Nuclear Security in South Asia
Nuclear Security in South Asia
Nuclear Security in South Asia
IN SOUTH ASIA:
REGIONAL VIEWS
ON PROSPECTS
AND PRIORITIES
December 2021
FOREWORD
I am pleased to present the Stimson Center South Asia program’s latest publication,
“Nuclear Security in South Asia: Regional Views on Prospects and Priorities.” This
collection of essays, developed in partnership with CRDF Global, features the work of
rising scholars from India, Pakistan, and Bangladesh. Authors were selected through a
competitive application process, received grants to support their research, and benefited
from two private workshops co-hosted by Stimson and CRDF Global with regional
subject-matter experts.
The resulting analysis, first published as a series of pieces on our online policy platform
South Asian Voices, explores challenges related to safeguarding nuclear materials and
proposes solutions to critical nuclear security issues in South Asia. Policy recommendations
range from bilateral and regional security mechanisms, to addressing cyber vulnerabilities,
to exploring the potential for advanced reactors in nuclear energy production.
This work follows in the program’s long tradition of supporting rising analysts across South
Asia and highlighting novel approaches to managing and mitigating some of the region’s
most complex dynamics.
We are grateful to CRDF Global for making this project possible. For more information on the
work of Stimson’s South Asia program, please visit our website at https://www.stimson.org/
program/south-asia/.
Sincerely,
Elizabeth Threlkeld
Senior Fellow and South Asia Program Director, The Stimson Center
STIMSON CENTER
NOTES FROM CRDF GLOBAL
AND SOUTH ASIAN VOICES
A Note from CRDF Global
South Asia, along with every region in the world, is faced with challenges related to
safeguarding and securing nuclear material. In this series, eight grantees identified and
presented suggestions to address pressing nuclear security issues in South Asia. These
articles respond to the larger question which underpinned the scope of this project: How
can we mitigate current and future nuclear security vulnerabilities in the subcontinent?
The essays propose a variety of solutions including the pursuit of advanced reactors,
including Small Modular Reactors (SMRs), addressing cybersecurity challenges, ensuring
the safety of nuclear personnel, and developing bilateral security frameworks to enhance
regional security. All of the essays are published on South Asian Voices, an online
platform that encourages expertise in the nonproliferation field in the region.
Since 2013, SAV has provided an online platform for strategic analysis on South Asia’s
security, political, and economic affairs and featured debate and analysis among scholars,
analysts, and policymakers on critical issues in the region.
Thus, it was only fitting for SAV to partner with CRDF Global to offer grants to support
research exploring emerging challenges in and possibilities for cooperation on some
of the most pressing nuclear security issues on the subcontinent. These essays reflect
ongoing analytical work by scholars from India, Pakistan, and Bangladesh, on topics
ranging from the impact of nuclear security culture or cyber threats on protection of
nuclear materials to regional mechanisms for cooperation and prospects for emerging
technologies such as small modular reactors. The essays in this collection, written by
Chirayu Thakkar, Sitara Noor, Pulkit Mohan, Palwasha Khan, Md. Shafiqul Islam,
Sitakanta Mishra, Tahir Mahmood Azad, and Urvashi Rathore, further understanding
of and dialogue on nuclear security risks in the region. They also identify opportunities
for collaboration and offer innovative solutions that push the envelope to tackle what are
often politically fractious problems.
We are grateful to CRDF Global for their partnership and to all our grantees for their
thoughtful and deeply researched pieces. For more analysis on nuclear security issues
and other topics related to the subcontinent’s strategic affairs, we invite you to visit the
South Asian Voices website at southasianvoices.org.
STIMSON CENTER 1
2 STIMSON CENTER
CONTENTS
1. Rethinking Nuclear Security: The Case for an Elite
Nuclear Force in India................................................................... 4
By Chirayu Thakkar
2. A
ssessing Pakistan’s Nuclear Security Upgrades
after Ratification of the 2005 CPPNM Amendment.......... 13
By Sitara Noor
3. C
an India Address the Growing Cybersecurity
Challenges in the Nuclear Domain?.......................................... 21
By Pulkit Mohan
5. T
he Need for a Regional Mechanism for Nuclear
Security in South Asia................................................................... 34
By Md. Shafiqul Islam
6. S
cientists as Assets: The Security of Nuclear
Personnel in India............................................................................ 41
By Sitakanta Mishra
7. P
akistan’s Evolving Nuclear Security Culture........................ 49
By Tahir Mahmood Azad
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Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
1. R
ETHINKING NUCLEAR SECURITY:
THE CASE FOR AN ELITE
NUCLEAR FORCE IN INDIA
By Chirayu Thakkar
Since the early 1960s, India has embraced nuclear energy as a perennial source of power
underwriting its development trajectory. After a three-decade-long embargo, India was
again integrated into the global nuclear order with the help of the United States in 2008,
paving the way for numerous nuclear energy installations across the country. As the
worldwide market for nuclear energy shrinks, India remains a bright spot attracting both
finance and technology, which coincides with India’s technology diversification strategy.
With indigenous, Canadian, Russian, French, and U.S./Japanese reactors in action or
installation and negotiations underway for the South Korean one, India would have the
most diverse reactor portfolio globally in the next decade.2 Given its subcontinental size,
New Delhi might also be interested in harnessing the benefits of modular technology
1
Eugene Habiger quoted in Rajeshwari Pillai Rajagopalan, Nuclear Security in India, (New Delhi: Observer
Research Foundation, 2015), 24.
2
Chirayu Thakkar, “India-U.S. Nuclear Trade and Cooperation: Potential for the Biden Administration,”
South Asian Voices, February 5, 2021. https://southasianvoices.org/india-u-s-nuclear-trade-and-
cooperation-potential-for-the-biden-administration/.
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Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
This essay first suggests that expansion of the uses of nuclear technology brings the
challenge of capacity building for areas ranging from regulatory to forensics, which is
neither immediately achievable nor readily acquirable. It then investigates the human
factor in physical security by examining security arrangement for all sites throughout the
nuclear fuel cycle—what Indian policymakers call “cradle to grave” approach.3 This paper
suggests that an elite nuclear constabulary akin to the one in the United Kingdom can
replace the current multi-agency model and fill in some vital gaps. The recommendation
to emulate the UK’s Civil Nuclear Constabulary has been made on previous occasions;
however, this essay dwells upon the necessity, scope, and functions of such a potential
force in adequate detail for the first time.4
Capacity Gap
The topic of nuclear security usually evokes dramatic events of the Fukushima
nuclear disaster, the Stuxnet attack on Iranian facilities, or a potential terrorist
attack. Such incidents, although calamitous, are few and far between.5 The routine
challenges of nuclear security are far more mundane. For example, according to the
International Atomic Energy Agency (IAEA)’s Incident and Trafficking Database,
36 countries reported 189 cases of “unauthorized activities” such as theft and
trafficking of nuclear material in 2019 alone.6 Most of these countries are parties to
the necessary conventions that protect their sites/materials and transparent enough
to voluntarily disclose such incidents to an international body indicating the best of
their intent. It is not their intent but the state capacity that determines their success
in protecting critical sites and materials. From credible international analysis, India
seems to be more challenged by these mundane issues than dramatic events. For
example, closely observing the sub-indicator level data of the Nuclear Threat Initiative
(NTI)’s Nuclear Security Index, one finds India comfortably ranks third out of 22
countries in its preparedness for cybersecurity vulnerabilities. In contrast, India
is much below median ranking on indicators such as controlling and accounting
procedures, insider threat prevention, and overall security culture.7 Combating these
challenges is directly related to a state’s capacity. This essay adopts a more pragmatic
and heuristic definition of state capacity: “a state’s ability to accomplish its intended
3
H.E. Mr. M.J. Akbar, “IAEA Ministerial Conference on Nuclear Security Statement of India,” International
Atomic Energy Agency (IAEA), December 5, 2016. https://www.iaea.org/sites/default/files/16/12/india_
statement_dec_2016.pdf.
4
This idea was originally mooted by Rajeshwari Rajagopalan. See Rajagopalan, Nuclear Security in
India, 84. Subsequently, it is echoed by many others. For instance, Sitakanta Mishra and Happymon
Jacob, Nuclear Security Governance in India: Institutions, Instruments, and Culture. (Albuquerque:
Sandia National Laboratories, 2019); also, Raj Chengappa, “The Dirty Bomb”, India Today, April 6, 2016.
5
In response to a query on cyberattacks on the Department of Atomic Energy installations in India, the
minister responded that no breaches have been reported between 2014 and 2017. See, Q. 1007 of 2017, Lok
Sabha.
6
“IAEA Incident and Trafficking Database: Incidents of Nuclear and Other Radioactive Material out of
Regulatory Control: 20202 Fact Sheet,” https://www.iaea.org/sites/default/files/20/02/itdb-factsheet-2020.pdf.
