 2 shall prevail. Detailed information relating to a particular connection
will, where indicated below, be made available by the TSO on request by the
Generator. A number of the requirements in this Schedule 2 (and specifically for
WFPS the WFPS Settings Schedule and PPMS the PPM Settings Schedule) are
applicable only to Controllable PPMs or Dispatchable PPMs. Such requirements
are not, by definition, applicable to a PPMs first connected to the Transmission
System before 1 April 2005 whose generators comprise a Registered Capacity of
5 MW or more, unless that PPM is subject to material modification, whereupon
such a PPM shall, for the purposes of this Schedule 2 (and specifically for WFPS
the WFPS Settings Schedule and PPMS the PPM Settings Schedule), be treated
as a Controllable PPM or Dispatchable PPM.
(d) A PPM that is not a Controllable PPM or a Dispatchable PPM shall, as a

minimum requirement, and in addition to the requirements of CC6, comply with all
relevant Engineering Recommendations and relevant regulations and the particular
requirements of the TSO which will take account of the conditions prevailing on
the Transmission System at the Connection Point at the relevant time. The TSO
will notify its particular requirements to the Generator during the course of the
Generator's application for connection to the Transmission System.
(e) A PPM with a Registered Capacity greater than the MEC at the Connection
Point, as agreed with the TSO in the Connection Agreement, shall demonstrate
Grid Code compliance with the technical design and operational requirements of
the Generating Unit set out in Grid Code CC5, CC6, CC7 and CC8. Under such
circumstances Grid Code compliance shall be demonstrated at the MEC rather
than at the PPM Registered Capacity to ensure the safe operation of the
Generators Plant and Apparatus and the TO's Plant and Apparatus. The
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26 June 2019
Generator shall demonstrate Grid Code compliance in accordance with the
WFPS Setting Schedule or PPM Setting Schedule which may be reviewed from
time to time by the TSO.
CC.S2.1.2 PPM Connections
Each connection between a PPM and the Transmission System unless specified
otherwise in the Connection Agreement must be controlled by a circuit breaker
capable of interrupting the maximum short circuit current at the point of connection.
The short circuit current design values at a Connection Point will be set out in the
CC.S2.1.3 PPM Performance Requirements
CC.S2.1.3.1 For PPMs that are not Controllable PPMs or Dispatchable PPMs the electrical
parameters required to be achieved at the Generator Terminals shall be specified by
the TSO in the Connection Agreement or in a Request for Proposal, as the case may
be. For PPMs whose generators comprise a Registered Capacity of 2 MW or more,
but less than 5 MW, the electrical parameters achieved at the Generator Terminals
shall be monitored by the TSO.
CC.S2.1.3.2 A PPM shall continuously control voltage at the Connection Point within its Reactive
Power capability limits. For PPMs, the minimum Reactive Power capability is
defined in the characteristic below, within the voltage limits specified under CC5.4.
There are three Voltage Control modes:
(i) Voltage Control mode
(ii) power factor control mode
(iii) Reactive Power Dispatch
Whilst the PPM is operating in Voltage Control mode the minimum reactive
capability is defined by the envelope ABCDEF in the Voltage Control characteristic
shown below. Points E and F will be defined by the Generator six weeks prior to
energisation and confirmed by the TSO through Compliance testing. Whilst the PPM
is operating in power factor control mode the reactive capability is defined by the
envelope AGB in the power factor control mode characteristic shown below. Whilst the
PPM is operating in Reactive Power Dispatch control mode, the PPM, as a minimum,
must be capable of exporting or importing Mvars within the envelope ABCDEF.
For the avoidance of doubt, all measurements refer to the Connection Point.
PPMs must be capable of responding to variations in the voltage of the NI System in

accordance with the following diagram.
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Point A Mvar consumption (lead) capability of the PPM at Registered Capacity at the Connection Point
Point B Mvar production (lag) capability of the PPM at Registered Capacity at the Connection Point
Point C Mvar consumption (lead) capability of the PPM when Output is 12% of Registered Capacity at
the Connection Point
Point D Mvar production (lag) capability of the PPM when Output is 12% of Registered Capacity at the
Connection Point
Point E Mvar consumption (lead) capability when any of the Generating Units begins to export Active
Power at the Connection Point (to be defined by Generator)
Point F Mvar production (lag) capability when any of the Generating Units begins to export Active
Power at the Connection Point (to be defined by Generator)
PPMs must be capable of responding to variations in the voltage of the NI System in accordance with
CC5.4.
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26 June 2019
○
CC.S2.1.3.3 PPMs shall fulfil requirements in relation to voltage stability as defined in the
characteristic below;
(a) For PPMs, the minimum Reactive Power capability is defined in the
characteristic below, within the voltage limits specified under CC5.4.
110 kV and 275 kV Connection
1.1
A B
1.05
Voltage (p.u.)
1.0
0.95
C D
0.9
-0.33 0.33
Q/PREG CAP
(p.u.)
Point A Mvar consumption (lead) capability of the PPM at Registered Capacity and Voltage of 1.1
p.u. at the Connection Point
Point B Mvar consumption (lag) capability of the PPM at Registered Capacity and Voltage of 1.1
Point C Mvar consumption (lead) capability of the PPM at Registered Capacity and Voltage of 0.9
Point D Mvar consumption (lag) capability of the PPM at Registered Capacity and Voltage of 0.9
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400 kV Connection
1.05
A B
Voltage (p.u.)
1.0
C D
0.875
-0.33 0.33
Q/PREG CAP
(p.u.)
Point A Mvar consumption (lead) capability of the PPM at Registered Capacity and Voltage of 1.05
Point B Mvar consumption (lag) capability of the PPM at Registered Capacity and Voltage of 1.05
Point C Mvar consumption (lead) capability of the PPM at Registered Capacity and Voltage of 0.875
Point D Mvar consumption (lag) capability of the PPM at Registered Capacity and Voltage of 0.875
(b) The TSO may specify supplementary Reactive Power to be provided if the
Connection Point of a PPM is neither located at the high-voltage terminals of the
step-up transformer to the voltage level of the Connection Point nor the
converter terminals, if no step-up transformer exists. This supplementary
Reactive Power demand of the high-voltage line or cable between the high-
voltage terminals of the step-up transformer of the PPM or its converter terminals
if no step-up transformer exits, and the Connection Point. This supplementary
Reactive Power shall be provided by the responsible owner of that line or cable.
(c) When operating at an Active Power output below Registered Capacity, the PPM
shall be capable of providing Reactive Power at any operating point inside
characteristic above. If all Generating Units of that PPM are technically
available that is to say they are not out of service due to maintenance or failure,
otherwise there may be less Reactive Power capability taking into consideration
the technical availabilities.
(d) The PPM shall be capable of moving to any operating point within the
characteristic specified in CC.S2.1.3.3in appropriate timescales to target values
requested by the TSO.
(e) For the purpose of Reactive Power Dispatch, the PPM shall be capable of setting
the Reactive Power setpoint anywhere in the Reactive Power range specified in
CC.S2.1.3.3 and with regard to CC.S2.1.3.3 (b). The setting steps shall be no
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greater than 5 MVAr or 5 % (whichever is the minimum) of full Reactive Power
at the Connection Point to an accuracy within plus or minus 5 MVAr or plus or
minus 5 % (whichever is the minimum) of the full Reactive Power.
(f) The PPM shall be capable of contributing to damping of power oscillations. The
voltage and reactive power control characteristics of the PPM must not adversely
affect the damping of power oscillations.
CC.S2.1.3.4 PPMS shall fulfil the following requirements relating to robustness:
(i) in the event of power oscillations, PPMS shall retain steady-state stability when
operating at any point along the characteristics defined in CC.S2.1.3.3,
(ii) without prejudice to CC8.8.6.4, PPMS shall be capable of remaining connected to

the Power System without power reduction as long as voltage and frequency
remain within the limits specified in CC5,
(iii) PPMS shall be capable of remaining connected to the Power System during
single-phase or three-phase auto–reclosures on meshed network lines, if applicable
to which they are connected. The details of that capability shall be subject to
coordination and agreements on protection schemes and settings as referred to in
CC6.4.4.
CC.S2.1.3.5 PPMS shall fulfil the following requirements relating to voltage stability:
(i) without prejudice to CC.S2.1.4 PPMS shall be capable of staying connected to the
Power System and operating within the voltage ranges as specified in the table
below;
Connection Voltage Voltage Range Time period for operation

it is permissible to relax the 275 kV connection voltage range requirement to 1.1

p.u. if lasting for no longer than 15 minutes,
(ii) the TSO may specify shorter periods of time during which PPMS shall be capable
of remaining connected to the Power System in the event of simultaneous
overvoltage and underfrequency or simultaneous undervoltage and overfrequency
(iii) wider voltage ranges or longer time periods for operation may be agreed with the
TSO and Generator. If wider voltage ranges or longer minimum times for
operation are economically and technically feasible, the Generator shall not
unreasonably withhold an agreement,
CC.S2.1.3.6 For PPMs the minimum connected impedance applicable to the whole PPM as a
single unit will be specified in the Connection Agreement. The TSO's requirements
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for the impedance will reflect the needs of the Transmission System from the fault
level and stability points of view.
○
CC.S2.1.3.7 Given resource levels equal to or greater than the level required to generate Active
Power, and equal to or lower than the level at which the PPM can no longer safely
produce Active Power, for operation of the generators in the PPM, both as specified
within the Connection Agreement for the particular site, a PPM must be capable of
continuously supplying Output in accordance with the power curve as specified/set out
in the Connection Agreement within the System Frequency range 49.5 Hz to 50.5
Hz. Within the Frequency range 49.5 Hz to 50.5 Hz there must be no reduction in
Output whilst Frequency is falling. Any decrease in Output to a level below the
Output to be delivered in accordance with the power curve as specified/set out in the
Connection Agreement occurring in the Frequency range 49.5 Hz to 47 Hz must not
be more than pro rata with any decrease below nominal Frequency.
CC.S2.1.3.8 The Output measured at each generator terminal should not be affected by voltage
changes in the normal operating range specified in CC5.4.
○
CC.S2.1.3. 9 (a) In the event of a step change in voltage each PPM first connected to the
Transmission System on or after 1 April 2005 shall remain connected to the
Transmission System as specified in the following diagram and the remainder of
this CC.S2.3.6.
Fault Ride Through Capability of PPMs

U/Un
90%
15%
ms
0 150 625 3000
Voltage vs Time profile at PPM Connection Point
(b) WFPSs first connected to the Transmission System prior to 1 April 2005 shall
not be required to comply with the requirements in the above diagram save where
the PPM is subject to material modification involving the installation of
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26 June 2019
additional Generating Units in which case the requirements in the above
diagram shall apply in respect of the performance of those Generating Units.
(c) The speed of response of the PPM control system should be such that following a
step change in voltage and recovery to the normal operating range the PPM
should achieve and maintain on average at least 90% of its steady state active
power response, measured by Output, at the Connection Point within 500ms of
the voltage recovery to the normal range for faults cleared within 140ms. For
longer duration faults, the PPM shall provide at least 90% of its steady state
active power response, measured by Output, at the Connection Point within 1
second of the voltage recovery to the normal range.
(d) PPMs shall not consume on average more reactive power in the 10 seconds
following a disturbance on the Transmission System than they did immediately
before the occurrence of the disturbance. Where a PPM is supporting the
Transmission System voltage through reactive power export, it shall not draw
reactive power during or immediately following the disturbance.
(e) In order to ensure the continued performance of each PPM the Generator shall
meet the reasonable costs of the TSO in providing and maintaining a
Monitoring, recording and transmitting device.
(f) Each PPM shall be capable of satisfactory operation at any voltage within the
range 0% - 120% for the minimum time periods specified below. Other voltage
thresholds may be possible but agreement between the Generator and the TSO
must be reached about their suitability at the application stage for connection.
Minimum time periods:
Voltage Range (U/Un) Time requirement,

minimum
115% - 120% 2 seconds
110% - 115% 10 seconds
90% - 110% Continuous operation
0% - 90% As per Fault Ride

Through Capability of
PPMs chart
(CC.S2.1.3.7(a))
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26 June 2019
○
CC.S2.1.4 The Active Power output measured at each PPM connection point should not
be affected by;
In the event of a step change in voltage each PPM shall remain connected to the
Transmission System as specified in the following diagram.
Voltage
(p.u.)
1.0
0.85
Time
0.0 (s)
0.15 2.9
CC.S2.1.4.1The PPM shall be capable of remaining connected to the network and continuing
to operate stably while the Voltage remains above retained voltage (0 p.u.)
during a fault. The PPM’s internal protection schemes and settings shall not
unduly jeopardise fault ride through performance while the Voltage remains
above retained voltage (0 p.u.).
CC.S2.1.4.2 Without prejudice to CC.S2.1.4 and with due regard to CC.S2.1.8, undervoltage
protection (either fault ride through capability or minimum Voltage specified at
the Connection Point Voltage) shall be set by the Generator according to the
widest possible technical capability of the PPM, unless the TSO requires
narrower settings in accordance with CC6.4.4.The settings shall be justified by
the Generator in accordance with this principle.
CC.S2.1.4.2 PPMS shall be capable of staying connected to the network and operating stably
after the Power System has been disturbed by secured faults. This capability
should be in accordance with CC.S2.1.4.
(i) the calculation of the pre-fault minimum short circuit capacity

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26 June 2019
at the connection point,
(ii) pre-fault MW and Mvar operating point of the Generating Unit

at the Connection Point and Voltage at the Connection Point,
and
(iii) calculation of the post-fault minimum short circuit capacity at

the connection point;
calculations at the Connection Point as specified in CC.S2.1.4.3:
(i) pre-fault short circuit capacity at each Connection Point

expressed in MVA,
(ii) pre-fault MW and Mvar operating point of the Generating Unit

at the Connection Point and Voltage at the Connection Point,
and
(iii) post-fault minimum short circuit capacity at each connection

point expressed in MVA.
CC.S2.1.4.5 A PPM shall be capable of providing fast fault current at the connection point in
the case of symmetrical and asymmetrical faults, under the following conditions:
(a)the PPM shall be capable of activating the supply of fast fault current either
by:
(i) ensuring the supply of the fast fault current at the connection point,
or
(ii) measuring voltage deviations at the terminals of the individual

Generating Units of the PPM and providing fast fault current at
the terminals of these units;
(b) the PPM shall provide fast fault current at the connection point;
(i) during voltage dips below 0.9 p.u., and
(ii) until voltage has recovered to within normal operating voltage

range,
(c) the PPM shall prioritise reactive current injection during the duration of
the voltage deviation remaining within the rating of PPM capability. The
PPM shall provide fast fault current injection with a rise time no greater
than 100 ms and a settling time no greater than 300 ms,
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26 June 2019
CC.S2.1.4.6 Regarding post-fault Active Power recovery the speed of response of the PPM
control system should be such that following a step change in voltage and
recovery to the normal operating range the PPM should achieve and maintain on
average at least 90% of its steady state active power response, measured by
Output, at the Connection Point within 500ms of the voltage recovery to the
normal range for faults cleared within 140ms. For longer duration faults, the
PPM shall provide at least 90% of its steady state active power response,
measured by Output, at the Connection Point within 1 second of the voltage
recovery to the normal range. The PPM control system shall ensure that any
Active Power oscillations following post fault Active Power recovery must be
adequately damped.
CC.S2.1.5 Ramp Rates

(a) The PPM control system shall be capable of controlling the ramp rate of
its Active Power Output. There shall be three ramp rate capabilities
designated, Resource Following Ramp Rate, Active Power Control
Set-Point Ramp Rate and Frequency Response Ramp Rate. The PPM
control system shall operate the ramp rates with the following order of
priority (high to low): Frequency Response Ramp Rate; Active Power
Control Set-Point Ramp Rate; Resource Following Ramp Rate. It
shall be possible to vary the Resource Following Ramp Rate over a
range between 1% and 100% of Registered Capacity per minute. The
ramp rate is the average rate of change in Output measured over any 10
minute period. The ramp rate averaged over 1 minute should not exceed
3 times the average ramp rate over 10 minutes.
(b) A Controllable PPM or a Dispatchable PPM shall have a ramp

Frequency controller, which on Start-Up and during normal operation
of any Controllable PPM or Dispatchable PPM shall only allow an
increase in Active Power Output when the System Frequency is below
a set value. This set value in the ramp Frequency controller should be
capable of being set in the range 50.0 Hz to 52.0 Hz in steps of 0.1 Hz.
(c) During operation the TSO may send to the Generator a positive ramp
blocking signal if the NI System would otherwise be at risk from excess
Frequency movements. This signal is designed to restrain PPMs from
ramping above the previous 10 minute average level at the time of
receiving the signal. The PPM may continue to supply Output up to
this level until the signal is removed. The TSO will remove the ramp
blocking signal as soon as stable conditions on the NI System are
restored, as determined by the TSO.
(d) Unless the Controllable PPM or Dispatchable PPM has a continually

manned control point the TSO shall send SCADA signals indicating that
a process of increasing/decreasing maximum Output is to be initiated
and the time interval over which the increase/decrease of Output is to be
achieved. A Controllable PPM or Dispatchable PPM receiving such a
signal shall send a SCADA signal in response confirming that it has
received the SCADA signal from the TSO. The increase/decrease in
Active Power Output of the Controllable PPM or Dispatchable PPM
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26 June 2019
shall be at the Active Power Control Set-Point Ramp Rate. For the
avoidance of doubt nothing in this CC.S2.1.3.8(d) shall be construed as
requiring a Controllable PPM or Dispatchable PPM to operate beyond
its technical limits.
(e) Upon removal of an Active Power Dispatch Instruction sent by the

TSO via SCADA when the PPM is operating in an Active Power
control mode and under normal operational conditions, the PPM shall
ramp at the Resource Following Ramp Rate.
(f) The ramp rate requirements for PPMs need not be met in the case of the
resource availability falling at a greater rate than that which would be
required to control the Output to be within the ramp rate.
(g) In the absence of a TSO Dispatch Instruction, each Generating Unit

comprising a Controllable PPM or Dispatchable PPM must operate as
per the power curve submitted to the TSO and remain connected to the
NI System between the upper and lower limit of resource level needed
for a Generating Unit to generate Active Power.
A PPM is not required to provide Energy to any part of the NI System during the
restoration of power process following a Black Start and therefore does not require a
Black Start Capability. For the avoidance of doubt a PPM will be disconnected from
the NI System during Black Start conditions until the NI System is restored to a stable
operating mode, as determined by the TSO.
CC.S2.1.7 PPM Control Arrangements
CC.S2.1.7.1 Each Controllable PPM or Dispatchable PPM must be capable, in accordance with
CC.S2.1.7.2 and CC.S2.1.7.3, of contributing appropriately, as reasonably specified by
the TSO, to Frequency and voltage by continuous modulation of Active and Reactive
Power supplied to the Transmission System.
○
CC.S2.1.7.2 (a) Each Controllable PPM or Dispatchable PPM must be fitted with a
Fast Acting proportional power governor to provide Frequency
Control under normal operational conditions. This Fast Acting
proportional governor should be equipped with controls which allow the
droop to be set independently in the range 2% to 20% above and below
50.0 Hz. A deadband within which no control will be exercised must be
capable of being set with a lower limit between 49.0 Hz and 50.0 Hz in
steps of 0.05 Hz and an upper limit between 50.0 Hz and 51.0 Hz in
steps of 0.05 Hz. Whilst responding to Frequency excursions on the
System the change in Active Power Output of the Controllable PPM
or Dispatchable PPM shall be at the Frequency Response Ramp Rate.
In addition a high Frequency trip facility must be provided capable of
being set in the range 51.0 Hz to 52.0 Hz in steps of 0.1 Hz. Where a
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26 June 2019
Controllable PPM or Dispatchable PPM becomes isolated from the
rest of the Transmission System the Controllable PPM or
Dispatchable PPM must immediately detect the condition and shut itself
down.
(b) Under certain System conditions the TSO may require a Controllable
PPM or a Dispatchable PPM to operate below its maximum
instantaneous Output on a droop setting to be set in the range 2% to
20%. In this mode of operation the Controllable PPM or Dispatchable
PPM will be providing some of the System reserve. The Controllable
PPM or Dispatchable PPM controller must be capable of being set to
operate in a constrained manner within the range of at least 50% to 100%
of maximum instantaneous Output.
CC.S2.1.7.3
(a) Each Controllable PPM or Dispatchable PPM must be fitted with a
Fast Acting control system capable of being switched to control the
Controllable PPM or Dispatchable PPM voltage; power factor or the
Reactive Power output at the Connection Point. These control modes
must maintain the voltage at the Connection Point within a voltage band
as specified within the Connection Agreement for the particular site,
and in any case within statutory limits as specified under CC5.4. A PPM
shall be capable of continuously controlling voltage at the Connection
Point within its Reactive Power capability limits when instructed to do
so by the TSO via SCADA signals. If the voltage exceeds the specified
band the power factor control or Reactive Power control must revert to
voltage control. The control of voltage, power factor and Reactive
Power Dispatch must ensure stable operation over the entire operating
range of the Controllable PPM or Dispatchable PPM. In the event that
action by the Controllable PPM or Dispatchable PPM active and
reactive power control functions is unable to achieve a sustained voltage
within the statutory limits, the Controllable PPM or Dispatchable PPM
must detect this and immediately shut down.
(b) Other voltage control schemes may be possible but agreement between
the Generator and the TSO must be reached at the application stage for
connection about their suitability. If voltage control is implemented for
the Controllable PPM or Dispatchable PPM, rather than on individual
Generating Units, then the range of power factor available should not
be less than that which would have been available if voltage control had
been on individual Generating Units. Voltage control schemes based
upon equipment located on the TSO’s side of the connection may be
possible, but such schemes are considered special, and the details,
responsibilities and cost schedule must be agreed between the Generator
and the TSO in the Connection Agreement.
(c) In order to deal with Controllable PPMs or Dispatchable PPMs

inducing power fluctuations, an additional control loop must be provided
by the Generator to ensure that the Generating Unit control system,
wind turbulence or other factors in the Controllable PPM or
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26 June 2019
Dispatchable PPM cannot produce power oscillations between 0.25 Hz
and 1.75 Hz. It should be designed and operated to ensure that the total
peak-to-peak MW oscillation within this Frequency range is less than
1% of the Registered Capacity of the Controllable PPM or
Dispatchable PPM.
CC.S2.1.7.4 The TSO may specify the requirement for tap changing facilities on the Site
Transformer(s) for PPMs. Where a suitable Site Transformer does not exist the
requirement may be applied to individual Generator Transformers. The tapping
range and the step sizes will then be specified in the respective Connection
Agreements.
CC.S2.1.8 Coordination with Existing Protection
CC.S2.1.8.1 A Generator must meet, in relation to a PPM, the target clearance times for fault
current interchange with the Transmission System in order to reduce to a minimum
the impact on the Transmission System of faults on circuits owned by Generators.
The target clearance times are measured from fault current inception to arc extinction
and will be specified by the TSO to meet the requirements of the relevant part of the
Transmission System. A Generator may obtain relevant details specific to its PPM
pursuant to CC.S2.1.
CC.S2.1.8.2 Unless otherwise agreed in the Connection Agreement, nothing in this CC.S2.6.2 shall
prevent a PPM or the TO's Plant and Apparatus at the Connection Point from
having faster clearance times than those specified in the Connection Agreement
(subject to necessary discrimination being maintained). The times specified in the
Connection Agreement will reflect the TSO's view of the requirements of both the
Transmission System and the User's System for the expected life time of the
Protection (for example, 15 years). The probability that the fault clearance times
stated in the Connection Agreement will be exceeded by any given fault must be less
than 2%.
CC.S2.1.8.3 To cover for failure of the above Protection systems to meet the above fault clearance
times, back up Protection shall be provided by the Generator. The backup Protection
shall be required to discriminate with other protections fitted on the Transmission
System. Relevant details will be made available to a Generator upon request pursuant
to CC.S2.1.
CC.S2.1.8.4 For PPMs connected to the Transmission System the Connection Agreement will
specify the Protection to be fitted, which may include circuit breaker fail Protection.
CC.S2.1.8.5 The setting of any Protection controlling a circuit breaker or the operating values of
any automatic switching device at any Connection Point shall have been agreed
between the TSO and the User during the course of the application for a Connection
Agreement. The settings and operating values will only be changed if both the TSO
and the User agree provided that neither the TSO nor the User shall unreasonably
withhold their consent.
CC.S2.1.8.6 If in the opinion of the TSO following an overall review of Transmission System
Protection requirements improvements to any PPM Protection scheme are necessary,
the relevant provisions of the Connection Agreement shall be followed.
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CC.S2.1.8.7 The PPM Protection must co-ordinate with any auto reclose policy specified by the
TSO.
CC.S2.1.9 Negative Phase Sequence Loadings
PPMs shall be capable of withstanding, without tripping, a negative phase sequence

loading incurred by clearance of a close-up phase-to-phase fault by System back-up
Protection which will be within the Apparatus short time rating the TSO will inform
the Generator of the expected negative phase sequence loadings during the course of
an application for a Connection Agreement.
CC.S2.1.10 Neutral Earthing
CC.S2.1.10.1 The winding configuration and method of Earthing of PPMs and associated
Generator Transformers shall be agreed with the TSO or, if agreement cannot be
reached, determined by the TSO.
CC.S2.1.11 Automatic Load Shedding Devices
CC.S2.1.11.1 There is an expectation that PPMs will continue to operate outside statutory
Frequency limits. However, it is likely that this could mean connection within an
Automatic Load Shedding zone as detailed in OC4. Consequently, Users shall
ensure that Protection on PPMs shall have settings to co-ordinate with the
settings on the Automatic Load Shedding equipment as detailed by the TSO on
request by the User.
CC.S2.1.11.2
○
(a) Each PPM shall be capable of satisfactory operation at any Frequency within
the range of 47.0 Hz to 52.0 Hz for the minimum time periods specified below
unless the TSO has agreed to the use of any Frequency level relays which will
trip the PPM within this Frequency range.
Frequency Range Time requirement, minimum
50.5 Hz – 52.0 Hz 60 minutes
49.5 Hz – 50.5 Hz Continuous operation
47.5 Hz – 49.5 Hz 60 minutes
47.0 Hz – 47.5 Hz 20 seconds
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(b) Where PPMs are equipped with Rate of Change of Frequency relays or
other devices which measure and operate in relation to a Rate of Change
of Frequency (e.g. a governor) the procedure in CC.S2.9.2(c) below will
be followed to ensure satisfactory operation of the PPMs.
(c) (i) At a reasonable time prior to a PPM being connected to the Transmission
System, and prior to any relevant modification to a PPM or any relevant
Power Station Equipment, the Generator shall contact the TSO with
details of the proposed rate-of-change-of-Frequency setting.
(ii) The TSO shall, within a reasonable period and in any case no more than 28
days, discuss with the Generator whether the proposed settings are
satisfactory. The agreed settings shall be specified in the Connection
Agreement.
(iii) In relation to any Generator which has agreed the settings with the TSO
under these provisions, the TSO shall notify that Generator of any
change of which it is aware in the expected rate-of-change-of-Frequency
on the NI System which may require new settings to be agreed.
CC.S2.1.11.3 Each Generator shall be responsible for protecting the PPMs owned or operated
by it against the risk of damage which might result from any Frequency excursion
outside the range 52 Hz to 47 Hz and for deciding whether or not to interrupt the
connection between its Plant and/or Apparatus and the Transmission System in
the event of such a Frequency excursion.
CC.S2.1.12 Additional information
CC.S2.1.12.1 Each Generator, in relation to a WFPS, shall provide the calculated Output for
the WFPS as part of the application for connection of that WFPS to the
Transmission System. This will take the form of a diagram showing wind speed
and direction against electrical output in MW, in “rose” format. In relation to
PPM that are not WFPS, an equivalent diagram relating to the input resource of
that PPM shall be provided. Following connection, the WFPS shall be monitored
for a period to confirm the validity of the calculations, which may be used for
future Output predictions. This Monitoring shall be completed before a final
compliance certificate is issued. Each Generator requires a temporary
compliance certificate in respect of each of its PPMs before being allowed to
operate it.
CC.S2.1.12.2 A temporary compliance certificate may be issued to allow tests or Monitoring

that can only be performed on energised and/or loaded Plant. After a period of
time not exceeding one year from the date on which a temporary compliance
certificate takes effect (unless the TSO in its absolute discretion agrees to extend
the validity of a temporary compliance certificate), the TSO shall issue a final
compliance certificate or indicate the reason why a final compliance certificate
cannot be issued. The final compliance certificate may be issued with or without
conditions depending upon the result of compliance tests. A temporary or final
compliance certificate may be subsequently withdrawn for the non-compliance of
the Generator or a Generator’s PPM with the Grid Code by the TSO and
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replaced with a restricted compliance certificate. A restricted compliance
certificate shall be issued to the Generator which shall set out the matters in
respect of which there is non-compliance; the MVA rating at the Connection
Point to which the PPM is restricted; the timescales for resolution of the non-
compliance. Upon resolution of the non-compliance the TSO in its absolute
discretion, may re-issue a temporary or final compliance certificate.
CC.S2.1.12.3 For the avoidance of doubt all requirements in this Schedule 2, Part I, shall be
applicable to Energy Storage Power Stations (ESPS) under the full range of
operation and shall not be interpreted to only apply during times the ESPS is
providing Active Power or Reactive Power to the System.
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PART II
TECHNICAL CRITERIA FOR PPMS CONNECTED TO THE DISTRIBUTION SYSTEM
(a) In this Schedule 2, Part II all references to Generating Units shall be read and
construed as references only to Generating Units connected to the Distribution
System that form part of a PPM. It shall not be deemed to refer to CCGT
Modules, Steam Turbine Units and/or Gas Turbine Units.
(b) In this Schedule 2, Part II unless otherwise specified all references to measurements
shall be deemed to be applicable at the connection to the Distribution System of
the PPM.
(c) This Schedule 2, Part II contains technical, design and operational requirements for
PPMs. Detailed information relating to a particular connection will, where
indicated below, be made available by the TSO on request by the Generator. A
number of the requirements in this Schedule 2 (and specifically for WFPS the
WFPS Settings Schedule and PPMS the PPM Settings Schedule) are applicable
only to Controllable PPMs or Dispatchable PPMs. Such requirements are not, by
definition, applicable to a PPM first connected to the Distribution System before 1
April 2005 whose generators comprise a Registered Capacity of 5 MW or more,
unless that PPM is subject to material modification, whereupon such a PPM shall,
for the purposes of this Schedule 2 (and specifically for WFPS the WFPS Settings
Schedule and PPMS the PPM Settings Schedule), be treated as a Controllable
PPM or Dispatchable PPM.
(d) A Controllable PPM or a Dispatchable PPM shall, as a minimum requirement

comply with all relevant Engineering Recommendations and relevant regulations
and the particular requirements of the TSO which will take account of the
conditions prevailing on the Transmission System at the closest electric Bulk
Supply Point at the relevant time. The TSO will notify its particular requirements
to the Generator during the course of the Generator's submission of information
under CC11.
(e) A PPM with a Registered Capacity greater than the MEC at the Connection
Point, as agreed in the relevant Connection Agreement, shall demonstrate Grid
Code compliance with the technical design and operational requirements of the
Generating Unit set out in Grid Code CC5, CC6, CC7 and CC8. Under such
circumstances Grid Code compliance shall be demonstrated at the MEC rather
than at the PPM Registered Capacity to ensure the safe operation of the
Generators Plant and Apparatus and the DNO's Plant and Apparatus. The
Generator shall demonstrate Grid Code compliance in accordance with the
WFPS Setting Schedule or PPM Setting Schedule which may be reviewed from
time to time by the TSO.
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(f) The DNO shall ensure that protection equipment applied to Generators, with an output
of 5MW or more, in compliance with the requirements of Engineering
Recommendation G59/1/NI (as amended, updated or superseded), are configured such
that the Generators remain connected to the NI System whilst the frequency remains
within the limits given in these Connection Conditions unless alternative arrangements
have been agreed with the TSO.
CC.S2.2.2 PPM Connections
Each connection between a PPM and the Distribution System must be controlled
by a circuit breaker.
CC.S2.2.3 PPM Performance Requirements
○
CC.S2.2.3.1 Within the Frequency range 49.5 Hz to 50.5 Hz there must be no reduction in Output
whilst Frequency is falling. Any decrease in Output to a level below the Output to
be delivered in accordance with the power curve occurring in the Frequency range
49.5 Hz to 47 Hz must not be more than pro rata with any decrease below nominal
Frequency.
CC.S2.2.3.2 The Output measured at each generator terminal should not be affected by voltage
changes in the normal operating range specified in the Electricity Supply Regulations
(N.I.) 1991.
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26 June 2019
○
CC.S2.2.3.3 (a) In the event of a step change in voltage each PPM first connected to the
Distribution System on or after 1 April 2005 shall remain connected to the
Distribution System as specified in the following diagram and the remainder of
this CC.S2.2.3.3.
Fault Ride Through Capability of PPMs

U/Un
90%
15%
ms
0 150 625 3000
Voltage vs Time profile at PPM Connection Point
(b) PPMs first connected to the Distribution System prior to 1 April 2005 shall not
be required to comply with the requirements in the above diagram save where the
PPM is subject to material modification involving the installation of additional
Generating Units in which case the requirements in the above diagram shall
apply in respect of the performance of those Generating Units.
(c) The speed of response of the PPM control system should be such that following a
step change in voltage and recovery to the normal operating range the PPM
should achieve and maintain on average at least 90% of its steady state active
power response, measured by Output, at the point of connection to the
Distribution System within 500ms of the voltage recovery to the normal range
for faults cleared within 140ms. For longer duration faults, the PPM shall
provide at least 90% of its steady state active power response, measured by
Output, at the Point of connection to the Distribution System within 1 second
of the voltage recovery to the normal range.
(d)In order to ensure the continued performance of each PPM the Generator shall
meet the reasonable costs of the TSO in providing and maintaining a
Monitoring, recording and transmitting device.
(e) Each PPM shall be capable of satisfactory operation at any voltage within the
range 0% - 120% for the minimum time periods specified below. Other voltage
thresholds may be possible but agreement between the Generator and the TSO
about their suitability must be reached at the application stage for connection.
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Voltage Range (U/Un) Time requirement,

minimum
115% - 120% 2 seconds
110% - 115% 10 seconds
90% - 110% Continuous operation
0% - 90% As per Fault Ride

Through Capability of
PPMs chart
(CC.S2.2.3.3(a))
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26 June 2019
○
CC.S2.2.3.4 The Active Power output measured at each PPM connection point should not be
affected by;
In the event of a step change in voltage each PPM with a Registered Capacity of 5
MW or more shall remain connected to the Distribution System as specified in the
following diagram.
Voltage
(p.u.)
1.0
0.85
0.15
Time
(s)
0 0.25 2.9
CC. S2.2.3.5 The PPM shall be capable of remaining connected to the network and continuing to
operate stably while the Voltage remains above retained voltage (0.15 p.u.) during a
fault. The PPM’s internal protection schemes and settings shall not unduly
jeopardise fault ride through performance while the Voltage remains above retained
voltage (0.15 p.u.).
CC. S2.2.3.6 Without prejudice to CC. S2.2.3.4, undervoltage protection (either fault ride through
capability or minimum Voltage specified at the Connection Point Voltage) shall be
set by the Generator according to the widest possible technical capability of the
PPM, unless the TSO requires narrower settings in accordance with CC6.4.4. The
settings shall be justified by the Generator in accordance with this principle.
CC. S2.2.3.7 PPMS shall be capable of staying connected to the network and operating stably
after the Power System has been disturbed by secured faults. This capability should
be in accordance with CC.S2.2.3.4.
CC. S2.2.3.8 A PPM shall be capable of providing fast fault current at the connection point in the
case of symmetrical and asymmetrical faults, under the following conditions:
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(a) the PPM shall be capable of activating the supply of fast fault current either by:
(i) ensuring the supply of the fast fault current at the connection point, or
(ii) measuring voltage deviations at the terminals of the individual

Generating Units of the PPM and providing fast fault current at the
terminals of these units;
(b) the PPM shall provide fast fault current at the connection point;
(i) during voltage dips below 0.9 p.u., and
(ii) until voltage has recovered to within normal operating voltage range,
(c) the PPM shall prioritise reactive current injection during the duration of the
voltage deviation remaining within the rating of PPM capability. The PPM
shall provide fast fault current injection with a rise time no greater than 100 ms
and a settling time no greater than 300 ms,
CC. S2.2.3.9 Regarding post-fault Active Power recovery the speed of response of the PPM
control system should be such that following a step change in voltage and recovery
to the normal operating range the PPM should achieve and maintain on average at
least 90% of its steady state active power response, measured by Output, at the
Connection Point within 500ms of the voltage recovery to the normal range for
faults cleared within 140ms. For longer duration faults, the PPM shall provide at
least 90% of its steady state active power response, measured by Output, at the
Connection Point within 1 second of the voltage recovery to the normal range. The
PPM control system shall ensure that any Active Power oscillations following post
fault Active Power recovery must be adequately damped.
(i) the calculation of the pre-fault minimum short circuit capacity at the
connection point,

(iii) calculation of the post-fault minimum short circuit capacity at the

connection point;
calculations at the Connection Point as specified in CC.S2.2.3.4:
(i) pre-fault short circuit capacity at each Connection Point expressed

in MVA,
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(iii) post-fault minimum short circuit capacity at each connection point

expressed in MVA.
CC.S2.2.3.4 Ramp Rates
(a) The PPM control system shall be capable of controlling the ramp rate of
its Active Power Output. There shall be three ramp rate capabilities
designated, Resource Following Ramp Rate, Active Power Control
Set-Point Ramp Rate and Frequency Response Ramp Rate. The PPM
control system shall operate the ramp rates with the following order of
priority (high to low): Frequency Response Ramp Rate; Active Power
Control Set-Point Ramp Rate; Resource Following Ramp Rate. It
shall be possible to vary the Resource Following Ramp Rate over a
range between 1% and 100% of Registered Capacity per minute. The
ramp rate is the average rate of change in Output measured over any 10
minute period. The ramp rate averaged over 1 minute should not exceed
3 times the average ramp rate over 10 minutes.
(b) A Controllable PPM or a Dispatchable PPM shall have a ramp

Frequency controller, which on Start-Up and during normal operation
of any Controllable PPM or Dispatchable PPM shall only allow an
increase in Active Power Output when the System Frequency is below
a set value. The ramp Frequency controller should be capable of being
set in the range 50.0 Hz to 52.0 Hz in steps of 0.1 Hz.
(c) During operation the TSO may send to the Generator a positive ramp
blocking signal if the NI System would otherwise be at risk from excess
Frequency movements. This signal is designed to restrain PPMs from
ramping above the previous 10 minute average level at the time of
receiving the signal. The PPM may continue to supply Output up to
this level until the signal is removed. The TSO will remove the ramp
blocking signal as soon as stable conditions on the NI System are
restored, as determined by the TSO.
(d) Unless the Controllable PPM or Dispatchable PPM has a continually

manned control point the TSO shall send a SCADA signal indicating
that a process of increasing/decreasing Output is to be initiated and the
time interval over which the increase/decrease of Output is to be
achieved. A Controllable PPM or Dispatchable PPM receiving such a
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26 June 2019
signal shall send a SCADA signal in response confirming that it has
received the SCADA signal from the TSO. The increase/decrease in
shall be as per the Active Power Control Set-Point Ramp Rate. For the
avoidance of doubt nothing in this CC.S2.2.3.4 (d) shall be construed as
requiring a Controllable PPM or Dispatchable PPM to operate beyond
its technical limits.
(e) Upon removal of an Active Power Dispatch Instruction sent by the

TSO via SCADA when the PPM is operating in an Active Power
control mode and under normal operational conditions, the PPM shall
ramp at the Resource Following Ramp Rate.
(f) The ramp rate requirements for PPMs need not be met in the case of
input resource availability falling at a greater rate than that which would
be required to control the Output to be within the ramp rate.
(g) In the absence of a TSO Dispatch Instruction, each Generating Unit

comprising a Controllable PPM or Dispatchable PPM must operate as
per the power curve submitted to the TSO and remain connected to the
NI System between the upper and lower limit of resource level needed
for a Generating Unit to generate Active Power.
A PPM is not required to provide Energy to any part of the NI System during the
restoration of power process following a Black Start and therefore does not require a
Black Start Capability. For the avoidance of doubt a PPM will be disconnected from
the Distribution System during Black Start conditions until the NI System is restored
to a stable operating mode, as determined by the TSO.
CC.S2.2.5 PPM Control Arrangements
CC.S2.2.5.1 Each Controllable PPM or Dispatchable PPM must be capable, in accordance

with CC.S2.2.5.2 and CC.S2.5.3, of contributing appropriately, as reasonably
specified by the TSO, to Frequency by continuous modulation of Active Power
supplied to the NI System.
○
CC.S2.2.5.2 (a) Each Controllable PPM or Dispatchable PPM must be fitted with a Fast
Acting proportional power governor to provide Frequency Control under
normal operational conditions. This Fast Acting proportional governor
should be equipped with controls which allow the droop to be set
independently in the range 2% to 20% above and below 50.0 Hz. A
deadband within which no control will be exercised must be capable of
being set with a lower limit between 49.0 Hz and 50.0 Hz in steps of 0.05
Hz and an upper limit between 50.0 Hz and 51.0 Hz in steps of 0.05 Hz.
Whilst responding to Frequency excursions on the System the change in
shall be as per the Frequency Response Ramp Rate. In addition a high
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26 June 2019
Frequency trip facility must be provided capable of being set in the range
51.0 Hz to 52.0 Hz in steps of 0.1 Hz. Where a Controllable PPM or
Dispatchable PPM becomes isolated from the rest of the Transmission
System the Controllable PPM or Dispatchable PPM must immediately
detect the condition and shut itself down.
(b) Under certain System conditions the TSO may require a Controllable
PPM or a Dispatchable PPM to operate below its maximum
instantaneous Output on a droop setting to be set in the range 2% to 20%.
In this mode of operation the Controllable PPM or Dispatchable PPM
will be providing some of the System reserve. The Controllable PPM or
Dispatchable PPM controller must be capable of being set to operate in a
constrained manner within the range of at least 50% to 100% of maximum
instantaneous Output.
CC.S2.2.5.3 In order to deal with Controllable PPMs or Dispatchable PPMs inducing power
fluctuations, an additional control loop must be provided by the Generator to ensure
that the wind turbine control system, wind turbulence or other factors in the
Controllable PPM or Dispatchable PPM cannot produce power oscillations between
0.25 Hz and 1.75 Hz. It should be designed and operated to ensure that the total peak-
to-peak MW oscillation within this Frequency range is less than 1% of the Registered
Capacity of the Controllable PPM or Dispatchable PPM.
CC.S2.2.6 Frequency Capability
CC.S2.2.6.1 Controllable PPMs and Dispatchable PPMs may be capable of operating outside
statutory Frequency limits. However, this may mean that they will continue to operate
if connected within an Automatic Load Shedding zone as detailed in OC4.
Consequently, Users shall ensure that Protection on their Controllable PPMs and
Dispatchable PPMs shall have settings to co-ordinate with the settings on the
Automatic Load Shedding equipment as detailed by the TSO on request by the User.
CC.S2.2.6.2
○
(a) Each Controllable PPM and Dispatchable PPM shall be capable of
satisfactory operation at any Frequency within the range of 47.0 Hz to
52.0 Hz for the minimum time periods specified below unless the TSO
has agreed to the use of any Frequency level or rate of change of
Frequency relays which will trip the Controllable PPM and/or
Dispatchable PPM within this Frequency range.
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Frequency Range Time requirement, minimum
50.5 Hz – 52.0 Hz 60 minutes
49.5 Hz – 50.5 Hz Continuous operation
47.5 Hz – 49.5 Hz 60 minutes
47.0 Hz – 47.5 Hz 20 seconds
(b)
 The TSO shall, within a reasonable period and in any case no

more than 28 days, discuss with the Generator whether the
proposed settings are satisfactory.
 In relation to any Generator which has agreed the settings with

the TSO under these provisions, the TSO shall notify that
Generator of any change of which it is aware in the expected
rate-of-change-of-Frequency on the NI System which may
require new settings to be agreed.
CC.S2.2.6.3 Each Generator shall be responsible for protecting the PPMs owned or operated by it
against the risk of damage which might result from any Frequency excursion outside
the range 52 Hz to 47 Hz and for deciding whether or not to interrupt the connection
between its Plant and/or Apparatus and the Distribution System in the event of such
a Frequency excursion.
CC.S2.2.7 Additional information
CC.S2.2.7.1 Each Generator shall provide the calculated Output for the WFPS as part of the
submission of information under CC11. This will take the form of a diagram showing
wind speed and direction against electrical output in MW, in “rose” format. Following
connection, the WFPS shall be monitored for a period to confirm the validity of the
calculations, which may be used for future Output predictions. This Monitoring shall
be completed before a final compliance certificate is issued. Each Generator requires a
temporary compliance certificate in respect of each of its Controllable or
Dispatchable PPMs before being allowed to operate it.
CC.S2.2.7.2 A temporary compliance certificate may be issued to allow tests or Monitoring that
can only be performed on energised and/or loaded Plant. After a period of time not
exceeding one year from the date on which a temporary compliance certificate takes
effect (unless the TSO in its absolute discretion agrees to extend the validity of a
temporary compliance certificate), the TSO shall issue a final compliance certificate or
indicate the reason why a certificate cannot be issued. The final compliance certificate
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may be issued with or without conditions depending upon the result of compliance
tests. A temporary or final compliance certificate may be subsequently withdrawn for
the non-compliance of the Generator or a Generator’s PPM with the Grid Code by
the TSO and replaced with a restricted compliance certificate. A restricted compliance
certificate shall be issued to the Generator which shall set out the matters in respect of
which there is non-compliance; the MVA rating at the Connection Point to which the
PPM is restricted; the timescales for resolution of the non-compliance. Upon resolution
of the non-compliance the TSO in its absolute discretion, may re-issue a temporary or
final compliance certificate.
CC.S2.2.7.3 For the avoidance of doubt all requirements in this Schedule 2, Part II, shall be
applicable to Energy Storage Power Stations (ESPS) under the full range of operation
and shall not be interpreted to only apply during times the ESPS is providing Active
Power or Reactive Power to the System.
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APPENDIX 1
FORMAT, PRINCIPLES AND BASIC PROCEDURE TO BE USED IN THE

PREPARATION OF SITE RESPONSIBILITY SCHEDULES
This Appendix 1 applies only to Users (other than the DNO) whose Plant and
Equipment are connected to the Transmission System.
CC.A1.1 PRINCIPLES
CC.A1.1.1 The following Site Responsibility Schedules shall be drawn up using the proforma
attached or with such variations as may be agreed between the TSO and the User,
although in the absence of agreement the proforma attached will be used:
(a) Schedule of HV Apparatus;
(b) Schedule of Plant, LV/MV Apparatus, services and supplies;
(c) Schedule of telecommunications and measurements Apparatus.
Other than at Generating Unit and Power Station locations (including PPMs), the
schedules referred to in (b) and (c) may be combined.
CC.A1.1.2 Each Site Responsibility Schedule for a Connection Site shall be prepared by the
TSO in consultation with other Users at least 2 weeks prior to the date for connection
proposed by the User pursuant to CC10.1.1(c). Each User shall provide information to
the TSO to enable it to prepare the Site Responsibility Schedule.
CC.A1.1.3 Each Site Responsibility Schedule shall detail for each item of Plant and Apparatus:
(a) Plant/Apparatus ownership;
(b) Site Manager;
(c) Safety (applicable Safety Rules and Control Person or other responsible person
(Safety Co-ordinator), or such other person who is responsible for safety);
(d) Operations (applicable Operational Procedures and control engineer);
(e) Responsibility to undertake maintenance.
Each Connection Point shall be precisely shown.
CC.A1.1.4 In the case of Site Responsibility Schedules referred to in CC.A.1.1.1.(b) and (c), with
the exception of Protection and Intertrip Apparatus operation, it will be sufficient to
indicate the responsible User or the TSO as the case may be. In the case of the Site
Responsibility Schedule referred to in CC.A.1.1.1 (a) for Protection and Intertrip
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Apparatus, the responsible management unit must be shown in addition to the User or
the TSO as the case may be.
CC.A1.1.5 The HV Apparatus Site Responsibility Schedule for each Connection Site must
include lines and cables emanating from the Connection Site.
CC.A1.1.6 Every page of each Site Responsibility Schedule shall bear the date of issue and the
issue number.
CC.A1.1.7 When a Site Responsibility Schedule is prepared it shall be sent by the TSO to the
Users involved for confirmation of its accuracy.
CC.A1.1.8 The Site Responsibility Schedule shall then be signed on behalf of the TSO by the
Manager responsible and on behalf of each User involved by its Responsible Manager
(see CC.A.1.1.15), by way of written confirmation of its accuracy if they agree on its
accuracy. The TSO shall also procure that the TO will sign the Site Responsibility
Schedule.
CC.A1.1.9 Once signed, two copies will be distributed by the TSO, not less than two weeks prior
to its implementation date, to each User which is a party on the Site Responsibility
Schedule and to the TO, accompanied by a note indicating the issue number and the
date of implementation.
CC.A1.1.10 The TSO and Users must make the Site Responsibility Schedules readily available to
their respective operational staff at the Site and the TSO must make the Site
Responsibility Schedule available to the TO’s operational staff at the Site.
Alterations to existing Site Responsibility Schedules
CC.A1.1.11 Without prejudice to the provisions of CC.A.1.1.14, when a User identified on a Site
Responsibility Schedule becomes aware that an alteration is necessary, it must inform
the TSO immediately and in any event 8 weeks prior to any change taking effect (or as
soon as possible after becoming aware of it, if less than 8 weeks remain when the User
becomes aware of the change).
CC.A1.1.12 Where the TSO has been informed of a change by a User, or itself proposes a change,
it will prepare a revised Site Responsibility Schedule by not less than six weeks prior
to the change taking effect (subject to it having been informed or knowing of the
change eight weeks prior to that time) and the procedure set out in CC.A.1.1.7 shall be
followed with regard to the revised Site Responsibility Schedule.
CC.A1.1.13 The revised Site Responsibility Schedule shall then be signed in accordance with the
procedure set out in CC.A.1.1.8 and distributed in accordance with the procedure set
out in CC.A.1.1.9, accompanied by a note indicating where the alteration(s) has/have
been made, the new issue number and the date of implementation.
CC.A1.1.14 When a User identified on a Site Responsibility Schedule, or the TSO, as the case
may be, becomes aware that an alteration to the Site Responsibility Schedule is
necessary urgently to reflect, for example, an emergency situation, the User shall notify
the TSO, or the TSO shall notify the User, as the case may be, immediately and will
discuss:
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(a) what change is necessary to the Site Responsibility Schedule;
(b) whether the Site Responsibility Schedule is to be modified temporarily or

permanently; and
(c) the distribution of the revised Site Responsibility Schedule.
The TSO will prepare a revised Site Responsibility Schedule as soon as possible, and
in any event within seven days of it being informed of or knowing the necessary
alteration. The Site Responsibility Schedule will be confirmed by Users and signed on
behalf of the TSO and Users (by the persons referred to in CC.A.1.1.8) as soon as
possible after it has been prepared and sent to Users for confirmation.
Responsible Managers
CC.A1.1.15 Each User and the TSO shall, prior to the date for connection proposed by the User
pursuant to CC10.1.1(c), exchange names and status of managers with authority to sign
Site Responsibility Schedules.
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APPENDIX 2
PROCEDURES RELATING TO OWNERSHIP DIAGRAMS
This Appendix 2 applies only to Users (other than the DNO) whose Plant and
Equipment are connected to the Transmission System.
CC.A2.1. Basic Principles
(a) Where practicable, all the HV Apparatus on any Connection Site shall be shown
on one Ownership Diagram. Provided the clarity of the diagram is not impaired,
the layout shall represent as closely as possible the geographical arrangement on
the Connection Site.
(b) Where more than one Ownership Diagram is unavoidable, duplication of

identical information on more than one Ownership Diagram must be avoided.
(c) The Ownership Diagram must show accurately the current status of the
Apparatus, e.g. whether commissioned or decommissioned. Where
decommissioned, the associated switchbay will be labelled "spare bay".
(d) Provision will be made on the Ownership Diagram for signifying approvals,
together with provision for details of revisions and dates.
(e) Ownership Diagrams will be prepared in A4 format or such other format as may
be agreed with the TSO.
CC.A2.2 Apparatus to be shown on Ownership Diagrams
1. Busbars
2. Circuit Breakers
3. Disconnector (Isolator) and Switch Disconnectors (Switching Isolators)
4. Disconnectors (Isolators) - Automatic Facilities
5. Bypass Facilities
6. Earthing Switches
7. Maintenance Earths
8. Overhead Line Entries
9. Overhead Line Traps
10. Cable and Cable Sealing Ends
11. Generating Unit
12. Generator Transformers
13. Generating Unit Transformers, Station Transformers, including the lower
voltage circuit-breakers
13A. PPM Transformers, including the lower voltage circuit-breakers
14. Synchronous Compensators
15. Static Variable Compensators
16. Capacitors (including Harmonic Filters)
17. Series or Shunt Reactors
18. Supergrid and Grid Transformers
19. Tertiary Windings
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20. Earthing and Auxiliary Transformers
21. Three Phase VTs
22. Single Phase VT & Phase Identity
23. High Accuracy VT and Phase Identity
24. Surge Arrestors/Diverters
25. Neutral Earthing Arrangements on HV Plant
26. Fault Throwing Devices
27. Quadrature Boosters
28. Arc Suppression Coils
29. Current Transformers (where separate Plant items)
30. Wall Bushings
CC.A2.3 Recommended Graphical Symbols
Where appropriate, the recommended graphical symbols shown in the attachment to

this Appendix 2 shall be used in the preparation of an Ownership Diagram.
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APPENDIX 3
TECHNICAL REQUIREMENTS
LOW FREQUENCY RELAYS FOR THE AUTOMATIC
DISCONNECTION OF SUPPLIES AT LOW FREQUENCY
CC.A3.1 Low Frequency Relays
CC.A3.1.1 The Low Frequency Relays to be used shall be in accordance with the requirements of
the Connection Agreement. They should have a setting range of 47 Hz to 50 Hz and
be suitable for operation from a nominal AC input of 63.5, 110 or 240 V. The following
general parameters on the requirements of approved Low Frequency Relays for
automatic installations is given as an indication, without prejudice to the provisions that
may be included in the Connection Agreement:
(a) Frequency settings: 47 Hz – 50 Hz in steps of 0.05 Hz or better, preferably

0.01 Hz;
(b) Measurement period Within a minimum selectable settings range of 4 to 6

settings: cycles;
(c) Operating time: Between 100 and 150 ms dependent on measurement

period setting;
(d) Voltage lock-out: Selectable within a range of 55 to 90% of nominal

voltage;
(e) Facility stages: One or two stages of Frequency operation;
(f) Output contacts: Two Output contacts per stage to be capable of

repetitively making and breaking for 1000 operations.
CC.A3.2 Low Frequency Relay Voltage Supplies
CC.A3.2.1 It is essential that the voltage supply to the Low Frequency Relays shall be derived
from the primary System at the supply point concerned so that the Frequency of the
Low Frequency Relays input voltage is the same as that of the primary System. This
requires either:
(a) the use of a secure supply obtained from voltage transformers directly associated
with the grid transformer(s) concerned, the supply being obtained where necessary
via a suitable automatic voltage selection scheme; or
(b) the use of the Substation 240 V phase-to-neutral selected auxiliary supply,
provided that this supply is always derived at the Connection Point concerned
and for the avoidance of doubt is never derived from a standby supply Generating
Unit or from another part of the Distribution System.
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CC.A3.3 Scheme Requirements
CC.A3.3.1 The tripping facility should be engineered in accordance with the following reliability
considerations:
(a) Dependability
Failure to trip at any one particular Demand shedding point would not harm the
overall operation of the scheme. However, many failures would have the effect of
reducing the amount of Demand under low Frequency Control. An overall
reasonable minimum requirement for the dependability of the Demand shedding
scheme is 96%, i.e. the average probability of failure of each Demand shedding
point should be less than 4%. Thus the Demand under low Frequency Control
will not be reduced by more than 4% due to relay failure.
(b) Outages
Low Frequency Demand shedding schemes will be engineered such that the
amount of Demand under control is as specified by the TSO and is not reduced
unacceptably during equipment Outage or maintenance conditions.
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OPERATING CODE NO. 1
DEMAND FORECASTING
OC1.1 INTRODUCTION
Operating Code No 1 ("OC1") is concerned with Demand forecasting and specifies

the procedures to be followed and the data to be supplied to the Transmission
System Operator (TSO) to enable the TSO to forecast Demand on the Northern
Ireland (NI) System through the timescales ranging from 3 years in advance (namely
part of the Operational Planning Phase) through to the Control Phase and into real
time operation. As explained in the Glossary and Definitions section, references to
the term “User System” shall be read as referring to the Distribution System with
respect to provisions applicable to the DNO.
OC1.2 OBJECTIVE
The objectives of OC1 are to set out the requirement for Users to provide data to the
TSO to:
(a) enable the TSO insofar as it is able to do so, to maintain a sufficient Margin
during the Operational Planning Phase and the Programming Phase; and
(b) enable the TSO to know how much Generating Plant to Schedule and to
Dispatch (insofar as Generating Plant is available) to meet Demand on the
NI System to the Licence Standards in the Control Phase;
and to specify those factors which the TSO will take into account when conducting
Demand forecasting.
OC1.3 SCOPE
OC1.3.1 OC1 applies to the TSO and to Users, which in this OC1 means, Generators (in
respect of all Generating Units connected to the Transmission System and in
respect of CDGUs connected to the Distribution System and Controllable PPMs
connected to the Distribution System), Generator Aggregators, the DNO and
Suppliers.
OC1.4 PROCEDURE
OC1.4.1 Users, as specified below, must provide the following data to the TSO at the time and
in the manner specified in order to enable the TSO to have the relevant data for it to
carry out Demand forecasting over the periods specified in OC1.1.
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OC1.4.1.1 Energy Sales
(a) Each Supplier must, by the end of week 48 each year, provide to the TSO in
writing details of its anticipated aggregate annual sales of Energy in GWh
(calculated in accordance with paragraph (c) below) in respect of each of the
three following TSO Financial Years. If between such annual notifications
the anticipated sales of Energy for any year materially changes, the Supplier
must notify the TSO in writing without delay giving details in GWh of the
revised anticipated sales of Energy.
(b) The details of anticipated sales of Energy notified to the TSO pursuant to (a)
above must contain the Supplier's best estimate, acting as a reasonable and
prudent Supplier in all the circumstances.
(c) Each Supplier must (subject as provided below), in order to avoid

duplication of anticipated sales of Energy which another Supplier may be
submitting to the TSO, only include in its estimate of Energy sales provided
to the TSO pursuant to (a) above those anticipated sales of Energy in respect
of which it has a contractual arrangement and those sales which would be
necessary to meet any anticipated development in Energy sales relating to
that contractual arrangement. However, where a contractual arrangement
exists for only a portion of the period for which the data is to be supplied, the
data will include an assumption for the remainder of the period (which must
be identified as such in the submission) unless the Supplier is aware that the
Energy sales will be made by another Supplier.
OC1.4.1.2 Generation Output
With respect to all Generating Units connected to the Transmission System and to
CDGUs and Controllable PPMs connected to the Distribution System, the output
in MW and Mvar of Power Stations will be monitored by the TSO at the TSO
Control Centre. The generator output in MW and Mvar of Independent
Generating Plant connected to the Distribution System with a Registered
Capacity of 2MW and above shall, when requested by the TSO and where suitable
metering is fitted, be recorded by the DNO and then provided by the DNO to the
TSO in half hourly metered data. This is to enable the TSO to be able to assess the
total Demand on the NI System and it will in due course form part of the historical
records which are vital in carrying out Demand forecasting.
OC1.4.1.3 Loading Profiles
The DNO shall, at the request of the TSO, in respect of each Independent
Generating Plant connected to the Distribution System with a Registered
Capacity of 2MW and above, submit to the TSO in writing by 1000 hours on the day
following the day on which the request was made an estimate of the Generator
Loading profiles for such Independent Generating Plant for the following
Schedule Day, save that it will be for the following three Schedule Days when
submitted on a Friday and the next two Schedule Days when submitted on a Saturday
(no notice being required on a Sunday) and shall be for such longer period as the
TSO may specify, at least one week in advance, to cover holiday periods. Such
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estimate will identify the Bulk Supply Point that the Independent Generating
Plant is associated with and be in the form of half hourly output in MW.
OC1.5 DEMAND FORECASTS
OC1.5.1 The following factors will be taken into account by the TSO when conducting
Demand forecasting in the Operational Planning Phase and in the Programming
Phase:
(a) historic generation output information recorded by the TSO or submitted by

the DNO in accordance with OC1.4.1.2;
(b) local factors known to the TSO in advance which may affect Demand on the
NI System, for example trade holidays and school holidays;
(c) anticipated Loading profiles submitted by the DNO in respect of

Independent Generating Plant pursuant to OC1.4.1.3;
(d) prospective new Demand for Energy exceeding 2MW on the NI System
submitted in accordance with the terms of the Planning Code;
(e) Customer Demand Management of which the TSO, is aware in accordance

with OC4;
(f) estimated Energy sales information submitted by Suppliers pursuant to

OC1.4.1.1;
(g) anticipated transfers across Interconnectors and the Inter-jurisdictional Tie

Lines between Northern Ireland and the Republic of Ireland; and
(h) other information supplied by Users.
The peak daily Demand forecast in the Operational Planning Phase will become
the Average Cold Spell Demand forecast which is utilised by the TSO to determine
whether the Licence Standards can be met.
OC1.5.2 The following factors will be taken into account by the TSO when conducting
Demand forecasting in the Control Phase:
(a) historic load curves which the TSO considers to be relevant in the Control
Phase, for example, in respect of the same or a similar day in the previous
year or previous week;
(b) local factors known to the TSO in advance which may affect Demand on the
NI System, for example trade holidays and school holidays;
(c) anticipated Loading profiles submitted by the DNO in respect of

Independent Generating Plant pursuant to OC1.4.1.3;
(d) weather forecasts and the current and historic weather conditions;
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(e) Demand Control of which the TSO is aware in accordance with OC4;
(f) anticipated transfers across Interconnectors and the Inter-jurisdictional Tie

Lines between Northern Ireland and the Republic of Ireland; and
(g) other information supplied by Users.
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OPERATIONAL PLANNING
OC2.1 INTRODUCTION
OC2.1.1 Operational Planning involves planning through various timescales, the matching of
generating capacity with forecast Demand on the All Island Networks together with
a reserve of generation to provide the Margin taking into account Outages of
CDGUs (and/or in the case of a CCGT Installation, CCGT Modules as provided in
OC2), Controllable PPMs, Power Station Equipment and Outages of and
constraints on parts of the NI System and taking into account the output of
Independent Generating Plant and transfers of electricity across any
Interconnector and the Inter-jurisdictional Tie Line between Northern Ireland and
the Republic of Ireland, in order to maintain the security and integrity of the NI
System.
OC2.1.2 In general terms there is an "envelope of opportunity" for the release of CDGUs,
Controllable PPMs and Power Station Equipment and of parts of the NI System
for Outages in accordance with this OC2. The envelope is determined by reference
to the excess of the total generating capacity available (including transfers across any
Interconnector and taking account of the output of Independent Generating Plant)
over the sum of Demand plus the Margin at the relevant time.
OC2.1.3 OC2 sets out the data required by the TSO from Generators and the data exchanges
between the TSO and the DNO in order for the TSO to conduct the co-ordinated
Operational Planning process in conjunction with the Other TSO, and the
procedures to be adopted by the TSO in the planning and co-ordination of CDGU
Outages, (and/or in the case of a CCGT Installation, Outages of CCGT Modules
as provided in OC2), Controllable PPM Outages, Power Station Equipment
Outages and NI System Outages in accordance with this OC2.
OC2.1.4 In OC2, "Year 0" means the current calendar year at any time, Year 1 means the next
calendar year at any time, Year 2 means the calendar year after Year 1, etc.
OC2.2 OBJECTIVE
OC2.2.1 The objective of OC2 is to ensure, as far as possible, that the TSO, in conjunction
with the Other TSO, co-ordinates, optimises and approves Outages of CDGUs
(and/or in the case of CCGT Installations, CCGT Modules as provided in OC2),
Controllable PPMs and Power Station Equipment, taking into account System
Outages on the NI System and the Other TSO’s Transmission System, to minimise
so far as possible the number and effect of constraints on the NI System, the Other
Transmission System and the Inter-jurisdictional Tie Line between Northern
Ireland and the Republic of Ireland and in order to ensure that, so far as possible,
forecast Demand plus the Margin (taking account of the output of Independent
Generating Plant and transfers across any Interconnector and the Inter-
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jurisdictional Tie Line between Northern Ireland and the Republic of Ireland) is
met.
OC2.3 SCOPE
OC2.3.1 OC2 applies to the TSO, Generators (in respect of all Generating Units connected
to the Transmission System and in respect of CDGUs and Controllable PPMs
connected to the Distribution System), Interconnector Owners, Generator
Aggregators, Demand Side Unit Operators, the DNO and Large Demand
Customers.
OC2.4 INFORMATION EXCHANGE WITH THE DNO IN RESPECT OF

INDEPENDENT GENERATING PLANT
OC2.4.1 Such information as the TSO may reasonably require relating to Independent
Generating Plant connected to the Distribution System shall, where required by the
TSO for the purposes of this OC2, be provided by the DNO.
OC2.5 SUMMARY
OC2.5.1 Under OC2 the interaction between the TSO, the DNO, Generators and
Aggregators will be as follows:
(a) each Generator and the TSO: in respect of Outages of CDGUs (and/or in
the case of a CCGT Installation, CCGT Modules, as provided under
OC2), Controllable PPMs, Dispatchable PPMs, Demand Side Units,
Aggregated Generators and/or Power Station Equipment;
(b) the DNO and the TSO: in respect of Outages of Independent Generating
Plant connected to the Distribution System with a Registered Capacity of
2 MW and greater;
(c) the TSO and each Generator: in respect of Transmission System Outages
relevant to the Generator's CDGUs (and/or in the case of a CCGT
Installation, CCGT Modules, therein), Controllable PPMs., and
Dispatchable PPMs.
(d) the DNO and the TSO: in respect of Outages on the Distribution System
relevant to distribution connected CDGUs, Controllable PPMs,
Dispatchable PPMs, Demand Side Units, Aggregated Generators and
Generators with distribution connected Independent Generating Plant
with a Registered Capacity of 2 MW and greater;
(e) the TSO and the DNO : in respect of Outages of CDGUs connected to the
Distribution System including Controllable PPMs, Dispatchable PPMs,
Demand Side Units, Aggregated Generating Units and/or associated
Power Station Equipment;
(f) the DNO and the TSO: in respect of Outages of 33kV circuits on the
Distribution System; and
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(g) the DNO and the TSO: in respect of Outages on the Distribution System
which may affect Customers with a Demand greater than 10 MW and
which are connected to the Distribution System.
The provisions of this paragraph also apply to Interconnector Owners as if

references to Generator and to a Generator’s units were references to an
Interconnector Owner in respect of an Interconnector.
The provisions of this paragraph also apply to Aggregators as if Generators and to a

Generator’s units were references to an Aggregator in respect of a Demand Side
Unit or and Aggregated Generator.
OC2.5.2 Under OC2 the interaction between the TSO and Large Demand Customers will be
in respect of Transmission System Outages relevant to each Large Demand
Customer.
OC2.5.3 (a) In relation to all matters to be undertaken pursuant to this OC2, including
(without limitation) making requests for Outages and supplying information
to the TSO concerning overruns, each Generator must act reasonably and in
good faith. Without limitation to such obligation, each Generator shall act
in accordance with Prudent Operating Practice in planning its Outages
and, in particular, so as to avoid a situation arising in which the Generator
is obliged to request an Outage during the Outage Planning process by
reason of obligations imposed upon the Generator by statute as a
consequence of the Generator not having planned its Outages in
accordance with Prudent Operating Practice, for example, by not having
planned its Outages sufficiently far in advance of any statutory time limit.
The provisions of this paragraph also apply to Interconnector Owners as if
Interconnector Owner in respect of an Interconnector. The provisions of
this paragraph also apply to Aggregators as if Generators and to a
Generator’s units were references to an Aggregator in respect of a
Demand Side Unit or an Aggregated Generator.
(b) In relation to all matters to be undertaken pursuant to this OC2:
(i) the DNO must act reasonably and in good faith; and
(ii) the DNO shall procure that
each Customer with a Demand greater than 10 MW and which is

connected to the Distribution System, and
each Generator with Independent Generating Plant with a Registered

Capacity of 2 MW and greater
each Aggregator
must act reasonably and in good faith.
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(c) The TSO must, in relation to all matters to be undertaken pursuant to this
OC2, including (without limitation) the co-ordination of Generators',
Aggregators’ or Interconnector Owners’ Outages, act reasonably and in
good faith in the discharge of its obligations.
OC2.5.4 Where in this OC2 there are references to outages of CCGT Modules, such
provisions only apply where the Power Station Agreement and/or Generating Unit
Agreement relating to the CCGT Installation of which the CCGT Module forms
part so provides.
OC2.6 OUTAGE PLANNING PROCEDURES FOR CDGUs, Controllable PPMs,

AND/OR POWER STATION EQUIPMENT
OC2.6.1 Indicative Term Operational Planning - Planning for Years 4 to 7
The provisions of this section OC2.6 shall only apply if reasonably required and
requested by the TSO. In each calendar year:
(a) By the End of March
Each Generator will provide the TSO in writing with a suggested

Indicative Outage Programme for Years 4 to 7 which will contain the
following information in relation to each proposed Planned Outage in the
suggested Provisional Outage Programme:
(i) identity of the CDGUs (or in the case of a CCGT Installation,

CCGT Module(s) therein), Controllable PPMs(or Generating
Unit(s) therein) and/or the Power Station Equipment concerned;
(ii) MW concerned (i.e. MW which will not be Available as a result of

the Outage and that which will, notwithstanding the Outage, still
be Available, if any);
(iii) required duration of Outage;
(iv) preferred Start Date or range of Start Dates;
(v) whether the Outage is a Flexible Planned Outage or an Inflexible

Planned Outage, provided that the Generator must not declare an
Outage to be an Inflexible Planned Outage unless Prudent
Operating Practice would not permit the Outage to be declared as
a Flexible Planned Outage;
(vi) if it is a Flexible Planned Outage,
(aa) the period for which the Outage could be deferred at the
request of the TSO, which period shall be not less than 30
days in length;
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(bb) the period for which the Outage could be advanced at the
days in length; and
(vii) where relevant, that the Generator wishes to take the Outage in
order to enable it to comply with obligations relating to the
operation and maintenance of CDGUs (or in the case of a CCGT
Installation, CCGT Module(s) therein), Controllable PPMs (or
Generating Unit(s) therein) and/or Power Station Equipment
imposed upon the Generator by statute and, if so, the latest date by
which the Outage must be taken.
In relation to sub-paragraph (v), the Generator must provide the TSO with
such evidence as it may reasonably require in order to substantiate the
declaration as an Inflexible Planned Outage and, if the Generator fails to
establish to the TSO 's reasonable satisfaction that the Outage is required to
be an Inflexible Planned Outage, the Outage shall be deemed to have been
submitted as a Flexible Planned Outage with an attendant Flexible
Planned Outage Period of 10 days for advancement and 30 days for
deferment.
Details of proposed Outages for years 4 to 7 are required to signal

adequately in advance major Outages which could impact on capacity
adequacy or on the TSO’s or the Other TSO’s Transmission Outage
Maintenance and Development Programmes and are indicative only. In
rolling over the Provisional Outage Programme from one year to the next
each Generator shall not be constrained in making any submission to any
previous Indicative Outage Programme.
The provisions of this paragraph OC2.6.1(a) also apply to Interconnector

Owners as if references to “Generator” and to a Generator’s units were
references to an Interconnector Owner in respect of an Interconnector.
The provisions of this paragraph OC2.6.1(a) also apply to Aggregators as if
Aggregator in respect of an Aggregated Generating Unit or a Demand
Side Unit.
(b) Between the End of March and the End of September
(i) The TSO will be calculating the weekly capacity required from
Generating Plant in Years 4 and 7 taking into account insofar as
the TSO may consider to be appropriate:
(aa) Demand Forecasts;
(bb) The TSO's estimate of Customer Demand

Management;
(cc) forecast Availability of CDGUs;
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(dd) forecast output available from any Interconnectors;
(ee) the Margin as set by the TSO;
(ff) NI System constraints and constraints on the Inter-

jurisdictional Tie Line between Northern Ireland and the
Republic of Ireland; and
(gg) NI System Outages to ensure that, in general, these have

the least restraint on CDGU, Controllable PPM and
Power Station Equipment Outages.
(ii) The calculation under (i) will, with anticipated Outages other than
Planned Outages then taken into account, effectively define the
envelope of opportunity for Planned Outages of CDGUs, (or in
the case of a CCGT Installation, CCGT Module(s) therein),
Controllable PPMs (or Generating Unit(s) therein) and/or Power
Station Equipment.
During this period the TSO may, as appropriate, contact each Generator
which has supplied information to seek clarification on information received
or such additional relevant information as is reasonable. The provisions of
this paragraph OC2.6.1(b) also apply to Interconnector Owners as if
this paragraph OC2.6.1(b) also apply to Aggregators as if references to
Generator and to a Generator’s units were references to an Aggregator in
respect of an Aggregated Generating Unit or a Demand Side Unit.
OC2.6.2 Long Term Operational Planning - Planning for Years 2 and 3
In each calendar year:

Each Generator will provide the TSO in writing with a suggested
Provisional Outage Programme for Years 2 and 3 (that part of the
programme relating to Year 2 showing any updates to the programme for
Year 3 which, by effluxion of time, has become that for Year 2) which will
contain the following information in relation to each proposed Planned
Outage in the suggested Provisional Outage Programme:

CCGT Module(s) therein), Controllable PPMs, (or Generating

be Available, if any);
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(iv) preferred Start Date and Start Time or range of Start Dates and
Start Times;

days in length;
days in length; and
deferment.
The updates to the programme for Year 3 when, by effluxion of time, Year 3
has become Year 2, may only reflect the Generator's reasonable response to
changed circumstances and changes which, in the context of the Provisional
Outage Programme as a whole, are minimal in their effect on the operation
of the NI System; otherwise it must reflect the Provisional Outage
Programme for Year 3 issued the previous September.

Owners as if references to Generator and to a Generator’s units were
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Side Unit.
(b) Between the End of March and the End of September
(i) The TSO will be calculating the weekly capacity required from
Generating Plant in Years 2 and 3 taking into account insofar as
the TSO may consider to be appropriate:
(aa) Demand Forecasts;
(bb) The TSO's estimate of Customer Demand

Management;
(cc) forecast Availability of CDGUs;
(dd) forecast output available from any Interconnectors;
(ee) the Margin as set by the TSO;
(ff) NI System constraints and constraints on the Inter-

jurisdictional Tie Line between Northern Ireland and the
Republic of Ireland; and
(gg) NI System Outages to ensure that, in general, these have

the least restraint on CDGU, Controllable PPM and
Power Station Equipment Outages.
(ii) The calculation under (i) will, with anticipated Outages other than
Planned Outages then taken into account, effectively define the
envelope of opportunity for Planned Outages of CDGUs (or in the
case of a CCGT Installation, CCGT Module(s) therein),
Station Equipment.
During this period the TSO may, as appropriate, contact each Generator
which has supplied information to seek clarification on information received
or such additional relevant information as is reasonable. The provisions of
this paragraph OC2.6.2 (b) also apply to Interconnector Owners as if
this paragraph OC2.6.2(b) also apply to Aggregators as if references to
(c) By the End of September
(i) The TSO will, in conjunction with the Other TSO and having
taken into account the information notified to it pursuant to (a), the
factors specified in (b) and, having discussed it with the Generator
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if appropriate, provide each Generator in writing with a
Provisional Outage Programme showing the CDGUs (or in the
case of a CCGT Installation, CCGT Module(s) therein),
Station Equipment it may potentially withdraw from service
during each week of Years 2 and 3 for a Planned Outage
(including, for the avoidance of doubt, both Flexible Planned
Outages and Inflexible Planned Outages) and showing the
Flexible Planned Outage Periods, by way of amendment to, or
confirmation of, the suggested Provisional Outage Programme
submitted by the Generator. When preparing the Provisional
Outage Programme with respect to an Interconnector, the TSO
shall take into account the arrangements it has in place under its
Operating procedures with National Grid Electricity Transmission.
(ii) The Provisional Outage Programme may differ from the

suggested Provisional Outage Programme as follows:
(aa) Flexible Planned Outages (and associated Flexible

Planned Outage Periods) and Inflexible Planned
Outages may have been moved to co-ordinate all Outage
proposals received by the TSO or generally for reasons
relating to the proper operation of the NI System and the
Other TSO’s Transmission System. When dealing with
Year 2, the TSO will give priority to including proposed
Inflexible Planned Outages for the dates proposed by the
Generator in the case of newly proposed Inflexible
Planned Outages and for the dates included in the
Provisional Outage Programme prepared the previous
September in the case of Inflexible Planned Outages
which were included in that Provisional Outage
Programme;
(bb) a Flexible Planned Outage may have been re-designated

as an Inflexible Planned Outage;
(cc) in addition, when preparing the Provisional Outage

Programmes for Year 3 and for Year 2, where in the
opinion of the TSO the Licence Standards could not
otherwise be met, the TSO may request that a Flexible
Planned Outage proposed by the Generator be deferred
to a specific date (with an attendant Flexible Planned
Outage Period) in the following year (then Year 4 or Year
3, as the case may be) and given priority over all other
Outages in subsequent planning for that year. The
Generator must accept such request unless this would not
be in accordance with Prudent Operating Practice, in
which case (subject to (iii) below) the Outage shall be
included in the Provisional Outage Programme for Year
3 or Year 2, as the case may be;
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provided that in Year 2 only (but not in Year 3) the TSO may not
move a Planned Outage relating to which the Generator has
informed the TSO under OC2.6.2(a)(vii) that it needs it to comply
with statutory obligations, if to do so would result in the Generator
being in breach of those statutory obligations. However, the TSO
may discuss the Planned Outage with the Generator and may
request the Generator to approach the relevant authorities for an
extension of time in order to avoid the breach of those statutory
obligations. The Generator must accede to that request and use
reasonable endeavours to obtain such an extension. In the case of a
Generator with PPA CDGUs, the provisions of GC13.2 shall be
imported into (and for the purposes of the TSO Licence, regarded
as forming part of) this OC2.6.2(c)(ii). The Generator must, in all
cases, inform the TSO of the position. In the event that an
extension is obtained, the TSO may (subject to the other provisions
of this paragraph (c)(ii)) move the Planned Outage accordingly.
(iii) In addition, where in the opinion of the TSO the Licence

Standards could not otherwise be met, the TSO may (by giving the
Generator a written notice designated as being under this
OC2.6.2(c)(iii)) request:
(aa) that a Flexible Planned Outage or an Inflexible Planned

Outage which:
(1) (where planning for Year 3) was requested by the

Generator (and in the case of a Flexible Planned
Outage was not deferred to Year 4 under (ii)(cc)
above); or
(2) (where planning for Year 2) was shown in the

Provisional Outage Programme for such year
(prepared the previous September as the Year 3
programme) or is newly requested by the
Generator (such request not reflecting a change in
any Outage included in the Provisional Outage
Programme prepared the previous September as
the Year 3 programme);
be excluded from the Provisional Outage Programme;

or
(bb) that an Inflexible Planned Outage which was proposed by

the Generator be re-designated as a Flexible Planned
Outage (with an attendant Flexible Planned Outage
Period not exceeding 10 days for advancement and 30
days for deferment).
OC2-205
26 June 2019
In the case of a Generator with PPA CDGUs, the provisions of
GC13.1 shall be imported into (and for the purposes of the TSO
Licence, regarded as forming part of) this OC2.6.2(c)(iii).
(iv) Subject to (iii) above, the amendments may be made by the TSO in
relation to Year 2, even if the offered Planned Outages in the
suggested Provisional Outage Programme reflect the Provisional
Outage Programme for Year 3 issued the previous September, to
the extent necessary for the TSO to carry out its obligations in
relation to Operational Planning.
The provisions of this paragraph OC2.6.2(c) also apply to Interconnector

The provisions of this paragraph OC2.6.2.2(c) also apply to Aggregators as
if references to Generator and to a Generator’s units were references to an
Side Unit.
(d) By the End of October
(i) Where a Generator objects to the Provisional Outage

Programme showing the CDGUs (or in the case of a CCGT
Generating Unit(s) therein) and/or Power Station Equipment it
can withdraw from service during each week of Years 2 and 3 for
Planned Outage it may contact the TSO to explain its concerns
and the TSO and that Generator will then discuss the problem and
seek to resolve it.
(ii) The resolution of the problem may require the TSO to contact other
Generators and joint meetings of parties may be convened by the
TSO. A Generator which notifies the TSO of its objections in
accordance with (i) above may request that such a meeting be
convened and the TSO will give due and reasonable consideration
to such request. The need for further discussions, be they on the
telephone or at meetings, can only be determined at the time.
(iii) In the event of the above discussions not producing an agreed

result, the TSO will determine the Provisional Outage
Programme. With respect to an Interconnector, when determining
the Provisional Outage Programme, the TSO shall take into
account the arrangements it has in place under its Operating
procedures with National Grid Electricity Transmission.
(iv) This paragraph (d) does not override paragraph (c) above.
The provisions of this paragraph OC2.6.2(d) also apply to Interconnector

OC2-206
26 June 2019
The provisions of this paragraph OC2.6.2(d) also apply to Aggregators as if
Side Unit.
OC2.6.3 Medium Term Operational Planning - Planning for Year 1
The Outage programme for Year 2 forming part of the Provisional Outage
Programme established under OC2.6.2 will become the Outage programme for Year
1 (until updated in accordance with this OC2.6.3) when, by effluxion of time, Year 2
becomes Year 1.
In each calendar year:
Each Generator will provide the TSO in writing with its suggested Final
Outage Programme for Year 1 (showing any updates to the outage
programme for Year 2 which, by effluxion of time, has become that for Year
1), which will then, in accordance with this OC2, become the Final Outage
Programme. For the avoidance of doubt, the suggested Final Outage
Programme will contain the following information in relation to each
proposed Planned Outage in the suggested Final Outage Programme:

CCGT Module(s) therein), Controllable PPMs (or Generating

be Available (if any));
(iv) preferred Start Date and Start Time or range of Start Dates and
Start Times;

days in length;
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26 June 2019
days in length; and
deferment.
The updates to the programme for Year 2 when, by effluxion of time, Year 2
has become Year 1, may only reflect the Generator's reasonable response to
changed circumstances and changes which, in the context of the Provisional
Outage Programme as a whole, are minimal in their effect on the operation
of the NI System and the Other TSO’s Transmission System; otherwise it
must reflect the Provisional Outage Programme for Year 2 issued the
previous September.