7
NTI Index, “India,” 2021. https://www.ntiindex.org/country/india/. It is worth noting here that the Indian
government contests the NTI’s assessment due to “faulty methodology” and “unreliable information.” See
Ministry of External Affairs, “Foreign Secretary’s media interaction on conclusions of New Delhi Sherpa
Meeting,” January 17, 2012. https://mea.gov.in/media-briefings.htm?dtl/17957/.
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Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
policy actions.”8 Hence, the term state capacity becomes elastic enough to include
an array of abilities such as having legislative and regulatory competence, financial
resources, technical know-how, proficient workforce, among others, for preventive,
monitoring, detection, and punitive purposes in relation to nuclear security.
It is assumed here that with the commitment towards nuclear security in place,
enabling legislation, devoting financial resources, and acquiring technology from
friendly suppliers becomes significantly easier. However, capacity building is
neither immediately achievable nor readily acquirable, making it a momentous
task for any state. This concern is frequently echoed by policymakers in India as
well. In the aftermath of the Fukushima incident, Jairam Ramesh, then Minister
for Environment, wrote Dr. Manmohan Singh raising concerns regarding India’s
domestic capabilities against its diversification strategy.9 As Ramesh notes: “Each
of the reactor types will call for a certain regulatory procedure, protocol, and
capability. Regulatory expertise takes time to build up and in any case is not available
easily. Gone are the days of Nehru and Bhabha when public organizations could
attract, train, and retain top-flight professional expertise.” (emphasis added)
The capacity gap afflicts the entire span of nuclear fuel cycle, starting from exploration
and mining to processing and disposal. Cognizant of these challenges, India instituted
the Global Center for Nuclear Energy Partnership in 2011, whose five schools cater to a
diverse set of needs for nuclear security in India.10 There are also dedicated schools such
as the National Industrial Security Academy for paramilitary forces guarding nuclear
installations and the National Institute of Disaster Management (NIDM) for contingency
forces prepared to attend chemical, biological, radiological and nuclear (CBRN) incidents.
To pool nationwide resources—both equipment and individuals—NIDM has created an
online inventory called India Disaster Resource Network that allows quick identification
of necessary resources across state units to pool them in a timely manner.11 While
laudable initiatives, these efforts remain inadequate with chronic shortages of trained
workforce. For example, in its latest submission to a parliamentary committee, the
Atomic Energy Regulatory Board admitted that with a paltry workforce of 300 scientists
and engineers, it is incapable of regulating 57,443 medical X-Ray facilities across India.12
The response was in reference to a query that pointed out that roughly 91 percent of
medical X-Ray facilities remain unregistered and hence, unregulated. In 2013, parliament
also underscored the lack of Radiological Security Officers (RSOs), who are primarily
responsible for on-site security and regulatory compliance.13 Some progress has been
made on that front for Category I and II radiation sites, where adequate RSOs are now
8
Mark Dincecco, State Capacity and Economic Development: Present and Past, (Cambridge: Cambridge
University Press, 2018), 2. For a more conventional discussion on state capacity in the Indian context, see
Sumit Ganguly and William R. Thompson “Conceptualizing and Measuring State Strength,” in Ascending
India and its State Capacity: Extraction, Legitimacy, and Violence. (New Haven: Yale University Press,
2017), 53-74.
9
Jairam Ramesh, Green Signals: Ecology, Growth and Democracy in India. (New Delhi: Oxford University
Press, 2015), 425.
10
Government of India: Department of Atomic Energy, 2021. http://gcnep.gov.in/schools/schools.html.
11
See, “India Disaster Resource Network,” https://idrn.nidm.gov.in/. In the remainder of the essay, “state” is
used to indicate regional government as is the practice in India. Constitutionally, law and order is a state
subject with minimal interference from the federal government.
12
Department of Atomic Energy, Public Accounts Committee “Activities of Atomic Energy Regulatory
Board, Seventh Report,” Seventeenth Lok Sabha, February 4, 2021. 13.
13
Department of Atomic Energy, Public Accounts Committee, “Activities of Atomic Energy Regulatory
Board,” Ninetieth Report, Fifteenth Lok Sabha, December 9, 2013, 43.
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Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
available.14 Similarly, despite its booming usage of nuclear technology, a 2013 study
suggested that India lacked both technical and human capacity for nuclear forensics
such as ion mass spectrometry.15 However, in a paper written subsequently by an Indian
scientist, formerly with the Bhabha Atomic Research Center, there was an indication that
India has some capacity for research, if not a dedicated nuclear forensic lab.16
One can dwell upon each of these individual domains—regulatory, materials accounting,
cybersecurity, transportation, forensics, among others, to suggest capacity gaps and
ways of strengthening them. The remainder of this essay investigates the human factor
in physical security of nuclear installations and make a case for a permanent force
responsible for security, transport, and counter-smuggling efforts. Such a permanent
force resolves many doctrinal and operational challenges with long-term institutional
memory compared to currently practiced multi-agency endeavor.
14
Category I and II radiation sources are the ones with activity ratios of >1000 and 10-1000 respectively.
For classification, see the IAEA’s “Categorization of Radioactive Sources “. The Atomic Energy Regulatory
Board follows the same classification. See, AERB Safety Guide No. AERB/RF-RS/SG-1 (March 2011). All
AERB Guidelines cited in this essay are accessible at: https://www.aerb.gov.in/english/publications/codes-
guides unless otherwise stated.
15
National Academy of Sciences, “The Emerging Science of Nuclear Forensics” in India-United States
Cooperation on Global Security: Summary of a Workshop on Technical Aspects of Civilian Nuclear
Materials Security. (Washington, DC, The National Academies Press, 2013), 105-14.
16
Suresh Kumar Aggarwal, “Nuclear Forensics: What, why and how?” Current Science 110, no. 5, (2016):
782-791, 789. See also, S. Mishra and Chaudhary, P., Proceedings of the National Workshop on Nuclear
Forensics: Fundamentals and Applications
17
This definition is accepted from the preamble of the Convention on Physical Protection of Nuclear
Materials (CPPNM) that entered into force in 1987. See, International Atomic Energy Agency,
“INFCIRC/274/Rev. 1,” May 1980. https://www.iaea.org/sites/default/files/infcirc274r1.pdf. In a broader
sense, physical security would include legal, human, mechanical, and other efforts.
STIMSON CENTER 7
Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
To start with, mining and processing of uranium in India is done by the Uranium
Corporation of India Ltd. (UCIL) that currently operates eight mines and three
processing plants. Apart from the CISF cover, the UCIL website notes the presence of
security on its payroll and floats private security tenders on occasion.18 This can be a
recurring feature of many other installations as the exact allocation of duties between
CISF personnel and other guards is unknown. Imported uranium pellets and ore
concentrate are stored and processed along with other ingredients like Zirconium oxide
at two other sites—the National Fuel Complex at Hyderabad and Kota, both secured by
CISF. However, the cover provided by CISF to other ancillary units such as seven Heavy
Water Plants (HWPs) that are responsible for the production of heavy water (D2O) and
nuclear grade solvents is not uniform. For instance, CISF protects HWP Manuguru and
HWP Talcher while state police provide cover to HWP sites at Vadodara and Hazira.19 The
government does not explain this policy, but one can assume that Manuguru and Talcher
plants have Boron-10 enrichment facilities, an isotope that is used as a fuel additive in
Pressurized Water Reactors and Boiling Water Reactors, necessitating paramilitary level
18
CISF website lists UCIL Jadugada under the list of protected sites. Similarly, a newer open cast uranium
mine in Banduhurang, Jharkhand is under CISF protection see: Atomic Energy Regulatory Board,
“Frequently Asked Questions,” 44. https://www.aerb.gov.in/images/PDF/f1.pdf. However, observing the
UCIL website one finds security staff from guard to manager on its payroll as well as tenders for external
security floated from time to time
19
HWP Manuguru and HWP Talcher are the only two HWP sites that are listed as having CISF stations. See
Ministry of Home Affairs, “Central Industrial Security Force: Citizen’s Charter,” https://www.mha.gov.
in/sites/default/files/Citi_Chart111208.pdf. In a question regarding the security of sites at Vadodara and
Hazira, the government informed that they were protected by local law enforcement. See Q. 2175 of 2012,
Rajya Sabha. Accessible at: https://rajyasabha.nic.in/rsnew/Questions/ShowQn.aspx?tk=8dd47f9e-2db7-
480b-939d-d2e44f7f94f9.