Side Unit.
(b) Between the End of March and the End of June
The TSO will be considering the suggested Final Outage Programme in

the light of the factors set out in OC2.6.2(b) and the requirement for
Minimum Demand Regulation and will be analysing whether the Margin
for the period can be met. With respect to an Interconnector, when
considering the Final Outage Programme, the TSO shall take into account
the arrangements it has in place under its Operating procedures with
National Grid Electricity Transmission.
(c) By the End of June
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(i) The TSO will provide each Generator in writing with a draft Final
Outage Programme showing the CDGUs (or in the case of a
CCGT Installation, CCGT Module(s) therein), Controllable
PPMs (or Generating Unit(s) therein) and/or Power Station
Equipment it may potentially withdraw from service during each
week of Year 1 for a Planned Outage (including, for the avoidance
of doubt, both Flexible Planned Outages and Inflexible Planned
Outages) and showing the Flexible Planned Outage Periods, by
way of amendment to, or confirmation of, the suggested Final
Outage Programme submitted by the Generator. With respect to
an Interconnector, when preparing the draft Final Outage
Programme, the TSO shall take into account the arrangements it
has in place under its Operating procedures with National Grid
Electricity Transmission.
(ii) The draft Final Outage Programme may differ from the suggested
Final Outage Programme as follows:

Planned Outage Periods) may have been moved to co-
ordinate all Outage proposals received by the TSO or
generally for reasons relating to the proper operation of the
NI System and the Other TSO’s Transmission System;

provided that the TSO may not move a Planned Outage relating to
which the Generator has informed the TSO under OC2.6.3(a)(vii)
that it needs it to comply with statutory obligations, if to do so
would result in the Generator being in breach of those statutory
obligations. However, the TSO may discuss the Planned Outage
with the Generator and may request the Generator to approach the
relevant authorities for an extension of time in order to avoid the
breach of those statutory obligations. The Generator must accede
to that request and use reasonable endeavours to obtain such an
extension. In the case of a Generator with PPA CDGUs, the
provisions of GC13.2 shall be imported into (and, for the purposes
of the TSO Licence, regarded as forming part of) this
OC2.6.3(c)(ii). The Generator must, in all cases, inform the TSO
of the position. In the event that an extension is obtained the TSO
may (subject to the other provisions of this paragraph (c)(ii) move
the Planned Outage accordingly.
(iii) In addition, where in the opinion of the TSO the Licence

Standards could not otherwise be met, the TSO may (by giving to
the Generator a written notice designated as being under this
OC2.6.3(c)(iii) request:
OC2-209
26 June 2019
Outage which was shown in the Provisional Outage
Programme (prepared the previous September as the Year
2 programme) or is newly requested by the Generator
(such request not reflecting a change in any Outage
included in the Provisional Outage Programme prepared
the previous September as the Year 2 programme) be
excluded from the Provisional Outage Programme; or
(bb) that an Inflexible Planned Outage which was shown in

the Provisional Outage Programme prepared the
previous September as the Year 2 programme, be re-
designated as a Flexible Planned Outage (with an
attendant Flexible Planned Outage Period not exceeding
10 days for advancement and 30 days for deferment), or
that the Start Date thereof (shown in the Provisional
Outage Programme prepared the previous September) be
moved.

GC13.1 should be imported into (and, for the purposes of the TSO
Licence, regarded as forming part of) this OC2.6.3(c)(iii).
(iv) Subject to sub-paragraph (iii) above, the amendments may be made

by the TSO in relation to Year 1 even if the offered Planned
Outages in the suggested Provisional Outage Programme reflect
the Provisional Outage Programme for Year 2 issued the previous
September to the extent necessary for the TSO to carry out its
obligations in relation to Operational Planning.
The provisions of this paragraph OC2.6.3(c) also apply to Interconnector

The provisions of this paragraph OC2.6.3(c) also apply to Aggregators as if
Side Unit.
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26 June 2019
(d) By the End of July
Where a Generator, an Aggregator or an Interconnector Owner objects to

any changes to the suggested Final Outage Programme, equivalent
provisions to those set out in OC2.6.2(d) will apply.
(e) By the end of August
The DNO will provide the TSO in writing with details of Outages of
Independent Generating Plant connected to the Distribution System with
a Registered Capacity of 2 MW and greater.
(f) Between the End of June and the End of September
The TSO will be considering the draft Final Outage Programme in the
light of the factors set out in OC2.6.2(b), any changes as a result of (d) above
and the requirement for Minimum Demand Regulation and will be
analysing whether the Margin for the period can be met. With respect to an
Interconnector, when considering the draft Final Outage Programme, the
TSO shall take into account the arrangements it has in place under its
Operating procedures with National Grid Electricity Transmission.
(g) By the End of September
(i) The TSO will notify each Generator in writing of any further
changes (if any) to the draft Final Outage Programme by the issue
of a Final Outage Programme showing the CDGUs (or, in the
case of a CCGT Installation, CCGT Module(s)), Controllable
PPMs (or Generating Unit(s) therein) and/or Power Station
Equipment it may potentially withdraw from service during each
week of Year 1 for a Planned Outage and showing the Flexible
Planned Outage Periods.
(ii) The TSO will provide the DNO in writing with an extract from the
latest copy of the Final Outage Programme showing:
(aa) the identity of CDGUs, Controllable PPMs (or Generating

Unit(s) therein) and/or the Power Station Equipment
connected to the Distribution System concerned;
(bb) MW concerned (i.e. MW which will not be available as a

result of the Outage); and
(cc) the start date and duration of the Outage.
(iii) The Final Outage Programme may differ from the draft Final
Outage Programme as follows:

Planned Outage Periods) may have been moved to co-
OC2-211
26 June 2019
ordinate all Outage proposals received by the TSO or
generally for reasons relating to the proper operation of the
NI System and the Other TSO’s Transmission System;

provided that the TSO may not move a Planned Outage relating to
which the Generator has informed the TSO under OC2.6.3(a)(vii)
that it needs it to comply with statutory obligations, if to do so
would result in the Generator being in breach of those statutory
obligations. However, the TSO may discuss the Planned Outage
with the Generator and may request the Generator to approach the
relevant authorities for an extension of time in order to avoid the
breach of those statutory obligations. The Generator must accede
to that request and use reasonable endeavours to obtain such an
extension. In the case of a Generator with PPA CDGUs, the
provisions of GC13.2 shall be imported into (and for the purposes
of the TSO Licence, regarded as forming part of) this
OC2.6.3(g)(iii). The Generator must, in all cases, inform the TSO
of the position. In the event that an extension is obtained, the TSO
may (subject to the other provisions of this paragraph (g)(iii)) move
the Planned Outage accordingly.
(iv) In addition, where in the opinion of the TSO the Licence

Standards could not otherwise be met, the TSO may (by giving the
Generator a written notice designated as being under this
OC2.6.3(g)(iv)) request:

Outage which was shown in the draft Final Outage
Programme be excluded from the Final Outage
Programme; or
(bb) that an Inflexible Planned Outage which was shown in

the draft Final Outage Programme be re-designated as a
Flexible Planned Outage (with an attendant Flexible
Planned Outage Period not exceeding 10 days for
advancement and 30 days for deferment) or that the Start
Date thereof (shown in the draft Final Outage
Programme) be moved;

GC13.1 shall be imported into (and, for the purposes of the TSO
Licence, regarded as forming part of) this OC2.6.3(g)(iv).
The provisions of this paragraph OC2.6.3(g) also apply to Interconnector

The provisions of this paragraph OC2.6.3(g) also apply to an Aggregator as
OC2-212
26 June 2019
Side Unit.
OC2.6.4 Short Term Operational Planning - Planning for Year 0
Throughout each calendar year and from 1st October of the preceding year:
(a) The TSO will monitor the Margin continuously in the light of any
movement of Planned Outages, the factors specified in OC2.6.2(b)(i), the
incidence of Outages other than Planned Outages and the requirement for
Minimum Demand Regulation.
(b) The DNO will provide the TSO in writing with such information as the TSO
may reasonably require relating to distribution connected Independent
Generating Plant with a Registered Capacity of 2 MW and greater
including information updates on planned Outages.
(c) The TSO shall ensure the DNO is provided with any updated information
regarding Outages of distribution connected CDGUs, Controllable PPMs
and in particular:
(i) the identity of distribution connected CDGUs, Controllable PPMs(or

Generating Unit(s) therein) and/or the Power Station Equipment
concerned;
(ii) MW concerned (i.e. MW which will not be Available as a result of the

Outage); and
(iii) the start date and duration of the Outage.
The provisions of this paragraph OC2.6.4(c) also apply to an Aggregator as

Aggregator in respect of An Aggregated Generating Unit or a Demand
Side Unit.
(d) Flexible Planned Outage Movements
In the case of a Flexible Planned Outage, the TSO may, upon giving a
Generator written notice of not less than 7 days (in the case of
advancement, before the advanced Start Date and in the case of deferral,
before the original Start Date) require the Start Date or Start Time of the
Flexible Planned Outage to be advanced or deferred within the Flexible
Planned Outage Period, and the Generator will take that Outage in
accordance with the revised timing set out in that notice. Such written notice
may be given in the preceding year where the TSO could not otherwise give
the Generator a sufficient period of notice. The provisions of this paragraph
OC2.6.4(d) also apply to Interconnector Owners as if references to
Generator were references to an Interconnector Owner. The provisions
of this paragraph OC2.6.4(d) also apply to an Aggregator as if references to
OC2-213
26 June 2019
Generator were references to an Aggregator.
(e) Amendments to Planned Outages
In the case of:
(i) a Flexible Planned Outage which the TSO would like to move
outside the Flexible Planned Outage Period; or
(ii) a Flexible Planned Outage which the TSO would like to move
within the Flexible Planned Outage Period on less than seven
days' notice (in the case of advancement, before the advanced Start
Date and, in the case of deferral, before the original Start Date);
(iii) an Inflexible Planned Outage which the TSO would like to move;
the TSO may, upon giving a Generator written notice, request that the
Start Date or Start Time of a Planned Outage be advanced or deferred. If
the Generator agrees to such advancement or deferral, or the TSO and the
Generator agree to some other advancement or deferral, the Generator will
take the Outage in accordance with that agreement. The provisions of this
paragraph OC2.6.4(e) also apply to Interconnector Owners as if references
to Generator were references to an Interconnector Owner. The
provisions of this paragraph OC2.6.4(e) also apply to an Aggregator as if
references to Generator were references to an Aggregator.
(f) A Generator may, on reasonable grounds, by notice in writing submitted to

the TSO at any time during Year 0, request that a CDGU (or in the case of a
CCGT Installation, CCGT Module(s) therein) and/or Generating Unit(s)
within a Dispatchable PPM or a Controllable PPM, for which there is a
Flexible Planned Outage or an Inflexible Planned Outage, as specified in
the Final Outage Programme, remain in service and that one or more of the
other CDGUs (or in the case of a CCGT Installation, CCGT Module(s)
therein) and/or Generating Unit(s) within a Dispatchable PPM or a
Controllable PPM, as the case may be, at the same Power Station (having
substantially the same Contracted Capacity / Registered Capacity (PPA
plant / non-PPA plant respectively) and Contracted Technical Parameters,
or equivalent parameters in the case of CCGT Modules, CDGUs other than
PPA CDGUs, and/or Generating Unit(s) within a Dispatchable PPM or a
Controllable PPM be permitted to be taken out of service during the period
for which such Flexible Planned Outage or Inflexible Planned Outage has
been planned. The TSO shall not unreasonably withhold its consent to such
substitution and, if the TSO does consent, the Final Outage Programme
shall be amended and the Generator shall be entitled to take the Outage
accordingly. The provisions of this paragraph OC2.6.4(f) also apply to
Interconnector Owners as if references to Generator and to a Generator’s
units were references to an Interconnector Owner in respect of an
Interconnector. The provisions of this paragraph OC2.6.4(f) also apply to
an Aggregator as if references to Generator and to a Generator’s units
OC2-214
26 June 2019
were references to an Aggregator in respect of an Aggregated Generating
Unit or a Demand Side Unit.
(g) Short Term Planned Maintenance Outage
(i) A Generator may at any time in Year 0 request the TSO, by giving
not less than 7 days' notice before the earliest Start Date, for a
Short Term Planned Maintenance Outage. The request notice
must contain the following information:
(aa) identity of the CDGUs (or in the case of a CCGT

Installation, CCGT Module(s) therein), Controllable
PPMs (or Generating Unit(s) therein) and/or the Power
Station Equipment concerned;
(bb) MW concerned (i.e.MW which would not be Available as

a result of the Outage and that which would,
notwithstanding the Outage, still be Available (if any));
(cc) required duration of Outage (which must not exceed 72

hours); and
(dd) preferred Start Date and Start Time or range of Start

Dates and Start Times.
The Generator may (if it is the case), in addition, state that the
Outage is required for the purposes of maintaining the brush gear
of a CDGU (or in the case of a CCGT Installation, CCGT
Module(s) therein), and/or a Controllable PPM (or Generating
Unit(s) therein), in accordance with (v) below.
(ii) On receipt of a request notice under (i) above, the TSO shall
consider the request and shall, having discussed the position with
the Generator, reply within one Business Day in writing
indicating:
(aa) acceptance of the request, confirming the requested Start

Time and duration of the STPM Outage;
(bb) proposals for the advancement or deferment of the STPM

Outage if taken, indicating alternative Start Time and
duration; or
(cc) rejection of the request.
(iii) If the TSO has accepted the request, the STPM Outage, if taken,
must be taken by the Generator in accordance with the request. If
the TSO has indicated an alternative Start Time and/or duration,
the TSO and the Generator must discuss the alternative and any
OC2-215
26 June 2019
other options which may arise during the discussions. If agreement
is reached, then the Outage, if taken, must be taken by the
Generator in accordance with the agreement. If the request is
refused by the TSO or if agreement is not reached then, subject to
(iv) below, the Outage may not be taken by the Generator.
(iv) If, in respect of a particular CDGU, Controllable PPM or item of

Power Station Equipment, the TSO has rejected requests made
under (i) above on two successive occasions which were not less
than 7 days apart, the TSO may not reject a third request.
However, the TSO may require that such Outage, if it is to be
during the three months of maximum winter Demand, be deferred
if in the TSO's reasonable opinion (were the Outage not to be
deferred):
(aa) the Licence Standards could not be met; or
(bb) there would otherwise be insufficient generating capacity

to meet forecast Demand and the Margin;
such deferral to be for so long as those circumstances exist, but in

any event not be beyond the end of the month following the end of
the three months of maximum winter Demand. For the avoidance
of doubt, such provision is without prejudice to the TSO 's rights
under OC2.6.7.
(v) Where a Generator has requested an STPM Outage in respect of a

CDGU (or in the case of a CCGT Installation, CCGT Module(s)
therein), and/or Controllable PPMs (or Generating Unit(s)
therein), which the Generator identified in the notice served under
(i) above as requiring such Outage for the purposes of routine
brush gear maintenance, the TSO shall permit the Generator to
take the Outage within 14 days after the date of service of the
request at such time as the TSO shall, in its absolute discretion,
determine.
(vi) In the event that an STPM Outage is scheduled pursuant to this

OC2.6.4(g), the TSO shall by notice in writing confirm the details
thereof within one Business Day after the details of the STPM
Outage have been settled. Such notice shall contain the following
information:
(aa) the identity of the CDGU(s) (or in the case of a CCGT

Installation(s), CCGT Module(s) therein), and/or
Controllable PPMs (or Generating Unit(s) therein)
and/or the Power Station Equipment concerned;
(bb) MW concerned (i.e. MW which will not be Available as a

result of the Outage and that which will, notwithstanding
the Outage, still be Available (if any));
OC2-216
26 June 2019
(cc) duration of the Outage; and
(dd) the Start Date and Start Time.
The provisions of this paragraph OC2.6.4(g) also apply to Interconnector

The provisions of this paragraph OC2.6.4(g) also apply to an Aggregator as
Side Unit.
OC2.6.5 Notified Unplanned Outages
(a) A Generator must, if it considers that a CDGU (or in the case of a CCGT
Installation, CCGT Module(s) therein), and/or a Controllable PPM (or
Generating Unit(s) therein) and/or an item of Power Station Equipment
will require an Outage which cannot reasonably be deferred to become a
Planned Outage or a Short Term Planned Maintenance Outage but of
which it has some warning, give the TSO as much notice as is reasonably
possible. Such Outage is known as a Notified Unplanned Outage and the
Generator's notice as an Outage Notice. Such notice must include an
identification of the CDGU (or in the case of a CCGT Installation, CCGT
Module(s) therein), and/or Controllable PPM (or Generating Unit(s)
therein) or item of Power Station Equipment, as the case may be, the
expected Start Date and Start Time and duration of the Notified
Unplanned Outage and the nature of the Outage together with the MW
concerned (i.e. MW which will not be Available as a result of the Outage
and that which will still be Available (if any)). The TSO must acknowledge
such notification as soon as reasonably possible after the notification was
received by the TSO. The provisions of this paragraph OC2.6.5(a) also
apply to Interconnector Owners as if references to Generator and to a
Generator’s units were references to an Interconnector Owner in respect
of an Interconnector. The provisions of this paragraph OC2.6.5(a) also
apply to an Aggregator as if references to Generator and to a Generator’s
units were references to an Aggregator in respect of an Aggregated
Generating Unit or a Demand Side Unit.
(b) The TSO may request the Generator to advance or defer the Outage and if
the Generator agrees to such a request, he shall send the TSO a written
notice confirming this agreement, which the TSO will acknowledge, and the
Generator must then (subject to any intervening Outage) take the Outage
in accordance with that agreement. The provisions of this paragraph
OC2.6.5(b) also apply to Interconnector Owners as if references to
Generator were references to an Interconnector Owner. The provisions of
this paragraph OC2.6.5(b) also apply to an Aggregator as if references to
Generator were references to Aggregators.
OC2-217
26 June 2019
(c) 24 Hour Recall
In relation to an Notified Unplanned Outage notified to it pursuant to (a)

above, the TSO may request the Generator to retain the CDGU (or in the
case of a CCGT Installation, CCGT Module(s) therein), and/or
Controllable PPM (or Generating Unit(s) therein) or item of Power
Station Equipment on 24 Hour Recall, the period of which shall be the
whole or part of the period identified by the Generator as the expected
period of the Outage. If the Generator agrees to such a request to retain the
CDGU (or in the case of a CCGT Installation, CCGT Module(s) therein),
and/or Controllable PPM (or Generating Unit(s) therein) or item of Power
Station Equipment on 24 Hour Recall, the Generator shall send to the
TSO a notice confirming the period within which the CDGU (or in the case
of a CCGT Installation, CCGT Module(s) therein), and/or Controllable
PPM (or Generating Unit(s) therein) or item of Power Station Equipment
will be on 24 Hour Recall. The TSO and the Generator may discuss
amendments to the period suggested by the TSO, and any agreed
amendment shall be reflected in the above notice. The TSO shall
acknowledge the notice within 2 hours, such acknowledgement confirming
that the Outage will be a 24 Hour Recall Outage. The provisions of this
paragraph OC2.6.5(c) also apply to Interconnector Owners as if references
to Generator and to a Generator’s units were references to an
this paragraph OC2.6.5(c) also apply to an Aggregator as if references to
OC2.6.6 Forced Outages
OC2.6.6.1 In the event that a CDGU (or in the case of a CCGT Installation, CCGT Module(s)
therein), and/or Controllable PPM (or Generating Unit(s) therein) or item of Power
Station Equipment suffers a Forced Outage, the relevant Generator shall, as soon
as possible after the commencement of the Outage and in any event within 48 hours
thereof, inform the TSO by written notice (in addition to the notifications required to
be given by the Generator in such circumstances under SDC1.4.5, SDC2.4.2.10(b)
and SDC2.4.2.15) of the Generator's best estimate of the date and time by which the
CDGU (or in the case of a CCGT Installation, CCGT Module(s) therein), and/or
Controllable PPM (or Generating Unit(s) therein) or item of Power Station
Equipment is likely to have been repaired and restored to its full level of
Availability. (It should be noted that a Forced Outage of an item of Power Station
Equipment may result in a reduced level of Availability of the associated CDGU
Controllable PPM.) If the Generator is unable for any reason to comply with this
requirement, it shall not later than 48 hours after the commencement of the Forced
Outage, provide to the TSO such information as is then known to the Generator
regarding the date and time of return from such Outage and shall provide such
updates thereafter as the TSO may reasonably require. The Generator shall then
inform the TSO by written notice of the Generator's best estimate of the date and
time by which the CDGU (or in the case of a CCGT Installation, CCGT Module(s)
therein), and/or Controllable PPM (or Generating Unit(s) therein) or item of Power
OC2-218
26 June 2019
Station Equipment is likely to have been repaired and restored to its full level of
Availability as soon as the Generator is able. The provisions of this paragraph
OC2.6.6.1 also apply to Interconnector Owners as if references to Generator and to
a Generator’s units were references to an Interconnector Owner in respect of an
Interconnector. The provisions of this paragraph OC2.6.6.1 also apply to an
Aggregator as if references to Generator and to a Generator’s units were references
to an Aggregator in respect of an Aggregated Generating Unit or a Demand Side
Unit.
OC2.6.6.2 Pursuant to and subject to SDC1.4.3, a Generator shall use all reasonable endeavours
to ensure that, following a Forced Outage, the CDGU (or in the case of a CCGT
Installation, CCGT Module(s) therein), and/or Controllable PPM (or Generating
Unit(s) therein) or item of Power Station Equipment (as the case may be) is
repaired and restored to its full level of Availability as soon as possible and in
accordance with Prudent Operating Practice. The provisions of this paragraph
OC2.6.6.2 also apply to Interconnector Owners as if references to Generator and to
a Generator’s units were references to an Interconnector Owner in respect of an
Interconnector. The provisions of this paragraph OC2.6.6.2 also apply to an
Aggregator as if references to Generator and to a Generator’s units were references
to an Aggregator in respect of and Aggregated Generating Unit or a Demand Side
Unit.
OC2.6.7 Release of CDGUs, Controllable PPMs and Power Station Equipment
OC2.6.7.1 Generators may only undertake Planned Outages with the TSO's agreement in
accordance with Outage programmes produced pursuant to this OC2.
OC2.6.7.2 In real time operation CDGUs (or in the case of a CCGT Installation, CCGT
Module(s) therein), Controllable PPMs (or Generating Unit(s) therein) and Power
Station Equipment must not actually be withdrawn for a Planned Outage or a
Short Term Planned Maintenance Outage without the TSO's express formal
permission for such release according to the procedures set out in OC2.6.7.3, which
permission shall be given except as described in OC2.6.7.4.
OC2.6.7.3 The TSO's express formal permission shall specify (consistent with the details
resulting from the application of the foregoing procedures of this OC2):
(a) the identity of the CDGU (or in the case of a CCGT Installation, CCGT
Module(s) therein), and/or Controllable PPMs (or Generating Unit(s)
therein) and/or Power Station Equipment and MW concerned (i.e. MW
which will not be Available as a result of the Outage and that which will,
notwithstanding the Outage, still be Available (if any));
(b) the duration of the Outage; and
(c) the Start Date and Start Time.
OC2.6.7.4 (a) Notwithstanding anything else contained in this OC2, the TSO shall be
entitled, on the basis set out in (b) below, to determine whether to release a
CDGU (or in the case of a CCGT Installation, CCGT Module(s) therein),
and/or a Controllable PPM (or Generating Unit(s) therein) or an item of
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26 June 2019
Power Station Equipment for a Planned Outage or a Short Term
Planned Maintenance Outage.
(b) Subject to (c) below the TSO may withhold its permission for the release of
a CDGU (or in the case of a CCGT Installation, CCGT Module(s)
therein), and/or a Controllable PPM (or Generating Unit(s) therein) or any
item of Power Station Equipment for a Planned Outage or a Short Term
Planned Maintenance Outage where such Outage has previously been
planned in accordance with this OC2 where, in the TSO 's reasonable
opinion (were such Outage not to be deferred):
(i) the Licence Standards could not be met; or
(ii) there would be insufficient generating capacity to meet forecast

Demand and the Margin;
and may require the Generator to continue to defer such Outage for so long
as those circumstances exist.
(c) In the case of a Generator with PPA CDGUs, the provisions of GC13.3
shall be imported into (and, for the purposes of the TSO Licence, shall be
regarded as forming part of) this OC2.6.7.4. Nothing in this OC2.6.7.4 shall
limit any other power which the TSO has in this OC2 to grant or withhold
absolutely its permission for an Outage under this OC2.
OC2.6.7.5 The provisions of this OC2.6.7 also apply to Interconnector Owners as if references
to Generator and to a Generator’s units were references to an Interconnector
Owner in respect of an Interconnector. The provisions of this paragraph OC2.6.7
also apply to an Aggregator as if reference to Generator and to a Generator’s units
were references to an Aggregator in respect of an Aggregated Generating Unit or a
Demand Side Unit.
OC2.6.8 Return to service and overruns
OC2.6.8.1 (a) In relation to a Planned Outage, not later than 7 days before the expiry of
the Flexible Planned Outage Period or the Inflexible Planned Outage
Period (as the case may be), the Generator must inform the TSO by notice
in writing, in such form as the TSO may reasonably require, (a "RTS
Notice") either that its CDGU (or in the case of a CCGT Installation,
CCGT Module(s) therein), and/or Controllable PPM (or Generating
Unit(s) therein) or Power Station Equipment is returning to service earlier
than expected, or at the time and date expected, or later than expected and if,
upon return, it is expected to be Fully Available, the Generator shall so
state. Where a CDGU (or in the case of a CCGT Installation, CCGT
therein) is not expected to be Fully Available upon its return to service, the
Generator shall state the MW level at which the CDGU (or in the case of a
CCGT Installation, CCGT Module(s) therein), and/or Controllable PPM
(or Generating Unit(s) therein) is expected to be Available. In the case of a
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CDGU which is capable of firing both on coal and on oil, the Availability
must be stated for each Designated Fuel.
(b) In the case of a return from a Planned Outage earlier than expected, the
RTS Notice must be given as far as possible in advance of return but in any
event not later than required under (a) above.
(c) In the case of a return from a Planned Outage later than expected, the RTS
Notice must be given not later than required under (a) above and shall state
the reason for the delay in the return of the CDGU (or in the case of a
CCGT Installation, CCGT Module(s) therein), the TSO and/or
Controllable PPM (or Generating Unit(s) therein) or Power Station
Equipment to service and the Generator's best estimate of the date and
time at which the CDGU (or in the case of a CCGT Installation, CCGT
therein) or Power Station Equipment will return to service.
(d) If, after giving a RTS Notice, the Generator becomes aware that any details
notified to the TSO in such notice are or have become inaccurate, the
Generator shall give a revised RTS Notice.
OC2.6.8.2 Without prejudice to the provisions of SDC1.4.3 (which, for the avoidance of doubt,
are not applicable in respect of Controllable PPMs), a Generator must use all
reasonable endeavours to ensure that, in respect of each Planned Outage of the
Generator's CDGUs (or in the case of a CCGT Installation, CCGT Module(s)
therein), and/or Controllable PPMs (or Generating Unit(s) therein) and Power
Station Equipment, the Outage as included in the Final Outage Programme (or as
moved in accordance with this OC2) is followed.
OC2.6.8.3 Before returning from any Outage other than a Planned Outage, a Generator must
inform the TSO, as far in advance as reasonably possible, by notice in writing in such
form as the TSO may reasonably require, that its CDGUs (or in the case of a CCGT
Installation, CCGT Module(s) therein), and/or Controllable PPM (or Generating
Unit(s) therein) or Power Station Equipment is returning to service. The
Generator must, in addition, give an Availability Notice in accordance with SDC1
on the day prior to the Schedule Day on which the CDGU (or in the case of a CCGT
Installation, CCGT Module(s) therein), or Power Station Equipment (other than
Power Station Equipment used in the operation of a Controllable PPM) is to return
to service. The Generator must also give an updated Availability Notice amending
or confirming the Availability Notice for the Controllable PPM on the day prior to
the day in the Schedule Week on which the Controllable PPM (or Generating
Unit(s) therein) or Power Station Equipment used in the operation of the
Controllable PPM is to return to service.
OC2.6.8.4 If at any time during an Outage (in the case of a Planned Outage, prior to giving a
RTS Notice) the Generator becomes aware that its CDGU (or in the case of a
CCGT Installation, CCGT Module(s) therein), or item of Power Station
Equipment (other than Power Station Equipment used in the operation of a
Controllable PPM) will not (or is unlikely to) have been maintained, repaired or
restored to be Available in accordance with SDC1.4.3 by the expiry of the period
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specified for the duration of the Outage in the Final Outage Programme or as
otherwise notified in the case of Outages other than Planned Outages, the
Generator shall notify the TSO immediately in writing stating the reason for the
delay and the Generator's best estimate of the date and time by which the CDGU (or
in the case of a CCGT Installation, CCGT Module(s) therein), or item of Power
Station Equipment (other than Power Station Equipment used in the operation of a
Controllable PPM) will actually have been maintained, repaired or restored to be
Available in accordance with SDC1.4.3. If at any time during an Outage (in the case
of a Planned Outage, prior to giving a RTS Notice) the Generator becomes aware
that its Dispatchable PPM or Controllable PPM (or Generating Unit(s) therein) or
item of Power Station Equipment used in the operation of the Dispatchable PPM
or the Controllable PPM will not (or is unlikely to) have been maintained, repaired
or restored to be Available by the expiry of the period specified for the duration of
the Outage in the Final Outage Programme or as otherwise notified in the case of
Outages other than Planned Outages, the Generator shall notify the TSO
immediately in writing stating the reason for the delay and the Generator's best
estimate of the date and time by which the Dispatchable PPM or the Controllable
PPM (or Generating Unit(s) therein) or item of Power Station Equipment used in
the operation of the Dispatchable PPM or the Controllable PPM will actually have
been maintained, repaired or restored to be Available.
OC2.6.8.5 The provisions of this OC2.6.8 also apply to Interconnector Owners as if references
to Generator and to a Generator’s units were references to an Interconnector
Owner in respect of an Interconnector. The provisions of this paragraph OC2.6.8.5
also apply to an Aggregator as if reference to Generator and to a Generator’s units
were references to an Aggregator in respect of an Aggregated Generating Unit or a
Demand Side Unit.
OC2.7 ASSESSMENT OF CAPACITY ADEQUACY
In assessing capacity Adequacy the TSO shall, in conjunction with the Other TSO,
estimate Demand growth, formulate Demand Forecasts and consider Outages of
CDGUs (or in the case of a CCGT Installation, CCGT Module(s) therein as
provided in OC2), Dispatchable PPMs, Controllable PPMs , Power Station
Equipment Interconnectors, Aggregated Generating Units and Demand Side
Units..
OC2.7.1 Capacity Margin for Year 1
If there is a deficit indicated in any week, the TSO and the Other TSO shall jointly
issue a System Capacity Shortfall Warning.
OC2.7.2 Capacity Margin for Year 0
If there is a deficit indicated in any day, the TSO and the Other TSO shall jointly
issue a System Capacity Shortfall Warning.
OC2.8 OUTAGE PLANNING PROCEDURES FOR SYSTEM OUTAGES
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OC2.8.1 This Section 8 sets out the data exchanges and planning procedures required to enable
the TSO to prepare a plan of:
(a) Outages on the Transmission System;
(b) Outages of circuits on the Distribution System which operate at 33kV;
(c) Outages on the Distribution System which may affect CDGUs (and/or in
the case of a CCGT Installation, CCGT Modules as provided in OC2),
Dispatchable PPMs and Controllable PPMs, Aggregated Generating
Units and Demand Side Units connected to the Distribution System;
(d) Outages on the Distribution System which may affect Independent

Generating Plant with a Registered Capacity of 2 MW and greater; and
(e) Outages on the Distribution System which may affect Customers with a
Demand greater than 10 MW and which are connected to the Distribution
System;
which shall be known as the "System Outage Plan".
OC2.8.2 Long Term Operational Planning - Planning for Years 2 and 3 ahead
The TSO shall develop the System Outage Plan for Years 2 and 3 taking due
account of known requirements for construction and refurbishment works. This
contrasts with the System Outage Plan in respect of Years 0 and 1 ahead when the
TSO will, in addition, take into account Outages required as a result of maintenance.
Transmission System Outages and CDGU (or in the case of a CCGT Installation,
CCGT Module(s) therein) and/or Controllable PPM (or Generating Unit(s)
therein) and/or Power Station Equipment Outages shall, during Years 2 and 3 but
not in Year 1 or later, be co-ordinated so that, in general, CDGU (or in the case of a
CCGT Installation, CCGT Module(s) therein) and/or Controllable PPM (or
Generating Unit(s) therein) and/or Power Station Equipment Outages shall take
precedence over Transmission System Outages but subject always, in any particular
case, to the TSO's discretion to determine otherwise on the basis of reasons relating
to the proper operation of the Transmission System and the Other TSO’s
Transmission System. The provisions of this paragraph OC2.8.2 also apply to
Interconnectors as if references to a Generator’s units were references to
Interconnectors. The provisions of this paragraph OC2.8.2 also apply to an
Aggregator as if references to a Generator or a Generator’s units were references
to Aggregated Generating Units or Demand Side Units.
OC2.8.3 In each calendar year:
(a) By the End of August
The DNO will provide the TSO in writing with known requirements for
Outages on the Distribution System of the type set out in OC2.8.1 (b), (c),
(d) and (e) which are related to construction or refurbishment works in Years
2 and 3 ahead, if any.
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26 June 2019
(b) By the End of September
The TSO will draw up a draft System Outage Plan covering the period
Years 2 and 3 for the TSO’s internal use. The TSO will notify each
Generator in writing where Transmission System Outages may
operationally affect such Generator's CDGUs (and/or in the case of a
CCGT Installation, CCGT Modules, as provided under OC2),
Controllable PPMs, Dispatchable PPMs including, in particular, proposed
start dates and end dates of relevant Transmission System Outages. The
TSO will indicate to a Generator where a need may exist to use
Intertripping or other measures including restrictions on the Dispatch of
CDGUs and/or Controllable PPMs to allow the security of the NI System
to be maintained within the Licence Standards. The TSO will also inform
each Large Demand Customer of the aspects of the plan which may affect
it. The provisions of this paragraph OC2.8.3(b) also apply to
Interconnector Owners as if references to Generator and to a Generator’s
units were references to an Interconnector Owner in respect of an
Interconnector. The provisions of this paragraph OC2.8.3(b) also apply to
an Aggregator as if references to Generator and to a Generator’s units
were references to an Aggregator in respect of an Aggregated Generating
Unit or a Demand Side Unit.
OC2.8.4 Medium Term Operational Planning - Planning for Year 1
OC2.8.4.1 The plan produced pursuant to OC2.8.2 will become the draft System Outage Plan
for Year 1 when, by effluxion of time, Year 2 becomes Year 1. Each calendar year
the TSO shall update the draft System Outage Plan and shall, in addition, take into
account Outages required as a result of maintenance work.
OC2.8.4.2 In each calendar year:
(a) By the End of May
The DNO will provide the TSO in writing with known requirements for
(d) and (e) which are related to construction, refurbishment or maintenance
works in Year 1.
(b) By the End of June
The TSO will draw up the System Outage Plan and will inform each
Generator in writing where Transmission System Outages may
operationally affect in Year 1 such Generator's CDGUs (and/or in the case
of a CCGT Installation, CCGT Modules, as provided under OC2),
Controllable PPMs including, in particular, proposed start dates and end
dates of relevant Transmission System Outages.
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(c) By the end of July
Where a Generator objects to the proposed restrictions or impact notified to

it under (b) above, equivalent provisions to those set out in OC2.6.2(d) will
apply.
(d) Between the End of June and the end of September
The TSO will draw up a final System Outage Plan covering Year 1.
(e) By the End of September
(i) The TSO will publish the final System Outage Plan for Year 1.
(ii) The TSO will notify each Generator in writing where

Transmission System Outages may operationally affect such
Generator's CDGUs (and/or in the case of a CCGT Installation,
CCGT Modules, as provided under OC2), Controllable PPMs,
including, in particular, proposed start dates and end dates of
relevant Transmission System Outages including, in particular,
proposed start dates and end dates of relevant Transmission
System Outages. The TSO will also indicate where a need exists
to use Intertripping, emergency switching, emergency load
management or other measures including restrictions on the
Dispatch of CDGUs and/or Controllable PPMs to allow the
security of the NI System to be maintained within the Licence
Standards. The TSO will also inform the DNO and each Large
Demand Customers of the aspects of the plan which may affect it.
The provisions of this paragraph OC2.8.4 also apply to Interconnector Owners as if

Interconnector Owner in respect of an Interconnector. The provisions of this
paragraph OC2.8.4 also apply to and Aggregator as if references to Generator and to
a Generator’s units were references to an Aggregator in respect of an Aggregated
OC2.8.5 Short Term Operational Planning - Planning in Year 0 Down to the Programming
Phase
The System Outage Plan for Year 1 issued under OC2.8.4.2(e) shall become the
final plan for Year 0 when by effluxion of time Year 1 becomes Year 0.
Programming Phase
(a) By 10.00 hours on Wednesday of each week
The DNO shall provide the TSO in writing with known requirements for
(d) and (e) which are related to construction, refurbishment or maintenance
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works in the following one week period beginning on the Friday.
(b) By 11.00 hours Each Thursday
(i) The TSO shall update the System Outage Plan for the following
one week period beginning on the Friday.
(ii) The TSO will notify each Generator in writing where

Transmission System Outages may operationally affect such
Generator's CDGUs (and/or in the case of a CCGT Installation,
CCGT Modules, as provided under OC2), Controllable PPMs,
including, in particular, proposed start dates and end dates of
relevant Transmission System Outages. The TSO will also
indicate where a need exists to use Intertripping, emergency
switching, emergency load management or other measures
including restrictions on the Dispatch of CDGUs and/or
Controllable PPMs to allow the security of the NI System to be
maintained within the Licence Standards. The TSO will also
inform the DNO and each Large Demand Customers of the
aspects of the plan which may affect it.
(c) During the Programming Phase
Each Generator and the TSO will inform each other immediately if there is
any unavoidable requirement to depart from the Outages and actions
determined and notified under paragraph OC2.8.5(b) above. In addition, the
TSO shall notify each Large Demand Customers to whom it notified
details of the updated Transmission System Outage plan pursuant to
OC2.8.5(b) of any changes to such details.
The provisions of this paragraph OC2.8.5 also apply to Interconnector Owners as if

Interconnector Owner in respect of an Interconnector. The provisions of this
paragraph OC2.8.5 also apply to an Aggregator as if references to Generator and to
a Generator’s units were references to an Aggregator in respect of an Aggregated
OC2.9 DATA REQUIREMENTS
OC2.9.1 (a) When requested initially under the Connection Agreement, and thereafter
in calendar week 24 in each calendar year, each Generator shall in respect
of each of its:
(i) CDGUs other than CCGT Installations, in relation to the

Generation Planning Parameters and the Generator Performance
Chart; and/or
(ii) CCGT Installations in relation to the Generation Planning
Parameters; and
(iii) CCGT Modules within a CCGT Installation in relation to the
Generator Performance Chart; and/or
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(iv) Dispatchable PPMs and Controllable PPMs in relation to the
Generation Planning Parameters and the Generator Performance
Chart,
submit to the TSO in writing the Generation Planning Parameters and the
Generator Performance Chart (which shall be within the parameters set
out in CC.S1.3.2 or, in the case of Controllable PPMs, CC.S2.3.2 and
which shall reasonably reflect the true operating characteristics of the
CDGU and/or CCGT Module within a CCGT Installation and/or
Controllable PPM, as the case may be) to be applied (unless revised under
this OC2, in the case of the Generator Performance Chart) from the
beginning of week 25 onwards, in the formats indicated in Appendix 1 for
the Generator Performance Charts and as set out in Appendix 2 for the
Generation Planning Parameters.
(b) In the case of a CDGU which is capable of firing on two different

Designated Fuels (or fuels in the case of a CDGU other than a PPA
CDGU), the Generator must submit to the TSO, by separate written
notifications, the Generation Planning Parameters in accordance with
OC2.9.1(a) in respect of each Designated Fuel (or fuels in the case of a
CDGU other than a PPA CDGU), each clearly marked to indicate for which
fuel it applies.
(c) In the case of a CCGT Module within a CCGT Installation, the Generator
must submit to the TSO details of the availability of any Back-Up Fuel.
(d) Any changes to the Generator Performance Chart or Generation

Planning Parameters must be notified to the TSO promptly.
(e) Generators should note that the amendments to the composition of CCGT
Installations may only be made in accordance with the principles set out in
PC.A2.3.5. If in accordance with PC.A2.3.5 an amendment is made, any
consequential changes to the Generation Planning Parameters must be
notified to the TSO promptly.
OC2.9.2 The Generator Performance Chart must be on a Generating Unit specific basis at
the Generator Terminals except in the case of Dispatchable PPMs or Controllable
PPMs, where it must be on a Power Park Module basis at the Connection Point to
the NI System and must include details of the Generator Transformer parameters
(or, in the case of Dispatchable PPMs or Controllable PPMs, to the extent present,
the main step-up transformer(s) or, otherwise, the step-up transformers that relate
exclusively to the operation of each wind turbine generator therein) and demonstrate
the limitation on reactive capability of the NI System voltage at 3% above nominal.
OC2.9.3 For each CCGT Module, and any other Generating Unit whose performance varies
significantly with ambient temperature, the Generator Performance Chart shall
show curves for at least two values of ambient temperature so that the TSO can
assess the variation in performance over all likely ambient temperatures by a process
of linear interpolation or extrapolation. One of these curves shall be for the ambient
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26 June 2019
temperature at which the Generating Unit’s Output, or CCGT Installation’s
Output, as appropriate, equals its Registered Capacity.
OC2.9.4 The Generation Planning Parameters supplied under OC2.9.1 shall be used by the
TSO for Operational Planning purposes only and not in Scheduling and Dispatch
(subject as otherwise permitted in the SDCs).
OC2.9.5 When determining Operational Planning timescales, the TSO shall use the
information contained in the CCGT Installation Matrix submitted by the Generator
under PCA2.3.4.
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OC2 APPENDIX 1
OC2.A1.1 CAPABILITY CHART FOR CDGUS AND CCGT MODULES WITHIN A

CCGT INSTALLATION
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OC2.A1.2 Capability Chart for Dispatchable PPMs and Controllable PPMs
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OC2 APPENDIX 2
OC2.A.2.1 Generation Planning Parameters for CDGUs
The following parameters are required in respect of each CDGU:
(i) the minimum notice required to Synchronise a Generating Unit from De-
Synchronisation;
(ii) the minimum time between Synchronising different Generating Units in a

Power Station;
(iii) the minimum block Load requirements on Synchronising;
(iv) maximum Generating Unit Loading rates from Synchronising for the
following conditions:
hot;
warm;
cold;
(v) minimum time off Load;
(vi) maximum Generating Unit deLoading rates for the following conditions:
hot;
warm;
cold;
(vii) maximum allowable starts per year:

hot;
warm;
cold.
OC2.A.2.2 Generation Planning Parameters for Dispatchable PPMs and Controllable PPMs
The following parameters are required in respect of each Dispatchable PPM and
Controllable PPM:
(i) the minimum time to connect/reconnect the Dispatchable PPM or

Controllable PPM (or part thereof) to the NI System following a Dispatch
instruction;
(ii) the minimum time to connect/reconnect the Dispatchable PPM or

Controllable PPM (or part thereof) to the NI System automatically
following a trip of the Controllable PPM (or part thereof) that does not
cause damage to the Controllable PPM (or part thereof);
(iii) the maximum rate at which Load can be increased following connection of
the Dispatchable PPM and Controllable PPM (or part thereof) to the NI
System;
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(iv) the minimum fault level or voltage at the Connection Point below which the
Dispatchable PPM or Controllable PPM cannot be connected.
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OPERATING CODE NO.3
OPERATING MARGIN
OC3.1 INTRODUCTION
Operating Code No. 3 ("OC3") sets out the different types of reserve which make up
the Operating Margin that the TSO may use in the Control Phase.
OC3.2 OBJECTIVE
The objective of OC3 is to set out and describe the types of reserve which may be
utilised by the TSO acting in conjunction with the Other TSO pursuant to the
Scheduling and Dispatch Codes (SDCs).
OC3.3 SCOPE
OC3 applies to the TSO, Generators with Generating Plant (in respect of all
Generating Units connected to the Transmission System and in respect of CDGUs
and Controllable PPMs connected to the Distribution System) and Interconnector
Owners.
OC3.4 CONSTITUENTS OF OPERATING MARGIN
The Operating Margin comprises Contingency Reserve and Operating Reserve.
OC3.4.1 Contingency Reserve
Contingency Reserve is the margin of generation over forecast Demand which is

required to be held in Northern Ireland in the period from 24 hours ahead down to real
time to cover against uncertainties in generating plant Availability and
Interconnector Availability and against both weather forecast and Demand forecast
errors. It is provided by Generating Plant in Northern Ireland which is not required
to be Synchronised but which must be held available to Synchronise within a defined
timescale as provided in OC3.4.6.1.
OC3.4.2 Operating Reserve
OC3.4.2.1 Operating Reserve is additional output from Generating Plant in Northern Ireland,
additional Interconnector transfer and/or reduction in Demand which must be
realisable in real time operation to respond in order to contribute to containing and
correcting any System Frequency deviation to an acceptable level, within the limits
specified in the Electricity Supply Regulations (N.I.) 1991, in the event of a loss of
generation or a loss of import from any Interconnector or mismatch between
generation output and Demand.
OC3.4.2.2 The Operating Reserve from Generating Plant must be capable of providing
response in four distinct time scales:
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26 June 2019
OC3.4.2.2.1 Primary Operating Reserve
The automatic response to NI System Frequency changes which is released

increasingly from the time of Frequency change and fully available by 5 seconds,
and, subject to the Unit Load Controller adjustment determined pursuant to the CC
where applicable, must be sustainable, for at least 15 seconds.
OC3.4.2.2.2 Secondary Operating Reserve
The additional MW output compared to the pre-incident output, which is fully

available and sustainable over the period from 15 to 90 seconds following an Event.
OC3.4.2.2.3 Tertiary Operating Reserve band 1
The additional MW output required compared to the pre-Event output which is fully
available and sustainable from 90 seconds to 5 minutes following an Event.
OC3.4.2.2.4 Tertiary Operating Reserve band 2
available and sustainable from 5 minutes to 20 minutes following an Event.
OC3.4.3 Replacement Reserve
available and sustainable from 20 minutes to 4 hours following an Event.
OC3.4.4 Substitute Reserve
available and sustainable from 4 hours to 24 hours following an Event.
OC3.4.5 Demand Control
Operating Reserve can also be provided by a reduction in Demand which is

realisable by operation of Low Frequency Relays or Special Protection Schemes.
The TSO, in accordance with its Licence and statutory obligations, and acting in
conjunction with the Other TSO which shall be looking at similar factors in respect
of the Other Transmission System shall determine the amount of Operating
Reserve to be carried at any time. This will not be constrained by the Trading and
Settlement Code.
OC3.4.6 Provision of Operating Margin
OC3.4.6.1 Contingency Reserve
This is the reserve held in Northern Ireland over, and above, Operating Reserve,
which is required in the period from 24 hours ahead (SDC1 Scheduling) down to real
time to cover against uncertainties of generation output, weather conditions and
Demand forecast. The amount of Contingency Reserve required at the day ahead
Scheduling stage under SDC1 and in subsequent timescales will be decided by the
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26 June 2019
TSO acting in conjunction with the Other TSO on the basis of historical trends in the
reduction in Availability of CDGUs and increases in forecast Demand up to real time
operation.
OC3.4.6.2 Operating Reserve
The amount of Operating Reserve required at any time will be determined by the
TSO acting in conjunction with the Other TSO having regard to the demand levels,
generating plant availability shortfalls and the greater of the largest secured loss of
generation on the Island of Ireland or loss of import from or sudden export across any
Interconnectors. The TSO will allocate the Operating Reserve to the various classes
of Generating Plant, to an Interconnector and/or to a reduction in the Demand
initiated by the operation of Low Frequency Relays or Special Protection Schemes
so as to fulfil the required levels of Primary Operating Reserve, Secondary
Operating Reserve, Tertiary Operating Reserve band 1 and Tertiary Operating
Reserve band 2.
OC3.4.7 Instruction of Operating Margin
The TSO will instruct (as part of the Dispatch Instructions), sufficient individual
CDGUs and Interconnectors and/or arrange for sufficient Low Frequency
disconnection of Demand by means of Special Protection Schemes so as to fulfil in
total the required levels of Contingency Reserve, Replacement Reserve, Substitute
Reserve and Operating Reserve with the required levels of response. Such
instructions of CDGUs and/or Interconnectors will be issued (as part of the Dispatch
Instructions) pursuant to SDC2.
OC3.5 DATA REQUIREMENTS
The response capability data required for each CDGU (and in the case of a CCGT
Installation, CCGT Module(s) therein), in connection with Operating Reserve and
relating to circumstances when NI System Frequency falls to a level which fully
opens the CDGU's governor valve, is listed in the Appendix to OC3 (in the case of
an Open Cycle Gas Turbine Unit, only the data applicable to an Open Cycle Gas
Turbine Units should be supplied). This data for all such units should be provided
when required initially under the Connection Agreement and thereafter in Week 24
in each calendar year and shall be within the parameters set out in Schedule 1 to the
CC. The provisions of SDC1.4.4.1(b) will apply, with necessary changes of
terminology, to any changes to these parameters.
OC3.6 UNIT LOAD CONTROLLERS
CC.S1.5 requires certain CDGUs specified by the TSO (other than Gas Turbine
Units) to be fitted with Unit Load Controllers. Each Generator must ensure that
each of its CDGUs which is subject to this requirement operates with its Unit Load
Controller in operation unless relieved of this obligation in respect of a particular
CDGU by the TSO. A Generator at its Generating Plant may request the TSO 's
agreement for one of its CDGUs at that Generating Plant to be operated without the
Unit Load Controller in service. The TSO 's agreement will be dependent on the risk
that would be imposed on the NI System, provided that in any event a Generator may
take such action as is reasonably necessary to avoid, in the Generator's reasonable
OC3-235
26 June 2019
opinion, an imminent risk of injury to persons or material damage to property
(including the CDGU).
OC3-236
26 June 2019
OC3 APPENDIX
OC3.A.1 Operating Reserve to Frequency Change
To be given in a tabular form, describing Primary Operating Reserve, Secondary

Operating Reserve, Tertiary Operating Reserve band 1 and Tertiary Operating
Reserve band 2 at different levels of Load, ranging from Minimum Generation to
Registered Capacity.
OC3.A.2 Governor Droop Characteristics
Governor Droop %
OC3.A.3 Unit Control Options
Maximum droop %
Normal droop %
Minimum droop %
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DEMAND CONTROL
OC4.1 INTRODUCTION
OC4.1.1 Operating Code No 4 ("OC4") is concerned with the provisions made by the TSO and
procedures to be followed by the TSO and Users to permit a reduction in Demand in
the event that there are insufficient Generating Plant, PPMs, Independent
Generating Plant, Demand Side Units or transfers across any Interconnectors and
the Inter-jurisdictional Tie Lines between Northern Ireland and the Republic of
Ireland available to meet Demand in all or any part of the NI System and/or in the
event of problems on the NI System, including, without limitation, in the event of
both a steady state shortfall of generation and a transient shortfall of generation
following a sudden loss of generation. OC4 also covers operating problems such as
unacceptable voltage levels and thermal overloads and also the provision of
information on any Demand Control arrangements by Suppliers, including Demand
Control arrangements providing for the utilisation of controllable Load blocks on the
NI System (for example, by radio teleswitching). OC4 does not override and must be
read in conjunction with the Operating Security Standard. The Demand Control
arrangements may also apply where there are insufficient Generating Plant,
Demand Side Units or transfers to meet Demand in all or any part of the Other
Transmission System and/or in the event of problems on the Other Transmission
System in circumstances where the TSO is able to assist the Other TSO and where
doing so would not have a detrimental effect on the security of the NI System.
OC4.1.2 (a) OC4 deals with the following:
(i) Customer Demand Management initiated by Suppliers;
(ii) Customer Demand Management initiated by the TSO (such as that

achieved by directing the timing of supply to a Customer in a
manner and to the extent agreed for commercial purposes between
the Supplier and its Customer and offered by a Supplier to the TSO
including that resulting from Load Management Arrangements);
(iii) Customer Voltage Reduction initiated by the TSO and

implemented by the DNO;
(iv) Planned Manual Disconnection (such as Rota Load Shedding)

initiated by the TSO and implemented by the DNO;
(v) Emergency Manual Disconnection initiated and implemented by

the TSO;
(vi) protection of supply to any part of the NI System where system

security is weak; and
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(vii) Disconnection of Load blocks by operation of Automatic Load
Shedding Devices to preserve overall NI System security.
The term "Demand Control" is used to describe any or all of those methods
of controlling Demand.
(b) The type of Demand Control utilised by the TSO in any particular case will
depend upon the amount of time between the TSO becoming aware of the
need for implementing Demand Control and the time at which it needs to be
implemented. In the event of a sudden and unexpected loss of generation
and/or NI System problems and, subject to the circumstances set out in
OC4.1.1, in the event of a sudden and unexpected loss of generation on the
Other Transmission System and/or Other Transmission System problems,
the requisite Demand Control will normally be achieved by means of
Automatic Load Shedding but, occasionally, Emergency Manual
Disconnection may additionally be required. The amount of time which the
TSO has in which to implement Demand Control will also determine
whether Customer Demand Management will be implemented before
voltage reduction. In all cases when Demand Control is necessary, the TSO
will generally use Demand Disconnection as the last option.
OC4.1.3 Load Shedding shall not, so far as possible, be exercised in respect of Protected
Customers and Contract Customers. OC4, therefore, applies subject to this
exclusion.
OC4.1.4 As explained in the Glossary and Definitions section, references to the term “User
System” shall be read as referring to the Distribution System with respect to
provisions applicable to the DNO.
OC4.2 OBJECTIVE
OC4.2.1 The objective of OC4 is to detail the provisions required to enable the TSO to
achieve a reduction in Demand to avoid or relieve operating problems on all or any
part of the NI System and, subject to the circumstances set out at OC4.1.1, the Other
Transmission System. Subject to OC4.1.3, the TSO will utilise Demand Control in
a manner which does not unduly discriminate against, or unduly prefer, any one or
any group of Customers. OC4 requires that the TSO be notified of any Demand
Control arrangements entered into or utilised by Users.
OC4.3 SCOPE
OC4.3.1 OC4 applies to the TSO and to Users, which in OC4 means the DNO, Suppliers and
Generators.
OC4.4 PROCEDURES
OC4.4.1 Risk of Demand Reduction
OC4.4.1.1 The TSO shall issue to the DNO notification of a risk of Demand Reduction when
the TSO anticipates that there may be insufficient Generating Plant, PPMs,
Independent Generating Plant, Demand Side Units or transfers across any
Interconnectors and the Inter-jurisdictional Tie Lines between Northern Ireland
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and the Republic of Ireland available to meet Demand in all or any part of the NI
System.
OC4.4.1.2 Any such notification issued pursuant to OC4.4.1.1 shall be provided as soon as
reasonably possible after the TSO has grounds to believe that there is a risk of
Demand Reduction. The notice shall include the TSO's best estimate of:
(a) the required level of Demand Control in MW;
(b) the expected start time and duration of Demand Control.
OC4.4.2 Customer Demand Management
Customer Demand Management means reducing the level of supply of Energy to a

Customer, Disconnecting a Customer or directing the timing of supply to a
Customer in all cases in a manner agreed for commercial purposes between a
Supplier and its Customer.
OC4.4.3 Customer Demand Management Initiated by a Supplier
OC4.4.3.1 Each Supplier which enters into (or amends) an agreement or other arrangement with
a Customer allowing Customer Demand Management must notify the TSO in
writing in accordance with OC4.4.3.2 of the following when the aggregate of its
possible Customer Demand Management pursuant to all such agreements or
arrangements it has effected can equal or exceed 2 MW at any point in time:
(a) the level of expected and possible Demand Control in MW;
(b) the circumstances in which the Customer Demand Management is

expected to be and may be utilised;
(c) the expected duration of Demand Control and the maximum permitted;
(d) the expected and possible frequency of initiation; and
(e) the locations at which it is expected that Demand Control will be exercised.
The Supplier must supply its best estimate to the TSO for each item specified above
although the Supplier will not then become bound to act in accordance with its
estimate. The information may be supplied to the TSO on an aggregated basis, thus
avoiding the ability to identify individual Customers, insofar as that is possible
without destroying its meaning.
OC4.4.3.2 The notification must be given when the total of such Customer Demand
Management can equal or exceed 2 MW at any point in time and thereafter must be
updated by the end of March each year in respect of the year commencing on 1st May
following such notification in order to permit the TSO to reflect the effects of such
Customer Demand Management. If following the end of March, or initial
notification, as the case may be, any of the details change, the TSO must be notified
in writing by the Supplier promptly.
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OC4.4.3.3 Each Supplier must notify the TSO in writing on each occasion that any Customer
Demand Management, of which it has notified the TSO under OC4.4.3.1 and
OC4.4.3.2, is planned to be instructed (or has been instructed) by that Supplier and
which will in aggregate equal or exceed (or has equalled or exceeded) 2 MW at any
point in time other than following an instruction by the TSO.
OC4.4.3.4 (a) The notification will, where the Customer Demand Management is planned
sufficiently in advance, be given by 1400 hours on the day prior to the
Trading Day on which the Customer Demand Management is to be
implemented.
(b) Where the Customer Demand Management is planned after that time, the
TSO will be notified as soon as possible after the decision to implement has
been made.
(c) If it is not possible to notify in advance, the Supplier must notify the TSO
within 10 minutes of implementation.
(d) Any material change in the details contained in such notice must be notified
to the TSO in writing as soon as possible and in any event not later than 10
minutes after the implementation of such change. Such notification shall be
confirmed to the TSO in writing as soon as possible after the notification has
been given.
OC4.4.3.5 The notification will contain the following:
(a) the amount of Customer Demand Management planned to be instructed, or

which has already been instructed;
(b) the length of time that the Customer Demand Management is anticipated to
be in force and the time at which it is to commence, or commenced; and
(c) the locations on the Total System at which the Customer Demand
Management is to be, or has been, implemented.
OC4.4.3.6 A Supplier which has initiated Customer Demand Management, otherwise than
pursuant to an instruction from the TSO, which has equalled or exceeded 2 MW in
aggregate at any point in time must, in addition, notify the TSO of details as to the
Customer Demand Management which was actually achieved. The notification
must be made within 2 weeks of the initiation of such Customer Demand
Management and (to the extent it differs from the Customer Demand Management
details supplied already) must contain the TSO profiles on a half hourly basis and the
amount of Demand reduction achieved from such use of Demand Control. Such
information is required by the TSO in order to establish the effect that the level of
Customer Demand Management actually achieved had on the NI System.
OC4.4.3.7 Where a Supplier wishes to utilise voltage reduction as Customer Demand

Management on the User System of any of its Customers, the Supplier must notify
the TSO of such details of the proposed voltage reduction as the TSO reasonably
requires in writing as far in advance of the implementation of such voltage reduction
as is reasonably practicable. The Supplier will need to make adequate arrangements
with its Customers to prevent any problems arising on such Customers User
OC4-241
26 June 2019
Systems in the event that the TSO implements voltage reduction on such User
Systems at any time whilst voltage reduction utilised by the Supplier is in effect. In
particular, the Supplier must take steps to ensure that the Customer is aware that the
voltage at the point of supply from the NI may be reduced within the limit set out in
the Electricity Supply Regulations (NI) 1991.
OC4.4.4 Customer Demand Management Initiated by the TSO
OC4.4.4.1 If a Supplier would like to make arrangements with the TSO whereby the TSO
would be given the ability to use Customer Demand Management which the
Supplier has arranged for the purposes of Demand Control, it shall notify the TSO
in accordance with OC4.4.4.3 and OC4.4.4.4. Each Supplier must ensure that it does
not, by initiating Customer Demand Management itself, limit the Customer
Demand Management which it has made available to the TSO under this OC4.4.4.
OC4.4.4.2 The notification must be given by the Supplier to the TSO in writing by the end of
March each year. If, following the end of March, any of the details change, the TSO
must be notified in writing by the Supplier promptly. By so notifying, the Supplier
will be agreeing that, throughout the year commencing on 1 May following the
notification (or such other date as may be agreed between the TSO and the Supplier),
it will comply with the TSO’s instructions relating to the Customer Demand
Management provided these instructions are within the parameters set out in the
notification. Any commercial arrangements relating to this are outside the Grid
Code. For the avoidance of doubt, commercial arrangements cannot override the
provisions of the Grid Code.
OC4.4.4.3 The notification must contain the following information:
(a) the amount of the Demand Control reduction available;

(b) how often it can be used;
(c) the length of time that Demand Control can be used;
(d) the notice required to be given to the Supplier by the TSO;
(e) any situations under which the available Customer Demand Management
may be varied or cannot be instructed by the TSO;
(f) the duration of the arrangement with the Customer; and
(g) any other information which the Supplier reasonably considers would be
relevant to the TSO.
OC4.4.4.4 The TSO will, when it considers it necessary, implement the Customer Demand
Management arranged and made available to it by a Supplier within the parameters
notified to it.
OC4.4.5 Customer Voltage Reduction
OC4.4.5.1 The TSO will, insofar as it is able, organise the Transmission System and make
such other arrangements as are necessary so that a 6 per cent reduction of voltage
supplied to all or any group of Customers on a particular part of the NI System can
be implemented.
OC4.4.5.2 The DNO shall arrange to have available within the Distribution System an
arrangement which will provide for two 3 per cent stages of voltage reduction, which
can be applied to all or selected groups of Customers.
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26 June 2019
OC4.4.5.3 The TSO will, when it considers it necessary, instruct the DNO to implement either a
3 per cent or 6 per cent Customer Demand Reduction which the DNO shall
complete without delay.
OC4.4.5.4 The TSO will, when it considers it necessary, instruct the DNO to remove the 3 per
cent or the 6 per cent voltage reduction implemented pursuant to OC4.4.5.3 which the
DNO shall complete without delay.
OC.4.4.6 Planned and/or Emergency Manual Disconnection
OC4.4.6.1 Planned Manual Disconnection is the procedure adopted when the TSO has
reasonable notice that a generation shortfall and/or Transmission System problems
require Demand Control. Where Demand Control is required to continue for a
protracted period rotation of Disconnection under a Rota Load Shedding procedure
may be required to ensure equitable treatment, insofar as practicable, for all
Customers as further detailed in OC4.4.6.2 and OC4.4.6.3.
OC4.4.6.2 The TSO, in conjunction with the DNO, will arrange for the purposes of Rota Load
Shedding, insofar as it is able, that the total Demand on the NI System is arranged in
groups of approximately 5 per cent. of total Demand (as a percentage at time of
winter peak) so that any or all such groups can be Disconnected when the TSO
considers it necessary.
OC4.4.6.3 Where Disconnection is envisaged by the TSO to be prolonged, the DNO will,
where possible, utilise Disconnection rotas where approximately 5 per cent. groups
are interchanged to ensure (so far as possible) equitable treatment of Customers.
OC4.4.6.4 Emergency Manual Disconnection is utilised by the TSO when a loss of generation
or a mismatch of generation output and Demand is such that there is an operational
requirement to shed Load at short notice (or no notice) to maintain a Regulating
Margin between generation output and Demand and in certain circumstances to deal
with operating problems such as unacceptable voltage levels and thermal overloads.
OC4.4.6.5 To avoid affecting the operational integrity of the Automatic Load Shedding
scheme, the DNO shall ensure that the Load blocks shed under Planned Manual
Disconnection and/or Emergency Manual Disconnection will, as far as practicable,
not be those within the Automatic Load Shedding scheme which could be shed
under a single operational contingency. To ensure no undue discrimination against
any Customers, manual Load Shedding will be dealt with in conjunction with the
provisions for rotating Load Shedding in OC4.4.8 and the TSO will monitor Load
Shedding to ensure no undue discrimination.
OC4.4.6.6 The TSO will, when it considers it necessary, implement Emergency Manual
Disconnection and/or instruct the DNO to implement Planned Manual
Disconnection, which the DNO shall complete without delay.
OC4.4.6.7 The TSO will, when it considers it necessary, restore the connections removed by
Emergency Manual Disconnection and/or instruct the DNO to restore the
connections removed by Planned Manual Disconnection, which the DNO shall
complete without delay.
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26 June 2019
OC4.4.7 Demand Control with Weak or Reduced System Capabilities
OC4.4.7.1 This section covers the situation where the TSO may wish to initiate Demand
Control to maintain partial supplies to a part of the NI System which cannot support
the full area Demand of that part of the NI System. It applies to circumstances
where the TSO wishes to allow for fault contingencies more severe than envisaged in
the Licence Standards because the impact of these contingencies on the NI System
would be unacceptable. It can also apply to circumstances where Planned Outages
or unplanned Outages would, in the opinion of the TSO, result in a single
contingency having an unacceptable impact on the NI System.
OC4.4.7.2 Where the TSO considers that it should put in place arrangements to enable Demand
Control to be effected in the circumstances outlined in OC4.4.7.1, it may effect such
arrangements and Demand Control under such arrangements may be initiated by the
TSO and implemented by the TSO and/or the DNO at the TSO’s request.
OC4.4.7.3 Load shedding caused by these schemes will be assimilated into Load shedding
caused by the Automatic Load Shedding scheme detailed in OC4.4.8 to ensure no
Customer or group of Customers is unfairly discriminated against.
OC4.4.8 Automatic Load Shedding
OC4.4.8.1 Under generation shortfall conditions a Frequency graded Automatic Load

Shedding scheme is utilised to prevent Frequency collapse on the NI System and to
restore the balance between generation output and Demand.
OC4.4.8.2 The Demand on the NI System subject to Automatic Load Shedding will be split
into discrete blocks. The number, location, size and the associated low Frequency
settings of these blocks will be as determined by the TSO on a rota basis insofar as
possible.
OC4.4.8.3 Where conditions are such that, following Automatic Load Shedding, and the
subsequent recovery of Frequency on the NI System, it is not possible to restore a
large proportion of the total Demand so Disconnected within a reasonable period of
time, the TSO may require the DNO to implement additional Disconnection
manually to restore an equivalent amount of the Demand which has been
Disconnected automatically.
OC4.4.8.4 For the avoidance of doubt, no Demand shed by operation of Automatic Load
Shedding Devices will be restored without the specific direction of the TSO.
OC4.4.9 General
OC4.4.9.1 In most instances of Demand Control, other than with Customer Demand
Management initiated by Suppliers, Demand Control is initiated by the TSO and
implemented by the TSO and/ or the DNO upon the TSO’s request. Suppliers
should note, however, that although implementation of Demand Control in respect
of their Customers is not, in general, exercisable by them, their Customers may be
affected by Demand Control. The contractual arrangements of Suppliers with their
Customers may, accordingly, need to reflect this.
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26 June 2019
OC4.4.9.2 During the implementation of Demand Control, Scheduling and Dispatch in
accordance with the principles in the SDCs for determining which CDGUs will be
Scheduled and Dispatched may cease and will not be re-implemented until the TSO
decides that normal operation can be resumed. The TSO will inform Generators
when normal Scheduling and Dispatch in accordance with the SDCs is to be re-
implemented as soon as reasonably practicable.
OC4.4.9.3 Where time permits, the TSO will, insofar as it is reasonably able, inform all affected
Users that Demand Control is planned to be exercised.
OC4.5 FUEL SECURITY CODE
OC4.5.1 Each Supplier agrees to comply with the Fuel Security Code to the extent it is expressed to
apply to it and with any instructions issued by the TSO pursuant to the Fuel Security Code
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26 June 2019
OPERATIONAL LIAISON
OC5.1 INTRODUCTION
OC5.1.1 OC5 sets out the requirements for the exchange of information in relation to
Operations and/or Events on the Total System which have had (or may have had) or
will have (or may have) an Operational Effect:
(i) on the Transmission System in the case of an Operation and/or Event

occurring on a User System; and
(ii) on a User System, in the case of an Operation and/or Event occurring on

the Transmission System or the Other Transmission System;
where no requirement for liaison is specified in any other section of the Grid Code.
OC5 also sets out the procedure for issue of warnings in the event of a risk of serious
and widespread disturbance of the whole, or part of, the NI System.
OC5.1.2 Where an Operation and/or Event on the Transmission System falls to be reported by
the TSO to the Other TSO under the System Operator Agreement, the TSO may
include in that report the information which it has been given by the User in relation to
the Operation and/or Event on the User System which has itself then caused or
exacerbated the Operation or Event on the Transmission System.
provisions applicable to the DNO .
OC5.2 OBJECTIVE
The exchange of information is needed in order that the implications of the Operation
and/or Event can be considered and the possible risks arising from it can be assessed
and appropriate action taken by the relevant party in order to maintain the integrity of
the Total System. OC5 does not seek to deal with any actions arising from the
exchange of information, but merely with that exchange.
OC5.3 SCOPE
OC5 applies to the TSO and to Users, which in this OC5 means the DNO, Generators
(in respect of all Generating Units connected to the Transmission System),
Interconnector Owners and Large Demand Customers.
OC5.4. PROCEDURE
OC5.4.1 The term "Operation" means a scheduled or planned action relating to the operation of
a System or on the Other Transmission System but, for the avoidance of doubt, does
not include fault locating operations undertaken by the TSO or the Other TSO.
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26 June 2019
OC5.4.2 The term "Event" means an unscheduled or unplanned (although it may have been
anticipated) occurrence on a System or on the Other Transmission System including,
without limiting that general description, faults, incidents and breakdowns.
OC5.4.3 The term "Operational Effect" in the whole of this OC5 shall mean any effect on the
operation of the relevant System or on the Other Transmission System which will or
may cause the Systems of the TSO or the other User or Users, as the case may be, to
operate differently from the way in which they would or may have operated in the
absence of that effect.
OC5.4.4 Requirement to notify Operations
OC5.4.4.1 The TSO
In the case of an Operation on the Transmission System which will have, or may
have, an Operational Effect on a User System, the TSO will (unless this requirement
arises under any other part of the Grid Code) notify the User or Users, whose
System(s) will, or may in the opinion of the TSO, be so affected in accordance with
this OC5. Following notification by the TSO, the DNO may notify any user connected
to the Distribution System on whose system the Operation will have an Operational
Effect. The provisions of this OC5.4.4.1 shall also apply to circumstances where an
Operational Effect on the User System was caused or may have been caused by an
Operation on the Other Transmission System, provided that the TSO’s duty to notify
a User shall be solely a duty to pass on the information that the TSO has received from
the Other TSO.
OC5.4.4.2 User
In the case of an Operation on a User System, which will have or may have an
Operational Effect on the Transmission System, the User will (unless this
requirement arises under any other part of the Grid Code) notify the TSO in
accordance with this OC5. Following notification by the relevant User, the TSO will
notify any other User or Users on whose System(s) the Operation will (or, in the
TSO’s reasonable opinion, may) have an Operational Effect, and may also notify the
Other TSO if the Operation will (or, in the TSO’s reasonable opinion, may) have an
equivalent effect on the Other Transmission System, in accordance with this OC5.
OC5.4.4.3 Whilst in no way limiting the general requirement to notify in advance as set out in
OC5.4.4.1 and OC5.4.4.2, the following are examples of scheduled or planned actions
for which notification will be required under this OC5 if they will, or may, have an
Operational Effect:
(i) the planned operation (other than, in the case of a User, at the instruction of
the TSO) of any circuit breaker or isolator or any sequence or combination
of the two; and
(ii) voltage control.
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26 June 2019
OC5.4.4.4 Nature of Notification
(a) A notification under OC5.4.4.1 or OC5.4.4.2 (save where the notification is

to be given to a Large Demand Customer, in which event the provisions of
(b) below shall apply) must be of sufficient detail to describe the Operation
(although it need not state the cause) and to enable the recipient of the
notification reasonably to consider and assess the implications and risks
arising and will include the name of the individual reporting the Operation
on behalf of the TSO or the User, as the case may be. The recipient may ask
questions to clarify the notification and the notifying party shall use its
reasonable endeavours to provide the necessary information.
(b) A notification which is to be given under OC5.4.4.1 or OC5.4.4.2 to a Large

Demand Customer will not contain the information specified in (a) above
but may indicate that there will be, or is likely to be, an incident on the Total
System, the general nature of the incident (but not the cause of the incident)
and, if known, in circumstances where power supplies are thought likely to
be affected, the estimated time of cessation and return to service.
OC5.4.4.5 Timing
A notification under OC5.4.4.1 or OC5.4.4.2 must be given as far in advance as

practicable and in any event shall be given in sufficient time as will reasonably allow
the recipient to consider and assess the implications and risks arising.
OC5.4.4.6 Recording
The notification shall be given in writing whenever possible. If there is insufficient

time before the Operation is scheduled to take place for notification to be given in
writing, then notification shall be given orally and, if either party requests, it shall be
written down by the sender and dictated to the recipient who shall write it down and
repeat each phrase as received and, on completion, shall repeat the notification in full to
the sender and check that it has been accurately recorded.
OC5.4.5 Requirement to notify Events
OC5.4.5.1 The TSO
In the case of an Event on the Transmission System which has had (or may have had)
an Operational Effect on a User System, the TSO will (unless this requirement arises
under any other part of the Grid Code) notify the User or Users whose System(s) have
been (or in the reasonable opinion of the TSO may have been) so affected, in
accordance with this OC5. Following notification by the TSO, the DNO may notify
any user connected to the Distribution System on whose system the Event has had (or
may have had) an Operational Effect. The provisions of this OC5.4.5.1 shall also
apply to circumstances where an Operational Effect on a User System was caused by
an Event on the Other Transmission System, provided that the TSO’s duty to notify a
User shall be solely a duty to pass on the information that the TSO has received from
the Other TSO.
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OC5.4.5.2 User
In the case of an Event on a User System which has had (or may have had) an
Operational Effect on the Transmission System, the User will (unless this
requirement arises under any other part of the Grid Code) notify the TSO in
accordance with this OC5. Following notification by the relevant User, the TSO will
notify any other User or Users on whose System the Event has had or may have had in
the TSO's reasonable opinion an Operational Effect, and may also notify the Other
TSO if the Event has had or may have had in the TSO's reasonable opinion an
equivalent effect on the Other Transmission System, in accordance with this OC5.
OC5.4.5.3 Whilst in no way limiting the general requirement to notify set out in OC5.4.5.1 and
OC5.4.5.2, the following are examples of situations where notification will be required
under this OC5 if they have had, or may have had, an Operational Effect:
(i) where Plant and/or Apparatus is being operated in excess of its capability
or may present a hazard to personnel;
(ii) the activation of any alarm or indication of any abnormal operating

condition;
(iii) adverse weather conditions being experienced;
(iv) breakdown of, or faults on, or temporary changes in the capabilities of, Plant
and/or Apparatus;
(v) breakdown of, or faults on, control, communications or metering equipment;
(vi) increased risks of Protection operation.
OC5.4.5.4 Nature of Notification
(a) A notification under OC5.4.5.1 or OC5.4.5.2 (save where the notification is

to be given to a Large Demand Customer, in which event the provisions of
(b) below shall apply) will be of sufficient detail to describe the Event
(although it need not state the cause) and so enable the recipient of the
notification reasonably to consider and assess the implications and risks
arising. The recipient may ask questions to clarify the notification and the
notifying party shall use its reasonable endeavours to provide the necessary
information.
(b) A notification which is to be given under OC5.4.4.1 or OC5.4.4.2 to a Large

Demand Customer will not contain the information specified in (a) above
but may indicate that there has been an incident on the Total System, the
general nature of the incident (but not the cause of the incident) and, if
known, in circumstances where power supplies have been affected, an
estimated time of return to service.
OC5-249
26 June 2019
OC5.4.5.5 Recording
Notification shall be given orally and, except in the case of emergency, if either party
requests, shall be written down by the sender and dictated to the recipient who shall
write it down and repeat each phrase as received and, on completion, shall repeat the
notification in full to the sender and check that it has been accurately recorded.
OC5.4.5.6 Timing
A notification under OC5.4.5.1 or OC5.4.5.2 shall be given as soon as possible after the
occurrence of the Event, or the time that the Event is known of or anticipated by the
giver of the notification under this OC5, and in any event within 15 minutes of such
time.
OC5.4.6 Significant Incidents
OC5.4.6.1 Where a User notifies the TSO under OC5.4.5.2 of an Event which the TSO considers
has had or may have had a significant effect on the Transmission System, the TSO
may require the User to report that Event in writing in accordance with the provisions
of OC8 in which event it will, within one Business Day, notify that User accordingly.
OC5.4.6.2 Where the TSO notifies a Generator or an Interconnector Owner of an Event under
this OC5 which the Generator or the Interconnector Owner considers has had or may
have had a significant effect on that Generator's or Interconnector Owner’s System,
that Generator or Interconnector Owner may require the TSO to report that Event in
writing in accordance with the provisions of OC8 in which event it will, within one
Business Day, notify the TSO accordingly.
OC5.4.6.3 Events which the TSO requires a User to report in writing pursuant to OC5.4.6.1 and
Events which a Generator requires the TSO to report in writing pursuant to OC5.4.6.2
are known as "Significant Incidents".
OC5.4.6.4 Without limiting the general description set out in OC5.4.6.1 and OC5.4.6.2, a
Significant Incident will include an Event having an Operational Effect which
results in, or is likely to result in, the following:
(i) tripping of Plant and/or Apparatus either manually or automatically;
(ii) voltage outside statutory limits;
(iii) System Frequency outside statutory limits;
(iv) System instability; or
(v) System overloads.
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OC5.4.7 Warnings
(i) A warning will be issued by the TSO (usually by telephone or other

electronic means) to Users who may be affected when the TSO knows there
is a risk of widespread and serious disturbance to the whole, or part of, the
NI System. Where the warning is given by telephone or other electronic
means, the TSO will issue a written confirmation as soon as reasonably
practicable thereafter.
(ii) The warning will contain such information as the TSO reasonably considers
to be necessary in order to explain the nature and extent of the anticipated
disturbance to the User provided that sufficient time is available to the TSO
prior to the issue of the warning and that such information is available to the
TSO;
(iii) For the duration of a warning each User in receipt of the warning shall take
the necessary steps to warn its operational staff and maintain its Plant and/or
Apparatus in the condition in which it is best able to withstand the
anticipated disturbance ;
(iv) Scheduling and Dispatch in accordance with the Scheduling and Dispatch Codes
may be affected during the period covered by a warning. Further provisions on this
are contained in the Scheduling and Dispatch Codes.
OC5-251
26 June 2019
SAFETY CO-ORDINATION
OC6.1 INTRODUCTION
OC6.1.1 Operating Code No. 6 ("OC6") specifies the standard procedures which are to be
followed by the TSO, the TO, and Users for the co-ordination, establishment
and maintenance of necessary Safety Precautions when work and/or testing
(other than System Tests, which are covered by OC10 and the type of tests
covered in OC11) is to be carried out on or near either the Transmission
System or a User’s System and when, for this to be done safely, Safety
Precautions are required on the Transmission System and on a User’s
System.
OC6.1.2 Where, by reason of the design of any HV Apparatus on which Safety Precautions
are to be applied, it is not practicable to apply Safety Precautions on such HV
Apparatus, the Safety Precautions shall be applied at the most appropriate point(s)
on the User’s Plant and Apparatus (for example, at steam valves) to achieve Safety
From The System on the HV Apparatus on which Safety From The System is to
be achieved.
OC6.1.3 OC6 does not apply to a situation in which Safety Precautions need to be agreed
solely between Users.
OC6.1.4 OC6 does not seek to impose a particular set of Safety Rules on the TO or Users; the
Safety Rules to be adopted and used by the TO and each User shall be those chosen
by each.
OC6.1.5 The procedures set out in this OC6 do not refer expressly to a situation in which both
the TO and a User require the other to implement Safety Precautions at the same
time. In such circumstances the relevant procedures of this OC6 should be applied
twice, once with the TO acting as Implementing Safety Co-ordinator and once with
the User acting in that role.
OC6.1.6 In this OC6 the following terms shall have the following meanings:
(a) "HV Apparatus" means High Voltage electrical circuits forming part of a
System on which Safety From The System may be required or on which
Safety Precautions may be applied to allow work and/or testing to be carried
out on a System;
(b) "Isolation" means the disconnection of HV Apparatus from the remainder of

the System in which that HV Apparatus is situated by means either of an
Isolating Device(s) in the isolating position or adequate physical separation or
sufficient gap or the disablement (by means of switching or dismantling) of
Plant and/or Apparatus so that electrical energy cannot pass from the
Apparatus (or in the case of Plant, from the associated Apparatus) to the HV
Apparatus other than by an Isolating Device;
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26 June 2019
(c) "Earthing" means a way of providing a connection between conductors and
earth by means of an Earthing Device.
OC6.1.7 It should be noted that the term “User System” includes the Distribution System and
therefore references to a User System should be construed accordingly.
OC6.2 OBJECTIVE
The objective of this OC6 is to achieve Safety From The System when work and/or
testing on or near either a User System or the Transmission System necessitates the
provision of Safety Precautions on both Systems.
OC6.3 SCOPE
OC6.3.1 OC6 applies to the TO, to the TSO, and to Users which term in this OC6 means the
DNO, Generators with respect to Generating Units connected to the Transmission
System, Large Demand Customers and Interconnector Owners.
OC6.3.2 The TSO shall procure that the TO complies with its obligations under OC6.
OC6.4 PROCEDURE
OC6.4.1 Approval of Local Safety Instructions
OC6.4.1.1 (a) In accordance with the timing requirements of its Connection Agreement, or as
otherwise agreed, each User shall supply to the TO a copy of its Local Safety
Instructions relating to the User’s side of the Connection Point at each Connection
Site.
(b) In accordance with the timing requirements of each Connection Agreement, or as

otherwise agreed, the TO shall supply to each User a copy of the TO’s Local Safety
Instructions relating to the TO side of the Connection Point at each Connection
Site.
(c) Prior to connection and in accordance with the timing requirements of the relevant
Connection Agreement, or as otherwise agreed, the TO and the User must have
approved each other's Local Safety Instructions dealing with Isolation and
Earthing. Where an employee of the TSO has been appointed to act on behalf of the
TO as a Safety Co-ordinator the TO and each User shall, at the same time as
confirming approval of the other’s Local Safety Instructions, provide to the TSO a
copy of that other’s Local Safety Instructions which they have approved, with a
copy also being sent to the User or the TO, as the case may be.
OC6.4.1.2 If the party required to give approval requires, for that approval to be given, more
stringent provisions relating to Isolation and/or Earthing (including relating to
Earthing Devices) (and to the extent that these are not unreasonable), the other party
will make such changes as soon as reasonably practicable to the provisions in its
Local Safety Instructions relating to Isolation and/or Earthing (including relating
to Earthing Devices) affecting the Connection Site (which may of course need to
cover the application of Isolation and/or Earthing at a place remote from such
Connection Site, depending upon the System layout). There is no right to withhold
approval on the grounds that the party required to approve reasonably believes the
OC6-253
26 June 2019
provisions relating to Isolation and/or Earthing (including Earthing Devices) are
too stringent.
OC6.4.1.3 If, following approval, a party wishes to change the provisions in its Local Safety
Instructions relating to Isolation and/or Earthing (including Earthing Devices), it
must inform the other party. If the change is to make the provisions more stringent,
then the other party merely has to note the changes. If the change is to make the
provisions less stringent, then the other party needs to approve the new provisions and
the procedures referred to in OC6.4.1.2 will apply.
OC6.4.2 Safety Co-ordinators
OC6.4.2.1 The TO and each User will at all times have nominated a person or persons to be
responsible for the co-ordination of Safety Precautions at each Connection Point,
when work and/or testing is to be carried out on or near a System which necessitates
the provision of Safety Precautions on (or relating to) HV Apparatus, pursuant to
this OC6 ("Safety Co-ordinator(s)"). A Safety Co-ordinator may be responsible
for the co-ordination of safety on (or relating to) HV Apparatus at more than one
Connection Point. It should be noted that, for the purposes of this OC6, the Safety
Co-ordinator's role is limited to the co-ordination of Safety Precautions. The
Safety Co-ordinator will not necessarily but may undertake the physical
implementation of Safety Precautions. In the case of the TO, the Safety Co-
ordinator may be an employee of the TSO acting on behalf of the TO.
OC6.4.2.2 Each User shall, prior to its Plant and Apparatus being connected to the
Transmission System, in accordance with any timing and other provisions of the
Connection Conditions, give notice in writing to the TO of the identity of the User’s
Safety Co-ordinator(s) and shall update the written notice (i) whenever there is a
change to the identity of its Safety Co-ordinator(s), and (ii) annually on 1 April each
year.
OC6.4.2.3 The TO shall, prior to the Plant and Apparatus of a User being connected to the
Transmission System, in accordance with any timing and other provisions of the
Connection Conditions, give notice in writing to that User of the identity of the
TO’s Safety Co-ordinator(s) and shall update the written notice (i) whenever there is
a change to the identity of its Safety Co-ordinator(s), and (ii) annually on 1 April
each year.
OC6.4.2.4 Where an employee of the TSO has been appointed to act on behalf of the TO as a
Safety Co-ordinator, the TO shall, prior to the Plant and Apparatus of a User
being connected to the Transmission System, in accordance with any timing and
other provisions of the Connection Conditions, give notice in writing to the TSO of
the identity of the User’s Safety Co-ordinator(s) and shall update the written notice
(i) whenever there is a change to the identity of the User’s Safety Co-ordinator(s),
and (ii) annually on 1 April each year..
OC6.4.2.5 Contact will be made between Safety Co-ordinators via normal operational channels
and, accordingly, separate telephone numbers for Safety Co-ordinators need not be
provided.
OC6.4.2.6 If work and/or testing is to be carried out on or near a System which necessitates the
provision of Safety Precautions on (or relating to) HV Apparatus in accordance
with the provisions of this OC6, the Safety Co-ordinator who is nominated as
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26 June 2019
responsible for the HV Apparatus on which or in relation to which Safety From The
System is to be achieved (the "Requesting Safety Co-ordinator") shall contact the
Safety Co-ordinator who is nominated as responsible for the HV Apparatus which
is connected at the Connection Point to the HV Apparatus on which Safety From
The System is required (the "Implementing Safety Co-ordinator"), to co-ordinate
the Safety Precautions.
OC6.4.3 RISSP
OC6.4.3.1 OC6 sets out the procedures for utilising the Record of Inter-System Safety
Precautions ("RISSP").
OC6.4.3.2 The TO and the DNO will use the format of the RISSP forms set out in Appendix A
and Appendix B to this OC6. That set out in Appendix A and designated as "RISSP-
A", shall be used when the TO and the DNO is the Requesting Safety Co-ordinator,
and that in Appendix B and designated as "RISSP-B", shall be used when the TO or
the DNO is the Implementing Safety Co-ordinator.
OC6.4.3.3 Users other than the DNO may either adopt the format referred to in OC6.4.3.2, or
use a form or other tangible written record in an equivalent format provided that the
form, or other tangible written record, includes sections for containing the same
information and has the same numbering of sections as RISSP-A and RISSP-B as set
out in Appendix A and Appendix B, respectively. Whichever method a User
chooses, it shall provide proformas or other means of recording in writing for use by
its staff.
OC6.4.3.4 All references to RISSP-A and RISSP-B shall be taken as referring to the
corresponding parts of the alternative forms or other tangible written records used by
each User other than the DNO.
OC6.4.3.5 RISSP-A shall have written or printed on it an identifying number, comprising a

unique prefix which identifies the location at which it is issued, and a unique serial
number for the TO and each User consisting of four digits and the suffix "R".
OC6.4.3.6 At the time that a User first gives notice to the TO of its Safety Co-ordinators, that
User shall apply in writing to the TO for the TO's approval of its proposed prefix.
The TO shall consider the proposed prefix to see if it is the same as (or confusingly
similar to) a prefix used by the TO or another User and shall, as soon as possible (and
in any event within ten days), respond in writing to the User with its approval or
disapproval. If the TO disapproves, it shall explain in its response why it has
disapproved and will suggest an alternative prefix and the User shall either notify the
TO in writing of its acceptance of the suggested alternative prefix or it shall apply in
writing to the TO with revised proposals and the above procedure shall apply to that
application.
OC6.5 SAFETY PRECAUTIONS ON OR RELATING TO HV APPARATUS
OC6.5.1 Safety Precautions
For the purpose of the co-ordination of safety under OC6 relating to HV Apparatus,
the term "Safety Precautions" means Isolation and/or Earthing.
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26 June 2019
OC6.5.2 Agreement of Safety Precautions
OC6.5.2.1 When the TO or a User wishes to carry out work and/or testing on or near its System
and it is of the opinion that, for this to be done safely, Safety Precautions are
required on the TO's HV Apparatus (in the case of a User), or on or relating to the
HV Apparatus of a User (in the case of the TO), the Requesting Safety Co-
ordinator will contact the Implementing Safety Co-ordinator for the part of the
System on which (or relating to which) the Safety Precautions are, in his reasonable
opinion, required, in order to agree in accordance with the procedure contained in this
OC6.5, the Location at which the Safety Precautions will be implemented or
applied.
OC6.5.2.2 When the TO wishes to carry out work and/or testing on or near the Transmission
System and it is of the opinion that, for this to be done safely, Safety Precautions are
required on (or relating to) more than one User System the provisions of this OC6.5
shall be followed with regard to each User separately.
OC6.5.3 Agreement of Isolation
OC6.5.3.1 The Requesting Safety Co-ordinator shall inform the Implementing Safety Co-
ordinator of the HV Apparatus on which Safety From The System is to be
achieved and they will need to reach agreement on the Location(s) at which Isolation
is to be established on (or relating to) the Implementing Safety Co-ordinator's
System.
OC6.5.3.2 The Implementing Safety Co-ordinator shall then promptly inform the Requesting
Safety Co-ordinator of the following:
(a) for each Location, the identity (by means of name and numbering or position,
as applicable) of each point of Isolation; and
(b) whether Isolation is to be achieved by an Isolating Device in the isolating

position or by an adequate physical separation or sufficient gap or by
disablement (by means of switching or dismantling) of Plant and/or
Apparatus so that electrical energy cannot pass from the Apparatus (or, in the
case of Plant, from the associated Apparatus) to the HV Apparatus, other
than by an Isolating Device.
OC6.5.3.3 The Implementing Safety Coordinator shall maintain each point of Isolation in
accordance with the relevant Local Safety Instructions.
OC6.5.4 Agreement of Earthing
OC6.5.4.1 If, in addition to the Isolation requested under OC6.5.3, the Requesting Safety Co-
ordinator requires Earthing, he shall notify this requirement to the Implementing
Safety Co-ordinator and they will need to reach agreement on the Location(s) at
which Earthing is to be established on the Implementing Safety Co-ordinator's
System.
OC6.5.4.2 The Implementing Safety Co-ordinator shall then promptly inform the Requesting
Safety Co-ordinator for each Location, the identity (by means of HV Apparatus
name and numbering or position, as is applicable) of each point of Earthing.
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26 June 2019
OC6.5.4.3 The Implementing Safety Coordinator shall maintain each point of Earthing in
accordance with the relevant Local Safety Instructions.
OC6.5.5 In the event of disagreement
In any case where the Requesting Safety Co-ordinator and the Implementing
Safety Co-ordinator are unable to agree the Location of the Isolation and (if
requested) Earthing, it shall be at the closest available points on the infeeds to the
HV Apparatus on which Safety From The System is to be achieved as indicated on
the Ownership Diagram or, in the case where, by reason of the design of any HV
Apparatus on which Safety Precautions are to be applied, it is not practicable to
apply Safety Precautions on such HV Apparatus, it shall be at the most appropriate
point(s) on the User’s Plant and/or Apparatus to achieve Safety From The System
on the HV Apparatus on which Safety From The System is to be achieved, as
determined by the TO.
OC6.5.6 Implementation of Isolation and Earthing
Once the Location of Isolation and (if requested) Earthing are agreed in accordance
with OC6.5.3 and OC6.5.4 above, the following procedure will apply:
(a) the Implementing Safety Co-ordinator will ensure the implementation of the
Isolation;
(b) the Implementing Safety Co-ordinator will confirm to the Requesting Safety
Co-ordinator that the Isolation has been established on his System;
(c) when the Implementing Safety Co-ordinator has confirmed the establishment
of Isolation in accordance with (b) above, the Requesting Safety Co-
ordinator shall confirm to the Implementing Safety Co-ordinator the
establishment of relevant Isolation on his System and request, if it has been
required, the implementation of the Earthing;
(d) the Implementing Safety Co-ordinator will ensure the implementation of the
Earthing on his System; and
(e) the Implementing Safety Co-ordinator will confirm to the Requesting Safety
Co-ordinator that Earthing has been established on his System.
OC6.5.7 Recording of Safety Precautions
OC6.5.7.1 Following confirmation by the Implementing Safety Co-ordinator to the

Requesting Safety Co-ordinator that all of the agreed Safety Precautions have been
established on or relating to the System of the Implementing Safety Co-ordinator,
the Implementing Safety Co-ordinator will record the details of the HV Apparatus
on which he has been told that Safety From The System is required and the Safety
Precautions established on or relating to the System of the Implementing Safety
Co-ordinator onto parts 1.1 and 1.2 of his RISSP-B. Where Earthing was not
requested (either because Earthing was possible but was not required or because
Earthing was not possible), part 1.2(b) of the RISSP-B will be completed with the
words "not earthed".
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26 June 2019
OC6.5.7.2 The Implementing Safety Co-ordinator shall then contact the Requesting Safety
Co-ordinator and confirm, by reading out the details entered on parts 1.1 and 1.2 of
RISSP-B, to the Requesting Safety Co-ordinator, that the Safety Precautions have
been established.
OC6.5.7.3 The Requesting Safety Co-ordinator will then complete parts 1.1 and 1.2 of RISSP-
A with the precise details received from the Implementing Safety Co-ordinator and
then read back all those details to the Implementing Safety Co-ordinator. If both
confirm that the details entered are the same, the Requesting Safety Co-ordinator
shall issue the RISSP identifying number, as stated on the RISSP-A, to the
Implementing Safety Co-ordinator who shall ensure that the number, including its
prefix and suffix, is correctly entered on the RISSP-B.
OC6.5.7.4 The Requesting Safety Co-ordinator and the Implementing Safety Co-ordinator
shall then respectively complete part 1.3 of RISSP-A and RISSP-B (which relates to
the identity and location of the Implementing Safety Co-ordinator and the
Requesting Safety Co-ordinator respectively). Each Safety Co-ordinator shall
then complete the issue of the RISSP by signing part 1.3 of their respective RISSPs
and then enter the time and date. Once signed, no alteration to the RISSP is
permitted; the RISSP may only be cancelled.
OC6.5.7.5 The Requesting Safety Co-ordinator is then free to authorise work, but not testing.
Where testing is to be carried out, the procedure set out below in OC6.5.8 shall be
implemented. The procedure to carry out the work is entirely an internal matter for
the party which the Requesting Safety Co-ordinator is representing.
OC6.5.8 Testing
OC6.5.8.1 Where the Requesting Safety Co-ordinator wishes to authorise the carrying out of a
test to which the procedures in this OC6.5 apply he may not do so and the test will not
take place unless and until the following procedures have been followed:
(a) confirmation is obtained from the Implementing Safety Co-ordinator that no

person is working on, or testing, or has been authorised to work on, or test, any
parts of the Systems within the points of Isolation identified on the RISSP
form relating to the test which is proposed to be undertaken (the "original
RISSP"), and the points of Isolation on the Requesting Safety Co-ordinator's
System, and will not be so authorised until the proposed test has been
completed (or cancelled) and the Requesting Safety Co-ordinator has notified
the Implementing Safety Co-ordinator of its completion (or cancellation) and
thereby the cancellation of the requirements;
(b) all current RISSPs (except for the original RISSP) between the Requesting
Safety Co-ordinator and the Implementing Safety Co-ordinator which relate
to those parts of the Systems between the points of Isolation identified on the
original RISSP and the points of Isolation on the Requesting Safety Co-
ordinator's System, have been cancelled in accordance with the procedures set
out in OC6.5.9; and
(c) the Implementing Safety Co-ordinator agrees with the Requesting Safety
Co-ordinator to permit the testing on those parts of the Systems between the
points of Isolation identified in the original RISSP and the points of Isolation
on the Requesting Safety Co-ordinator's System.
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26 June 2019
OC6.5.8.2 The Requesting Safety Co-ordinator will inform the Implementing Safety Co-
ordinator as soon as the test has been completed or cancelled. Where Earthing has
been removed during a test and has not been restored at the original position upon
completion or cancellation of the test, the original RISSP shall be cancelled
immediately in accordance with the procedure set out in OC6.5.9.
OC6.5.9 Cancellation
OC6.5.9.1 When the Requesting Safety Co-ordinator decides (having followed all relevant
internal procedures) that Safety Precautions are no longer required, he will contact
the Implementing Safety Co-ordinator and inform him of the RISSP identifying
number (including the prefix and suffix). The Requesting Safety Co-ordinator shall
read out to the Implementing Safety Co-ordinator the details entered on parts 1.1
and 1.2 of his RISSP-A, and the Implementing Safety Co-ordinator shall confirm
that the details entered on parts 1.1 and 1.2 of the RISSP-B are the same. The
Requesting Safety Co-ordinator shall then confirm to the Implementing Safety
Co-ordinator that the Safety Precautions are no longer required.
OC6.5.9.2 The Requesting Safety Co-ordinator and the Implementing Safety Co-ordinator
shall then respectively complete part 2.1 of RISSP-A and RISSP-B (which relates to
the identity and location of the Implementing Safety Co-ordinator and the
Requesting Safety Co-ordinator respectively). Each Safety Co-ordinator shall
then complete the cancellation of the RISSP procedure by signing part 2.1 of their
respective RISSPs and then entering the time and date.
OC6.5.9.3 Subject as provided in OC6.5.9.4, the Implementing Safety Co-ordinator is then

free to arrange the removal of the Safety Precautions, the procedure to achieve that
being entirely an internal matter for the party which the Implementing Safety Co-
ordinator is representing. The only situation in which any Safety Precautions may
be removed without first cancelling the RISSP in accordance with OC6.5.9 is when
Earthing is removed in the situation envisaged in OC6.5.8.2.
OC6.5.9.4 Where Earthing has been requested neither Safety Co-ordinator shall instruct the
removal of any Isolation forming part of the Safety Precautions until it is confirmed
to each by the other that all Earthing has been removed.
OC6.5.10 Loss of Integrity of Safety Precautions
In any instance when any Safety Precautions may be ineffective for any reason the
relevant Safety Co-ordinator shall without delay inform the other Safety Co-
ordinator(s) of that being the case and, if requested, of the reasons why.
OC6.6 SAFETY LOG
OC6.6.1 The TO and each User shall maintain a safety log which shall be a chronological
record of all messages relating to safety co-ordination under this OC6 sent and
received by the Safety Co-ordinator(s). The safety log must be retained for a period
of not less than 3 years.
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26 June 2019
OC6 - APPENDIX A
[Northern Ireland Electricity] [CONTROL CENTRE/SITE]

RECORD OF INTER-SYSTEM SAFETY PRECAUTIONS (RISSP-A)
(Requesting Safety Co-ordinator's Record)
RISSP NUMBER
PART 1
1.1 HV APPARATUS IDENTIFICATION
Safety Precautions have been established by the Implementing Safety Co-ordinator to achieve (in so far as it is
possible from that side of the Connection Point) Safety From The System on the following HV Apparatus on the
Requesting Safety Co-ordinator's System: [State identity - name(s) and, where applicable, identification of the
HV circuit(s) up to the Connection Point]:
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
1.2 SAFETY PRECAUTIONS ESTABLISHED
(a) ISOLATION
[State the Location(s) at which Isolation has been established. For each Location, identify each point of Isolation.
For each point of Isolation, state the means by which the Isolation has been achieved and whether immobilised and
Locked, Caution Notice affixed or other safety procedures applied, as appropriate.]
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
(b) EARTHING
[State the Location(s) at which Earthing has been established. For each Location, identify each point of Earthing.
For each point of Earthing, state the means by which the Earthing has been achieved and whether immobilised and
Locked or other safety procedures applied, as appropriate].
_____________________________________________________________________________________________
_____________________________________________________________________________________________
_____________________________________________________________________________________________
1.3 ISSUE
I have received confirmation from ______________________________ (name of Implementing Safety Co-
ordinator) at ___________________________________ (location) that the Safety Precautions identified in
paragraph 1.2 have been established and that instructions will not be issued at his location for their removal until this
RISSP is cancelled.
Signed ...................................(Requesting Safety Co-ordinator)
at .................................. (time) on ............................(date)
PART 2
2.1 CANCELLATION
I have confirmed to _________________________________ (name of the Implementing Safety Co-ordinator) at
_______________________________ (location) that the Safety Precautions set out in paragraph 1.2 are no longer
required and accordingly the RISSP is cancelled.
Signed .................................(Requesting Safety Co-ordinator)
at .........................(time) on ..........................(Date)
OC6-260
26 June 2019
OC6 - APPENDIX B
[Northern Ireland Electricity] [CONTROL CENTRE/SITE]
RECORD OF INTER-SYSTEM SAFETY PRECAUTIONS (RISSP-B)
(Implementing Safety Co-ordinator's Record)
RISSP NUMBER
PART 1
1.1 HV APPARATUS IDENTIFICATION
Safety Precautions have been established by the Implementing Safety Co-ordinator to achieve (in so far as it is possible from
that side of the Connection Point) Safety From The System on the following HV Apparatus on the Requesting Safety Co-
ordinator's System: [State identity - name(s) and, where applicable, identification of the HV circuit(s) up to the Connection
Point]:
_________________________________________________________________________________________________________
_________________________________________________________________________________________________________
_____________________________________________________________________
1.2 SAFETY PRECAUTIONS ESTABLISHED
(a) ISOLATION
[State the Location(s) at which Isolation has been established. For each Location, identify each point of Isolation. For each
point of Isolation, state the means by which the Isolation has been achieved and whether immobilised and Locked, Caution Notice
affixed or other safety procedures applied, as appropriate.]
_________________________________________________________________________________________________________
_________________________________________________________________________________________________________
_____________________________________________________________________
(b) EARTHING
[State the Location(s) at which Earthing has been established. For each Location, identify each point of Earthing. For each
point of Earthing, state the means by which the Earthing has been achieved and whether immobilised and Locked or other safety
procedures applied, as appropriate].
_________________________________________________________________________________________________________
_________________________________________________________________________________________________________
_____________________________________________________________________
1.3 ISSUE
I have confirmed to ______________________________ (name of Requesting Safety Co-ordinator) at
___________________________________ (location) that the Safety Precautions identified in paragraph 1.2 have been
established and that instructions will not be issued at my location for their removal until this RISSP is cancelled.
Signed ...................................(Implementing Safety Co-ordinator)
at .................................. (time) on ............................(date)
PART 2
2.1 CANCELLATION
I have received confirmation from _________________________________ (name of the Requesting Safety Co-ordinator) at
_______________________________ (location) that the Safety Precautions set out in paragraph 1.2 are no longer required and
accordingly the RISSP is cancelled.
Signed .................................(Implementing Safety Co-ordinator)
at .........................(time) on ..........................(Date)
(Note: This form to be a different colour from RISSP-A)
OC6-261
26 June 2019
OPERATING CODE NO.7
CONTINGENCY PLANNING
OC7.1 INTRODUCTION
OC7.1.1 Operating Code No.7 ("OC7") covers the following:
(a) the implementation of recovery procedures in the event of a Total

Shutdown or Partial Shutdown;
(b) the Re-Synchronisation of parts of the Total System which have ceased to
be Synchronised with each other where there is no Total Shutdown or
Partial Shutdown;
(c) the establishment of a communication route and arrangements between

senior management representatives of the TSO and Users involved in, or
who may be involved in, actual or potential serious or widespread disruption
to the Total System or a part of the Total System which requires, or may
require, urgent managerial response, day or night, but which does not fall
within the provisions described in OC7.1.2; and
(d) the procedure to be followed when the TSO Control Centre is incapacitated
for any reason.
OC7.1.2 It should be noted that, under Article 58 of the Order, the Department may give
directions to the TSO and/or any Generator and/or any Supplier for the purpose of,
"mitigating the effects of any civil emergency which may occur" (i.e. for the purposes of
planning for dealing with a civil emergency); a civil emergency is defined in the Order
as "any natural disaster or other emergency which, in the opinion of the Department, is
or may be likely to disrupt electricity supplies". Under the Energy Act 1976, the
Secretary of State has powers to make orders and give directions controlling the
production, supply, acquisition or use of electricity, where an Order in Council under
Section 3 is in force declaring that there is an actual or imminent emergency affecting
electricity supplies. In the event that any such directions are given or orders made under
the Energy Act 1976, the provisions of the Grid Code will be suspended insofar as they
are inconsistent with them.
System” shall be read as referring to the Distribution System with respect to provisions
applicable to the DNO .
OC7.2 OBJECTIVE
The overall objectives of OC7 are:
(a) to achieve, as far as possible, restoration of the Total System and to enable
Demand once again to be satisfied in the shortest possible time, taking into
account Power Station capabilities, transfers across any Interconnectors
OC7-262
26 June 2019
and the inter-jurisdictional Tie Lines between Northern Ireland and the
Republic of Ireland and the operational constraints of the Total System;
(b) to achieve the Re-Synchronisation of parts of the Total System which have
ceased to be Synchronised with each other;
(c) to ensure that communication routes and arrangements are available to

enable senior management representatives of the TSO and Users, who are
authorised to make binding decisions on behalf of the TSO or the relevant
User, as the case may be, to communicate with each other in the
circumstances described in OC7.1.1(c); and
(d) to ensure that the NI System can continue to operate in the event that the
TSO Control Centre is incapacitated for any reason.
OC7.3 SCOPE
OC7 applies to the TSO and to Users which in this OC7 means the DNO, Generators
(in respect of all Generating Units connected to the Transmission System and in
respect of CDGUs and Controllable PPMs connected to the Distribution System) and
Large Demand Customers.
OC7.4 BLACK START PROCEDURE
OC7.4.1 Total Shutdown
A "Total Shutdown" is the situation existing when all generation has ceased and there is
no electricity supply across any Interconnectors and the inter-jurisdictional Tie Lines
between Northern Ireland and the Republic of Ireland and, therefore, the Total System
has shutdown with the result that it is not possible for the Total System to begin to
function again without the TSO’s directions relating to a Black Start.
OC7.4.2 Partial Shutdown
A "Partial Shutdown" is the same as a Total Shutdown except that all generation has
ceased in a separate part of the Total System and there is no electricity supply across any
Interconnectors and the inter-jurisdictional Tie Lines between Northern Ireland and the
Republic of Ireland or other parts of the Total System to that part of the Total System
and, therefore, that part of the Total System is shutdown with the result that it is not
possible for that part of the Total System to begin to function again without the TSO
directions relating to a Black Start, which may include re-connecting that part of the
Total System which is subject to a Partial Shutdown to another, operating, part of the
Total System.
OC7.4.3 During a Total Shutdown or Partial Shutdown and during the period leading up to
such shutdowns and the subsequent recovery, the Licence Standards may not be met
and the whole or any part of the Total System may be operated outside normal voltage
and/or Frequency standards. Further, Scheduling and Dispatch in accordance with the
SDCs may cease and will not be re-implemented until the TSO decides that the NI
System is once again capable of operating under normal Scheduling and Dispatch
procedures and that they should be re-implemented.
OC7-263
26 June 2019
OC7.4.4 Certain Power Stations ("Black Start Stations") are identified, pursuant to the relevant
Generator's Connection Agreement as having an ability for at least one of its CDGUs
to Start-Up as soon as possible from Shutdown and to energise a part of the Total
System and to be Synchronised to the NI System upon instruction from the TSO,
without an external electrical power supply (i.e. power which has not been generated at
the Power Station) ("Black Start Capability").
OC7.4.5 Black Start Situation
In the event of a Total Shutdown or Partial Shutdown, the TSO will inform Users (or,
in the case of a Partial Shutdown, Users which in the TSO’s opinion need to be
informed) that a Total Shutdown or, as the case may be, a Partial Shutdown, exists and
that the TSO intends to implement a Black Start.
OC7.4.6 Black Start
OC7.4.6.1 The procedure necessary for a recovery from a Total Shutdown or Partial Shutdown is
known as a "Black Start". The procedure for a Partial Shutdown is the same as that
for a Total Shutdown except that it applies only to a part of the Total System. It should
be remembered that a Partial Shutdown may affect parts of the Total System which are
not themselves shutdown.
OC7.4.6.2 The complexities and uncertainties of recovery from a Total Shutdown or Partial
Shutdown require that this OC7 is sufficiently flexible to accommodate the full range of
Power Station and Total System characteristics and operational possibilities, and this
precludes the setting out of precise chronological sequences. The overall strategy will, in
general, include the overlapping phases of establishment of isolated Power Stations,
together with complementary local Demand, termed "Power Islands", step by step
integration of these Power Islands into larger sub-systems and, eventually, complete re-
establishment of the Total System.
OC7.4.6.3 The procedure for a Black Start will, therefore, be that specified by the TSO at the time.
Users shall (subject to the provisions of OC7.4.6.6) abide by the TSO’s instructions
during a Black Start situation, even if they conflict with the general overall strategy
outlined in OC7.4.6.2.
OC7.4.6.4 The TSO’s instructions may (although this list should not be regarded as exhaustive) be
to a Black Start Station relating to the commencement of generation, to a Large
Demand Customer with respect to the restoration of Demand or to the DNO with
respect to cooperating in the restoration of Demand on the Distribution System, and to
a Generating Plant relating to preparation for commencement of generation once an
external power supply has been made available to it and, in each case, may include
switching instructions. Instructions to Black Start Stations will be in the format
required for instructions to CDGUs under the SDCs.
OC7.4.6.5 (a) The TSO instructions relating to a Black Start will be given in the same
format and will be notified to Generators by the same means as set out in
SDC2 for normal Dispatch Instructions. Accordingly, the TSO will, as
part of a Black Start, instruct a Generator with a Black Start Station to
Start-Up a particular CDGU following which the Generator must Start-Up
that Generating Unit as soon as possible and confirm to the TSO when this
has been achieved. Following such confirmation, the TSO will endeavour to
OC7-264
26 June 2019
stabilise that CDGU by instructing Large Demand Customers to establish
appropriate Demand on the Transmission System and/or the DNO to
coordinate where possible the establishment of appropriate Demand on the
Distribution System , following which the TSO may instruct the Start-Up
and Synchronisation of the remaining available CDGUs at that Black Start
Station and their loading with appropriate Demand to create a Power
Island.
(b) If during this Demand restoration process any CDGU cannot, because of the
Demand being experienced, either keep within its Technical Parameters or
operate outside its Technical Parameters without giving rise to the
circumstances specified in OC7.4.6.6, the Generator shall inform the TSO
and the TSO will, where possible, either instruct Large Demand
Customers to alter Demand and/or the DNO to cooperate with altering
Demand, or will re-configure the NI System in order to alleviate the
problem being experienced by the Generator.
OC7.4.6.6 A Generator must always comply with the TSO’s instructions relating to a Black Start
where these are within the Technical Parameters of the relevant CDGU. In the case of
a Generator with PPA CDGUs, the provisions of GC13.4 shall be imported into (and,
for the purposes of the TSO Licence, regarded as forming part of) this OC7.4.6.6.
OC7.4.6.7 The conclusion of the Black Start and the time of the return to normal operation of the
Total System will be determined by the TSO which shall inform Users (or, where there
has been a Partial Shutdown, Users in the area subject to Partial Shutdown and other
Users which in the TSO’s reasonable opinion need to be informed) that the Black Start
situation no longer exists and that normal operation of the Total System has begun. The
TSO will inform all Generators with Generating Plant when normal Scheduling and
Dispatch in accordance with the SDCs has been re-implemented.
○
OC7.4.6.5 (a) Generators shall at the request of the TSO, provide a quotation for
providing Black Start capability. The TSO may make such a request if it
considers system security to be at risk due to a lack of Black Start
capability in its control area.
(b) Generating Units with Black Start capability shall be capable of starting
from shutdown without any external electrical supply within a time frame
specified by the TSO.
(c) A Generating Unit with Black Start capability shall be able to

synchronise within the frequency limits specified in CC8.8.6.1 and voltage
limits specified in CC5.4.
(d) A Generating Unit with Black Start capability shall be capable of

automatically regulating voltage dips in voltage caused by connection of
load.
(e) A Generating Unit with Black Start capability shall:
 be capable of regulating load connections in block load,

OC7-265
26 June 2019
 be capable of operating in LFSM-O and LFSM-U, as specified in
CC8.8.7,
 control frequency in case of overfrequency and underfrequency

within the whole Active Power output range between Minimum
Generation and Registered Capacity as well as at house load
level,
 be capable of parallel operation of a few Generating Units within

one island, and
 control voltage automatically during the system restoration phase.
OC7.5 RE-SYNCHRONISATION OF DE-SYNCHRONISED ISLANDS
OC7.5.1 Where parts of the Total System have ceased to be Synchronised with each other but
there is no Total Shutdown or Partial Shutdown, the TSO will instruct relevant Users
to regulate generation or Demand, as the case may be, to enable the De-Synchronised
islands to be Re-Synchronised and the TSO will inform those Users when Re-
Synchronisation has taken place.
OC7.5.2 During a period in which the circumstances described in OC7.5.1 apply, the Licence
Standards may not be met and the whole or any part of the Total System may be
operated outside normal voltage and/or Frequency standards. Further, Scheduling and
Dispatch in accordance with the principles in the SDCs for determining which CDGUs
will be Scheduled and Dispatched may cease and will not be re-implemented until the
TSO decides that normal Scheduling and Dispatch procedures can be re-implemented.
The TSO will inform all Generators with Generating Plant when normal Scheduling
and Dispatch has been re-implemented.
OC7.5.3 In circumstances where the part of the NI System to which Generating Units are
connected has become detached from the rest of the NI System and there is no
Synchronising system available to facilitate Re-synchronisation with the rest of the NI
System, then the Generator shall, under the TSO’s instructions, ensure that the
Generating Units are Disconnected and held ready for Re-synchronisation upon the
TSO’s subsequent instructions.
○
OC7.5.4 With regard to quick re-synchronisation capability:
(a) in case of disconnection of the Generating Unit from the network, the
Generating Unit shall be capable of quick re-synchronisation in line with the
protection strategy agreed between the TSO in co-ordination with the DNO and
Generator;
(b) a Generating Unit with a minimum re-synchronisation time greater than 15

OC7-266
26 June 2019
minutes after its disconnection from any external power supply must be designed
to trip house load from any operating point on its Reactive Power capability. In
this case, the identification of house load operation must not be based solely on
the TSO’s switchgear position signals;
(c) Generating Units shall be capable of continuing operation for a minimum of 4

hours following tripping to house load, irrespective of any auxiliary connection
to the external network.
OC7.6 JOINT SYSTEM INCIDENT PROCEDURE
OC7.6.1 A "Joint System Incident" is an Event, wherever occurring on the Total System which,
in the opinion of the TSO or a User, has had or may have a serious and/or widespread
effect, in the case of an Event on a User(s) System(s), on the Transmission System
and, in the case of an Event on the Transmission System, on a User(s) System(s).
Where an Event on a User(s) System(s) has had or can have no material effect on the
Transmission System, then such an Event cannot fall within the ambit of OC7 and
accordingly OC7 shall not apply to it.
OC7.6.2 Each User must provide in writing to the TSO and the TSO must provide in writing to
each User, a telephone number or numbers at which, or through which, senior
management representatives nominated for this purpose and who are authorised fully to
make binding decisions on behalf of the TSO or the relevant User, as the case may be,
can be contacted day or night for the purposes of this OC7.6. The lists of telephone
numbers will be provided in accordance with the timing requirements of the User's
Connection Agreement, Transmission Use of System Agreement or Grid Code
Compliance Agreement prior to the time that a User connects to the NI System and
must be up-dated (in writing) as often as the information contained in them changes.
OC7.6.3 Following notification of an Event under OC5, the TSO or a User, as the case may be,
will, if it considers necessary, telephone the User or the TSO, as the case may be, on the
telephone number referred to in OC7.6.2, to obtain such additional information as it may
reasonably require.
OC7.6.4 Following notification of an Event under OC5, and/or the receipt of any additional
information requested pursuant to OC7.6.3, the TSO or a User, as the case may be, will
determine whether or not the Event is a Joint System Incident and, if so, the TSO
and/or the User may set up an Incident Room in order to avoid overloading the existing
TSO’s or that User's, as the case may be, operational/control arrangements.
OC7.6.5 Where the TSO has determined that an Event is or will be a Joint System Incident, the
TSO shall, as soon as possible, notify all relevant Users that a Joint System Incident
has occurred or is expected to occur and, if appropriate, that it has established an
Incident Room and the telephone number(s) of its Incident Room if different from
those already supplied pursuant to OC7.6.2.
OC7-267
26 June 2019
OC7.6.6 If a User establishes an Incident Room it shall, as soon as possible, notify the TSO that
it has been established and the telephone number(s) of the Incident Room if different
from those already supplied pursuant to OC7.6.2.
OC7.6.7 The TSO Incident Room and/or the User's Incident Room will not assume any
responsibility for the operation of the Transmission System or User's System, as the
case may be, but will be the focal point in the TSO or the User, as the case may be, for
the communication and dissemination of information between the TSO and the senior
management representatives of User(s) or between the User and the senior management
representatives of the TSO, as the case may be, relating to the Joint System
Incident. During a Joint System Incident, the normal communication channels for
operational/control communication between the TSO and Users will continue to be used
as normal.
OC7.6.8 All communications between the senior management representatives of the relevant
parties with regard to the TSO’s role in the Joint System Incident shall be made via the
TSO’s Incident Room if one has been established.
OC7.6.9 All communications between the senior management representatives of the TSO and a
User with regard to that User's role in the Joint System Incident shall be made via that
User's Incident Room if one has been established.
OC7.6.10 The TSO will decide when conditions no longer justify the use of its Incident Room
and will inform all relevant Users of this decision.
OC7.6.11 Each User which has established an Incident Room will decide when conditions no
longer justify the use of that Incident Room and will inform the TSO of this decision.
OC7.7 Loss of the TSO Control Centre
OC7.7.1 If the Event referred to in OC7.6 is the temporary loss of the TSO Control Centre, then
the provisions of OC7.6 shall not apply but instead the following provisions shall apply.
OC7.7.2 Each Generator shall continue to operate its CDGUs in accordance with the last
Dispatch Instructions to have been issued by the TSO but shall use all reasonable
endeavours to maintain NI System Frequency at the target Frequency of 50Hz plus or
minus 0.05Hz by monitoring Frequency and increasing/decreasing the output of its
CDGUs as necessary until such time as new Dispatch Instructions are received from
the TSO.
OC7.7.3 The TSO will have arrangements in place whereby, if the circumstances described in
OC7.7.1 arise, the TSO may transfer the functions of the TSO Control Centre to an
alternative control facility whereupon the TSO will re-commence the issue of Dispatch
Instructions in accordance with the SDCs and inform Users of the communications
details for the new location. The TSO will inform all Generators with CDGUs as and
when Scheduling and/or Dispatch in accordance with the principles in the SDCs for
determining which CDGUs will be Scheduled and Dispatched can be reimplemented.
OC7-268
26 June 2019
○
OC7.8 System Restoration
OC7.8.1 The TSO shall specify the conditions under which a Generating Unit is capable of
reconnecting to the NI System after an incidental disconnection caused by an Event.
OC7.8.2 Installation of automatic reconnection systems shall be subject to both prior authorisation
and reconnection conditions specified by the TSO.
OC7-269
26 June 2019
OPERATIONAL EVENT REPORTING AND INFORMATION SUPPLY
OC8.1 INTRODUCTION
OC8 sets out the requirements for reporting in writing and, where appropriate, more
fully those Significant Incidents which initially were reported to the TSO or a
Generator orally under OC5 and the requirements for the provision to the TSO of
information to enable it to prepare analyses and assessments of policies in the Grid
Code. As explained in the Glossary section, references to the term “User System”
includes references to the “Distribution System” where relevant.
OC8.2 OBJECTIVE
The objective of OC8 is to facilitate:
(i) the provision of more detailed information in writing of Significant

Incidents;
(ii) the provision of information aimed at enabling the Transmission System to

be operated in accordance with the Grid Code; and
(iii) the assessment of the effectiveness of policies adopted in accordance with the
Grid Code.
OC8.3 SCOPE
OC8 applies to the TSO and to Users, which in this OC8 means the DNO, Generators
(in respect of all Generating Units connected to the Transmission System),
Interconnector Owners and Large Demand Customers.
OC8.4 PROCEDURE
OC8.4.1 Written Reports of Events
OC8.4.1.1 In the case of a Significant Incident which has been notified as an Event by a User to
the TSO pursuant to OC5, the User shall provide a written report to the TSO in
accordance with this OC8.
OC8.4.1.2 In the case of a Significant Incident which has been notified as an Event by the TSO
to the DNO, a Generator or an Interconnector Owner pursuant to OC5, the TSO
shall provide a written report to the DNO, Generator or Interconnector Owner in
accordance with this OC8.
OC8-270
26 June 2019
OC8.4.1.3 Form of Report
(a) A report under OC8.4.1 will be in writing and, in the case of a report by a
User, shall be addressed to the TSO and marked for the attention of the
System Operations Manager and, in the case of a report by the TSO to the
DNO, a Generator or Interconnector Owner shall be addressed to the DNO,
Generator or Interconnector Owner and marked for the attention of the
person notified to the TSO by the DNO, Generator or Interconnector
Owner in writing from time to time for this purpose (or in the absence of
notification, to the Company Secretary).
(b) In either case, the report will contain a written confirmation of the oral
notification given under OC5 together with such further information which
has become known relating to the Significant Incident since the oral
notification under OC5. The report shall, as a minimum, contain those
matters specified in Appendix 1 to this OC8. Appendix 1 is not intended to be
exhaustive.
(c) Whilst the report need not state the cause of the Significant Incident, it shall
contain an indication as to whether the cause has been ascertained and
whether it is thought likely by the party issuing the report that the matter
which caused the Significant Incident will recur. The recipient may raise
questions to clarify the report.
OC8.4.1.4 Timing
(a) Where a User is required to produce a written report under OC8.4.1, it shall
do so as soon as possible and in any event within two Business Days after
notification by the TSO under OC5.4.6.1. In the event that the User is unable
to provide a full report within this timescale, it shall provide to the TSO a
preliminary report containing such information as is then known to the User
not later than two Business Days after the notification by the TSO under
OC5.4.6.1 and shall provide such up-dates thereafter as the TSO may
reasonably require. A full report shall then be provided to the TSO as soon as
the User is able.
(b) Where the TSO is required to produce a written report under OC8.4.1, it shall
do so as soon as possible and in any event within two Business Days after
notification by the User under OC5.4.6.2. In the event that the TSO is unable
to provide a full report within this timescale, it shall provide to the User a
preliminary report containing such information as is then known to the TSO
not later than two Business Days after the notification by the User under
OC5.4.6.2 and shall provide such up-dates thereafter as the User may
reasonably require. A full report shall then be provided to the User as soon as
the TSO is able.
OC8.4.1.5 The TSO and Users shall each nominate responsible officers in order to establish
communication channels to enable timely and adequate flows of information between
the TSO and Users to be maintained and thus to ensure the effectiveness of this OC8.
OC8-271
26 June 2019
OC8.4.1.6 Provision of Reports to Other Generators
Whenever a User has provided a written report in respect of a Significant Incident to

the TSO in accordance with OC8.4.1.1, the TSO shall consider whether the System of
another User (or Users) has been or is likely to have been materially affected. If the
TSO considers that another User System (or Systems) has been or is likely to have
been so affected, the TSO shall notify the User which prepared the report accordingly
and the User shall supply an extract from its report, containing only the technical
information (and no information of commercial value) which was set out in the report,
to the other Users identified by the TSO.
OC8.4.1.7 Provision of Reports by the DNO to users connected to the Distribution System
Whenever the TSO has provided a written report in respect of a Significant Incident
to the DNO in accordance with OC8.4.1.2, the DNO shall consider whether the system
of a user connected to the Distribution System has been or is likely to have been
materially affected. If the DNO considers that the system of a user connected to the
Distribution System has been or is likely to have been so affected, the DNO may
supply the user with an extract from the TSO’s report, containing only the technical
information (and no information of commercial value) which was set out in the report.
OC8.4.2 The Provision of Information to the TSO
OC8.4.2.1 The TSO may require (to the extent not supplied under any other provision of the Grid
Code) information of a technical (but not of a commercial) nature to be supplied by
Users under this OC8.4.2 to enable it to undertake the following:
(i) the preparation of Transmission System and/or Total System appraisal

statements;
(ii) surveys of Transmission System and/or Total System conditions;
(iii) analysis and validation of policies in the Grid Code; and
(iv) analyses of the TSO equipment performance;
insofar as such information is necessary to enable the TSO to fulfil its obligations
relating to the operation of the Transmission System.
OC8.4.2.2 When the TSO requires information from a User or Users for the purposes set out in
OC8.4.2.1 it shall send a written request to the User or Users setting out the
information it reasonably requires, the reasons (in such detail as the TSO reasonably
considers to be appropriate) why such information is required and the time by which it
reasonably requires a response. Normally this will be within two Business Days.
OC8.4.2.3 The User or Users will use all reasonable endeavours to respond in writing within the
time stated. However, a User will not be obliged to supply the information requested
by the TSO to the extent that it considers that it is not reasonable to comply with the
request. In such circumstances, the User must, in its written response to the TSO, state
such reason in sufficient detail to enable the TSO to consider whether the User is
acting reasonably in refusing to supply the information.
OC8-272
26 June 2019
OC8.4.2.4 Although the request will set out the information required, an indication of the sort of
information that may be requested is set out in Appendix 2 to this OC8. The list
contained in Appendix 2 shall not limit the information which may be requested, but is
merely given by way of example.
OC8.4.2.5 The information supplied to the TSO pursuant to this OC8.4.2 will be used by the TSO
only for the purposes set out in OC8.4.2.1.
OC8.5 STATUTORY EVENT REPORTING PROCEDURE
Nothing in this OC8 shall be construed as relieving Users from their duty to report
events in accordance with the Electricity Supply Regulations (N.I.) in so far as they
apply to Users.
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26 June 2019
OC8 - APPENDIX 1
MATTERS, IF APPLICABLE TO THE SIGNIFICANT INCIDENT, TO BE INCLUDED IN A

WRITTEN REPORT GIVEN IN ACCORDANCE WITH OC8.4.1
1. Time and date of Significant Incident.

2. Location.
3. Plant and/or Apparatus involved.
4. Brief description of Significant Incident.
5. Estimated time and date of return to service.
6. Supplies/generation interrupted and duration of interruption.
7. Generating Unit/PPM - Frequency response achieved.
8. Generating Unit/PPM - Mvar performance achieved.
9. Any other information which either the TSO or the Generator reasonably considers
that the other might reasonably require in relation to the Significant Incident.
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OC8 - APPENDIX 2
INDICATION OF THE SORT OF INFORMATION THAT MAY BE REQUESTED UNDER

OC8.4.2
1. FREQUENCY
Time and date
Location
Recorded Frequency
Set/station
Frequency Response Parameters (List to be included)
Reasons for difference between Technical Parameters and achieved performance
2. VOLTAGE
Time and date
Location
Target volts
Actual volts
Reason if different
3. MW/Mvar CAPABILITY
Time and date
Location
Set identification
Generating Unit/PPM performance parameters (List to be included)
Reasons for difference between Technical Parameters and achieved performance
4. TRANSFERS AT CONNECTION POINT

Time and date
Location
Direction and magnitude of MW and Mvar flows
5. FAULT LEVELS AT CONNECTION POINT

Time and date
Location
Fault infeed
The necessary data to enable (single phase to earth and three phase symmetrical)
fault levels to be calculated
6. PROTECTION PERFORMANCE UNDER FAULT CONDITIONS
Time and date

Location
Differences between anticipated and actual performance.
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NUMBERING AND NOMENCLATURE OF PLANT AND APPARATUS AT CONNECTION

SITES
OC9.1 INTRODUCTION
OC9.1.1 This Operating Code sets out the responsibilities and procedures for determining and
notifying the TSO and Users of the numbering and/or nomenclature of the other's
Plant and/or Apparatus at Connection Sites. For clarification, nomenclature shall
include the selection of Substation names.
OC9.1.2 The numbering and/or nomenclature of Plant and/or Apparatus is to be included in an

Ownership Diagram prepared for each Connection Site as provided in the CC.
OC9.2 OBJECTIVES
The prime objective embodied in this OC9 is to ensure that, at any Connection Site
(including in respect to Bulk Supply Points), every item of Plant and/or Apparatus
has numbering and/or nomenclature that, so far as possible, has been mutually agreed
and that has been notified between the TSO and Users to ensure, so far as is reasonably
practicable, the safe and effective operation of the Total System by minimising the risk
of error in identifying Plant and/or Apparatus.
OC9.3 SCOPE
OC9 applies to the TSO and to Users which, in this OC9, means Generators (in
respect only of Generating Units connected to the Transmission System),
Interconnector Owners, Large Demand Customers and the DNO.
OC9.4 PROCEDURE
OC9.4.1 General Requirement
OC9.4.1.1 Plant and/or Apparatus of a User at a Connection Site shall have numbering and/or
nomenclature which cannot be confused with that of the TO at that Connection Site.
OC9.4.1.2 In furtherance of the general requirement set out in OC9.4.1.1 above, no User will
install, or permit the installation of, any Plant and/or Apparatus which has numbering
and/or nomenclature which could be confused with that of the TO which is either
already on that Connection Site or which the TSO has notified the User will be
installed on that Connection Site. The procedure for determining the applicable
numbering and nomenclature for new and existing Connection Sites is set out in
OC9.4.2.1 and OC9.4.2.2 respectively.
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OC9.4.2 Plant and Apparatus
OC9.4.2.1 New Connection Sites
When a User intends to install or the TSO intends to ensure the installation of Plant
and/or Apparatus as part of the construction and commissioning of a new Connection
Site, the proposed numbering and/or nomenclature shall be notified as part of the
production of the Ownership Diagram in accordance with the provisions of the CC.
The principles to apply to determine whether that proposed numbering and/or
nomenclature is acceptable will be those set out in this OC9 (including, for the
avoidance of doubt, the provisions of OC9.4.2.2(e)).
OC9.4.2.2 Existing Connection Sites
(a) When a User intends to install or the TSO intends to ensure the installation of
Plant and/or Apparatus at an existing Connection Site the proposed
numbering and/or nomenclature to be adopted for the Plant and/or Apparatus
shall be notified to the other.
(b) The notification shall be made in writing to the other and will consist of a
revised Ownership Diagram incorporating the proposed new Plant and/or
Apparatus to be installed and its proposed numbering and/or nomenclature.
(c) The notification shall be made at least six months (or such shorter period as the
TSO or the User, as the case may be, may agree) prior to the proposed
installation of the Plant and/or Apparatus.
(d) The recipient of the notification shall respond in writing within one month of
the receipt of the notification confirming receipt and confirming whether the
proposed numbering and/or nomenclature is acceptable or, if not, what would
be acceptable.
(e) In the event that agreement cannot be reached between the TSO and the User,
the TSO acting reasonably, shall have the right to determine the numbering and
nomenclature to be applied at the Connection Site.
OC9.4.3 Changes to Existing Plant and Apparatus
Where there needs to be a change of the existing numbering or nomenclature of any of

the TO’s Plant and/or Apparatus at a Connection Site or a User needs to change the
existing numbering or nomenclature of any of its Plant and/or Apparatus at a
Connection Site, the provisions of OC9.4.2.2 shall apply, with any amendments
necessary to reflect that only a change is being made.
OC9.4.4 Clear Labelling
The TSO shall be responsible for ensuring the provision, erection and maintenance of
clear and unambiguous labelling showing the numbering and nomenclature of the TO’s
Plant and/or Apparatus at Connection Sites and each User shall be responsible for
the provision, erection and maintenance of clear and unambiguous labelling showing
the numbering and nomenclature of its User’s Plant and/or Apparatus at Connection
Sites.
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SYSTEM TESTS
OC10.1 INTRODUCTION
OC10.1.1 Operating Code No. 10 ("OC10") relates to the following types of test (all of which are
referred to as "System Tests"):
(a) tests to be carried out by a User or the TSO which involve or may involve
simulating conditions or the controlled application of irregular, unusual or
extreme conditions on the User's System or the Transmission System (as the
case may be) which may have a material effect on the Total System, beyond
the User's System or the Transmission System (as the case may be); and
(b) Commissioning/Acceptance Tests of Plant and Apparatus to be carried out

by a User or the TSO which involve or may involve the application of
irregular, unusual or extreme conditions and which may have a material effect
on the Total System, beyond the User's System or the Transmission System
(as the case may be).
OC10.1.2 OC10 only deals with the responsibilities and procedures for arranging and carrying out
tests which have (or may have) a material effect on the Systems of both the TSO and
Users. Accordingly, where a test proposed by a User will not have a material effect on
the Transmission System or where a test proposed by the TSO will not have a material
effect on a User System, such test will not fall within this OC10 and OC10 shall not
apply to it.
OC10.1.3 OC10 does not cover Commissioning/Acceptance Tests of a User's Equipment

which will have no material effect on the Total System beyond the User's System;
such tests will be undertaken solely pursuant to CC10. Neither does it cover the type of
tests which are dealt with in OC11, "Monitoring, Testing and Investigation".
provisions applicable to the DNO.
OC10.2 OBJECTIVE
The overall objectives of OC10 are:
(a) to ensure, so far as possible, that tests proposed to be carried out either by:
(i) a User which may have a material effect on the Total System or any
part of the Total System (in addition to that User's System)
including the Transmission System; or
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26 June 2019
(ii) the TSO which may have a material effect on the Total System or
any part of the Total System (in addition to the Transmission
System);
do not threaten the safety of personnel or threaten to damage Plant and/or

Apparatus and cause minimum detriment to the TSO and Users; and
(b) to set out the procedures to be followed for establishing and where appropriate
reporting such tests and to set out guidelines for which tests need to be notified
to the TSO prior to the test being carried out.
OC10.3 SCOPE
OC10 applies to the TSO and to Users which, in this OC10 means:
(a) with the exception only of OC10.5, Generators (in respect only of all
Generating Units connected to the Transmission System), Interconnector
Owners, Large Demand Customers and Aggregators; and
(b) with the exception of OC10.4.1 only, the DNO.
OC10.4. PROCEDURE
OC10.4.1 Proposal Notice
OC10.4.1.1 The level of Demand on the NI System varies substantially according to the time of
day and time of year and, consequently, certain System Tests which may have a
significant impact on the NI System (for example, tests of the Full Load capability of a
Generating Unit over a period of several hours) can only be undertaken at certain
times of the day and year. Other System Tests, for example, those involving
substantial Mvar generation or valve tests, may also be subject to timing constraints. It
therefore follows that notice of System Tests should be given as far in advance of the
date on which they are proposed to be carried out as reasonably practicable.
OC10.4.1.2 Where a User wishes to carry out a System Test it shall submit a notice (a "Proposal
Notice") to the TSO as far in advance of the date it would like to undertake the
proposed System Test as is reasonably practicable. In the event that a User submits to
the TSO a programme for proposed Commissioning/Acceptance Testing pursuant to
CC10.1.4 which the TSO considers may involve the application of irregular, unusual or
extreme conditions and which may have a material effect on the Total System, beyond
the User's System, such programme shall be treated as a Proposal Notice for the
purposes of this OC10. Notwithstanding the other requirements in this OC10.4.1.2, in
the case of Significant Tests, Users shall submit proposals to the TSO at least five
Business Days before the test start date or, with the agreement of the TSO, no later
than 09:00 two Business Days before the test start date.
OC10.4.1.3 The Proposal Notice shall be in writing, or in such other form as the TSO and the
relevant User may otherwise agree (such agreement not to be unreasonably withheld),
and shall contain details of the nature and purpose of the proposed System Test and
shall indicate the identity and situation of the Plant and/or Apparatus involved. In the
case of a System Test (other than an on-Load valve test) involving a CDGU, the User
shall state in the Proposal Notice the level of Availability and the values for Technical
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26 June 2019
Parameters which will be declared for the CDGU for the period of the test in
accordance with SDC1 and shall also include details of the Dispatch Instructions
which the User wishes the TSO to issue to it for the purposes of the test which may be
outside the Availability and Technical Parameters to be so declared.
OC10.4.1.4 If the TSO is reasonably of the view that the information set out in the Proposal Notice
is insufficient, it will contact the person who submitted the Proposal Notice (the "Test
Proposer") as soon as reasonably practicable, with a written request for further
information. The TSO shall not be required to do anything under this OC10 until it is
satisfied with the details supplied in the Proposal Notice or pursuant to a request for
further information.
OC10.4.1.5 If the TSO wishes to undertake a System Test, the TSO shall be deemed to have
received a Proposal Notice for that System Test.
OC10.4.1.6 The TSO will use all reasonable endeavours to accommodate requests for System
Tests but has absolute discretion as to the timing of such tests (which discretion will be
exercised reasonably consistently with previous practice) to ensure the proper operation
of the Transmission System and so as to ensure that the Licence Standards are not
breached.
OC10.4.1.7 Without prejudice to the general description of the types of System Tests which have to
be dealt with under this OC10, as set out in OC10.1.1 above, each Generator must
submit a Proposal Notice to the TSO if it proposes to carry out any of the following
tests, each of which is therefore a System Test:
(a) Var limiter tests;
(b) main steam valve tests; and
(c) Load rejection tests.
OC10.4.2 Establishment of Test Panel
OC10.4.2.1 Using the information supplied (or deemed to have been supplied) to it under OC10.4.1,
the TSO will determine, in its reasonable estimation, which Users, other than the Test
Proposer, may be materially affected by the proposed System Test and will notify
such Users accordingly.
OC10.4.2.2 The TSO will then determine, in its reasonable opinion, whether a Test Panel is
required taking into account the degree of severity of its possible effect on the Systems
of the TSO and Users. A Test Panel will not generally be needed for a routine test
and, since the majority of System Tests are routine, the establishment of a Test Panel
will be the exception rather than the rule. If the TSO, in its reasonable discretion,
decides that a Test Panel is necessary, the provisions set out in the Appendix to this
OC10 will apply.
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OC10.4.3 The TSO Supervision
OC10.4.3.1 If the TSO determines that no Test Panel is required, it will determine, acting
reasonably, whether and, where appropriate, when the proposed System Test can take
place and it will consider:
(a) the details of the nature, technical reasons for and timing of the proposed
System Test and other matters set out in the Proposal Notice (together with
any further information requested by the TSO under OC10.4.1.4);
(b) the economic, operational and risk implications of the proposed System Test;
and
(c) the possibility of combining the proposed System Test with any other tests
and with Plant and/or Apparatus Outages which arise pursuant to the
Operational Planning requirements of the TSO and Users.
If the TSO determines that the proposed System Test cannot take place, it will, insofar
as it is able to do so without breaching any obligations regarding confidentiality
contained either in the TSO Licence or in any agreement, notify the Test Proposer of
the reasons for such decision in such degree of detail as the TSO considers reasonable
in the circumstances.
OC10.4.3.2 Users identified by the TSO under OC10.4.2.1 (and the Test Proposer) shall be
obliged to supply the TSO, upon written request, with such details as the TSO
reasonably requires in order to consider the proposed System Test.
OC10.4.3.3 The TSO will consult with each User identified by it under OC10.4.2.1 regarding the
proposed System Test including, in particular, the effects which such test is likely to
have on such User's System.
OC10.4.4 The TSO Test Programme
OC10.4.4.1 As soon as practicable the TSO shall, if it approves of the proposed System Test taking
place (of which it will notify the Test Proposer), taking into account the factors
specified in OC10.4.3.1, prepare a programme (the "Test Programme"), in such detail
as the TSO considers, in its reasonable opinion, to be appropriate for the test, which
will include:
(a) the procedure to be adopted for carrying out the System Test, including the
switching sequence and proposed timings of the switching sequence;
(b) the manner in which the System Test is to be monitored;
(c) a list of those members of staff to be involved in carrying out the System Test,
including those who will be responsible for site safety; and
(d) such other matters as the TSO considers appropriate including (without
limitation) matters suggested by Users identified by the TSO pursuant to
OC10.4.2.1.
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26 June 2019
OC10.4.4.2 The TSO, the Test Proposer and each User identified by the TSO under OC10.4.2.1
will determine by agreement the basis on which the costs of the System Test (including
unanticipated costs, for example, costs arising from modifications etc) shall be borne as
between the affected parties (the general principle being that the Test Proposer will
bear such costs). If agreement cannot be reached (each party having acted in good
faith), the System Test will be cancelled.
OC10.4.4.3 Without prejudice to the provisions of OC10.4.1, the TSO shall be entitled to require
the proposed System Test to be modified, delayed or cancelled if, in its reasonable
opinion, it considers that such test would impose unacceptable effects on the
Transmission System or any User System.
OC10.4.4.4 If the TSO requires the proposed System Test to be cancelled or if it requires such test
to be delayed or modified but the Test Proposer considers that such delay or
modification is not possible, the proposed System Test shall not take place.
OC10.4.4.5 The Test Programme will, subject to OC10.4.4.6, bind the Test Proposer to act in
accordance with the provisions of the Test Programme in relation to the proposed
System Test.
OC10.4.4.6 Any problems with the proposed System Test perceived by the Test Proposer or any
affected User or the TSO which arise or are anticipated after the issue of the Test
Programme and prior to the day of the proposed System Test must be notified by the
Test Proposer or affected User or the TSO (as the case may be) to the others as soon
as possible in writing. If, in any such case, the TSO decides that these anticipated
problems merit an amendment to, or postponement of, the System Test, it shall notify
the Test Proposer and affected Users accordingly.
OC10.4.4.7 If, on the day of the proposed System Test, operating conditions on the Total System
are such that any of the TSO, the Test Proposer or an affected User wishes to delay or
cancel the start or continuance of the System Test, they shall immediately inform the
others of this decision and the reasons for it. The TSO shall then postpone or cancel, as
the case may be, the System Test and another suitable time and date shall be arranged
in accordance with this OC10.4.4.
OC10.5 Interaction with the DNO
OC10.5.1 In circumstances where the DNO receives the equivalent of a Proposal Notice from a
user whose Plant and Apparatus is connected to the Distribution System, the DNO
shall inform the TSO as soon as reasonably practicable if it has reason to believe that
the proposed System Test may have a material effect on the Transmission System.
Following such notification, the DNO shall provide such information as the TSO may
reasonably require.
OC10.5.2 Where the DNO intends to carry out a System Test on the Distribution System, it
shall notify the TSO as soon as reasonably practicable if it has reason to believe that
such System Test may have a material effect on the Transmission System. Following
such notification, the DNO shall provide such information as the TSO may reasonably
require.
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26 June 2019
Appendix
OC10.A.1 Test Panel Supervision
OC10.A.1.1 If the TSO determines pursuant to OC10.4.2.2 that a Test Panel is required, it will
appoint a representative to co-ordinate the System Test (the "Test Co-ordinator") as
soon as reasonably practicable after it has, or is deemed to have, received a Proposal
Notice and in any event prior to the distribution of the Preliminary Notice referred to
below. The Test Co-ordinator shall act as Chairman of the Test Panel and shall be a
full member of the Test Panel.
OC10.A.1.2 The TSO will notify all Users identified by it under OC10.4.2.1 of the proposed
System Test by a notice in writing (a "Preliminary Notice") and will send a copy of
the Preliminary Notice to the Test Proposer. The Preliminary Notice will contain:
(a) the details of the nature and purpose of the proposed System Test, the identity
and situation of the Plant and/or Apparatus involved, the identities of the
Users identified by the TSO under OC10.4.2.1 and the identity of the Test
Proposer;
(b) an invitation to nominate within one month a suitably qualified representative

(or representatives if the Test Co-ordinator considers that it is appropriate for
a particular User to nominate more than one representative) to be a member of
the Test Panel for the proposed System Test; and
(c) the name of the TSO representative whom the TSO has appointed as the Test
Coordinator and who will be a member of the Test Panel for the proposed
System Test together with the names of any other representatives whom the
TSO has nominated to be members of the Test Panel.
OC10.A.1.3 The Preliminary Notice will be sent within one month of the later of either the receipt
by the TSO of the Proposal Notice, or of the receipt of any further information
requested by the TSO under OC10.4.1.3. Where the TSO is the proposer of the
System Test, the Preliminary Notice will be sent within one month of the proposed
System Test being fully formulated.
OC10.A.1.4 Replies to the invitation in the Preliminary Notice to nominate a representative to be a

member of the Test Panel must be received by the TSO within one month of the date
on which the Preliminary Notice was sent to the User by the TSO. Any User which
has not replied within that period will not be entitled to be represented on the Test
Panel. If the Test Proposer does not reply within that period, the proposed System
Test will not take place and the TSO will notify all Users identified by it under
OC10.4.2.1 accordingly.
OC10.A.1.5 The TSO will, as soon as possible after the expiry of that one month period, appoint the
nominated persons to the Test Panel and notify all Users identified by it under
OC10.4.2.1 and the Test Proposer, of the composition of the Test Panel.
OC10.A.2 Test Panel
OC10.A.2.1 A meeting of the Test Panel will take place as soon as possible after the TSO has
notified all Users identified by it under OC10.4.2.1 and the Test Proposer of the
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composition of the Test Panel, and in any event within one month of the appointment
of the Test Panel.
OC10.A.2.2 The Test Panel shall consider:
(a) the details of the nature, technical reasons for and timing of the proposed
System Test and other matters set out in the Proposal Notice (together with
any further information requested by the TSO under OC10.4.1.3);
(b) the economic, operational and risk implications of the proposed System Test;
(c) the possibility of combining the proposed System Test with any other tests
and with Plant and/or Apparatus Outages which arise pursuant to the
Operational Planning requirements of the TSO and Users; and
(d) whether, at the conclusion of the System Test, the Test Proposer should be
required to prepare a written report on the System Test (a "Final Report") in
accordance with OC10.A.4 and, if so, the period within which the Final
Report must be prepared.
OC10.A.2.3 Users identified by the TSO under OC10.4.2.1, the Test Proposer (whether or not they
are represented on the Test Panel) and the TSO shall be obliged to supply the Test
Panel, upon written request, with such details as the Test Panel reasonably requires in
order to consider the proposed System Test.
OC10.A.2.4 The Test Panel shall be convened by the Test Co-ordinator as often as he considers
necessary to conduct its business.
OC10.A.3 Test Panel Test Programme
OC10.A.3.1 As soon as practicable after its first meeting, the Test Panel shall, taking into account
the factors specified in OC10.A.2.2, prepare a programme (the "Test Programme")
which will include:
(a) the procedure to be adopted for carrying out the System Test, including the
switching sequence and proposed timings of the switching sequence;
(b) the manner in which the System Test is to be monitored;
(c) a list of those members of staff to be involved in carrying out the System Test,
including those who will be responsible for site safety; and
(d) such other matters as the Test Panel considers to be appropriate.
OC10.A.3.2 The Test Panel shall also determine the basis on which the costs of the System Test
(including unanticipated costs) shall be borne as between the affected parties (the
general principle being that the Test Proposer will bear such costs). If the Test Panel
cannot agree on this (each party having acted in good faith), the System Test will be
cancelled.
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OC10.A.3.3 The Test Co-ordinator shall be entitled to require the proposed System Test to be
modified, delayed or cancelled if, in his reasonable opinion, he considers that such test
would impose unacceptable effects on the NI System or on any User System.
OC10.A.3.4 If the Test Co-ordinator requires the proposed System Test to be cancelled or if he
requires such test to be delayed or modified but the Test Proposer considers that such
delay or modification is not possible, the proposed System Test shall not take place and
the Test Panel will disband automatically.
OC10.A.3.5 If the Test Co-ordinator requires the proposed System Test to be modified or delayed
and such modification or delay is possible, the Test Panel shall, as soon as practicable,
revise the Test Programme accordingly.
OC10.A.3.6 The Test Programme will, subject to OC10.A.3.7, bind all recipients to act in
accordance with the provisions of the Test Programme in relation to the proposed
System Test.
OC10.A.3.7 Any problems with the proposed System Test which arise or are anticipated after the
issue of the Test Programme and prior to the day of the proposed System Test must
be notified to the Test Co-ordinator as soon as possible in writing. If the Test Co-
ordinator decides that these anticipated problems merit an amendment to, or
postponement of, the System Test, he shall notify the Test Proposer (unless the test
was proposed by the TSO) and each User identified by the TSO under OC10.4.2.1
accordingly.
OC10.A.3.8 If, on the day of the proposed System Test, operating conditions on the Total System
are such that any party involved in the proposed System Test wishes to delay or cancel
the start or continuance of the System Test, they shall immediately inform the Test Co-
ordinator of this decision and the reasons for it. The Test Co-ordinator shall then
postpone or cancel, as the case may be, the System Test and shall, if possible, agree
with the Test Proposer (unless the test was proposed by the TSO) and all Users
identified by the TSO under OC10.4.2.1 another suitable time and date. If he cannot
reach such agreement, the Test Co-ordinator shall reconvene the Test Panel as soon
as practicable, which will endeavour to arrange another suitable time and date for the
System Test, in which case the relevant provisions of this OC10 shall apply.
OC10.A.4 Test Panel Final Report
OC10.A.4.1 At the conclusion of the System Test, the Test Proposer shall, if so decided by the
Test Panel pursuant to OC10.A.2.2(d), prepare a Final Report for submission to the
TSO and the other members of the Test Panel. The Final Report shall be submitted
within the period agreed by the Test Panel pursuant to OC10.2.2(d).
OC10.A.4.2 The Test Proposer may omit from the Final Report matters which, in its reasonable
opinion, are confidential to it and the Final Report shall not be submitted to any person
who is not a member of the Test Panel unless the Test Panel, having considered the
confidentiality issues arising, shall have unanimously approved such submission.
OC10.A.4.3 The Final Report shall include a description of the Plant and/or Apparatus tested and
a description of the System Test carried out, together with the results and, where
appropriate, the conclusions and recommendations of the Test Panel.
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OC10.A.4.4 When the Final Report has been prepared and submitted in accordance with
OC10.A.4.1, the Test Panel will disband automatically. If a Final Report is not
required by the Test Panel then it will disband automatically upon the conclusion of the
System Test.
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TESTING, MONITORING AND INVESTIGATION
OC11.1 INTRODUCTION
OC11.1.1 To enable it to comply with its Licence and statutory obligations, the TSO will carry
out certain Monitoring, Testing and Investigation in respect of the performance of
User’s Equipment. Operating Code No. 11 ("OC11") specifies the procedures to be
followed.
OC11.1.2 It should be noted that the text in OC11.1, OC11.2 and OC11.3 is generic and is
applicable to all Users. The remainder of OC11 is separated into two sections. Part A
(and its Appendix) is applicable to PPA CDGUs only as these units have specific
terminology and processes due to the terms of the Nominated Generating Unit
Agreements. Part B (and its Appendix) is applicable to all User’s Equipment other
than PPA CDGUs.
OC11.1.3 Monitoring, Testing and Investigation under this OC11 are separate procedures. In
general terms, TSO representatives likely to be present at the Power Station or User
Site for a Test or an Investigation, but not for Monitoring. It should also be noted that
Testing under OC11 includes Within-Day Tests.
OC11.1.4 The detailed procedures and methodologies for conducting certain Tests and
undertaking certain Monitoring are set out in Agreed Testing and Monitoring
Procedures each of which forms part of the Grid Code.
OC11.2 OBJECTIVES
The objective of OC11 is to establish whether User’s Equipment is operating within

its Design and Operating Requirements and is operated (to the extent subject to
Central Dispatch) in compliance with Dispatch Instructions . OC11 also specifies the
procedures to be followed by the TSO and Users in carrying out Monitoring, Testing
and Investigations. In particular, this facilitates adequate assessment of each of the
following:
(a) whether PPA CDGUs, Demand Side Units and Relevant Plant (as
defined in OC11.10.2.1) comply with Dispatch Instructions;
(b) whether CDGUs, Controllable PPMs, Aggregated Generating Units,

Demand Side Units and other items of User’s Equipment are (to the
extent applicable) in compliance with declarations of Availability, System
Support Services capabilities, Design and Operating Requirements and
any other data required to be registered for those CDGUs, Controllable
PPMs, Aggregated Generating Units, Demand Side Units and other
items of User’s Equipment under the Grid Code;
(c) whether User’s Equipment conforms with power quality requirements of

the Connection Conditions;
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26 June 2019
(d) whether Users are in compliance with protection requirements and
protection settings under the Grid Code, Users' Connection Agreements
and System Support Services Agreements between Users and the TSO;
(e) whether Users are in compliance with their obligations to provide

Operating Reserve under System Support Services Agreements and the
Grid Code or, in the case of PPA CDGUs, in compliance with their
obligations to provide Spinning Reserve under Nominated Generating
Unit Agreements and the Grid Code;
(f) whether a Black Start Station has the ability to Black Start; and
(g) whether CDGUs that have the ability to generate on more than one fuel
are capable of switching from operation on one fuel to operation on
another fuel in compliance with a Dispatched Fuel Notice in accordance
with the requirements of SDC2.
OC11.3 SCOPE
OC11 applies to the TSO and to Users which in this OC11 means Generators (in
respect of their Black Start Stations, all other Generating Units connected to the
Transmission System and in respect of CDGUs and Controllable PPMs connected
to the Distribution System), Generator Aggregators, Interconnector Owners,
Demand Side Units and Large Demand Customers.
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26 June 2019
PART A – PPA CDGUS ONLY
OC11.4 Not Used
OC11.5 PROCEDURE FOR MONITORING
OC11.5.1 Monitoring may be carried out at any time by the TSO and involves the analysis of the
output of Monitoring equipment (as required or permitted under the CC and/or
relevant Connection Agreements and/or the MC), which is relayed to the TSO, which
shows the output and/or performance of the CDGU, and associated Equipment in
order to see whether the CDGU, is complying with its Dispatch Instructions.
OC11.5.2 In determining whether a CDGU has complied, or is complying, with a Dispatch

Instruction, the TSO shall in each case give due regard to operating conditions on the
NI System. The TSO shall also apply the Tolerance Bands set out in the relevant table
in the Appendix to this OC11 Part A to the Monitoring of the relevant Dispatch
Characteristic, as indicated in the relevant paragraphs of this OC11 Part A, and shall
also apply the Conversion Factors and Additional Conversion Factors where
appropriate. The TSO shall, when Monitoring Active Power or Reactive Power,
select either the Wide Tolerance Band (for Monitoring sustained performance) or the
Narrow Tolerance Band (for Monitoring stability over a short period). When
Monitoring on the Narrow Tolerance Band, the TSO will select either the Maximum
Tolerance Band or the Minimum Tolerance Band. In the event of a Frequency
Transient occurring whilst the TSO is Monitoring the compliance by a CDGU with a
Dispatch Characteristic (regardless of which Tolerance Band is being applied by the
TSO at the time) to which the CDGU responds in accordance with the relevant User’s
obligations to provide Spinning Reserve Response, the CDGU shall not fail the
Monitoring by reason of such response.
OC11.5.3 (a) If, having applied the relevant Tolerance Band, and, where appropriate,
Conversion Factors and Additional Conversion Factors the TSO suspects that
a CDGU has not complied, or is not complying, with a Dispatch Instruction,
the TSO will, if it wishes to continue with the Monitoring inform the relevant
User by submitting a Warning Notice (either orally or in writing) and, subject to
the requirements of System security (which may require the Dispatch
Instruction to be cancelled in which case the Warning Notice will be deemed to
have been withdrawn), the TSO will allow the User 10 minutes after such notice
to comply with the Dispatch Instruction.
(b) If in that 10 minute period the User still fails to comply with the Dispatch
Instruction, the TSO may give notice to the User by submitting a Monitoring
Notice (either orally or in writing) that the CDGU is being Monitored.
(c) The Monitoring Notice will:
(i) identify the Dispatch Characteristic(s) which is being Monitored and

the underlying Technical Parameter(s);
(ii) specify, if relevant, whether the Tolerance Band to be used is the

Wide Tolerance Band or the Narrow Tolerance Band; and
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(iii) specify, if relevant, whether the Narrow Tolerance Band is to apply
as a Maximum Tolerance Band or as a Minimum Tolerance Band.
(d) The User has the right, before the issue of the Monitoring Notice, or at any time
thereafter by submitting to the TSO an Availability Notice, a Technical
Parameters Notice or a Technical Parameters Revision Notice (as the case
may be), to re-declare Availability or the Technical Parameters (in accordance
with the provisions of SDC1) in respect of the Dispatch Characteristic(s) to be
Monitored, such re-declaration to take effect from the time of receipt of the
Warning Notice by the User. In the event that the User submits to the TSO an
Availability Notice or a Technical Parameters Notice or a Technical
Parameters Revision Notice at or about the same time as the TSO submits to
the User a Post Event Notice (or Interim Post Event Notice) pursuant to
OC11.5.4 or OC11.5.5 seeking to re-register the Availability or the same
Technical Parameter (as the case may be) of the CDGU in question to a
different value, then the value of Availability or the value of the relevant
Technical Parameter shall be deemed to be redeclared to the inferior of the
values specified in the two notices.
(e) The period of Monitoring shall not exceed the period set out in the relevant table
in the Appendix to this OC11 Part A for the relevant Dispatch Characteristic(s)
and the selected Tolerance Band.
OC11.5.4 Consequences of Monitoring and Post Event Notices
(a) At the end of the period of Monitoring, if the User has achieved each Dispatch
Instruction for the period of the Monitoring within the relevant Tolerance
Band, the CDGU will be deemed to have complied with each Dispatch
Instruction.
(b) If the average value of the Dispatch Characteristic(s) in any 5 minute period
during the period of Monitoring falls outside the relevant Tolerance Band the
TSO may by submitting a Post Event Notice to the Generator re-register the
value of Availability or of the relevant Technical Parameter corresponding to
that Dispatch Characteristic to the most inferior value outside the Tolerance
Band for any 5 minute period during the period of Monitoring (with effect from
the Imbalance Settlement Period in which the Monitoring Notice was issued)
and the TSO may also notify the Generator not later than 10 minutes before the
end of the period of Monitoring that it will continue to Monitor the CDGU for a
further period not exceeding that shown in the relevant Table in the Appendix to
this OC11 Part A in respect of the particular Dispatch Characteristic and with
reference to the relevant or selected Tolerance Band.
(c) If at the end of the further period of Monitoring the average value of the
Dispatch Characteristic(s) in any 5 minute period during the Monitoring falls
outside the relevant Tolerance Band, the TSO may re-register the value of the
Availability or of the relevant Technical Parameter corresponding to that
Dispatch Characteristic to the most inferior value for any 5 minute period
during the period of Monitoring (with effect from the Imbalance Settlement
Period in which the Monitoring Notice was issued). Further periods of
Monitoring may also take place, in accordance with the procedure set out in
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26 June 2019
paragraph (b) above and the provisions of this paragraph (c) will apply to such
further periods of Monitoring.
(d) (i) If (other than pursuant to a Dispatch Instruction to De-Load) the

average value of Output for any 5 minute period is less than 80% of
the average Output for either of the two immediately preceding 5
minute periods, the TSO may issue a Post Event Notice re-registering
the Availability of the CDGU at the level consistent with its average
value for that 5 minute period with effect from the beginning of the
Imbalance Settlement Period in which such 5 minute period
commenced.
(ii) If (following a Dispatch Instruction to De-Load) the average value of

Active Power for any 5 minute period is less than 80% of the average
value of Active Power which would have been generated by the
CDGU for such 5 minute period had it been De-Loaded at its
maximum De-Loading rate (registered as a Technical Parameter), the
TSO may issue a Post Event Notice re-registering the Availability of
the CDGU at the level consistent with the average value for that 5
minute period with effect from the beginning of the Imbalance
Settlement Period in which such 5 minute period commenced.
(e) Prior to submitting a Post Event Notice, the TSO may deliver an Interim Post
Event Notice to the User not later than 2 hours after:
(i) in the case of an event of the type specified in (d) (i) or (ii) above the
end of the Imbalance Settlement Period during which the event
occurred; or
(ii) in the case of instances of Monitoring, the end of the relevant period of
Monitoring;
if it is not reasonably practicable for the TSO to deliver a Post Event Notice to
the User within that time.
(f) An Interim Post Event Notice shall specify:
(i) the Imbalance Settlement Period during which the event of the type
specified in (d) (i) or (ii) above occurred and, in the instance of
Monitoring, the Imbalance Settlement Period during which the
relevant Warning Notice was issued; and
(ii) the matters or values which the TSO intends to redeclare in a Post
Event Notice as a result of what happened.
(g) Each Generating Unit Agreement contains provisions on the validity of Post
Event Notices which shall apply to the Grid Code.
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26 June 2019
OC11.5.5 Spinning Reserve Monitoring (including Governor Droop Monitoring)
(a) In the case of CDGUs, the following provisions of this OC11.5.5 shall apply to
the Monitoring of Spinning Reserve and Governor Droop unless Schedule 8
of the relevant Nominated Generating Unit Agreement otherwise requires. For
the purposes of this OC11.5, in the event of any conflict between the provisions
of this OC11.5 and the provisions of Schedule 8 of the relevant Nominated
Generating Unit Agreement, the provisions of Schedule 8 shall apply.
Monitoring of Governor Droop in relation to Open Cycle Gas Turbine
CDGUs may be undertaken pursuant to the provisions of this OC11.5 set out
above.
(b) For the purposes of this OC11 Part A:
(i) in respect of any Frequency Transient:
(aa) "Pretransient Load" means instantaneous Load level (in MW)

of the CDGU at 5 seconds before the Frequency Transient
commenced;
(bb) the response of the CDGU to such Frequency Transient, in

terms of Load lift (in MW) above Pretransient Load,
continuously over the period of 5 minutes starting when the
Frequency Transient commenced, is referred to as "Spinning
Reserve Response" and comprises Initial Response and
Sustained Response;
(cc) the Spinning Reserve Response achieved by the CDGU in

response to such Frequency Transient is referred to as the
"Achieved" response;
(c) Spinning Reserve Response
For the purposes of this OC11 Part A:
(i) the Spinning Reserve Response for the period from 10 seconds
to 5 minutes after the commencement of a Frequency Transient
is referred to as "Sustained Response";
(ii) a CDGU is required to attain and maintain at all times in this

period a Sustained Response not less than the instantaneous
value determined under (d) below (the "Contracted" response);
(iii) without prejudice to the relevant Contracted Technical

Parameter (or to the requirement to attain Contracted
Sustained Response), there is no specific requirement under this
OC11.5.5(c) as to Spinning Reserve Response in the period
from 0 to 10 seconds ("Initial Response");
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26 June 2019
(d) Contracted Response
For the purposes of this OC11 Part A, for any Frequency Transient, the
Contracted Sustained Response (in MW) is whichever is the least of:
(i) the unconstrained response, which is the value for Spinning

Reserve corresponding to the Pretransient Load on the
Sustained Load Diagram. If the Pretransient Load is less
than Minimum Generation for the CDGU, the unconstrained
response shall be zero;
(ii) the Availability constrained response, which is:
A - PTL
where:
A= the Availability of the CDGU at the time at

which the Frequency Transient commenced;
and
PTL = Pretransient Load (MW);
(iii) the Governor Droop constrained response (SRG), determined

as follows:
SRG =CC/Fg * {(Fp - Ft) - 2A/3}
where:
CC = Contracted Capacity (MW);
Fg = determined as:
50Hz * D/100
where D is specified Governor Droop (%) notified in

the most recent relevant Technical Parameters Notice;
Fp = NI System Frequency (Hz) at the time 5

seconds before the Frequency Transient
commenced;
Ft = the instantaneous NI System Frequency (Hz)

at any time during the Frequency Transient;
A= determined as:
(Fp - Ft) - (Fg * B)
except where this term has a negative value, in which
case A is 0;
where B is determined as:
0.9 - PTL/CC
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26 June 2019
except where this term has a negative value, in which
case B is 0;
where PTL is Pretransient Load.
(e) OC3, "Operating Margin", specifies the timescales within which the Operating
Reserve from CDGUs must be provided (and which are further described in
SDC3, "Frequency Control"), as follows:
(i) Primary Operating Reserve: from the time of a Frequency change,

which must be fully available by 5 seconds, and which must be
sustainable (subject to the Unit Load Controller adjustment, where
applicable) for at least 15 seconds. For the period from 0 to 5 seconds,
Primary Operating Reserve therefore falls within the category of
Initial Response. Thereafter (from 5 seconds to 15 seconds) Primary
Operating Reserve falls within the category of Sustained Response;
(ii) Secondary Operating Reserve: which is fully available and

sustainable over the period from 15 to 90 seconds following an Event.
Secondary Operating Reserve therefore falls within the category of
Sustained Response;
(iii) Tertiary Operating Reserve band 1: which is fully available and

sustainable for a period from 90 seconds to 5 minutes following an
Event. Where Tertiary Operating Reserve band 1 is provided by a
steam turbine CDGU already Synchronised to the NI System, this
will, to the extent it is provided within 5 minutes from the time of a
Frequency change, fall within the category of Sustained Response.
Tertiary Operating Reserve band 1 provided by gas turbine Units
does not fall within the category of Sustained Response because gas
turbine Units do not have a Spinning Reserve Capability;
(iv) Tertiary Operating Reserve band 2: which is fully available and

sustainable for a period from 5 minutes to 20 minutes following an
Event. Tertiary Operating Reserve band 2 therefore does not fall
within the category of Sustained Response (which is not Monitored
after 5 minutes from the time of the Frequency change);
(v) Replacement Reserve: which is fully available and sustainable for a

period from 20 minutes to 4 hours following an Event; and
(vi) Substitute Reserve: which is fully available and sustainable for a

period from 4 hours to 24 hours following an Event.
(f) Not used
(g) Achieved Response
(i) The event recorders described in Sub-Code 3 of the MC will capture