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Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
security.20 Like other DAE installations, CISF protects six major DAE research facilities,
which houses six operational and two planned research reactors.21 However, as the
Bhabha Atomic Research Center (BARC) is a coastal site, the Indian Coast Guard (ICG)
provides aerial and coastal surveillance while CISF protects peripheral cover.22
Coming to the security of nuclear power plants, India has a national Design Based
Threat (DBT) plan, based on which each site produces its DBT assessment.23 Beyond
mechanical measures in place for surveillance, detection, delay, response, and access
control, the physical security of the perimeter rests primarily with two agencies—the
CISF and the state police, for the inner and outer perimeters respectively.24 For security
and contingency purposes, the perimeter and surrounding areas are divided into various
zones. The plant itself has three boundaries—coolant boundary, primary and secondary
containment boundaries, followed by a 1.6 km Exclusion Zone, which falls under
the administrative purview of the plant operator.25 It is followed by a five km Sterilized
Zone and a 16 km Emergency Planning Zone, whose administrative and security
responsibilities are with the state police. Both forces—CISF and state police—conduct
mock drills periodically for inter-agency coordination.26 All nuclear power plants have a
20
Baron, et al. “Fuel Performance of Light Water Reactors” in Comprehensive Nuclear Materials Vol II ed.
D.D. (Baron & L. Hallstadius. San Diego: Elsevier, 2020), 35-71.
21
See Department of Energy, “Research and Development Sector,” https://dae.gov.in/node/77, and
International Atomic Energy Agency, “Research Reactor Database,” https://nucleus.iaea.org/rrdb/Content/
Geo/Country.aspx?iso=IN.
22
Mishra and Jacob, Nuclear Security Governance in India, 54.
23
Ministry of External Affairs, “Nuclear Security in India,” https://www.mea.gov.in/Images/pdf/Brochure.pdf.
24
Rajagopalan, Nuclear Security in India, 25-26; 40-44.
25
National Institute of Disaster Management, “Management of Nuclear and Radiological Emergencies,”
(Government of India: New Delhi, February 2009).
26
Rajagopalan, Nuclear Security in India, 59.
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Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
co-located near surface disposal facility for low to intermedial level waste.27 Apart from
on-site waste disposal, the DAE operates three vitrification plants at Trombay, Tarapur
(includes storage), and Kalpakkam, which are located with other operational units, and
hence, protected by the CISF. As India mostly recycles its spent fuel, it does not currently
need a Deep Geological Repository.28 Similarly, transportation of nuclear material for
Type AF and Type B (U/M) F packages as well as irradiated nuclear fuel packages,
which demands Level 2 or 3 security, is invariably accompanied by CISF escorts in
front and back along with real-time Code Division Multiple Access (CDMA) central
monitoring.29 Apart from CISF, district police also provide necessary reinforcement
when such convoys pass through their jurisdiction.30
Apart from the civilian installations discussed so far, there is hardly any information
about the security of strategic installations, but it is believed a specialized force of the
Indian Army is responsible for their physical security.32 The counter-smuggling efforts
on all borders are led by respective frontier forces namely the Border Security Force,
Indo-Tibetan Border Police Force, Sahastra Seema Bal, and Assam Rifles, who are usually
trained in arresting smuggling efforts of all types. Some of them are also trained in
handling CBRN incidents.
27
PK Wattal. “Indian Programme on Radioactive Waste Management” Sadhana 38, no. 5, (2003), 849–857
28
Department of Atomic Energy, “Re-Cycling Technology for Nuclear Spent Fuel: Lok Sabha Unstarred
Question No. 661,” September 16, 2020. http://164.100.24.220/loksabhaquestions/annex/174/AU661.pdf.
29
AERB Guidelines AERB/RF-RS/SG-1 (March 2011); Q. 144 of 2011, Rajya Sabha accessible at: https://
dae.gov.in/writereaddata/rssq144_011211.pdf; National Academy of Sciences (2013). “Physical Security
at Civilian Nuclear Facilities” in India-United States Cooperation on Global Security: Summary of a
Workshop on Technical Aspects of Civilian Nuclear Materials Security. Washington, DC: The National
Academies Press, 59-70; for packaging classification: AERB/NRF-TS/SC-1 (Rev.1) (March 2016).
30
AERB Safety Code AERB/NRF-TS/SG-10 (March 2016). For a comprehensive overview of transportation
of nuclear materials in India including regulatory, planning, and execution phases, see Reshmi Kazi,
“Post-Nuclear Security Summit Process: Continuing Challenges and Emerging Prospects,” IDSA
Monograph Series No. 59, (New Delhi, Institute of Defence Studies and Analyses, 2017).
31
National Disaster Management, Authority, Management of Nuclear and Radiological Emergencies
[National Disaster Management Guidelines]. (New Delhi: National Disaster Management Authority,
Government of India, 2009). Apart from the agencies mentioned in the guideline, some have mentioned
that India’s most elite force National Security Guard (NSG) might be called into action if necessary. See,
Rajagopalan, Nuclear Security in India, 33.
32
Sitakanta Mishra, Jacob Happymon, and Shannon Abbott, “Nuclear Security Governance in India:
Institutions Instruments and Culture,” (Office of Scientific and Technical Information: U.S. Department of
Energy, October 1, 2020). https://www.osti.gov/biblio/1678824.
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Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
Nuclear Constabulary
As noted earlier, despite CISF being primarily assigned the task of securing Indian
civilian nuclear network, their reliance on other forces is telling. The CISF was
constituted in reaction to a 1964 fire incident at the Heavy Engineering Corporation
Factory, and it is presently responsible for all industrial sites across India and some
private organizations after the 2008 Mumbai attacks. It is so thinly stretched that the
Ministry of Home Affairs is recruiting veterans to meet the demand.33 Some have
criticized CISF as a threat-based force and not a capability-based force with “conceptual
and doctrinal inadequacies.”34 Although no significant security breach has been
registered under them, it is unreasonable to expect uniformity of security culture in a
rotating force of 140,000 that is deployed across the country protecting VIPs, securing
nuclear installation, and providing round-the-clock coverage to software parks.35 No
wonder some serious infractions have been noted in the past; for instance, leaving a
uranium consignment unattended on the roadside for a lunch break.36
To ensure operational efficiency and instill security culture, it is high time India
conceive a permanent nuclear constabulary like the United Kingdom. The Civil Nuclear
Constabulary (CNC) in the UK is a dedicated force that ensures the security of all
civilian nuclear installations across the country along with transportation and counter-
terrorism functions.37 The UK CNC has only 12 sites to protect. Yet, it operates a force of
1,500 agents with a dedicated command and control center, a search team, an interdiction
team, a strategic escort group, a group of police medics, and a team with counter drone
capability. With economy of scale on its side—over 30 sites across the country, India
should pursue the idea of a dedicated force.
• Securing key nuclear installations including power plants and research facilities
• Extending cover to ancillary units like Heavy Water Plants which are under state
police
• Adding airborne and seaborne capabilities to protect sites like BARC
• Overtaking transit responsibility of all critical nuclear materials (even private ones)
• Extending protection to private sites on demand
33
Anvit Srivastava, “Ex-Servicemen to help CISF Secure Sensitive Installations,” Hindustan Times, February
9, 2021. https://www.hindustantimes.com/india-news/exservicemen-to-help-cisf-secure-sensitive-
installations-101612828798377.html.
34
Narendra Kumar, “Paramilitary Forces and Central Armed Police Forces of India: Punching Below Their
Capabilities” in ed. Harsh Pant Handbook of Indian Defence Policy: Themes, Structures and Doctrines.
(New Delhi: Routledge, 2016) 363-384, 380.
35
IAEA defines security culture as “The assembly of characteristics, attitudes and behavior of individuals,
organizations and institutions which serves as a means to support and enhance nuclear security.” See
IAEA (2008), Nuclear Security Culture: Implementing Guide. IAEA Nuclear Security Series No. 7.
Accessible at: https://www-pub.iaea.org/MTCD/Publications/PDF/Pub1347_web.pdf Clearly, such an
assemblage of attitudes and behavior would require certain constancy and continuity of personnel.
36
“Security Escort Leaves Uranium Unguarded, Breaks for Dhaba Meal,” Bangalore Mirror, May 7, 2012.
https://bangaloremirror.indiatimes.com/news/india/security-escort-leaves-uranium-unguarded-breaks-for-
dhaba-meal/articleshow/21386362.cms.
37
Government of United Kingdom, “Civil Nuclear Constabulary: Annual Policing Plan 2021/22,” https://
assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/993437/
Annual_Policing_Plan_2021-22.pdf.
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Rethinking Nuclear Security: The Case for an Elite Nuclear Force in India
Having a unified command would address many doctrinal and operational challenges
and create a steady elite force with long-term institutional memory to tackle evolving
security challenges. With the economy of scale favoring India, it is time that an amalgam
of agencies paves the way for a permanent nuclear constabulary in India to address a vital
capacity gap.
38
Kamaljit Kaur Sandhu, “Jammu IAF base attack: RDX found in IEDs dropped by drones, reveals probe,”
India Today, July 5, 2021. https://www.indiatoday.in/india/story/jammu-iaf-base-attack-rdx-explosives-
drones-reveals-probe-air-force-1824002-2021-07-05, and Shishir Gupta, “Pakistan LeT behind drone
attack in Jammu, target was ATC and parked IAF helicopters,” Hindustan Times, June 28, 2021. https://
www.hindustantimes.com/india-news/pak-let-behind-drone-attack-in-jammu-target-was-atc-and-parked-
iaf-helicopters-101624857978136.html.