(at 0.1 second intervals), and upon the occurrence of a Frequency
Transient, the Frequency logging equipment constituting part of
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26 June 2019
Operational Metering will record (from not less than 5 seconds before
the Frequency Transient commenced) and retain, the instantaneous
Load level of the CDGU.
(ii) The Spinning Reserve Response Achieved by the CDGU will be

determined from the data referred to in (i) above and will be compared
with the Contracted response.
(h) Sustained Response Capability
(i) For the purposes of the Grid Code the "Sustained Response
Capability" is a factor (not greater than one) which represents actual
or anticipated Achieved Sustained Response as a fraction of (where
less than) Contracted Sustained Response. Sustained Response
Capability may be:
(aa) declared by the Generator by submitting a Technical

Parameters Notice or a Technical Parameters Revision
Notice on the basis of anticipated response (generically, for all
possible Frequency Transients and sets of relevant
circumstances);
(bb) determined by the TSO (and notified to the Generator in a Post

Event Notice) following the occurrence of a Frequency
Transient, based on the instantaneous values of the Contracted
Sustained Response and Achieved Sustained Response for
which the Sustained Response Deviation (as defined below)
was determined; or
(cc) determined on the basis of the result of a Test as described in

OC11.6.2.
(ii) For the purposes of this OC11 Part A, in respect of any Frequency
Transient, the "Adjusted Contracted Sustained Response" (ACSR)
is the Contracted Sustained Response (CSR) adjusted by the
prevailing Sustained Response Capability (SRC), determined as
follows:
ACSR = CSR * SRC
(i) Spinning Reserve Deviation
For the purposes of this OC11 Part A:
(aa) the "Sustained Response Deviation" is the greatest amount (in

MW) by which, following a Frequency Transient, at any time
over the relevant period, the instantaneous value of Sustained
Response Achieved deviated below the Adjusted Contracted
Sustained Response;
(bb) the Spinning Reserve Deviation is the Sustained Response

Deviation; and
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26 June 2019
(cc) the Spinning Reserve Deviation shall be zero if it would
otherwise be negative.
(j) Spinning Reserve Failure
For the purposes of this OC11 Part A, there is a "Spinning Reserve Failure"
whenever following a Frequency Transient, the Spinning Reserve Response
Achieved deviated (as described in (g) above) below the Contracted response
and the Spinning Reserve Deviation is the amount of such deviation
(determined in accordance with (g) above).
(k) Successive Frequency Transients
Where a Frequency Transient has occurred while the CDGU was

Synchronised, the CDGU will not be required to respond to any further
Frequency Transient for 5 minutes after the end of the first Frequency
Transient; and the provisions of this OC11 Part A shall apply accordingly.
(l) The Generator shall be entitled at any time, by submitting a Technical

Parameters Notice or a Technical Parameters Revision Notice to the TSO, to
re-declare the Sustained Response Capability or the Governor Droop value of
a CDGU. Within 48 hours of receiving the Technical Parameters Notice or the
Technical Parameters Revision Notice from the Generator, the TSO may
require the Generator to carry out a Sustained Response Test or a Governor
Droop Test and if the test is failed, the TSO may by issuing a Post Event Notice
to the Generator, re-register the Spinning Reserve Capability or the Governor
Droop value for that CDGU, such re-registration to take effect from the
beginning of the Imbalance Settlement Period in which the Technical
Parameters Notice or the Technical Parameters Revision Notice took effect.
OC11.5.6 In addition to the provisions set out in OC11.5.5, a Generator shall, having redeclared
or having had a Technical Parameter of one of its CDGUs re-registered as a result of
non-compliance, notify the TSO when it has rectified the fault which caused that non-
compliance or believes reasonably that the CDGU is no longer so failing to comply by
submitting a Technical Parameters Notice or a Technical Parameters Revision
Notice to the TSO under SDC1. Upon the TSO receiving such notification, the
relevant Technical Parameter will be deemed to be re-declared to either its original
value or to the value specified in the Technical Parameters Notice or the Technical
Parameters Revision Notice (which may be a lesser value which is an improved value
to that to which it had been re-registered). The re-declared value will be regarded for all
purposes as the applicable value for that Technical Parameter.
OC11.5.7 The TSO may then, of course, Monitor that re-declared value in accordance with the
provisions of this OC11 Part A and may, if the CDGU fails to comply with the re-
registered Technical Parameter, follow the procedures set out in OC11.5.
OC11.6 PROCEDURE FOR TESTING
OC11.6.1 Testing (other than relating to Spinning Reserve)
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(a) In circumstances where the TSO reasonably considers that, in relation to a
CDGU or item of User’s Equipment, a Generator might be failing to comply
or might in the foreseeable future fail to comply with the relevant Design and
Operating Requirements, the TSO may, upon giving reasonable notice
identifying the Design and Operating Requirement concerned, send
representatives to the relevant Power Station in order to verify by Testing or
inspection (in the case of Testing, conducted by the Generator) whether in
relation to the CDGU or item of User’s Equipment, as the case may be, the
Design and Operating Requirement is being complied with. The Test or
inspection may involve the giving of specific Dispatch Instructions within the
provisions of SDC2, including instructions in connection with Black Starts and
Dispatched Fuel Notices. The period of notice which is reasonable will depend
upon all the circumstances, including the Design and Operating Requirement
in question.
(b) A Generator must allow the TSO representative’s access to all relevant parts of
its Power Station for the purposes of this OC11 Part A.
(c) Where a Test falls within the scope of an Agreed Testing and Monitoring
Procedure, the procedure for conducting the Test and the criteria for passing the
Test will be as set out in the applicable Agreed Testing and Monitoring
Procedure. Where a Test falls outside the scope of the Agreed Testing and
Monitoring Procedures, the procedure for the Test, and the criteria for passing
the Test, will, if not agreed between the TSO and the Generator, be as
determined by the TSO acting reasonably and as notified to the Generator at the
time. In all cases, the Generator must comply with all reasonable instructions
of the TSO in carrying out the Test.
(d) If the procedure for the Test, and the criteria for passing the Test, are
determined by the TSO under OC11.6.1(c) and, within 48 hours after completion
of the Test, the Generator notifies the TSO in writing that it objects to the
procedure and/or the criteria which were used for the Test, then the question of
whether the Test procedure and/or the criteria were valid shall:
(i) in the case of a Design and Operating Requirement contained in the

Generator's relevant Nominated Generating Unit Agreement (or
Nominated Power Station Agreement), be decided by the Expert in
accordance with the relevant dispute resolution procedure set out in that
Agreement; or
(ii) in the case of a Design and Operating Requirement contained in the

Grid Code, be decided in accordance with the relevant dispute
resolution procedure set out in the Generator's relevant Connection
Agreement; or
(iii) in the case of a Design and Operating Requirement contained in the

Generator's relevant Connection Agreement, be decided in
accordance with the relevant dispute resolution procedure set out in the
Generator's relevant Connection Agreement;
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and, in any such case, the effects of the Test shall be suspended until such time as
it has been determined that the procedure for the Test or the criteria for passing
the Test were valid. If it is determined that the procedure for the Test or the
criteria for passing the Test were not valid, then the Test shall not be effective
for the purposes of the relevant Agreement or the Grid Code, as the case may
be. The TSO may, however, conduct a further Test in accordance with this
OC11.6 (including this OC11.6(d)), taking into account any relevant
recommendations of the Expert, in determining the procedure and/or criteria for
such further Test.
(e) (i) In determining whether the CDGU or item of User’s Equipment, as

the case may be, has passed a Test, due regard will be given by the
TSO to operating conditions on the NI System and (where applicable)
the relevant Tolerance Bands will be applied to the relevant matters
being Tested as set out in the Appendix to this OC11 Part A and the
Conversion Factors and the Additional Conversion Factors shall
also be applied where appropriate.
(ii) If, within 48 hours after completion of the Test, the Generator notifies
the TSO in writing that it disagrees that the results show that the
CDGU or item of User’s Equipment, has failed the Test, then the
question of whether the Test has been passed or failed shall:
(aa) in the case of a Design and Operating Requirement contained

in the Generator's relevant Nominated Generating Unit
Agreement (or Nominated Power Station Agreement), be
decided by the Expert in accordance with the relevant dispute
resolution procedure set out in that Agreement; or
(bb) in the case of a Design and Operating Requirement contained

in the Grid Code, be decided in accordance with the relevant
dispute resolution procedure set out in the Generator's relevant
Connection Agreement; or
(cc) in the case of a Design and Operating Requirement contained

in the Generator's relevant Connection Agreement, be decided
in accordance with the relevant dispute resolution procedure set
out in the Generator's relevant Connection Agreement;
and, in any such event, the effects of the Test shall be suspended until
such time as it has been determined that the CDGU or item of User's
Equipment has failed the Test.
(f) If in relation to the CDGU or item of User's Equipment, as the case may be, the
Generator fails the Test then:
(i) if the Design and Operating Requirement is one under the Grid
Code, the TSO may, in the case of those Design and Operating
Requirements where a parameter or other data item can be registered
(that is, those other than CC parameters), re-register the value of the
relevant Design and Operating Requirement to reflect the lower level
of compliance shown by the Test;
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(ii) the Generator will, if the Design and Operating Requirement is one
under a Nominated Generating Unit Agreement to which it is a
party, be subject to such consequences (if any) as may arise under that
agreement; or
(iii) the Generator will, if the Design and Operating Requirement is one
under a Connection Agreement to which it is a party, be subject to
such consequences (if any) as may arise under that agreement.
OC11.6.2 Testing relating to Spinning Reserve
(a) In certain circumstances and in relation to steam turbine CDGUs in relation to

their Steam Turbine Units only, Sustained Response Capability and
Governor Droop may, unless Schedule 8 of the relevant Generating Unit
Agreement otherwise requires, be tested as described in this OC11.6.2. For the
purposes of this OC11.6.2, in the event of any conflict between the provisions of
this OC11.6.2 and the provisions of Schedule 8 of the relevant Generating Unit
Agreement, the provisions of Schedule 8 shall apply.
(b) The following provisions apply as to Testing of Sustained Response Capability

for steam turbine CDGUs in relation to their Steam Turbine Units:
(i) A Test ("Sustained Response Test") in respect of Sustained

Response Capability may be requested in the following
circumstances:
(aa) by the Generator, at any time; in which case the TSO will by
the same time on the second Business Day thereafter specify the
time (within 3 days) for the Test which shall be as soon as
reasonably practicable having regard to System constraints (but
in any event within 3 days); and
(bb) by the TSO, on not less than 24 hours' notice of the start of the
Test:
(i) at any time, if the TSO has reasonable grounds to believe

that the Sustained Response Capability is impaired; or
(ii) within 48 hours (the Test to start within 72 hours) after

the Generator redeclared up the value of the Sustained
Response Capability either:
(1) where the Sustained Response Capability had earlier

been declared down following a Frequency
Transient; or
(2) where following a previous Test under this paragraph

OC11.6.2.(b)(i) (bb) (ii) Sustained Response
Capability had been determined at a level lower than
previously declared by the Generator.
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(ii) If the TSO requests a test pursuant to OC11.6.2(b)(i)(bb)(ii) above and
the Sustained Response Capability determined pursuant to such Test
is lower than the value which had been redeclared (as described in (1)
or (2) thereof) by the TSO, the value determined pursuant to such test
shall be applied retrospectively (from the Imbalance Settlement
Period in which the TSO's redeclaration was made) in calculating the
value of the "Sustained Response Inflexibility Factor" (as such term is
defined in the relevant Nominated Generating Unit Agreement)
under paragraph 10.9 of Schedule 2 to each Nominated Generating
Unit Agreement relating to steam turbine CDGUs in relation to their
Steam Turbine Units.
(iii) The Sustained Response Test is a Test of sustained Load increases at

particular initial Load levels, in comparison with expected values
shown on the diagram included in the relevant Nominated Generating
Unit Agreement (the "Sustained Load Diagram"). The Test is
carried out using turbine speeder input and involves fast Load
increases of various magnitudes (up to the applicable value on the
Sustained Load Diagram) at up to 3 different initial Loads nominated
by the party which called for the Test. During the Test the event
recorder is used to monitor relevant parameters.
(iv) For each initial Load level, the maximum Load increase which was
sustained for 5 minutes will set the value (of Load increase) at which
the Test was passed ("the achieved sustained increase"). If for any
initial Load level the achieved sustained increase deviated from (and
below) the relevant expected value on the Sustained Load Diagram
by more than the greater of 2MW and 5% (the "test tolerance"), the
party which called for the Test may redeclare the value of the
Sustained Response Capability (SRC) (but subject to the right of the
Generator subsequently to redeclare), determined as:
SRC = Va/{(1-T) * Ve}
where:
Va = the value (in MW) of the Achieved Sustained

Response;
Ve = the relevant expected value (in MW) on the

Sustained Load Diagram; and
T = the Test tolerance, which shall be 5%, and

expressed as a decimal fraction of one for the
purposes of the above equation.
(c) The following provisions apply as to Testing of Governor Droop in relation to

steam turbine CDGUs in relation to their Steam Turbine Units (Governor
Droop may be tested in relation to gas turbine CDGUs under OC11.6.1):
(i) For the purposes of this OC11 Part A, "Specified Governor Droop"
means the highest incremental Governor Droop at any Load below
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90% of Contracted Capacity. For a given Specified Governor
Droop (SGD):
(aa) the lowest incremental Governor Droop at

any Load between zero and 90% of Contracted Capacity shall
be:
0.4 * SGD
(bb) the highest incremental Governor Droop at

any Load above 90% of Contracted Capacity shall be:
3 * SGD
(ii) A Test of Governor Droop may be requested by the TSO, on not less
than 24 hours' notice, at any time if the TSO has reasonable grounds to
believe that the Specified Governor Droop of the CDGU in relation to
its Steam Turbine Units is higher than its declared value. The Test is
carried out with the turbine at speed but with the CDGU not
Synchronised, and determines the relationship between governor
hydraulic output and turbine speed, as turbine speed is decreased, from
several speeder set points. Incremental Governor Droop values are
calculated for the turbine Load range from the recorded results of the
Test.
(iii) The TSO may then redeclare the value of Specified Governor Droop
to the value determined according to such Test (to the extent that it is
higher than the value previously declared by the Generator).
(d) (i) To the extent that the TSO and a Generator are unable to agree on any
further details or procedures for carrying out the Sustained Response
Test or testing of Governor Droop, an Expert may be requested,
pursuant to the relevant Nominated Generating Unit Agreement, to
determine such details or procedures, which will then be adopted and
thereafter applied in any further Testing by the parties.
(ii) In the event of a dispute as to the result of a Sustained Response Test

or a Test of Governor Droop, the matter shall be referred to an Expert
for determination pursuant to the relevant Nominated Generating
Unit Agreement.
OC11.7 INVESTIGATIONS
(a) The TSO may, upon giving reasonable notice (in any event not less than 2
Business Days), send representatives to a Power Station in order to investigate
any equipment or operational procedure.
(b) An Investigation may take place only for the purposes of enabling the TSO to
fulfil its obligations relating to the operation of the Transmission System (and
where in the reasonable opinion of the TSO in the absence of an Investigation it
would be unable properly to fulfil such obligations).
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26 June 2019
(c) An Investigation shall not take place during or less than 2 days before or after a
period of Monitoring (carried out following the issue of a Warning Notice) or
Test in respect of Plant or equipment at the relevant Power Station .
(d) The TSO's notice under (a) shall specify:
(i) the nature and purpose of the Investigation and the reasons therefor;
(ii) the equipment or operational procedure subject to the Investigation;

and
(iii) the procedure (as reasonably determined by the TSO) for the
Investigation.
(e) The scope of an Investigation and the information and parts of the Power
Station to which the TSO shall be entitled to access shall be limited to that
required for the purposes of the Investigation as specified in the TSO's notice
under (d).
(f) The Generator shall comply with the reasonable requests of the TSO in carrying
out the Investigation, and allow the TSO representative access to all relevant
parts of the Power Station to conduct the Investigation.
(g) An Investigation shall not of itself result in consequences for the Generator
under the Grid Code or any Nominated Generating Unit Agreement,
Nominated Power Station Agreement or Connection Agreement.
(h) These provisions shall be without prejudice to TSO's rights of access under any
other document or agreement.
OC11.8 TESTING AT THE REQUEST OF A GENERATOR
OC11.8.1 A Generator shall, subject to OC11.8.2, be entitled, by notice in writing setting out the
desired procedure (or, if the TSO acting reasonably so agrees, taking into account the
nature of the test being requested, by oral request specifying the desired procedure, such
oral request to be confirmed in writing as soon as reasonably practicable thereafter), to
request the TSO to assist it (by Dispatch) in carrying out a test on any of its CDGUs,
as such Generator, acting reasonably in accordance with Prudent Operating Practice,
may request. In the case of a test (other than an on-Load valve test) on a CDGU, the
procedure set out in the notice or specified in the oral request (as the case may be) shall
include the level of Availability and the values for Technical Parameters which will
be declared for the CDGU for the period of the test in accordance with SDC1 and shall
also include details of the Dispatch Instructions which the Generator wishes the TSO
to issue to it for the purposes of the test which may be outside the Availability and
Technical Parameters to be so declared. Notwithstanding the other requirements in
this OC11.8.2, in the case Significant Tests, Generators shall submit proposals to the
TSO at least five Business Days before the test start date or, with the agreement of the
TSO, no later than 09:00 two Business Days before the test start date.
OC11.8.2 The TSO shall be entitled to refuse to conduct any test requested under OC11.8.1 (or
refuse to conduct it in accordance with the procedure or at the time requested) if, in the
TSO's reasonable opinion, it is unsafe for the NI System to conduct such a test or if it is
OC11-302
26 June 2019
otherwise not practicable to do so (or to do so in accordance with the procedure or at the
time requested) for System or any other reasons, including if all reasonable costs and
expenses of the TSO are not, in the TSO's reasonable view, adequately covered by the
User. The TSO may only continue to refuse to conduct the test (or to conduct it in
accordance with the procedure) for so long as these reasons continue.
OC11.8.3 (a) If the TSO refuses to conduct the test, either at all or in accordance with the
procedure or at the time requested, the TSO and the Generator may discuss an
alternative form of test or procedure for conducting the test or timing of the test
to see whether agreement can be reached.
(b) If the TSO agrees to the test taking place, to the procedure for conducting the test
and to the time of the test, either in response to the original request or following
the discussion referred to in (a) above, it will notify the Generator accordingly.
(c) If the TSO does not (following the discussion referred to in (a)) agree to the test
taking place, then it will not take place, provided that as indicated in OC11.8.2
above, the TSO may only continue to refuse to conduct the test for so long as the
reasons set out in that paragraph continue to apply.
(d) If the TSO does not (following such discussion) agree to the procedure for
conducting the test, then if the test is to go ahead, the TSO's requirements
relating to the procedure will prevail, unless the reasons set out in OC11.8.2
above no longer continue.
(e) If the TSO does not (following such discussion) agree to the timing of the test,
then if the test is to go ahead, the TSO's requirements relating to timing will
prevail.
OC11.8.4 (a) The TSO may then, in accordance with the agreed (or otherwise settled)
procedure and timing and if agreed by the Generator, send representatives to the
Power Station in order to witness the test.
(b) The Generator must, if agreed under (a) above, allow the TSO witnesses access
to all relevant parts of its Power Station in order to witness such a test.
(c) The TSO shall take all reasonable steps to ensure that any representatives that it
sends to the Power Station pursuant to (a) above comply at all times with all
relevant safety requirements of the Generator of which they are made aware and
with all reasonable directions of the Generator and (but subject to (b) above) any
reasonable restrictions on access whilst at the Power Station in question.
OC11.9 COMMISSIONING/ACCEPTANCE TESTING
The CC reflects the Commissioning/Acceptance Testing which will be required under

each Connection Agreement for User's Equipment prior to being certified as
acceptable to be and remain connected (or to be reconnected) to the Transmission
System and for modifications to existing User's Equipment.
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26 June 2019
OC11 PART A – APPENDIX
TABLE A
TABLE OF TOLERANCE BANDS FOR DISPATCH INSTRUCTIONS
Maximum period Max. period

DISPATCH Wide of Monitoring Narrow of Monitoring at
CHARACTERISTIC Tolerance at Wide Tolerance Tolerance Narrow Tolerance
Band Band Band Band
Active Power (MW) ±5MW or ± 6 hours Maximum 30 minutes
5% of Tolerance
Dispatched Band: + 1MW
Load and -5MW.
whichever is Minimum
greater Tolerance
Band: -1MW
and +5MW.
Reactive Power (Mvar) ±10 Mvar 2 hours ±5 Mvar 1 hour
Loading Rate (MW/min) ±5% or ±2 period to achieve Not Applicable Not Applicable
minutes for Load
period to
achieve Load
whichever is
longer
Synchronising Time ±5 minutes Not Applicable Not Applicable Not Applicable
Governor Droop 3.5-5.5% Not Applicable Not Applicable Not Applicable
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OC11 PART A – APPENDIX
TABLE B
TABLE OF TOLERANCE BANDS FOR DISPATCH INSTRUCTIONS: GAS TURBINE UNITS
Maximum period of Max. period of

DISPATCH Wide Monitoring at Wide Narrow Tolerance Band Monitoring at
CHARACTERISTIC Tolerance Tolerance Band Narrow
Band Tolerance Band
Active Power (MW) ± 3MW 2 hours Maximum Tolerance 30 Minutes
Band:
+1MW and -5MW
Minimum Tolerance
Band:
-1MW and +5MW
Reactive Power (Mvar) ± 5Mvar 2 hours ± 3Mvar 30 minutes
Loading Rate
(MW/min) ± 5% period to achieve Not applicable Not applicable
Load
Synchronous
Compensation ± 5Mvar 2 hours ± 3Mvar 30 minutes
Governor Droop
4% Not applicable Not applicable Not applicable
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26 June 2019
PART B – ALL USER’S EQUIPMENT OTHER THAN PPA CDGUS
OC11.10 MONITORING
OC11.10.1 Procedure for Monitoring
OC11.10.1.1 Monitoring of User’s Equipment is normally continuous or continuous for periods of

time, and involves the analysis of the output of Monitoring equipment (as required or
permitted under the CC and/or relevant Connection Agreements and/or SSS
Agreements and/or the MC), Generator Aggregator System Operator Agreement
(SOA) or by such other methods as the TSO shall reasonably determine are appropriate
in the circumstances. It does not require advance notification from the TSO to Users.
OC11.10.2 Compliance with Dispatch Instructions
OC11.10.2.1 The TSO will Monitor CDGUs, Aggregated Generating Units and Interconnectors
(referred to in the following paragraphs of this OC11.10 as “Relevant Plant”) in
accordance with the following provisions of this OC11.10.2 when it wishes to
determine whether they are being operated in compliance with Dispatch Instructions.
OC11.10.2.2 In determining whether Relevant Plant has complied, or is complying, with a Dispatch
Instruction, the TSO shall in each case give due regard to operating conditions on the
NI System. The TSO shall also apply the Tolerance Bands set out in the relevant table
in the Appendix to this OC11 Part B to the Monitoring of the relevant Dispatch
Characteristic, as indicated in the relevant paragraphs of this OC11 Part B, and shall
also apply the Conversion Factors and Additional Conversion Factors where
appropriate. The TSO shall, when Monitoring Active Power or Reactive Power,
select either the Wide Tolerance Band (for Monitoring sustained performance) or the
Narrow Tolerance Band (for Monitoring stability over a short period). When
Monitoring on the Narrow Tolerance Band, the TSO will select either the Maximum
Tolerance Band or the Minimum Tolerance Band. In the event of a Frequency
Transient occurring whilst the TSO is Monitoring the compliance by Relevant Plant
(regardless of which Tolerance Band is being applied by the TSO at the time) to which
the CDGU responds in accordance with the relevant User’s obligations to provide
Operating Reserve, the CDGU shall not fail the Monitoring by reason of such
response.
OC11.10.2.3 (a) If, having applied the relevant Tolerance Band, and, where appropriate,
Conversion Factors and Additional Conversion Factors the TSO suspects that
any Relevant Plant has not complied, or is not complying, with a Dispatch
Instruction, the TSO will, if it wishes to continue with the Monitoring inform
the relevant User by submitting a Warning Notice (either orally or in writing)
and, subject to the requirements of System security (which may require the
Dispatch Instruction to be cancelled in which case the Warning Notice will be
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26 June 2019
deemed to have been withdrawn), the TSO will allow the User 10 minutes after
such notice to comply with the Dispatch Instruction.
(b) If in that 10 minute period the User still fails to comply with the Dispatch
Instruction, the TSO may give notice to the User by submitting a Monitoring
Notice (either orally or in writing) that the Relevant Plant is being Monitored.
(c) The Monitoring Notice will:
(i) identify the Dispatch Characteristic(s) which is being Monitored and

the underlying Technical Parameter(s);
(ii) specify, if relevant, whether the Tolerance Band to be used is the

Wide Tolerance Band or the Narrow Tolerance Band; and
(iii) specify, if relevant, whether the Narrow Tolerance Band is to apply

as a Maximum Tolerance Band or as a Minimum Tolerance Band.
(d) The User has the right, before the issue of the Monitoring Notice, or at any time
thereafter by submitting to the TSO an Availability Notice, a Technical
Parameters Notice or a Technical Parameters Revision Notice (as the case
may be), to re-declare Availability or the Technical Parameters (in accordance
with the provisions of SDC1) in respect of the Dispatch Characteristic(s) to be
Monitored, such re-declaration to take effect from the time of receipt of the
Warning Notice by the User. In the event that the User submits to the TSO an
Availability Notice or a Technical Parameters Notice or a Technical
Parameters Revision Notice at or about the same time as the TSO submits to
the User a Post Event Notice (or Interim Post Event Notice) pursuant to the
following provisions of this OC11.10.2 seeking to re-register the Availability or
the same Technical Parameter (as the case may be) of the Relevant Plant in
question to a different value, then the value of Availability or the value of the
relevant Technical Parameter shall be deemed to be redeclared to the inferior of
the values specified in the two notices.
(e) The period of Monitoring shall not exceed the period set out in the relevant table
in the Appendix to this OC11 Part B for the relevant Dispatch Characteristic(s)
and the selected Tolerance Band.
OC11.10.2.4 At the end of the period of Monitoring, if the User has achieved each Dispatch
Instruction for the period of the Monitoring within the relevant Tolerance Band, the
Relevant Plant will be deemed to have complied with each Dispatch Instruction.
OC11.10.2.5 If the average value of the Dispatch Characteristic(s) in any 5 minute period during
the period of Monitoring falls outside the relevant Tolerance Band the TSO may by
submitting a Post Event Notice to the Generator re-register the value of Availability
or the value of the relevant Technical Parameter corresponding to that Dispatch
Characteristic to the most inferior value outside the Tolerance Band for any 5 minute
period during the period of Monitoring (with effect from the Imbalance Settlement
Period in which the Monitoring Notice was issued) and the TSO may also notify the
Generator not later than 10 minutes before the end of the period of Monitoring that it
will continue to Monitor the Relevant Plant for a further period not exceeding that
shown in the relevant Table in the Appendix to this OC11 Part B in respect of the
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26 June 2019
particular Dispatch Characteristic and with reference to the relevant or selected
Tolerance Band.
OC11.10.2.6 If at the end of the further period of Monitoring the average value of the Dispatch
Characteristic(s) in any 5 minute period during the Monitoring falls outside the
relevant Tolerance Band, the TSO may re-register the value of the Availability or the
value of the relevant Technical Parameter corresponding to that Dispatch
Characteristic to the most inferior value for any 5 minute period during the period of
Monitoring (with effect from the Imbalance Settlement Period in which the
Monitoring Notice was issued). Further periods of Monitoring may also take place, in
accordance with the procedure set out in OC11.10.2.5 and the provisions of this
OC11.10.2.6 will apply to such further periods of Monitoring.
OC11.10.2.7 (a) If (other than pursuant to a Dispatch Instruction to De-Load) the average value
of Output for any 5 minute period is less than 80% of the average Output for
either of the two immediately preceding 5 minute periods, the TSO may issue a
Post Event Notice re-registering the Availability of the Relevant Plant at the
level consistent with its average value for that 5 minute period with effect from
the beginning of the Imbalance Settlement Period in which such 5 minute
period commenced.
(b) If (following a Dispatch Instruction to De-Load) the average value of Active

Power for any 5 minute period is less than 80% of the average value of Active
Power which would have been generated by the Relevant Plant for such 5
minute period had it been De-Loaded at its maximum De-Loading rate
(registered as a Technical Parameter), the TSO may issue a Post Event Notice
re-registering the Availability of the CDGU at the level consistent with the
average value for that 5 minute period with effect from the beginning of the
Imbalance Settlement Period in which such 5 minute period commenced.
OC11.10.2.8 Prior to submitting a Post Event Notice, the TSO may deliver an Interim Post Event
Notice to the User not later than 2 hours after:
(a) in the case of an event of the type specified in OC11.10.2.7 (a) or (b) the end of
the Imbalance Settlement Period during which the event occurred; or
(b) in the case of instances of Monitoring, the end of the relevant period of
Monitoring,
if it is not reasonably practicable for the TSO to deliver a Post Event Notice to the
User within that time.
OC11.10.2.9 An Interim Post Event Notice shall specify:
(a) the Imbalance Settlement Period during which the event of the type specified
in OC11.10.2.7 (a) or (b) occurred and, in the instance of Monitoring, the
Imbalance Settlement Period during which the relevant Warning Notice was
issued; and
(b) the matters or values which the TSO intends to redeclare in a Post Event Notice
as a result of what happened.
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26 June 2019
OC11.10.2.10 A Post Event Notice shall not be validly issued:
(a) if submitted to the User under OC11.10.2.5 later than 5pm on the 5th Business
Day following the day on which the Monitoring was undertaken or, in the case
of an event of the type specified in OC11.10.2.7(a) or (b), later than 5pm on the
5th Business Day following the day on which the event occurred;
(b) if submitted to the User under OC11.10.2.5 later than 2 hours after the end of the
relevant period of Monitoring or, in the case of an event of the type specified in
OC11.10.2.7 (a) or (b), later than 2 hours after the Imbalance Settlement Period
in which the event occurred and no Interim Post Event Notice was issued in
accordance with OC11.10.2.9; or
(c) to the extent that the Post Event Notice re-registers matters or values that were
not specified in an Interim Post Event Notice issued in accordance with
OC11.10.2.9.
OC11.10.3 Demand Side Units
A Demand Side Unit shall be deemed compliant with a Dispatch Instruction if:
(i) the Demand Side Unit MW Response of the Dispatch Instruction is

achieved in the Demand Side Unit MW Response Time and maintained
until the subsequent Dispatch Instruction or until the Maximum Down-
Time of the Demand Side Unit has elapsed; and
(ii) the Demand Side Unit Performance Monitoring Percentage Error is less
than 5% for each full half-hour Meter period of the Demand Side Unit MW
Response for 90% of the last ten Dispatches or 90% of the Dispatches in a
three-hundred and sixty-five day period
or
the Demand Side Unit Performance Monitoring Error is less than

0.25 MWh for each full half-hour Meter period of the Demand Side Unit
MW Response in 90% of the last ten Dispatches or 90% of the Dispatches
in a three-hundred and sixty-five day period; and
(iii) the Demand Side Unit Performance Monitoring Percentage Error is less
than 10% for each full half-hour Meter period of the Demand Side Unit
MW Response
or
the Demand Side Unit Performance Monitoring Error is less than

0.5 MWh for each full half-hour Meter period of the Demand Side Unit
MW Response; and
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26 June 2019
(iv) the Demand Side Unit Performance Monitoring Percentage Error is on
average less than 5% for each full half-hour Meter period of the Demand
Side Unit MW Response
or
the Demand Side Unit Performance Monitoring Error is on average less

than 0.25 MWh for each full half-hour Meter period of the Demand Side
Unit MW Response; and
(v) the Demand Side Unit SCADA Percentage Error is less than 5% or the
Demand Side Unit SCADA Error is less than 0.5 MWh.
OC11.10.4 Operating Reserve capability
OC11.10.4.1 Monitoring to determine whether a Relevant Plant is able to achieve its Primary
Operating Reserve, Secondary Operating Reserve and/or Tertiary Operating
Reserve band 1 (for the purposes of this OC11 Part B, “Relevant Operating
Reserve”) capability will be undertaken by the TSO in accordance with the
applicable Agreed Testing and Monitoring Procedure.
OC11.10.4.2 If a Relevant Plant is found by the TSO to be non-compliant pursuant to

OC11.10.4.1 the TSO may re-register the value of the Generator’s declared
Relevant Operating Reserve in accordance with the provisions of the applicable
Agreed Testing and Monitoring Procedure.
OC11.11 TESTING
OC11.11.1 Procedure for Testing
OC11.11.1.1 In circumstances where the TSO reasonably considers that, in relation to a CDGU,
Controllable PPM, Demand Side Unit or item of User's Equipment, a User might
be failing to comply or might in the foreseeable future fail to comply with the relevant
Design and Operating Requirements (or the requirements of the SSS Agreement, as
the case may be), the TSO may, upon giving reasonable notice identifying the Design
and Operating Requirement concerned, send representatives to the relevant Power
Station or User Site in order to verify by Testing or inspection (in the case of Testing
conducted by the User) whether in relation to the CDGU, Controllable PPM,
Demand Side Unit or item of User's Equipment, as the case may be, the Design and
Operating Requirement (or SSS Agreement requirement, and the case may be) is
being complied with. The Test or inspection may involve the giving of specific
Dispatch Instructions within the provisions of SDC2, including instructions in
connection with Black Starts and Dispatched Fuel Notices. The period of notice
which is reasonable will depend upon all the circumstances, including the Design and
Operating Requirement (or SSS Agreement requirement, as the case may be) in
question.
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26 June 2019
OC11.11.1.2 A Generator, Demand Side Unit Operator or other User, as the case may be, must
allow the TSO representatives access to all relevant parts of its Power Station or User
Site for the purposes of this OC11.11.
OC11.11.1.3 In the case of a Test of Relevant Operating Reserve capability or any other Test that
falls within the scope of an Agreed Testing and Monitoring Procedure, the
procedure for conducting the Test and the criteria for passing the Test will be as set out
in the applicable Agreed Testing and Monitoring Procedure. If a Test falls outside
the scope of the Agreed Testing and Monitoring Procedures, the procedure for the
Test, and the criteria for passing the Test will, if not agreed between the TSO and the
Generator, Demand Side Unit Operator or other User, be as determined by the TSO
acting reasonably and as notified to the Generator, Demand Side Unit Operator or
other User, as the case may be, at the time and the Generator, Demand Side Unit
Operator or other User, as the case may be, will comply with all reasonable
instructions of the TSO in carrying out the Test.
OC11.11.1.4 If the procedure for the Test, and the criteria for passing the Test, are determined by the
TSO under OC11.11.1.3 and, within 48 hours after completion of the Test, the User
notifies the TSO in writing that it objects to the procedure and/or the criteria which
were used for the Test, then the question of whether the Test procedure and/or the
criteria were valid shall:
(a) in the case of a Design and Operating Requirement contained in the Grid
Code, be decided in accordance with the relevant dispute resolution procedure set
out in the User's relevant Connection Agreement, Transmission Use of
System Agreement or Grid Code Compliance Agreement; or
(b) in the case of a Design and Operating Requirement contained in the User's
relevant Connection Agreement, Transmission Use of System Agreement or
Grid Code Compliance Agreement be decided in accordance with the relevant
dispute resolution procedure set out in the User's relevant Connection
Agreement, Transmission Use of System Agreement or Grid Code
Compliance Agreement; or
(c) in the case of a requirement contained in the User's relevant SSS Agreement, be
decided in accordance with the relevant dispute resolution procedure set out in
the User's relevant SSS Agreement,
and, in any such case, the effects of the Test shall be suspended until such time as it has
been determined that the procedure for the Test or the criteria for passing the Test were
valid. If it is determined that the procedure for the Test or the criteria for passing the
Test were not valid, then the Test shall not be effective for the purposes of the relevant
Agreement or the Grid Code, as the case may be. The TSO may, however, conduct a
further Test in accordance with this OC11.11 (including this OC11.11.1.4).
OC11.11.1.5 (a) In determining whether the CDGU, Controllable PPM, Demand Side Units or
item of User's Equipment, as the case may be, has passed a Test, due regard
will be given by the TSO to operating conditions on the NI System and (where
applicable) the relevant Tolerance Bands will be applied to the relevant matters
being Tested as set out in the Appendix to this OC11 Part B and the Conversion
Factors and the Additional Conversion Factors shall also be applied where
appropriate.
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26 June 2019
(b) If, within 48 hours after completion of the Test, the User notifies the TSO in
writing that it disagrees that the results show that the CDGU, Controllable
PPM, Demand Side Unit or item of User's Equipment has failed the Test, then
the question of whether the Test has been passed or failed shall:
(i) in the case of a Design and Operating Requirement contained in the

Grid Code, be decided in accordance with the relevant dispute resolution
procedure set out in the User's relevant Connection Agreement,
Transmission Use of System Agreement or Grid Code Compliance
Agreement; or
(ii) in the case of a Design and Operating Requirement contained in the

User's relevant Connection Agreement, Transmission Use of System
Agreement or Grid Code Compliance Agreement, be decided in
accordance with the relevant dispute resolution procedure set out in the
User's relevant Connection Agreement, Transmission Use of System
Agreement or Grid Code Compliance Agreement; or
(iii) in the case of a requirement contained in the Users relevant SSS

Agreement, be decided in accordance with the relevant dispute resolution
procedure set out in the User's relevant SSS Agreement,
and, in any such event, the effects of the Test shall be suspended until such time
as it has been determined that the CDGU, Demand Side Unit or item of User's
Equipment has failed the Test.
OC11.11.2 Consequences of failing a Test
OC11.11.2.1 If in relation to the CDGU, Demand Side Unit or item of User's Equipment, as the
case may be, the Generator or Demand Side Unit fails the Test then:
(a) if the Design and Operating Requirement is one under the Grid Code, the
TSO may, in the case of those Design and Operating Requirements where a
parameter or other data item can be registered (that is, those other than CC
parameters), re-register the value of the relevant Design and Operating
Requirement to reflect the lower level of compliance shown by the Test;
(b) the User will, if the Design and Operating Requirement is one under a
Connection Agreement, Transmission Use of System Agreement or Grid
Code Compliance Agreement to which it is a party, be subject to such
consequences (if any) as may arise under that agreement; and
(c) the User will, if it is a SSS Agreement requirement, be subject to such

consequences as may arise under that agreement.
OC11.12 INVESTIGATION
OC11.12.1 The TSO may, if it reasonably considers that there may be an issue of non-compliance
by the User, carry out an Investigation to acquire or verify information relevant to
User's Equipment design, operation or connection requirements under the Grid Code,
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26 June 2019
Connection Agreements, Generator Aggregator System Operator Agreement
(SOA) and System Support Service Agreements between Users and the TSO.
OC11.12.2 Investigation by the TSO usually applies to information not collected on a regular
basis by means of Monitoring and Testing. The TSO may, having given not less than
2 Business Days’ notice, send a representative or subcontractor to a User’s Site in
order to investigate any equipment or operational procedure on or applicable to the
User Site insofar as the condition of that equipment or operational procedure is relevant
to compliance with the Grid Code, Connection Agreements, and/or other agreements
between Users and the TSO. A site visit by the TSO or his representative, as part of an
Investigation will, generally not take place less than 2 days before or after Testing.
OC11.12.3 An Investigation shall not of itself result in consequences for the User under the Grid
Code or Connection Agreement.
OC11.12.4 These provisions shall be without prejudice to the TSO's rights of access under any
other document or agreement.
OC11.13 TESTING AT THE REQUEST OF A GENERATOR OR USER
OC11.13.1 A Generator, Demand Side Unit Operator or other User, as the case may be, shall,
subject to OC11.13.2, be entitled, by notice in writing setting out the desired procedure
(or, if the TSO acting reasonably so agrees, taking into account the nature of the test
being requested, by oral request specifying the desired procedure, such oral request to
be confirmed in writing as soon as reasonably practicable thereafter), to request the
TSO to assist it (by Dispatch) in carrying out a test on any of its CDGUs, Demand
Side Unit or User's Equipment, as the case may be, as such Generator, Demand Side
Unit Operator or other User, acting reasonably in accordance with Prudent
Operating Practice, may request. In the case of a test (other than an on-Load valve
test) on a CDGU or Demand Side Unit Operator the procedure set out in the notice or
specified in the oral request (as the case may be) shall include the level of Availability
and the values for Technical Parameters which will be declared for the CDGU,
Demand Side Unit, Aggregated Generating Unit or Interconnector for the period of
the test in accordance with SDC1 and shall also include details of the Dispatch
Instructions which the Generator or Demand Side Unit Operator wishes the TSO
to issue to it for the purposes of the test which may be outside the Availability and
Technical Parameters to be so declared.
OC11.13.2 The TSO shall be entitled to refuse to conduct any test requested under OC11.13.1 (or
refuse to conduct it in accordance with the procedure or at the time requested) if, in the
TSO's reasonable opinion, it is unsafe for the NI System to conduct such a test or if it is
otherwise not practicable to do so (or to do so in accordance with the procedure or at the
time requested) for System or any other reasons, including if all reasonable costs and
expenses of the TSO are not, in the TSO's reasonable view, adequately covered by the
User. The TSO may only continue to refuse to conduct the test (or to conduct it in
accordance with the procedure) for so long as these reasons continue.
OC11.13.3 (a) If the TSO refuses to conduct the test, either at all or in accordance with the
procedure or at the time requested, the TSO and the Generator, Demand Side
Unit Operator or other User, as the case may be, may discuss an alternative
form of test or procedure for conducting the test or timing of the test to see
whether agreement can be reached.
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(b) If the TSO agrees to the test taking place, to the procedure for conducting the test
and to the time of the test, either in response to the original request or following
the discussion referred to in (a) above, it will notify the Generator, Demand
Side Unit Operator or other User, as the case may be, accordingly.
(c) If the TSO does not (following the discussion referred to in (a)) agree to the test
taking place, then it will not take place, provided that as indicated in OC11.13.2
above, the TSO may only continue to refuse to conduct the test for so long as the
reasons set out in that paragraph continue to apply.
(d) If the TSO does not (following such discussion) agree to the procedure for
conducting the test, then if the test is to go ahead, the TSO's requirements
relating to the procedure will prevail, unless the reasons set out in OC11.13.2
above no longer continue.
(e) If the TSO does not (following such discussion) agree to the timing of the test,
then if the test is to go ahead, the TSO's requirements relating to timing will
prevail.
OC11.13.4 (a) The TSO may then, in accordance with the agreed (or otherwise settled)
procedure and timing and if agreed by the User, send representatives to the
Power Station or User Site, as the case may be, in order to witness the test.
(b) The Generator, Demand Side Unit Operator or other User, as the case may be,
must, if agreed under (a) above, allow the TSO witnesses access to all relevant
parts of its Power Station or User Site in order to witness such a test.
(c) The TSO shall take all reasonable steps to ensure that any representatives that it
sends to the Power Station or User Site pursuant to (a) above comply at all
times with all relevant safety requirements of the Generator, Demand Side Unit
Operator or other User (as the case may be) of which they are made aware and
with all reasonable directions of the Generator or Demand Side Unit Operator
and (but subject to (b) above) any reasonable restrictions on access whilst at the
Power Station or User Site in question.
OC11.14 COMMISSIONING/ACCEPTANCE TESTING
The CC reflects the Commissioning/Acceptance Testing which will be required under

each Connection Agreement for User's Equipment prior to being certified as
acceptable to be and remain connected (or to be reconnected) to the Transmission
System and for modifications to existing User's Equipment.
OC11-314
26 June 2019
OC11 PART B – APPENDIX
TABLE A
TABLE OF TOLERANCE BANDS FOR DISPATCH INSTRUCTIONS
Maximum period Max. period

DISPATCH Wide of Monitoring Narrow of Monitoring at
CHARACTERISTIC Tolerance at Wide Tolerance Tolerance Narrow Tolerance
Band Band Band Band
Active Power (MW) ±5MW or ± 6 hours Maximum 30 minutes
5% of Tolerance
Dispatched Band: + 1MW
Load and -5MW.
whichever is Minimum
greater Tolerance
Band: -1MW
and +5MW.
Reactive Power (Mvar) ±10 Mvar 2 hours ±5 Mvar 1 hour
Loading Rate (MW/min) ±5% or ±2 period to achieve Not Applicable Not Applicable
minutes for Load
period to
achieve Load
whichever is
longer
Synchronising Time ±5 minutes Not Applicable Not Applicable Not Applicable
Governor Droop 3.5-5.5% Not Applicable Not Applicable Not Applicable
OC11-315
26 June 2019
TABLE B
TABLE OF TOLERANCE BANDS FOR DISPATCH INSTRUCTIONS: GAS TURBINE UNITS
Maximum period of Max. period of

DISPATCH Wide Monitoring at Wide Narrow Tolerance Band Monitoring at
CHARACTERISTIC Tolerance Tolerance Band Narrow
Band Tolerance Band
Active Power (MW) ± 3MW 2 hours Maximum Tolerance 30 Minutes
Band:
+1MW and -5MW
Minimum Tolerance
Band:
-1MW and +5MW
Reactive Power (Mvar) ± 5Mvar 2 hours ± 3Mvar 30 minutes
Loading Rate
(MW/min) ± 5% period to achieve Not applicable Not applicable
Load
Synchronous
Compensation ± 5Mvar 2 hours ± 3Mvar 30 minutes
Governor Droop
4% Not applicable Not applicable Not applicable
OC11-316
26 June 2019
TABLE C
TABLE OF TOLERANCE BANDS FOR DISPATCH INSTRUCTIONS: DEMAND SIDE UNITS
DISPATCH CHARACTERISTIC Tolerance Band

Real Time Validation
Active Power (MW) ±5% of the Dispatch

Instruction
Post event validation
Demand Side Unit Energy Profile – (metered Demand + Demand Side < ±5% of the Demand
Unit MW Response) Side Unit Energy
Profile
Demand Side Units not Dispatched but declared Available in an

Availability Notice
Demand Side Unit Energy Profile – metered Demand < ± 5% of the

Demand Side Unit
Energy Profile
OC11-317
26 June 2019
SCHEDULING AND DISPATCH CODE NO.1
UNIT SCHEDULING
SDC1.1 INTRODUCTION
SDC1.1.1 SEM Provisions
(a) This Scheduling and Dispatch Code No. 1 ("SDC1") forms part of the
Sections under Common Governance of the Grid Code. The Sections
under Common Governance are those parts of the Grid Code which are
under common governance in both the Grid Code and the Other Grid
Code.
(b) The form of this SDC1 is similar to the SDC1 in the Other Grid Code.
Differences relate to references to relevant power systems and related
terms. Where there is a difference between a provision in this Grid Code
and an equivalent provision in the Other Grid Code, the wording in
question is shaded in grey. In addition, those parts of this SDC1 that are
not part of the Other Grid Code are shaded in grey in this SDC1.
Differences between the form of this SDC1 and the SDC1 in the Other
Grid Code are summarised in Annex 1 to this SDC1.
(c) This SDC1 is intended to work in conjunction with other documents,

including the Trading and Settlement Code (“TSC”). The provisions
of the Grid Code and the Other Grid Code will take precedence over
the TSC.
(d) Where stated in this SDC1, the obligation to submit data in relation to
some of the information required to be provided to the TSO may be
fulfilled by Users where such information submitted under the TSC by a
User or by an Intermediary on behalf of Users is then provided to the
TSO by the Market Operator in accordance with the TSC, as further
provided in this SDC1. The TSO may require Users to verify or provide
revisions to data received by it via the Market Operator.
(e) Further provisions dealing with the Sections under Common

Governance are contained in the General Conditions.
SDC1.1.2 SDC1 sets out the procedure used by the TSO to develop unit commitment
Schedules in respect of CDGU’s, Controllable PPMs and Demand Side Units
including the requirements for Users to submit data to support this procedure:
(a) Availability: the submission by a User to the TSO of an Availability

Notice in respect of each of its:
(i) CDGUs (which for the avoidance of doubt comprise,

Generating Units subject to Central Dispatch, CCGT
Installations, Hydro Units, Pumped Storage Generation (but
SDC1-318
26 June 2019
not Pumped Storage Plant Demand) and Dispatchable
PPMs);
(ii) Pumped Storage Plant Demand;
(iii) Energy Storage Power Station Demand;
(iv) Interconnector Availability (in the case of the Interconnector

Owner);
(v) Demand Side Units;
(vi) in the case of Generator Aggregators, its Aggregated

Generating Units; and
(vii) Controllable PPMs.
(b) Technical Parameters: the daily notification to the TSO of the

Technical Parameters, in respect of the following Trading Day, by each
User in a Technical Parameters Notice, notification of Other Relevant
Data and notification of other technical data including System Support
Services capability;
(c) Commercial Offer Data: the notification of Commercial Offer Data in

accordance with the TSC;
(d) Physical Notifications: the declaration by a User to the TSO of

Physical Notifications data in accordance with the TSC;
(e) Interconnector Schedule Quantities: the declaration by a Scheduling

Agent to the TSO of Interconnector Schedule Quantities in
accordance with the TSC;
(f)
(f) Revisions/Re-declarations: revisions / Re-declarations by Electronic

Interface or by other form as the TSO may reasonably notify to each
User from time to time of any real time changes in the information
submitted in an Availability Notice, Additional Grid Code Availability
Notice, Technical Parameters Notice, Additional Grid Code
Characteristics Notice, Commercial Offer Data notification and
Physical Notifications as provided for this in SDC1
(g) Indicative Operations Schedules: the periodic production and issuing by

the TSO of Indicative Operations Schedules as required under
SDC1.4.8.9 as a statement of which:
(i) CDGUs;
(ii) Pumped Storage Plant Demand;
(iii) Energy Storage Power Station Demand;
(iv) Interconnectors;
SDC1-319
26 June 2019
(v) Demand Side Units;
(vi) Aggregated Generating Units; and/or
(vii) Controllable PPMs
may be required.
SDC1.1.3 The TSO (in conjunction with the Other TSO) shall develop, maintain and publish
the process describing the methodology and parameters to be used by the TSO (and
the Other TSO) in discharging their role under this SDC1 and SDC2.
SDC1.1.4 In respect of PPA Generation the provisions of Appendix B prevail and replace, as
stated, the other parts of this SDC1 in relation to such PPA Generation.
SDC1.2 OBJECTIVE
The objectives of SDC1 are:
(a) to ensure (so far as possible) the integrity of the Transmission System
and to ensure that the TSO acts in conjunction with the Other TSO so
that the Other TSO can ensure the integrity of the Other Transmission
System (with the Other TSO having a similar objective);
(b) to ensure the security and quality of supply in relation to the

Transmission System and to ensure that the TSO acts in conjunction
with the Other TSO so that the Other TSO can ensure the security and
quality of supply in relation to the Other Transmission System (with the
Other TSO having a similar objective);
(c) to ensure that sufficient available capacity is Scheduled to meet the

electrical power Demand, and thereby in conjunction with the Other
TSO to ensure that there is sufficient capacity to meet the Demand on the
Island of Ireland at all times and in both cases together with an
appropriate margin of reserve;
(d) to enable the TSO, in conjunction with the Other TSO, to prepare
Indicative Operations Schedules to be used in the Scheduling and
Dispatch process;
(e) to ensure that Indicative Operations Schedules are published as

provided for in this SDC1;
and, subject to delivering the objectives in SDC1.2 (a), SDC1.2(b), and SDC1.2(c)
and taking account of the factors set out in SDC1.4.8.3,
(f) minimise the cost of Scheduled divergence from the Physical

Notifications in accordance with Merit Order, subject to SDC1.2(g);
SDC1-320
26 June 2019
(g) In fulfilling the objective in SDC1.2(c), minimise the requirement to
issue Notices to Synchronise before Gate Closure 2.
SDC1.3 SCOPE
SDC1.3.1 SDC1 applies to the TSO and to the following Users:
(a) Generators with regard to their:

CDGUs; and
Controllable PPMs
(b) Pumped Storage Generators with regard to their Pumped Storage

Plant Demand;
(c) Energy Storage Generators with regard to their Energy Storage Power
Station Demand;
(d) In respect of the submission of Availability Notices under SDC1.4.1,

Interconnector Owners with regard to their Interconnectors;
(e) In respect of the submission of Interconnector Schedule Quantities

under SDC1.4.4.6, Scheduling Agents with regard to the scheduling of
imports and exports across each Interconnector they have been
nominated to schedule;
(f) Demand Side Unit Operators in relation to their Demand Side Units;
and
(g) Generator Aggregators in respect of their Aggregated Generating

Units.
Each of which (other than the TSO) is a “User” under this SDC1.
SDC1.3.2 In this SDC1, the term “User” shall include users of the Distribution System that
fall under one of the above categories and are subject to Central Dispatch.
SDC1.3.3 The TSO shall inform the DNO as soon as reasonably practicable after it becomes
aware that a User that is connected to the Distribution System is required to
comply with the Grid Code.
SDC1.4 PROCEDURE
SDC1.4.1 Availability Notice
SDC1.4.1.1 Requirement
(a) Each User shall, by not later than the Gate Closure 1 each day, notify
the TSO by means of an Availability Notice (in such form as the TSO
may reasonably notify from time to time or in the form published on the
SDC1-321
26 June 2019
TSO website) of changes to the Availability and/or Demand Side Unit
MW Availability (as the case may be) of each of its:
(i) CDGUs;
(ii) Controllable PPMs;
(iii) Pumped Storage Plant Demand;
(iv) Energy Storage Power Station Demand;
(v) Interconnectors (to be submitted by the Interconnector

Owner);
(vi) Demand Side Units; or
(vii) Aggregated Generating Units as the case may be.
(b) A User may satisfy this obligation by submitting the data under the TSC,
unless the TSO requires, by notice to the User, the data to be submitted to
it directly under the Grid Code.
(c) A Generator Aggregator will satisfy the obligation in this SDC1.4.1.1

by notifying to the TSO in an Availability Notice in the form described
in paragraph (a) above the Availability of its Aggregated Generating
Units as the case may be.
(d) As a general requirement, the User shall ensure that the data in any
Availability Notice or any revision thereto is consistent with its
obligations under SDC1.4.3.2 and SDC1.4.3.4.
SDC1.4.1.2 Content
(a) The Availability Notice shall state the Availability of the relevant
CDGU, Controllable PPM, Interconnector, Demand Side Unit, Energy
Storage Power Station or Pumped Storage Plant Demand or Energy Storage
Power Station Demand as the case may be, (including, in the case of a CCGT
Installation, the Availability of each of the CCGT Modules within it) for each
Imbalance Settlement Period in the time up to an including the end of the
relevant Trading Day (subject to revision under SDC1.4.3.6). A new
Availability Notice will supersede the previous one in relation to Availability for
Imbalance Settlement Periods which are covered by the new one.
(b)
In respect of Interconnectors, the Availability Notice shall state the
physical capability of the Interconnector, and shall take account of any
further restrictions placed by any relevant agreement or the provisions of
any licence in respect of the Interconnector, but shall not otherwise take
account of any expected transmission constraints or other aspects of the
operation of the Transmission System or an External System. A new
Availability Notice will supersede the previous one in relation to
SDC1-322
26 June 2019
Availability for Imbalance Settlement Periods which are covered by the
new one.
(c) In the case of a Generator Aggregator, the Availability Notice shall

state the Availability of its Aggregated Generating Units as a whole.
SDC1.4.1.3 Whole Numbers: The MW figure stated in the Availability Notice shall be a whole
number.
SDC1.4.1.4 Atmospheric Conditions: In the case of CDGUs and Controllable PPMs which are
affected by ambient conditions, an Availability Notice submitted by a Generator
shall be stated as being the User’s best estimate of the prevailing atmospheric
conditions for the Imbalance Settlement Period to which each part of the
Availability Notice relates.
SDC1.4.2 Additional Grid Code Availability Notice
The following items are required to be submitted by each User by no later than the
Gate Closure 1 each day, with the exception of Aggregators and Demand Side
Unit Operators, direct to the TSO, regardless of whether these have to be
submitted under the TSC. The requirements in SDC1.4.1 in relation to data apply to
this SDC1.4.2 as if repeated here.
SDC1.4.2.1 Fuels: In the case where a CDGU is capable of firing on different fuels, then the
Generator shall submit an Availability Notice setting out the information in
SDC1.4.1 above for each fuel for the CDGU. The provisions of this SDC1.4.2.1
shall, with respect to PPA Generation, be read in conjunction with the provisions
of SDC1.B.3.1
SDC1.4.2.2 CCGT Availability
(a) The Availability of each CCGT Module within each CCGT Installation;
CCGT Installations
(b) In the case of a CCGT Installation, the CCGT Installation Matrix

submitted by the Generator under PCA2.3.4 of the Planning Code (as
may be revised as therein provided is used and relied upon by the TSO as
a ‘look up table’ to determine the number of CCGT Modules within a
CCGT Installation which will be synchronised to achieve the MW
Output specified in a Dispatch Instruction. When using a CCGT
Installation Matrix for Scheduling purposes, the TSO will take account
of any updated information on the individual Availability of each CCGT
Module contained in an Availability Notice submitted by a Generator
pursuant to this SDC1. The individual Availability figures submitted
under this SDC1.4.2.2 must be consistent with the Generator’s
submission under the TSC.
(c) It is accepted that in cases of change in MW Output in response to

Dispatch instructions issued by the TSO, there may be a transitional
variance to the conditions reflected in the CCGT Installation Matrix.
SDC1-323
26 June 2019
Each Generator shall notify the TSO as soon as practicable after the
event of any such variance.
(d) In achieving a Dispatch Instruction the range or number of CCGT

Modules envisaged in moving from one MW Output level to the other
should not be departed from.
(e) There is a provision in SDC1.4.5 for the Generator to revise the

individual Availability of each CCGT Module within each CCGT
Installations, subject always to the provisions of this SDC1.4.2.2;
(f) The CCGT Installation Matrix can only be amended such that the
CCGT Installation comprises different CCGT Modules in accordance
with PCA2.3.5.
SDC1.4.2.3 Constraints: Fuel constraints, emission constraints or any other technical related
constraint which may affect the Output or Demand Reduction of a Plant as the
case may be both immediately and in the longer term.
SDC1.4.3 General Availability Requirements
The provisions at SDC1.4.3.1, SDC1.4.3.2 and SDC1.4.3.3 do not apply to PPA

Generation which is dealt with in Appendix B.1.
SDC1.4.3.1 Availability of Generating Units
Each Generator and Generator Aggregator shall in relation to its CDGUs,

Controllable PPMs or Aggregated Generating Units maintain, repair, operate and
fuel the CDGU and/or Controllable PPM and/or Aggregated Generating Unit as
required by Prudent Operating Practice and any legal requirements applicable to
its jurisdiction, with a view to providing the required System Support Services as
provided for in a System Support Services Agreement.
SDC1.4.3.2 Each Generator, and where relevant each Generator Aggregator, shall, subject to
the exceptions in SDC1.4.3.3 and SDC1.4.3.3A, use reasonable endeavours to
ensure that it does not at any time declare in the case of its CDGU, Controllable
PPM, or Aggregated Generating Unit, the Availability or Technical Parameters
at levels or values different from those that the CDGU, Controllable PPM, and/or
an Aggregated Generating Unit could achieve at the relevant time. The TSO can
reject declarations to the extent that they do not meet these requirements.
SDC1.4.3.3 SDC1.4.3.2 shall not apply to the extent:
(a) it would require the Generator or, where relevant, the Generator
Aggregator to declare levels or values better than the Registered
Capacity and Technical Parameters as submitted under the Planning
Code in respect of a CDGU, a Controllable PPM and/or an Aggregated
Generating Unit;
(b) necessary during periods of Planned Outage or Planned Maintenance

Outage or otherwise with the consent of the TSO;
SDC1-324
26 June 2019
(c) necessary while repairing or maintaining the CDGU, the Controllable
PPM and/or the Aggregated Generating Unit or equipment necessary to
the operation of the CDGU, the Controllable PPM and/or the
Aggregated Generating Unit where such repair or maintenance cannot
reasonably, in accordance with Prudent Operating Practice be deferred
to a period of Planned Outage or Planned Maintenance Outage;
(d) necessary to avoid an imminent risk of injury to persons or material

damage to property (including the CDGU, the Controllable PPM and/or
the Aggregated Generating Unit); or
(c) it is not lawful for the Generator to operate the CDGU, the Controllable
PPM and/or the Aggregated Generating Units.
SDC1.4.3.3A SDC1.4.3.2 shall not apply for a CDGU, Controllable PPM, Aggregated
Generating Unit, Energy Storage Power Station or Pumped Storage Plant
Demand that is disconnected during any one of the following:
(a) any TSO scheduled Annual Maintenance Outage or portion thereof on

the Outturn Availability Connection Asset. Lasting up to and including
a maximum of five days in total in a calendar year; or
(b) where work to the Transmission System is being carried out that is driven
by the relevant CDGU, Controllable PPM, Aggregated Generating
Unit, Energy Storage Power Station or Pumped Storage Plant
Demand or driven by works related to the Connection Agreement of the
relevant CDGU, Controllable PPM, Aggregated Generating Unit,
Energy Storage Power Station or Pumped Storage Plant Demand.
This does not include work carried out related to another Generating Unit
with a different Connection Point but a shared asset.
The relevant CDGU, Controllable PPM, Aggregated Generating Unit, Energy

Storage Power Station or Pumped Storage Plant Demand shall declare
Availability at a value of zero during any one or more of (a) or (b) above, as
advised by the TSO.
SDC1.4.3.4 Availability of Demand Side Units
Each Demand Side Unit Operator shall, subject to the exceptions in SDC1.4.3.5
and SDC1.4.3.5A, use reasonable endeavours to ensure that it does not at any time
declare the Demand Side Unit MW Availability and the Demand Side Unit
characteristics of its Demand Side Unit at levels or values different from those that
the Demand Side Unit could achieve at the relevant time. The TSO can reject
declarations to the extent that they do not meet these requirements.
SDC1.4.3.5 SDC1.4.3.4 shall not apply to the extent:
(a) it would require the Demand Side Unit Operator to declare levels or
values better than Demand Side Unit MW Capacity and Technical
Parameters as submitted under the Planning Code in respect of a
Demand Side Unit;
SDC1-325
26 June 2019
(b) necessary during periods of Planned Outage or Planned Maintenance
Outage or otherwise with the consent of the TSO;
(c) necessary while repairing or maintaining the Demand Side Unit or

equipment necessary to the operation of the Demand Side Unit where
such repair or maintenance cannot reasonably, in accordance with
Prudent Operating Practice, be deferred to a period of Planned
Outage or Planned Maintenance Outage.
(d) necessary to avoid an imminent risk of injury to persons or material

damage to property (including the Demand Side Unit);
(e) it is not lawful for the Demand Side Unit Operator to change its
Demand Side Unit MW Response or to operate its Demand Side Unit.
SDC1.4.3.5A SDC1.4.3.4 shall not apply for a Demand Side Unit that is disconnected during any
one of the following:
(a) any TSO scheduled Annual Maintenance Outage or portion thereof on

the Outturn Availability Connection Asset. Lasting up to and including
a maximum of five days in total in a calendar year; or
(a) where work to the Transmission System is being carried out that is driven
by the relevant Demand Side Unit or driven by works related to the
Connection Agreement of the Demand Side Unit. This does not include
work carried out related to another Generating Unit with a different
Connection Point but a shared asset.
The relevant Demand Side Unit shall declare Availability at a value of zero
during any one or more of (a) or (b) above, as advised by the TSO.
SDC1.4.3.6 Changes in Availability:
(a)
(i) A User must, as soon as reasonably practicable after it becomes

aware of a change in its Availability in real time, submit, via
Electronic Interface or in such other form as the TSO may
reasonably notify each User from time to time, a declaration of its
actual real time Availability.
(ii) A User must, as soon as reasonably practicable after it becomes

aware of a change to the information in the Availability Notice
submitted to the TSO under SDC1.4.1.1 and as provided in this
SDC1, submit a Re-declaration to such Availability Notice in
accordance with its obligations to make the Unit Available under
SDC1.4.3 and Appendix B to this SDC1, such Re-declaration to be
submitted via Electronic Interface or in such other form as the
TSO may reasonably notify to each User from time to time.
(b) In the event that the TSO submits a Post Event Notice under OC11 in
relation to any part of the period covered by the Availability Notice at any
SDC1-326
26 June 2019
time after submission of the Availability Notice, the User shall be deemed
to have submitted a revised Availability Notice consistent with such Post
Event Notice.
(c) The revisions to the Availability Notice may include revisions of the
levels of Availability in the CCGT Installation Matrix reflecting the
revised Availability.
(d) Additional Availability Notice: A User must, as soon as reasonably

practicable after it becomes aware of a change to the information in the
Additional Grid Code Availability Notice submitted to the TSO under
SDC1.4.2 and as provided in this SDC1, submit a Re-declaration to such
Additional Grid Code Availability Notice in accordance with its
obligations to make the Unit Available under SDC1.4.3 and Appendix B
to this SDC1, such Re-declaration to be submitted via Electronic Interface
or in such other form as the TSO may reasonably notify each User from
time to time.
(e) Increasing Availability: If a Generator, a Generator Aggregator or a

Demand Side Unit Operator in respect of a CDGU, an Aggregated
Generating Unit, a Demand Side Unit, Energy Storage Power Station
or Pumped Storage Plant in relation to Demand, issues an Availability
Notice or a Re-declaration increasing (from zero or otherwise) the level
of Availability or Demand Side Unit MW Availability from a specified
time, such notice shall be construed as meaning that:
(i) in the case of a CDGU and/or Aggregated Generating Unit, the

CDGU and/or Aggregated Generating Unit is capable of being
synchronised to the Transmission System or Distribution
System at that specified time or increasing its MW Output at
that specified time as the case may be;
(ii) in the case of a CDGU which is an Open Cycle Gas Turbine,

the CDGU is capable of being started at that specified time; or
(iii) in the case of a Demand Side Unit, the Demand Side Unit is
capable of delivering a greater Demand Side Unit MW
Response at that specified time.
(f) Controllable PPM: If a Generator or, where relevant a Generator

Aggregator, in respect of a Controllable PPM, issues an Availability
Notice or a Re-declaration increasing (from zero or otherwise) or
decreasing the level of Availability from a specified time, such notice
shall be effective from the Imbalance Settlement Period following the
specified time.
(g) Decreasing Availability: When a CDGU and/or Controllable PPM is

Synchronised to the System the Generator may have occasion to issue
an Availability Notice or a Re-declaration decreasing the level of
Availability of the CDGU and/or Controllable PPM from a specified
time. Such notice shall be construed as meaning that the CDGU and/or
Controllable PPM is capable of maintaining Load at the level of the
SDC1-327
26 June 2019
prevailing Availability until the time specified in the notice. Thereafter,
the CDGU and/or Controllable PPM shall be capable of maintaining
Load to the level which would have been achieved if a Dispatch
Instruction had been given to reduce the Load. This would have
occurred with effect from the specified time, at the maximum De-
Loading Rate and/or Ramp-Down Rate declared for the CDGU and/or
Controllable PPM as a Technical Parameter at such time down to the
level of Availability specified in the new Availability Notice or a Re-
declaration. When a Demand Side Unit is providing a Demand Side
Unit MW Response the Demand Side Unit may have occasion to issue
an Availability Notice or a Re-declaration decreasing the level of
Demand Side Unit MW Availability of the Demand Side Unit from a
specified time. Such notice shall be construed as meaning that the
Demand Side Unit is capable of maintaining Demand Side Unit MW
Response at the level of the prevailing Demand Side Unit MW
Availability until the time specified in the notice. Thereafter, the
Demand Side Unit shall be capable of maintaining Demand Side Unit
MW Response to the level which would have been achieved if a
Dispatch Instruction had been given to reduce the Demand Side Unit
MW Response. This would have occurred with effect from the specified
time, at the Maximum Ramp Down Rate declared for the Demand Side
Unit as a Technical Parameter at such time down to the level of
Demand Side Unit MW Availability specified in the new Availability
Notice or a Re-declaration.
(h) If an Interconnector Owner in respect of an Interconnector issues an

Availability Notice or a Re-declaration increasing (from zero or
otherwise) or decreasing the level of available transfer capacity on the
Interconnector as a whole from a specified time, such notice shall,
subject to SDC1.4.5.1(a), be effective immediately following the
specified time.
SDC1.4.3.7 Default Availability
(a) Insofar as any data submitted or deemed to have been submitted on any
particular day in any Availability Notice or any revision thereto is
inconsistent with any other data in any other such notice, then the most
recently submitted data which, if substituted for the inconsistent data,
would make the data in such notices consistent, shall apply for the next
following Trading Day.
(b) Insofar as an Availability Notice is not submitted, the User shall be

deemed to have submitted an Availability Notice by Gate Closure 1
stating that the Availability of the relevant CDGU, Controllable PPM,
Demand Side Unit, Energy Storage Power Station and/or the
Aggregated Generating Units for the whole of the following Trading
Day will be the level of Availability and Operating Mode declared in
respect of the final Imbalance Settlement Period of the current Trading
Day.
SDC1.4.3.8 Outturn Availability
Outturn Availability shall be set equal to the declared value of Availability.
SDC1-328
26 June 2019
SDC1.4.4 Technical and Commercial Data Requirements
SDC1.4.4.3(a) shall not apply in respect of PPA Generation and the provisions of
SDC1.B.4 shall apply instead. The provisions of SDC1.4.4.2 and SDC1.4.4.4(b)
shall, with respect to PPA Generation, be read in conjunction with the provisions
of SDC1.B.3.1.
SDC1.4.4.1 Technical Parameters
(a) (i) By not later than the Gate Closure 1, each User shall in respect
of each:
- CDGU;
- Controllable PPM;
- Aggregated Generating Unit,
- Pumped Storage Plant Demand
- Energy Storage Power Station Demand; and/or
- Demand Side Unit,
submit to the TSO a Technical Parameters Notice in such

form as the TSO may reasonably notify to each User or in the
form published on the TSO website from time to time,
containing the Technical Parameters to apply for the
relevant Trading Day.
(ii) A User may satisfy this obligation by submitting the data under
the TSC, unless the TSO requires, by notice in writing to the
User, the data to be submitted to it under the Grid Code.
(iii) Subsequent revisions to the Technical Parameters Notice may

be submitted according to the technical offer data submission
provisions as set out in the TSC. If there is a change to the data
submitted under the TSC, the User shall notify the TSO.
(iv) As a general requirement, the User shall ensure that the data in
any Technical Parameters Notice, or any revision thereto is
consistent with its obligations under SDC1.4.3.2 and
SDC1.4.3.4.
(b) Flexibility:
(i) In the case of any Technical Parameters as to which the User

should, acting in accordance with Prudent Operating Practice,
have some flexibility either in the revision itself or in the time at
which the revision is to take effect the TSO may, acting
reasonably, suggest an amended data figure and/or an amended
time at which the data figure is to take effect.
(ii) Insofar as it is able to do so without breaching any obligations

regarding confidentiality contained either in the TSO Licence or
SDC1-329
26 June 2019
in any agreement, the TSO shall notify the User of the reasons
for such flexibility request in such degree of detail as the TSO
considers reasonable in the circumstances.
(iii) If the User agrees to such suggestion (such agreement not to be

unreasonably withheld) the User shall use reasonable endeavours
to accommodate such suggestion and submit a revised Technical
Parameters Notice accordingly. In any event, the TSO may
require such further information on the revision as is reasonable
and the User shall give the TSO such information as soon as
reasonably practicable.
A User shall notify the TSO as soon as it becomes aware, acting in accordance with
Prudent Operating Practice, that any of the data submitted under SDC1.4.4.1
changes.
(c) Changes to Technical Parameters
A User must, as soon as reasonably practicable after it becomes

aware of a change in its Technical Parameters in real time,
submit, via Electronic Interface or in such other form as the
TSO may reasonably notify each User from time to time, a
declaration of its actual real time Technical Parameters.
If any of the data submitted to the TSO under SDC1.4.4.1,

SDC1.4.4.3 and the relevant provisions of Appendix B to this
SDC1 and SDC1.4.4.4 changes, a User shall, as soon as
reasonably practicable after it becomes aware of a change to the
information in a Technical Parameters Notice and subject to
SDC1.4.3, (in the case of data submitted under SDC1.4.4.1 by
means of a Technical Parameters Notice) submit a Re-
declaration to that Technical Parameters Notice via
Electronic Interface or in such other form as the TSO may
reasonably notify to each User from time to time.
(d) Energy Limits for Hydro Units: A Generator in respect of its

Hydro Units shall resubmit Energy Limits on the Trading Day
regardless of whether the Energy Limits have changed since
Gate Closure 1. Revised Energy Limits for Hydro Units may
be submitted at any time up until 11.00 hours on the Trading
Day in writing per unit basis.
(e) Default Technical Parameters:
Insofar as any data submitted or deemed to have been submitted

on any particular day in any Technical Parameters Notice (such
notice not being relevant to an Interconnector Owner) or any
revision thereto is inconsistent with any other data in any other
such notice, then the most recently submitted data which, if
substituted for the inconsistent data, would make the data in such
SDC1-330
26 June 2019
notices consistent, shall apply for the next following Trading
Day.
Insofar as not submitted or revised, the applicable Standing

Technical Offer Data for Technical Parameters shall apply for
the next following Trading Day.
Energy Limits for Hydro Units: In respect of Hydro Units, the

Energy Limit that applied to the previous Trading Day will be
used.
SDC1.4.4.2 Additional Grid Code Characteristics Notice
The following items are required to be submitted by each User, direct to the TSO:
(a) Individual CCGT Module data equivalent to the data required for a
CCGT Installation. It shall also show any revisions to the Technical
Parameters for each of the CCGT Modules within it.
(b) Different Fuels: In the case where a CDGU is capable of firing on

different fuels, then the Generator shall submit an Additional Grid
Code Characteristics Notice in respect of any additional fuel for the
CDGU, each containing the information set out in SDC1.4.4.1 above for
each fuel and each marked clearly to indicate to which fuel it applies.
(c) [Not used]
(d) In the case of Interconnector Owners, Interconnector data, including

but not limited to the Availability of Interconnector Filters.
(e) In relation to each Demand Side Unit, the Demand Side Unit Notice
Time and the Demand Side Unit MW Response Time.
(f) Where there is a System Support Services Agreement in place, the

System Support Services which are Available.
(g) The parameters listed in Appendix A Part 2 of SDC1.
(h) [Not used]
(i) In the case of Kilroot Power Station, Ballylumford Power Station and
Coolkeeragh Power Station, which configuration referred to in
PC.A3.3.12 the Power Station is operating at for each Imbalance
Settlement Period.
Data submitted under SDC1.4.4.2 shall, in respect of two shifting limitations,

Governor Droop, reserve capability and MVAr capability, be submitted to the TSO
in such form as the TSO may reasonably notify to each User or in the form
published on the TSO website from time to time.
SDC1-331
26 June 2019
A User shall notify the TSO as soon as it becomes aware, acting in accordance with
Prudent Operating Practice, that any of the data submitted under SDC1.4.4.2 is no
longer correct.
Any changes to the MVAr capability shall be expressed as the maximum MVAr
capability, for both leading and lagging MVAr, at the Registered Capacity.
Changes to Additional Grid Code Characteristics:
A User must, as soon as reasonably practicable after it becomes aware of a change

in its Additional Grid Code Characteristics in real time, submit, via Electronic
Interface or in such other form as the TSO may reasonably notify each User from
time to time, a declaration of its actual real time Additional Grid Code
Characteristics.
A User must, as soon as reasonably practicable after it becomes aware of any

changes to the information in an Additional Grid Code Characteristics Notice
submitted to the TSO under SDC1.4.4.2, submit a Re-declaration to such Additional
Grid Code Characteristics Notice via Electronic Interface or in such other form as
the TSO may reasonably notify to each User from time to time.
SDC1.4.4.3 Reserve capability:
(a) A Generator or Generator Aggregator shall notify the TSO as soon as

it becomes aware, acting in accordance with Prudent Operating
Practice, if any of its CDGUs and/or Controllable PPMs or Aggregated
Generating Units (or associated Power Station Equipment) is unable to
meet the reserve capability specified in the relevant Sustained Load
Diagrams, whether that is due to a defect in the CDGU and/or
Controllable PPM and/or Aggregated Generating Units or in its
associated Power Station Equipment.
Any changes to the ability to meet the reserve capability specified in the
relevant Sustained Load Diagram(s) shall be expressed as the maximum
reserve capability for each category of reserve, as applicable to the
relevant CDGU.
Such notification shall be made by submitting an Additional Grid Code

Characteristics Notice in accordance with the Generator's obligations
under SDC1.4.3.2 and paragraphs 1.B.1.1 and 1.B.1.2 of Appendix B to
this SDC1, such Reserve Characteristics may only be amended
(without the TSO's consent) in the event of a defect in or failure of a
CDGU and/or Controllable PPM and/or Aggregated Generating Units
or any associated Power Station Equipment.
(b) A change following such notification will only take effect for so long as
it takes, acting in accordance with Prudent Operating Practice, for the
relevant CDGU and/or Controllable PPM and/or Aggregated
Generating Units or associated Power Station Equipment to be
repaired and such repair shall re-instate the reserve capability to its
previous level or to such other level as the TSO may, acting in
accordance with Prudent Operating Practice, agree, taking into
SDC1-332
26 June 2019
account the provisions of SDC1.4.4.4(a), and the Generator shall then
submit a Technical Parameters Notice re-declaring the reserve
capability accordingly. The Generator shall advise the TSO of the
nature of any such defect or failure and of the Generator's best estimate,
acting as a reasonable and prudent Generator, of the time it will take to
effect the repair to restore the Reserve Characteristics to their former
level.
SDC1.4.4.4 Other Relevant Data
(a) By not later than Gate Closure 1each day, each User in respect of each of
its Plant, shall in respect of the following Trading Day submit to the
TSO in writing in the form set out on the TSO website or in such other
form as the TSO may reasonably notify to each User from time to time),
details in relation to the relevant Trading Day of any newly arisen special
factors, including abnormal risk to loss, which in the reasonable opinion of
the User may have a material effect on the likely MW Output or Demand
Side Unit MW Response of such Plant (including, for a CCGT
Installation in relation to each of the CCGT Modules therein). The
notice shall be consistent with the User’s obligations under SDC1.4.3.2.
The provisions of this paragraph also apply to Interconnector Owners in
relation to their Interconnector Filters.
(b) Where a CDGU is capable of firing on different fuels, then the

Generator shall submit details in respect of each fuel for the CDGU.
Each set of details shall contain the information set out in (a) above for
each fuel and each shall be marked clearly to indicate to which fuel it
applies.
(c) A User, acting in accordance with Prudent Operating Practice, shall

notify the TSO as soon as it becomes aware that any of the data
submitted under SDC1.4.4.4 has changed.
(d) Changes to Other Relevant Data
The User must notify the TSO via Electronic Interface of any new
Other Relevant Data of which it becomes aware as soon as reasonably
practicable after it becomes aware of such data.
(e) Default Other Relevant Data
Insofar as any data submitted or deemed to have been submitted on any

particular day in any notice of Other Relevant Data or any revision
thereto is inconsistent with any other data in any other such notice, then
the most recently submitted data which, if substituted for the inconsistent
data, would make the data in such notices consistent, shall apply for the
next following Trading Day.
Insofar as not submitted or revised, the last notice relating to Other

Relevant Data to have been submitted shall apply for the next following
Trading Day.
SDC1-333
26 June 2019
(f) As a general requirement, the User shall ensure that the data in any
notice of any Other Relevant Data or any revision thereto is consistent
with its obligations under SDC1.4.3.2 and SDC1.4.3.4.
SDC1.4.4.5 Commercial Offer Data
(a) Each:
- Generator;
- Energy Storage Generator;
- Pumped Storage Generator;
- Demand Side Unit Operator; and
- Generator Aggregator,
shall in respect of:
- each of its CDGUs;
- each of its Energy Storage Power Station Demand;
- each of its Pumped Storage Plant Demand;
- each of its Interconnector Units;
- each of its Demand Side Units; and
- its Aggregated Generating Units,
submit to the TSO, either directly or by means of an Intermediary on its

behalf (if applicable), Commercial Offer Data in accordance with the
TSC.
(b) The TSO may require, by notice to the relevant User, the data referred to
at SDC1.4.4.5 (a) to (c) to be submitted to it directly under the Grid
Code. All data items submitted under this SDC1.4.4.5 are to be at levels
of MW Output at the Connection Point.
(c) Amendments to Commercial Offer Data shall be in accordance with the

TSC.
(d) Default Commercial Offer Data:
Insofar as not submitted or revised , Commercial Offer Data shall be

deemed in accordance with the TSC.
SDC1.4.4.6 Physical Notifications and Interconnector Schedule Quantities
(a) Each:
 Generator;
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26 June 2019
 Energy Storage Generator;
 Pumped Storage Generator;
 Demand Side Unit Operator; and
 Generator Aggregator,
shall in respect of:
Each of its CDGUs;