39
Department of Atomic Energy, “BARC Evolves Design of 1 st PPP Research Reactor for Production
of Nuclear Medicines,” Public Information Bureau, January 29, 2021. https://pib.gov.in/
PressReleaseIframePage.aspx?PRID=1693211.
40
“National Progress Report: India” presented at Nuclear Security Summit 2016. Accessible at: http://www.
nss2016.org/document-center-docs/2016/3/31/national-progress-report-india; see also, Q. 251 of 2016 Lok
Sabha accessible at: http://164.100.47.194/Loksabha/Questions/QResult15.aspx?qref=35170&lsno=16
12 STIMSON CENTER
Assessing Pakistan’s Nuclear Security Upgrades After
Ratification of the 2005 CPPNM Amendment
2. A
SSESSING PAKISTAN’S
NUCLEAR SECURITY UPGRADES
AFTER RATIFICATION OF THE
2005 CPPNM AMENDMENT
By Sitara Noor
1
“Convention on the Physical Protection of Nuclear Material (CPPNM) and its Amendment,” International
Atomic Energy Agency (IAEA), https://www.iaea.org/publications/documents/conventions/convention-
physical-protection-nuclear-material-and-its-amendment.
2
Vincent Fournier, “Road Towards Entry into Force of Key Nuclear Security Agreement,” International
Atomic Energy Agency (IAEA), April 8, 2016. https://www.iaea.org/newscenter/news/road-towards-entry-
into-force-of-key-nuclear-security-agreement.
STIMSON CENTER 13
Assessing Pakistan’s Nuclear Security Upgrades After
Ratification of the 2005 CPPNM Amendment
The 2005 amendment’s entry into force put in place several new obligations on the
member states to bring their physical protection measures in line with the international
requirements. To ensure compliance, Pakistan had already initiated several measures
in line with the requirements of the amended CPPNM. For instance, Pakistan has
incorporated various recommendations of INFCIRC/225/Rev-5, which is considered
to be an international standard for the physical protection of nuclear material, and
has introduced physical protection measures at its nuclear power plants beyond the
scope of the original CPPNM even before the ratification.3 The formal ratification of
the 2005 CPPNM amendment obligated the state to implement additional technical,
administrative, and legal measures in line with the amendment’s requirements.
This study will provide an assessment of physical protection system upgrades in Pakistan.
It will identify the additional obligations under the amended CPPNM and assess how
Pakistan has assimilated new requirements in its physical protection measures and what
further steps they must take for enhanced compliance.
In the wake of September 11, 2001, as the global security dynamics changed, the risk of
nuclear terrorism emerged as a new challenge to the nuclear security regime. Pakistan,
like other countries, critically reviewed the existing systems and measures of its physical
protection regime. Since the international cooperation and experience sharing in the
area of nuclear security was not common, a mechanism was evolved on the basis of a gap
analysis of existing physical security measures at the national level and in accordance
3
Ministry of Foreign Affairs Government of Pakistan, “Pakistan’s Nuclear Security Regime,” 2020. https://
mofa.gov.pk/wp-content/uploads/2020/02/NSRFinal08-02-2020.pdf. INFCIRC/225/Rev-5 is the IAEA
publication that intends to assist the Member States in implementing their physical protection regime in
line with all international commitments they have undertaken. It explains the basic elements of nuclear
security and the recommended requirements to be implemented by the state.
4
Noreen Iftakhar, “International Nuclear Law: A Case Study of Pakistan,” Strategic Studies, 38, no. 4.
(Winter 2018), 67-89. https://www.jstor.org/stable/48544278.
5
While acceding to the CPPNM, Pakistan put reservation on paragraph 2 of article 2 regarding domestic
use and transport and paragraph 2 of article17 on dispute settlement. “Convention on the Physical
Protection of Nuclear Materials: Declaration/Reservations and Objections Hereto,” International Atomic
Energy Agency, March 5, 2021, http://www-legacy.iaea.org/Publications/Documents/Conventions/cppnm_
reserv.pdf.
14 STIMSON CENTER
Assessing Pakistan’s Nuclear Security Upgrades After
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with the IAEA’s definition of nuclear security.6 On the advice of the Government of
Pakistan, the Pakistan Nuclear Regulatory Authority (PNRA) initiated the Nuclear
Security Action Plan (NSAP) project in July 2006 with the assistance of the IAEA to
cover the existing gaps in nuclear security such as security upgradation of the sites,
border management, and emergency response. NSAP developed a sustainable system in
nuclear security with the established response and recovery capabilities, integrated with
national laws, regulations, and procedures.7 The NSAP project not only enhanced the
physical protection of nuclear materials and facilities, but also developed systems for the
security of radioactive sources, combatting illicit trafficking, emergency response, and
training. Pakistan’s nuclear security measures were acknowledged and appreciated by the
IAEA.8 The nuclear security summit process built a new momentum for the ratification
and entry into force of the amended CPPNM.
At the 2014 Nuclear Security Summit, the Prime minister of Pakistan announced that
it was considering ratifying the 2005 Amendment to the CPPNM and conducting a
“review to meet its various requirements.”9 The relevant organizations within the National
Command Authority reviewed the existing status of physical protection systems in place,
assessed the need for additional measures, and chalked out a plan to fulfill those added
requirements of the amended CPPNM. During those deliberations, it was observed that
Pakistan was already fulfilling most of the technical requirements of the amendment.
However, it was required to formalize the existing measures and review the regulatory
framework to add the missing elements such as regulations and guides.
6
The IAEA defines nuclear security as “the prevention of, detection of, and response to, criminal or
intentional unauthorized acts involving or directed at nuclear material, other radioactive material,
associated facilities, or associated activities” For further definitions see: IAEA, “IAEA Nuclear Security
Glossary: Terminology used in IAEA Nuclear Security Guidance,” August 2020, accessed October 6,
2021, https://www.iaea.org/sites/default/files/21/06/nuclear_security_glossary_august_2020.pdf.
7
Khaliq, M. “Pakistan’s Nuclear Security Action Plan,” International Atomic Energy Agency, 2009, https://
inis.iaea.org/search/search.aspx?orig_q=RN:41011707.
8
Irfan Haider, “IAEA Praises Pakistan’s Nuclear Security Record,” Dawn, September 27, 2015. https://www.
dawn.com/news/1209311.
9
Mateen Haider, “Pakistan for Global Efforts Against Nuclear Terrorism,” Dawn, March 24, 2014. https://
www.dawn.com/news/1095296.
10
For the original CPPNM see, International Atomic Energy Agency, “The Convention on the Physical
Protection of Nuclear Material,” May 1980. https://www.iaea.org/sites/default/files/ infcirc274r1.pdf. For
the amended CPPNM see, International Atomic Energy Agency, “Amendment to the Convention on the
Physical Protection of Nuclear Material, INFCIRC/247/Rev.1/Mod.1,” May 9, 2016, https://www.iaea.org/
sites/default/files/infcirc274r1m1.pdf.
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Assessing Pakistan’s Nuclear Security Upgrades After
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The additional requirements of the amended CPPNM broadly fall in the category of
administrative, regulatory and legal measures, and international cooperation. To fulfill
these requirements, various relevant entities, such as the operator, regulator, and law
enforcement agencies, must undertake additional technical, legal, and administrative
measures. The following sections will explain these requirements in relevance to Pakistan
to determine how Islamabad is faring against the requirements of the amended CPPNM,
and what additional measures it needs to undertake to fulfill these requirements in
totality.
The PNRA’s mandate is derived from its ordinance (III of 2001) and is declared as the
national regulatory body responsible to ensure physical protection of nuclear material
and facilities in Pakistan.13 The requirements of this section are covered in PNRA
Regulations PAK/925 as objectives of the physical protection system (Clause 3, 24, 28).
However, the PNRA’s relationship with other bodies responsible for overall nuclear
11
APP, “IAEA Chief Praises Pakistan’s ‘Impressive’ Nuclear Security Record,” Express Tribune, September
27, 2015. https://tribune.com.pk/story/963260/iaea-chief-praises-pakistans-impressive-nuclear-security-
record.
12
Anthony Wetherall and Vincent Fournier, “Key Nuclear Security Agreement to Enter Into Force on 8 May,”
International Atomic Energy Agency (IAEA), April 8, 2016. https://www.iaea.org/newscenter/news/key-
nuclear-security-agreement-to-enter-into-force-on-8-may.
13
Government of Pakistan: Ministry of Law, Justice, Human Rights and Parliamentary Affairs, “The Gazette
of Pakistan: Acts, Ordinances, President’s Orders and Regulations,” January 22, 2001 (amendment June 27,
2012), https://www.pnra.org/upload/legal_basis/Ordinance%202001(Amennded).pdf.