Each of its Energy Storage Power Station Demand;
Each of its Pumped Storage Plant Demand;
Each of its Demand Side Units; and
Its Aggregated Generating Units,
submit to the TSO, either directly or by means of an Intermediary on its

behalf (if applicable), Physical Notifications by Gate Closure 1 for the
corresponding Trading Days in accordance with the TSC. Physical
Notifications shall be technically feasible. Users shall ensure that the
accuracy of Physical Notifications is commensurate with Prudent
Operating Practice.
(b) Prior to Gate Closure 2, Physical Notifications submitted in accordance

with SDC1.4.4.6(a) shall be amended by the User (or Intermediary if
applicable) to align with changes to their expected Active Power
Generation or Active Power Demand. A new Physical Notification will
supersede the previous one in relation to a Physical Notification for
Imbalance Settlement Periods or parts thereof which are covered by the
new one. At Gate Closure 2, Physical Notifications for the relevant
Imbalance Settlement Period become Final Physical Notifications for
that Imbalance Settlement Period. Final Physical Notifications may
not be amended.
(c) Each Generator may, in respect of their Controllable PPM submit

Physical Notifications in accordance with the provisions of
SDC1.4.4.6(a) and SDC1.4.4.6(b).
(d) Each Scheduling Agent shall in respect of each Interconnector they have
been nominated to schedule, submit to the TSO, Interconnector
Schedule Quantities by Gate Closure 1 for the corresponding Trading
Days in accordance with the TSC. Prior to Gate Closure 2 for each
Imbalance Settlement Period (or an alternative later time advised from
time to time by the TSO acting in accordance with Prudent Operating
Practice but not later than the start of the Imbalance Settlement Period),
Scheduling Agents shall submit further Interconnector Schedule
Quantities in accordance with the TSC to reflect trading in intraday
markets. At Gate Closure 2 for an Imbalance Settlement Period (or an
alternative later time advised from time to time by the TSO acting in
accordance with Prudent Operating Practice but not later than the start
of the Imbalance Settlement Period), further Interconnector Schedule
Quantities may not be submitted for that Imbalance Settlement Period.
SDC1-335
26 June 2019
(e) Notwithstanding the obligations in SDC1.4.4.6(a) and SDC1.4.4.6(b), a
value of zero will be deemed in all Imbalance Settlement Periods, or
parts thereof, for which Physical Notifications data or Interconnector
Schedule Quantities data has not been submitted.
(f) If a User has submitted proposals for a test to the TSO and subsequently
receives approval for the test from the TSO, the User (or their
Intermediary, if applicable) shall submit Physical Notifications for the
unit under test in accordance with the TSC to identify the time periods
during which their units are under test. The User shall ensure that the
Physical Notifications submitted in respect of a unit under test align with
the approved test start time, test MW Output profile (or Demand Unit
MW Response profile in the case of Demand Side Units) and test end
time.
SDC1.4.7 Form of Submission
(a) Where this SDC1 requires a User to submit a notice, it may instead of
submitting it in writing, submit the information required in such a notice
(which information shall be supplied in full) by telephone subject to the
TSO’s prior consent (identifying unambiguously the type of notice which
is thereby being submitted).
(b) The individual who is giving the notice by telephone on behalf of the
User shall firstly specify the time at which the notice is being given, then
identify himself and ask the individual receiving the notice on behalf of
the TSO also to identify himself. The information required by the notice
shall then be given, including (without limitation) the identity of the
CDGU, Controllable PPM, Energy Storage Power Station Demand,
Aggregated Generating Unit, Pumped Storage Plant and Demand
Side Unit to which the notice relates.
(c) The notice shall then be confirmed by facsimile transmission or by any

electronic means as agreed with the TSO as soon as possible thereafter
(and in any event be sent to the TSO within 2 hours). Where a facsimile
is so sent by way of confirmation, it shall state clearly that it is in
confirmation of a notice already given by telephone and shall state the
exact time at which the notice was given by telephone.
SDC1-336
26 June 2019
SDC1.4.8 Compilation of Indicative Operations Schedules
The provisions of SDC1.4.8.2 and SDC1.4.8.8 shall, with respect to PPA Generation,
be read in conjunction with the provisions of SDC1.B.3.2 and SDC1.B.3.3
respectively.
SDC1.4.8.1 Indicative Operations Schedules will be compiled by the TSO in conjunction with
the Other TSO as further provided in this SDC1.4.8 as a statement of which CDGUs
and/or Controllable PPM and/or transfers across any Interconnector and/or
Demand Side Units and/or Pumped Storage Plant Demand and/or Energy Storage
Power Station Demand and/or Aggregated Generating Units and equivalent units
in the Republic of Ireland may be required to operate and their expected MW
Output. The TSO in conjunction with the Other TSO will periodically update the
Indicative Operations Schedules.
SDC1.4.8.2 Merit Order
Subject as provided below, a Merit Order will be compiled by the TSO (in
conjunction with the Other TSO) for each Imbalance Settlement Period from the
Price Quantity Pairs, Start-Up Cost, Shutdown Cost and No-Load Cost (which
together shall be known as the “Price Set”) and, subject as provided in this SDC1,
used to determine which of the CDGUs, Controllable PPMs, Pumped Storage
Plant Demand, Energy Storage Power Station Demand, Demand Side Units,
Aggregated Generating Units or Interconnector power transfer to Schedule and
Dispatch in relation to their Price Sets at values that differ from those indicated by
Physical Notifications and Interconnector Schedule Quantities, as required to
deliver the objectives set out in SDC1.2(a), SDC1.2(b) and SDC1.2(c). The Merit
Order for increasing MW Output above the level indicated in Physical
Notifications and Interconnector Schedule Quantities will be on the basis of
ascending prices so that once committed the CDGU, Controllable PPM, Pumped
Storage Plant Demand, Energy Storage Power Station Demand, Demand Side
Unit, Aggregated Generating Unit Price Set or bid-offer data from an External
System Operator at the head of the Merit Order will be that which has the lowest
price per MWh, and that at the foot of the Merit Order shall be the one with the
highest price per MWh. Each CDGU, Controllable PPM, Pumped Storage Plant
Demand, Energy Storage Power Station Demand, Demand Side Unit,
Aggregated Generating Units and/or bid-offer data from an External System
Operator shall appear in the Merit Order for each Price Set submitted.
The Merit Order for dispatching MW Output to a level below that indicated in
Physical Notifications and Interconnector Schedule Quantities will be on the
basis of descending prices so that the CDGU, Controllable PPM, Pumped Storage
Plant Demand, Energy Storage Power Station Demand, Demand Side Unit,
Aggregated Generating Unit Price Set or bid-offer data from an External System
Operator at the head of a Merit Order will be that which has the highest price per
MWh, and that at the foot of a Merit Order shall be the one with the lowest price
per MWh. Each CDGU, Controllable PPM, Pumped Storage Plant Demand,
Energy Storage Power Station Demand, Demand Side Unit, Aggregated
Generating Units or bid-offer data from an External System Operator shall
appear in the Merit Order for each Price Set submitted.
SDC1-337
26 June 2019
SDC1.4.8.3 In compiling the Indicative Operations Schedules in conjunction with the Other
TSO, the TSO will take account of the following factors (and the equivalent factors
on the Other Transmission System will be so treated separately by the Other
TSO):
(i) Physical Notifications, Final Physical Notifications or Interconnector

Schedule Quantities (as the case may be) submitted in accordance with
SDC1.4.4.6;
(ii) Transmission System constraints which may vary from time to time, as
determined by the TSO;
(iii) Reserve constraints which may vary from time to time, as determined by
the TSO;
(iv) the need to provide an Operating Margin (by using the various categories
of reserve as specified in OC3 (as the case may be), as determined by the
TSO acting in conjunction with the Other TSO;
(v) Transmission System stability considerations;
(vi) the level of MW Output and availability covered by Non Centrally

Dispatched Generating Units, by Plant subject to Priority Dispatch and
by Controllable PPM;
(vii) the Energy Limits for Hydro Units;
(viii) in respect of all Plant, the values of their Technical Parameters

registered under this SDC1 and other information submitted under
SDC1.4.4.4;
(ix) Commercial Offer Data for each CDGU and/or Controllable PPM and
the Shutdown Cost of each Demand Side Unit and equivalent
commercial data provided by an External System Operator in respect of
Interconnectors;
(x) the requirements, as determined by the TSO, for Voltage Control and
Mvar reserves;
(xi) CDGU and/or Controllable PPM stability, as determined by the TSO;
(xii) other matters to enable the TSO to meet its Licence Standards and the
Other TSO to meet its equivalent;
(xiii) the requirements as determined by the TSO, for maintaining Frequency

Control;
(xiv) Monitoring and/or Testing and/or Investigations to be carried out, or

being carried out, under OC11 (as the case may be), testing to be carried
out, or being carried out, at the request of a Generator in relation to a
PPA CDGU under OC11.8, testing to be carried out at the request of a
User in respect of User’s Equipment other than a PPA CDGU under
OC11.13 and/or Commissioning/Acceptance Testing under the CC;
SDC1-338
26 June 2019
(xv) System Tests;
(xvi) the inability of any CDGU and/or Controllable PPM to meet its full
reserve capability;
(xvii) Inter-jurisdictional Tie Line limits;
(xviii) other facts as may be reasonably considered by the TSO to be relevant to

the Indicative Operations Schedule;
(xix) the inflexible characteristics as declared by the Generator and abnormal

risks;
(xx) losses on the Transmission System and on the Other Transmission

System;
(xxi) requirements within any Constrained Group;
(xxii) the requirements to manage gas flows;
(xxiii) fuel and emission constraints of a Plant as well as any other technical
related factors which may constrain the Output or Demand Reduction of
a Plant as the case may be both immediately and in the longer term.
(xxiv) any inter-unit dependencies notified to the TSO that restrict the number of
Generating Units that can start up or shut down simultaneously.
(xxv) factors used by the TSO (and the Other TSO) in order to comply with
Statutory Instruments, Statutory Regulations and/or the Licence which
may impact Scheduling and Dispatch;
(xxvi) factors used by the TSO (and the Other TSO) to comply with the
objectives in SDC1.2(g);
SDC1.4.8.4 Taking account of and applying the factors referred to in SDC1.4.8.3, Indicative
Operations Schedules shall be compiled by the TSO in conjunction with the Other
TSO to Schedule such CDGUs, Controllable PPM, Pumped Storage Plant
Demand, Demand Side Units, Aggregated Generating Units and/or such
Interconnector power transfers, and equivalent units or power transfers of
equivalent units in the Republic of the Ireland, which have been declared Available
in an Availability Notice (and the equivalents on the Other Transmission
System):
(i) in accordance with the applicable Merit Order
(ii) as will in aggregate (after taking into account electricity delivered other
than from CDGUs, Controllable PPMs, Aggregated Generating Units,
and/or Interconnector power transfers and variation in Demand from
SDC1-339
26 June 2019
Pumped Storage Plant Demand, Energy Storage Power Station
Demand and Demand Side Units) be sufficient to match at all times (to
the extent possible having regard to the Availability or Demand Side
Unit MW Availability of CDGUs, Controllable PPMs, Pumped
Storage Plant Demand, Energy Storage Power Station Demand,
Demand Side Units, Aggregated Generating Units and Interconnector
power transfers) the forecast aggregated Demand (derived under OC1 of
the Grid Code and the Other Grid Code) together with such margin of
reserve as the TSO working in conjunction with the Other TSO shall
consider to be appropriate; and
(iii) as will in aggregate be sufficient to match minimum forecast Demand

levels together with a sufficient Minimum Demand Regulation.
The taking account of and application of the factors in SDC1.4.8.3 will mean that, in
general, strict adherence to Merit Order may not necessarily be feasible.
SDC1.4.8.5 The TSO will periodically rerun the Scheduling process and issue revised
Indicative Operating Schedules to take account of any of the following factors
(and the equivalent factors on the Other Transmission System which will be so
dealt with separately by the Other TSO):
(a) changes to Physical Notifications;
(b) changes to Interconnector Schedule Quantities;
(c) changes to Commercial Offer Data [and bid-offer data from External
Transmission System Operators];
(d) changes to Availability or Demand Side Unit MW Availability and/or

Technical Parameters of CDGUs and/or Controllable PPM and/or
Aggregated Generating Units and/or Interconnectors and/or Demand
Side Units notified to the TSO;
(e) changes to Demand forecasts on the Island of Ireland;
(f) changes to PPM resource forecasts on the Island of Ireland;
(g) changes to Transmission System constraints, emerging from the

necessarily iterative process of Scheduling and network security
assessment;
(h) changes to CDGU and/or Controllable PPM requirements following

notification to the TSO of the changes in capability of a Generator to
provide a Special Action as described in SDC2;
(i) changes to CDGU and/or Controllable PPM requirements within

Constrained Groups, following re-appraisal of System Demand
forecasts on the Island of Ireland within that Constrained Group;
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26 June 2019
(j) changes to any conditions which in the reasonable opinion of the TSO,
would impose increased risk to the Transmission System and would
therefore require an increase in the Operating Margin;
(k) known (or emerging) limitations and/or deficiencies of the Scheduling

process.
SDC1.4.8.6 When:
(a) adverse weather is anticipated;
(b) there is a high risk to the whole or part of the Transmission System
and/or the Other Transmission System;
(c) Demand Control has been instructed by the TSO;
(d) a Total or Partial Shutdown exists; or
(e) the Fuel Security Code is invoked or is anticipated to be invoked;
these factors may mean that a CDGU, Controllable PPM, Pumped Storage Plant
Demand, Energy Storage Power Station Demand, Demand Side Unit,
Aggregated Generating Unit and/or Interconnector transfers is/are chosen other
than in accordance with the profile described in Physical Notifications (the Active
Power profile derived from Interconnector Schedule Quantities in respect of
Interconnectors) and amended in line with Merit Order to a greater degree than
would be the case when merely taking into account the factors listed in SDC1.4.8.3
in order to seek to maintain the integrity of the Transmission System.
SDC1.4.8.7 (a) The Synchronising and De-Synchronising times (and, in the case of
Pumped Storage Plant Demand and Energy Storage Power Station
Demand, the relevant effective time) shown in the Indicative
Operations Schedule are indicative only and it should be borne in mind
by Users that the Dispatch Instructions could reflect more or different
CDGU, Aggregated Generating Unit and/or Controllable PPM,
Pumped Storage Plant Demand, Energy Storage Power Station
Demand and/or Aggregate Generating Unit requirements than in the
Indicative Operations Schedule. The TSO may issue Dispatch
Instructions in respect of any CDGU and/or Aggregated Generating
Unit, Controllable PPM, Pumped Storage Plant Demand, Energy
Storage Power Station Demand or Aggregated Generating Unit
which has not declared an Availability or Demand Side Unit MW
Availability of 0 MW in an Availability Notice. Users with CDGUs
and/or Aggregated Generating Units, Controllable PPM, Pumped
Storage Plant Demand, Energy Storage Power Station Demand shall
ensure that their units are able to be Synchronised, or in the case of
Pumped Storage Plant Demand and Energy Storage Power Station
Demand, used at the times Scheduled, but only if so Dispatched by the
TSO by issue of a Dispatch Instruction. Users shall, as part of a
revision to the Technical Parameters, indicate to the TSO the latest
time at which a Dispatch Instruction is required to meet the scheduled
Synchronising time or in the case of Pumped Storage Plant Demand
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and Energy Storage Power Station Demand, the Scheduled relevant
effective time.
(b) The provisions of SDC1.4.8.7(a) shall apply to Demand Side Units with
the exception that reference to relevant effective time shall be read as a
reference to Demand Side Unit Notice Time.
SDC1.4.8.8 Content of Indicative Operations Schedules
The information contained in the Indicative Operations Schedule will indicate,

where appropriate, on an individual CDGU, Controllable PPM, Pumped Storage
Plant Demand, Energy Storage Power Station Demand, Demand Side Unit,
Aggregated Generating Units and /or Interconnector basis, the period and
Loading for which it is Scheduled during the relevant Trading Day. In the case of
a CDGU which is capable of firing on two different fuels, it will also indicate the
fuel for which it is Scheduled. If no fuel is contained in the Indicative Operations
Schedule, then the most recently specified fuel shall be treated as having been
indicated.
SDC1.4.8.9 Issue of Indicative Operations Schedule
(a) The initial Indicative Operations Schedule for a Trading Day will be
published for access by Users (or where in relation to a CDGU the User
does not have access to where it would be published, shall, subject to
agreement with the TSO (such agreement not to be unreasonably withheld
or delayed), be sent by the TSO to that User) by 1600 hours on the day
preceding the relevant Trading Day. However, if on any occasion the TSO
is unable to meet these times, the TSO also reserves the right to extend the
timescale for the issue of the initial Indicative Operations Schedules to the
extent necessary. Following the issue of the initial Indicative Operations
Schedule preceding the relevant Trading Day, the TSO will issue revised
Indicative Operations Schedules to reflect updated information from the
Scheduling process.(b) Indicative Operations Schedules issued by
the TSO may comprise several schedules covering short term, medium term
or long term timeframes where long term covers the period up to 48 hours
immediately following real time.
(c) The TSO may issue Dispatch Instructions to Users in respect of CDGUs,
Controllable PPMs, Pumped Storage Plant Demand and/or Energy
Storage Power Station Demand and/or Demand Side Units and/or
Aggregated Generating Units and/or Interconnector transfers before the
issue of the Indicative Operations Schedule for the Trading Day to which
the Dispatch instruction relates if the Synchronous Start Up Time for the
relevant CDGUs and/or Controllable PPMs, Pumped Storage Plant
Demand and/or Energy Storage Power Station Demand and/or Demand
Side Unit and/or Aggregated Generating Unit requires the Dispatch
instruction to be given at that time. When the length of the time required
for Notice to Synchronise is within 30 minutes of causing the CDGU
and/or Controllable PPMs and/or Pumped Storage Plant Demand and/or
Energy Storage Power Station Demand to be unable to meet the
indicative Synchronising time in the Indicative Operations Schedule or a
SDC1-342
26 June 2019
subsequent indicative Synchronising time and no Dispatch Instruction
has been received, the Generator shall inform the TSO without delay.
SDC1.4.8.10 Regulation
It is a requirement for running the Transmission System that all Synchronised

CDGUs and/or Controllable PPMs shall at all times be capable of reducing MW
Output sufficient to allow a sufficient Regulating Margin for adequate Frequency
Control. The TSO will monitor the MW Output data of the Indicative
Operations Schedule against forecast of System Demand on the Island of Ireland
to see whether the level of regulation for any period is sufficient, and may take any
shortfall into account in Scheduling and Dispatch.
SDC1.4.8.11 Data Requirements
SDC1 Appendix A Part 1 sets out the Technical Parameters for which values are
to be supplied by a User in respect of each of its CDGUs and/or Controllable
PPMs and/or Pumped Storage Plant Demand and/or Energy Storage Power
Station Demand and/or Demand Side Units and/or Aggregated Generating Units
by not later than Gate Closure 1 for the relevant Trading Day.
SDC1 Appendix A Part 2 sets out the additional data items required in respect of an
Additional Grid Code Characteristics Notice.
SDC1-343
26 June 2019
SDC1 – APPENDIX A
Part 1. Technical Parameters
Technical Parameter CDGU Control DSU Agg. ESPS Pump

PPM Gen Demand Storage
Demand
Thermal Hydr/ Disp. Pump - Indiv. Agg. - -
En Ltd PPM S Gen Demand Demand
Site Sites
Block Load Cold     
Block Load Hot 
Block Load Warm 
Charging Capacity    
ESPS
Gen Only
Cycle Efficiency     
ESPS

Gen Only
Demand Side Unit  
=Notice
Deload Break Point     
Demand Side Unit MW       
Availability
Demand Side Unit MW       
Response Time
De-Loading Rate 1     
Dwell Time Up 1     
Dwell Time Down 1     
Dwell Time Up Trigger     
Point 1
Point 2
Point 3
Dwell Time Down     
Trigger Point 1
Trigger Point 2
Trigger Point 3
End Point of Start Up     
Period
Energy Limit 
Forecast Minimum     
ESPS
Output Profile Gen Only
Forecast Minimum    
Generation Profile
Load Up Break Point     
Cold (1)
Cold (2)
Load Up Break Point 
Hot (1)
SDC1-344
26 June 2019
Demand
Site Sites
Hot (2)
Warm (1)
Warm (2)
Loading Rate Cold (1)     
Loading Rate Hot (1) 
Loading Rate Warm (1) 
Max Ramp Down Rate  
(shall be a number
greater than zero)
Max Ramp Up Rate  
(shall be a number
greater than zero)
Maximum Charge    
ESPS
Capacity Gen Only
Maximum Down Time  
Maximum Generation /     
Registered Capacity
Maximum On Time     
Maximum Storage 
Capacity
Minimum Charge    
ESPS
Capacity Gen Only
Minimum Down Time  
Minimum Generation     
Minimum Off Time       
Minimum On Time     
Minimum Storage  
Capacity
Off to Generating Time      
Off to Spin Pump Time       
(Other relevant technical      
parameters)
Pumping capacity  
Ramp Down Break Point      
1
2
3
4
Ramp Down Rate 1      
SDC1-345
26 June 2019
Demand
Site Sites
Ramp Down Rate 3     
Ramp Up Break Point 1      
Ramp Up Rate 1      
Ramp Up Rate 2      
Ramp Up Rate 3      
Ramp Up Rate 4      
Ramp Up Rate 5      
Short Term     
Maximisation Capability
Short Term     
Maximisation Time
Soak Time Cold (1)     
Soak Time Hot (1) 
Soak Time Trigger Point     
Cold (1)
Cold (2)
Soak Time Trigger Point 
Hot (1)
Hot (2)
Warm (1)
Warm (2)
Soak Time Warm (1) 
Spin Pump to Pumping      
Energy Time
Synchronous Start-Up     
Time Cold
Time Hot
Synchronous Start-Up 
Time Warm
Start of Restricted Range     
1
End of Restricted Range     
1
2
2
SDC1-346
26 June 2019
Part 2. Additional data items required in an Additional Grid Code Characteristics Notice
Variable Applies to
Time from initiation of a start to achieving CDGUs which are Open Cycle Gas
Dispatched Load Turbines or CCGTs
Governor Droop All CDGUs, except Aggregated Generating

Units
Sustained Response Capability All PPA CDGUs
The maximum reserve capability for each All non-PPA CDGUs, except Aggregated
category of reserve Generating Units
Two shifting limitation (limitation on the All CDGUs, except Aggregated Generating
number of Start-ups per Trading Day) Units
The MW and Mvar capability limits within All CDGUs, except Aggregated Generating
which the CDGU is able to operate as shown Units
in the relevant Generator Performance
Chart
Maximum number of on Load cycles per 24 All CDGUs, except Aggregated Generating
hour period, together with the maximum Units
Load increases involved
^Maximum number of changes to the All CDGUs, except Aggregated Generating

Dispatched Fuel per 24 hour period Units
Maximum quantity of oil in “ready-use All CDGUs, except Aggregated Generating

tanks” and associated pipework Units
^Maximum number of changes to the All CDGUs, except Aggregated Generating

Designated Fuel per 24 hour period Units
^Minimum notice to change the Designated All CDGUs, except Aggregated Generating
Fuel. Units
Settings of the Unit Load Controller for All CDGUs, except Aggregated Generating
each CDGU for which a Unit Load Units
Controller is required under CCS1.5.5 of the
SONI Grid Code
SDC1-347
26 June 2019
Variable Applies to
Time between De-Synchronising different All CDGUs, except Aggregated Generating

CDGUs in a Power Station which, in the case Units
of Coolkeeragh Power Station only, shall be
stated for both paired and single CDGUs.
SDC1-348
26 June 2019
SDC1 - APPENDIX B
SDC1.B.1 The following paragraphs apply in relation to PPA Generation in place of

SDC1.4.3.1 to SDC1.4.3.3.
SDC1.B.1.1 In relation to PPA Generation, each Generator shall subject always to the terms
and conditions of any applicable Generating Unit Agreement throughout the term
of the Generating Unit Agreement relating to a particular PPA CDGU, maintain,
repair, operate and fuel the CDGU as required by Prudent Operating Practice and
any legal requirements with a view to providing the Contracted Capacity and the
Contracted Technical Parameters, provided that in determining when so to
maintain or repair the CDGU, the Generator may have regard to the amount of
Availability Payments (including reductions in and rebates of Availability
Payments) which may at any time be earned (or suffered) by it under the relevant
Generating Unit Agreement and to its obligations under clause 5.1 of the relevant
Power Station Agreement.
SDC1.B.1.2 In relation to PPA Generation, the Generator shall use reasonable endeavours to
ensure that it does not at any time declare by issuing or allowing to remain
outstanding an Availability Notice, or a Technical Parameter Notice which
declares the Availability or Technical Parameters of the CDGU, (including, in the
case of a CCGT Installation, its Operating Mode) at levels or values different
from those that the PPA CDGU could achieve at the relevant time except:
(a) during periods of Planned Outage or Short Term Planned

Maintenance Outage or otherwise with the consent of the TSO;
(b) while repairing or maintaining the PPA CDGU or equipment necessary

to the operation of the PPA CDGU where such repair or maintenance
cannot reasonably, in accordance with Prudent Operating Practice, be
deferred to a period of Planned Outage or Short Term Planned
Maintenance Outage;
(c) where necessary to avoid an imminent risk of injury to persons or

material damage to property (including the PPA CDGU);
(d) if it is not lawful for the Generator to operate the PPA CDGU; or
(e) to the extent that the Generator is affected by Force Majeure under the
Generating Unit Agreement;
provided that nothing in the Grid Code shall require the Generator to declare
levels or values better than Contracted Capacity and Contracted Technical
Parameters in respect of a PPA CDGU.
SDC1.B.1.3 The Generator shall provide the TSO with all information necessary to enable the
TSO to implement and apply the above provisions.
SDC1.B.3 References to fuel
The following paragraphs apply in relation to PPA Generation and the

interpretation of this SDC1.
SDC1-349
26 June 2019
SDC1.B.3.1 References to “fuel” at SDC1.4.2.1, SDC1.4.4.2 and SDC1.4.4.4(b) shall be read as
references to “Designated Fuel”.
SDC1.B.3.2 The final two sentences of SDC1.4.8.8 shall be read as follows:.
In the case of a CDGU which is capable of firing on two different Designated

Fuels, it will also indicate the Designated Fuel for which it is scheduled during the
following Trading Day. If no Declared Fuel and/or, where relevant Designated
Fuel is contained in the Indicative Operations Schedule, then the most recently
specified Declared Fuel and/or, where relevant, Designated Fuel shall be treated as
having been indicated.
SDC1.B.3.3 References to the Price Set in SDC1.4.8.2 shall be construed as in relation to each
Designated Fuel or Declared Fuel, as the case may be.
SDC1.B.4 Technical Parameters
SDC1.B.4.1 The following paragraph applies in relation to PPA Generation in place of the
equivalent provisions of SDC 1.4.4.3.(a).
SDC1.B.4.2 A Generator must notify the TSO as soon as it becomes aware, acting in
accordance with Prudent Operating Practice if (whether due to a defect in the
CDGU or in its associated Power Station Equipment) any of its CDGUs is unable
to meet the Spinning Reserve Capability set out in the Sustained Load Diagram
attached to Schedule 8 of the relevant Generating Unit Agreement and submitted
pursuant to the PC.
Such notification shall be made by submitting an Additional Grid Code

Characteristics Notice in accordance with the Generator's obligations under
SDC1.4.3.2 and paragraphs 1.B.1.1 and 1.B.1.2 of Appendix B to this SDC1, such
Spinning Reserve Capability may only be amended (without the TSO's consent) in
the event of a defect in or failure of a CDGU or any associated Power Station
Equipment.
SDC1.B.4.3 In SDC1.4.4.3(a) and (b) the term “reserve capability” shall be construed as
“Spinning Reserve Capability”.
SDC1.B.4.4 In relation to PPA Generation the User shall provide in the Technical Parameters
Notice any revisions to the Technical Parameters compared to the Contracted
Technical Parameters.
SDC1-350
26 June 2019
ANNEX I
Explanatory Note of differences between SDC1 in the SONI Grid Code and EirGrid Grid Code
This annex is an explanatory note only and does not form part of the Grid Code.
1. General Differences in wording
The table below summarises the general differences in wording between the form of SDC1 in the SONI Grid
Code and the form of SDC1 in the EirGrid Grid Code, which appear repeatedly throughout SDC1.
Terms used in SONI Grid Equivalent terms used in Reason

Code EirGrid Grid Code (where
different)
System Support Services Ancillary Service(s) The existing arrangements for
Ancillary Services and System
Support Services are continuing
until further notice.
System Support Services Ancillary Service(s) Agreement These agreements will continue
Agreement to stay in place with their
existing names
CCGT Module CCGT Unit This is the phrase currently used
to describe the individual parts
of a Combined Cycle Plant
CCGT Module is an important
concept in Northern Ireland and
is reflected in many other
agreements. EirGrid is keeping
the phrase CCGT Unit, as it
more closely describes the
concept of an individual unit and
EirGrid has formerly used
CCGT Module to describe the
whole CCGT Installation.
Prudent Operating Practice Prudent Utility Practice Each Code uses a different
phrase for this concept.
Planned Outage Schedule Outage Each Code uses a different
Planned Maintenance Outage Short Term Scheduled Outage Each Code uses a different
SDC1-351
26 June 2019
2. Specific differences in wording between equivalent provisions in both Grid Codes
The table below provides a list of the other specific differences in wording between equivalent provisions of
SDC1 in both Grid Codes.
Provision SONI Grid Code EirGrid Grid Code Reason

SDC1.4.2.1 An additional sentence states No such reference is made. The provisions of
at the end of SDC1.4.2.1 that Appendix B are
these provisions have to be specific to PPA
read in conjunction with Generation in
SDC1.B.3.1 in respect of PPA Northern Ireland.
Generation.
SDC1.4.2.2(b) Reference is made to Reference is made to These are the
“PCA2.3.4” “PCA.4.3 of the Planning respective
Code Appendix” requirements for
the provision of
the CCGT
Installation data.
SDC1.4.4.2 The following paragraphs are No such reference is made. These provisions
contained at the end of SDC are specific to the
1.4.4.2: “Data submitted way Users are
under SDC1.4.4.2 shall, in required to
respect of two shifting declare reserve
limitations, Governor Droop, characteristics in
reserve capability and MVAr Northern Ireland.
capability, be submitted to the
TSO in such form as the TSO
may reasonably notify to each
User or in the form published
on the TSO website from time
to time.” “Any changes to the
MVAr capability shall be
expressed as the maximum
MVAr capability, for both
leading and lagging MVAr, at
the Registered Capacity.”
Reference is made to “OC11” Reference is made to These are the
SDC1.4.3.6(b) “OC10” respective
requirements for
Testing
Monitoring and
Investigation
Reference is made to a User Reference is made to a User SONI has
SDC1.4.3.6(d) acting in accordance with its acting in accordance with separate
obligations under “SDC1.4.3 its obligations under requirements for
and Appendix B to this “SDC1.4.3” only Availability and
SDC1” Technical
Parameter related
issues in respect
of PPA
Generation.
SDC1-352
26 June 2019
The EirGrid Grid Code Difference is due
SDC1.4.3.7 contains the following to different
additional words at the end requirements in
of the paragraph: both jurisdictions.
“or any other values that

the TSO may reasonably
deem appropriate”
SDC1.4.8.1 Reference is made to “the Reference is made to Reference is
Republic of Ireland”. “Northern Ireland”. being made in
each Grid Code to
the other
jurisdiction.
SDC1.4.8.3(ii) Reference is made to the Reference is made to the EirGrid will not
“Transmission System and “Transmission System be in a position to
Distribution System constraints” only. take Distribution
constraints” Constraints into
account in
determining the
IOS.
Reference is made to “OC3” Reference is made to These are the
SDC1.4.8.3(iv) “OC4.6 and CC7.3.1.1” respective
references to
Operating
Margin.
SDC1.4.8.3(xv) Reference is made to “OC11” Reference is made to These are the
and then to “OC11.8 and “OC10” and then to “OC8”. respective
OC11.13”. Reference is also Reference is made to references to
made to (i) “Generator in “Users” only. Testing
relation to a PPA CDGU” and Monitoring and
“User in respect of User’s Investigation and
Equipment other than a PPA Operational
CDGU”. Testing.
SDC1.4.8.3(xv) Reference is made to Reference is made to These are the
“Commissioning/Acceptance “Commissioning/Testing” respective terms
Testing” used in each Grid
Code
SDC1.4.8.3(xvi) Reference is made to “System Reference is made to The EirGrid Grid
Tests” only “System Tests, Operational Code definition of
Tests and Commissioning System Tests
Tests” excludes
Operational and
Commissioning
Tests whereas the
SONI definition
includes them.
SDC1.4.8.4 Reference is made to “the Reference is made to Reference is

Republic of Ireland”. “Northern Ireland”. being made in
each Grid Code to
the other
jurisdiction.
SDC1-353
26 June 2019
SDC1.4.8.9(a) Reference is made after the No such reference is made.
This additional
word User to “(or where in wording in the
relation to a CDGU the User SONI Code is to
does not have access to where reflect the fact
it would be published, shall, that Generators
subject to agreement with the with
TSO, be sent by the TSO to Intermediaries
that User)” will not have
access to the
published IOS.
SDC1 Appendix Part 2 refers to factors Part 2 refers to factors The two System
A Part 2 applicable to the SONI Grid applicable to the EirGrid Operators require
Code only Grid Code only some data items
specific to that
system and they
are detailed here.
3. Provisions applicable to one Grid Code only
The table below provides a list of the provisions of SDC1 which exist in one Grid Code only.
Provisions used in SONI Grid Code only Reason

SDC1.1.4 SONI has extra requirements due to the presence
SDC1.4.3: Introductory sentence of PPA Generation in Northern Ireland.
SDC1.4.4: Introductory sentence
SDC1.4.8: Introductory Sentence
SDC1.4.8.3(xxiv)
SDC1 Appendix B
SDC1.4.2.2(f) The CCGT Matrix can be amended in the SONI
Grid Code as per a specific requirement in the
Planning Code Appendix, whereas the EirGrid
Code can be amended as per any Planning Code
data.
SDC1.4.2.3/SDC1.4.8.3(xvi) For reasons associated with the management of
the Transmission System in Northern Ireland -
especially relating to emission and fuel constraints
on certain CDGUs - it is important that the TSO is
given fuel and emission constraint related
information by a Generator so that it can take
these into account when preparing the IOS.
SDC1.4.4.2(i) This provision is necessary to deal with
conversion factors applicable to PPA Generators
in Northern Ireland.
SDC1.4.4.3 There are differences in how Reserve capabilities
are notified to both SONI and EirGrid.
SDC1-354
26 June 2019
Provisions used in EirGrid Grid Code only
SDC1.4.4.2 (h) There are differences in how Operating Reserve
capabilities are notified to both SONI and EirGrid.
SDC1.4.4.2(c) The SONI Grid Code addresses the issue of
conversion factors in a different way by cross-
referring to the Planning Code.
SDC1-355
26 June 2019
SCHEDULING AND DISPATCH CODE NO. 2
CONTROL SCHEDULING AND DISPATCH
SDC2.1 INTRODUCTION
SDC2.1.1 SEM Provisions
(a) This Scheduling and Dispatch Code No. 2 ("SDC2") forms part of the
Sections under Common Governance of the Grid Code. The Sections
under Common Governance are those parts of the Grid Code which are
under common governance in both the Grid Code and the Other Grid
Code.
(b) The form of this SDC2 is similar to the SDC2 in the Other Grid Code.
Differences relate to references to relevant power systems and related
terms. Where there is a difference between a provision in this Grid Code
and an equivalent provision in the Other Grid Code, the wording in
question is shaded in grey. In addition, those parts of this SDC2 that are
not part of the Other Grid Code are shaded in grey in this SDC2.
Differences between the form of this SDC2 and the SDC2 in the Other
Grid Code are summarised in Annex 1 to this SDC2.
(c) This SDC2 is intended to work in conjunction with other documents,

including the Trading and Settlement Code (“TSC”). The provisions
of the Grid Code and the Other Grid Code will take precedence over
the TSC.
(d) Where stated in this SDC2, the obligation to submit data in relation to
some of the information required to be provided to the TSO may be
fulfilled by Users where such information submitted under the TSC by a
User or by an Intermediary on behalf of Users is then provided to the
TSO by the Market Operator in accordance with the TSC, as further
provided in this SDC2. The TSO may require Users to verify or update
data received by it via the Market Operator.
(e) Dispatch Instructions issued pursuant to this SDC2 may be utilised for
settlement in respect of SEM generator units which have been registered
in accordance with the TSC.
(f) Further provisions dealing with the Sections under Common

Governance are contained in the General Conditions.
SDC2.1.2 SDC2 sets out the procedure for the TSO to issue Dispatch Instructions to:
(a) Generators in respect of their CDGUs (which for the avoidance of doubt
comprise, Generating Units subject to Central Dispatch, CCGT
Installations, Hydro Units, Pumped Storage Generation (but not
Pumped Storage Demand) and Dispatchable PPMs);
SDC1-356
26 June 2019
(b) Pumped Storage Generators in respect of their Pumped Storage Plant
Demand;
(c) Energy Storage Generators in respect of their Energy Storage Power

Station Demand;
(d) Interconnector Owners in respect of their Interconnectors;
(e) Demand Side Unit Operators in respect of their Demand Side Units; and
(f) Generator Aggregators in respect of their Aggregated Generating Units.
Controllable PPMs are not currently subject to Dispatch Instructions.

However, remote signals sent by the TSO to Controllable PPMs in order to limit
Active Power output may be utilised by the MO as Dispatch Instructions in
accordance with the TSC.
SDC2.1.3 Certain provisions relating to PPA Generation are included in Appendix C and
Appendix D and prevail, supplement and/or replace as the case may be the
provisions of SDC2 in relation to such PPA Generation.
SDC2.2 OBJECTIVE
The procedure for the issue of Dispatch Instructions by the TSO, is intended to
enable (as far as possible) the TSO to match continuously CDGU, Demand Side
Unit, Aggregated Generating Units output (or reduction as the case may be)
and/or Interconnector transfers to Demand, and thereby in conjunction with the
Other TSO, the Demand on the Island of Ireland, by utilising the Physical
Notifications and Merit Order derived pursuant to SDC1 and the factors to be
taken into account listed there and by taking into account any NCDGU MW
Output in both cases together with an appropriate margin of reserve, whilst
maintaining (so far as possible) the integrity of the Transmission System together
with the security and quality of supply (with the Other TSO having a similar
objective with regard to its Transmission System).
SDC2.3 SCOPE
SDC2.3.1 SDC2 applies to the TSO, and:
(a) Generators with regard to their CDGUs;
(b) Pumped Storage Generators with regard to their Pumped Storage

Plant Demand;
(c) Energy Storage Generators with regard to their Energy Storage Power
Station Demand;
(d) Interconnector Owners with regard to their Interconnectors;
(e) Demand Side Unit Operators in relation to their Demand Side Units;
and
SDC1-357
26 June 2019
(f) Generator Aggregators in respect of their Aggregated Generating
Units.
Each of which (other than the TSO) is a “User” under this SDC2.
SDC2.3.2 In this SDC2, the term “User” shall include users of the Distribution System that
fall under one of the above categories and are subject to Central Dispatch.
SDC2.4 PROCEDURE
SDC2.4.1 Information Used
SDC2.4.1.1 The information which the TSO shall use in assessing which CDGU, Demand
Side Unit, Interconnector transfers, Pumped Storage Plant Demand and/or
Energy Storage Power Station Demand and/or Aggregated Generating Units to
Dispatch, will be:
(a) Interconnector Schedule Quantities, Final Physical Notifications (or

Physical Notifications in circumstances where Dispatch Instructions must
be issued before Gate Closure 2);
(b) the Availability Notices;
(c) the Merit Order as derived under SDC1;
(d) the other factors to be taken into account under SDC1 and which were used
by the TSO to compile the Indicative Operations Schedule; and
(e) the:
(i) Technical Parameters;
(ii) Additional Grid Code Characteristics Notices;
(iii) Reserve Characteristics; and
(iv) Other Relevant Data,
in respect of that CDGU, Demand Side Unit, Interconnector transfers,

Pumped Storage Plant Demand and/or Energy Storage Power Station
Demand and/or Aggregated Generating Units subject to any subsequent
revisions to the data under SDC1 and SDC2.
SDC2.4.1.2 Additional factors which the TSO will also take into account are:
(a) those Generators or Demand Side Unit Operators who have not complied
with Dispatch Instructions or Special Actions;
(b) real time variation requests; and

SDC1-358
26 June 2019
(c) the need to Dispatch CDGUs, Aggregated Generating Units, Demand
Side Units, Interconnector transfers, Pumped Storage Plant Demand and
Energy Storage Power Station Demand for Monitoring, Testing or
Investigation purposes (and/or for other trading purposes whether at the
request of a User, for Commissioning or Acceptance, System Tests or
otherwise).
SDC2.4.1.3 In the event of two or more CDGUs, Demand Side Units, Pumped Storage Plant
Demand and/or Energy Storage Power Station Demand and/or Aggregated
Generating Units having the same Price Set and the TSO not being able to
differentiate on the basis of the factors identified in SDC1.4.8.2, SDC1.4.8.3 and
SDC1.4.8.4, then the TSO will select first for Dispatch the one which in the
TSO’s reasonable judgement is most appropriate in all the circumstances.
SDC2.4.1.4 Following Gate Closure 2, Users may no longer amend Interconnector Schedule
Quantities, Physical Notifications or Commercial Offer Data in respect of
Imbalance Settlement Periods for which the Gate Closure 2 has occurred
(subject to SDC1.4.4.6(d)). Notwithstanding SDC1.4.8, the TSO will continue to
rerun the Scheduling process and issue Indicative Operations Schedules.
SDC2.4.1.5 In this SDC2, where the provisions relating to CCGTs differ from the explicit
requirements contained in a Generating Unit Agreement, a Power Station
Agreement and/or a System Support Services Agreement in Northern Ireland,
the provisions of that agreement will prevail.
SDC2.4.2 Dispatch Instructions
SDC2.4.2.1 Introduction
As far as is reasonably practicable, Dispatch Instructions will normally be issued

at any time following Gate Closure 2 in respect of the relevant Imbalance
Settlement Periods. The TSO may, however, at its discretion, issue Dispatch
Instructions in relation to a CDGU, Demand Side Unit, Interconnector
transfers, Pumped Storage Plant Demand and/or Energy Storage Power Station
Demand and/or Aggregated Generating Units prior to Gate Closure 2.
SDC2.4.2.2 Issue of Dispatch Instructions
The TSO will issue Dispatch Instructions direct to:
(a) the Generator for the Dispatch of each of its CDGUs.
(b) the Generator Aggregator for the Dispatch of its Aggregated Generating
Units.
(c) the Energy Storage Generator for the Dispatch of its Energy Storage
Power Station Demand.
(d) the Demand Side Unit Operator and the Pumped Storage Demand User in
respect of each of their Demand Side Units and Pumped Storage Plant
Demand respectively.
SDC1-359
26 June 2019
(e) the Interconnector Owner for the Dispatch of the Interconnector transfers.
(f) The TSO may issue Dispatch Instructions for any CDGU, Demand Side
Unit, Interconnector transfers, Pumped Storage Plant Demand and/or
Energy Storage Power Station Demand and/or Aggregated Generating
Units which has been declared Available in an Availability Notice even if
that CDGU, Demand Side Unit, Interconnector transfers, Pumped Storage
Plant Demand and/or Energy Storage Power Station and/or Aggregated
Generating Units was not included in an Indicative Operations Schedule.
SDC2.4.2.3 Scope of Dispatch Instructions
In addition to instructions relating to the Dispatch of Active Power, Dispatch

Instructions (unless otherwise specified by the TSO at the time of giving the
Dispatch Instructions) shall be deemed to include an automatic instruction of
Spinning Reserve, the level of which is to be provided in accordance with the
Sustained Load Diagram set out in Schedule 8 of the relevant Generating Unit
Agreement (or in the System Support Services Agreement, as the case may be),
and submitted pursuant to the PC.
SDC2.4.2.4 In addition to instructions relating to the Dispatch of Active Power, Dispatch

Instructions in relation to CDGUs and, Demand Side Units and/or Pumped
Storage Plant Demand and/or Energy Storage Power Station Demand may
include:
(a) a Dispatch Instruction to provide a System Support Service;
(b) (i) Mvars: the individual Reactive Power output from CDGUs at the
Generator Terminals or voltage levels (at instructed MW level) at
the Connection Point which will be maintained by the CDGU.
(ii) The issue of Dispatch Instructions for Active Power will be as at

the Connection Point and will be made with due regard to any
resulting change in Reactive Power capability and may include
instruction for reduction in Active Power generation to increase
Reactive Power capability.
(iii) In the event of a sudden change in System voltage a Generator must

not take any action in respect of any of its CDGUs to override
automatic Mvar response unless instructed otherwise by the TSO or
unless immediate action is necessary to comply with stability limits.
A Generator may take such action as is in its reasonable opinion
necessary to avoid an imminent risk of injury to persons or material
damage to property (including the CDGU).
(iv) [not used]
(c) Fuels: Fuels to be used by the Generator in operating the CDGU. The
Generator shall only be permitted to change Fuels with the TSO’s prior
consent. Appendix C provides further detail on Dispatch Instructions for
different fuels.
SDC1-360
26 June 2019
(d) Special Protection Scheme: an instruction to switch into or out of service a
Special Protection Scheme or other Intertripping Scheme;
(e) Time to Synchronise/react: a time to Synchronise or De-Synchronise

CDGUs and, where appropriate Demand Side Units and/or Energy
Storage Power Stations in relation to Energy Storage Power Station
Demand and/or Pumped Storage Plants in relation to Pumped Storage
Plant Demand and time to react for Demand Side Units;
(f) Synchronous Compensation: an instruction, (where contracted, where that

is necessary), for a CDGU to operate in Synchronous Compensation mode;
(g) Testing etc: an instruction in relation to the carrying out of Testing,

Monitoring or Investigations as required under OC11, or testing at the
request of a Generator in relation to a PPA CDGU under OC11.8, testing at
the request of a User in relation to User’s Equipment other than a PPA
CDGU under OC11.13 or Commissioning/Acceptance Testing under the
CC;
(h) System Tests: an instruction in relation to the carrying out of a System Test
as required under OC10;
(i) Maximisation: in the case of a CDGU which is subject to an agreement

with the TSO for the provision of Maximisation (or where it is otherwise
agreed) an instruction requiring it to generate at a level in excess of its
Availability but not exceeding its Short Term Maximisation Capability
which may only be given if, at the time of issue of the instruction, the
CDGU is Dispatched to a MW Output equal to its Availability and
provided that the limit on the number of hours for which such instructions
may be given in any year, as set out in any arrangement relating to the
relevant agreement is not thereby exceeded. Such an instruction shall be
identified as a "Maximisation Instruction". When the TSO gives a
Dispatch Instruction which is in excess of the Availability of the CDGU
which is not designated a "Maximisation Instruction", the Generator must
inform the TSO immediately that the Dispatch Instruction is so in excess
in order that the TSO can so designate the Dispatch Instruction as a
Maximisation Instruction or withdraw the instruction. The Generator
shall not then be obliged to comply with the Dispatch Instruction unless
and until the TSO notifies it that the instruction is designated a
"Maximisation Instruction";
(j) Cycle Operating Mode: in the case of a CCGT Installation, an instruction

specifying the Cycle Operating Mode and/or an instruction to Dispatch a
CCGT Installation in Open Cycle Mode. The Generator must then ensure
that the CCGT Installation achieves the new Dispatched Operating
Mode, without undue delay, in accordance with the CCGT Installation’s
declared Availability and declared Technical Parameters. Dispatch
Instructions in relation to Cycle Operating Modes issued by the TSO shall
reflect the applicable Availability Notice and Technical Parameters;
SDC1-361
26 June 2019
(k) Pumped Storage: mode changes for Pumped Storage Plants, where
contracted, in relation to Pumped Storage Plant Demand;
(l) Energy Storage Power Station: mode changes for ESPS, where contracted,
in relation to Energy Storage Power Station Demand;
(m) Dispatch Instruction Test Flags: Dispatch Instruction Test Flags shall
be applied to Dispatch Instructions in respect of new or amended test
proposals submitted by a Generator after Gate Closure 2 has already
occurred for the relevant Imbalance Settlement Periods (since Final
Physical Notifications cannot be amended) and the Generator could not
have reasonably foreseen the need for the new or amended test request
before Gate Closure 2 for the relevant Imbalance Settlement Period. The
Dispatch Instruction Test Flag shall be applied to the portion of the
Dispatch Instruction which diverges from Physical Notifications
submitted by a Generator in respect of a test proposal which has been
approved by the TSO. The part of a Dispatch Instruction subject to the flag
will not be deemed to be a Dispatch Instruction for settlement purposes;
(n) Gas supply emergency: instructions relating to gas supply emergencies,

where the ordinary Dispatch process may not be followed;
(o) Tap Positions: an instruction for a change in Generator Transformer tap

positions;
(p) Fuel Security Code: in relation to CDGUs, an instruction given by the TSO
pursuant to the Fuel Security Code, with which document all Generators
are required under the Grid Code to comply.
SDC2.4.2.5 Form of Instruction
(a) Instructions may normally be given via Electronic Interface but can be
given by telephone, by facsimile transmission or by radio telephone. In the
case of a Special Protection Scheme, a Low Frequency Relay initiated
response from a CDGU, Demand Side Unit, and/or Pumped Storage Plant
in relation to Pumped Storage Plant Demand, and/or Energy Storage
Power Stations in relation to Energy Storage Power Station Demand, the
instruction will be given for the effective time which is consistent with the
time at which the Low Frequency Relay operation occurred. This Dispatch
Instruction will be issued retrospectively.
(b) The reduction by a Generator of the MW Output of one of its CDGUs

under SDC3.6.1 shall be deemed to have followed a Dispatch Instruction
issued by the TSO.
(c) (i) In the event of a temporary loss of the TSO Control Centre as
described under OC7, each Generator shall, subject to the provisions
of SDC2.4.2.5(c)(ii), continue to operate its CDGUs in accordance
with the last Dispatch Instructions to have been issued by the TSO
but shall use all reasonable endeavours to maintain System
Frequency at the indicated Target Frequency by monitoring
Frequency and increasing/decreasing the MW Output of its
SDC1-362
26 June 2019
CDGUs as necessary until such time as new Dispatch Instructions
are received from the TSO.
(ii) When operating its CDGUs in the circumstances described under

SDC2.4.2.5(c)(i), a Generator shall never be required to Dispatch
these units in a manner in which the TSO would not be entitled to
require such units to be Dispatched by means of a Dispatch
Instruction issued in accordance with this SDC2.
(d) The De-Synchronisation of a CDGU following the operation of a Special

Protection Scheme selected by the TSO shall be deemed to have happened
as a result of a Dispatch Instruction issued by the TSO.
SDC2.4.2.6 Target Frequency
(a) Dispatch Instructions to Generators will generally indicate the target MW

(at Target Frequency) to be provided at the Connection Point to be
achieved in accordance with the respective CDGU's Technical Parameters
and/or parameters as provided in the Additional Grid Code Characteristics
Notices provided under SDC1 or this SDC2, or such rate within those
parameters as is specified by the TSO in the Dispatch Instructions.
(b) Dispatch Instructions deemed to be given upon the operation of an agreed

Low Frequency Relay will be deemed to indicate the target MW (at Target
Frequency), which may either be at maximum MW Output or at some
lower MW Output (as previously specified by the TSO), to be provided at
the Connection Point which reflects and is in accordance with the CDGU’s
Technical Parameters and/or parameters as provided in the Additional
Grid Code Characteristics Notice data given under (or as revised in
accordance with) SDC1 or this SDC2.
SDC2.4.2.7 To aid clarity, the form of and terms to be used by the TSO in issuing instructions
together with their meanings are set out in the Appendices to this SDC2.
SDC2.4.2.8 (a) Subject only to SDC2.4.2.9 and as provided below in this SDC2.4.2.8,
Dispatch Instructions will not be inconsistent with the Availability and/or
Technical Parameters and/or Additional Grid Code Characteristics
Notice data and Other Relevant Data notified to the TSO under SDC1
(and any revisions under SDC1 or this SDC2 to that data).
(b) A new Dispatch Instruction may be subsequently given (including an

instruction for a Cancelled Start) at any time.
(c) Dispatch Instructions may however be inconsistent with the Availability

and/or Technical Parameters and/or Additional Grid Code
Characteristics Notice data and/or Other Relevant Data so notified to the
TSO for the purposes of carrying out a test at the request of the relevant
Generator under OC11.8, a test at the request of a User under OC11.13 or
a System Test at the request of the relevant Generator under OC10.4, to
the extent that such Dispatch Instructions are consistent with the procedure
agreed (or otherwise determined) for conducting the test or System Test (as
the case may be). Dispatch Instructions may also be inconsistent with the
SDC1-363
26 June 2019
Availability and/or Technical Parameters and/or Additional Grid Code
Characteristics Notice data and/or Other Relevant Data so notified to the
TSO in circumstances where the TSO issues a Dispatch Instruction to a
Generator in relation to its CDGUs pursuant to the Fuel Security Code.
(d) For the avoidance of doubt, any Dispatch Instructions issued by the TSO
for the purposes of carrying out a test at the request of the relevant
Generator under OC11.8, a test at the request of a User under OC11.13 or
a System Test at the request of the relevant Generator under OC10.4 shall
not be deemed to be Dispatch Instructions given pursuant to SDC2.4.2.9.
SDC2.4.2.9 (a) To preserve System integrity under emergency circumstances where, for
example, Licence Standards cannot be met the TSO may, however, issue
Dispatch Instructions to change CDGU, Aggregated Generating Units,
Demand Side Unit, Interconnector transfers and/or Pumped Storage
Plant Demand MW Output and/or Energy Storage Power Station
Demand MW Output or Demand Side Unit MW Response even when
this is outside parameters so registered or so amended. This may, for
example, be an instruction to trip or partially load a CDGU. The instruction
will be stated by the TSO to be one in relation to emergency circumstances
under SDC2.4.2.9.
(b) A User may refuse to comply or continue to comply with instructions

referred to in this SDC2.4.2.9 but only in order to avoid, in the Generator's
reasonable opinion, an imminent risk of injury to persons or material damage
to property (including in the case of a Generator, the CDGU).
SDC2.4.2.10 Communication with Users
(a) Dispatch Instructions whether given via Electronic Interface, by telephone,

by facsimile transmission or by radio telephone must be formally
acknowledged immediately by the User at the Control Facility by
Electronic Interface or, with the TSO’s prior consent, by telephone, by
return facsimile transmission or by radio telephone, in the manner agreed
between the User and the TSO or a reason must be given as soon as possible
for non-acceptance, which may (subject to SDC2.4.2.9) only be to avoid, in
the User's reasonable opinion, an imminent risk of injury to persons or
material damage to property (including the CDGU) or because they are not in
accordance with the applicable Availability Notice, or Technical
Parameters, or Additional Grid Code Characteristics Notices or do not
reflect Other Relevant Data submitted by the User pursuant to SDC1.
(b) In the event that in carrying out the Dispatch Instructions, an unforeseen
problem arises, giving rise, in the User's reasonable opinion, to an imminent
risk of injury to persons or material damage to property (including the
CDGU) the TSO must be notified as soon as possible by telephone.
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26 June 2019
(c) The applicable synchronous start up time shall be based on the prevailing heat
state at the time when the TSO issues a Notice to Synchronise in respect of
their relevant Generating Unit.
SDC2.4.2.11 Action Required from Users
(a) Each User will comply in accordance with SDC2.4.2.12 with all Dispatch
Instructions given by the TSO unless the User has given notice to the TSO
under the provisions of SDC2.4.2.10 regarding non-acceptance of Dispatch
Instructions.
(b) When complying with Dispatch Instructions for a CCGT Installation a

Generator will operate its CCGT Modules in accordance with the
applicable CCGT Installation Matrix.
(c) Where the TSO issues a Synchronising time to a Generator for a specific
CDGU and the Generator identifies that such CDGU will not be
Synchronised within +15/-5 minutes of the instructed time, the Generator
must immediately (at the time the discrepancy is identified) inform the TSO
of the situation and estimate the new Synchronising time.
(d) If the CDGU has not synchronised within 15 minutes of the Synchronising
time in the original Notice to Synchronise the TSO will issue a Failure to
Follow Notice to Synchronise and the Generator shall re-declare, by
Electronic Interface or by other form as the TSO may reasonably notify to
each User from time to time, its Availability to 0MW for the CDGU
effective at the Synchronising time in the original Notice to Synchronise.
SDC2.4.2.12 Implementation of Instructions by Users
When a User has received a Dispatch Instruction given by the TSO, it will react
by responding to that Dispatch Instruction given by the TSO without undue
delay, and, in any event, within one minute in accordance with the instruction,
including those Dispatch Instructions issued pursuant to SDC2.4.2.9.
Instructions indicating a target MW Output at the Target Frequency will be
complied with by Users notwithstanding any tolerance bands set out in any
Testing requirement or elsewhere in the Grid Code.
SDC2.4.2.13 (a) Subject to the exception set out below in this SDC2.4.2.13, Generators will
only Synchronise or de-Synchronise CDGUs when they have received these
Dispatch Instructions from the TSO or unless it occurs automatically as a
result of Special Protection Schemes or Low Frequency Relay
operations. Subject to the exception set out below in this SDC2.4.2.13,
Demand Side Unit Operators will only reduce or increase their Demand
Side Unit MW Response to the Dispatch Instructions of the TSO or unless
it occurs automatically as a result of Special Protection Schemes or Low
Frequency Relay operations.
(b) De-Synchronisation may otherwise only take place without the TSO's prior
agreement if it is to avoid, in the Generator's reasonable opinion, an
imminent risk of injury to persons or material damage to property (including
SDC1-365
26 June 2019
the CDGU). Demand Side Units, who can not maintain the provision of any
Demand Side Unit MW Response, may otherwise only take place without
the TSO's prior agreement if it is to avoid, in the Demand Side Unit
Operator's reasonable opinion, an imminent risk of injury to persons or
material damage to property (including the Demand Side Unit).
(c) If one of these exceptions occur, then the TSO must be informed that it has
taken place as soon as possible.
SDC2.4.2.14 The TSO may suspend the issue of Dispatch Instructions to User’s Plant in
accordance with the Merit Order (having taken account of and applied the factors
referred to in SDC1.4.8.3) to the extent that the conditions in SDC1.4.8.6 or
SDC2.4.2.4(m) arise. When necessary the TSO will issue Dispatch Instructions
for a Black Start.
SDC2.4.2.15 User Plant Changes
Each User at its Control Facility will, without delay, notify the TSO by
Electronic Interface, telephone or by facsimile transmission of any change or loss
(temporary or otherwise) to the operational capability of its Plant including any
changes to the Technical Parameters and/or Additional Grid Code
Characteristics Notice data of each of the User’s Plant (in the case of Technical
Parameters, by the submission of a Technical Parameters Revision Notice)
indicating (where possible) the magnitude and the duration of the change. In the
case of CDGUs already Synchronised to the System, each Generator, in respect
of its Generating Units, must also state whether or not the loss was instantaneous.
SDC2.4.2.16 Each Generator, in respect of its Generating Units, will operate its Synchronised
CDGUs with AVRs and Var limiters in service at all times (where required
pursuant to CC.S1.5) unless released from this obligation in respect of a particular
CDGU by the TSO.
SDC2.4.2.17 Each Generator, in respect of its Generating Units, shall request the TSO's
agreement for one of its CDGUs at that Generating Plant to be operated without
the AVR or Var limiter in service. The agreement of the TSO will be dependent
on the risk that would be imposed on the System. However, a Generator may, in
any event, take such action in relation to that CDGU as is reasonably necessary to
avoid, in the Generator's reasonable opinion, an imminent risk of injury to
persons or material damage to property (including the CDGU). When a Generator
operates one of its CDGUs without the AVR or Var limiter in service, whether or
not the TSO has agreed to such action, the Generator shall notify the TSO in such
form as the TSO may reasonably notify to each User or in the form published on
the TSO website from time to time.
SDC2.4.2.18 Minimum Demand Regulation ("MDR")
Synchronised CDGUs must at all times be capable of reducing MW Output

sufficient to allow a sufficient Regulating Margin for adequate Frequency
Control. The TSO will monitor the MW Output data of the Indicative
Operations Schedule against the forecast Demand to see whether the level of
SDC1-366
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MDR for any period is insufficient, and may take any shortfall into account in
Dispatch.
SDC2.4.3 Special Actions
The TSO may also issue Dispatch Instructions for Special Actions (either pre- or
post-fault) to a User in respect of any of its Plant in the event that the TSO in its
reasonable opinion believes that such instructions are necessary in order to ensure
that the Licence Standards are met. Special Actions will generally involve a
Load change, a Load reduction change or a change in required Notice to
Synchronise (or, in the case of a Demand Side Unit or Pumped Storage Plant
Demand or Energy Storage Power Station Demand, a change in the relevant
effective time) in a specific timescale on individual or groups of CDGUs. They
may also include selection of Special Protection Scheme for stability or thermal
reasons. Instructions for Special Actions will always be within Technical
Parameters.
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SDC2 - APPENDIX A
DISPATCH INSTRUCTIONS FOR CDGUS AND DEMAND SIDE UNITS
SDC2.A.1 General
This Appendix A to SDC2 provides further information on the form of a Dispatch

Instruction as well as an example of a Dispatch Instruction for CDGUs and
Demand Side Units.
In this SDC2, where the provisions relating to CCGT Modules and CCGT
Installations differ from the explicit requirements contained in a Generating Unit
Agreement, a Power Station Agreement and/or a System Support Services
Agreement, the provisions of that agreement will prevail.
SDC2.A.2 Form of Dispatch Instruction
SDC2.A.2.1 All Loading/De-Loading Rates will be assumed to be in accordance with

Technical Parameters and Additional Grid Code Characteristics Notice data.
Each Dispatch Instruction will, wherever possible, be kept simple, drawing as
necessary from the following forms and SDC2.4.2.
SDC2.A.2.2 The Dispatch Instruction given by Electronic Interface, telephone, or facsimile

transmission will normally follow the form:
(a) where appropriate, the specific CDGU or User’s Plant to which the
instruction applies;
(b)
(i) the MW Output (or Demand Side Unit MW Response) to

which it is instructed or;
(ii) the MW Output (or Demand Side Unit MW Response) to

which it is instructed until, a specified time, in which case the
instructed MW Output shall be followed until a further
Dispatch Instruction is issued;
(c) if the start time is different from the time the instruction is issued, the start
time will be included;
(d) where specific Loading/De-Loading Rates are concerned, a specific

target time;
(e) the issue time of the instruction;
(f) the Designated Fuel, Declared Fuel or fuel as the case may be;
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26 June 2019
(g) in the case of CDGUs , if the instruction is designated as a "Maximisation
Instruction", this will be stated; and
(h) in the case of a CCGT Installation, the Operating Mode to which it is

instructed.
SDC2.A.2.3 Where the MW Output (or Demand Side Unit MW Response) is instructed until
a specified time, that time shall normally be within the Trading Days for which
Gate Closure 1 has passed. The TSO may, however, at its discretion, specify a
time beyond the end of the Trading Days for which Gate Closure 1 has passed.
SDC2.A.3 Dispatching a Synchronised CDGU to increase or decrease MW Output
SDC2.A.3.1 If the time of the Dispatch Instruction is 1400 hours, the Unit is Unit 1 and the
MW Output to be achieved is 205 MW, the relevant part of the instruction would
be, for example:
"Time 1400 hours. Unit 1 to 205 MW until further notice"

or
"Time 1400 hours. Unit 1 to 205 MW effective until 1500 hours"
SDC2.A.3.2 If the start time is 1415 hours, it would be, for example:
"Time 1400 hours. Unit 1 to 205 MW until further notice, start at 1415
hours"
or
"Time 1400 hours. Unit 1 to 205 MW effective until 1500 hours, start at
1415 hours"
SDC2.A.3.3 Loading and De-Loading Rates are assumed to be in accordance with Technical
Parameters and Additional Grid Code Characteristics Notice data unless
otherwise stated. If different Loading or De-Loading Rates are required, the time
to be achieved will be stated, for example:
"Time 1400 hours. Unit 1 to 205 MW by 1420 hours until further notice"
or
"Time 1400 hours. Unit 1 to 205 MW by 1420 hours, effective until 1500
hours"
SDC2.A.4 Dispatching a CDGU to Synchronise/de-Synchronise
SDC2.A.4.1 CDGU Synchronising
SDC2.A.4.1.1 In this instance, for CDGUs, the Dispatch Instruction issue time will always
have due regard for the Synchronous Start-Up Time (for cold, hot, warm states)
declared to the TSO by the Generator as a Technical Parameters or as part of
Additional Grid Code Characteristics Notice data.
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26 June 2019
The instruction will follow the form, for example:
"Time 1300 hours. Unit 1, Synchronise at 1600 hours"
In relation to an instruction to Synchronise, the - Synchronising time referred to

in SDC2.A.2.2 will be deemed to be the time at which Synchronisation is to take
place.
SDC2.A.4.1.2 Unless a Loading programme is also given at the same time it will be assumed
that the CDGU(s) are to be brought to Minimum Generation and on the
Generator reporting that the unit has Synchronised a further Dispatch
Instruction will be issued.
SDC2.A.4.1.3 When a Dispatch Instruction for a CDGU to Synchronise is cancelled (i.e. a

Cancelled Start) before the unit is Synchronised, the instruction will follow the
form, for example:
"Time 1400 hours. Unit 1, cancel Synchronising instruction"
SDC2.A.4.1.4 If a CDGU fails to Synchronise more than 15 minutes after the Synchronising
time specified in a Notice to Synchronise, the TSO will issue a Failure to Follow
Notice to Synchronise Instruction. If a Generator requests to Synchronise a
CDGU more than 15 minutes before the Synchronising time set out in the Notice
to Synchronise, the TSO may agree to the CDGU being Synchronised at that
time or request that the CDGU be Synchronised at the original Synchronising
time. If the TSO accepts the request to Synchronise more than 15 minutes before
the original Synchronising time, the TSO will not amend the original
Synchronising time but the Generator shall be entitled to Synchronise the
CDGU, and the CDGU shall be deemed to have met the original Synchronising
time.
SDC2.A.4.1.5 When in respect of a CDGU a Generator receives a Failure to Follow Notice to

Synchronise Instruction the original Notice to Synchronise is deemed never to
have been issued and the CDGU is not entitled to Synchronise. The TSO will
then decide whether or not to instruct again the Generator to Synchronise the
CDGU, and will notify the Generator in relation to the CDGU accordingly.
SDC2.A.4.1.6 When a CDGU trips before reaching Minimum Generation a Failure to Reach
Minimum Generation Instruction will be issued. The Failure to Reach
Minimum Generation Instruction will negate the Notice to Synchronise
received by the CDGU. The TSO will then decide whether or not to instruct the
CDGU to Synchronise again, and will notify the Generator in relation to that
CDGU accordingly.
SDC2.A.4.1.7 The TSO may request a CDGU to endeavour to Synchronise earlier than the
declared Synchronous Start Up Time (for cold, hot, warm states). In this event
the TSO will issue the Dispatch Instruction with a Synchronising time that
reflects the CDGU declared Synchronous Start Up Time (for cold, hot, warm
states) accompanied by a written or verbal request that the unit Synchronise as
soon as possible. If the CDGU Synchronises ahead of the Synchronising time in
the Dispatch Instruction the TSO will cancel that Dispatch Instruction and
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issue a new Dispatch Instruction with a Synchronising time equal to the actual
time the unit Synchronised.
○
SDC2.A.4.1.7 With regard to synchronisation of CDGU above 10 MW:
(a) when starting a CDGU, synchronisation shall be performed by

the Generator only after authorisation by the TSO;
(b) the CDGU shall be equipped with the necessary synchronisation

facilities;
(c) synchronisation of CDGU’s shall be possible at frequencies

within the ranges set out in CC8.8.6.1;
(d) the TSO and the Generator shall agree on the settings of
synchronisation devices to be concluded prior to operation of the
CDGU. This agreement shall cover:
(i) voltage;
(ii) frequency;
(iii) phase angle range;
(iv) phase sequence;
(v) deviation of voltage and frequency.
SDC2.A.4.2 CDGUs De-Synchronising
SDC2.A.4.2.1 The Dispatch Instruction will normally follow the form, for example:
"Time 1300 hours. Unit 1, Shutdown"
If the instruction start time is for 1400 hours the form will be, for example:
"Time 1300 hours. Unit 1, Shutdown, start at 1400 hours"
Both the above assume De-Loading Rate at declared Technical Parameters.

Otherwise the message will conclude with, for example:
"... and De-Synchronise at 1500 hours"
SDC1-371
26 June 2019
SDC2.A.5 Frequency Control
SDC2.A.5.1 All the above Dispatch Instructions will be deemed to be at the instructed Target
Frequency, i.e. where a CDGU is in the Frequency Sensitive Mode instructions
refer to target MW Output at Target Frequency. Target Frequency changes
will always be given to the Generator by telephone or Electronic Interface and
will normally only be 49.95, 50.00, 50.05Hz.
SDC2.A.5.2 CDGUs required to be Frequency insensitive will be specifically instructed as

such. The Dispatch Instruction will be of the form for example:
"Time 2100 hours. Unit 1, to Frequency insensitive mode"
SDC2.A.5.3 Frequency Control instructions may be issued in conjunction with, or separate

from, a Dispatch Instruction relating to MW Output.
SDC2.A.6 Emergency Load Drop
The Dispatch Instruction will be in a pre-arranged format and normally follow

the form, for example:
"Time 2000 hours. Emergency Load drop of "X"MW in "Y" minutes"
SDC2.A.7 Voltage Control Instruction
In order that adequate System voltage profiles are maintained under normal and
fault conditions a range of Voltage Control instructions will be utilised from time
to time, for example:
(a) Operate to target voltage of 117 kV;
(b) Maximum production or absorption of Reactive Power (at current

instructed MW Output);
(c) Increase reactive output by 10 Mvar (at current instructed MW Output).
SDC2.A.8 Instruction to change fuel
When the TSO wishes to instruct a Generator to change the fuel being burned in
the operation of one of its CDGUs from one Dispatched Fuel (or fuel) to another
(for example from 1% sulphur oil to 3% sulphur oil), the Dispatch Instruction
will follow the form, for example:
"Time 1500 hours. Unit 2 change to 3% fuel at 1700 hours".
SDC2.A.9 Instruction to change fuel for a dual firing CDGU
When the TSO wishes to instruct a Generator to change the fuel being burned in
the operation of one of its CDGUs which is capable of firing on two different fuels
SDC1-372
26 June 2019
(for example, coal or oil), from one Designated Fuel (or fuel) to another (for
example, from coal to oil), the instruction will follow the form, for example:
"Time 1500 hours. Unit 1 generate using oil at 1800 hours".
SDC2.A.10 Maximisation Instruction to CDGUs
When the TSO wishes to instruct a Generator to operate a CDGU at a level in

excess of its Availability in accordance with SDC2.4.2.4(i), the instruction will
follow the form, for example:
"Maximisation Instruction. Time 1800 hours. Unit GT2 to 58 MW."
SDC2.A.11 [not used]
SDC2.A.12 Dispatching a Demand Side Unit to a Demand Side Unit MW Response
SDC2.A.12.1 For Demand Side Units, the Dispatch Instruction issue time will always have
due regard for the Demand Side Unit Notice Time declared to the TSO by the
Demand Side Unit Operator as a Technical Parameter or as part of Additional
Grid Code Characteristics Notice data.
SDC2.A.12.2 If the time of the Dispatch Instruction is 1400 hours, the Demand Side Unit is
XX1, the Demand Side Unit Notice Time is 10 minutes and the Demand Side
Unit MW Response to be achieved is 20 MW, the relevant part of the instruction
would be for example :
“Time 1400 hours. Unit XX1 to 20 MW until further notice, start at 1410
hours”
or
“Time 1400 hours. Unit XX1 to 20 MW until 1500 hours,
start at 1410 hours”
SDC2 - APPENDIX B
[Not Used]
SDC1-373
26 June 2019
SDC2 - APPENDIX C
DISPATCH INSTRUCTIONS FOR DIFFERENT FUELS
SDC2.C.1 In addition to instructions relating to the Dispatch of Active Power, Dispatch

Instructions in relation to CDGUs may include:
(a) the Declared Fuel (or fuel) to be used by the Generator in operating the
CDGU. In the case of a CDGU capable of firing on different fuels, the
Dispatch Instruction may also specify the Designated fuel (or fuel) to be
used by the Generator. If no Declared Fuel (or fuel) and/or, where
relevant, fuel is contained in the Dispatch Instruction, then the most
recently instructed fuel will apply. The part of a Dispatch Instruction
which specifies a change in the fuel to be burned by the Generator shall
be known as a "Dispatched fuel Notice". The TSO may, however, use a
separate Dispatched fuel Notice and which may be issued separately
from any Dispatch Instruction, containing the above information. These
provisions apply to a PPA CDGU. If a fuel has been notified for a CDGU
other than a PPA CDGU, the fuel may be specified;
(b) in the case of a PPA CDGU only, the Generator may (subject to the
following provisions of this paragraph (b)), in complying with a Dispatch
Instruction burn a fuel other than the fuel specified in the Dispatch
Instruction.
SDC1-374
26 June 2019
SDC2 - APPENDIX D
PPA GENERATION PROVISION
SDC2.A.D.1 In relation to SDC2.4.2.9(b), in the case of PPA Generation, the provision of

GC13.5 shall be imported into (and for the purposes of the TSO Licence and the
NIE Licence, requested as forming part of SDC2.4.2.9(b)).
SDC2.A.D.2 In the case of PPA Generation, references to “Maximisation” in the Grid Code
shall be read as being references to “Peak” or “Peaking” in the Power Station
Agreements and the Generating Unit Agreements.
SDC1-375
26 June 2019
ANNEX I
Explanatory Note of differences between SDC2 in the SONI Grid Code and EirGrid Grid Code
This annex is an explanatory note only and does not form part of the Grid Code.
1. General Differences in wording
The table below summarises the general differences in wording between the form of SDC2 in the SONI Grid
Code and the form of SDC2 in the EirGrid Grid Code, which appear repeatedly throughout SDC2.
Terms used in SONI Grid Equivalent terms used in Reason

Code EirGrid Grid Code (where
different)
System Support Services Ancillary Service(s) The existing arrangements for
Ancillary Services and System
Support Services are continuing
until further notice.
CCGT Module CCGT Unit This is the phrase currently used
to describe the individual parts
of a Combined Cycle Plant
CCGT Module is an important
concept in Northern Ireland and
is reflected in many other
agreements. EirGrid is keeping
the phrase CCGT Unit, as it
more closely describes the
concept of an individual unit and
EirGrid has formerly used
CCGT Module to describe the
whole CCGT Installation.
voltage Voltage “Voltage” is a defined term in
the EirGrid Grid Code but not in
the SONI Grid Code.
emergency Emergency “Emergency” is a defined term
in the EirGrid Grid Code but not
in the SONI Grid Code.
2. Specific differences in wording between equivalent provisions in both Grid Codes
The table below provides a list of the other specific differences in wording between equivalent provisions of
SDC1 in both Grid Codes.
Provision SONI Grid Code EirGrid Grid Code Reason

SDC2.1.2(a) Reference is made to “but not Reference to these
Pumped Storage Demand” words in the
after the words “Pumped SONI Grid Code
Storage Generation”. is made for clarity
reasons.
SDC1-376
26 June 2019
SDC2.4.2.4(g) Reference is made to “OC11” Reference is made to These are the
and “OC11.8 and “OC11.13”. “OC10” and “OC8.5”. respective
Reference is also made to (i) requirements in
“Generator in relation to a relation to testing,
PPA CDGU” and “in relation monitoring and
to User’s Equipment other investigations
than a PPA CDGU”. The
word “Acceptance” appears
before “Commissioning”.
SDC2.4.2.4(h) Reference is made to “OC10” Reference is made to These are the
“OC8.4” respective System
Tests
requirements
SDC2.4.2.5 Reference is made to “radio No reference is made to These are
telephones” in the list of “radio telephones” and in respective
means of communications of addition, after the words requirements
a Dispatch Instruction “Frequency Relay” the regarding the
EirGrid Grid Code also form of a
refers to “or any other Dispatch
automatic Primary Instruction
Frequency Control Scheme
(excluding governor
response)”.
SDC2.4.2.5(b) Reference is made to Reference is made to These are the
“SDC3.6.1” “OC4.3” respective
requirements in
relation to actions
required in
response to high
frequency
SDC2.4.2.5(c)(i) Reference is made to “OC7” Reference is made to These are the
“OC9” respective
references in
respective of
temporary losses
at the TSOs’
Control Centres
SDC2.4.2.8(c) Reference is made to Reference is made to These are the
“OC11.8”, “OC11.13” and “OC8.5” and “OC8.6” respective
“OC10.4”. Reference is also requirements in
made to “a test at the request respect of testing
of a User under OC11.13”. and System Tests
SDC2.4.2.8(d) Reference is made to Reference is made to These are the
“OC11.8”, “OC11.13” and “OC8.5” and “OC8.6” respective
“OC10.4”. Reference is also requirements in
made to “a test at the request respect of testing
of a User under OC11.13”. and System Tests
SDC2.4.2.10(a) Reference is made to “radio No reference is made to The reference to
telephones” in the list of “Radio telephones” “radio
means of communication telephones” is
specific to the
SDC1-377
26 June 2019
means of
communication
under the SONI
Grid Code.
SDC2.4.2.11(c) Reference is made to “+15/-5 Reference is made to “+/- These are the
minutes” 10 minutes” respective delays
in synchronising
times which
trigger an
obligation on a
Generator to
notify the TSO of
the delay in
synchronising
times.
SDC2.4.2.12 No reference is made to Reference is made to “or in The EirGrid Grid
Dispatch Instructions for the case of a Dispatch Code has several
Mvars Instruction for Mvars specific
within two minutes of the requirements for
instruction” after the words the dispatch of
“in accordance with the Generator
instruction” Reactive Power.
SDC2.4.2.16 Reference is made to Reference is made to These are the
“CC.S1.5” “CC7.3 and SDC2.B.7” respective
requirements for
Generating Unit
Control
arrangements
SDC2.4.2.17 There is a requirement for a No such reference is made. This is a Northern
Generator to notify the TSO Ireland specific
where one of its CDGUs declaration.
operates without the AVR of
Var limiter in service.
SDC2.A.2.2 Reference is made to Reference is only made to This is due to the
“Designated Fuel” and “fuel” PPA specific fuel
“Declared Fuel” terminology in the
SONI Grid Code
3. Provisions applicable to one Grid Code only
The table below provides a list of the provisions of SDC1 which exist in one Grid Code only.
Provisions used in SONI Grid Code only Reason

SDC2.1.3 This paragraph cross-refers to Appendices C and
D which both deal with specific issues applicable
to PPA Generation only.
SDC2.4.1.4 This provision is necessary in the SONI Grid Code
to specify that specific CCGT requirements
contained in the Generating Unit Agreements,
SDC1-378
26 June 2019
Power Station Agreements and System Support
Services Agreements prevail over the
requirements of the Grid Code in case of
inconsistency.
SDC2.4.2.3 This paragraph is necessary to deal with issues
specific to PPA Generation, and in particular the
fact that for PPA Generation, a Dispatch
Instruction may include an automatic instruction
of Spinning Reserve.
SDC2.4.2.4(c) – final sentence This final sentence is specific to the SONI Grid
Code as it cross-refers to Appendix C that sets out
the different terminology and requirements
relating to fuel for PPA Generation.
SDC2.4.2.4(n) This is a SONI Grid Code only requirement in
respect of instructions to change Generator
Transformer tap positions
SDC2.A.1 – second paragraph This is a SONI Grid Code only provision which
provides that for PPA CCGT Modules and Units,
provisions in the Power Purchase Arrangements
and SSSAs prevail over Grid Code requirements
where there is an inconsistency.
SDC2 Appendix C This appendix deals with fuel provisions which
apply to PPA Generation only.
SDC2 Appendix D This appendix deals with additional provisions
which apply to PPA Generation only.
Provisions used in EirGrid Grid Code only

SDC2.4.2.3 This paragraph is necessary in order to deal with
the EirGrid specific requirement that a Dispatch
Instruction may include an automatic instruction
of Operating Reserve.
SDC2.4.2.4(b)(iv) This paragraph is EirGrid specific as it cross-
refers to Appendix B which sets out EirGrid
specific requirements for Generator Reactive
Power Dispatch.
SDC2.A.5.1 – second paragraph This provision deals with EirGrid specific
requirements in respect of MW Output adjustment
of a CDGU for System Frequency.
SDC2.A.7 (d) to (h) and final 2 paragraphs These additional paragraphs deal with EirGrid
specific Generator Reactive Power dispatch
requirements
SDC2.A.11 This additional paragraph deals with EirGrid
specific Dispatch Instructions in relation to
emergencies.
SDC2 Appendix B This appendix deals with the EirGrid specific
requirements for the Dispatch of Generator
Reactive Power
SDC1-379
26 June 2019
SCHEDULING AND DISPATCH CODE NO. 3
FREQUENCY CONTROL
SDC3.1 INTRODUCTION
SDC3.1.1 SDC3 sets out the procedure which the TSO will use to direct Frequency Control. NI
System Frequency will be controlled by:
(a) automatic response from CDGUs and Controllable PPMs operating in

Frequency Sensitive Mode, including Unit Load Controller operation;
(b) the Dispatch of CDGUs and Controllable PPMs;
(c) response from an Interconnector; and
(d) Demand Control.
SDC3.1.2 The requirements for Frequency Control are determined by the consequences and
effectiveness of Scheduling and Dispatch and by the effect of transfers across any
Interconnector and therefore SDC3 is complementary to SDC1 and SDC2.
SDC3.2 OBJECTIVE
The procedure for the TSO to direct Frequency Control is intended to enable (as far as
possible) the TSO to meet the statutory requirements of Frequency Control.
SDC3.3 SCOPE
SDC3 applies to the TSO, Suppliers, Generators (in respect of all Generating Units
connected to the Transmission System and in respect of CDGUs and Controllable
PPMs connected to the Distribution System) and Interconnector Owners.
SDC3.4 PROCEDURE
SDC3.4.1 Automatic Response from Generating Plant
SDC3.4.1.1 (a) All CDGUs and Controllable PPMs must be capable of operating at all times in
Frequency Sensitive Mode (including, where applicable, with the Unit Load
Controller in operation) which term means an automatic incremental or
decremental generation response (Primary Operating Reserve) to contain the
initial NI System Frequency change together with a sustained generation
response (Secondary Operating Reserve) which can contribute to containing
and correcting the NI System Frequency within the statutory requirements for
Frequency Control.
(b) All Synchronised CDGUs and Controllable PPMs must, unless relieved of the
requirement by the TSO, operate at all times in Frequency Sensitive Mode
(including, where applicable, with the Unit Load Controller in operation)
except where, in the Generator's reasonable opinion, it is necessary to cease
SDC3-380
26 June 2019
operation in Frequency Sensitive Mode in order to avoid an imminent risk of
injury to persons or material damage to property (including the CDGU).
SDC3.4.1.2 A System Frequency induced change in the Active Power output of CDGUs and
Controllable PPMs which assists the recovery to target NI System Frequency
must not be manually overridden by a Generator except where it is necessary, in the
Generator's reasonable opinion, to avoid an imminent risk of injury to persons or
material damage to property (including the CDGU).
SDC3.4.2 TSO Dispatch Instructions
SDC3.4.2.1 When the TSO determines it is necessary by having monitored the NI System
Frequency it will, as part of the procedure set out in SDC2, issue Dispatch
Instructions in order to seek to regulate NI System Frequency to meet the statutory
requirements for Frequency Control. CDGUs and Controllable PPMs will be
instructed by the TSO to operate at target NI System Frequency which will
normally be 50.00 Hz plus or minus 0.05 Hz, except in exceptional circumstances as
determined by the TSO.
SDC3.4.2.2 Any Dispatch Instruction to CDGUs and remote signals sent by the TSO to
Controllable PPMs will refer to the required output at the target NI System
Frequency.
SDC3.4.3 Low Frequency Relay Initiated Response from Open Cycle Gas Turbine CDGUs
SDC3.4.3.1 The TSO may allocate part of its requirements for Operating Reserve to CDGUs
which are Open Cycle Gas Turbines with the capability of Low Frequency Relay
initiated response for Start-Up to a pre-determined output level which have not been
Scheduled for Dispatch in accordance with SDC1, although the TSO may, in the
event, decide to issue a Dispatch Instruction in respect of any such CDGU in
accordance with SDC2. Alternatively, CDGUs which are Open Cycle Gas
Turbines of this type may be Scheduled for Dispatch by the TSO in accordance
with SDC1.
SDC3.4.3.2 The TSO will periodically specify, within the range established pursuant to the
Connection Agreement, Low Frequency Relay settings to be applied to the
CDGUs pursuant to SDC3.4.3.1 and will instruct the Low Frequency Relay
initiated response to be placed in and out of service.
SDC3.4.3.3 Generators will comply with the TSO's instructions issued under SDC3.4.3.2 for
Low Frequency Relay settings and low Frequency initiated response to be placed
in or out of service. Generators may not alter such Low Frequency Relay settings
or take low Frequency initiated response out of service without the TSO's
agreement, except where necessary, in the Generator's reasonable opinion, to avoid
an imminent risk of injury to persons or material damage to property (including the
CDGU).
SDC3.4.4 Low Frequency Relay Initiated Response from Demand
Suppliers should note that in allocating its requirements for Operating Reserve the
TSO may take into account Low Frequency Relay initiated Demand Reduction.
SDC3-381
26 June 2019
SDC3.5 ACTION REQUIRED BY GENERATORS IN RESPONSE TO LOW
FREQUENCY
SDC3.5.1 (a) If the NI System Frequency falls to or below 49.8 Hz, each Generator at
its Generating Plant will be required to check that each of its CDGUs and
Controllable PPMs is achieving the required levels of response including
that required from the Unit Load Controller, where applicable, in order to
contribute to containing and correcting the low System Frequency.
(b) Where the required levels of response are not being achieved appropriate
action should be taken by the Generator without delay and without receipt
of instructions from the TSO to achieve the required levels of response,
provided local security and safety conditions permit namely, in relation to
safety conditions, where this will not, in the Generator's reasonable
opinion, cause an imminent risk of injury to persons or material damage to
property (including the CDGU).
(c) In the case of Gas Turbine Units instructed for Low Frequency Relay
initiated response, manual Start-Up and/or Synchronisation shall be
attempted if automatic Start-Up and/or Synchronisation has failed.
SDC3.5.2 In order that the TSO can deal with emergency conditions effectively, it needs as
much up to date information as possible and accordingly, the TSO will be informed
of the action taken as soon as possible after the fall in NI System Frequency
directly by telephone from the Generating Plant.
SDC3.6 ACTION REQUIRED BY GENERATORS IN RESPONSE TO HIGH

FREQUENCY
SDC3.6.1 If NI System Frequency rises to or above 50.2 Hz, each Generator at its
Generating Plant will be required to ensure that each of its CDGUs and
Controllable PPMs has responded in order to contribute to containing and
correcting the high System Frequency by automatically or manually reducing
output by a minimum amount of 2% and by a maximum amount of 5% of
Generating Plant output per 0.1 Hz deviation of NI System Frequency from target
NI System Frequency.
SDC3.6.2 This reduction will have to be made without reference to the TSO and must be
maintained until the NI System Frequency has returned to Target Frequency or
receipt of revised Dispatch Instructions from the TSO under SDC2. In order that
the TSO can deal with the emergency conditions effectively, it needs as much up to
date information as possible and accordingly, the TSO must be informed of the
action taken as soon as possible after the rise in System Frequency directly by
telephone from the Generating Plant.
SDC3.7 ACTION REQUIRED BY INTERCONNECTOR OWNERS IN RESPONSE TO

HIGH OR LOW FREQUENCY
SDC3.7.1 The TSO will make separate arrangements with Interconnector Owners to specify
the response to be provided by Interconnector Owners in the event of high or low
Frequency in order for the Interconnector Owners to contribute to containing and
correcting the high or low System Frequency as the case may be.
SDC3-382
26 June 2019
SDC3.8 ELECTRIC TIME
SDC3.8.1 The TSO will endeavour (in so far as it is able) to control electric clock time to
within plus or minus 10 seconds of Standard Time by specifying changes to target
NI System Frequency and by Dispatch taking into account Merit Order and
forecast Generating Plant/Demand margins. Errors greater than plus or minus 10
seconds may be temporarily accepted at the TSO’s reasonable discretion. The TSO
will give 15 minutes’ notice to each Generator of variation in target NI System
Frequency.
SDC3-383
26 June 2019
DATA REGISTRATION CODE
DRC1 INTRODUCTION
DRC1.1 The Data Registration Code ("DRC") presents a unified listing of all data
required by the TSO from Users and by Users from the TSO, from time to time
under the Grid Code. The data which is specified in each section of the Grid
Code is collated here in the DRC. Where there is any inconsistency in the data
requirements under any particular section of the Grid Code and the Data
Registration Code, the provisions of the particular section of the Grid Code shall
prevail.
DRC1.2 The DRC identifies the section of the Grid Code under which each item of data
is required.
DRC1.3 The Code under which any item of data is required specifies procedures and
timings for the supply of that data, for routine updating and for recording
temporary or permanent changes to that data. All timetables for the provision of
data are repeated in the DRC
DRC1.4 Various sections of the Grid Code also specify information which the Users will
receive from the TSO. This information is summarised in a single schedule in
the DRC (Schedule 8).
DRC2 OBJECTIVE
The objective of the DRC is to:
(a) list and collate all the data to be provided by each category of User to the TSO
under the Grid Code; and
(b) list all the data to be provided by the TSO to each category of User under the
Grid Code.
DRC3 SCOPE
The Users to which the DRC applies are:
(a) Generators;
(b) Pumped Storage Generators in respect of Pumped Storage Plant Demand;
(c) Energy Storage Generators in respect of Energy Storage Power Station

Demand;
(d) Interconnector Users;
(e) Interconnector Owners;
(f) Demand Side Unit Operators;
(g) Generator Aggregators;
DRC-384
26 June 2019
(h) Suppliers; and
(i) Large Demand Customers.
DRC4 DATA CATEGORIES AND STAGES IN REGISTRATION
DRC4.1 Within the DRC each data item is allocated to one of the following three
categories:
(a) Standard Planning Data (SPD)
(b) Detailed Planning Data (DPD)
(c) Operational Data
DRC4.2 Standard Planning Data (SPD)
DRC4.2.1 The Standard Planning Data listed and collated in this

DRC is that data listed in Part 1 of the Appendix to the PC.
DRC4.2.2 Standard Planning Data will be provided to the TSO in

accordance with PC6.3.
DRC4.3 Detailed Planning Data (DPD)
DRC4.3.1 The Detailed Planning Data listed and collated in this DRC is
that data listed in Part 2 of the Appendix to the PC.
DRC4.3.2 Detailed Planning Data will be provided to the TSO in

accordance with PC6.3.
DRC4.4 Operational Data
DRC4.4.1 Operational Data is data which is required by the Operating

Codes and the Scheduling and Dispatch Codes. Within the
DRC, Operational Data is sub-categorised according to the
Code under which it is required.
DRC4.4.2 Operational Data is to be supplied in accordance with

timetables set down in the relevant Operating Codes and
Scheduling and Dispatch Codes and repeated in tabular form
in the schedules to the DRC.
DRC5 PROCEDURES AND RESPONSIBILITIES
DRC5.1 Responsibility for Submission and Updating of Data
In accordance with the provisions of the various sections of the Grid Code,
each User must submit data as summarised in DRC6 and listed and collated in
the attached schedules.
DRC5.2 Methods of Submitting Data
DRC-385
26 June 2019
DRC5.2.1 Wherever possible the data schedules to the DRC are structured
to serve as standard formats for data submission and such
format must be used for the written submission of data to the
TSO.
DCR5.2.2 All data to be submitted under Schedule(s) in the DRC must be

submitted to the TSO System Operations Manager at
Castlereagh House or to such other department and/or address
as the TSO may from time to time notify to Users. The name
of the person at the User who is submitting each schedule of
data must be included.
DRC5.2.3 Where both the TSO and a User agree that a computer data
link should be used, the method of use of the link shall be
agreed at the time, including what data can be submitted by the
link.
DRC5.2.4 Other modes of data transfer, such as magnetic tape, may be

utilised if the TSO gives its prior written consent.
DRC5.3 Changes to Users' Data
Whenever a User becomes aware of a change to an item of data which is

registered with the TSO, the User must notify the TSO in accordance with the
relevant section of the Grid Code. The method and timing of the notification to
the TSO is set out in the relevant section of the Grid Code.
DRC5.4 Data not Supplied
DRC5.4.1 Users are obliged to supply data as set out in the individual
sections of the Grid Code and repeated in the DRC. If a User
fails to supply data when required by any section of the Grid
Code, the TSO will (unless the default position is dealt with
specifically in the relevant part of the Grid Code) estimate
such data, acting reasonably, if and when, in the TSO's view, it
is necessary to do so. Such estimates will, in each case, be
based upon data supplied previously for the same Plant or
Apparatus or upon corresponding data for similar Plant or
Apparatus or upon such other information as the TSO
considers to be appropriate.
DRC5.4.2 The TSO will advise a User in writing of any estimated data it
intends to use pursuant to DRC5.4.1 relating directly to that
User's Plant or Apparatus in the event of data not being
supplied.
DRC6 DATA TO BE REGISTERED
DRC6.1 Schedules 1 to 8 attached cover the following data areas:
DRC6.1.1 SCHEDULE 1 - GENERATING UNIT AND POWER

STATION TECHNICAL DATA.
DRC-386
26 June 2019
Comprising Generating Unit and Power Station fixed
electrical parameters.
DRC6.1.2 SCHEDULE 2 - GENERATION PLANNING

PARAMETERS, RESPONSE CAPABILITY DATA, AND
SDC1 DATA. Comprising the Generating Plant,
Controllable PPM and Dispatchable PPM parameters
required for Operational Planning studies, response capability
data in connection with Operating Reserve and certain data
required under SDC1 in respect of CDGUs, Pumped Storage
Plant Demand, Energy Storage Power Station Demand,
Interconnectors, Interconnector Units, Demand Side Units,
Aggregated Generating Units and Controllable PPM.
DRC6.1.3 SCHEDULE 3 - GENERATING UNIT/POWER STATION

EQUIPMENT/INTERCONNECTOR OUTAGES.
Comprising Generating Unit, Power Station Equipment and
Interconnector Outage planning.
DRC6.1.4 SCHEDULE 4 - GENERATOR OUTPUT/LOADING

DATA AND ENERGY SALES DATA.
Output data and estimated loading profiles for Power Stations
not subject to Central Dispatch and Energy sales data from
Suppliers.
DRC6.1.5 SCHEDULE 5 - USER'S SYSTEM DATA.