16 STIMSON CENTER
Assessing Pakistan’s Nuclear Security Upgrades After
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security in the country needs to be clearly defined as required by the amended CPPNM.14
This is essential because the Fundamental Principle D of the amended CPPNM requires
the designation of a competent authority which is responsible for the implementation
of the legislative and regulatory framework, and is “provided with adequate authority,
competence, financial and human resources to fulfill its assigned responsibilities.”15
While the PNRA is the competent authority for the regulatory framework, the competent
authority(s) for other areas need to be designated clearly.
The amended CPPNM requires regular national threat assessment and development of
Design Basis Threat (DBT). In Pakistan, the NCA with input from other relevant bodies
is responsible for conducting the national threat assessment. The DBT is a regulatory
tool for planning, designing, and evaluating a physical protection system. The roles and
responsibilities of various organizations need to be clearly defined as outlined in the
Nuclear Security Series No 13 para 3.35. Similarly, it is also important to set a defined
timetable for the review of the DBT.
There is also a need to improve safety and security interface. The PNRA’s mandate
is to regulate nuclear security from a safety perspective. It has adopted a systematic
approach and methodology to deal with the interface of nuclear safety and nuclear
security such as unified licensing process; conducting joint safety and security
inspections; centralized emergency coordination; rotation policy for employees;
transparency and confidentiality of information; modification management; human
resource development; safety and security cultures assessment, etc. However, that
interface needs to be improved.16 This is also important from a security culture point
of view, which is an important requirement of the amended CPPNM. While PAK-925
covers security culture, there is no document outlining the importance and necessity
of a safety and security culture interface.
14
“Pakistan’s Nuclear Security Regime.”
15
“Amendment to the Convention on the Physical Protection of Nuclear Materials,” 4.
16
Tufail Ahmad, “Regulatory Approach for Development and Implementation of Safety-Security
Interface,” International Atomic Energy Agency (IAEA), https://conferences.iaea.org/event/181/
contributions/15327/.
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Assessing Pakistan’s Nuclear Security Upgrades After
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Additionally, Pakistan focuses on nuclear material accounting and control (NMAC) only
from a safeguards perspective, but the nuclear security series 13 (para 3.36) additionally
stresses the importance of NMAC for nuclear security. This aspect could be included in
the PNRA mandate from a physical security perspective. This aspect has been further
emphasized in NNS NO 25-G on “Use of Nuclear Material Accounting and Control
for Nuclear Security purposes at Facilities” as it underlines the importance of NMAC
systems for nuclear security purposes, particularly against insider threats.
Legal Measures
The major development in the legal sphere is the issuance of long-pending regulation on
“Physical Protection of Nuclear Material and Nuclear Installations—(PAK/925)” published
on July 12, 2019, following the ratification of the CPPNM amendment.17 With the issuance
of this primary technical regulation, major aspects of additional physical protection
measures such as nuclear facilities, material in domestic transport, etc., have been covered.
Many of the Fundamental Principles in the amended CPPNM, such as security culture,
evaluation of threat, graded approach, defense in-depth, quality assurance, and contingency
plans, are covered under the PAK/925. Thus, PAK/925 provides the legal basis for the
IAEA’s “Nuclear Security Recommendations on Physical Protection of Nuclear Material
and Nuclear Facilities (INFCIRC/225/Rev.5)” and the technical obligations of CPPNM.
Besides the issuance of relevant regulations, an important second step is the publication
of associated regulatory guides that are now in the process of development. These
regulatory guides serve as an operating procedure and help the operators to implement
relevant regulations. Following the issuance of regulation PAK/925, PNRA has issued
the regulatory guide on Format and Content of Physical Protection Plan for Radioactive
Sources (PNRARG-926.01). The regulatory guide on Implementation of Access Control
System (ACS) measures at Nuclear Installations is under process.
The major technical step resulting from these regulatory improvements was the upgra-
dation of physical protection measures in and around existing and under-construction
new nuclear power plants. PNRA’s future inspections and issuance/renewal of licenses
will be based on compliance of the operators with the new regulations. On ground, these
measures have resulted in various upgrades; e.g. physical protection upgrades at Karachi
Nuclear Power Plant Unit 1 that were initiated in 2019, are now close to completion with the
assistance of the IAEA.18 Updated physical security of the new K-series plants such as K-1
and K-2 were made part of the construction agreement with China.19 The C-series Nuclear
Power Plants (i.e., C-1, C-2, C-3 & C-4) located at the Chashma site have inbuilt enhanced
physical security features such as security by design which is based on additional safety
features in the nuclear power plant identified through probabilistic safety assessments that
can reduce the possibility of high radiological consequences. This, in turn, helps identify
vital areas and their physical protection measures as an additional layer of protection e.g.,
double containment of the core is one such important feature that has been incorporated in
the newly built nuclear power plants in Pakistan.
17
Government of Pakistan, “The Gazette of Pakistan: Pakistan Nuclear Regulatory Authority,” April 20,
2019. https://www.pnra.org/upload/legal_basis/regulations/PAK-925.pdf.
18
Pakistan Nuclear Regulatory Authority, “Annual Report,” 2019. https://www.pnra.org/upload/pnrarpt/
PNRA%20Report%202019.pdf.
19
Asma Khalid, “China-Pakistan Nuclear Energy Cooperation: History and Key Debates,” South Asian
Voices, February 12, 2020. https://southasianvoices.org/china-pakistan-nuclear-energy-cooperation/.
18 STIMSON CENTER
Assessing Pakistan’s Nuclear Security Upgrades After
Ratification of the 2005 CPPNM Amendment
However, there is less clarity on the domestic transport of nuclear material for the K-1,
which uses domestic natural uranium as a fuel. The NCA is responsible for developing a
mechanism in coordination with the PNRA and licensees for the physical protection of
nuclear materials during national transport. The scope of the PNRA ordinance covers
the complete fuel cycle, but PAK-925 does not cover the entire fuel cycle and focuses on
nuclear facilities only. There is a separate regulation on transport (PAK/916), but in its
current form, it does address physical protection measures for domestic material during
domestic transport.20 Nonetheless, since it is under revision, it is important to highlight
that the revised regulation should cover this gap.
Most of the offenses added into the CPPNM (amended) such as theft and smuggling of
nuclear material and the actual or threatened sabotage of nuclear facilities are covered
by the NCA Act and PNRA ordinance. The PNRA Ordinance has a broader scope, and
it applies to any person committing an offense, i.e., both the licensee and non-licensee as
explained in Section 44 (Offences) of the ordinance. Pakistan, as required by the IAEA
also needs to share information regarding laws and regulations adopted to implement
the convention.
International Cooperation
The PNRA is the focal point for cooperation with the IAEA, regulatory bodies of other
countries, and other international organizations for exchanging regulatory information
related to nuclear safety and security. The amended CPPNM encourages the member
states to exchange information with each other and the agency in case of theft, robbery,
and unlawful seizure of nuclear material. This cooperation is anticipated in case of an
event and decision about the nature and level of any cooperation will be decided and
determined by the National Command Authority in Pakistan. The level of cooperation
can be preventive and proactive and may range from information sharing among member
states, border controls, joint investigations of the event, etc. Following the ratification of
the amended CPPNM, Pakistan has joined the Nuclear Security Contact Group (NSCG)
in 2019 that serves as a platform to develop a strong and sustainable comprehensive
global nuclear security architecture.21 This platform can be used to strengthen and
streamline international cooperation in case of a nuclear security incident.
Way Forward
Physical protection of nuclear material and nuclear facilities is one of the most important
aspects of the overall nuclear security arrangement. It is, however, crucial to understand
that nuclear security and physical protection is not a goal but a process that should
continue to evolve incrementally. Therefore, it is critical to do regular analysis on the
gaps in physical security and how any gaps are being addressed.
Article 16.1 of the original and amended Conventions provided for a mandated review
conference five years after it entered into force. There is also a provision for additional
review conference (article 16.2) if majority states vote in favor. States may use the review
conference platform to assess the conventions’ implementation and efficacy. The first
and only review conference was held on September 29, 1992. That review conference did
not decide in favor of additional review conferences. With the amendment, the clause of
20
Government of Pakistan, “The Gazette of Pakistan: Pakistan Nuclear Regulatory Authority Notification,”
April 20 th , 2007. https://pnra.org/upload/legal_basis/Pak-916.pdf.
21
Nuclear Security Contact Group, “2019 Convener,” http://www.nscontactgroup.org/.
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Assessing Pakistan’s Nuclear Security Upgrades After
Ratification of the 2005 CPPNM Amendment
review conference has become active again after completing five years of its entry into
force in 2020.22 The IAEA Secretariat has already held an informal meeting of CPPNM
Parties in 2018 for a potential review conference in 2021.
To prepare for a potential review conference in 2021, Pakistan may prepare a report on its
activities. Besides that, at the International Conference on Nuclear Security: Sustaining
and Strengthening Efforts in February 2020, Pakistan announced its intention to host an
International Physical Protection Advisory Service (IPPAS) Mission and accession to the
International Convention on Suppression of Acts of Nuclear Terrorism (ICSANT).23 This
is a major undertaking and would require additional work and commitments. A three-
step approach may be followed to assess the gaps, cover them in a timely manner, and
prepare for an international peer review.
22
Australian Government, “The Review Conference for the Amended Convention on the Physical Protection
of Nuclear Materials,” in Australian Safeguards and Non-Proliferation Office, Annual Report 2019-20, 2020.
https://www.dfat.gov.au/publications/international-relations/asno-annual-report-2019-20/report/html/
section-2-2.html#footnote-5.
23
International Atomic Energy Agency, “International Conference on Nuclear Security: Sustaining and
Strengthening Efforts,” (Vienna: February 10-14, 2020). https://www.iaea.org/sites/default/files/20/02/cn-
278-pakistan.pdf
24
Nuclear Threat Index, “Losing Focus in a Disordered World: The NTI Security Index,” July 2020. https://
www.ntiindex.org/wp-content/uploads/2020/07/2020_NTI-Index_Report_Final.pdf.
20 STIMSON CENTER
Can India Address the Growing Cybersecurity Challenges in the Nuclear Domain?
Across the world, cybersecurity architecture is becoming more complex and increasingly
requiring advanced safety mechanisms to protect against system vulnerabilities and
potential crises. Cyber threats are one of the greatest challenges in terms of security.
This is particularly crucial in the case of nuclear systems as cyber infiltration can render
safety and security mechanisms ineffective. This is no different in the case of India, as
the country has an extensive and growing nuclear program. Over the years, countries,
including India have heavily invested in building robust physical protection mechanisms
in the nuclear sector and this has made the likelihood of a cyber or blended attack more
likely given the rapid technological advancements in the field. As nuclear infrastructure
becomes increasingly more integrated with cyber technologies, the risks of its hacking,
disruption, and potential for sabotage also increase. The adversarial goal for any
cyberattack is to exploit a system’s vulnerabilities and then control, execute, and maintain
a presence. Cyberattacks may result in theft of nuclear/radioactive materials, radiation
release due to malicious intent of adversaries, theft of sensitive information about nuclear
facilities, reactor designs etc. Access to nuclear facilities through cyberattacks can
result in direct physical access to the facility, materials and information which adds to
challenges of interconnectedness of cyber and physical nuclear security. India’s civilian
STIMSON CENTER 21
Can India Address the Growing Cybersecurity Challenges in the Nuclear Domain?
and military nuclear programs have varying security procedures with different priorities
and levels of secrecy. However, given the sensitive nature of nuclear materials in general,
cybersecurity must be an integral part of the country’s nuclear security infrastructure.
1
Jason Burke, “NSA Spied on Indian Embassy an UN Mission, Edward Snowden Files Reveal,” The
Guardian, September 25, 2013. https://www.theguardian.com/world/2013/sep/25/nsa-surveillance-indian-
embassy-un-mission.
2
See Mayank Mohanti, “Cyberattacks in India Grew by 300% Due to Work From Home: How to Stay Safe,”
Indian Times, July 16, 2021, https://www.indiatimes.com/technology/news/cyberattacks-india-work-
from-home-study-545062.html, and David E. Sanger and Emily Schmall, “China Appeared to Warn India:
Push Too Hard and the Lights Could Go Out,” New York Times, February 28, 2021. https://www.nytimes.
com/2021/02/28/us/politics/china-india-hacking-electricity.html.
3
Ministry of Communication and Information Technology, “National Cyber Security Policy—2013,” July 2,
2013. https://www.meity.gov.in/sites/upload_files/dit/files/National%20Cyber%20Security%20Policy%20
%281%29.pdf.
4
Ananya Bhardwaj, “India to get new ‘robust’ cyber security policy soon, says PM Modi,” The Print,
August 15, 2020. https://theprint.in/india/india-to-get-new-robust-cyber-security-policy-soon-says-pm-
modi/482356/.
22 STIMSON CENTER
Can India Address the Growing Cybersecurity Challenges in the Nuclear Domain?
its security architecture is shrouded in secrecy means that there is no explicit mention
or focus on the nuclear domain in the 2013 policy. Like nuclear policies, cybersecurity
practices remain under-discussed in the public domain. It would be disingenuous to
suggest that India’s nuclear policy does not have cybersecurity mechanisms in place that
are involved in protecting its nuclear systems. India has a Defence Cyber Agency and a
National Technical Research Organisation, which are responsible for mechanisms that
work to counter cyber risks and threats to the country.5 Additionally, India has Computer
Emergency Response Teams that work with agencies such as the National Critical
Information Infrastructure Protection Centre and the National Disaster Management
Authority to protect critical cyber infrastructures. The National Cyber Coordination
Centre (NCCC) is India’s operational cybersecurity and e-surveillance agency, its main
role is in screening communications metadata and coordinating intelligence collection
among agencies. Further, India has a Computer & Information Security Advisory Group
(CISAG) which is responsible “for conducting periodic audits on information systems
as well as provide guidelines for countering cyberattacks and mitigating the impact on
India’s nuclear infrastructure.”6
India has established several key agencies to counter the growing challenges on
cybersecurity. However, the effectiveness of its cybersecurity policies in the nuclear
domain lies with the ability to effectively incorporate cybersecurity, cyber infrastructure,
and its operating agencies into the larger nuclear security framework. Efficient and
effective cybersecurity mechanisms require cohesive inter-agency coordination
to strengthen said mechanisms. It is also essential for government authorities to
acknowledge, interact with, and evolve cybersecurity protocols and procedures
regularly to reflect a rapidly changing security environment. An effective cybersecurity
policy also requires clear demarcation of roles, responsibilities, and contingency plans
for short and long-term implementation and altering based on circumstances and
technological advancements. Additionally, and most importantly, a renewed emphasis
on understanding cyber risks and acknowledging the importance of cyber-nuclear
security is essential in the Indian context. To address the aforementioned challenges
and requirements, a cyber-nuclear policy must take shape and clearly identify roles and
responsibilities across agencies as well as create frameworks to address cyber risks and
vulnerabilities, build resilience measures, and contribute to robust contingency planning.
The instance of cyber threats and attacks in Iran, particularly the 2010 Stuxnet
attack on the country’s Natanz uranium enrichment plant, highlight the dangers of
5
Pulkit Mohan, “Ensuring Cyber Security in India’s Nuclear Systems,” Observer Research Foundation,
October 15, 2020. https://www.orfonline.org/research/ensuring-cyber-security-in-indias-nuclear-systems/.
6
Rajeswari Pillai Rajagopalan, “Nuclear Security in India,” Observer Research Foundation, February 2015,
https://www.orfonline.org/wp-content/uploads/2016/10/ORF_Monograph_Nuclear_Security.pdf. CERT-In
works within Ministry of Electronics and Information Technology, NCIIPC is under NTRO and National
Disaster Management Authority (NDMA) comes under the Ministry of Home Affairs. CISAG operates
under the Department of Atomic Energy (DAE).
STIMSON CENTER 23
Can India Address the Growing Cybersecurity Challenges in the Nuclear Domain?
cyberattacks and cyber warfare for a country with nuclear systems.7 Stuxnet emerged
as an extremely sophisticated and dangerous malware and deeply impacted the security
mechanisms of several countries. More recently, the attack on the Natanz facility in
2021, which targeted the industrial control systems and destroyed the power supply
to centrifuges used to create enriched uranium, underscored the sophistication and
capabilities of the cyber domain.8 Keeping the political considerations and implications
of these cyberattacks aside, the security implications for such breaches are worrying
on their own. It would be in India’s best interest to actively address the imminent risks,
drawing from global incidents and using them to further strengthen the country’s
security mechanisms and improve or replace outdated and vulnerable cybersecurity
technologies, whether it may be administrative computer networks (as witnessed by the
Kudankulam incident) or security mechanisms that employ identified risky technologies
at nuclear facilities.
Kudankulam Nuclear Power Plant (KKNPP) Units 1 and 2 at Kudankulam in Tirunelveli district of Tamil Nadu,
India. Reetesh Chaurasia via Wikimedia Commons
As India’s nuclear ambitions expand, so does the possibility of gaps and vulnerabilities
emerging in the cyber domain. These vulnerabilities were most notably shown in the
2019 malware attack at the Kudankulum nuclear power plant in Tamil Nadu and on the
Indian Space Research Organisation headquarters in Karnataka.9 The cyber breach was
an infection of a modification of a malware known as Dtrack, which has been used to
attack financial institutions in India in the past and made by to the North Korea-linked
7
David Kushner, “The Real Story of Stuxnet,” IEEE Spectrum, February 26, 2013. https://spectrum.ieee.org/
the-real-story-of-stuxnet#toggle-gdpr.