Comprising electrical parameters relating to Plant and
Apparatus connected to the NI System.
DRC6.1.6 SCHEDULE 6 - LOAD CHARACTERISTICS.

Comprising the estimated parameters of Load groups in respect
of, for example, harmonic content and response to Frequency.
DRC6.1.7 SCHEDULE 7 - DEMAND CONTROL AND GENERAL

DATA.
Comprising information relating to Demand Control on the NI
System and requirements for additional data for System
operations purposes.
DR6.1.8 SCHEDULE 8 - DATA SUPPLIED BY THE TSO TO

USERS.
DRC6.2 The Schedules applicable to the following categories of User are as follows:
Generators with Generating Plant: Sched 1,2,3,5,7 & 8

Generators with Independent
Generating Plant: Sched 1,3,4,5,7 & 8
Generators with Controllable PPMs
or Dispatchable PPMs: Sched 1, 2, 3, 5, 7 & 8
All Users connected directly
to the NI System: Sched 5,7 & 8
All Users connected directly
DRC-387
26 June 2019
to the NI System with Demand
(including Generators with
respect to Demand at directly
connected Power Stations and
Demand Side Unit Operators
in respect of Demand Side Units): Sched 2,5,6,7 & 8
Suppliers: Sched 4 & 7
Interconnector Owners: Sched 2 & 3
Interconnector Users: Sched 2 (Para 6 only)
DRC6.3 As stated in DRC1, the data listed in the Schedules to this DRC are required to
be submitted by Users to the TSO in other parts of the Grid Code and
consequently the schedules should reflect accurately the requirements of other
parts of the Code relating to the submission of data. If at any time the TSO
considers that the Schedules do not so reflect the operative provisions relating to
the submission of data, the TSO may, by notice in writing to all affected Users
amend the Schedules to this DRC. The TSO may also vary the format of the
Schedules in this way. No changes may be made in accordance with this
DRC6.3 which would affect the substantive obligations of Users. Changes of
this latter nature can only be achieved by means of the usual procedure for Grid
Code changes and will require the approval of the Authority.
DRC-388
26 June 2019
SCHEDULE 1

GENERATING UNIT AND POWER STATION TECHNICAL DATA
POWER STATION NAME: DATE:
DATA DESCRIPTION UNITS DATA GENERATING UNIT OR POWER STATION DATA

CAT.
G1 G2 G3 G4 G5 G6 G7 STN
GENERAL POWER STATION DATA

Point of connection to the NI System in terms of geographical - SPD - - - - - - -
and electrical location and System voltage
Capacity of Power Station in MW sent out for R.C., Min. MW SPD - - - - - - -
Gen. (assumed to be zero in the case of PPMs unless a
different value is notified by the User) and, where relevant
Max. Gen.
In the case of Wind Farm Power Stations, a diagram that SPD
shows for the Wind Farm Power Station wind speed and
direction against electrical output in MW, in “rose” format.
In the case of PPM that are not WFPS, an equivalent diagram
relating to the input resource of that PPM.
Maximum auxiliary Demand (Active Power and Reactive MW SPD - - - - - - -
Power) Mvar SPD - - - - - - -
Where Generating Units form part of a User's System, the SPD

number of such Units together with their total capacity. If
required by the TSO, details of the Generating Units together
with their energy output profile.
Operating regime of Generating Units not subject to Central SPD
Dispatch (e.g. continuous, intermittent, peak lopping).
SPD -
GENERAL GENERATING UNIT DATA Prime mover type SPD
Generating Unit type MVA SPD
Generating Unit rating and terminal voltage KV -
Generating Unit rated power factor SPD -

Registered Capacity sent out MW SPD -
Max.Gen. and Min.Gen. capability sent out MW SPD -
Reactive Power capability (both leading and lagging) at the Mvar SPD -
lower voltage terminals of the Generator Transformer for
Max.Gen., normal Full Load and normal minimum Load.
Maximum Auxiliary Demand MW SPD

Mvar
Inertia constant MW SPD

sec
MVA
ABBREVIATIONS:
SPD = Standard Planning Data DPD = Detailed Planning Data
Min Gen = Minimum Generation Max Gen = Maximum Generation
DRC-389
26 June 2019
% on MVA = & on Rated MVA RC = Registered Capacity
% on 100 = % on 100 MVA OC1,SDC1,etc= Grid Code for which data is required
DRC-390
26 June 2019
CAT
Short circuit ratio -
SPD
Direct axis transient reactance % on -
SPD
MVA
Direct axis sub-transient time constant S -
SPD
-
Generator Transformer rated MVA, positive sequence
MVA SPD
reactance and tap change range % on
MVA
+%/-
%
Sustained Load Diagram Diagram SPD
-
In relation to the generators comprised within a PPM,
SPD
such General Generating Unit Data equivalent to that
listed above as the TSO shall reasonably require.
A list of the CCGT Modules in the CCGT Installation

identifying each CCGT Module, and the CCGT List SPD
Installation of which it forms part unambiguously,
together with other relevant information.
Auxiliary Demand
The normal Generating Unit-supplied auxiliary Load for MW DPD -
each Generating Unit at rated MW output
The Power Station auxiliary Load, if any, additional to MW DPD - - - - - - -

the Generating Unit supplied auxiliary Load where the
Power Station auxiliary Load is supplied from the NI
System
Generating Unit parameters
Rated terminal voltage kV DPD -
Rated MVA MVA DPD -
Rated MW MW DPD -
Min.Gen. MW DPD -
Short circuit ratio DPD -
Direct axis synchronous reactance % on DPD -

MVA
Direct axis transient reactance % on DPD -
MVA
Direct axis sub-transient reactance % on DPD -
MVA
Direct axis transient time constant S DPD -
Direct axis sub-transient time constant S DPD -
DRC-391
26 June 2019
CAT
Quadrature axis synchronous reactance % on DPD -

MVA
Quadrature axis transient reactance % on DPD -
MVA
Quadrature axis sub-transient reactance % on DPD -
MVA
Quadrature axis transient time constant S DPD -
Quadrature axis sub-transient time constant S DPD -

Stator time constant S DPD -
Stator resistance DPD -
Stator leakage reactance % on DPD -
MVA
Turbogenerator inertia constant, or, for generators MWsec/ DPD -
comprised within a PPM, Plant inertia constant MVA
Other than for generators comprised within a PPM, rated A DPD -
field current
Other than for generators comprised within a PPM, field A DPD -
current (amps) open circuit saturation curve for
Generating Unit terminal voltages ranged from 50% to
120% of rated value in 10% steps as derived from
appropriate manufacturers' certificates
Parameters for Generating Unit Step-Up Transformers
Rated MVA MVA DPD -
Voltage ratio DPD -
Positive sequence reactance (at max., min. & nominal tap) % on DPD -
MVA
Positive sequence resistance (at max., min. & nominal tap) % on DPD -
MVA
Zero phase sequence reactance % on DPD -
MVA
Tap changer range +%/ DPD -
-%
Tap changer step size % DPD -
Tap changer type: on Load or off circuit on/off DPD -
Power Station Transformer Parameters
Rated MVA MVA DPD -
Voltage ratio DPD -
Zero sequence reactance as seen from the higher voltage % on DPD -
side MVA
Excitation control system parameters (not for PPMs)
DC gain of excitation loop DPD -
DRC-392
26 June 2019
Rated field voltage DPD -
Maximum field voltage DPD -
DRC-393
26 June 2019
DATA DESCRIPTION UNITS DATA GENERATING UNIT OR POWER STATION
CAT. DATA
G1 G2 G3 G G5 G G7 STN
4 6
Minimum Field Voltage DPD

Max. rate of change of field voltage (rising) V/sec DPD -
Max. rate of change of field voltage (falling) V/sec DPD -
Details of excitation loop described in block diagram Diagram DPD -
form showing transfer functions of individual elements
Dynamic characteristics of over-excitation limiter DPD -
Dynamic characteristics of under-excitation limiter DPD -
Governor Parameters (for Reheat Steam Turbine Units)
H.P. governor average gain MW/Hz DPD -
Speeder motor setting range Hz DPD -
H.P. governor valve time constant S DPD -
H.P. governor valve opening limits DPD -
H.P. governor valve rate limits DPD -
Reheater time constant (active energy stored in reheater) S DPD -
IP governor average gain MW/Hz DPD -
IP governor setting range Hz DPD -
IP governor valve time constant S DPD -
IP governor valve opening limits DPD -
IP governor valve rate limits DPD -
Details of acceleration sensitive elements in HP and IP DPD -
governor loop
Governor block diagram showing transfer functions of Diagram DPD -
individual elements
Governor Parameters (for Non-Reheat Steam Turbine
Units and Gas Turbine Units
Governor average gain MW/Hz DPD -
Speeder motor setting range DPD -
Time constant of steam or fuel governor valve DPD -
DRC-394
26 June 2019
CAT.
Governor value opening limits DPD

Governor valve rate limits DPD -
Time constant of turbine S DPD -
Governor block diagram Diagram DPD -
Governor parameters (for PPMs)
Generator torque/speed controller(s) (if any) DPD
Generator blade angle controller(s) (if any) DPD
Generator power limitation function(s) (if any) DPD
Plant Flexibility Performance
Rate of Loading following weekend shutdown MW/m DPD
(Generating Unit and Power Station)
Rate of Loading following overnight shutdown MW/m DPD
(Generating Unit and Power Station)
Block Load following Synchronising, or, in the case of MW DPD
PPMs, generating whilst connected to the NI System
Rate of Deloading from normal rated MW MW/m DPD
Regulating range MW DPD
Load rejection capability while still Synchronised, or, in MW DPD
the case of PPMs, generating whilst still connected to the
NI System and generating, and able to supply Load
NOTE:
Users are referred to Schedule 5 which sets down data required for all Users directly connected to the NI System, including Power Stations.
DRC-395
26 June 2019
SCHEDULE 2
GENERATION PLANNING PARAMETERS, RESPONSE CAPABILITY DATA AND SDC1

DATA
Part 1 of this schedule contains the CDGU and Controllable PPM or Dispatchable PPMs Generation Planning Parameters required
by the TSO to facilitate studies in Operational Planning timescales. It also contains the response capability data for CDGUs.
Part 2 of this schedule contains the data required with respect to CDGUs, Pumped Storage Plant Demand, Energy Storage Power
Station Demand, Interconnectors, Interconnector Units, Demand Side Units, Aggregated Generating Units and/or Controllable
PPM to be supplied by Users by Gate Closure pursuant to SDC1. Many of these parameters are the same as those required in Part 1, but
the data supplied under Part 1 will not be used for real time operation.
Power Station: ______________________________________________________
Part 1 - Generation Planning Parameters

CAT.
Generation Planning Parameters for CDGUs

The minimum notice required to Synchronise a Generating Mins OC2 -
Unit from De-synchronisation
The minimum time between Synchronising different Mins OC2
Generating Units in a Power Station
The minimum block Load requirements on Synchronising OC2
Maximum Generating Unit Loading rates from
Synchronising for the following conditions:
hot MW/ OC2 -
min
Warm MW/ OC2 -
min
cold MW/ OC2 -
min
Minimum time off Load OC2
Maximum Generating Unit Deloading rates for the following
conditions:
Hot MW/ OC2 -
min
warm MW/ OC2 -
min
cold MW/ OC2 -
min
Maximum allowable starts per year:
hot OC2 -
DRC-396
26 June 2019
CAT.
warm OC2 -
cold OC2
Generation Planning Parameters for Controllable PPMs or
Dispatchable PPMs
The minimum time to connect/reconnect the Controllable OC2
PPM or Dispatchable PPM (or part thereof) to the NI System
following a Dispatch instruction
The minimum time to connect/reconnect the Controllable OC2

PPM or Dispatchable PPM (or part thereof) to the NI System
automatically following a trip of the Controllable PPM or
Dispatchable PPM (or part thereof) that does not cause
damage to the Controllable PPM or Dispatchable PPM (or
part thereof)
The maximum rate at which Load can be increased following OC2

connection of the Controllable PPM or Dispatchable PPM
(or part thereof) to the NI System
The minimum fault level or voltage at the Connection Point OC2

below which the Controllable PPM or Dispatchable PPM
cannot be connected
Operating Reserve to Frequency change -

Operating Reserve to Frequency change to be given in a
tabular form, describing Primary Operating Reserve,
Secondary Operating Reserve, Tertiary Operating Reserve
band 1, Tertiary Operating Reserve band 2 at different
levels of Load, ranging from Minimum Generation to
Registered Capacity Table OC3
Governor Droop Characteristics
Governor Droop
Unit Control Options % OC3
Maximum Droop
Normal Droop % OC3
Minimum Droop % OC3
% OC3
DRC-397
26 June 2019
Part 2: Availability, Technical Parameters Data and other data required under SDC1
The following information is required daily by not later than Gate Closure to cover the next following Trading Day in relation to each
CDGU, Pumped Storage Plant Demand, Energy Storage Power Station Demand, Interconnector, Interconnector Units (only in
relation to paragraph 6 below), Demand Side Unit, Aggregated Generating Unit and/or Controllable PPM. In so far as the Availability
data is not so submitted, the data to have been submitted in respect of the last Imbalance Settlement Period of the current Trading Day
will be deemed to have been resubmitted. Any further revisions to this data are required to be notified to the TSO when they become known.
1 Availability
Each User must notify the TSO by means of an Availability Notice of the Availability of each of its CDGUs (and in the case of a CCGT
Installation, the CCGT Modules within it), Pumped Storage Plant Demand, Energy Storage Power Station Demand, Interconnectors,
Demand Side Units, Aggregated Generating Units and/or Controllable PPM.
The Availability Notice shall state the Availability of the relevant CDGU for each Imbalance Settlement Period in the following
Trading Day (subject to revision under SDC1.4.5.1 (a)).
In addition, Users other than Aggregators and Demand Side Unit Operators must submit an Additional Grid Code Availability Notice
under SDC1.4.2 by no later than Gate Closure each day. The information contained in an Additional Grid Code Availability Notice
broadly relates to a CDGU’s different Availabilities depending on which fuel a CDGU is firing on (for a CDGU that is capable of firing on
different fuels), the Availability of each CCGT Module within a CCGT Installation and to the various long-term constraints (such as fuel
and emissions constraints) which can affect the Availability of a CDGU.
2. Technical Parameters
For each CDGU, Controllable PPM, Dispatchable PPM, Demand Side Unit, Aggregated Generating Unit, Energy
Storage Power Station Demand and Pumped Storage Plant Demand, the Technical Parameters listed in the table set out in
Appendix A to SDC1 and copied below. The factors applicable to a particular Plant are indicated with a tick.

Demand
Site Sites
Block Load Cold     
Block Load Hot 
Block Load Warm 
Charging Capacity    
ESPS
Gen Only
Cycle Efficiency     
ESPS

Gen Only
Demand Side Unit  
=Notice
Deload Break Point     
Demand Side Unit MW       
Availability
Demand Side Unit MW       
Response Time
Point 1
Point 2
DRC-398
26 June 2019
Demand
Site Sites
Point 3
Trigger Point 1
Trigger Point 2
Trigger Point 3
End Point of Start Up     
Period
Energy Limit 
Forecast Minimum     
ESPS
Output Profile Gen Only
Forecast Minimum    
Generation Profile
Cold (1)
Cold (2)
Hot (1)
Hot (2)
Warm (1)
Warm (2)
Max Ramp Down Rate  
(shall be a number
greater than zero)
Max Ramp Up Rate  
(shall be a number
greater than zero)
Maximum Charge    
ESPS
Capacity Gen Only
Maximum Down Time  
Maximum Generation /     
Registered Capacity
Maximum On Time     
Maximum Storage 
Capacity
Minimum Charge    
ESPS
Capacity Gen Only
DRC-399
26 June 2019
Demand
Site Sites
Minimum Down Time  
Minimum Generation     
Minimum Off Time       
Minimum On Time     
Minimum Storage  
Capacity
Off to Generating Time      
Off to Spin Pump Time       
(Other relevant technical      
parameters)
Pumping capacity  
1
2
3
4
Ramp Down Rate 3     
Ramp Up Rate 1      
Ramp Up Rate 2      
Ramp Up Rate 3      
Ramp Up Rate 4      
Ramp Up Rate 5      
Short Term     
Maximisation Capability
Short Term     
Maximisation Time
Cold (1)
Cold (2)
Hot (1)
Hot (2)
Warm (1)
DRC-400
26 June 2019
Demand
Site Sites
Warm (2)
Spin Pump to Pumping      
Energy Time
Time Cold
Time Hot
Synchronous Start-Up 
Time Warm
1
1
2
2
Users should also refer to SDC1.4.5.2 for the submission of revised Technical Parameters data.
3. Additional Grid Code Characteristics
The following data are required to be submitted by each User, with the exception of Aggregators, direct to the TSO:
1. Individual CCGT Module data equivalent to the data required for a CCGT Installation. It shall also show any revisions to
the Technical Parameters for each of the CCGT Modules within it.
2. In the case of a CDGU capable of firing on different fuels, an Additional Grid Code Characteristics Notice in respect of
any additional fuel for the CDGU, each containing the information set out in the Technical Parameters for each fuel and each
marked clearly to indicate to which fuel it applies.
3. In the case of Interconnector Owners, Interconnector data, including but not limited to the Availability of
Interconnector Filters.
4. In relation to each Demand Side Unit, the Demand Profile and the Initial Demand Reduction Time.
5. Where there is a System Support Services Agreement in place, the System Support Services which are Available.
6. The parameters listed in the table in Part 2 of Appendix A to SDC 1 and copied below, where relevant to a User.
7. In the case of Kilroot Power Station and Ballylumford Power Station, which configuration referred to in PC.A3.3.12 the
Power Station is operating at for each Imbalance Settlement Period .
The table contained in Part 2 of Appendix A to SDC1 and referred to at paragraph 6 above is copied below:
Variable Applies to
Time from initiation of a start to achieving CDGUs which are Open Cycle Gas Turbines or
DRC-401
26 June 2019
Variable Applies to
Dispatched Load CCGTs
Governor Droop All CDGUs, except Aggregated Generating

Units
Sustained Response Capability All CDGUs, except Aggregated Generating

Units
Two shifting limitation (limitation on the number All CDGUs, except Aggregated Generating
of Start-ups per Trading Day) Units
The MW and Mvar capability limits within All CDGUs, except Aggregated Generating
which the CDGU is able to operate as shown in Units
the relevant Generator Performance Chart
Maximum number of on Load cycles per 24 hour All CDGUs, except Aggregated Generating
period, together with the maximum Load Units
increases involved
^Maximum number of changes to the Dispatched All CDGUs, except Aggregated Generating
Fuel per 24 hour period Units
Maximum quantity of oil in “ready-use tanks” All CDGUs, except Aggregated Generating
and associated pipework Units
^Maximum number of changes to the Designated All CDGUs, except Aggregated Generating
Fuel per 24 hour period Units
^Minimum notice to change the Designated All CDGUs, except Aggregated Generating
Fuel. Units
Settings of the Unit Load Controller for each All CDGUs, except Aggregated Generating
CDGU for which a Unit Load Controller is Units
required under CCS1.5.5 of the SONI Grid Code
Declared Maximisation Capacity All CDGUs, except Aggregated Generating

Units
Time between De-Synchronising different All CDGUs, except Aggregated Generating

CDGUs in a Power Station which, in the case of Units
Coolkeeragh Power Station only, shall be stated
for both paired and single CDGUs.
Users should also refer to SDC1.4.5.2 for the submission of revised Additional Grid Code Characteristics data.
DRC-402
26 June 2019
4. Reserve capability
Each Generator and Generator Aggregator shall submit reserve capability data in accordance with SDC1.4.4.3 and, in the case
of PPA Generation, Appendix B to SDC1.
5. Other Relevant Data
For each Plant which has been declared Available in an Availability Notice (and, in the case of a CCGT Installation, CCGT
Modules within):
(i) any newly arisen special factors which in the reasonable opinion of the User may have a material effect on the likely
Output or Demand Reduction of such Plant (and, in the case of a CCGT Installation, CCGT Modules therein) or, in
the case of an Interconnector, the Availability of the Interconnector Filters; and
(ii) any temporary changes, and their likely duration, to the Registered Data of such Plant (and, in the case of a CCGT
Installation, CCGT Modules therein) (other than those already notified under the foregoing provisions of this Part II of
Schedule 2).
6. Commercial Offer Data
Each Generator, Pumped Storage Generator (in respect of Pumped Storage Plant Demand), Energy Storage Generator (in
respect of Energy Storage Power Station Demand), Interconnector User (in respect of an Interconnector Unit), Demand Side
Unit Operator and Generator Aggregator shall submit Commercial Offer Data to the TSO (either directly or by means of an
Intermediary) by Gate Closure for the following Trading Day in accordance with the TSC. Specific requirements for Energy
Limited Generating Units and Pumped Storage Plants are listed in SDC1.4.4.5.
DRC-403
26 June 2019
SCHEDULE 3
GENERATING UNIT/POWER STATION EQUIPMENT/INTERCONNECTOR OUTAGES
Power Station/Interconnector name .........................

Generating Unit number .......................................
Registered Capacity ............................................
PART 1 - GENERATING PLANT/POWER STATION EQUIPMENT/INTERCONNECTOR OUTAGE PROGRAMMES
CDGU (AND/OR CCGT MODULE, AS PROVIDED IN OC2)/ UNITS TIME UPDATE DATA CAT.
CONTROLLABLE PPM/ DISPATCHABLE PPM/ POWER COVERED TIME
STATION EQUIPMENT/ INTERCONNECTOR OUTAGE
PROGRAMMES
(Note: References to CCGT Installations include CCGT Modules

as provided in OC2)
Indicative Term Operational Planning: Planning for years 4 to 7
ahead
Suggested Indicative Outage Programme containing: Year 7 By end March OC2
(i) identity of the CDGUs (or, in the case of a CCGT Installation,

CCGT Module(s) therein), Controllable PPMs, Dispatchable
PPM (or Generating Unit(s) therein) Power Station Equipment
and/or Interconnector concerned;
(ii) MW concerned (i.e. which will not be Available as a result of MW

the Outage and that which will still be Available);
(iii) duration of Outage; weeks
(iv) preferred Start Date and Start Time; date/

time
(v) whether Flexible or Inflexible;
(vi) if Flexible:
(a) period by which Outage may be deferred; days
(b) period by which Outage may be days

advanced;
(vii) if the Outage is required to enable the Generator or

Interconnector Owner to comply with statutory obligations and, in
such case, the latest date by which the Outage must be taken.
(Note: References to CCGT Installations include CCGT Modules

as provided in OC2)
Long Term Operational Planning: Planning for years 2 & 3 ahead
Suggested Provisional Outage Programme containing: Year 3 By end March OC2

CCGT Module(s) therein), Controllable PPMS or Dispatchable
PPMs (or Generating Unit(s) therein) Power Station Equipment


time
DRC-404
26 June 2019
PROGRAMMES
(vi) if Flexible:

advanced;

(The TSO's response as detailed in OC2 Year 3 By end Sept. OC2)
(Generators' responses to changes suggested by the TSO and Year 3 By end Oct. OC2)
resolution of any disputes as set out in OC2
Up-dated suggested Provisional Outage Programme containing: Year 2 By end March OC2

CCGT Module(s) therein),Controllable PPMs or Dispatchable
PPMs (or Generating Unit(s) therein) Power Station Equipment

(iv) preferred Start Date and Start Time; date/ time
(vi) if Flexible:

advanced.

(the TSO’s response as detailed in OC2 Year 2 By end OC2)

Sept.
(Generators' and Interconnector Owner’s responses to the TSO's Year 2 By end Oct OC2)
changes and resolution of any disputes as set out in OC2
Medium Term Operational Planning: Planning for Year 1

ahead
Suggested Final Outage Programme containing: Year 1 By end March OC2

CCGT Module(s) therein), Controllable PPMs or Dispatchable
PPMs (or Generating Unit(s) therein) Power Station Equipment MW
(ii) MW concerned (i.e. which will not be Available as a result of


time
DRC-405
26 June 2019
PROGRAMMES
(vi) if Flexible:

advanced.

(the TSO's response as detailed in OC2 By end June OC2)
(Generators' or Interconnector Owners’ responses to the TSO's By end July OC2)

changes and resolution of any disputes as set out in OC2
(The TSO to notify Generators of any further changes required as By end Sept. OC2)
detailed in OC2
Short Term Operational Planning : Planning for Year 0
During Year 0, OC2 requires notices to be given in respect of the - Year 0 - OC2
following (the details of which can be found in OC2):
(i) movements of Flexible Planned Outages - on not less than 7

days' notice by the TSO;
(ii) amendments to Planned Outages - request to be made by the

TSO by notice in writing;
(iii) substitution of a different CDGU and/or Generating Unit(s)

within a Controllable PPM, Dispatchable PPM for an Outage -
request to be made by the Generator by notice in writing;
(iv) Short Term Planned Maintenance Outages - to be requested

by Generators or Interconnector Owners by not less than 7 days'
notice in writing, containing the following information:
(a) identity of the CDGU(s), (or, in the case of a CCGT

Installation, CCGT Module(s) therein), Controllable PPMs or
Dispatchable PPMs (or Generating Unit(s) therein) Power
Station Equipment and/or Interconnector concerned;
(b) MW concerned (i.e. MW which would not be Available

as a result of the Outage and that which would still be Available); MW
(c) duration of Outage (not exceeding 72 hours); hours
(d) preferred Start Date & Start Time; date/time
(e) if the Outage is required for maintaining the brush gear of a

CDGU (or, in the case of a CCGT Installation, CCGT Module(s)
therein) and/or a Controllable PPM or Dispatchable PPM (or
Generating Unit(s) therein)
(The TSO will respond to a request for a STPMO in accordance

with OC2)
(v) Notified Unplanned Outages - to be notified by a OC2

Generator as early as possible;
(vi) 24 Hour Recall (in relation to a Notified Unplanned OC2

Outage) to be requested by the TSO and, if agreed to by the
DRC-406
26 June 2019
PROGRAMMES
Generator or Interconnector Owner, acknowledged by the
Generator or Interconnector Owner by notice in writing;
date & time OC2
(vii) Forced Outages - to be notified by the Generator or
Interconnector Owner in writing, not later than 48 hours after the
event, such notice to include the Generator's best estimate of the
date and time by which the CDGU/Controllable
PPM/Dispatchable PPM/Power Station
Equipment/Interconnector is likely to have been repaired and
restored to its full level of Availability;
(viii) Release of CDGUs/Controllable PPM/Dispatchable OC2

PPM/Power Station Equipment/Interconnector for Outage – the
TSO's express formal consent required (see Schedule 8);
OC2
(ix) Return to service from Outage to be notified by the
Generator or Interconnector Owner to the TSO;
OC2
(x) Overruns of Outages to be notified by the Generator or
Interconnector Owner to the TSO immediately the Generator or
Interconnector Owner becomes aware of the situation in writing,
such notice to include:
(a) the reason for the delay; and

date & time
(b) the Generator's or Interconnector Owner’s best estimate
of the date and time of return to service.
Part 2: Independent Generating Plant Outages
Each Generator with Independent Generating Plant shall be obliged to submit such information in relation to that
Independent Generating Plant for the purposes of Operation Planning as the TSO may reasonably require pursuant to
OC2.4.1.
DRC-407
26 June 2019
SCHEDULE 4
GENERATOR OUTPUT/LOADING DATA AND ENERGY SALES DATA
DATA DESCRIPTION UNITS TIMESCALE UPDATE DATA

COVERED TIME CATEGORY
GENERATION OUTPUT
Where requested by the TSO, the Generator at each Power Station The preceding Daily at 10.00 OC1
with a Registered Capacity of 2MW, but not exceeding 5MW Schedule
must provide to the TSO a half-hourly printout of metered output in Day
respect of such Power Station for:
(i) Active Power; and MW
(ii) Reactive Power MVAr
LOADING PROFILES
Where requested by the TSO, each Generator with Independent MW Years 1-3 By end of OC1
Generating Plant with a Registered Capacity of 2MW and above ahead week 45
and in respect of each of its CDGUs other than PPA CDGUs in
relation to Predicted Output shall provide the TSO with estimated
Loading profiles for such Units for a period of 3 years ahead,
beginning in week 1 of the following year.
Where requested by the TSO, each Generator with Independent MW Following Daily at 10.00 OC1
Generating Plant other than PPMs with a Registered Capacity of Schedule
2MW and above shall submit an estimate of Loading profiles Day
including the half hourly output. (Following
3/2 Schedule
Days where
given as
Friday/Saturd
ay and for
longer periods
at holiday
times)
Where requested by the TSO, each Generator with Independent MW Following By 06.00 on OC1
Generating Plant that is a PPM with a Registered Capacity of Schedule Friday
2MW and above shall submit to the TSO an estimate of Loading Week
profiles
ENERGY SALES
Each Supplier must provide to the TSO in writing details of its GW/h Years 1 - 3 By end of OC1
anticipated aggregate annual sales of Energy in respect of each of ahead week 48
the three following years in accordance with OC1.4.1.1.
DRC-408
26 June 2019
SCHEDULE 5
USERS SYSTEM DATA
The data listed in this Schedule 5 is required to be provided by:

(i) a User (and by proposed Users applying for a Connection Agreement) in connection with applications for new or modified
arrangements for connections to or use of the NI System;
(ii) a User who has requested a Statement of System Capacity as referred to in PC5.2;
(iii) a User at the time it notifies the TSO of any significant changes to its System or operating regime; and
(iv) the categories of User specified in PC6.3.3 on a routine annual basis by the end of calendar week 52 of each year.
DATA DESCRIPTION UNITS DATA

CATEGORY
Modelling Data
Modelling data of the Users Plant and Apparatus at the Connection Point in accordance with SPD
PC.A2.1.4 and PC.B2.1.3
User System layout
Single line diagrams of existing and proposed arrangements of main Plant and Apparatus including: SPD/DPD
(i) busbar layouts

(ii) electrical circuitry (i.e. lines, cables, transformers, switchgear etc)
(iii) phasing arrangements
(iv) earthing arrangements
(v) switching facilities
(vi) operating voltages
(vii) numbering and nomenclature
Reactive Compensation Equipment
For all independently switched reactive compensation equipment on the User's System at 11kV and
above, other than power factor correction equipment associated directly with the User's Plant and
Apparatus, the following information is required:
(i) type of equipment DPD
(ii) capacitive and/or inductive rating or its operating range in MVAr Mvar DPD
(iii) details of any automatic control logic to enable operating characteristics to be determined DPD
(iv) the point of connection to the User's System in terms of electrical location and voltage DPD
Short Circuit Infeed to the NI System
The total short circuit infeeds calculated in accordance with good industry practice into the NI System
from the User System at the Connection Point as follows:
(i) maximum 3-phase short circuit infeed including infeeds from any Generating Plant MVA SPD/DPD
forming part of the User's System
(ii) additional maximum 3-phase short circuit infeed from induction motors via the User's MVA DPD
System
(iii) minimum zero sequence impedance of the User's System at the Connection Point % on 100 SPD/DPD
Lumped System Susceptance
Details of equivalent lumped network susceptance of the User's System at nominal Frequency back to % on 100 DPD
the connection with the NI System. This should include any shunt reactors which are an integrated part
of a cable system and which are not normally in or out of service independently of the cable (i.e. they
are regarded as part of the cable). It should not include:
(i) independent reactive compensation plant connected to the User's System; or
(ii) any susceptance of the User's System inherent in the Active and Reactive Power Demand
data given under PC.A.3.2
DRC-409
26 June 2019
Interconnection Impedance
For User interconnections which operate in parallel with the NI System and equivalent single % on 100 DPD
impedance (resistance, reactance and shunt susceptance) of the parallel User System. If the
impedance is, in the reasonable opinion of the TSO, low, the more detailed information in the
equivalent or active part of the parallel User System may be requested.
Demand Transfer Capacity
Where the same Demand may be supplied from alternative NI System points of supply, the DPD
proportion of Demand normally fed from each NI System supply point and the arrangements
(manual or automatic) for transfer under planned /fault Outage conditions shall be provided. Where
the same Demand is supplied from different User supply points, then this information should be
provided to all parties.
System Data
Each User with an existing or proposed User System connected at High Voltage shall provide the
following details relating to that High Voltage System:
(i) circuit parameters for all circuits:
rated voltage kV DPD
operating voltage kV DPD
positive phase sequence reactance % on 100 DPD
positive phase sequence resistance % on 100 DPD
positive phase sequence susceptance % on 100 DPD
zero phase sequence reactance % on 100 DPD
zero phase sequence resistance % on 100 DPD
zero phase sequence susceptance % on 100 DPD
(ii) Interconnecting transformers between the User's higher voltage system and the User's primary
voltage system:
rated MVA MVA DPD
voltage ratio DPD
winding arrangement DPD
positive sequence reactance (max, min, and nominal tap) % on MVA DPD
positive sequence resistance (max, min, and nominal tap) % on MVA DPD
zero sequence reactance % on MVA DPD
tap changer range +% to -% DPD
tap changer step size % DPD
tap changer type: on Load or off circuit DPD
(iii) Switchgear, including circuit breakers, switch disconnectors and isolators on all circuits
connected to the Connection Point including those at Power Stations:
rated voltage kV DPD
operating voltage kV DPD
rated short circuit breaking current, 3-phase kA DPD
rated short-circuit breaking current, 1-phase kV DPD
rated load-breaking current, 3-phase kA DPD
DATA DESCRIPTION UNITS DATA

CATEGORY
DRC-410
26 June 2019
rated load-breaking current, 1-phase kA DPD
rated short-circuit marking current, 3-phase kA DPD
rated short-circuit making current, 1-phase kA DPD
Protection Data
The following information relates only to Protection which can trip or intertrip or close any
Connection Point circuit breaker or any the TSO circuit breaker:
(i) a full description, including estimated settings, for all relays and Protection systems DPD
installed or to be installed on the User's System;
(ii) a full description of any auto-reclose facilities installed or to be installed on the User's DPD
System, including type and time delays;
(iii) a full description, including estimated settings, for all relays and Protection systems DPD
installed or to be installed on the Generating Unit Generator Transformer, station
transformer and their associated connections:
(iv) for Generating Units having (or intended to have) a circuit breaker on the circuit leading DPD
to the Generator Terminals, at the same voltage, clearance times for electrical faults
within the Generating Unit zone; and
(v) the most probable fault clearance time for electrical faults on the User's System m/Sec DPD
Earthing Arrangements
Full details of the means of permanently connecting the User System to each, including impedance DPD
values.
Transient Overvoltage Assessment Data
When requested by the TSO, each User is required to submit estimates of the surge impedance DPD
parameters present and forecast of its User System with respect to the Connection Point and to give
details of the calculations carried out. The TSO may further request information on physical
dimensions of electrical equipment and details of the specification of Apparatus directly connected to
the Connection Point and its means of Protection.
User's System Demand (Active and Reactive Power)
Forecast daily Demand profiles net of the output profile of all Generating Plant directly connected
to the User's System in time marked half hours throughout the day as follows:
(a) peak day on the User's System MW/Mvar SPD/DPD
(b) day of peak Demand (Active Power) MW DPD
(c) day of minimum Demand (Active Power) MW DPD
User Customer Demand Management Data
The potential reduction in Demand available from the User in MW and MVAr, the notice required MW/Mvar DPD
to put such reduction into effect, the maximum acceptable duration of the reduction in hours and the + text
permissible number of reductions per annum.
Conversion Factor Data

The figures described as “fixed unit load” and “unit load scalar” under the TSC, which are the figures
submitted by a Generator or an Intermediary on its behalf pursuant to the “net output function”
provisions of the TSC.
Additional Conversion Factor Data
For Kilroot and Ballylumford Power Stations, the different configurations at which the Power
Stations may operate and which can affect the Conversion Factors, such configurations being
submitted in the form set out at PC.A3.3.12.
DRC-411
26 June 2019
SCHEDULE 6

LOAD CHARACTERISTICS AT GRID SUPPLY POINTS
All data in this Schedule 6 is categorised as Standard Planning Data (SPD) and is required for existing and agreed future connections.
This data is to be updated annually by the end of week 52 for each of the next 7 financial years.
DATA DESCRIPTION UNITS DATA FOR FUTURE YEARS
Yr 1 Yr 2 Yr 3 Yr 4 Yr 5 Yr 6 Yr 7
For all types of Demand
(i) Type and electrical loading of

equipment to be connected:
number and size of motors;
types of drive and control
arrangements.
(ii) The sensitivity of the Demand to MW/kV

variations in voltage and Mvar/kV
Frequency on the NI System. MW/Hz
Mvar/Hz
(iii) The maximum harmonic content %

which the User would expect its
Demand to impose on the NI
System
(iv) The average and maximum phase %

unbalance which the User would
expect it’s Demand to impose on
the NI System.
For Fluctuating Loads > 5 MVA
(i) Details of the cyclic variation of

Demand (Active and Reactive
Power)
(ii) The rates of change of Demand

(Active and Reactive Power)
both increasing and decreasing.
(iii) The shortest repetitive time

interval between fluctuations in
Demand (Active and Reactive
Power)
(iv) The magnitude of the largest step

changes in Demand (Active and
Reactive Power) both increasing
and decreasing.
(v) Maximum energy demanded per

half hour by the fluctuating Load
cycle
(vi) Steady state residual Demand

(Active Power) occurring
between Demand fluctuations
For User's Abnormal Loads
Details should be provided on any individual

Loads which have characteristics differing
from the normal typical range of Loads in the
domestic, commercial or industrial fields. In
particular, details on arc furnaces, rolling
mills, traction installations etc. which are
liable to cause flicker problems
DRC-412
26 June 2019
SCHEDULE 7
DEMAND CONTROL AND GENERAL DATA
PART 1 - DEMAND CONTROL DATA
DATA DESCRIPTION UNITS TIME UPDATE DATA CAT.

COVERED TIME
Customer Demand Management Initiated by a Supplier
A Supplier which enters into (or amends) an agreement or other End of By end of OC4
arrangement with a Customer allowing Customer Demand current year March
Management must notify the TSO in writing in accordance with to 30th April
OC4.4.2.2 of its best estimate of the following (on an aggregated and/or for
basis) when the aggregate of its possible Customer Demand following
Management pursuant to all such agreements or arrangements it has year
effected can equal or exceed 2MW at any point in time: commencing
1st May
(i) the level of expected and possible Demand Control MW OC4
(ii) the circumstances in which the Customer Demand OC4

Management is expected to be and may be utilised
(iii) the expected duration of Demand Control and the OC4

maximum permitted
(iv) the expected and possible frequency of initiation OC4
(v) the locations at which it is expected that Demand OC4

Control will be exercised
A Supplier must notify the TSO in writing on each occasion that The OC4
any Customer Demand Management of which it has notified the following
TSO under OC4.4.2.1 and OC4.4.2.2, is planned to be instructed (or Schedule
has been instructed) by that Supplier and which will in aggregate Day (where
equal or exceed (or has equalled or exceeded) 2MW at any point in the
time other than following an instruction by the TSO. Such Customer
notification must be given in accordance with the timing Demand
requirements of OC4.4.2.4 and will contain: Management
is planned
sufficiently
far in
advance).
(a) the amount of Customer Demand Management MW OC4

planned to be instructed, or which had been instructed;
(b) the length of time which the Customer Demand hours/minutes OC4
Management is anticipated to be in force and the time at
which it is to commence, or commenced; and
(c) the location on the Total System at which the Customer location OC4
Demand Management is to be, or has been,
implemented.
The Supplier must, in addition, notify the Customer Demand MW OC4

Management actually achieved (to the extent it differs from the data
already supplied) within 2 weeks of initiation, including MW
profiles on a half hourly basis and the amount of Demand reduction
achieved.
DRC-413
26 June 2019
DATA DESCRIPTION UNITS TIME UPDATE DATA CAT.
COVERED TIME
Where a Supplier wishes to utilise voltage reduction as Customer OC4

Demand Management on the User System of any of its
Customers, the Supplier must notify the TSO of such details as the
TSO reasonably requires as far in advance as reasonably practicable.
Customer Demand Management Initiated by the TSO
Where a Supplier wishes to make arrangements with the TSO Year By end of OC4
whereby the TSO would be given the ability to use Customer commencing March
Demand Management for the purposes of Demand Control, it 1st May each year
must notify the TSO in writing of the following:
(i) the amount of the Demand Control reduction available; MW OC4
(ii) how often it can be used; OC4
(iii) the length of time that Demand Control can be used; hours/mins OC4
(iv) the notice required to be given to the Supplier by the hours/mins OC4
TSO;
(v) any situations under which the available Customer OC4

Demand Management may be varied or cannot be
instructed by the TSO;
(vi) the duration of the arrangement with the Customer; and OC4
(vii) any other information which the Supplier reasonably OC4

considers would be relevant to the TSO.
1. All forecast maximum Demand levels submitted to the TSO by Users shall be on the basis of ACS Conditions.
2. All Users with Demand are obliged to provide such additional forecast Demand data as the TSO may reasonably request to
enable the TSO to estimate the diversified total Demand at various times throughout the year.
Part 2 - General Data
The TSO may, by notice in writing, require Users, pursuant to OC8.4.2 to supply to it information of a technical (but not commercial)
nature to enable the TSO to fulfil its obligations relating to the operation of the NI System (examples of the type of information which
may be required are set out in Appendix 2 to OC8 but that is not an exhaustive list).
DRC-414
26 June 2019
SCHEDULE 8
DATA SUPPLIED BY THE TSO TO USERS
GRID CODE PROVISION DATA DESCRIPTION
Site Responsibility Schedules/Ownership Diagrams
CC9.1.3/CC9.1.4 The TSO shall, in respect of each connection to the NI System for which a Connection Agreement is
required and those covered by Regulation 26 and Parts 1 and 2 of Schedule 3 of the Electricity Supply
Regulations (NI) 1991, prepare:
(i) a Site Responsibility Schedule; and
(ii) an Ownership Diagram.
Operational Planning
OC2.6.2(c)(i)
The TSO shall, by the end of September in each calendar year, provide each Generator in writing with a
Provisional Outage Programme showing the CDGUs, Controllable PPMs or Dispatchable PPMs (or
Generating Unit(s) therein) and/or Power Station Equipment it may potentially withdraw from service
during each week of Years 2 and 3 for a Planned Outage.
OC2.6.3(c)(i)/ The TSO shall, by the end of June in Year 1, provide each Generator in writing with a draft Final
OC2.6.3(f)(i) Outage Programme showing the CDGUs, Controllable PPMs or Dispatchable PPMs (or Generating
Unit(s) therein) and/or Power Station Equipment it may potentially withdraw from service during each
week of Year 1 for a Planned Outage and shall, by the end of September, notify any further changes by
the issue of a Final Outage Programme.
OC2.6.7.3 The TSO’s express formal permission must be obtained by a Generator prior to withdrawing a CDGU,
Controllable PPMs or Dispatchable PPMs (or Generating Unit(s) therein) or item of Power Station
Equipment for a Planned Outage, which permission shall specify:
(i) the identity of the CDGU, Controllable PPMs or Dispatchable PPMs (or Generating
Unit(s) therein) and/or Power Station Equipment and MW concerned;
(ii) the duration of the Outage; and
(iii) the Start Date and Start Time.
0C2.7.1 If there is a deficit indicated in any week, the TSO and the Other TSO shall jointly issue a System
Capacity Shortfall Warning.
OC2.7.2 If there is a deficit indicated in any day, the TSO and the Other TSO shall jointly issue a System Capacity
Shortfall Warning.
OC2.8.2 The TSO will, by the end of September in each calendar year, notify each Generator in writing of those
aspects of the draft NI System Outage plan which may affect such Generator operationally, including
proposed start dates and end dates of relevant NI System Outages. The TSO will also inform each Large
Demand Customer with a Demand greater than 10 MW of the aspects of the plan which may affect it.
OC2.8.5(a)(ii) The TSO will, by 11.00 hours each Thursday during the Programming Phase, notify each Generator in
writing of those aspects of the NI System Outage plan which may affect it operationally, including
proposed start dates and end dates of relevant NI System Outages. The TSO will also inform each Large
Demand Customer with a Demand greater than 10 MW of the aspects of the plan which may affect it.
Indicative Operations Schedule
SDC1.4.8.9 The TSO will issue the Indicative Operation Schedule each day to each Generator with CDGUs,
Controllable PPMs or Dispatchable PPMs, each Pumped Storage Generator with respect to their
Pumped Storage Plant Demand, Energy Storage Generator with respect to their Energy Storage
Power Station Demand, each Interconnector Owner with regard to their Interconnectors, each
Demand Side Unit Operator in relation to their Demand Side Units, provided that all the necessary
information from these Users was made available by not later than Gate Closure.
Initial Planning Data
DRC-415
26 June 2019
GRID CODE PROVISION DATA DESCRIPTION
PC6.4.1 Initial planning data to be submitted on the TSO website including the following information:
(i) User’s name (legal and project name);
(ii) User’s contact details;
(iii) User’s date of completed application;
(iv) Status of application, for example in progress or issued;
(v) Specific location, including grid co-ordinates; and
(vi) The capacity applied for the project; and
(vii) Interacting group where applicable.
DATA TO BE SUPPLIED BY THE TSO IN CONNECTION WITH APPLICATIONS FOR CONNECTION TO THE NI SYSTEM OR USE
OF THE DISTRIBUTION SYSTEM AND ALL ISLAND TRANSMISSION NETWORKS.
1. The TSO Licence requires the TSO to produce a Transmission System Statement (save where the TSO is relieved of such
obligations by the Authority) which provides a means by which Users and intending Users of the Transmission System are able
to assess opportunities for connecting to and using the Transmission System. The TSO’s obligations in this respect are described
more fully in PC5.
2. The TO Licence requires the DNO to produce a Distribution System Statement (save where the DNO is relieved of such
obligations by the Authority) which provides a means by which Users and intending Users of the Distribution System are able to
assess opportunities for connecting to and using the Distribution System. The DNO’s obligations in this respect are described
more fully in PC5.
3. The TSO Licence also imposes upon the TSO certain obligations to offer to enter into an agreement for a new or modified
connection to the NI System or for use of the Distribution System and All Island Transmission Networks. In the case of a new
or modified connection, the intending User's Plant and Apparatus must comply with the requirements of the CC. Where a User
or intending User requires more detailed information concerning the requirements for a particular connection, that User may obtain
such information pursuant to CC6.1, CC.S1.1 and CC.S2.1.
DRC-416
26 June 2019
GENERAL CONDITIONS
GC.1 INTRODUCTION
The General Conditions contain provisions which are of general application to all
sections of the Grid Code. Their objective is to ensure, to the extent possible, that the
various sections of the Grid Code work together and work in practice for the benefit of all
Users.
GC.2 SCOPE
GC2.1 The General Conditions apply to the TSO, the TO and to all Users which, in these
General Conditions, means all persons (other than the TSO and the TO) to whom any
individual section of the Grid Code applies.
GC2.2 In relation to a User whose Plant and/or Apparatus are connected to the Distribution
System, but also uses the Transmission System, the User will be bound by both the
Distribution Code and the relevant provisions of the Grid Code. Each section of the
Grid Code will indicate, where relevant, which categories of Users that are connected to
the Distribution System, are to be subject to that section of the Grid Code.
GC.3 ASSISTANCE IN IMPLEMENTATION
GC.3.1 The TSO Licence imposes a duty upon the TSO to implement the Grid Code and it is
accepted by the TSO and all Users that the Grid Code must, therefore, be capable of
being enforced by the TSO. In certain cases the TSO may need access across boundaries,
services and facilities from Users or to issue instructions to Users in order to be able to
implement and enforce the Grid Code. It is hoped that these cases would be exceptional
and it is not, therefore, possible to envisage precisely or comprehensively what the TSO
might reasonably require in order to put it in a position to be able to carry out its duty to
implement and enforce the Grid Code, in these cases.
GC.3.2 Accordingly, all Users are required not only to abide both by the letter and the spirit of the
Grid Code, but also to provide the TSO with such rights of access, services and facilities
and to comply with such instructions as it may reasonably require to implement and
enforce the Grid Code.
GC3.3 As the TO is also a party to certain sections of the Grid Code (CC10.2, CC10.3 and
OC6), the TO may also in certain cases need access across boundaries, services and
facilities from Users in order to be able to carry out its rights and obligations under these
sections of the Grid Code (for example, to isolate or disconnect Plant or Apparatus).
Accordingly, all Users are required to provide the TO with such rights of access, services
and facilities and to comply with such instructions as it may reasonably require to carry
out its obligations under the Grid Code.
GC.4 UNFORESEEN CIRCUMSTANCES
If circumstances arise which the provisions of the Grid Code have not foreseen, the TSO
shall, to the extent reasonably practicable in the circumstances, consult promptly and in
good faith all affected Users in an effort to reach agreement as to what action should be
GC-417
26 June 2019
taken. If agreement between the TSO and such Users cannot be reached in the time
available, the TSO shall determine what is to be done. Whenever the TSO makes a
determination, it shall do so having regard, wherever possible, to the views expressed by
Users and, in any event, to what is reasonable in all the circumstances. Each User shall
comply with all instructions given to it by the TSO following such a determination
provided that the instructions are consistent with the then current technical parameters of
the relevant User's System registered under the Grid Code. The TSO shall, as soon as
reasonably practicable following the occurrence of unforeseen circumstances, notify all
relevant details thereof to the Panel for consideration in accordance with GC.6.2(e).
GC.5 HIERARCHY
GC.5.1 In the event of any conflict between the provisions of any direction of the Secretary of
State on the one hand and any provisions of the Grid Code on the other, the provisions of
such direction shall prevail (provided that such direction or ruling is binding upon the
person to whom it is addressed), and neither the TSO nor any User shall be liable for
failing to comply with the conflicting provision of the Grid Code.
GC.5.2 In the event of any conflict between the provisions of the Grid Code unless otherwise
specified and any contract, agreement or arrangement between the TSO and a User, the
provisions of the Grid Code shall prevail unless the Grid Code expressly provides
otherwise.
GC.5.3 In the event of any conflict between provisions of the Grid Code applicable to Users
connected to the Distribution System and the provisions of the Distribution Code, the
provisions of the Grid Code shall prevail.
GC.5.4 In the event of any conflict between provisions of the Grid Code and the provisions of the
Applicable Legislation, including (for the avoidance of doubt) the Network Codes, the
Applicable Legislation shall prevail in such order of precedence as the law requires
between such statutes or regulations.
GC.6 THE GRID CODE REVIEW PANEL
GC.6.1 The TSO shall establish and maintain the Panel, which shall be a standing body carrying
out the functions referred to in paragraph GC.6.2.
GC.6.2 The Panel shall, with regard to all sections of the Grid Code which are not Sections
under Common Governance:
(a) keep the Grid Code and its working under review;
(b) review all suggestions for amendments to the Grid Code which the Authority
or any User or the TO (in respect of data items to be submitted under the
Planning Code, PC Appendix A, the Connection Conditions CC4, CC5, CC6,
CC7, safety related matters in CC9 and CC10, CC Schedule 1, CC Schedule
2, CC Appendix 1, CC Appendix 2, OC6 and other Grid Code sections which
are relevant to the TO) may submit to the TSO for consideration by the Panel
from time to time;
(c) determine recommendations for amendments to the Grid Code which the
TSO or the Panel feels are necessary or desirable and the reasons for the
recommendations;
GC-418
26 June 2019
(d) issue guidance in relation to the Grid Code and its implementation,
performance and interpretation upon the reasonable request of any User; and
(e) consider what changes are necessary to the Grid Code arising out of any
unforeseen circumstances referred to it by the TSO under GC.4.
GC.6.3 The Panel shall consist of the following persons, each of whom shall have the right to
vote:
(a) a chairman appointed by the TSO;
(b) 3 persons representing the TSO;
(c) 3 persons representing Generators;
(d) 2 persons representing Suppliers;
(e) a person representing the Interconnector Owner;
(f) a person representing the TO provided that such person shall only have a right
to vote on matters related to the list of data items in GC6.2(b) which the TO is
allowed to submit suggestions for amendment;
(g) a person representing the DNO;
(h) a person appointed by, and representing, the Authority;
(i) 3 persons representing renewable energy sources and their impact on the NI
System (including photovoltaic, large scale renewable generation and small
scale renewable generation);
(j) a person representing electricity storage;
(k) a person representing Demand Side Unit Operators; and
(l) a person representing the SEM operator
each of whom shall be appointed pursuant to the rules issued pursuant to GC.6.4.
GC.6.4 The Panel shall establish and comply at all times with its own rules and procedures
relating to the conduct of its business, which shall be approved by the Authority.
GC.6.5 The TSO shall submit all proposed amendments to the Grid Code (regardless of which
party proposes such amendment) to the Panel for discussion prior to fulfilling any
obligations under its Licence in relation to wider consultation.
GC.7 JOINT GRID CODE REVIEW PANEL
GC7.1 The TSO and the Other TSO shall jointly establish, with the approval of the Authority
and the Other Authority, a Joint Grid Code Review Panel which shall be a standing
body carrying out the functions referred to in GC7.2.
GC7.2 The Joint Grid Code Review Panel shall:

GC-419
26 June 2019
(a) keep the Sections under Common Governance and their working under
review;
(b) review all suggestions for amendments to the Sections under Common
Governance which the Authority, the Other Authority or any User may
submit to the TSO or the Other TSO for consideration by the Joint Grid
Code Review Panel from time to time;
(c) determine recommendations for amendments to the Sections under Common

Governance which the TSO, the Other TSO or the Joint Grid Code Review
Panel feels are necessary or desirable and the reasons for the
recommendations; and
(d) consider what changes are necessary to the Sections under Common
Governance arising out of any unforeseen circumstances referred to it by the
TSO under GC.4 or the Other TSO pursuant to the Other Grid Code.
GC7.3 The Joint Grid Code Review Panel shall consist of the Panel established by the TSO
pursuant to GC6.1 and the panel established by the Other TSO pursuant to the Other
Grid Code.
GC.7.4 The Joint Grid Code Review Panel shall establish and comply at all times with its own
rules and procedures relating to the conduct of its business, which shall be approved by
the Authority and the Other Authority.
GC.7.5 The TSO and the Other TSO shall submit all proposed amendments to the Sections
under Common Governance (regardless of which party proposes such amendment) to
the Joint Grid Code Review Panel for discussion prior to fulfilling any obligations under
their respective Licence in relation to wider consultation. Following the determination of
a recommendation at a Joint Grid Code Review Panel meeting, the TSO shall ensure
that it fulfils its Licence obligation in relation to wider consultation.
GC.7.6 The TSO shall, in conjunction with the Other TSO, issue guidance in relation to the
Sections under Common Governance and their implementation, performance and
interpretation upon the reasonable request of any User. If a User requires further
clarification on the interpretation of the Sections under Common Governance, the User
may request that it be raised for discussion at the next Joint Grid Code Review Panel
meeting.
GC.8 COMMUNICATION BETWEEN THE TSO AND USERS
GC.8.1 Unless otherwise specified in the Grid Code, all instructions given by the TSO and
communications (other than those relating to the submission of data and notices) between
the TSO and Users (other than Generators) shall take place between the TSO System
Operations Manager and the relevant User's Responsible Engineer/Operator or such
other person as TSO or the User (as the case may be) may from time to time notify to the
other for such purposes.
communications (other than those relating to the submission of data and notices) between
the TSO and a Generator shall take place between the TSO System Operations Manager
and the Generator's Power Station Manager or such other person as the TSO or the
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26 June 2019
Generator (as the case may be) may from time to time notify to the other for such
purposes.
communications (other than relating to the submission of data and notices which shall be
submitted pursuant to GC.9.1) between the TSO and Users will be by means of telephone
with a facility to record messages permanently.
GC.8.4 Where instructions or communications are given under the Grid Code by means of a
communications system with a facility to record (by whatever means) messages
permanently, such recording shall be accepted by the TSO and Users as evidence of those
instructions or communications.
GC.9 DATA AND NOTICES
GC.9.1 Data and notices to be submitted to the TSO under the Grid Code (other than data which
is the subject of a specific requirement of the Grid Code as to the manner of its delivery)
shall be delivered in writing either by hand or sent by registered first class pre-paid post,
or by telex or facsimile transmission. Data shall be submitted in the format set out in the
Data Registration Code.
GC.9.2 Data delivered pursuant to paragraph GC.9.1 shall:
(a) in the case of data other than operational data, be submitted by a User to the
Grid Operations Planning Manager at the address notified by the TSO to the
User via the TSO’s website or to such other department within the TSO or
address as the TSO may notify to the User from time to time; and
(b) in the case of operational data, be submitted by a User to the Grid Operations
Manager at the address notified by the TSO to the User via the TSO’s
website or to such other department within the TSO or address as the TSO
may notify to the User from time to time.
GC.9.3 Notices submitted to Users shall be addressed to such person as may be notified in writing
to the TSO from time to time by the relevant User at its address(es) notified by the User
to the TSO in writing from time to time for submission of data and service of notices
under the Grid Code (or failing which to the registered or principal office of the User).
GC.9.4 All data items, where relevant, will be referenced to nominal voltage and Frequency
unless otherwise stated.
GC.10 OWNERSHIP OF PLANT AND/OR APPARATUS
References in the Grid Code to Plant and/or Apparatus of a User include Plant and/or
Apparatus used by a User under any agreement with a third party.
GC.11 EMERGENCY SITUATIONS
Users should note that the provisions of the Grid Code may be suspended in whole or in
part pursuant to any directions given and/or orders made by the Secretary of State under
Article 58 of the Order.
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26 June 2019
GC.12 ILLEGALITY AND PARTIAL INVALIDITY
GC.12.1 If any provision of the Grid Code should become or be declared unlawful or partially
invalid for any reason, the validity of all remaining provisions of the Grid Code shall not
be affected.
GC.12.2 If part of a provision of the Grid Code is invalid or unlawful but the rest of such
provision would remain valid if part of the wording were deleted, the provision shall
apply with such modifications as may be necessary to make it valid and effective but
without affecting the meaning or validity of any other provision of the Grid Code.
GC.13 CONTRACTUAL COMMITMENTS
GC.13.1 Where appropriate, in relation to OC2.6.2(c)(iii), OC2.6.3(c)(iii) and OC2.6.3(f)(iii) a

Generator with PPA CDGUs may refuse to accept a request under either of those
provisions but only where, in the Generator's reasonable opinion there is a significant
risk that to do so would result in:
(1) damage or deterioration to Plant and/or Apparatus; and/or

(2) costs, expenses or losses;
in either case for which the Generator reasonably considers there to be no or an

insufficient contractual commitment by NIE Energy to compensate the Generator. The
Generator shall provide the TSO with such evidence as is reasonable in relation to the
above.
GC.13.2 Where appropriate, in relation to OC2.6.2(c)(ii), OC2.6.3(c)(ii) and OC2.6.3(f)(ii), a

Generator with PPA CDGUs may refuse to comply with the TSO's request to approach
the relevant authorities for an extension of time but only where, in the Generator's
reasonable opinion, there is a significant risk that the terms (if any) on which the relevant
authority will grant an extension would result in damage or deterioration to Plant and/or
Apparatus and/or costs, expenses or losses for which the Generator reasonably
considers there to be no or an insufficient contractual commitment by NIE Energy to
compensate the Generator.
GC.13.3 Where appropriate, in relation to OC2.6.7.4, notwithstanding OC2.6.7.4(b), a Generator

with PPA CDGUs shall not be required to defer or continue to defer the Outage where
(aa) there would, in the Generator's reasonable opinion, be an imminent risk of injury to
persons or material damage to property (including the CDGU) or (bb) in the Generator's
reasonable opinion there is a significant risk that to do so would result in:
(1) damage or deterioration to Plant and/or Apparatus; and/or

(2) costs, expenses or losses;
in either case for which, in the Generator's reasonable opinion, there is no or an

insufficient contractual commitment by NIE Energy to compensate the Generator. The
Generator shall provide the TSO with such evidence as is reasonable in relation to the
above.
GC.13.4 Where appropriate, in relation to OC7.4.6.6, a Generator with PPA CDGUs shall not be
obliged to comply with the TSO's instructions relating to a Black-Start where these are
outside the Technical Parameters of the relevant CDGU if:
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26 June 2019
(a) in the Generator's reasonable opinion there is an imminent risk of injury to
persons or material damage to property (including the CDGU); or
(b) there is, in the Generator's reasonable opinion, a significant risk that to
comply with such instruction would result in damage or deterioration to Plant
and/or Apparatus and/or costs, expenses or losses, in either case for which
the Generator reasonably considers there to be no or an insufficient
contractual commitment by NIE Energy to compensate the Generator.
The Generator shall provide the TSO with such evidence as is reasonable in relation to
the above.
GC13.5 Where appropriate, in relation to SDC2.4.2.9, a Generator with PPA CDGUs may refuse
to comply or continue to comply with instructions referred to in SDC2.4.2.9 but only:
(a) in order to avoid, in the Generator's reasonable opinion, an imminent risk of

injury to persons or material damage to property (including the CDGU); or
(b) where in the Generator's reasonable opinion there is a significant risk that to
comply with such instruction would result in damage or deterioration to Plant
and/or Apparatus and/or costs, expenses or losses, in either case for which
the Generator reasonably considers there to be no or an insufficient
contractual commitment by NIE Energy to compensate the Generator.
GC-423
26 June 2019
________________________________________________________________________________________
METERING CODE
________________________________________________________________________________________
________________________________________________________________________________________
for the electricity industry in

Northern Ireland
________________________________________________________________________________________
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26 June 2019
CONTENTS OF THE MAIN CODE PAGE
MC1 DEFINITIONS 3
MC2 INTRODUCTION AND SCOPE 10
MC3 GENERAL 13
MC4 DATA COLLECTION 15
MC5 DESCRIPTION OF METERING 16
MC6 ACCURACY 16
MC7 CALIBRATION 17
MC8 PROPER ORDER, TESTING, SEALING AND READINGS 17
MC9 ACCESS 26
MC10 METER DISCREPANCIES 28
MC11 DEFECTIVE EQUIPMENT 29
MC12 SANCTIONS FOR NON-COMPLIANCE 29
MC13 METER FAILURE 29
MC14 COLLECTION, RETRIEVAL, VALIDATION AND 30
ESTIMATION OF DATA
MC15 DISPUTES 31
MC16 METERING COMMITTEE 32
MC17 INFORMATION 33
MC18 OWNERSHIP OF METERING DATA 34
MC19 NEW CONNECTION REGISTRATION AND CHANGE OF SUPPLIER 35
MC20 NOTICES 35
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26 June 2019
MAIN CODE
MC1 DEFINITIONS
“Active Energy” the electrical energy produced, flowing or supplied by an

electrical circuit during a time interval, being the integral
with respect to time of Active Power, measured in units
of watt-hours or standard multiples thereof, that is:
1000 Wh = 1 kWh;
1000 kWh = 1 MWh;
1000 MWh = 1 GWh;
“Agreed Procedure” each of the agreed procedures which are specified in

MC2.3 and set out in this Metering Code;
“Approved Meter Test as defined in Sub-Code No. 2.4;

Station”
“Confirmation Statement” a daily statement prepared by NIE Energy Limited and

submitted to a Generator in accordance with Clause 7 of
the relevant PPA;
“Data Collection System” the data collection system (sometimes referred to as an

"instation") operated by the TSO to supply Settlement
Values to the Market Operator for use in calculating
payments due, inter alia, to Generators and from Suppliers
(currently comprising a central computer together with
datalinks to and from it connecting to System data
collectors), or such other data collection system as the
TSO may reasonably specify to be used for such purpose
with the prior agreement of the Authority and after
consultation with all Generators and those other Users
which are, in the reasonable opinion of the TSO,
interested in any such system. For the avoidance of doubt,
the System data collectors, the Generator data collectors
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26 June 2019
and the accounting software known as the contract
management system are not part of the Data Collection
System;
“Data Protection Legislation” the Data Protection Act 1998 implementing Directive
95/46/EC on the protection of individuals with regard to
the Processing of Personal Data and including all
regulations and codes of practice applicable to those
persons subject to the Metering Code in relation to matters
the subject of the Metering Code;
“Disputes Procedure” in relation to a Fuel Security Period, the procedure if any

detailed in the Northern Ireland Fuel Security Code, or in
relation to the TSO and any other User the procedure
referred to in MC15, provided that in relation to NIE
Energy and a Generator in relation to its Generating Units
subject to a PPA, the TSO may provide such data to NIE
Energy and/or the Generator on metered values and
related issues for the procedure detailed in a PPA between
NIE Energy and such Generator and as reflected in the
interface arrangements between NIE Energy and the TSO
for resolving disputes;
“Effective Date” the Transfer Date;
“Event Recorder” the device referred to in Sub-Code No. 3 (and used in the
manner specified therein);
“Export” in respect of any User, a flow of electricity from the Plant

or Apparatus of such User to the Plant or Apparatus of
another User and the verb “export” and its respective
tenses shall be construed accordingly;
“Generator Circuits” circuits in a Power Station and their associated current and
voltage transformers which feed Metering, in each case
which are not in the ownership of the TO;
“Generator data collector” a data collector available to transmit data directly to the
relevant Generator;
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26 June 2019
“Import” in respect of any User, a flow of electricity to the Plant or
Apparatus of such User from the Plant or Apparatus of
another User and the verb “import” and its respective
tenses shall be construed accordingly;
“Interconnections” the electric lines and Plant or Apparatus and meters for the
transfer of electricity to or from the Transmission System
into or out of Northern Ireland;
“Interested User” in relation to Metering and Generator Circuits at any

Relevant Connection Site of a Generating Unit or a PPM,
the Generator which operates such Generating Unit or
PPM;
“Main Code” the part of the Metering Code entitled the "Main Code"
and comprising MC1 to MC20;
“Market Operator” has the meaning given in the TSC;
“Market Registration Code” the code of that name drawn up by the TO pursuant to the
TO Licence as amended or restated from time to time;
“Meter Advance the process for reconciliation of meter readings with

Reconciliation” Settlement Values described in AP3 and AP4;
“Meter Advance the record produced in accordance with AP3 and/or

Reconciliation Record” AP4 in the form set out in Appendix B to each of AP3 and
AP4;
“Meter Advance the statement produced in accordance with AP3 and/or

“Reconciliation Statement” AP4 in the form set out in Appendix B or D (as the case
may be) to AP3 and AP4;
“Meter Reconciliation a statement prepared by the TSO and submitted to each

Statement" Generator;
“Metering” Tariff Metering and Operational Metering;
“Metering Code” the Main Code, each Sub-Code and each Agreed
Procedure;
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26 June 2019
“Metering Committee” the committee in the relevant form established in
accordance with MC16;
“Non NIE Customer” a person who is supplied with or sold electricity by a

Supplier other than NIE Energy Limited;
“Non NIE Supplier” a Supplier other than NIE Energy Limited;
“Northern Ireland the document of that title designated as such by the

Fuel Security Code" Department of Economic Development or its successors,
as from time to time amended;
“Operational Metering” indicating instruments, meters, current and voltage

transformers, metering protection equipment including
alarms, electrical circuitry, transducers, Event Recorders,
Unit Dynamic Models and other equipment or any part
thereof which is required by the TSO to provide the data
in relation to each Power Station and Generating Unit:
(i) as set out in Appendix A to Sub-Code No. 3;
(ii) not used; and
(iii) any additional data as may be agreed between the

TSO and the relevant Interested User as is
specified in the relevant Connection Agreement,
but excluding any Tariff Metering and Generator

Circuits;
“Overall Accuracy” the accuracy of any Metering as affected by its current and
voltage transformers and Generator Circuits;
“Party” any person subject to the provisions of the Grid Code;
“Personal Data” the personal data (as defined in the Data Protection Act
1998) that is collected or processed under the Metering
Code;
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26 June 2019
“Point of Supply” the Connection Point between the NI System and the
relevant User System, unless another point is agreed
between the TSO and the User;
“Power Purchase Agreement” the Power Station Agreement and associated Generating
or “PPA” Unit Agreements relating to a Power Station;
"Process/Processing" has the meaning given to "process" and "processing"

under the Data Protection Act 1998;
“Reactive Energy” the integral with respect to time of the Reactive Power
measured in units of voltampere-hours reactive or
standard multiples thereof, that is:
1000 VAr = 1 kVAr;
1000 kVAr = 1 MVAr;
“Registrant” the TSO or the User referred to as such in this Metering

Code as defined in MC3.3;
“Relevant Connection Site” a site which includes a Connection Point of a Power

Station or Non NIE Customer to the Transmission
System;
“Retail Market Procedure” or “MP” each of the retail market procedures forming part of the
Market Registration Code, including those specified in
MC2.3;
“SCADA” the Operational Metering data collection system used by

the TSO for the storage, display and processing of
Operational Metering data by the TSO (currently
comprising a communication system and computer
system) or such other data collection system as the TSO
may reasonably specify to be used for such purpose with
the prior agreement of the Authority and after consultation
with all Generators and those other Users which are in the
reasonable opinion of the TSO, interested in any such
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26 June 2019
system. For the avoidance of doubt, the Event Recorders
are not part of SCADA;
“Settlement Values” values of Active Energy and Reactive Energy delivered

over a Settlement Period as recorded by Metering required
by and operating in accordance with this Metering Code
or as estimated or substituted in accordance with this
Metering Code. Settlement Values are identified by the
time at the end of the relevant Settlement Period;
“Sub-Code” each of the Sub-Codes referred to in MC2.3 and set out in

this Metering Code;
“Supplier” a holder of a Supply Licence;
“Supply Licence” a licence to supply electricity granted pursuant to Article

10(1)(c) of the of the Electricity (Northern Ireland) Order
1992;
“System data collector” a data collector (sometimes referred to as an "outstation")

owned by the TO for transmitting data to the Data
Collection System for the purpose of providing Settlement
Values;
“Tariff Metering” meters, associated current and voltage transformers,

metering protection equipment including alarms, electrical
circuitry, their associated data collectors (including
Generator data collectors) and wiring and other devices or
any part thereof which are part of the Active Energy or
Reactive Energy measuring equipment at or relating to a
Relevant Connection Site but excluding Generator
Circuits;
“TO” means Northern Ireland Electricity plc in its capacity as

owner of the NI System;
“TO Licence” a licence authorising the TO to participate in the

transmission of electricity granted under Article 10(1)(b)
of the Electricity (Northern Ireland) Order 1992;
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26 June 2019
“TSC” or “Trading and the Single Electricity Market Trading and Settlement
Settlement Code” Code adopted by the Market Operator and approved by
the regulatory authorities;
“TSO” or “Transmission System SONI Limited in its capacity as the holder of a licence
Operator” granted pursuant to Article 10(1)(b) of the Electricity
(Northern Ireland) Order 1992 to operate a Transmission
System;
“User” an Interconnector Owner, a Generator, a Non NIE