8
Peter Beaumont, “Natanz ‘sabotage’ highlights Iran’s vulnerability to cyber-attacks,” The Guardian,
April 12, 2021. https://www.theguardian.com/world/2021/apr/12/natanz-nuclear-facility-sabotage-iran-
vulnerability-to-cyber-attacks.
9
Debak Das, “An Indian Nuclear Power Plant Suffered a Cyberattack. Here’s What you Need to Know,” The
Washington Post, November 4, 2019. https://www.washingtonpost.com/politics/2019/11/04/an-indian-
nuclear-power-plant-suffered-cyberattack-heres-what-you-need-know/.
24 STIMSON CENTER
Can India Address the Growing Cybersecurity Challenges in the Nuclear Domain?
Lazarus group.10 The incident is a prime example of why countries cannot and must not
become complacent with their cyber-nuclear security infrastructure.
Fortunately, the malware was limited to the administrative systems.11 The failure
of the malware to permeate into the plant control or instrumentation is attributed
to the preventive access tool known as air gaps. Air gaps refer to “computers or
networks that are not connected directly to the internet or to any other computers
that are connected to the internet.”12 However, while air gaps helped prevent
a more severe breach in the Kundankulam incident, experts have noted that
“many of the traditional methods of cyber defense at nuclear facilities—including
firewalls, antivirus technology, and air gaps—are no longer enough to match
today’s dynamic threats.”13 After the incident, CISAG recommended measures for
immediate and short-term implementation such as “hardening of internet and
administrative intranet connectivity, restriction on removable media, blocking
of websites & IPs which have been identified with malicious activity, etc.”14
While it is reassuring to note that the critical nuclear system was not breached, the
incident raises serious concerns about the vulnerabilities exposed in the attack and
possibly lessens the already-limited confidence in nuclear power within the public.
Short-term measures, although necessary, do little to increase the overall effectiveness of
cybersecurity if not matched with larger longer-term policy changes. These short-terms
measures, as recommended by CISAG, are important but reactive. A national cyber-
nuclear policy can proactively increase resilience of nuclear infrastructure by updating
traditional methods—such as air gaps and firewalls—into a more dynamic cyber-security
strategy that engages with the rapidly evolving technology environment.
STIMSON CENTER 25
Can India Address the Growing Cybersecurity Challenges in the Nuclear Domain?
such as the United Kingdom and Russia to better equip its cyber-nuclear infrastructure.15
These agreements cover several areas of cooperation such as exchange of information,
expertise on reactor designs, nuclear safety etc. Given the increasing importance of
cybersecurity in the current global nuclear context, India should extend collaboration
through these agreements to the cyber-nuclear domain. This can be conducted through
technology exchange, exchange of experts, information-sharing agreements, as well
as joint exercises and workshops to better equip the security infrastructure at nuclear
systems to counter cyber challenges.
Additionally, it would be worthwhile for India to engage more deeply with the private
sector in the cyber domain. India has generally limited the involvement of the private
sector in the nuclear domain. India’s largely indigenously developed nuclear weapons
program and nuclear fuel cycle capabilities for civilian use are wholly controlled by
the government. Similarly, the nuclear safety and security framework of the country is
entirely under governmental agencies. However, in the case of cybersecurity challenges
specifically, there is a lot to learn and adapt into the cyber-nuclear security culture.
Private actors—whether it is firms or individual actors—are consistently challenging the
notions of cybersecurity due to both malicious and ethical intents. Bringing in industry
experts from the field has been a part of cybersecurity policies for countries like the
United Kingdom, and India should similarly incorporate their involvement into the
country’s cybersecurity policy.
Finally, the primary point of concern for India’s nuclear systems in terms of cyber risks
and threats remains the lack of importance given to a clear, concise, and robust policy
framework. The lack of a cyber-nuclear policy for India exacerbates issues of vulnerability,
lack of education and awareness as well as enhanced inter-agency coordination and
response to cyber threats. Cyber threats are constantly evolving, and the dynamic
nature of the cyber domain dictates the need for prioritization of cybersecurity in
the nuclear security architecture. Cybersecurity requires similar levels of focus and
interest within the nuclear domain as issues of insider threat and physical protection.
The Kudankulam incident brought in short-term measures to deal with the problems
highlighted by the incident. However, it is imperative that a successful cybersecurity
policy works to continually address cybersecurity challenges in a much more dynamic
manner which works towards long-term sustainability of said policy to counter cyber
risks. India’s current cyber-nuclear set-up does not adequately accord importance to
a larger policy framework in order to protect against cyber threats. In this regard,
India’s nuclear infrastructure, through a cyber-nuclear policy, must engage in periodic
assessments of its cybersecurity mechanisms and its effectiveness in order to better
equip nuclear infrastructure against these threats. Given the sensitive nature of nuclear
materials and infrastructures, it is important to create policies that offer both short-term
and long-term solutions and accommodate change with changing security needs and
contexts. Further, collaboration with allies in the field is key opportunity for India to
build, improve and evolve its ability to actively respond to emerging threats and risks
that are an unavoidable part of the world.
15
Pulkit Mohan and Pallav Agarwal, “India’s Civil Nuclear Agreements: A New Dimension in India’s Global
Diplomacy,” Observer Research Foundation, October 4, 2019. https://www.orfonline.org/research/india-
civil-nuclear-agreements-new-dimension-india-global-diplomacy/.
26 STIMSON CENTER
Building a Bilateral Framework for Cybersecurity in South Asia
4. BUILDING A BILATERAL
FRAMEWORK FOR
CYBERSECURITY IN SOUTH ASIA
By Palwasha Khan
In 2019, one of India’s largest nuclear reactors located at Kudankulam suffered a malware
attack that not only breached the plant’s firewalls but also reportedly stole data and
information.1 Though only breaching the administrative network of the plant, and not as
catastrophic as other malware attacks such as Stuxnet—the highly sophisticated computer
worm most well-known for attacking nuclear centrifuges at Iran’s Natanz facility—this
attack posed major concerns to safety measures for nuclear installations around the world.
While the attack was eventually attributed to a North Korea-based group, speculation
and uncertainty underscored the challenges of pinpointing the source of cyberattacks
as well as the potential for cyber threats to exacerbate existing tensions in the region.2
1
Debak Das, “An Indian Nuclear Power Plant Suffered a Cyberattack. Here’s What you Need to Know,” The
Washington Post, November 4, 2019. https://www.washingtonpost.com/politics/2019/11/04/an-indian-
nuclear-power-plant-suffered-cyberattack-heres-what-you-need-know/.
2
On the DPRK based group see, Harsh V. Pant and Kartik Bommakanti, “Decoding Motives Behind the
Kundankulam Intrusion,” Observer Research Foundation, November 25, 2019, on uncertainty see, Cherian
Samuel and Munish Sharma, “Kundankulam: Once Incident, Many Facets,” IDSA: Manohar Parrikar
Institute for Defence Studies and Analyses, December 16, 2019. https://idsa.in/issuebrief/kudankulam-
incident-cherian-munish-161219. On exacerbating threats see, Maj Gen P K Mallick, “Cyber Attack on
Kundakulam Nuclear Power Plant: A Wake Up Call,” Vivekananda International Foundation, December
2019, 27, and Shashi Tharoor, “Kundankulam is Over, But Are We Prepared for the Next Breach: Tharoor,”
The Quint, October 31, 2019. https://www.thequint.com/voices/opinion/kudankulam-cyber-attack-spy-
pakistan-china#read-more.
STIMSON CENTER 27
Building a Bilateral Framework for Cybersecurity in South Asia
The attack at Kudankulam brought to the forefront not only risks of economic sabotage or
data theft from malicious actors, but also questions of India and Pakistan’s vulnerabilities
to state and non-state actors exploiting weak points in cyber infrastructure. For
Pakistan and India these questions are essential in rethinking how they—jointly and
independently—aim to address their national security concerns in the 21st century.
Kudankulam represents a point in time where both Pakistan and India have a direct
interaction with cyber vulnerabilities, which go beyond mere threats of hacking and have
the potential the spillover into new security areas. While bilateralism between the two
historic rivals will undoubtedly be difficult, as both states look to develop their nuclear
energy portfolio and work to secure systems against cyber threats exploring a bilateral
framework can be an important first step towards confidence-building measures (CBMs)
that begin to address challenges for the future threat environment.