Customer or a Supplier.
MC2 INTRODUCTION AND SCOPE
MC2.1 This Metering Code sets out or refers to the requirements for Metering and
Generator Circuits in the electricity industry in Northern Ireland. It covers:
MC2.1.1 Tariff Metering for Active and Reactive Energy; and
MC2.1.2 Operational Metering for Active and Reactive Power and monitoring
Power Stations and Generating Units that Import and Export Energy;
and
MC2.1.3 Generator Circuits.
It deals with Metering at Relevant Connection Sites although it does not require
Operational Metering at Points of Supply to Non NIE Customers nor at certain
points of generation as may be specified in the relevant Sub-Code.
MC2.2 The Metering Code does not apply to Imports at Power Stations below a certain
Active Power level as may be specified in the relevant Sub-Code. In such
circumstances, the Metering will be required to meet the TO’s current standards
for Metering in respect of supplies to large industrial customers, and the TSO will
provide the Generator with a copy of such standards upon request.
MC2.3 Where the detailed requirements for Metering are too extensive for inclusion in the
Main Code they are set out in the Sub-Codes and Agreed Procedures or, in certain
cases, in the Retail Market Procedures. In general, the Main Code contains the
broader principles applying to Metering and the Sub-Codes, Agreed Procedures
and relevant Retail Market Procedures contain the more detailed requirements.
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26 June 2019
The Sub-Codes, Agreed Procedures and relevant Retail Market Procedures cover,
inter alia, the following matters:
MC2.3.1 Generation Metering Sub-Codes:
Sub-Code No. Subject
1 Generation Tariff Metering for Power

Stations existing at the Effective Date;
2.1 Metering of Circuits with a Rated Capacity

exceeding 100 MVA;

exceeding 10 MVA and up to and including
100 MVA;

of 70 kVA or more and up to and including
10 MVA;
2.4 Calibration, Testing and Commissioning

Requirements of Metering Equipment;
3 Generation Operational Metering.
MC2.3.3 Agreed Procedures
Agreed Title Reference

Procedure No.
1. Maintenance, Testing, inspection MC8.7

and Sealing of Tariff Metering
(Generation) and Generator
Circuits
2. Maintenance, Testing, Inspection MC8.7
and Sealing of Tariff Metering
(Non NIE Customer)
3. Meter Advance Reconciliation MC10
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26 June 2019
(Generation)
4. Meter Advance Reconciliation MC10
(Non NIE Customer)
5. Settlement Values Estimation MC4.3, MC13
(Generation) & MC14
6. Settlement Values Estimation MC4.3, MC13
(Non NIE Customer) & MC14
7. Communication Protocols MC4.4
Retail Market Procedures
Retail Market Title Reference

Procedure No.
NI 101 New Connection Registration MC19.1
NI 102 Change of Supplier MC19.1
MC2.4 Applicability of Sub-Codes
MC2.4.1 Sub-Code No. 1 applies to Power Stations and Generating Units

commissioned on or prior to the Effective Date, unless the TSO and the
Generator agree that Sub-Codes Nos. 2.1 to 2.4 are to apply, in which
case they shall so apply.
MC2.4.2 Sub-Codes Nos. 2.1 to 2.4 apply to those Relevant Connection Sites to
which Sub-Code No. 1 does not apply.
MC2.4.3 Sub-Code No. 3 applies to all Power Stations and Generating Units.
MC3 GENERAL
MC3.1 Active and Reactive Energy and Active and Reactive Power exported or imported
by Parties shall be metered and Power Stations and Generating Units shall be
monitored as required by this Metering Code. Each Generating Unit which is
subject to Central Despatch (whether alone or jointly with other Generating Units)
shall have separate Tariff Metering.
MC3.2 Tariff Metering shall be designed and installed so as to measure both net Exports
to and Imports from the Transmission System and gross output from each
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26 June 2019
Generating Unit. Data from Tariff Metering required under this Metering Code
shall be collected from the System data collectors or any other data collector
nominated by the TSO through the Data Collection System.
MC3.3 All Metering shall be owned by the TO. The TSO shall ensure that the TO ensures
that all such Metering complies with this Metering Code, other than:
MC3.3.1 all Tariff Metering relating to Non NIE Customer which shall, for the
purposes of this Metering Code, be the responsibility of the relevant
Supplier;
MC3.3.2 all Generator Circuits which shall, for the purposes of this Metering
Code, be the responsibility of the Generator which operates the
Generating Unit and/or PPM to which they relate.
MC3.3.3 all Metering relating to Interconnections, responsibility for which

shall be governed by the provisions of the relevant Interconnection
Agreement.
the TSO or the User responsible for Metering shall be known in this Metering
Code as the Registrant in respect of such Metering. The User responsible for
Generator Circuits shall be known as the Interested User.
MC3.4 Each of the TSO and the User (which in this context means the User acting in its
capacity as a Registrant or as an Interested User) shall, by the date such person
becomes bound by this Metering Code and in respect of that Metering or those
Generator Circuits for which it is responsible, ensure such Metering or Generator
Circuits are properly installed and that they comply with the requirements of this
Metering Code. Details of such Metering or Generator Circuits shall be provided
by the relevant Registrant or Interested User to the TSO on request for the
purposes of maintaining the register pursuant to MC8.6.1 PROVIDED ALWAYS
that all reasonable costs of upgrading any Generator Circuit to ensure
compatibility with the requirements of any changes to the Data Collection System
required by the TSO shall be met by the TSO. Maintenance and replacement of
Generator Circuits in the ordinary course shall be the responsibility of the relevant
Interested User.
MC3.5 Unless Sub-Code No. 1 applies, all current and voltage transformers associated
with Tariff Metering must be installed at the expense of the Registrant as close as
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26 June 2019
reasonably practicable to each Point of Supply or Delivery Point taking into
account physical location and cost. Where Sub-Code No. 1 applies, all current and
voltage transformers associated with Tariff Metering shall remain where sited at
the Effective Date.
MC3.6 Generator Circuits and Tariff Metering installed prior to the Effective Date shall
comply with Sub-Code No. 1 and Sub-Code No. 3. Generator Circuits and Tariff
Metering installed after the Effective Date shall comply with the applicable Sub-
Codes of Sub-Codes Nos. 2.1 to 2.4, and Sub-Code No. 3, except for replacement
Tariff Metering at Generating Units or Relevant Connection Sites which were
commissioned on or before the Effective Date. In such case such Metering may
comply with Sub-Code No. 1 or the applicable Sub-Codes under Sub-Codes Nos.
2.1 to 2.4, and in each case with Sub-Code No. 3, as the relevant Registrant and
the TSO may agree. Once Metering to Sub-Codes Nos. 2.1 to 2.4 and No. 3 has
been installed and commissioned, the installation may not revert to Sub-Code No.
1 standards.
MC3.7 Operational Metering shall be sited where reasonably required by the TSO after
consultation with the Interested User so as to measure at points reasonably
determined by the TSO. Operational Metering will be installed so as to ensure it
will not adversely affect plant performance. Installation of Operational Metering
shall be undertaken by the Interested User, as soon as is reasonably practicable
following the request of the TSO, on behalf of and under the supervision of the
TSO, with the TSO bearing all such costs as are reasonable in respect thereof.
MC3.8 A Registrant shall continue to be responsible for Metering in accordance with this
Metering Code, until another person becomes Registrant in respect of such
Metering in accordance with this Metering Code or until electricity ceases to be
imported or exported at the Relevant Connection Site as a result of permanent
disconnection but may not otherwise cease to be responsible as Registrant.
MC3.9 Subject to MC3.4 above, Generator Circuits are the responsibility of the Interested
User which operates the Power Station where such Generator Circuits are
installed. Such Interested User shall be required to maintain the same in
accordance with the Metering Code.
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26 June 2019
MC4 DATA COLLECTION
MC4.1 The TSO shall have the right to collect data relating to Active Power and Reactive
Power and Active Energy and Reactive Energy imported and exported and data
permitted to be collected by Operational Metering by remote interrogation or
manual on-site interrogation in accordance with the terms of this Metering Code.
MC4.2 Each Interested User shall read each meter register in respect of which it is the
Interested User, daily at or around midnight, and pass such readings to the TSO as
soon as possible thereafter.
MC4.3 For the purposes of remote interrogation the TSO may use its own data
communications network or failing this, shall enter into, manage and monitor
contracts to provide for the maintenance of all data links by which data is passed
from System data collectors or Operational Metering to the TSO. In the event of
any fault or failure on such communication lines or any error or omission in such
data the TSO shall, if possible, retrieve such data by manual on-site interrogation
in accordance with Agreed Procedure No.5 or, as the case may be, No.6 failing
which it shall estimate the same in accordance with the relevant Agreed Procedure.
MC4.4 Each of the TSO and all Users shall use communications protocols in relation to
Metering specified in Agreed Procedure No.7.
MC5 DESCRIPTION OF METERING
MC5.1 Metering shall comply with the requirements set out in the relevant Sub-Code.
MC5.2 All Tariff Metering shall be compatible with the Data Collection System.
MC5.3 All Generator Circuits shall be compatible with the relevant Metering.
MC6 ACCURACY
Metering shall be accurate within the prescribed limits set out in the relevant Sub-Codes.
With respect to Tariff Metering these prescribed limits shall be applied after adjustments
have been made in accordance with the relevant Sub-Code to compensate for any errors due
to measuring current and voltage transformers and connections thereto and/or due to
Generator Circuits.
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26 June 2019
MC7 CALIBRATION
Each Registrant shall ensure that all Metering for which it is responsible and each Interested
User shall ensure that all Generator Circuits for which it is responsible shall, at the Effective
Date and thereafter, be calibrated or compensated in accordance with this Metering Code in
order to meet the accuracy requirements in the Sub-Codes. The Registrant in the case of
Metering or the TSO in the case of Generator Circuits shall be granted access to such
Metering or Generator Circuits by the relevant Party upon reasonable notice and at
reasonable times, in order to make or inspect any adjustments thereto and to attend any tests
or inspection thereof required pursuant to this Metering Code.
MC8 PROPER ORDER, TESTING, SEALING AND READINGS
MC8.1 Proper Order:
MC8.1.1 Each Registrant shall at its own cost and expense keep in good
working order, repair and condition all Metering in respect of which it
is the Registrant to the extent necessary to ensure the correct
registration, recording and transmission of the requisite data relating
to or in respect of the quantity of Active and Reactive Energy and
Active and Reactive Power measured by the relevant Metering and, in
the case of Metering at Power Stations, of the performance of the
relevant Power Station and/or Generating Unit.
MC8.1.2 Each Generator shall at its own cost and expense keep in good
working order, repair and condition all Generator Circuits for which it
is responsible.
MC8.2 Testing:
MC8.2.1 Any new or replacement meters shall be calibrated at an Approved

Meter Test Station prior to installation of the same in accordance with
the provisions of Sub-Code No. 1 (for Generator Circuits and Tariff
Metering installed prior to the Effective Date) or Sub-Code No. 2.4
(for all other Generator Circuits and Tariff Metering).
MC8.2.2 Any new, replacement or modified Metering shall be tested by the

Registrant as soon as is reasonably practicable after installation or
modification of the same.
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26 June 2019
MC8.2.3 No less frequently than is specified in the relevant Sub-Code each
Registrant shall carry out a periodic calibration of all Metering in
respect of which it is the Registrant.
MC8.2.4 The Registrant shall give the TSO or (in the case of Metering of
which the TSO is the Registrant), the Interested User at least one
month’s prior written notice of a routine test and 5 Business Days’
prior written notice in the case of every site test of new, replacement
or modified Metering stating the date, time, work required and
estimated duration of every such test except where such test is carried
out as a result of an emergency or equipment failure in respect of
Metering which is already in service.
MC8.2.5 The TSO or the Interested User, as the case may be, shall have the
right to attend any such test should it so require. Any such test shall
comply with the relevant Sub-Code.
MC8.2.6 The costs and expenses of such testing shall be borne by the
Registrant.
MC8.2.7 If all or any part of a Generator Circuit is replaced, the relevant

Generator Circuit shall be recalibrated if calibration is possible. If
required, the TSO and the Interested User shall agree any change that
may be necessary to the existing compensation for that Generator
Circuit.
MC8.3 Adhoc Testing
MC8.3.1 If the TSO or any User has reason to believe that Metering or
Generator Circuits are not performing properly or within the
prescribed limits of accuracy referred to in the relevant Sub-Code
then such person (where it is not the TSO) shall promptly notify the
TSO accordingly.
MC8.3.2 Subject to MC8.3.3 the TSO shall notify the relevant Registrant or
Interested User promptly and require him to test the accuracy of the
relevant Metering or Generator Circuits as soon as practicable but in
any event within 24 hours of receiving notification of such
requirement, whereupon the relevant Registrant or Interested User as
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the case may be shall inspect such Metering or Generator Circuits and
make such tests as the TSO shall reasonably deem necessary to
determine the accuracy of the same.
MC8.3.3 Where the TSO has reason to believe it would not be appropriate for
the relevant Registrant or Interested User to test the accuracy of
Metering or Generator Circuits then the TSO shall without being
required to give prior notice to the relevant Registrant or Interested
User as the case may be, inspect such Metering or Generator Circuits
and make such tests as the TSO shall reasonably deem necessary to
determine the accuracy of the same.
MC8.3.4 Subject to MC8.3.5 below:
MC8.3.4.1 the Registrant’s costs associated with any such

inspections and tests of Metering referred to in
MC8.3 shall be borne by such Registrant; and
MC8.3.4.2 the Interested User's costs associated with any such

inspections and tests of Generator Circuits referred to
in MC8.3 shall be borne by such Interested User.
MC8.3.5 Where any Metering or Generator Circuits pass all inspections and
tests required pursuant to MC8.3.2 or 8.3.3, the costs of or associated
with such inspections and tests referred to in MC8.3.4 shall be borne
by the User which has notified the TSO pursuant to MC8.3.1 or
otherwise, by the TSO, which shall reimburse the relevant Registrant
or Interested User such costs and expenses on demand.
MC8.3.6 Calibration certificates for test equipment shall be made available for
inspection by the relevant Registrant, the TSO or Interested User.
MC8.4 Testing: General
MC8.4.1 Subject to MC8.3.3 above, any testing of any Metering or Generator

Circuits will, prima facie, be carried out by the Registrant in the case
of Metering, or by the Interested User in the case of Generator
Circuits, on the relevant Metering or Generator Circuits mounted in
their operational position. Both the Interested User and the Registrant
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26 June 2019
and (where the TSO is not the Registrant) the TSO shall have the right
to attend all such tests. All testing will be carried out in accordance
with the relevant Sub-Code. Any breaking of seals and sealing on
Tariff Metering will be carried out in accordance with Agreed
Procedure No.1 or, as the case may be, No. 2. The test performance
of any Metering or Generator Circuits shall be compared with
calibrated test equipment by one of the following methods:
MC8.4.1.1 injecting into the measuring circuits (i.e. excluding

the primary current and voltage transformers) and
comparing the readings or records over such period as
may reasonably be required by the TSO or, where an
Interested User has instigated the test, by that
Interested User to ensure a reliable comparison; or
MC8.4.1.2 where practicable, operating the calibrated test

equipment from the same primary current and voltage
transformers as the meter under operating conditions.
The readings or recordings of the meter and the
calibrated test equipment shall be compared over such
period as may reasonably be required by the TSO or,
where an Interested User has instigated the test, by
that Interested User to ensure a reliable comparison;
or
MC8.4.1.3 in any other circumstances, such other method as may

be reasonably specified by the TSO or, where an
Interested User has instigated the test, by that
Interested User.
MC8.5 Test Failures
MC8.5.1 Any meter which fails any test whilst in its operational position shall
be removed by the Registrant forthwith and tested by the TSO under
laboratory conditions at an Approved Meter Test Station in
accordance with Sub-Code No. 1 or Sub-Code No. 2.4, as the case
may be, in the presence of the Registrant or the Interested User if
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either wishes to attend. The TSO shall give the Registrant or the
Interested User, as the case may be, prior notice of such test.
MC8.5.2 For meters removed in accordance with MC8.5.1 on circuits that are
required to remain in service either:
MC8.5.2.1 the meter shall be replaced by the Registrant

forthwith with a previously recalibrated meter
suitably prepared and compensated for the circuit; or
MC8.5.2.2 where the Metering includes both main and check

meters for the affected circuit, and the meter (main or
check) which is to remain on site is within its
calibration period, such other meter may be removed
provided it is returned to site or replaced within 10
Business Days. In such circumstances where the
remaining meter is the check meter it shall, for all
estimation or retrieval purposes, be regarded as the
main meter until replacement or return to site of the
main meter.
MC8.6 Records:
MC8.6.1 Each Registrant shall at its own cost and expense maintain a register
in relation to Metering for which it is the Registrant. Each Interested
User shall at its own cost and expense maintain a register in relation
to Generator Circuits for which it is responsible. Each such register
shall detail any relevant loss adjustment factors, specification details,
e.g. serial number and accuracy class, and all relevant matters as may
be required by the relevant Sub-Code relating to the calibration of
such Metering or Generator Circuits including the dates, location and
results of any tests, readings, adjustments or inspections carried out,
any temporary or permanent replacement of meters and the dates on
which any seal was applied or broken, the reason for any seal being
broken and the persons carrying out and attending any such tests,
readings, inspections or sealings. Such records shall also include any
other details as may be reasonably required by the TSO or any other
Registrant or Interested User. Any such records shall be complete
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and accurate and retained for a minimum period of 12 months
following the permanent removal of the relevant Metering or
Generator Circuits. Any data which forms part of such records shall
be made available to the Interested User in the case of Metering and
the TSO in the case of Generator Circuits. Copies of the results of all
manual readings, adjustments, tests and inspections shall be provided
to the Registrant, Interested User or the TSO in accordance, where
appropriate, but without limitation, with the Agreed Procedures.
MC8.6.2 Each Registrant shall pass such records or copies of the same to its
successor as Registrant in relation to any Metering.
MC8.6.3 Each Registrant, or in the case of Generator Circuits, each Interested

User shall, at its own cost and expense, ensure that the TSO is
provided with copies of all records referred to in MC8.6.1 and that
these are updated forthwith whenever there is any change in the
information comprised in such records.
MC8.6.4 Each of the TSO and each User shall upon reasonable notice and at
reasonable times have access to the records maintained by the
Registrant or Interested User pursuant to MC8.6.1 and used for the
purposes of a PPA which NIE Energy and the User has entered into
and may take copies thereof.
MC8.6.5 Each User shall upon reasonable notice and at reasonable times have
access to the Operational Metering data that is relevant to the Power
Station and/or Generating Unit operated by such User which is in the
possession of the TSO.
MC8.7 Sealing:
MC8.7.1 Following the Effective Date, all Tariff Metering as is capable of

being made secure shall be sealed by or on behalf of each Registrant
and either the TSO or the Interested User as is appropriate and
following any test or inspection thereof in accordance with Agreed
Procedure No.1 or, as the case may be, No. 2 except, where sealing is
impractical in the reasonable opinion of such Registrant and either the
TSO or the Interested User as is appropriate having regard to the
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physical and electrical configuration at each Relevant Connection
Site.
MC8.7.2 Each Generator and the TSO shall, following the Effective Date,
make arrangements for all Generator Circuits as are capable of being
made secure to be sealed by or on its behalf in accordance with
Agreed Procedure No. 1, except where impractical in the reasonable
opinion of the relevant Generator and the TSO having regard to the
physical and electrical configuration at each Relevant Connection
Site.
MC8.7.3 No seal applied pursuant to this Metering Code shall be broken or

removed except in the presence of or with the prior consent of the
TSO or the User affixing the seal or on whose behalf the seal has been
affixed unless it is necessary to do so in circumstances where (i) both
main and check meters are malfunctioning or there occurs a fire or
other similar hazard and such removal is essential and such consent
cannot be obtained (provided that the person which has affixed the
seal and which has not given such consent shall be informed forthwith
thereafter) or (ii) such action is required for the purposes of MC12.
Where verbal consent is given it must be confirmed in writing
forthwith.
MC8.7.4 Neither the TSO nor the relevant User shall incur any liability under
this Metering Code in the event it cannot perform any of its duties
hereunder due to any such consent required by MC8.7.3 being
withheld save that it shall promptly inform the TSO and the relevant
Registrant or Interested User accordingly.
MC8.7.5 Each of the TSO and each User shall ensure, so far as it is able, that
physical access to Metering and Generator Circuits is, where
practicable, restricted to personnel who are required to have such
access for the proper performance of their duties and have received
permission for such access. A record of any such access shall be
maintained by the TSO or the User, as the case may be, on whose land
the Metering or Generator Circuits are positioned, with copies
provided to the Registrant and the TSO pursuant to MC8.6.3. In
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addition all Metering and Generator Circuits, where practicable, must
be made secure, if necessary by making the lock and keys subject to
similar access restrictions.
MC8.7.6 Each User shall control the issue of its own seals and sealing pliers,
and shall keep an accurate register of all such pliers and the
authorised persons to whom they are issued.
MC8.8 Inspection and Readings:
MC8.8.1 The TSO shall ensure that all meters forming part of Metering which
is subject to the terms of this Metering Code are inspected and read
by it or on its behalf by on-site interrogation not less than once every
12 months and shall give the Registrant or the Interested User at least
5 Business Days’ prior notice thereof or such shorter period as the
TSO and the relevant User may agree. A failure to notify in
accordance with MC8.8.1 shall invalidate the results of any such
inspection or reading. Each reading shall be taken at, or as close as is
practicable to, the end of a Settlement Period. The TSO shall keep
written reports of all such inspections and readings and provide
copies to the Registrant or the Interested User for the purposes of
MC8.6.1. Any resulting discrepancies will be dealt with as provided
in MC10, the relevant Agreed Procedure and the relevant PPA.
MC8.8.2 The Registrant or Interested User, as the case may be shall have the
right to attend any such inspection and reading although the failure to
attend shall not prevent such inspection or reading taking place nor
invalidate its results. The representative of the Interested User or
Registrant shall acknowledge the results of any such inspection or
reading in the manner required by the Agreed Procedure.
MC9 ACCESS
MC9.1 Each Party hereby agrees to grant to any other Party, its employees, agents and
contractors and persons duly authorised by them (each an “Invitee”) full right to
enter upon and through and remain upon any part of such Party’s property to the
extent necessary for the purposes of this Metering Code subject to the other
provisions of MC9. Each Party granting access must further ensure that any
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consents or other forms of approval of third parties required in respect of such
access have been correctly obtained and remain valid at the time of such access
including, if appropriate, rights of access across third party land.
MC9.2 The right of access provided for in MC9.1 includes the right to bring on to such
property such vehicles, plant, machinery and maintenance or other materials as
shall be necessary for the purposes of this Metering Code.
MC9.3 Each Party shall ensure that any particular authorisation or clearance for any
Invitee which is required to be given to ensure access by such Invitee is available
on the arrival of such Invitee at the relevant Site.
MC9.4 Subject to the right of the TSO to inspect without notice pursuant to MC8.3.3 each
Party shall ensure that all reasonable arrangements and provisions are made and/or
revised from time to time as and when necessary or desirable to facilitate the safe
exercise of any right of access granted pursuant to MC9.1 with the minimum of
disruption, disturbance and inconvenience. Such arrangements and provisions
may, to the extent that the same is reasonable, limit or restrict the exercise of such
right of access and/or provide for any Party to make directions or regulations from
time to time in relation to a specified matter. Matters to be covered by such
arrangements and/or provisions include:
MC9.4.1 the identification of the relevant Metering or Generator Circuits;
MC9.4.2 the particular access routes applicable to the land in question having
particular regard for the weight and size limits on these routes;
MC9.4.3 any limitations on times of exercise of the right of access;
MC9.4.4 any requirements as to prior notification and as to authorisation or

security clearance of individuals exercising such right of access and
procedures for obtaining the same;
MC9.4.5 the means of communication to the Invitee of any relevant directions

or regulations made by the Party granting access; and
MC9.4.6 the identification of and arrangements applicable to personnel

exercising the right of access granted by MC9.1; and
MC9.4.7 safety procedures.

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Each Invitee shall observe and comply with any such arrangements and all
provisions (or directions or regulations issued pursuant thereto) made from time to
time.
MC9.5 Each Invitee shall ensure that all reasonable steps are taken in the exercise of any
right of access by such Invitee to:
MC9.5.1 avoid or minimise damage in relation to the property over which it

has access; and
MC9.5.2 cause as little disturbance and inconvenience as possible to any Party

or other occupier of such property,
and shall make good any damage caused to any such property in the course of
exercise of such rights as soon as may be practicable. Subject to this, all such
rights of access shall be exercisable free of any charge or payment of any kind.
MC9.6 In the case of Operational Metering, the TSO shall agree with the Interested User
(such agreement not to be unreasonably withheld) whether such Operational
Metering is sited in an area which includes both Operational Metering and other
equipment which is of importance in relation to a Power Station and/or Generating
Unit and, if it is the Interested User shall maintain or with the approval of the TSO
shall procure the maintenance of such Operational Metering on behalf of and
under the supervision of the TSO, with the TSO bearing all such costs and
expenses as are reasonable in respect thereof.
MC9.7 For the avoidance of doubt, no Party shall incur any liability under this Metering
Code in the event it cannot perform any of its duties hereunder due to access to
Metering or Generator Circuits being denied to it save that such Party shall
promptly inform the TSO, the relevant Registrant and the Interested User
accordingly.
MC10 METER DISCREPANCIES
The Parties acknowledge that, in transmitting metered data, impulses representing quantities
of electricity may be lost between the relevant meter and the System data collector or the
Data Collection System giving rise to inaccuracies in Settlement Values notwithstanding
that the Metering is complying with the standards required by this Metering Code. In such
circumstances any differences between electricity flows recorded on meters and the total of
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the Settlement Values recorded in the Data Collection System will be noted at the time that
the meter is inspected and read either pursuant to MC8.8 or MC4.2. Reports of such meter
readings will be provided to the Interested User and any resulting discrepancies will be dealt
with as provided in the relevant Agreed Procedure and the relevant PPA. In any other
circumstances where Metering is not complying with the standards required by this
Metering Code such difference will be dealt with in accordance with MC13.
Save as provided in the relevant PPA, no financial adjustment shall be made to any payment
to be made in respect of a day under a PPA as a result of identifying any Metering
discrepancy in respect of such day unless a dispute is raised in respect of such discrepancy
prior to the expiry of the fourteenth Business Day following receipt by the Interested User of
the Confirmation Statement in respect of such day or the Meter Reconciliation Statement
which identifies such discrepancy.
MC11 DEFECTIVE EQUIPMENT
If at any time any Metering or Generator Circuits are destroyed or damaged or otherwise
cease to function, or are found to be outside the prescribed limits of accuracy referred to in
MC6, the Registrant or, in the case of Generator Circuits, the Interested User shall, subject
to compliance with its obligations under MC8.7, promptly adjust, renew or repair the same
or replace any defective component or procure the same so as to ensure that the relevant
Metering or Generator Circuits are returned to service and operating within the prescribed
limits of accuracy as quickly as is reasonably practicable in all the circumstances.
MC12 SANCTIONS FOR NON-COMPLIANCE
In the event that a Registrant or Interested User cannot or does not comply with its
obligations to repair, adjust or replace or renew any defective component pursuant to MC11,
the TSO or the Interested User shall have the right to carry out or procure there is carried out
such repair, adjustment, replacement or renewal and to recover its own costs, expenses and
profit thereon from such Registrant or Interested User forthwith on demand (such profit to
be based on a reasonable rate of return).
MC13 METER FAILURE
MC13.1 If at any time any Metering ceases to function or is found to be outside the
prescribed limits of accuracy referred to in MC6 (as the case may be) for whatever
reason then, except in the circumstances referred to in MC13.2:
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MC13.1.1 in the case of Metering ceasing to function, during the period from the
date of such cessation; or
MC13.1.2 in any other case, during the period from the time when such
inaccuracy first occurred or, if such time is unknown, from the
midnight preceding the day during which the disputed reading
occurred,
until, in either such case, the date of adjustment, replacement, repair or renewal of
such Metering under MC11 and MC12, meter readings shall be deemed to be those
calculated pursuant to Agreed Procedure No.5 or, as the case may be, No.6 and, in
the case of disputes under Agreed Procedure No. 5, the relevant PPA and, in the
case of disputes under Agreed Procedure No. 6, under MC.15.
MC13.2 If at any time a voltage transformer fuse on a circuit supplying a meter has failed
with the result that the Metering is outside the prescribed limits of accuracy
referred to in MC6, the meter readings from the time the failure is deemed to have
occurred until the voltage transformer circuit is again restored to the meter shall be
deemed to be those calculated pursuant to Agreed Procedure No. 5 or, as the case
may be, Agreed Procedure No.6 and, in the case of disputes under Agreed
Procedure No. 5, the relevant PPA and, in the case of disputes under Agreed
Procedure No. 6, under MC.15.
MC14 COLLECTION, RETRIEVAL, VALIDATION AND ESTIMATION OF DATA
Where a Party identifies that data required from any Metering is incomplete, inaccurate or
has not been transmitted or received, that Party will notify the TSO, the Interested User or
the Registrant as appropriate in accordance with the relevant Agreed Procedure. The TSO,
the Interested User or the Registrant as appropriate shall investigate and remedy the defect
in accordance with the relevant Agreed Procedure taking into account the following
priorities in the following order:
MC14.1 the need to obtain accurate data;
MC14.2 the need to apply verification procedures;
MC14.3 the need to produce estimated or substitute data where it is incorrect or

unavailable.
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MC15 DISPUTES
MC15.1 Any dispute relating to Metering or Generator Circuits which would affect any
payment to be made or reduced in respect of a Generating Unit under a PPA shall
be dealt with in accordance with the relevant PPA and the TSO will provide the
parties with data on the metered values and related issues.
MC15.2 Any dispute in relation to the following matters:
MC15.2.1 siting of Metering;
MC15.2.2 technical specifications for Metering, Generator Circuits or the Data

Collection System;
MC15.2.3 sealing of Tariff Metering;
MC15.2.4 compliance of Metering or Generator Circuits with technical

specifications of the Metering Code;
MC15.2.5 compensation values;
MC15.2.6 such other matters as the relevant Parties may agree,
shall be referred to the Metering Committee who shall act as experts and whose
decision shall be final and binding on, and published to, the Parties concerned
(giving reasons therefor).
MC15.3 Any other dispute under this Metering Code shall be dealt with in accordance with
the disputes procedure in the relevant Connection Agreement.
MC15.4 Any testing of Metering or Generator Circuits required to settle a dispute will be
carried out in accordance with MC8.4 and MC8.5.
MC15.5 The Metering Committee may order payment of costs and expenses in respect of
any dispute referred to it in such manner as it considers appropriate. The Metering
Committee can demand any information it may properly and reasonably require to
settle a dispute from any Party and such Party shall provide the relevant
information on request.
MC15.6 Notwithstanding MC15.1 to MC15.5, any dispute under this Metering Code in
relation to a matter that is also subject to the dispute resolution procedures
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contained within the Trading and Settlement Code and the Market Registration
Code will be dealt with in accordance with the relevant dispute resolution
procedure contained within the Market Registration Code.
MC16 METERING COMMITTEE
MC16.1 A Metering Committee shall be appointed for the purposes of this Metering Code.
The composition of the Metering Committee shall vary depending upon whether it
is considering generation matters or supply matters. It will comprise:
MC16.1.1 when it considers generation matters, one representative from the

TSO (such person having one vote for each vote cast by a Generator
at the meeting), one representative from each Generator and one
representative from the Authority’s office; and
MC16.1.2 when it considers supply matters, one representative from the TSO
(such person having one vote for each vote cast by a Supplier at the
meeting), one representative from each Supplier and one
representative from the Authority’s office.
In default of agreement as to whether a matter is a generation or supply matter, the

Authority shall have the right to determine the same.
MC16.2 Members of the Metering Committee shall be appointed, from time to time, by the
relevant Party or Parties concerned. In default of appointment by the relevant
Parties the Authority shall have the right to appoint representatives from the
Parties who have failed to appoint their own representatives. Members of the
Metering Committee shall be required to enter into confidentiality undertakings in
favour of all Parties in a form specified by the Grid Code Review Panel.
MC16.3 Decisions of the Metering Committee shall be made by voting of committee

members attending any meeting. Save as provided in MC16.1.1, each committee
member shall have one vote. The chairman, where necessary, shall have a casting
vote. Two committee members shall be a quorum for any meeting of the Metering
Committee. No less than 5 Business Days’ notice of a meeting of the Metering
Committee is required to be given to all committee members entitled to attend
such meeting unless otherwise agreed by all such committee members.
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MC16.4 The chairman shall be appointed by the Metering Committee and in the absence of
agreement shall be the representative from the Authority’s office.
MC16.5 The Metering Committee shall operate in accordance with such other rules and
procedures as are laid down by it.
MC16.6 The TSO shall act as secretary of the Metering Committee for the purpose, inter
alia, of giving and receiving of notices.
MC17 INFORMATION
MC17.1 All Users shall give to the TSO all such information in their possession regarding
Metering as the TSO shall reasonably require for the proper functioning of the
Data Collection System including information regarding the dates and time periods
for installation of new Metering and the dates and periods when Metering is out of
service.
MC17.2 At the request of any Party which is a party to a dispute referred to in MC15.2 any
relevant data derived from Metering shall and may be submitted by the TSO to the
Metering Committee for the purposes of resolving such dispute.
MC17.3 In the event of any material malfunction, breakdown or other such occurrence or
difficulty of or affecting the Data Collection System which, in the reasonable
opinion of the TSO, affects or is likely to affect any Party other than the TSO to a
material extent the TSO shall as soon as reasonably practicable thereafter provide
each Party so affected (or likely to be affected) with a report describing in
reasonable detail such occurrence or difficulty and its likely duration.
MC17.4 Any Party that chooses to receive electronic data from Metering shall install such
computer equipment as may be necessary for such purpose and which shall be
compatible with such Metering and shall comply with any relevant requirement of
the Agreed Procedures. Each Party shall be responsible for its own computer
equipment and communication lines.
MC17.5 Each Interested User shall have the right to receive electronic data from Metering
in respect of which it is the Interested User via the Generator data collector. The
TSO shall not, without good cause, interrupt or otherwise disturb such electronic
data. The Interested User shall be responsible for the maintenance of any
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communication lines from the Generator data collector to the relevant Interested
User.
MC18 OWNERSHIP OF METERING DATA
MC18.1 The Registrant of any Metering shall own the data acquired therefrom. Any Party
shall at all times have the right to and is hereby authorised to have access to the
same and to use the same in each case as may be permitted pursuant to this
Metering Code, free of charge and, if confidential, may only release such data to
others to the extent required pursuant to this Metering Code or as permitted by the
MC18.2 Any person subject to this Metering Code shall, at all times, comply with its
respective obligations under all applicable Data Protection Legislation in relation
to all Personal Data that is Processed by it in the course of performing its
obligations under this Metering Code, including maintaining any required
notification under the Data Protection Legislation. To the extent that any Personal
Data is data that is Processed for a purpose set out in the data protection provisions
contained within the Market Registration Code, any Person Processing such data
will be subject to those provisions.
MC19 NEW CONNECTION REGISTRATION AND CHANGE OF SUPPLIER
MC19.1 The procedures for registration of a new connection in Northern Ireland and for a
change of Supplier are set out in MP NI 101 and MP NI 102 respectively.
Additional guidance relating to these procedures is set out in the market guide(s)
associated with MP NI 101 and MP NI 102.
MC20 NOTICES
MC20.1 Any notice of a new Registrant or of a change in Registrant or any other

communication required under this Metering Code to be given to the TSO shall if
required be sent by facsimile to number: 01232 707560, at 12 Manse Road,
Castlereagh, Belfast BT6 9RT, attention: Systems Operation Manager (with hard
copy to follow by first class post) or such other facsimile number and address as
may from time to time be nominated in writing by the TSO and, if required to be
given to any other Party, shall be sent by facsimile to such number at such address
and to such person as such Party shall nominate in writing to the TSO (with hard
copy to follow by first class post). In the absence of nomination such
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communication as is required shall be sent to the registered office of such other
Party.
MC20.2 Any notice or other communication sent by facsimile pursuant to MC20.1 shall be
deemed to have been received when despatched.
MC20.3 A new Registrant must be notified to the TSO at least 20 Business Days prior to
either:
MC20.3.1 the date of the intended commencement of obligations of the

Registrant; or
MC20.3.2 the date of simultaneous termination of obligations by the existing

Registrant and the assumption of those obligations by the new
Registrant,
(as the case may be) in connection with the relevant Metering.
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____________________________________________________________________________________
SUB-CODE NO. 1
___________________________________________________________________________________
GENERATION TARIFF METERING
____________________________________________________________________________________
INTERIM METERING SCHEME

Northern Ireland
____________________________________________________________________________________
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SUB-CODE NO. 1 FOR GENERATION TARIFF METERING
USING THE INTERIM METERING SCHEME FOR NORTHERN IRELAND (IMS)
CONTENTS PAGE
1. SCOPE 34
2. STANDARDS 37
3. FACILITIES TO BE PROVIDED AT METERING POINTS 37
3.1 Meters 37
3.2 Current Transformers 38
3.3 Voltage Transformers 38
3.4 Data Collectors 39
3.5 Data Compensators 39
3.6 Data Collection System 39
3.7 Power Supplies 39
4. MEASUREMENT CRITERIA 39
4.1 Accuracy 39
4.1.1 Overall Accuracy of Equipment 3
4.1.2 Accuracy of Metering 4
4.1.2.1 Active Energy Metering
Overall Accuracy 4
4.1.2.2 Reactive Energy Metering
Overall Accuracy 4
4.1.2.3 Active Energy Meters 4
4.1.2.4 Reactive Energy Meters 5
4.1.3 Accuracy of Time Keeping 5
4.2 Compensation for Current and Voltage Transformer Errors and Generator Circuit
Errors 41
4.3 Compensation for Primary Transformer Losses 41
5. CALIBRATION AND TESTING OF EQUIPMENT 42
5.1 Meters 42
5.1.1 Initial Calibration 6
5.1.2 Periodic Calibration 6
5.2 Test Access to Metering Equipment 42

5.3 Data Collectors 42
5.3.1 Maintenance 7
5.3.2 Testing 7
5.4 Records 43
6. DATA TRANSMISSION ROUTES AND PROCESSING 43
APPENDIX A 44
APPENDIX B 45
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26 June 2019
1. SCOPE
1.1 This Sub-Code for the Interim Metering Scheme specifies the facilities that are to
be provided and certain practices that are to be employed, for the measurement of
electricity produced by Generating Units and for the measurement of electricity
consumed at Power Stations. It will terminate automatically on the FMS Date.
1.2 This Sub-Code supplements the Main Code of the Metering Code to which
reference should be made. In the event of an inconsistency between the provisions
of this Sub-Code and the Main Code, the provisions of the Main Code shall
prevail.
1.3 This Sub-Code should also be read in conjunction with any relevant Agreed
Procedures.
1.4 The Metering Code will not apply to imports at Power Stations with an agreed
import capacity of below 5 MW which shall be treated in accordance with MC2.2.
2. STANDARDS
2.1 All references to industry standards given in the text of this Sub-Code are to
versions which are current at the Effective Date. Where Metering is in use at the
Effective Date which was installed when earlier versions of these standards (or
their predecessors) were in force there is no requirement to update such Metering
unless expressly required pursuant to this Sub-Code.
2.2 Metering installed after the Effective Date is required to comply with the standards
specified in the Final Metering Scheme except where defective Metering is being
replaced or renewed prior to the FMS Date and such defective Metering was
required to comply with the standards set out below in which case such
replacement Metering shall be required to comply with the standards set out below
until the FMS Date.
3. FACILITIES TO BE PROVIDED AT METERING POINTS
3.1 Meters
3.1.1 Meters installed at the Effective Date shall be Landis & Gyr ZFA 400
type.
3.1.2 Each Registrant shall ensure that Metering shall be provided at or in

relation to the following points in order to measure required Settlement
Values:
3.1.2.1 at or in relation to each Generating Unit Delivery Point where

Settlement Values are required for:
(a) Active Energy for Export
(b) Active Energy for Import (where energy can

be imported through the Generator
Transformer)
(c) Reactive Energy for Import
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26 June 2019
(d) Reactive Energy for Export
3.1.2.2 at or in relation to station transformer high-tension bushings

where Settlement Values are required for:
(a) Active Energy for Import
(b) Active Energy for Export (where Energy

can be exported through the station
transformer)
3.1.2.3 at or in relation to Generating Unit high-tension bushings where

Settlement Values are required for:
(a) Reactive Energy for Import
(b) Reactive Energy for Export (where an

auxiliary gas turbine is used for synchronous
compensation)
(c) Active Energy for Export (to be measured

every minute).
3.1.3 If direct measurement of the required values cannot be achieved, then the
required values may be calculated using values measured at other points.
3.1.4 Each Metering point associated with the determination of energy

exported or imported shall be provided with both a main and a check
meter.
3.1.5 Where the import and/or export of Reactive Energy and Active Energy is
required to be measured at the same point, these functions may be
combined in a single meter in which each energy flow is measured
separately.
3.1.6 Meters shall be labelled in accordance with Appendix B.
3.2 Current Transformers
Current transformers which are installed after the Effective Date shall comply with
BS3938, accuracy class 0.2 and have a rated output of not less than 15 VA.
3.3 Voltage Transformers
Voltage transformers which are installed after the Effective Date shall comply with
BS3941, accuracy class 1.0 and have a rated output of not less than 100 VA. Each
voltage transformer secondary winding supplying a main meter shall be dedicated
for that purpose unless otherwise agreed with the TSO. Each voltage transformer
secondary winding supplying a check meter may be used for purposes other than
those associated with the Interim Metering Scheme so long as such other uses do
not degrade the accuracy of the check meter outside the limits required by 4.1.1
unless otherwise agreed with the TSO. Where both a main meter and a check meter
are supplied by the same voltage transformer secondary winding, each such voltage
transformer secondary winding shall be dedicated for that purpose unless otherwise
agreed with the TSO.
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3.4 Data Collectors
Data collectors shall be used to integrate impulses from meters over each
Settlement Period, store values and transmit Settlement Values to the Data
Collection System. Data collectors installed at the Effective Date shall be Landis &
Gyr FAF 22 type. The Settlement Period shall be selectable over the following
range: 30, 20, 15, 10, 5 and 1 minute(s). For any selectable value in this range one
Settlement Period shall commence on the hour.
3.5 Data Compensators
Where direct measurement of required values cannot be achieved and the required
values are calculated using values measured at other points, data compensators of
Landis & Gyr type FBS shall be used.
3.6 Data Collection System
The Data Collection System shall include a computer and communications

configuration utilising Landis & Gyr C500 software.
3.7 Power Supplies
Metering at Power Stations shall be connected to assured power supplies. Where

assured power supplies are not available voltage selection schemes shall be
installed to support Metering.
4. MEASUREMENT CRITERIA
4.1 Accuracy
4.1.1 Overall Accuracy of Equipment
Meters shall be calibrated so as to achieve Overall Accuracy of Metering

within the limits set out below. Calibration of meters shall be adjusted
due to current and voltage transformer errors and/or errors due to
Generator Circuits (see 4.2) but not for primary transformer losses for
which (if required to simulate the measurement of energy at the Delivery
Point) adjustments will be made in the data compensators attached to the
TSO data collectors (see 4.3).
4.1.2 Accuracy of Metering
Metering shall register amounts of Active Energy or Reactive Energy

within the following limits of error, after account is taken of the
adjustment for current and voltage transformer errors as detailed in 4.1.1
above.
4.1.2.1 Active Energy Metering Overall Accuracy:
Conditions of Test Limits of error at stated power factor
Current expressed as a Power factor Limits of error

percentage of the rated
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26 June 2019
meter current
Generating Units 125% to 20% inclusive 1.0 ±1.0%
Station 125% to 20% inclusive 1.0 ±2.5%

transformers, unit
transformers,
auxiliary gas
turbines
4.1.2.2 Reactive Energy Metering Overall Accuracy:
Conditions of Test Limits of error at stated power factor
Current expressed as a Power factor Limits of error

percentage of the rated
meter current
All Units 125% to 5% inclusive 0.0 lag and lead ±5.0%
4.1.2.3 Active Energy Meters:
(a) Generating Units:
Conditions of test Limits of error at stated power factor
Current expressed as a percentage of the rated Power factor Limits of error

meter current
125% to 20% inclusive 1.0 ±0.5%

Less than 20% to 10% inclusive 1.0 ±1.0%
125% to 20% inclusive 0.5 lag and lead ±1.0%
Less than 20% to 10% inclusive 0.5 lag and lead ±1.5%
(b) Station transformers, unit transformers,

auxiliary gas turbines:

meter current
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26 June 2019
125% to 20% inclusive 1.0 ±2.0%
125% to 20% inclusive 0.5 lag ±2.0%
4.1.2.4 Reactive Energy Meters:

meter current
125% to 5% inclusive Zero ±2.0%

125% to 20% inclusive 0.866 lag and lead ±2.0%
Less than 20% to 10% inclusive 0.866 lag and lead ±2.5%
4.1.3 Accuracy of Time Keeping
4.1.3.1 The time keeping accuracy of Metering shall be maintained in

accordance with Standard Time.
4.1.3.2 The commencement of each Settlement Period shall be within

10 seconds of the true time.
4.1.3.3 The duration of each Settlement Period shall be within 1 second

of the required duration.
4.2 Compensation for Current and Voltage Transformer Errors and Generator Circuit
Errors
4.2.1 Compensation shall be made for errors of current and voltage

transformers and/or Generator Circuits, if possible, in the meter
calibration. The amount of such compensation shall be agreed between
the TSO and the Interested User. Where existing calibration records do
not assist, a recalibration test shall be carried out where practicable.
Where compensation cannot be determined no compensation shall be
made.
4.2.2 A record of compensation settings shall be kept in accordance with

MC8.6.1 and be available for inspection in accordance with MC8.6.4.
4.3 Compensation for Primary Transformer Losses
4.3.1 Compensation shall be made in the related data compensator attached to

the TSO data collector:
4.3.1.1 to measure gross output at Generating Unit high tension

bushings; and
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4.3.1.2 for losses in the primary transformers where required to
simulate the measurement of energy at each Delivery Point.
The formula for calculating the compensation shall be agreed between

the TSO and the Interested User. Where existing calibration records do
not assist, a recalibration test shall be carried out where practicable.
Where compensation cannot be determined no compensation shall be
made.
4.3.2 A record of compensation settings shall be kept in accordance with

MC8.6. 1 and be available for inspection in accordance with MC8.6.4.
5. CALIBRATION AND TESTING OF EQUIPMENT
5.1 Meters
5.1.1 Initial Calibration
Meters shall be calibrated in accordance with manufacturer's

recommendations and with the requirements of IEC Publication 687.
Compensation shall be applied to take account of current and voltage
transformer errors and errors due to Generator Circuits in accordance
with 4.2.1 above.
5.1.2 Periodic Calibration
Meters shall be tested no less frequently than once every 5 years or such
period as otherwise agreed between ME and the Interested User from
time to time having regard to an acquired knowledge of the performance
of the particular design of meter.
Meters shall be recalibrated following any adjustment or test.
5.2 Test Access to Metering Equipment
Test terminal blocks in accordance with CEGB Standard 993908 (TPS 9/14) shall
be provided to facilitate meter testing and current and/or voltage transformer
checks in situ.
5.3 Data Collectors
5.3.1 Maintenance
Data collectors must be maintained in accordance with manufacturer's

recommendations.
5.3.2 Testing
Testing of data collectors shall be carried out in accordance with MC8.4.

There is no requirement for routine tests of data collectors.
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5.4 Records
The results of all calibration tests and recalibrations on meters (including those
prior to the Effective Date) carried out in accordance with manufacturer's
recommendations and the relevant IEC Publication 687 and all periodic checks or
recalibrations, shall be kept in accordance with MC8.6.1 and be available for
inspection in accordance with MC8.6.4.
6. DATA TRANSMISSION ROUTES AND PROCESSING
The Interim Metering Scheme and the commercial processes which it serves are
shown in Appendix A.
The system provides energy data measured over both one-minute intervals and
Settlement Periods, as appropriate. Energy impulses generated from energy meters
are recorded by both the TSO data collector and a Generator data collector. Where
necessary, measured values are subject to calculation and compensation through a
data compensator in order to generate the required Settlement Values. This data
compensator works in conjunction with the data held in the TSO data collector.
The calculated compensation values are thereafter transferred to the Generator data
collector.
The TSO data collector transmits energy data via the Data Collection System to the
contract management system where it is used to determine payments made under
the PPA in place between the TSO and the operator of each Generating Unit.
The Generator data collector is available to provide the Generator with an

independent means of checking the data provided to it by the TSO as the basis for
payments.
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APPENDIX A
INTERIM METERING SCHEME
DATA TRANSMISSION SYSTEM
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APPENDIX B
LABELLING OF METERS FOR IMPORT AND EXPORT
1. Active Energy
Active Energy is considered to be imported when it flows to the power station from the
TSO. The meter(s) registering this Active Energy should be labelled "Import".
Active Energy is considered to be exported when it flows from the power station to the
TSO. The meter(s) registering this Active Energy should be labelled "Export".
Meters shall be labelled to distinguish between main and check meters.
2. Reactive Energy
Reactive Energy is considered to be imported or exported as follows:
Flow of Active Energy Power Factor Flow of Reactive Energy
Import Lagging Import*
Import Leading Export*
Import Unity Zero
Export Lagging Export
Export Leading Import
Export Unity Zero
For the purposes of labelling of meters the conditions asterisked above will determine
labelling where Import for active energy is defined as in 1. above.
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________________________________________________________________________________________
SUB-CODE NO. 2.1
________________________________________________________________________________________
(FOR THE METERING OF CIRCUITS WITH A

RATED CAPACITY EXCEEDING 100 MVA)
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
MC - 466
26 June 2019
SUB-CODE NO. 2.1 FOR THE METERING OF CIRCUITS WITH A RATED
CAPACITY EXCEEDING 100 MVA
CONTENTS PAGE
1. SCOPE ........................................................................................................................................ 1
2. STANDARDS............................................................................................................................. 1
3. FACILITIES TO BE PROVIDED AT METERING POINTS............................................ 1
3.1 General ........................................................................................................................... 1

3.2 Meters ............................................................................................................................. 1
3.3 Instrument Transformers ................................................................................................ 2
3.4 Data Collectors ............................................................................................................... 4
3.5 Data Collection System.................................................................................................. 5
3.6 Facilities ......................................................................................................................... 6
4. MEASUREMENT CRITERIA................................................................................................ 6
4.1 Accuracy ........................................................................................................................ 6

4.2 Compensation for Errors ................................................................................................ 7
5. CALIBRATION AND TESTING OF METERING ............................................................. 7
5.1 Meters ............................................................................................................................. 7

5.2 Current and Voltage Transformers ................................................................................ 7
5.3 Test Access to Metering Equipment .............................................................................. 8
5.4 Data Collectors ............................................................................................................... 8
5.5 Records........................................................................................................................... 8
Appendix..................................................................................................................................... 9
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1. SCOPE
1.1 This Sub-Code No. 2.1 specifies the metering facilities which must be provided and certain
practices that must be employed for the measurement of electrical energy flows associated with:
a) Non NIE Suppliers in relation to their Customers;
b) Generating Units and PPMs.
1.2 This Sub-Code supplements the Main Code of the Metering Code to which reference should be
made. In the event of an inconsistency between the provisions of this Sub-Code and the Main
Code, the provisions of the Main Code shall prevail.
1.3 This Sub-Code should also be read in conjunction with any relevant Agreed Procedures and
Schedule 7 of the Order.
1.4 This Sub-Code applies to circuits with a rated capacity which exceed 100 MVA.
2. STANDARDS
All references to industry standards given in the text of this Sub-Code are to versions which are
current at the Effective Date. However, Metering installed after the Effective Date is required to
comply with the version of any such standard in force at the date of installation.
3.1 General
Although for clarity the specification identifies separate items of equipment, nothing in this Sub-
Code prevents the items being combined to perform the same task provided the requirements of
this Sub-Code are met.
3.2 Meters
3.2.1 For each circuit the following energy measurements are required at or in relation to the
Point of Supply:
(a) Active Energy for Import (kWh);
(b) Active Energy for Export (kWh);
(c) Reactive Energy for Import and Export (kVArh).
3.2.2 The Registrant shall ensure that Metering for the above measurements shall normally be
provided on the TSO side of the Point of Supply in order to measure required Settlement
Values.
3.2.3 Active Energy Meters ( kWh)
Active Energy meters shall comply with the relevant part of BSEN60687 for class 0.2S
meters.
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3.2.4 Reactive Energy Meters (kVArh)
Reactive Energy meters shall comply with the relevant requirements of IEC Standard
1268 for class 2 meters.
3.2.5 The measurements will be produced using the outputs from current transformers and
voltage transformers.
3.2.6 Each circuit will be provided with:
(a) main kWh meter fitted with reverse running stop and pulse output;
(b) check kWh meter fitted with reverse running stop and pulse output;
(c) two main kVArh meters fitted with reverse running stop and pulse output or one
bi-directional kVArh meter with two pulse outputs for lagging and leading
power factors;
(d) two check kVArh meters fitted with reverse running stop and pulse output or
one bi-directional kVArh meter with two pulse outputs for lagging and leading
power factors.
Paragraph 3.2.9 deals with the situation where Import and/or Export of Active Energy is
required at the same point where a single meter can be used.
3.2.7 All meters shall be of an approved pattern or construction and, where appropriate, will
be installed in an approved manner under paragraph 3 of Schedule 7 of the Order.
3.2.8 If direct measurement of the required values cannot be achieved, then the required
values may be calculated using values measured at other points subject to prior
agreement with the TSO and providing the overall accuracy meets the requirements of
section 4.1. Where compensation is applied the values shall be recorded and supporting
evidence shall be available to justify the compensation criteria.
3.2.9 Where the Import and/or Export of Active Energy and Reactive Energy is required to be
measured at the same point, these functions may be combined in a single meter in which
each energy flow is measured separately.
3.2.10 Meters shall be labelled in accordance with the Appendix of this Sub-Code.
3.3 Instrument Transformers
3.3.1 The terms "current transformer" ("CT") and "voltage transformer" ("VT") used in this
Sub-Code do not preclude the use of other measuring techniques with accuracies of the
required standards providing the accuracy, and also the longer term accuracy, in
accordance with this Sub-Code can be verified to the TSO's satisfaction.
3.3.2 In accordance with the principles in paragraph 3.2.2, all CTs and VTs will be fitted on
the TSO's side of the Point of Supply.
3.3.3 Where CTs and/or VTs are used, they shall meet the requirements set out in paragraphs
3.3.5 and 3.3.6 below.
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3.3.4 Where CTs and/or VTs are used then a test terminal block or equivalent facility shall be
provided close to the meter(s). This facility will be fitted with the TSO seals and access
granted by prior arrangement with the TSO on reasonable request.
3.3.5 Current Transformers
(a) Two sets of CTs to BS7626/HD553S1 and ERS3/1 with a minimum standard of
accuracy class 0.2S shall be provided per circuit and shall also meet (to the
extent applicable) any meter certification regulations in force at the time.
(b) Each CT secondary winding supplying a main meter shall be dedicated to

Metering purposes only. Each CT secondary winding only supplying a check
meter may be used for other purposes so long as such other uses do not degrade
the accuracy of the check meter outside the limits required by paragraph 4.1.1
and sub-paragraph (f) below, and the TSO is notified of such other uses in
accordance with sub-paragraph (g) below.
(c) Where a CT circuit has an additional burden not associated with meters, this
additional burden shall not be modified in any way without obtaining the
approval of the TSO in accordance with sub-paragraph (g) below.
(d) Common return leads for two or more CT secondary circuits are not permitted.
(e) Main and check meters must be connected to different CTs.
(f) The total burden on CTs shall not exceed their rating at the rated secondary
current.
(g) Where any of the foregoing provisions of this paragraph 3.3.5 permit a
modification to CT secondary circuits, provided that the approval of the TSO is
sought for the modification, any such request must be made in writing to the
TSO a reasonable time in advance of the modification and evidence of the value
of any additional electrical burden must be made available for inspection to
verify compliance with this paragraph 3.3.5 and also to ensure there is no
degradation of the accuracy required by paragraph 4.1.1.
3.3.6 Voltage Transformers
(a) Two VTs, or one VT with two or more secondary winding sets, to
BS7625/HD554S1 with a minimum standard of accuracy class 0.2 shall be
provided for the metering of each circuit and shall also (to the extent applicable)
meet any meter certification regulations in force at the time.
(b) Capacitor VTs shall have a working burden which provides for monitoring of
the integrity of each fuse and which does not exceed the maximum rating or fall
below the minimum rating stipulated by the relevant manufacturer.
(c) Each VT secondary winding supplying a main meter shall be dedicated to

Metering purposes only. Each VT secondary winding only supplying a check
meter may be used for other purposes so long as other uses do not degrade the
accuracy of the check meter outside the limits required by paragraph 4.1.1 and
sub-paragraph (g) below and the TSO is notified of such other uses in
accordance with sub-paragraph (h) below.
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26 June 2019
(d) Where a VT circuit has an additional burden not associated with meters, this
additional burden shall not be modified in any way unless the approval of the
TSO is obtained in accordance with sub-paragraph (h) below.
(e) Each meter suite shall be fed by a separate, fused set of leads from the VT.
(f) Main and check meters must be connected to different VTs. If the VT supplies
other equipment, separate fusing must be provided for the Metering.
(g) The total burden on VTs shall not exceed their rating at the rated secondary
voltages.
(h) Where any of the foregoing provisions of this paragraph 3.3.6 permit a
modification to VT secondary circuits, provided that the approval of the TSO is
degradation of accuracy as required by paragraph 4.1.1.
3.3.7 Existing Installations
For existing installations, the installed instrument transformers may be used irrespective
of their accuracy class providing the overall accuracy requirements as defined in
paragraph 4.1 are met and also the following:
(i) in the event of a significant alteration to the primary plant (e.g. a switchgear
change), new instrument transformers which comply with paragraphs 3.3.5 and
3.3.6 shall be provided;
(ii) separately fused VT supplies shall be provided for each of the following:
(a) the main meters;

(b) the check meters;
(c) any additional electrical burden.
3.4 Data Collectors
3.4.1 Duplicate data collectors will be used and provided by the Registrant to integrate pulses
from meters over each Settlement Period, store values and transmit Settlement Values to
the Data Collection System.
3.4.2 The following is required:
(a) the data collectors must have a minimum of sixteen channels and be capable of
storing the recorded demand Settlement Values during failure of the AC power
supply;
(b) on demand from the central collection station the data collector will transfer the
recorded Settlement Values without loss or error. The Settlement Values must
also be transferable manually using a portable collection device (personal
computer/hand held unit/removable memory module etc) of a type compatible
with the system used by the TSO;
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(c) in the event of failure of communications with the central collection station the
data collector will be capable of storing a minimum of five channels of demand
values per feeder for a minimum period of 20 days with an integrating period of
30 minutes. This 20 day period may reduce pro rata dependent on the notified
demand period selected as described in paragraph 3.4.3 below. Access to the
manual transfer facility will be secured, in accordance with the relevant Agreed
Procedures, from unauthorised interference.
3.4.3 The settlement period shall be selectable over the following range: 30, 20, 15, 10, and 5
minutes and will be notified by the TSO. For any selectable value in this range one
3.4.4 Monitoring facilities shall be provided for data collector fault conditions and also to
record instances of local interrogation access which changes data and also tagged
wherever possible to the relevant Settlement Period(s). All the above conditions will be
reported as, at minimum, a common alarm via the remote interrogation facility.
3.5.1 Communications
The means of communication between the data collector and the central collection
station will be secured, by the TSO, in accordance with the relevant Agreed Procedure,
from interference. The normal path will be across PSTN or PTN networks and any
modem will be BABT approved. However, as technological changes take place this
may change in the future and all points of interface shall be programmable to
accommodate other equipment which may be used, as technology develops. The TSO
will liaise with Users on such developments.
3.5.2 Central Collection Station
The TSO central collection station will interrogate each data collector. All the TSO
operations carried out either manually or automatically shall be protected by a security
system or by an operational log produced by the system or both. The TSO central
collection station will synchronise the outstations during interrogation by interfacing
with its own radio clock. Following receipt of all data from the outstation the kWh and
kVArh lag and lead totals for each meter will be transferred by the TSO to a file for
onward transmission to the TSO's centralised computing facilities.
3.5.3 Supply Voltage
Where a measurement VT source is used and the outstation is storing data for more than
one circuit, a voltage select or relay scheme using each circuit involved shall be
provided. Local and remote phase failure indications shall be provided.
3.6 Facilities
The metering equipment shall be capable of providing the following information locally from
voltage free (clean contacts) outputs:
(a) impulsing for kWh and either kVAh or kVArh with a normal duration of 80ms per
pulse; and
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(b) a 30 minute reset pulse with a minimum duration of 0.5 second and a maximum duration
of 10 seconds; and
(c) a synchronising signal for load switching.
4.1 Accuracy
Meters shall be calibrated so as to achieve Overall Accuracy of Metering within

the limits set out below. Calibration of meters shall be adjusted due to current
and voltage transformer errors and/or errors due to lead electrical burdens but
not for primary transformer losses. Paragraph 4.2.2 deals further with this issue.
(a) Active Energy Measurement
Conditions of Test Limits of Error at Power Factor

Current expressed as a percentage of Power Factor Limits of Error
rated measuring current
120% to 10% inclusive 1.0 +/-0.5%
Below 10% to 5% inclusive 1.0 +/-0.7%
Below 5% to 1% inclusive* 1.0 +/-1.5%
120% to 10% inclusive 0.5 lag and 0.8 lead +/-1.0%
*This requirement shall only apply where the energy transfers to be measured
by the Import meter and/or the Export meter during normal operating conditions
are such that the Rated Measuring Current will be below 5% (excluding zero)
for periods equivalent to 10% or greater per annum.
(b) Reactive Energy Measurement

120% - 10% inclusive 0 +/-4.0%
120% - 20% inclusive 0.866 lag and lead +/-5.0%
(a) The time keeping accuracy of metering equipment shall be maintained in

(b) The commencement of each Settlement Period shall be within 10 seconds of

Standard Time.
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(c) The duration of each Settlement Period shall be within +/- 0.1% of the required
duration, except where synchronisation has occurred in a Settlement Period.
4.2 Compensation For Errors
4.2.1 Compensation for Instrument Transformer Errors
Compensation shall be made for errors of current and voltage transformers and/or lead
electrical burdens, if possible, in the meter calibration.
4.2.2 Compensation for Power Transformer and Line Losses
Where the installed Metering location and the Point of Supply do not coincide then,
where necessary, compensation for power transformer and/or line losses shall be
provided to meet the overall accuracy at the boundary point defined in paragraph 3.2.2.
Compensation shall be made in the relevant data collector and the formula for
calculation shall be agreed between the TSO and the relevant User.
4.2.3 Where existing calibration records do not exist, a recalibration test shall be carried out
where practicable. Values of compensation shall be recorded and evidence to justify the
compensation criteria shall be made available for inspection, including, wherever
possible, test certificates as required by MC8.6.1 and MC8.6.4.
5. CALIBRATION AND TESTING OF METERING
5.1 Meters
Meters shall be calibrated and tested in accordance with the requirements of Sub-Code No. 2.4 -
"Sub-Code for the Calibration, Testing and Commissioning Requirements for Metering".
5.2 Current And Voltage Transformers
Measuring transformers shall be supplied with known characteristics within the requirements of
paragraph 3.3 of this Sub-Code. No periodic recalibration is required.
5.3 Test Access To Metering Equipment
Sealable test terminal blocks shall be provided to facilitate meter testing and current and/or
voltage transformer checks in situ. Test terminal blocks shall comply with Electricity Association
Technical (EAT) Specification 50-18.
5.4 Data Collectors
5.4.1 Maintenance
Data collectors must be maintained in accordance with the manufacturer's

recommendations or as is otherwise necessary to meet the obligations of this Sub-Code.
5.4.2 Testing
There is no requirement for routine tests of data collectors. Testing of data collectors
shall be carried out in accordance with MC8.4.
MC - 474
26 June 2019
5.5 Records
The results of all calibration tests and recalibration tests on meters carried out in accordance with
manufacturer's recommendations and IEC Publication 687 and records of all periodic checks or
recalibrations shall be kept in accordance with MC8.6.1 and be available for inspection in
accordance with MC8.6.4.
MC - 475
26 June 2019
APPENDIX
1. ACTIVE ENERGY
Active Energy is considered to be Imported when it flows to the User System from the NI
System. The meter(s) registering this Active Energy should be labelled "Import".
Active Energy is considered to be Exported when it flows from the User System to the NI
System. The meter(s) registering this Active Energy should be labelled "Export".
2. REACTIVE ENERGY
Reactive Energy is considered to be Imported or Exported as follows:
Flow of active Energy Power Factor Flow of Reactive Energy

Import Unity Zero
Export Unity Zero
For the purposes of labelling of meters the conditions asterisked above will determine labelling
where Import for Active Energy is defined as in 1. above.
MC - 476
26 June 2019
________________________________________________________________________________________
SUB-CODE NO. 2.2
________________________________________________________________________________________

RATED CAPACITY EXCEEDING 10 MVA AND UP TO
AND INCLUDING 100 MVA)
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
MC - 477
26 June 2019
SUB-CODE NO. 2.2 FOR THE METERING OF CIRCUITS WITH A RATED CAPACITY
EXCEEDING 10 MVA AND UP TO AND INCLUDING 100 MVA
CONTENTS PAGE
1. SCOPE ......................................................................................................................................1
2. STANDARDS...........................................................................................................................1
3. FACILITIES TO BE PROVIDED AT METERING POINTS..........................................1
3.1 General ........................................................................................................................ 1

3.2 Meters ......................................................................................................................... 1
3.3 Instrument Transformers ........................................................................................... 3
3.4 Data Collectors .............................................................................................................5
3.5 Data Collection System................................................................................................5
3.6 Facilities .......................................................................................................................6
4. MEASUREMENT CRITERIA..............................................................................................6
4.1 Accuracy ......................................................................................................................6

4.2 Compensation for Errors ..............................................................................................7
5. CALIBRATION AND TESTING OF METERING ...........................................................7
5.1 Meters ...........................................................................................................................7

5.2 Current and Voltage Transformers ..............................................................................8
5.3 Test Access to Metering Equipment ............................................................................8
5.4 Data Collectors .............................................................................................................8
5.5 Records.........................................................................................................................8
Appendix...................................................................................................................................9
MC - 478
26 June 2019
1. SCOPE
1.4 This Sub-Code applies to circuits with a rated capacity which exceed 10 MVA and up to and
including 100 MVA.
1.5 For the purposes of this Sub-Code, the criteria for a Customer supply (import active energy) to be
over 10 MVA is that monthly maximum demand in each of the three months of the highest
maximum demand on the NI System in each period of 12 consecutive months exceeds 10 MVA.
For a new supply, a maximum demand is formally agreed between the customer and the TSO
and this is periodically reviewed thereafter.
2. STANDARDS
2.1 All references to industry standards given in the text of this Sub-Code are to versions which are
3.1 General
3.2 Meters
Point of Supply:
(a) Active Energy for Import (kWh) *;
(b) Active Energy for Export (kWh) *;
* Subject to agreement of the TSO where system or plant conditions permit, either the
Import or Export quantities may be omitted.
MC - 479
26 June 2019
Values.
3.2.3 Active Energy Meters (kWh)
Active Energy meters shall comply with the relevant clauses of BS5685/IEC521 for
class 0.5 meters or the relevant part of BSEN60687 for class 0.5S static meters.
Reactive Energy meters shall comply with IEC Standard 1268 or BS5685 Part 4 for
class 3 meters.
voltage transformers in the case of circuits given at voltages above 400 volts; in the case
of circuits given at 400 volts or less than 400 volts, the measurement voltage will be 400
volts (line voltage)/230 volts (phase voltage).
3.2.6 Each circuit will be provided with:
(a) main kWh meter fitted with reverse running stop and pulse output;
(b) check kWh meter fitted with reverse running stop and pulse output;
(c) two kVArh meters fitted with reverse running stop and pulse output or one bi-
directional kVArh meter with two pulse outputs for lagging and leading power
factors.
Paragraph 3.2.9 deals with the situation where Import and/or Export of Active Energy is
required at the same point, where a single meter can be used.
3.2.9 Where the Import and/or Export of Active Energy and Reactive Energy is required to be
MC - 480
26 June 2019
3.3.5 and 3.3.6 below.
provided by the TSO close to the meter(s). This facility will be fitted with the TSO seals
and access granted by prior arrangement with the TSO on reasonable request.
(a) One set of CTs to BS7626/HD553S1 and ERS3/1 with a minimum standard of
accuracy class 0.2 shall be provided per circuit and shall also meet (to the extent
applicable) any meter certification regulations in force at the time.

metering purposes only. Each CT secondary winding only supplying a check
current.
(a) One VT to BS7625/HD554S1 with a minimum standard of accuracy class 0.5

shall be provided for the metering of each circuit and shall also (to the extent
applicable) meet any meter certification regulations in force at the time.
MC - 481
26 June 2019
metering purposes only. Each VT secondary winding only supplying a check
other equipment, separate fusing must be provided for the metering equipment.
voltages.

3.4 Data Collectors
3.4.1 Data collectors will be used and provided by the Registrant to integrate pulses from
meters over each Settlement Period, store values and transmit Settlement Values to the
Data Collection System.
3.4.2 The following is required:
(a) the data collectors must have a minimum of sixteen channels and be capable of
storing the recorded demand Settlement Values during failure of the AC power
supply;
MC - 482
26 June 2019
data collector will be capable of storing a minimum of five channels of demand
record instances of local interrogation access which changes data and tagged wherever
possible to the relevant Settlement Period(s). All the above conditions shall be reported
as, at minimum, a common alarm via the remote interrogation facility.
MC - 483
26 June 2019
3.6 Facilities
pulse; and
of 10 seconds; and
4.1 Accuracy
Meters shall be calibrated so as to achieve Overall Accuracy of Metering within the

limits set out below. Calibration of meters shall be adjusted due to current and voltage
transformer errors and/or errors due to lead electrical burdens but not for primary
transformer losses. Paragraph 4.2.2 deals further with this issue.

120% to 10% inclusive 1.0 +/-1.0%

120% - 10% inclusive 0 +/-4.0%

(b) The commencement of each Settlement Period shall be within 10 seconds of the
Standard Time.
MC - 484
26 June 2019
(c) The duration of each Settlement Period shall be within +/- 0.1% of the required
duration, except where synchronisation has occurred in a Settlement Period.
4.2.3 Where existing calibration records do not exist, a recalibration test shall be carried out
where practicable. Values of compensation shall be recorded and evidence to justify the
5.1 Meters
5.4 Data Collectors
5.4.1 Maintenance

recommendations or as is otherwise necessary to meet the obligations of this Sub-Code.
5.4.2 Testing
MC - 485
26 June 2019
5.5 Records
MC - 486
26 June 2019
APPENDIX
1. ACTIVE ENERGY
Active Energy is considered to be Imported when it flows to the User System from the NI
Active Energy is considered to be Exported when it flows from the User System to the NI
2. REACTIVE ENERGY
Flow of active Energy Power Factor Flow of Reactive Energy

Import Unity Zero
Export Unity Zero
where Import for Active Energy is defined as in 1 above.
MC - 487
26 June 2019
________________________________________________________________________________________
SUB-CODE NO. 2.3
________________________________________________________________________________________

RATED CAPACITY OF 70 KVA OR MORE AND UP TO
AND INCLUDING 10 MVA)
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
MC - 488
26 June 2019
SUB CODE NO. 2.3 FOR THE METERING OF CIRCUITS WITH A RATED CAPACITY OF
70 KVA OR MORE AND UP TO AND INCLUDING 10 MVA
CONTENTS
PAGE
1. SCOPE .................................................................................................................................... 1
2. STANDARDS......................................................................................................................... 1
3. FACILITIES TO BE PROVIDED AT METERING POINTS........................................ 1
3.1 General ....................................................................................................................... 1

3.2 Meters ......................................................................................................................... 1
3.3 Instrument Transformers ............................................................................................ 2
3.4 Data Collectors ........................................................................................................... 5
3.5 Data Collection System.............................................................................................. 5
3.6 Facilities ..................................................................................................................... 6
4. MEASUREMENT CRITERIA............................................................................................ 6
4.1 Accuracy .................................................................................................................... 6

4.2 Compensation for Errors ............................................................................................ 7
5. CALIBRATION AND TESTING OF METERING ......................................................... 7
5.1 Meters ......................................................................................................................... 7

5.2 Current and Voltage Transformers ............................................................................ 8
5.3 Test Access to Metering Equipment .......................................................................... 8
5.4 Data Collectors ........................................................................................................... 8
5.5 Records....................................................................................................................... 8
Appendix................................................................................................................................. 9
MC - 489
26 June 2019
1. SCOPE
1.4 This Sub-Code does not apply to circuits with a rated capacity of less than 70 kVA nor to circuits
with a rated capacity greater than 10 MVA, and for such circuits metering arrangements shall
meet the relevant Sub-Codes or where there are no applicable Sub-Codes, as agreed with the
TSO, and shall be in accordance with Schedule 7 of the Order.
1.5 For the purposes of this Sub-Code, the criteria for a Customer supply (import active energy) to be
over 10 MVA is that monthly maximum demand in each of the three months of the highest
maximum demand on the NI System in each period of 12 consecutive months exceeds 10 MVA.
For a new supply, a maximum demand is formally agreed between the customer and the TSO
and this is periodically reviewed thereafter.
2. STANDARDS
3.1 General
3.2 Meters
Point of supply:
(a) Active Energy for Import (kWh) *;
(b) Active Energy for Export (kWh) *;

MC - 490
26 June 2019
* Subject to agreement of the TSO where system or plant conditions permit, either the
Import or Export quantities may be omitted.
Values.
3.2.3 Active Energy Meters (kWh)
Active Energy meters shall comply with the relevant clauses of BS5685/IEC521 for
class 2.0 meters or the relevant parts of BSEN61036 for class 2.0S static meters.
Reactive Energy meters shall comply with the relevant requirements of IEC Standard
1268 or BS5685 Part 4 class 3 meters.
voltage transformers in the case of circuits given at voltages above 400 volts; in the case
of circuits given at 400 volts or less than 400 volts, the measurement voltage will be 400
volts (line voltage)/230 volts (phase voltage).
3.2.6 Meters will be provided with reverse running stop and pulse output.
3.2.9 Where Import and/or Export of Active Energy and Reactive Energy is required to be
3.3.5 and 3.3.6 below.
MC - 491
26 June 2019
provided close to the meter(s). This facility will be fitted with the TSO seals and access
granted by prior arrangement with the TSO on reasonable request.
(a) One set of CTs to BS7626/HD553S1 and ERS3/1 where appropriate with a
minimum standard of accuracy class 0.5S shall be provided per circuit and shall
also (to the extent applicable) meet any meter certification regulations in force at
the time.

metering purposes only. Each CT secondary winding only supplying a check
current.
(a) One VT to BS7625/HD554S1 with a minimum standard of accuracy class 1.0

shall be provided for the metering of each circuit and shall also (to the extent
applicable) meet any meter certification regulations in force at the time.

metering purposes only. Each VT secondary winding only supplying a check
MC - 492
26 June 2019
other equipment, separate fusing must be provided for the metering equipment.
voltages.

3.4 Data Collectors
3.4.1 Data collectors will be used and provided by the Registrant to integrate pulses from
meters over each Settlement Period, store values and transmit Settlement Values to the
Data Collection System.
Small generators (NFFO), in this load band, may not require on line data collection and
the detailed requirements will be agreed with the TSO.
3.4.2 (a) Data collectors must have a minimum of four channels per feeder and be
capable of storing the recorded demand Settlement Values during failure of the
AC power supply;
MC - 493
26 June 2019
data collector will be capable of storing a minimum of four channels of demand
record instances of local interrogation access which changes data and tagged wherever
possible to the relevant Settlement Period(s). All the above conditions shall be reported
as, at minimum, a common alarm via the remote interrogation facility.
MC - 494
26 June 2019
3.6 Facilities
pulse; and
of 10 seconds; and
4.1 Accuracy
Meters shall be calibrated so as to achieve Overall Accuracy of Metering within the

limits set out below. Calibration of meters shall be adjusted due to current and voltage
transformer errors and/or errors due to lead electrical burdens. Paragraph 4.2.2 deals
further with this issue.

100% to 20% inclusive 1.0 +/-1.5%

Current expressed as a percentage of Power Factor Limit of Error
100% - 20% inclusive 0 +/-4.0%

MC - 495
26 June 2019
(b) The commencement of each Settlement Period shall be within 20 seconds of the
Standard Time.
(c) The duration of each Settlement Period shall be within +/-0.1% of the required
duration except where synchronisation has occurred in a Settlement Period.
4.2.3 Where existing records do not exist, a recalibration test shall be carried out where
practicable. Values of compensation shall be recorded and evidence to justify the
5.1 Meters
5.4 Data Collectors
5.4.1 Maintenance

recommendations or as is necessary to meet the obligations of this Sub-Code.
MC - 496
26 June 2019
5.4.2 Testing
5.5 Records
MC - 497
26 June 2019
APPENDIX
1. ACTIVE ENERGY
Active Energy is considered to be Imported when it flows to the User's System from the NI
Active Energy is considered to be Exported when it flows from the User's System to the NI
2. REACTIVE ENERGY
Flow of Active Energy Power Factor Flow of Reactive Energy

Import Unity Zero
Export Unity Zero
where Import for Active Energy is defined as in 1. above.
MC - 498
26 June 2019
________________________________________________________________________________________
SUB-CODE NO. 2.4
________________________________________________________________________________________
(FOR THE CALIBRATION TESTING AND

COMMISSIONING REQUIREMENTS OF METERING)
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
MC - 499
26 June 2019
SUB-CODE N0. 2.4 FOR THE CALIBRATION TESTING AND COMMISSIONING
REQUIREMENTS OF METERING
CONTENTS
PAGE
1. SCOPE ................................................................................................................................... 1
2. STANDARDS ........................................................................................................................ 1
3. DEFINITIONS ...................................................................................................................... 1
4. REFERENCE STANDARDS .............................................................................................. 2
4.1 Temperature tolerances ............................................................................................ 2

4.2 Calibration intervals .................................................................................................. 2
4.3 Use ............................................................................................................................. 2
5. AC/DC TRANSFER STANDARDS ................................................................................... 3
5.1 Temperature tolerance ............................................................................................... 3

5.3 Use. ............................................................................................................................ 3
6. AC TRANSFER STANDARDS .......................................................................................... 3
6.1 Temperature tolerance ............................................................................................... 3

6.2 Calibration intervals ................................................................................................. 3
6.3 Use ............................................................................................................................. 4
6.4 Outside specification ................................................................................................. 4
7. WORKING STANDARDS .................................................................................................. 4
7.1 Temperature tolerance .............................................................................................. 4

7.3 Use ............................................................................................................................. 4
7.4 Outside specification ................................................................................................ 4
8. MOBILITY ........................................................................................................................... 5
9. ACCURACY REQUIREMENTS FOR THE CALIBRATION AND ON-SITE TESTING

OF ELECTRICITY METERS............................................................................................ 5
9.1 Overall uncertainty .................................................................................................... 5

9.2 Calibration ................................................................................................................ 5
9.3 On-site accuracy tests ............................................................................................... 5
10. FREQUENCY OF CALIBRATION AND TESTING OF METERING ...................... 6
MC - 500
26 June 2019
10.1 Meters ........................................................................................................................ 6
10.2 Current and voltage transformers ............................................................................. 8
10.3 Data collectors .......................................................................................................... 8
11. COMMISSIONING ............................................................................................................. 9
12. RECORDS ............................................................................................................................ 9
APPENDIX A .................................................................................................................................... 10
TABLE 1 ............................................................................................................................................. 12
TABLE 2 ............................................................................................................................................. 14
TABLE 3 ............................................................................................................................................. 15
TABLE 4 ............................................................................................................................................. 16
MC - 501
26 June 2019
1. SCOPE
1.1 This Sub-Code No. 2.4 specifies the requirements for the calibration, testing and commissioning
of Metering covered by the Grid Code.
1.2 This Sub-Code defines the minimum requirements that must be met in all instances.
1.3 This Sub-Code states the practices that shall be employed, and the apparatus that shall be used
for the calibration, testing and commissioning of Metering.
1.4 This Sub-Code specifies the frequency for both calibration and on-site accuracy tests.
1.6 The obligations of the Registrant in respect of the requirements for calibration and testing under
this Sub-Code, also extends to calibration and testing carried out on Metering at the
manufacturer's works.
2. STANDARDS
current at the Effective Date.
2.2 Metering installed after the Effective Date is required to comply with the version of any such
standard in force at the date of installation.
3. DEFINITIONS
In this Sub-Code No.2.4, the following terms have the following meanings:
3.1 AC/DC Transfer Standard
AC/DC Transfer Standard means a standard which has been verified at an Approved Meter Test
Station and is used to verify AC Transfer Standards or Working Standards.
3.2 AC Transfer Standard
AC Transfer Standard means a standard which has been verified by comparison to a Reference
Standard or an AC/DC Transfer Standard and is used for the calibration and testing of Metering.
3.3 Approved Meter Test Station
The National Physical Laboratory (NPL), or a calibration laboratory that has been accredited by
the National Accreditation Service (NAMAS), or an international laboratory recognized by NPL
for the measurement required, or any other laboratory approved by the Authority.
MC - 502
26 June 2019
3.4 Mobile Standard
Mobile Standard means a Standard (i.e. AC Transfer Standard or Working Standard) which is
used for on-site calibration or accuracy test purposes.
3.5 Reference Standard
Reference Standard means a standard whose measurement traceability to National Standards has
been verified either at an Approved Meter Test Station or is directly maintained by radio
communication.
3.6 Reference Temperature
Reference Temperature means a stated temperature for any apparatus at which that apparatus has
a known specification. If no temperature is stated the Reference Temperature is 23 degrees
Celsius.
3.7 Working Standard
Working Standard means a Standard, including a complete meter testing system, which has been
verified by comparison to either a Reference Standard or a Transfer Standard, and is used for the
calibration and testing of Metering.
4. REFERENCE STANDARDS
4.1 Temperature tolerances
4.1.1 Reference Standards shall be maintained at the appropriate Reference Temperature

within a tolerance of +/-2 degrees Celsius.
4.1.2 Save insofar as it is necessary to comply with the accuracy requirements of this Sub-
Code, Reference Standard CTs and VTs need not be maintained at a Reference
Temperature where it is impracticable.
4.2 Calibration intervals
4.2.1 Reference Standards, other than Reference Standard CTs and VTs, shall, unless its
measurement traceability is maintained by radio communication, be verified at an
Approved Meter Test Station at intervals dependent on the specification(s) but in no case
less frequently than at intervals of 24 months.
4.2.2 Reference Standard CTs and VTs shall be calibrated by an Approved Meter Test Station
at intervals not exceeding 5 years. Where records are made available to the TSO which
show either a negligible or predictable deviation from previous calibrations, the TSO
may, acting reasonably, permit the interval between such calibrations to be increased.
4.3 Use
4.3.1 During periods of use of a Reference Standard (i.e. between calibrations at an Approved
Meter Test Station) evidence shall be made available to the TSO to substantiate the
stability of that Reference Standard.
MC - 503
26 June 2019
5. AC/DC TRANSFER STANDARDS
5.1 Temperature tolerance
5.1.1 AC/DC Transfer Standards shall be maintained at the appropriate Reference

Temperature within a tolerance of +/-2 degrees Celsius.
5.2.1 AC/DC Transfer Standards shall be verified at an Approved Meter Test Station at
intervals dependent on their specifications but in no case less frequently than at intervals
of 24 months.
5.2.2 Where records are made available to the TSO which show either negligible or
predictable deviation from previous calibrations, the TSO may, acting reasonably, permit
the interval between such calibrations to be increased up to an interval of 5 years.
5.3 Use
5.3.1 Prior to use of a AC/DC Transfer Standard (i.e. between calibrations at an Approved
Meter Test Station) the AC/DC Transfer Standard shall be calibrated against Reference
Standard(s).
5.3.2 An AC/DC Transfer Standard need not be calibrated against a Reference Standard prior
to use, where records are made available to the TSO which show either negligible or
an interval between such calibrations of up to 6 months.
6. AC TRANSFER STANDARDS
6.1.1 Save insofar as it is necessary to comply with the accuracy requirements of the Sub-
Code, AC Transfer Standards need not be maintained at a given temperature.
6.2.1 AC Transfer Standards need not be verified at an Approved Meter Test Station provided
they have been calibrated in accordance with 6.2.2 or 6.2.3.
6.2.2 AC Transfer Standards shall be calibrated against Reference Standards or AC/DC

Transfer Standards at monthly intervals.
6.2.3 Where records are made available to the TSO which show either a negligible or
the interval between such calibrations to be increased up to 6 months.
MC - 504
26 June 2019
6.3 Use
6.3.1 Where any AC Transfer Standard is used for on-site calibration or testing it should be
calibrated before and after use. Neither the period from calibration to use nor the period
from use to next calibration shall exceed one week.
6.4 Outside specification
6.4.1 When an AC Transfer Standard is calibrated and is found to be outside specification, the
reason shall be investigated and the occurrence reported to the TSO within 3 working
days of its discovery. The results of the investigation shall determine:
a) whether Metering calibrated or tested using that Standard since its last
satisfactory calibration complies with the relevant Sub-Code.
b) the reason why that AC Transfer Standard is outside its specification.
7. WORKING STANDARDS
7.1.1 Save insofar as is necessary to comply with the accuracy requirements of this Sub-Code,
Working Standards need not be maintained at a given temperature.
7.2.1 Working Standards need not be verified at an Approved Meter Test Station provided
they have been calibrated in accordance with 7.2.2 or 7.2.3.
7.2.2 Working Standards shall be calibrated against Reference or Transfer Standards at

monthly intervals.
7.2.3 Where records are made available to the TSO which show either negligible or
the interval between such calibrations to be increased up to 6 months.
7.3 Use
7.3.1 Where any Working Standard is used for on-site calibration or testing it should be
calibrated before and after use. Neither the period from calibration to use nor the period
from use to next calibration shall exceed one week.
7.4 Outside specification
7.4.1 When a Working Standard is calibrated and is found to be outside specification, the
reason shall be investigated and the occurrence reported to the TSO within 3 working
days of its discovery. The results of the investigation shall determine:
a) whether Metering calibrated or tested using that Standard since its last
satisfactory calibration complies with the relevant Sub-Code;
b) the reason why that Working Standard is outside its specification.

MC - 505
26 June 2019
8. MOBILITY
8.1.1 Reference Standards and AC/DC Transfer Standards shall not be Mobile Standards and
shall remain in one location as far as possible and only be moved for verification at an
Approved Meter Test Station.
8.1.2 AC Transfer Standards and Working Standards may be Mobile Standards.
9. ACCURACY REQUIREMENTS FOR THE CALIBRATION AND ON-SITE TESTING

OF ELECTRICITY METERS
9.1 Meters shall be calibrated and tested using standards complying with this Sub-Code to
demonstrate compliance of such meters with the accuracy requirements of the Grid Code.
9.2 Overall uncertainty
The overall uncertainty of measurement during calibration or on-site accuracy test shall be
calculated in accordance with the NAMAS Directive NIS3003 allowing for all uncertainties in
the chain of measurement from true value to the meter under test. The confidence level in the
determination of the overall uncertainty shall be 95% or greater.
9.3 Calibration
9.3.1 Meters shall be calibrated such that the overall accuracy is within the percentage error
limits as defined in Table 1 (for Active Energy meters) or as appropriate Table 3 (for
Reactive Energy meters). The overall uncertainty of measurement of the calibration shall
not exceed the limits specified in Tables 1 or 3 as appropriate.
9.3.2 All initial calibrations of meters shall be performed in a laboratory or test house
(including any meter manufacturer's works).
a) Periodic calibrations of all meters other than Active Energy class 0.2S may be
performed on-site provided that the percentage error limits and overall
uncertainty requirements as in Tables 1 and 3 are met.
b) Periodic calibration of class 0.2S Active Energy meters shall be performed in a

laboratory or test house (including any meter manufacturer's works).
9.3.3 The reference conditions for influence quantities and voltage and current balance shall
be as in the appropriate meter specification.
In the case of on-site calibration adequate evidence of the influence quantity conditions
applying shall be available to substantiate the calibration.
9.4 On-site accuracy tests
9.4.1 Meters shall be on-site tested to demonstrate that the overall accuracy is within the
percentage error limit defined in Table 2 (for Active Energy meters), or Table 4 (for
Reactive Energy meters). The overall uncertainty of measurement of the on-site
accuracy shall not exceed the limits specified in Table 2 or 4 as appropriate.
MC - 506
26 June 2019
9.4.2 For any Active Energy meter an on-site accuracy test may be performed by an injection
test or at a prevailing load.
Where a prevailing load test is performed, the load used shall be between 10% and 120%
(for whole current metering percentage relates to Imax and shall not exceed 100%) of
meter rated current, at a power factor between 0.8 lead and 0.5 lag. Injection tests shall
be performed between 5% and 120% (for whole current Metering percentage relates to
Imax and shall not exceed 100%) of meter rated current, at unity power factor.
9.4.3 For any Reactive Energy meter an on-site accuracy test may be performed only by an
injection test.
Injection tests shall be performed at between 20% and 120% (for whole current metering
percentage relates to Imax and shall not exceed 100%) of meter rated current at zero
power factor.
9.4.4 If any on-site accuracy test shows that the meter is outside the required error limits then
either:
a) the meter shall be returned to a laboratory or test house for re-testing or re-
calibration; or
b) if it can be shown that the prevailing influence quantity conditions are

sufficiently different to the reference conditions to have caused the meter to be
outside of the required error limits then the meter may be left in operation only
where these influence quantity conditions are temporary.
Records shall be maintained which record the calculations and observations to justify
this and shall state that those influence quantities were temporary.
10. FREQUENCY OF CALIBRATION AND TESTING OF METERING
10.1 Meters
10.1.1 Initial Calibration
Meters shall be calibrated such that the overall accuracy is within the percentage error
limits as defined in Table 1 (for Active Energy meters) or as appropriate in Table 3 (for
Reactive Energy meters). The overall uncertainty of measurement shall not exceed the
limits specified in Tables 1 or 3 as appropriate. All initial calibrations shall be
performed in a laboratory or test house (including any meter Manufacturer's Works).
Meters shall be calibrated using traceable standards. The results of all calibrations and
on-site accuracy tests shall be retained as permanent records in accordance with
paragraph 12.
MC - 507
26 June 2019
10.1.2 Periodic Testing
(a) Calibration
(i) Subject as provided below, electromechanical meters shall be calibrated

and refurbished as necessary at intervals not exceeding 10 years.
Specific maximum intervals of less than 10 years relating to particular
types of meter of accuracy class 0.5 are as below:
MANUFACTURER METER TYPE INTERVAL (YEARS)

Ferranti FLF 3
Ferranti FMF 5
GEC E72F 5
C&H FN 3
C&H KTA 3
(ii) For electronic meters the Registrant shall implement an evenly phased
calibration schedule for each type of meter on-circuit for which it is
responsible. Over a 10 year period at least 20% of the total of each
such type of meter for which it is responsible shall be calibrated without
adjustment and the results of such calibration shall be recorded in
accordance with paragraph 12.
Meters which are so calibrated shall then be adjusted and re-calibrated,

where necessary, to comply with this document.
The Registrant shall as a minimum calibrate at least one meter of each

type on-circuit for which it is responsible in accordance with this
paragraph in any 5 year period.
The results of calibrations shall be sent to the TSO for review, and to
assess the need to revise any of the requirements.
(b) On-Site Accuracy Tests
In addition to the requirements to calibrate in (a) above, on-site accuracy tests

shall be performed as follows:
For electromechanical meters the following (i) and (ii):
(i) Active Energy meters of accuracy class 0.5 shall have on-site accuracy
tests performed at intervals not exceeding 5 years except for the
particular meter types listed under paragraph 10.1.2(a) (i) for which no
on-site accuracy tests are required.
(ii) On-site accuracy tests are not required for all other types of
electromechanical meters.
MC - 508
26 June 2019
For electronic Meters the following (iii) to (vi):
(iii) Where the main and check meters employed on a circuit are of the same
manufacture and type (i.e. where the meters are likely to have the same
failure/fault characteristics), on-site accuracy tests shall be performed
on such meters at intervals not exceeding 5 years.
(iv) Where the main and check meters employed on a circuit are of a
different manufacture or type, no on-site accuracy tests shall be
required on such meters.
(v) Where only a main Active Energy meter is employed on a circuit on-
site accuracy tests shall be performed at intervals not exceeding 10
years on such meter.
(vi) Where only a main Reactive Energy meter is employed, on-site
accuracy tests shall be performed at intervals not exceeding 10 years on
such meter.
(c) Accuracy Requirement
The accuracy requirements for calibration and on-site tests are specified in
section 9. The errors for on-site accuracy tests are greater than the associated
laboratory test figures as this reflects the greater uncertainty in the chain of
measurement from true value for the meter under test.
(d) If experience shows that a particular installation/meter type is not capable of

sustaining its accuracy class for the specified period then the routine test or
calibration period for that meter/installation will be reviewed by the TSO.
A test of calibration will be carried out where:
(i) The Registrant of the meter believes that the meter is not performing to
its required accuracy.
(ii) The TSO believes that the meter is not performing to its required
accuracy.
(iii) The TSO is aware the Customer believes that the meter is not
performing to its required accuracy.
Measuring transformers shall be supplied with electrical calibration load curves. Evidence shall
be made available to the TSO, in the form of a test certificate, to show that the measurement
transformers comply with their accuracy class. No periodic recalibration is required.
MC - 509
26 June 2019
10.3 Data Collectors
10.3.1 Maintenance

recommendations or as is otherwise necessary to meet the obligations of this
Sub-Code.
10.3.2 Testing
There is no requirement for routine tests of data collectors. Testing of data

collectors shall be carried out in accordance with MC8.4.
11. COMMISSIONING
11.1 A commissioning programme shall be performed on all new and replacement metering. The TSO
shall be provided with evidence to confirm that, following its commissioning, that the metering
equipment shall meet the requirements of this Sub-Code.
Appendix A sets out those tests and checks which are necessary as part of the commissioning
programme.
11.2 At the completion of commissioning, metering equipment shall be sealed in accordance with the
requirements of the appropriate Agreed Procedure.
12. RECORDS
MC - 510
26 June 2019
APPENDIX A
Metering equipment shall have basic tests undertaken such as earthing, insulation, continuity and other
tests which would normally be conducted in accordance with good industry practice as well as the
following where appropriate;
1. Measurement transformers
(a) Confirm and record installed unit details including: Manufacturer, serial number, rating,
accuracy class, ratio(s).
(b) Confirm CT ratio and polarity for selected tap.
(c) Confirm VT ratio and phasing for each winding.
NOTE: For (b) and (c) the confirmation shall include a visual inspection at the time of
installation followed by either site measurements (e.g. injection tests) or a final visual inspection
and check against drawings.
2. Measurement transformer leads and burdens
(a) Confirm cable/core connections are to schedule at the instrument transformers, the
metering cubicles and at any other connection points.
(b) Establish and record the values of resistance for VT and CT leads by means of
measurement or calculation.
(c) Record details (e.g. description, number etc) of any non-metering burden connected to
VTs or CTs.
(d) Establish and record the value of the total burden on CTs and VTs.
(e) Establish and record any other burdens necessary to provide evidence of overall
accuracy.
3. Metering Panel/Cubicle
3.1 General
(a) Record details of all installed equipment.
(b) Confirm that meter nameplate details agree with the measurement transformer details
where appropriate.
(c) Confirm operation of meter test terminal blocks where appropriate.
(d) Confirm that meter registers advance and output pulses are produced for both Import and
Export directions. Confirm separately meter operation for each phase current and for
MC - 511
26 June 2019
normal balanced current operation. (These tests should check all cubicle wiring from the
incoming terminal blocks.)
(e) Confirm the meter to outstation channel allocations and the meter units per pulse values.
(f) Confirm that the local interrogation facility operates.
3.2 Site Tests
(a) Perform prevailing load checks after establishing that the phase rotation of the
measurement voltage supply is correct at the panel or cubicle. Measure and record
Active Energy and Reactive Energy for each circuit/meter, or from other available site
instruments.
(b) Confirm that settlement instation can interrogate the outstation(s).
(c) Confirm operation of the metering equipment alarms such as phase imbalance/phase
failure devices through to their final destination points.
MC - 512
26 June 2019
TABLE 1: Standards of accuracy and overall uncertainty for laboratory calibration and
testing of Active Energy meters.
Class of Meter 2.0 and 2.0S
For whole current and transformer operated meters tested with transformer connected:
VALUE OF POWER FACTOR MAXIMUM OVERALL PERCENTAGE ERROR

CURRENT % UNCERTAINTY % LIMITS OF METER
INCLUDING
UNCERTAINTY
5 to 100 1 unity ± 0.4 ± 1.9
10 to 100 0.5 lagging ± 0.6 ± 1.9
10 to 100 0.8 leading ± 0.6 ± 1.9
For transformer operated meters tested without transformers connected:

INCLUDING
UNCERTAINTY
5 to 120 1 unity ± 0.4 ± 1.4
10 to 120 0.5 lagging ± 0.6 ± 1.4
10 to 120 0.8 leading ± 0.6 ± 1.4
Class of Meter 0.5 and 0.5S

INCLUDING
UNCERTAINTY
(*) 1 to 5 1 unity (*) ± 0.2 (*) ± 1.0 (*)
5 to 120 1 unity ± 0.1 ± 0.5
10 to 120 0.5 lagging ± 0.12 ± 0.6
10 to 120 0.8 leading ± 0.12 ± 0.6
(*) Only applies to 0.5S class meters
MC - 513
26 June 2019
Class of Meter 0.2S
VALUE OF POWER MAXIMUM PERCENTAGE ERROR LIMITS OF

CURRENT FACTOR OVERALL METER INCLUDING UNCERTAINTY
% UNCERTAINTY %
BLANK COMPENSATED
CALIBRATED METER
METER
1 to 5 1 unity ± 0.10 ± 0.4 ± 0.50
5 to 120 1 unity ± 0.06 ± 0.2 ± 0.25
10 to 120 0.5 lagging ± 0.09 ± 0.3 ± 0.4
10 to 120 0.8 leading ± 0.09 ± 0.3 ± 0.4
MC - 514
26 June 2019
TABLE 2: Standards of accuracy and overall uncertainty for on-site accuracy tests of Active
Energy meters.
CLASS OF METER TEST EQUIPMENT PERCENTAGE ERROR LIMITS OF

UNDER TEST MAXIMUM OVERALL METER INCLUDING UNCERTAINTY
UNCERTAINTY %
BLANK COMPENSATED
CALIBRATED METER
METER
0.2 ± 0.2 ± 0.4 ± 0.5
0.5 ± 0.2 ± 0.7 ± 0.7
2.0 ± 0.6 ± 2.0 ± 2.0
The above table assumes the meter is working at or about reference conditions.
MC - 515
26 June 2019
TABLE 3: Standards of accuracy and overall uncertainty for laboratory calibration and
testing of Reactive Energy meters.
Class of Meter 2.0
VALUE OF POWER MAXIMUM PERCENTAGE ERROR LIMITS

CURRENT % FACTOR OVERALL % OF METER INCLUDING
* UNCERTAINTY UNCERTAINTY
20 to 120 zero ± 0.5 ± 2.0
20 to 120 0.866 lead ± 1.0 ± 2.5
20 to 120 0.866 lag ± 1.0 ± 2.5
* for whole current metering percentage relates to Imax and shall not exceed 100%.
Class of Meter 3.0
VALUE OF POWER MAXIMUM PERCENTAGE ERROR LIMITS

CURRENT % FACTOR OVERALL % OF METER INCLUDING
* UNCERTAINTY UNCERTAINTY
20 to 120 zero ± 1.0 ± 3.0
20 to 120 0.866 lead ± 1.5 ± 3.5
20 to 120 0.866 lag ± 1.5 ± 3.5
* for whole current metering percentage relates to Imax and shall not exceed 100%.
MC - 516
26 June 2019
TABLE 4: Standards of accuracy and overall uncertainty for on-site accuracy tests of
Reactive Energy meters.
CLASS OF METER UNDER TEST EQUIPMENT PERCENTAGE ERROR

TEST MAXIMUM OVERALL LIMITS OF METER
UNCERTAINTY % INCLUDING
UNCERTAINTY
2.0 ± 1.0 ± 2.5
3.0 ± 1.5 ± 3.5
The above table assumes the meter is working at or about reference conditions.
MC - 517
26 June 2019
______________________________________________________________________________________
SUB-CODE NO. 3
______________________________________________________________________________________
GENERATION OPERATIONAL METERING
______________________________________________________________________________________

Northern Ireland
______________________________________________________________________________________
MC - 518
26 June 2019
SUB-CODE NO. 3 FOR OPERATIONAL METERING
FOR ACTIVE AND REACTIVE POWER
CONTENTS PAGE
1 SCOPE ................................................................................................................ 1
2 STANDARDS ..................................................................................................... 1
3 FACILITIES TO BE PROVIDED ................................................................... 1
3.1 Operating Characteristics ..................................................................... 1
3.2 Current Transformers ........................................................................... 2
3.3 Voltage Transformers ........................................................................... 2
3.4 Event Recorders ................................................................................... 2
3.5 Power Supplies ..................................................................................... 3
4 MEASUREMENT CRITERIA ........................................................................ 3
4.1 Accuracy............................................................................................... 3
4.1.1 Overall Accuracy of Equipment ........................................... 3
4.1.2 Accuracy of Time Keeping ................................................... 4
4.1.3 Other Measurements ............................................................. 4
4.2 Compensation for Current and Voltage Transformer
Errors and Generator Circuit Errors ..................................................... 4
5 CALIBRATION AND TESTING OF EQUIPMENT .................................... 4
5.1 5.1.1 Initial Calibration .................................................................. 4
5.1.2 Periodic Calibration .............................................................. 4
5.2 Test Access to Metering Equipment..................................................... 5
MC - 519
26 June 2019
5.3 Records .............................................................................................. 5
6 SPINNING RESERVE MONITOR ................................................................. 5
APPENDIX A .................................................................................................................... 7
APPENDIX B .................................................................................................................... 9
MC - 520
26 June 2019
1. SCOPE
(a) This Sub-Code No. 3 specifies the facilities that shall be provided and the
certain practices that shall be employed, for monitoring output and response of
Power Stations and Generating Units and for control of the Transmission
System.
(b) This Sub-Code supplements the Main Code of the Metering Code to which
reference should be made. In the event of an inconsistency between the
provisions of this Sub-Code and the Main Code, the provisions of the Main
Code shall prevail.
(c) This Sub-Code should also be read in conjunction with any relevant Agreed
Procedures.
(d) The need for Operational Metering is optional at points of generation for
Generating Units or PPMs with Contracted Capacities or Registered
Capacities, as the case may be, between 2 MW and 5 MW and will be the
subject of discussion with the TSO. Operational Metering is generally not
required for Generating Units or PPMs with Contracted Capacities or
Registered Capacities, as the case may be, below 2 MW.
2. STANDARDS
(a) All references to industry standards given in the text of this Sub-Code are to
versions which are current at the Effective Date. Where Operational Metering
is in use at the Effective Date which was installed when earlier versions of
these standards (or their predecessors) were in force there is no requirement to
update such Operational Metering unless expressly required pursuant to this
Sub-Code.
(b) Operational Metering installed after the Effective Date is required to comply
with the version of any such standard in force at the date of installation.
3. FACILITIES TO BE PROVIDED
3.1. Operating Characteristics
The TSO shall have the right to install Operational Metering so as to provide
operational information in relation to each Generating Unit and each Power
Station:
(i) as is set out in Appendix A to this Sub-Code;
(ii) not used; and
(iii) any additional data as may be agreed between the TSO and the
relevant Interested User as is specified in the relevant Connection
Agreement.
3.2. Current Transformers
Current transformers installed after the Effective Date shall comply with:
MC - 521
26 June 2019
i) for circuits with a rated capacity exceeding 100 MVA, a minimum
accuracy of class 0.2S to BS7626/HD553S1;
ii) for circuits with a rated capacity exceeding 1 MVA and up to and
including 100 MVA, a minimum accuracy of class 0.2 to
BS7626/HD553S1.
Each current transformer secondary winding may be used for purposes other
than those associated with Operational Metering so long as such other uses
do not degrade the accuracy outside the limits specified in section 4.1.1.
3.3. Voltage Transformers
Voltage transformers installed after the Effective Date shall comply with:
i) for circuits with a rated capacity exceeding 100 MVA, a minimum

accuracy of class 0.2 to BS7625/HD554S1;
ii) for circuits with a rated capacity exceeding 1 MVA and up to and
including 100 MVA, a minimum accuracy of class 0.5 to
BS7625/HD554S1.
Each voltage transformer secondary winding may be used for purposes other
than those associated with Operational Metering so long as such other uses
do not degrade the accuracy outside the limits specified in section 4.1.1.
3.4 Event Recorders
Event Recorders shall be as specified from time to time by the TSO. Each
operational characteristic required to be recorded on Event Recorders shall
be recorded on a separate data channel.
During normal operations, the Event Recorder shall scan each input channel
at a frequency to be specified by the TSO but not less than once every 10
seconds. During a Frequency Transient, the Event Recorder shall scan each
input channel at a higher frequency to be specified by the TSO but not less
than 10 times per second for a period of 30 seconds after commencement of
the transient.
The Event Recorder shall store all scanned information for a minimum
period of 24 hours. Provisions for access to such data shall include the
production of printed data reports. Access to such data shall be available to
the Generator.
3.5 Power Supplies
Operational Metering at Power Stations shall be connected to assured power

supplies. Where assured power supplies are not available, voltage selection
schemes shall be installed to support Operational Metering.
4.1 Accuracy
MC - 522
26 June 2019
Metering shall be calibrated, so as to achieve overall accuracy of
Operational Metering within the limits set out below. Calibration
of Metering shall be adjusted due to current and voltage
transformer errors and/or errors due to Generator Circuits (see 4.2).
4.1.1.1 Active Power Measurement
(a) For circuits with a rated capacity exceeding 100 MVA
Conditions of test Limits of Error at Power Factor

Under System Balanced Conditions
Current expressed as a percentage of rated Power Factor Limits of Error

measuring current
120% to 10% inclusive 1.0 ± 0.5%

Below 10% to 5% inclusive 1.0 ± 0.7%
120% to 10% inclusive 0.5 lag and 0.8 lead ± 1.0%
(b) For circuits with a rated capacity exceeding 1 MVA and up and
including 100 MVA


measuring current
120% to 10% inclusive 1.0 ± 1.0%

Below 10% to 5% inclusive 1.0 ± 1.5%
120% to 10% inclusive 0.5 lag and 0.8 lead ± 2.0%
4.1.1.2 Power Measurement


measuring current
120 to 10% inclusive 0 ± 4.0%

120 to 20% inclusive 0.866 lag and lead ± 5.0%
The time keeping accuracy of Operational Metering shall be

maintained in accordance with Standard Time.
MC - 523
26 June 2019
4.1.3 Other Measurements:
Overall Accuracy requirements for all other electrical and non-

electrical parameters shall be as determined by the TSO with the
agreement of the Authority after consultation with all Interested
Users and those other Parties who are, in the reasonable opinion of
the TSO, interested.
4.2 Compensation for Current and Voltage Transformer Errors and Generator
Circuit Errors
Compensation shall be made for errors of current and voltage transformers

and/or Generator Circuits. The amount of such compensation shall be
agreed between the TSO and the Interested User. Where existing calibration
records do not assist, a recalibration test shall be carried out where
practicable.
5. CALIBRATION AND TESTING OF EQUIPMENT
5.1 (i) Initial Calibration
Operational Metering shall be calibrated in accordance with

manufacturers’ recommendations. Compensation shall be applied
to take account of current and voltage transformer errors and errors
due to Generator Circuits in accordance with 4.2 above.
(ii) Periodic Calibration
Operational Metering shall be tested no less frequently than once

every 5 years or such period as otherwise agreed between the TSO
and the Interested User from time to time having regard to an
acquired knowledge of the performance of the particular design of
Operational Metering.
Operational Metering shall be recalibrated following any

adjustment or test.
5.2 Test Access to Metering Equipment
Test terminal blocks in accordance with Electricity Association Technical

(EAT) Specification 50-18 shall be provided to facilitate Operational
Metering testing and/or current and voltage transformer checks in situ. Non-
electrical parameters shall be tested in situ as agreed between the TSO and
the relevant Interested User.
5.3 Records
The results of all calibration tests and recalibrations on Operational Metering

and all periodic checks or recalibrations shall be kept in accordance with
MC8.6.1 and where used for the purposes of the relevant PPA shall be
available for inspection in accordance with MC8.6.4.
MC - 524
26 June 2019
APPENDIX A
PART 1
OPERATIONAL
AVR Status
Tap Position
Gen Tx Tap Change
AVR Set Point
Load Controllers
ALARMS
Neg. Phase Seq. Op
Field Fail Op
Turbine Trip
Boiler Trip
Trans Diff Op
Trans REF Op
Trans SBEF Op
Trans Rev Power Op
Buch Surge Op
Buch Gas Op
WT Trip Op
WT Alarm Op
Trip Relay Op
Generational Red. Ah
ENHANCED MODEL
Volts
Frequency
MWatts
MC - 525
26 June 2019
MVAr
MC - 526
26 June 2019
________________________________________________________________________________________
AGREED PROCEDURE NO. 1
________________________________________________________________________________________
MAINTENANCE, TESTING, INSPECTION AND

SEALING OF TARIFF METERING (GENERATION)
AND GENERATOR CIRCUITS
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
MC - 527
26 June 2019
AGREED PROCEDURE No. 1

SEALING OF TARIFF METERING (GENERATION)
AND GENERATOR CIRCUITS
Contents Page
1 Scope of Procedure .................................................................................................... 1
2 Use of the Procedure .................................................................................................. 1
3 Amendments to Forms .............................................................................................. 1
4 Interface and Timetable Information....................................................................... 2
Appendix A - Request to Break Seals Form ........................................................................... 5
Appendix B - Meter Record Sheet ........................................................................................... 7
MC - 528
26 June 2019
1. SCOPE OF PROCEDURE
1.1 This Agreed Procedure (the “Procedure”) outlines the responsibilities of the TSO and
the Interested User with regard to notification, authorisation and witnessing of the
breaking and replacement of seals on generation Tariff Metering and Generator
Circuits and the carrying out of routine and emergency maintenance, testing and
calibration. The procedure assumes the initial placement of seals by the appropriate
Parties in accordance with the Main Code.
1.2 The Procedure supplements the Main Code and the Sub-Codes of the Metering Code
to which reference should be made. In the event of an inconsistency between the
provisions of the Procedure and the Main Code or a Sub-Code the provisions of the
Main Code or such Sub-Code shall prevail. The provisions of the Main Code shall
prevail over the provisions of any Sub-Code.
1.3 The Procedure is part of the Grid Code and terms and expressions defined in the Grid
Code have the same meaning in the Procedure.
2. USE OF THE PROCEDURE
2.1 The Procedure is to be used by the TSO and Interested User staff to ensure that the
breaking and replacement of seals and the carrying out of routine and emergency
maintenance, testing and calibration on generation Tariff Metering and Generator
Circuits is correctly authorised and witnessed and that documentary evidence is
available to that effect.
2.2 Where it is not possible to gain prior authorisation for the breaking of a seal
necessitated by malfunctioning of both main and check meters on a circuit, fire or
similar hazard or non-compliance by a Party with its obligations under the Main Code
authorisation should be sought as soon as possible after the event.
3. AMENDMENTS TO FORMS
Forms set out in the Appendices to this Procedure may be amended from time to time by the
TSO upon reasonable notice to all Interested Users. The TSO shall also take into account
reasonable comments of Interested Users.
MC - 529
26 June 2019
4. INTERFACE AND TIMETABLE INFORMATION
Section: MAINTENANCE, TESTING, INSPECTION AND SEALING OF TARIFF METERING (GENERATION) AND GENERATOR
CIRCUITS
Subject: Interface and Timetable Information - Maintenance, Testing, Inspection, Calibration and Sealing of Metering
REF WHEN ACTION FROM/BY TO METHOD
EITHER:
1a Routine Inspection, Maintenance, Testing & Calibration
At least 5 days prior Notify date, time, work required, estimated duration and request TSO or Interested Fax on standard form
to carrying work out breaking of seals (as necessary) Interested User or (Appendix A)
User TSO
OR:
1b Inspection, Maintenance, Testing and Calibration in an Emergency
At the earliest Notify, date, time, place, work required, estimated duration and request TSO or Interested Fax on standard form
opportunity breaking of seals (as necessary) Interested User or (Appendix A) or
User TSO verbally
2 Prior to work being Grant permission to break seals (as appropriate) and notify as to Interested TSO or Fax on standard form
carried out (Note 1) attendance User or Interested (Appendix A) or
TSO User verbally
3 Day work carried out Record meter readings prior to seals being broken and commencing TSO or Manual record
work Nominated (Appendix B)
Party
MC - 530
26 June 2019
CIRCUITS
4a Day work carried out Carry out required work. Record details of work done TSO or Manual record
Interested (Appendix A)
User
4b Where possible Witness work being carried out Interested
User or
TSO
5 After work Apply own seals and read meters TSO and
completed Interested
User
6 After work Check accuracy of manual record and sign to confirm work completed TSO and Manual record
completed and seal applied Interested (Appendix A)
User
7 After work Record meter readings TSO or Manual record
completed Interested (Appendix B)
User
MC - 531
26 June 2019
CIRCUITS
8 After work Copy meter record sheet and work sheet and issue to other party TSO or Interested By hand
completed Interested User or
User TSO
Note 1 In an emergency situation when it is impossible to contact the TSO or the Interested User, it may be necessary to break seals prior to the granting
of permission. An emergency situation is defined by the Main Code as when “both main and check meters are malfunctioning or there occurs a
fire or other similar hazard and such removal (of seals) is essential”. In such circumstances fax or other communication of the intent to break
seals will be supplied to the TSO or Interested User prior to the commencement of emergency work. The authorisation procedure to break seals
must be followed retrospectively. In an emergency situation when it is impossible to await the required paperwork, verbal consent may be given.
In such circumstances written consent must follow forthwith.
MC - 532
26 June 2019
APPENDIX A
REQUEST TO BREAK SEALS
TO:
[TSO/Interested User] Date: [
Tel: [ ]
Fax: [ ]
INTERESTED USER: SERIAL NO:
DETAILS OF WORK TO BE CARRIED OUT:
We request permission to carry out the work described below and to break such seals as are necessary.
We estimate the duration of the work to be from [ ] to [ ]. The work is to be
carried out at [Site] by [ ].
The description of the work is as follows:
The circuits and meters to be affected are as follows:
CIRCUIT/METER ID COMMENTS
FROM:
Name Signature
Position Date
Continued .........
MC - 533
26 June 2019
COMMENTS OF RECIPIENTS:
We acknowledge receipt of your request dated [ ]. We hereby [give/withhold]* consent. Our reasons
for withholding consent are [ ].
Our representative dealing with sealing is [ ]. He will/will not be attending when the work is
carried out.
BY:
Name Signature
Position Date
CONFIRM COMPLETION OF WORK AND SEALS APPLIED:

DESCRIPTION OF COMPLETED WORK:
CONFIRMATION OF SEALING:
(TSO)
Name Signature
Position Date
(INTERESTED USER)
Name Signature
Position Date
[* Delete as appropriate]
MC - 534
26 June 2019
SHEET: OF
SERIAL NO:
APPENDIX B
METER RECORD SHEET
INTERESTED USER :
READING DATE :
SITE NAME :
READING TIMES : START :
METER ID : FINISH :
MAIN METER CHECK METER

FUNCTION
BEFORE AFTER BEFORE AFTER

MWh EXPORT
MWh IMPORT
MVAr EXPORT
MVAr IMPORT
RECORDER INTERESTED USER WITNESS

NAME
SIGNATURE
DATE
COMPANY
ACTING FOR
MC - 535
26 June 2019
______________________________________________________________________________________
______________________________________________________________________________________

SEALING OF TARIFF METERING
(NON NIE CUSTOMER)
______________________________________________________________________________________

Northern Ireland
______________________________________________________________________________________
MC - 536
26 June 2019

SEALING OF TARIFF METERING (NON NIE CUSTOMER])
Contents Page
1 Scope of Procedure .................................................................................................... 1
2 Use of the Procedure .................................................................................................. 1
3 Amendments to Forms .............................................................................................. 1
4 Interface and Timetable Information..................................................... ................. 2
Appendix A - Request to Break Seals Form ........................................................................... 4
MC - 537
26 June 2019
1.1 This Agreed Procedure (the "Procedure") outlines the responsibilities of the TSO and
the Registrant with regard to notification, authorisation and witnessing of the breaking
and replacement of seals on Non NIE Customer Tariff Metering and the carrying out
of routine and emergency maintenance, testing and calibration. The Procedure
assumes the initial placement of seals by the appropriate Parties in accordance with
MC8.7.
2.1 The Procedure is to be used by the TSO and the Registrant to ensure that the breaking
and replacement of seals and the carrying out of routine and emergency maintenance,
testing and calibration on Non NIE Customer Tariff Metering is correctly authorised
and witnessed and that documentary evidence is available to that effect.
2.2 Where it is not possible to gain prior authorisation for the breaking of a seal in the
event of an emergency as described in MC8.7.3 or non-compliance by a Party with its
obligations under the Main Code, authorisation should be sought as soon as possible
after the event.
2.3 A record of work and inspections carried out must be maintained in accordance with
MC8.6.
2.4 Throughout this Procedure, timetables reflect the number of Business Days (BD)
before or after which (as the case may be) an activity should be completed.
Forms set out in the Appendices to this Procedure may be amended from time to time
by the TSO upon reasonable notice to all relevant Parties. The TSO shall also take
into account reasonable comments of relevant Parties.
MC - 538
26 June 2019
Section: MAINTENANCE, TESTING, INSPECTION AND SEALING OF TARIFF METERING (NON NIE CUSTOMER])
Subject: Interface and Timetable Information - Maintenance, Testing, Inspection, Calibration and Sealing of Tariff Metering.

EITHER:
1a Routine Inspection, Maintenance, Testing & Calibration
At least 15 BD prior Notify date, time, work required, estimated TSO or Registrant or Fax / Post on standard
to carrying work out duration and request breaking of seals (as Registrant TSO form MT1/1
necessary)
OR:
1b. Inspection, Maintenance, Testing and Calibration in an Emergency
At the earliest Notify, date, time, place, work required, TSO or Registrant or Fax / Post on standard
opportunity estimated duration and request breaking of seals Registrant TSO form MT1/1 or verbally
(as necessary)
Prior to work being Acknowledge receipt of request to break seals Registrant or TSO or Fax / Post on standard
carried out and confirm attendance of party representative TSO Registrant form MT1/2
3a. Day work carried out Record meter readings prior to seals being broken TSO or Manual record on
and commencing work Registrant standard form MT2
3b. Where possible Witness recording of meter readings TSO or
Registrant
MC - 539
26 June 2019
Section: MAINTENANCE, TESTING, INSPECTION AND SEALING OF TARIFF METERING (NON NIE CUSTOMER])
Subject: Interface and Timetable Information - Maintenance, Testing, Inspection, Calibration and Sealing of Tariff Metering.

4a. Day work carried out Carry out required work. Record details of work TSO or Manual record on
done. Registrant standard form MT1/2
4b. Where possible Witness work being carried out Registrant or
TSO
5a. After work Apply seals and then record meter readings. TSO or Manual record on
completed Registrant standard form MT2
5b. Where possible Witness recording of meter readings and TSO or
application of seals Registrant
After work Check accuracy of manual record and sign to TSO and Standard form MT1/2
completed confirm work completed and seal applied Registrant
After work Copy meter record sheet and work sheet and TSO or Registrant or By hand
completed issue to other party Registrant TSO
MC - 540
26 June 2019
APPENDIX A
GUIDE TO USE OF AP2 FORMS
AP2 Description Use Form

4.1a/b TSO or Registrant give notification of work to be carried out MT1 / 1
/completed on Tariff Metering.
TSO or Registrant acknowledge receipt of form MT1/1 and MT1 / 2
confirm attendance of representative during work.
4.3a, 4.5a Record of meter readings before and after doing work MT2
4.4a, 4.6 Record of work done in relation to metering MT1 / 2
For forms completed by the Registrant, please fax or post to the following address:
[SONI Limited/NIE plc] (Attn: Manager, Customer Service Revenue)

Malone Road
Belfast BT9 5HT
FAX NO: 01232 689280
or such other address and /or recipient as the TSO may notify from time to time.
MC - 541
26 June 2019
Serial No..................
Page 1 of 2
MT1/1
NOTIFICATION OF WORK TO BE CARRIED OUT/COMPLETED
TO: (TSO/REGISTRANT)*
SITE NAME:
TSO CRN:
TARIFF METERING ID:
DETAILS OF WORK TO BE CARRIED OUT:
Notification is hereby given to carry out work described below and to break such seals as are
necessary on:
Date:
We estimate the duration of work to be: Start Time:
Stop Time:
The work is to be carried out at site by:
The description of the work is as follows:
The circuits and meters to be affected are as follows:
CIRCUIT/METER SER NO. COMMENTS
FROM: (TSO/REGISTRANT)*
Name: Signature:
Position Date:
(* Delete as appropriate)
Continued....
MC - 542
26 June 2019
Serial No..................
Page 2 of 2
MT1/2
COMMENTS OF RECIPIENTS:
We acknowledge receipt of your notification dated:
Our representative is:
and (will/will not)* be attending when the work is carried out.
FROM: (TSO/REGISTRANT)*
Name: Signature:
Position Date:
CONFIRM COMPLETION OF WORK AND SEALS APPLIED:
Description of completed work:
Confirmation of sealing:
Date of work:
Time work commenced:
Time work completed:
FOR TSO:
Name: Signature:
Position Date:
FOR REGISTRANT:
Name: Signature:
Position Date:
MC - 543
26 June 2019
Serial No ....................
Page of
MT2
METER READINGS RECORD SHEET
For multiple feeder sites use additional sheets.
REGISTRANT: READING DATE:
SITE NAME: READING TIMES: START:
FINISH:
TARIFF METERING ID: METER SERIAL

NO(S):
FUNCTION MAIN METER READING CHECK METER READING

BEFORE AFTER BEFORE AFTER
kWh EXPORT
2kWh IMPORT
kVArh EXPORT
kVArh IMPORT
PARTY RECORDING PARTY WITNESSING

NAME
SIGNATURE
DATE
POSITION
COMPANY
MC - 544
26 June 2019
________________________________________________________________________________________
________________________________________________________________________________________
METER ADVANCE RECONCILIATION

(GENERATION)
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
MC - 545
26 June 2019
METER ADVANCE RECONCILIATION (GENERATION)
Contents Page
1. Scope of Procedure .................................................................................................................. 1
2. Use of the Procedure ................................................................................................................ 1
3. Amendments to Proformas and Examples ............................................................................ 1
4. Interface and Timetable Information .................................................................................... 2
Appendix A: Proforma of Meter Advance Reconciliation - Notice of Meter Reading .................. 6
Appendix B: Proforma of Meter Advance Reconciliation Record .................................................. 7
Appendix C: Example of Meter Register Comparison Report ........................................................ 8
Appendix D: Proforma of Meter Advance Reconciliation Statement ............................................. 9
MC - 546
26 June 2019
1 SCOPE OF THE AGREED PROCEDURE
1.1 This Agreed Procedure (the "Procedure") covers the collection and processing of tariff meter
readings which are taken quarterly pursuant to MC8.8 and the reconciliation of such meter
readings with Settlement Values collected electronically and stored on the Data Collection
System. This reconciliation is achieved by comparing the manually read meter register readings
with the accumulations recorded in the Data Collection System. Financial adjustments are then
made pursuant to the terms of the PPA by use of the Meter Reconciliation Statement.
1.2 The Procedure seeks to ensure that any discrepancy between tariff meter register readings and
Settlement Values collected electronically from such meters is identified on a regular basis such
that appropriate adjustments to payments can be made.
1.3 The Procedure supplements the Main Code and the Sub-Codes of the Metering Code to which
reference should be made. In the event of an inconsistency between the provisions of the
Procedure and the Main Code or a Sub-Code the provisions of the Main Code or such Sub-Code
shall prevail. The provisions of the Main Code shall prevail over the provisions of any Sub-
Code.
1.4 The Procedure is part of the Grid Code and terms and expressions defined in the Grid Code have
the same meaning in the Procedure.
2 USE OF THE PROCEDURE
The Procedure shall be used by the TSO and Interested User staff who are responsible for meter
advance reconciliation readings and processing.
3. AMENDMENTS TO PROFORMAS AND EXAMPLES
Proformas and examples set out in the Appendices to this Procedure may be amended from time
to time by the TSO upon reasonable notice to all Interested Users. The TSO shall also take into
account reasonable comments of Interested Users.
MC - 547
26 June 2019
4 INTERFACE AND TIMETABLE INFORMATION
Section: METER ADVANCE RECONCILIATION (GENERATION)
Subject: Interface and Timetable Information - Reconciliation of Meter Readings with Accumulated Settlement Values

1 Annually For each calendar month draw up a plan of the meter readings which TSO Interested Fax
are to take place and issue to the Interested User. Such readings to be User
scheduled at intervals not exceeding 3 months.
2 At least 5 days Advise the Interested User of date and time for reading to take place TSO Interested Fax on standard
before reading date User form (Appendix A)
3 Within 3 months of Read meter registers (in the presence of the Interested User TSO and Manual record
last reading representative if attending) as close as is practicable to the end of a Interested (Appendix B)
Settlement Period. Record time and date of reading and meter User
register values. The TSO and Interested User representative sign
record sheet. (Note 1)
4 Before leaving site Sign off and hand copy of actual meter values with time and date of TSO Interested Manual record
reading to the Interested User. User (Appendix B)
MC - 548
26 June 2019

5 Within 3 Business (i) Input meter register values, time and date of reading to the TSO Interested On line entry to the
Days of meter meter register comparison process of the TSO Data User Data Collection
reading Collection System System
(ii) Run meter register comparison process which compares
the difference between the latest actual and the previous
actual reading with the electronically recorded total
delivered energy for the known time interval
(iii) Print out meter register comparison report (Appendix C)
EITHER:
6a Within 5 Business Where the relevant meter register comparison report shows a TSO Interested Fax
Days of meter difference of less than 0.02%: User
reading - issue copy of report to the Interested User (Note 2)
OR:
6b Within 5 Business Where meter register comparison report shows a difference of 0.02% TSO Interested
Days of meter or greater: User
reading - prepare a Meter Reconciliation Statement and issue to the
Interested User, together with copies of the relevant meter register
comparison reports (Note 2)
MC - 549
26 June 2019

7a Within 14 Business Review Meter Reconciliation Statement and either: Interested TSO
Days of receipt of (i) advise the TSO that the Meter Reconciliation Statement is User
Meter Reconciliation agreed
Statement OR
(ii) discuss areas of concern with the TSO, providing supporting
evidence as necessary
7b Where revisions to the initial Meter Reconciliation Statement are TSO Interested Fax
agreed, prepare a replacement Meter Reconciliation Statement and User
issue to Interested User
8a On or before 15th Where the Meter Reconciliation Statement is agreed, indicate Interested TSO Fax
Business Day after agreement on form and sign and return to the TSO User
receipt of Meter
Reconciliation
Statement
8b Where the Meter Reconciliation Statement is disputed, indicate non- Interested TSO Fax
agreement on form and sign and return to the TSO. Immediately User
thereafter raise a formal dispute as per the Disputes Procedure of the
PPA
MC - 550
26 June 2019

9 Within 14 days of Issue invoice for agreed payment adjustment Interested TSO As per PPA
receipt of agreed User
Meter Reconciliation
Statement
10 Within 14 days of Make payment Interested TSO or BACS
receipt of invoice User or Interested
TSO User
Note 1: time of reading shall be taken from the radio clock or data collector associated with the meter being read
Note 2: 0.02% is the maximum error due to 1 Settlement Period in 3 months (i.e. this tolerance allows for the fact that meter readings will not be taken precisely at
the end of a Settlement Period).
This tolerance is in itself tighter than the relevant accuracy of the metering system (0.5%)
MC - 551
26 June 2019
APPENDIX A
To: [Interested User] SERIAL NO:
METER ADVANCE RECONCILIATION - NOTICE OF METER READING
SONI Limited hereby notifies the undermentioned Interested User that all Generation tariff meters at the undermentioned site will be read for the purposes of meter
advance reconciliation pursuant to MC8.8 of the Main Metering Code of the Northern Ireland Grid Code on the date and at the approximate time stated below. The
person(s) attending on behalf of SONI Limited is/are indicated below.
Interested User:
Site:
TSO Representative(s):
Date/Time
For TSO:
Signature: Name:
(in block capitals)
Position:
Date of Issue:
MC - 552
26 June 2019
APPENDIX B
METER ADVANCE RECONCILIATION RECORD

SHEET: OF:
INTERESTED USER : READING DATE : (DD.MM.YY)
SITE NAME : READING TIME : (HH.MM)
METER ID : SERIAL NO :
FUNCTION MAIN METER REGISTER READING CHECK METER REGISTER READING

MWh EXPORT
MWh IMPORT
MVAr EXPORT
MVAr IMPORT
TSO REPRESENTATIVE INTERESTED USER WITNESS

PRINT NAME
SIGNATURE
MC - 553
26 June 2019
APPENDIX C
MC - 554
26 June 2019
APPENDIX D
METER ADVANCE RECONCILIATION STATEMENT
SITE NAME: READING DATE:
INTERESTED USER: SERIAL NO:
SETTLEMENT VALUE AFFECTED:
Difference Recorded
in Meter Register
Comparison Report MWh
Metering Point (as appropriate)
Generator Gross Meter
Generator Transformer Meter
Unit Transformer Meter
Station Transformer Meter
Net Settlement Value Adjustment MWh
Associated primary transformer losses are ignored in establishing the Net Settlement Value
Adjustment
For TSO:
Signed: Name:
(in block capitals)
Position:
Date:
For Interested User:
Signed: Name:
(in block capitals)
Position:
Date: AGREED/DISAGREED (Delete as appropriate)
MC - 555
26 June 2019
______________________________________________________________________________
________________________________________________________________________________
METER ADVANCE RECONCILIATION

(NON NIE CUSTOMER)
______________________________________________________________________________

Northern Ireland
______________________________________________________________________________
MC - 556
26 June 2019
METER ADVANCE RECONCILIATION (NON NIE CUSTOMER)
Contents Page
1. Scope of Procedure............................................................................................... 1
2. Use of the Procedure ............................................................................................ 1
3. Amendments to Forms ................................................................................... 1
4. Interface and Timetable Information ........................................................... 2
Appendix A: Meter Advance Reconciliation (MAR) Tolerances................................... 5
Appendix B: Forms ............................................................................................................. 6
MC - 557
26 June 2019
1.1 This Agreed Procedure (the "Procedure") covers the collection and processing of
Tariff Metering readings which are taken at intervals as set out in paragraph 2.2 and
the reconciliation of such meter readings with Settlement Values collected
electronically and stored on the Data Collection System. This reconciliation is
achieved by comparing the manually read meter register readings with the
accumulations recorded in the Data Collection System. Financial adjustments are then
made pursuant to the terms of the Conditions (applicable to electricity agreements
entered into with NIE Energy as Supplier) by the use of the Meter Reconciliation
Statement.
1.2 The procedure seeks to ensure that any discrepancy between Tariff Metering register
readings and Settlement Values collected electronically from such meters are
identified on a regular basis.
1.5 The procedures set out in MP NI 105 are also relevant in relation to the collection and
processing of Tariff Metering readings taken at intervals and the reconciliation of such
meter readings with Settlement Values collected electronically and stored on the Data
Collection System.
2.1 This Procedure shall be used by the TSO and Registrant staff who are responsible for
meter advance reconciliation readings and processing.
2.2 Meter advance reconciliation for a Metering system will take place at the start and the
end of a supply contract, and at least every 12 months.
2.3 Throughout this Procedure, timetables reflect the number of Business Days (BD)
before or after which (as the case may be) an activity should be completed.
2.4 The agreed meter advance reconciliation tolerances allowed for Non NIE Customer
Metering are detailed in Appendix A.
Forms set out in the Appendices to this Procedure may be amended from time to time
by the TSO upon reasonable notice to all Registrants. The TSO shall also take into
account reasonable comments of Registrants.
MC - 558
26 June 2019
INTERFACE AND TIMETABLE INFORMATION
Section: METER ADVANCE RECONCILIATION (NON NIE CUSTOMER)
1. Annually For each calendar month draw up a plan of the meter readings TSO Registrant Fax
which are to take place and issue to the Registrant. Such readings
to be scheduled at intervals not exceeding 12 months.
2. At least 5 BD Advise the Registrant of date and time for reading to take place. TSO Registrant Fax on standard form
before reading MR1
date
3. Within 3(or 12 Read meter registers (in the presence of the Registrant TSO and Manual record on
as per ref (1)) representative if attending) as close as is practicable to the end of a Registrant standard form MR2
months of last Settlement Period. Record time and date of reading and meter
reading register values. The TSO and Registrant representative sign record
sheet.(Note 1)
4. Before leaving Sign off and hand copy of actual meter values with time and date of TSO Registrant Manual record on
site reading to the Registrant. standard form MR2
MC - 559
26 June 2019
5 Within 15 BD of Input meter register values, time and date of reading to the meter TSO
meter reading register comparison process of the Data Collection System.
Run meter register comparison process which compares the

difference between the latest actual and the previous actual reading
with the electronically recorded total delivered energy for the
known time interval.
6 Within 10 BD of Where meter register comparison process shows a discrepancy (as TSO Registrant Fax on standard form
comparison described in Appendix A) - Prepare a Meter Advance MR3
process in Ref Reconciliation Statement and issue to the Registrant.
(5)
7 Within 5 BD Investigate and take corrective action as necessary (refer to Agreed Registrant TSO Fax
of receipt of Procedure 2 'Maintenance, Testing, Inspection and Sealing of Tariff
statement in Ref Metering (Non NIE Customer) - report back to the TSO).
(6)
MC - 560
26 June 2019
WHEN ACTION FROM/BY TO METHOD
8a On or before15 Where the Meter Reconciliation Statement can be agreed, indicate Registrant TSO Fax on standard form
BD after receipt agreement on form and sign and return to the TSO. MR3
of Meter
Advance
Reconciliation
Statement
8b Where the Meter Reconciliation Statement is disputed, indicate Registrant TSO Fax on standard form
non-agreement on form and sign and return to the TSO. MR3
Immediately thereafter raise a formal dispute as per MC15.
Note 1: Time of reading shall be taken from the data collector which is synchronised with the Data Collection System
MC - 561
26 June 2019
APPENDIX A
METER ADVANCE RECONCILIATION TOLERANCES
The acceptance limit for the Meter Advance Reconciliation between the main register
advance and the instation aggregated demand values for the corresponding period
shall be within a tolerance of + 0.1%.
Allowance shall be made for the possible variance in the meter reading time and the
corresponding half hour point, and that a reasonable advance has occurred over the
period considered.
Where check meters are installed a main / check meter advance comparison shall be
undertaken and the tolerance shall be within + 1.5%.
MC - 562
26 June 2019
APPENDIX B

TSO gives Registrant notice of meter reading for MAR in order MR1
that attendance by Registrant's representative can be planned
TSO and Registrant take readings at site, then complete and sign MR2
MAR Record
4.6/4.8a/b TSO advises Registrant of MAR difference recorded using MR3
comparison process

Malone Road
Belfast BT9 5HT
FAX NO: 01232 689280
or such other address and /or recipient as the TSO may notify from time to time.
MC - 563
26 June 2019
Serial No ....................
MR1
METER ADVANCE RECONCILIATION - NOTICE OF METER READING
To: (Registrant)
SONI Limited hereby notifies the undermentioned Registrant that all Non NIE Customer tariff
meters at the undermentioned site will be read for the purposes of meter advance reconciliation
pursuant to MC8.8 of the Main Metering Code of the Northern Ireland Grid Code on the date and at
the approximate time stated below. The person(s) attending on behalf of SONI Limited is/are
indicated below.
Registrant Representative:
Site:
TSO Representative:
Date/Time:
For TSO:
Signature: Name:
(in block capitals)
Position: Date of Issue:
MC - 564
26 June 2019
Serial No ....................
Page of
MR2
METER ADVANCE RECONCILIATION RECORD
For multiple feeder sites use additional sheets.
REGISTRANT: READING DATE:
SITE NAME: READING TIMES:
TARIFF METERING ID: METER SERIAL

NO(S):
FUNCTION MAIN METER READING CHECK METER READING*

kWh EXPORT
kWh IMPORT
kVArh EXPORT
kVArh IMPORT
*Where applicable
TSO REPRESENTATIVE PARTY WITNESS
NAME
SIGNATURE
DATE
POSITION
COMPANY
MC - 565
26 June 2019
Serial No: ....................
MR3
METER ADVANCE RECONCILIATION STATEMENT
SITE NAME: READING DATE:
REGISTRANT:
TARIFF METERING ID:
METER SERIAL NO:
SETTLEMENT VALUE AFFECTED:
(kWh/kVArh) *
Import Export
Difference Recorded using Meter Register
Comparison Process
Settlement Value Adjustment
For TSO:
Signature: Name:
(in block capitals)
Position Date:
For Registrant:
Signature: Name:
(in block capitals)
Position Date:
Confirm agreement: (AGREED/DISAGREED)*
MC - 566
26 June 2019
________________________________________________________________________________________
________________________________________________________________________________________
SETTLEMENT VALUES ESTIMATION

(GENERATION)
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
MC - 567
26 June 2019
SETTLEMENT VALUES ESTIMATION (GENERATION)
Contents Page
1. Scope of Procedure .............................................................................................................................................. 1
2. Use of the Procedure ........................................................................................................................................... 1
3. Determination of Settlement Values.............................................................................................................. 1
4. Amendments to Forms ....................................................................................................................................... 3
5. Interface and Timetable Information............................................................................................................ 4
Appendix A: Authorisation Form - Settlement Values Estimation and Substitution............................. 6
Appendix B: Settlement Values Estimation/Substitution Sheet ................................................................... 7
MC - 568
26 June 2019
1.1 This Agreed Procedure (the "Procedure") describes the key interfaces and timetable
responsibilities of the TSO and the Interested User for agreeing the appropriate Settlement Values
required for insertion into the Data Collection System when Settlement Values (or their constituent
meter values) submitted via the normal data collection methods are believed to be incorrect or missing
save in the case of Meter Advance Reconciliation which is dealt with in Agreed Procedure No. 3.
1.2 The Procedure only applies to generation Tariff Metering. For a given Connection Site/meter
for a Business Day, it covers the following:
- notification of missing or incorrect Settlement Values
- determination of substitute values from check meters, by retrieval of local Settlement

Values at the data collector (being the TSO data collector for the IMS) or by
estimation; and
- agreement and confirmation of Settlement Values to be used in the Confirmation

Statement.
1.3 The Procedure excludes a procedure in the event that the TSO and the Interested User fail to
agree estimated Settlement Values and Settlement Values in the event of a discrepancy between
main and check meters. This would be the basis of a dispute and be dealt with in accordance
with the Disputes Procedure as provided for in the MC.
shall prevail. The provisions of the Main Code shall prevail over the provisions of any Sub-
Code.
1.5 The Procedure is part of the Grid Code and terms and expressions defined in the Grid Code
have the same meaning in the Procedure.
The Procedure shall be used by the TSO and Interested User staff who are responsible for
collection/submission of and agreement of the appropriate Settlement Values.
MC - 569
26 June 2019
5. 3 DETERMINATION OF SETTLEMENT VALUES
When a Settlement Value collected by the Data Collection System is incorrect or is missing, save
in the case of Meter Advance Reconciliation, a substitute Settlement Value shall be determined
by one of the following methods, in order of priority:
3.1 Retrieval
3.1.1 Data link transmission failure
In the event of a failure in the Data Collection System data links, the Settlement Value
shall be retrieved by local access to the relevant data collector (being the TSO data
collector for the IMS), unless data transmission can be re-established within 1 day.
3.2 Substitution
3.2.1 Main meter failure
In the event of a failure of the main meter the Settlement Value shall be retrieved by
reference to the appropriate check meter value.
3.2.2 Check meter failure
In the event of the check meter failing to function, Settlement Values shall continue to
be retrieved by reference to the appropriate main meter readings.
3.3 Estimation
3.3.1 Main and check meter failure
Where Operational Metering, Generator's own on-site metering or a TSO-issued

Despatch instruction indicates that the relevant circuit was live, use to construct load
curves in order of priority:
- Operational Metering
- power station unit load recorders (as confirmed by the TSO-issued

Despatch instructions)
- the TSO-issued Despatch instructions
- the TSO total generation recorders
- historic records in the Data Collection System, based on an equivalent

period in the previous year, experiencing similar weather conditions and
taking into account other known relevant factors.
Such load curves shall be used to derive meter values which shall be substituted into
the Data Collection System. Primary transformer compensation values shall be
computed using the agreed loss factors.
MC - 570
26 June 2019
3.3.2 Data Collector failure
In the event of the TSO data collector ceasing to function, Settlement Values shall be
retrieved by reference to the main meter registers in the relevant Generator data
collector.
If both data collectors fail, meter advances shall be recorded manually every 24 hours
and Settlement Values derived there from. Such "daily" Settlement Values shall be
entered into the Data Collection System for the Settlement Period 24:00 hrs.
Where primary transformer compensation values cannot be retrieved, such values

shall be computed using the agreed loss factors.
3.3.3 Automatic compensation device failure
In the event of failure of the automatic compensation device which feeds the
estimated primary transformer loss values to the data collectors, the meter values in
the data collector shall be computed using the agreed loss factors.
3.3.4 Voltage transformer fuse failure
In the event of a failure of a voltage transformer fuse on a circuit supplying both main
and check meters resulting in Metering being outside the prescribed limits of accuracy,
Settlement Values shall be computed giving due regard to the mode of failure in the
manner set out in 3.3.1.
3.3.5 Main/check monitoring incident
When the daily main/check meter monitoring process in the Data Collection System
indicates that there is a discrepancy between the advance of the main and check
meters such that they are outside the Metering system tolerance, the TSO shall inform
the Interested User of such discrepancy and investigate the reasons for such a
discrepancy. Correction for the discrepancy shall be made in accordance with the
appropriate method detailed above once the cause of the discrepancy has been
determined.
3.4 General
Subject to MC13, estimated Settlement Values shall be used in relation to all Settlement Periods
in respect of which a loss of data has occurred. Where it is necessary to estimate Settlement
Values and the estimate is disputed, payments shall be made in respect of the amount of the
Settlement Values in dispute in accordance with the relevant PPA.
Forms set out in the Appendices to this Procedure may be amended from time to time by the
TSO upon reasonable notice to all Interested Users. The TSO shall also take into account
reasonable comments of Interested Users.
MC - 571
26 June 2019
5 INTERFACE AND TIMETABLE INFORMATION
Section: SETTLEMENT VALUES ESTIMATION (GENERATION)
Subject: Interface and Timetable Information - Agreement of Estimated Settlement Values

1 ASAP On becoming aware of an equipment malfunction likely to have Interested TSO or Fax
resulted in missing or incorrect data identify the possible cause and User or Interested
inform the other party, as appropriate TSO User
2 ASAP Prepare Data Collection System report identifying missing or incorrect TSO Interested Fax
Settlement Values and issue to Interested User User
3a ASAP Investigate equipment malfunction and determine whether readings TSO Interested Fax
are retrievable. Retrieve if retrievable and send data to Interested User User
3b ASAP Where data is not retrievable, substitute data if available and send TSO Interested Fax
substitute data to Interested User User
3c ASAP Where neither retrieval or substitution is possible estimate data and TSO Interested Fax
send estimated data to Interested User together with supporting User
documentation
26 June 2019 MC - 572

Section: SETTLEMENT VALUES ESTIMATION (GENERATION)

4a ASAP and in any event Review data supplied under (3) above by the TSO and either: Interested
within 7 Business Days (i) advise the TSO that the data is accepted and can be used as User
of receipt of data substitute Settlement Values
OR
(ii) discuss areas of concern with the TSO, providing supporting
evidence as necessary
4b Where revisions to the initial data under (3) above are agreed, prepare TSO Interested Fax
revised data and send to Interested User User
5a No later than the 7th Where the data under (4) above is accepted, indicate acceptance on Interested TSO Fax
Business Day after form, sign and return to the TSO User
receipt of data
5b Where the data under (4) above is rejected, indicate non-agreement on Interested TSO (1) Fax
form, sign and return to the TSO. Immediately thereafter raise a User (2) As per PPA
formal dispute as per the Disputes Procedure of the PPA
6 Where the data is accepted, use data in Final Confirmation Statement TSO
MC - 573
26 June 2019
Page 1 of 2
APPENDIX A
AUTHORISATION FORM
SETTLEMENT VALUES ESTIMATION AND SUBSTITUTION -
GENERATION
PART A SERIAL NO:
To: Interested User [Date]
Please find, for authorisation, attached details of substituted/retrieved/estimated* meter values in respect
of:
Connection Site:
Identity of Meter (including Serial No.):
Nature of problem:
The date and times affected are detailed in the attached sheet(s).
For TSO:
Signed: Name:
(in block capitals)
Position:
Date:
PART B
To: TSO
I hereby agree/disagree* with the substituted/retrieved/estimated* meter values submitted with this form
for the date and times referred to in the attached sheet(s). The reason(s) for disagreement are attached*.
Proposed alternative values are included.
For Interested User:
Signed: Name:
(in block capitals)
Position:
Date:
NOTE * Delete as necessary
26 June 2019 MC - 574

APPENDIX B Page 2 of 2
SETTLEMENT VALUES ESTIMATION/SUBSTITUTION SHEET

CONNECTION SITE: INTERESTED USER: TRADING DAY DATE:
IDENTITY OF METER AFFECTED
TSO Interested TSO Interested TSO Interested
Party Party Party
Half Substituted/ Half Substituted/ Half Substituted/
Hour Retrieved/ Proposed Hour Retrieved/ Proposed Hour Retrieved/ Proposed
Data Estimated Alternative Data Estimated Alternative Data Estimated Alternative
As Rec Data Data As Rec Data Data As Rec Data Data
00:30 08:30 16:30
01:00 09:00 17:00
01:30 09:30 17:30
02:00 10:00 18:00
02:30 10:30 18:30
03:00 11:00 19:00
03:30 11:30 19:30
04:00 12:00 20:00
04:30 12:30 20:30
05:00 13:00 21:00
05:30 13:30 21:30
06:00 14:00 22:00
06:30 14:30 22:30
07:00 15:00 23:00
07:30 15:30 23:30
08:00 16:00 24:00
26 June 2019 MC - 575

________________________________________________________________________________________
________________________________________________________________________________________

(NON NIE CUSTOMER)
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
MC - 576
26 June 2019

(NON NIE CUSTOMER)
Contents Page
1. Scope of the Procedure ..........................................................................………………... 1
2. Use of the Procedure..............................................................................………………… 1
3. Validation, Estimation and Substitution Rules for Half-Hourly Data.……………... 1
4. Amendments to Forms............................................................................……………….. 4
5. Interface and Timetable Information.........................................................……………. 5
Appendix A: Authorisation Form-Settlement Values Estimation & Substitution.............…... 7
MC - 577
26 June 2019
1.1 This Agreed Procedure (the "Procedure") describes the key interfaces and timetable
responsibilities of the TSO and the Registrant for agreeing the appropriate Settlement Values
required for insertion into the Data Collection System when Settlement Values (or their
constituent meter values) submitted via the normal data collection methods are believed to be
incorrect or missing save in the case of Meter Advance Reconciliation which is dealt with in
Agreed Procedure No. 4.
1.2 The Procedure only applies to Non NIE Customer Tariff Metering. For a given Connection
Site/meter for a Business Day, it covers the following:
(a) notification of missing or incorrect Settlement Values;
(b) determination of substitute values from check meters, where applicable, by retrieval of
Settlement Values locally at the data collector or by estimation;
(c) agreement and confirmation of Settlement Values to be used.
1.3 The Procedure excludes a procedure in the event that the TSO and the Registrant fail to agree
estimated Settlement Values and Settlement Values in the event of a discrepancy between main
and check meters. This would be the basis of a dispute and be dealt with in accordance with the
Disputes Procedure as stated under MC15.
shall prevail. The provisions of the Main Code shall prevail over the provisions of any Sub-Code.
1.5 The Procedure is part of the Grid Code and terms and expressions defined in the Grid Code have
the same meaning in the Procedure.
The Procedure shall be used by the TSO and the Registrant for the collection of or submission of
and agreement of the appropriate Settlement Values.
3. VALIDATION, ESTIMATION AND SUBSTITUTION RULES FOR HALF-HOURLY

DATA
3.1 The rules to be followed for both data validation and data estimation for customers with remotely
read half-hourly metering are set out in this paragraph 3.
3.2 Validation of Meter Details
Prior to half-hourly data being accepted and approved for billing purposes the meter details are
validated. This occurs for new meter installations, meter changes, meters that have been re-
programmed or for existing meters moving to half-hourly profiling.
3.2.1 Meter ID/Serial Number
The meter serial number registered to the metering installation is verified against the
meter ID retrieved during polling to ensure the correct meter has been polled.
3.2.2 Meter Register and Pulse Multipliers

MC - 578
26 June 2019
The meter register reading multiplier and the pulse multiplier are verified to ensure data
accuracy.
3.2.3 Meter Data Date and Time
The date and time held by the meter and stamped on the data collected is checked to
ensure its accuracy.
3.3 Validation of Half Hourly Metering Data
After polling each meter the half-hourly data retrieved from the meter is validated by MV90 and
the following checks are performed.
3.3.1 Meter ID
Each time a meter is polled the electronic serial number of that meter is compared to the
device ID stored within MV90. If they do not match then no data is retrieved and the
failure is reported by MV90 for investigation.
3.3.2 Meter Channel Details
Each time a meter is polled the number of channels of data expected is compared against
the number actually received. If they do not agree then no data is retrieved and the failure
is reported by MV90 for investigation.
3.3.3 Meter Time
Each time a meter is polled its time is checked to ensure it falls within two minutes of the
actual time. If the time is out by more than two minutes then the data is retrieved and the
time difference is investigated. The meter will be programmed with the correct time.
3.3.4 Pulse Overflow
Each channel status for each interval is checked for pulse overflows. If a pulse overflow
is reported the data is marked for estimation and the cause is investigated and resolved.
3.3.5 Excluded Intervals
Each channel status for each interval is checked for any interval data that may be
excluded. If excluded intervals are reported then those intervals are marked for
estimation and the cause is investigated.
3.3.6 Number of Intervals
Each time a meter is polled the number of expected half-hour time intervals between the
start and stop times of the load profile data is calculated and compared with the actual
number of time intervals found in the load profile data file. Any difference in the number
of time intervals is investigated and resolved.
3.3.7 Cumulative/Total Consumption Comparison
When a meter is polled and it provides an electronic cumulative reading of the prime
register equivalent to the total consumption of the meter, then the difference between
successive cumulative readings is compared to the total of the meter period data for the
same period of time.
MC - 579
26 June 2019
Specifically:
• The sum of pulses * pulse multiplier for all the recording intervals collected is
compared to the meter advance * meter multiplier for the time interval.
• If the difference between these values is greater than the meter register multiplier
then a secondary check is performed.
• If the difference between actual reading and the calculated reading is more than
2% then the problem is investigated and resolved.
3.3.8 Alarms
When a meter is polled and significant meter alarms are flagged in the data file, e.g.
long/short intervals etc. each alarm is investigated.
3.3.9 Zero Interval Tolerance
If a customer’s half hour data profile does not normally register any zero consumption on
the kW import channel then the total number of zero half hour data intervals retrieved for
the kW channel will be counted. If it exceeds 20 intervals then the data is flagged for
investigation.
3.4. Data Estimation and Substitution
Data estimation is required in situations where meter data is incomplete, has been irretrievably
lost or cannot be obtained within the timeframes required. Data substitution is required where the
data obtained is erroneous. Data will be estimated/substituted when required using one of the
following methods in the order specified below:
3.4.1 Check Meter
Where a check meter is installed and functional, data requiring estimation/substitution

will be taken directly from the check meter.
3.4.2 Up to Two Hour Gap in Data
If the gap in data is 2 hours or less point-to-point linear interpolation will be used to
estimate/substitute the data. Intervals containing a power outage are not used as end
points for interpolation:
(a) If the data gap occurs in the middle of the data, the first point is the last valid
interval before the gap and the second point is the first valid interval after the
gap.
(b) If the gap occurs at the beginning of the span the last interval from the historical
data is used as the first point if the historical data is available and valid.
Otherwise the second point (the first valid interval after the section) is used as the
first point – this will cause the load to be estimated as a flat load.
(c) If the gap occurs at the end of the span the first point (the last valid interval
before the section) is used as the second point – this will cause the load to be
estimated as a flat load.
3.4.3 Over Two Hour gap in Data
MC - 580
26 June 2019
If the gap in data is greater than 2 hours then the interval data is constructed using the
average load shape based on the three most recent “similar” periods with valid data (i.e.
data that has not been estimated). A “similar” period means the same time period of
week and can be chosen from the previous 90 days. If the period needing estimation is a
holiday, then the “similar days” should be holidays rather than the same day of week.
If adequate data is not available to perform this then one of the methods outlined below
will be employed in the order given:
(a) Where actual meter readings are available an adjustment factor shall be
calculated and applied to the data to ensure that the total estimated consumption
is equal to the total actual consumption.
(b) If only two “similar” periods are available within 90 days, the average is
calculated of these two. Similarly, if only one “similar” period is available the
data for this period is used for estimation.
(c) If no “similar” periods are available in the previous 90 days, the three “like”
periods that are closest chronologically prior to the period requiring estimation
are used. A “like” period means a weekday or weekend/holiday.
(d) If no “similar” periods are available and three “like” periods are not available
then the average of the two “like” periods that are closest chronologically prior to
the period requiring estimation is used.
(e) If no “similar” periods are available and two “like” periods are not available then
the data for the “like” period that is closest chronologically prior to the period
requiring estimation is used.
(f) If there is no historical data that can be used, the data should be estimated
manually and all assumptions documented fully.
Forms set out in the Appendices to this Procedure may be amended from time to time by the TSO
upon reasonable notice to all Registrants. The TSO shall also take into account reasonable
comments of such Registrants.
MC - 581
26 June 2019
Section: SETTLEMENT VALUES ESTIMATION (NON NIE CUSTOMER)

1 ASAP On becoming aware of an equipment malfunction likely to Registrant or TSO TSO or Registrant Fax / Post on standard
have resulted in missing or incorrect data identify the form SE1
possible cause, prepare a Data Collection System report
and send to the other party.
2a ASAP Investigate equipment malfunction and determine whether Registrant or TSO TSO or Registrant Fax / Post on standard
readings are retrievable. Inform other party. form SE1
2b ASAP Retrieve if retrievable. TSO
2c ASAP Where data is not retrievable, substitute data if available TSO Registrant Fax / Post on standard
and send substitute data to Registrant. forms SE2/SE3
2d ASAP Where neither retrieval or substitution is possible estimate TSO Registrant Fax / Post on standard
data and send estimated data to Registrant together with forms SE2/SE3
supporting documentation.
MC - 582
26 June 2019
Section: SETTLEMENT VALUES ESTIMATION (NON NIE CUSTOMER)

3a ASAP and in Review data supplied under (2) above by the TSO and either: Registrant TSO Fax / Post on
any event (i) advise the TSO that the data is accepted and can be used as standard forms
within 7 substitute Settlement Values. SE2/SE3
Business Days
of receipt of OR
data. (ii) discuss areas of concern with the TSO, providing supporting
evidence as necessary.
3b Where revisions to the initial data under (2) above are agreed, prepare TSO Registrant Fax / Post on
revised data and send to Registrant. standard forms
SE2/SE3
4a No later than Where the data under (3) above is accepted, indicate acceptance on form, Registrant TSO Fax / Post on
the 7th sign and return to the TSO. standard forms
Business Day SE2/SE3
after receipt of
data.
4b Where the data under (3) above is rejected, indicate non-agreement on Registrant TSO Fax / Post on
form, sign and return to the TSO. Immediately thereafter raise a formal standard forms
dispute as per MC15 SE2/SE3
MC - 583
26 June 2019
APPENDIX A

5.1 TSO or Registrant inform other party of meter malfunction SE1
5.2a Registrant or the TSO informs other party of reason for malfunction SE1
after investigation
5.2c TSO substitutes data and sends to Registrant along with supporting SE2/SE3
documentation
5.2d TSO estimates data and sends to Registrant along with supporting SE2/SE3
documentation
5.3a Registrant advises acceptance of substituted or estimated data from SE2/SE3
the TSO as Settlement Values
5.3a Registrant suggests revisions to substituted or estimated data sent by SE2/SE3
the TSO
5.3b TSO sends revised data to Registrant for acceptance SE2/SE3
5.4a Registrant advises acceptance of revised data from the TSO as SE2/SE3
Settlements Values
5.4b Registrant rejects substituted or estimated data from the TSO as SE2/SE3
Settlements Values

120 Malone Road
Belfast BT9 5HT
FAX NO: 01232 689280
or such other address and/or recipient as the TSO may notify from time to time.
MC - 584
26 June 2019
Serial No: ....................
SE1
DATA COLLECTION SYSTEM REPORT
PART A
To: (TSO/Registrant)*
Please find below details of missing / incorrect* meter values in respect of:
Connection Site:
Meter Serial No: TSO CRN:
Nature of Problem:
The date and times affected are:
For (TSO/Registrant)*
Signed: Name:
(in block capitals)
Position: Date:
PART B
To: (TSO/Registrant)*
I have investigated the circumstances causing the above mentioned missing/incorrect* meter
values. The reason(s) for this are
The readings are/ are not* retrievable.
For Registrant
Signed: Name:
(in block capitals)
Position: Date:
( *Delete as appropriate)
MC - 585
26 June 2019
Serial No: ....................
Page 1 of 2
SE2
AUTHORIZATION FORM
SETTLEMENT VALUES ESTIMATION AND SUBSTITUTION
Note that form SE3 must accompany this to give details of Settlement Values.
PART A
To: (Registrant)
Please find, for authorization, attached details of substituted/estimated* meter values in respect of:
Connection Site:
Meter Serial No: TSO CRN:
Nature of Problem:
The date and times affected are detailed in the attached sheet(s).
For TSO:
Signed: Name:
(in block capitals)
Position: Date:
PART B
To: TSO
I hereby agree/disagree* with the substituted/estimated* meter values submitted with this form for the
date and times referred to in the attached sheet(s). The reason(s) for disagreement are attached*.
Proposed alternative values are included*.
For Registrant
Signed: Name:
(in block capitals)
Position: Date:
(*Delete as appropriate)
MC - 586
26 June 2019
Serial No: ...................
Page 2 of 2
SE3
SETTLEMENT VALUES ESTIMATION/SUBSTITUTION SHEET
REGISTRANT: DATE:
SITE NAME: TSO CRN:
TARIFF METERING ID: METER SERIAL NO.:
TSO Registrant TSO Registrant TSO Registrant
Half Hour Data as Rec. Substituted/ Proposed Half Hour Data As Rec Substituted/ Proposed Half Hour Data As Rec Substituted/ Proposed Alternative
Estimated Data Alternative Estimated Data Alternative Data Estimated Data Data
Data
00.30 08.30 16.30
01.00 09.00 17.00
01.30 09.30 17.30
02.00 10.00 18.00
02.30 10.30 18.30
03.00 11.00 19.00
03.30 11.30 19.30
04.00 12.00 20.00
04.30 12.30 20.30
05.00 13.00 21.00
05.30 13.30 21.30
06.00 14.00 22.00
06.30 14.30 22.30
07.00 15.00 23.00
07.30 15.30 23.30
08.00 16.00 24.00
MC - 587
26 June 2019
________________________________________________________________________________________
________________________________________________________________________________________
COMMUNICATION PROTOCOLS
________________________________________________________________________________________

Northern Ireland
________________________________________________________________________________________
26 June 2019 MC - 588

COMMUNICATION PROTOCOLS
Contents Page
1. Scope of Procedure................................................................................................................... 1
2. Use of the Procedure ................................................................................................................ 1
3. Communication Protocols ....................................................................................................... 1
4. Communication Routes ........................................................................................................... 1
MC - 589
26 June 2019
1. SCOPE OF THE AGREED PROCEDURE
1.1 This Agreed Procedure (the "Procedure") outlines the communication protocols to be used by each
Party in accessing data held by Metering.
reference should be made. In the event of an inconsistency between the provisions of the Procedure
and the Main Code or a Sub-Code the provisions of the Main Code or such Sub-Code shall prevail.
The provisions of the Main Code shall prevail over the provisions of any Sub-Code.
1.3 The Procedure is part of the Grid Code and terms and expressions defined in the Grid Code shall
have the same meaning in the Procedure.
The Procedure is to be used by the TSO, Registrant and Interested User staff, as appropriate,
involved in designing and installing communications links between Metering and other data
gathering equipment.
3. COMMUNICATION PROTOCOLS
3.1 Generation Tariff Metering: Interim Metering Scheme
Data transfers in the Interim Metering Scheme between the TSO data collectors and the Data
Collection System and Generator data collectors and data collection apparatus operated by any
Interested User shall be formatted and executed through Landis & Gyr's proprietary SCTM (Serial
Coded Tele-Metering) communications protocol.
3.2 Generation Tariff Metering: Final Scheme
Determination of communication protocols is dependent on detailed design and procurement of the

Final Metering Scheme.
3.3 Generation Operational Metering
Determination of communication protocols is dependent on detailed design of each aspect of

Operational Metering.
3.4 Non NIE Customer Tariff Metering
Determination of communication protocols is dependent on detailed design and procurement of

Non NIE Customer Tariff Metering.
4. COMMUNICATION ROUTES
A range of communication routes may be used for transferring data, including but not limited to
dial-up modems across PSTN or PTN, direct cabling or virtual data links through other
communications media (e.g. X25).
In each case, the prime considerations shall be security of data transfer, reliability and adherence to
national and/or industry communications standards. Therefore each proposed communication route
(other than those allowed for directly within any given communications protocol) shall be approved
by the TSO's telecommunications specialists prior to implementation.
26 June 2019 MC - 590

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SONI GRID CODE

26th June 2019

Table 1: Non-RfG Generation Requirements

Table 2: RfG Generation Requirements

5. The Grid Code is divided into the following sections:

(i) Generators with respect to Generating Units connected to or seeking a

(ii) Generators with respect to CDGUs and Controllable PPMs connected

(vi) Interconnector Owners; and

(vii) the DNO;

(i) Generators with respect to Generating Units connected to or seeking a

(ii) Generators with respect to CDGUs and Controllable PPMs connected

(iv) Large Demand Customers;

(vi) Interconnector Owners; and

(vii) the DNO;

(i) Demand forecasting (OC1), which applies to:

(aa) Generators with respect to Generating Units connected to the

(bb) Generators with respect to CDGUs and Controllable PPMs

(cc) Generator Aggregators;

(dd) Suppliers; and

(ee) the DNO;

(ii) the co-ordination of the Outage planning process in respect of

(aa) Generators with respect to Generating Units connected to the

(cc) Interconnector Owners;

(dd) Large Demand Customers; and

(ee) the DNO;

(iii) the specification of different types of reserve, which make up the

(aa) Generators with respect to Generating Units connected to the

(bb) Generators with respect to CDGUs and Controllable PPMs

(cc) Interconnector Owners;

(iv) different methods of reducing Demand (OC4). OC4 applies to:

(aa) Generators with respect to Generating Units connected to the

(bb) Suppliers; and

(cc) the DNO;

(v) the reporting of scheduled and planned actions and unexpected

(aa) Generators with respect to Generating Units connected to the

(bb) Interconnector Owners;

(cc) Large Demand Customers; and

(dd) the DNO;

(vi) the co-ordination, establishment and maintenance of Isolation and

(bb) Interconnector Owners;

(cc) the DNO; and

(dd) the TO;

(vii) certain aspects of contingency planning (OC7). OC7 applies to:

(aa) Generators with respect to Generating Units connected to the

(bb) Generators with respect to CDGUs and Controllable PPMs

(cc) Large Demand Customers; and

(dd) the DNO;

(viii) the provision of written reports on occurrences such as faults in certain

(aa) Generators with respect to Generating Units connected to the

(bb) Interconnector Owners;

(cc) Large Demand Customers; and

(dd) the DNO;

OC9 applies to:

(aa) Generators with respect to Generating Units connected to the

(bb) Interconnector Owners;

(cc) Large Demand Customers; and

(dd) the DNO;

(bb) Interconnector Owners;

(cc) Large Demand Customers;