Cyber threats also open the door for potential new pathways of escalation as well as new
risks of miscalculation or misperception.4 For this reason, any form of cooperation that
could serve as a confidence-building measure (CBM) between India and Pakistan in the
cyber domain may be helpful in risk reduction or preemptive attribution in the event of
a future cyberattack. The multiple cyberattacks and data breaches at nuclear facilities
underscore the extent that accidental or intentional cyber breaches at nuclear facilities
have become a new domain nuclear safety.5 While international organizations like the
International Atomic Energy Association (IAEA) have hosted training programs to
enhance cybersecurity at nuclear facilities, India and Pakistan need to review their
security regimes concerning nuclear power plants within their respective domestic
security frameworks.6
3
See Asma Khalid, “China-Pakistan Nuclear Energy Cooperation: History and Key Debates,” South Asian
Voices, February 12, 2020. https://southasianvoices.org/china-pakistan-nuclear-energy-cooperation/, and
Aniruddh Mohan, “The Future of Nuclear Energy in India,” Observer Research Foundation, August 9, 2016,
https://www.orfonline.org/research/the-future-of-nuclear-energy-in-india/.
4
Jason Healey and Robert Jervis, “The Escalation Inversion and Other Oddities of Situational Cyber
Stability,” Texas National Security Review, 3, no. 4. (Fall 2020), 30-53. http://dx.doi.org/10.26153/
tsw/10962.
5
See “Significant Cyber Incidents,” Center for Strategic and International Studies, https://www.csis.org/
programs/strategic-technologies-program/significant-cyber-incidents, and “Cyber and Nuclear Security,”
Chatham House, https://www.chathamhouse.org/about-us/our-departments/international-security-
programme/cyber-and-nuclear-security
6
“IAEA Launches International Training Course on Protecting Nuclear Facilities from Cyber-Attacks,”
International Atomic Energy Agency, October 24, 2018, https://www.iaea.org/newscenter/pressreleases/
iaea-launches-international-training-course-on-protecting-nuclear-facilities-from-cyber-attacks.
28 STIMSON CENTER
Building a Bilateral Framework for Cybersecurity in South Asia
Pakistan and India have limited reasons to engage with each other owing to repeated
confrontations over the past 50 years, however, as cyber becomes an increasingly
important domain any steps towards trust or confidence-building may help mitigate
future risks. With foreign technical assistance and partnerships, both Pakistan and
India have laid the groundwork for more robust nuclear energy programs.7 Pakistan
and India also have some shared vulnerabilities. Despite significant improvement, both
states still are susceptible to insider threats and cybersecurity risks. Illicit activities by
non-state actors, weak insider threat prevention, and understanding cybersecurity risks
are some of the domains where Pakistan and India could perform better. As highlighted
by the Kundankulam incident, these vulnerabilities can be exploited beyond the scope of
India-Pakistan’s conventional rivalry. Pakistan and India should adopt a joint learning
mechanism under the assistance of the IAEA training programs to understand the real-
time risk of cybersecurity lapses within their security frameworks. As attribution is a
core challenge of cyberattacks, and India and Pakistan may be more likely to attribute a
cyberattack to the other due to their standing trust deficit, these training programs are
also essential in outlining mutual understanding against non-attributable or delayed
attribution from third-party activities that stand to harm both states’ interests if
successfully executed.
7
See Shahzadi Tooba Hussain Syed, “Future of nuclear energy in Pakistan,” Foreign Policy News, October
30, 2015, https://foreignpolicynews.org/2015/10/30/future-of-nuclear-energy-in-pakistan/, and “What is
India’s Nuclear Energy Future,” Electrical & Power Review, May 9, 2017, https://www.eprmagazine.com/
special-report/what-is-indias-nuclear-energy-future/
8
See “How to Protect Nuclear Power Plants Against Cyber Attacks,” Chatham House, https://www.
chathamhouse.org/2019/08/how-protect-nuclear-power-plants-against-cyber-attacks, and “Transport
of Radioactive Materials,” World Nuclear Association, April 2021, https://www.world-nuclear.org/
information-library/nuclear-fuel-cycle/transport-of-nuclear-materials/transport-of-radioactive-materials.
aspx.
STIMSON CENTER 29
Building a Bilateral Framework for Cybersecurity in South Asia
In installing more reactors, Pakistan and India stand to face associated risks—such
as waste disposal, avoiding civilian contamination, meltdowns and natural disasters,
material safety, and security—and cyber vulnerabilities that will be a future cause for
concern.9 Despite China and the United States assisting Pakistan and India, respectively,
both recipient states’ cybersecurity infrastructure is nascent. Pakistan and India have
only announced their cybersecurity policies and both policies can do more to fully
address the cybersecurity threats at nuclear facilities.10 Their policy drafts either
generalize nuclear installation security with respect to cybersecurity measures or
overlook this dimension.
9
See APP “PAEC to enhance nuclear energy share to 8,800 MW by 2030,” The Nation, June 12, 2020, https://
nation.com.pk/12-Jun-2020/paec-to-enhance-nuclear-energy-share-to-8-800-mw-by-2030., and “India
Plans Expansion of Nuclear Fleet, Says DEA Chairman,” World Nuclear News, October 21, 2019. https://
www.world-nuclear-news.org/Articles/India-plans-expansion-of-nuclear-fleet-says-DEA-c.
10
See Ministry of Communications and Information Technology, “National Cyber Security Policy—2013,”
July 2, 2013, https://www.meity.gov.in/sites/upload_files/dit/files/National%20Cyber%20Security%20
Policy%20%281%29.pdf, and Ministry of Information Technology & Telecommunication, “National
Cyber Security Policy 2021,” Government of Pakistan, January 25, 2021, https://moitt.gov.pk/SiteImage/
Misc/files/National%20Cyber%20Security%20Policy%202021%20Consultation%20Draft(1).pdf.
11
Daniele Hadi Irandoost,”Cybersecurity: A National Security Issue?” E-International Relations, May 3,
2018. https://www.e-ir.info/2018/05/03/cybersecurity-a-national-security-issue/.
30 STIMSON CENTER
Building a Bilateral Framework for Cybersecurity in South Asia
Pakistan and India have historically engaged in CBMs to reduce traditional security
challenges. Such CBMs, however, have not ventured beyond their mutual arrangement
of information sharing through Director-General Military Operations which forms
their basic information sharing consistently to static ends. India and Pakistan’s
reliance on Track-II or third-party assisted diplomacy has been more pronounced than
conventional bilateralism. However, unlike traditional security domains, cybersecurity
vulnerabilities — particularly on nonmilitary installations—present the unique challenge
of non- attributable attacks. Traditional bilateralism might not work effectively against
cybersecurity threats since such intrusions, attacks, or breaches could likely be non-
attributable until extensive investigations report otherwise.
12
See “Pakistan Army Identifies Major Cyber Attack by India Targeting Mobile Phones of Govt, Military
Officials,” The News, August 12, 2020, https://www.thenews.com.pk/latest/699597-pakistan-army-
identifies-major-cyber-attack-by-india-targeting-mobile-phones-of-govt-military-officials, and Eduard
Kovacs, “Pakistan APT Group Targets Indian Government,” Security Week, June 3, 2016, https://www.
securityweek.com/pakistan-apt-group-targets-indian-government.
13
Muhammad Abdul Qadeer, “The Cyber Threat Facing Pakistan,” The Diplomat, June 6, 2020, https://
thediplomat.com/2020/06/the-cyber-threat-facing-pakistan/, and “National Bank of Pakistan gets hit
by a cyberattack reports no financial loss or data breach,” Wion News, October 31, 2021. https://www.
wionews.com/south-asia/national-bank-of-pakistan-gets-hit-by-cyberattack-reports-no-financial-loss-or-
data-breach-425446, Deeba Ahemd, “Pakistani Power Supplier K-Electric hit by NetWalker Ransomware
Attack,” HackRead, September 9, 2020, https://www.hackread.com/netwalker-ransomware-hits-pakistan-
power-supplier-k-electric/, and “Pegasus Snooping: Pakistan Probes whether PM Khan’s Phone Hacked,”
Al Jazeera, July 20, 2021, https://www.aljazeera.com/news/2021/7/20/pegasus-snooping-pakistan-imran-
khan-phone-hacked, and Syed Talat Hussain, “What Caused Pakistan’s Largest Data Centre Attack?” Gulf
News, August 24, 2021, https://gulfnews.com/opinion/op-eds/what-caused-pakistans-largest-data-centre-
attack-1.81758508.
STIMSON CENTER 31
Building a Bilateral Framework for Cybersecurity in South Asia
The first level of such a cooperative arrangement can focus on collective learning.
Producing a joint academic and technological analysis of cyber-related issues will
bolster both countries’ understanding of shared concerns. Following the American
model designed under the Cybersecurity and Infrastructure Security Agency (CISA),
both states can augment their current disaster management architecture to induct
separate agencies to address specific challenges to nuclear cybersecurity.14 Not only
would such an arrangement be out of the ambit of India and Pakistan’s traditional
security framework—which is dominated by a bilateral adversarial environment—but
it would also provide international stakeholders a means to offer assistance similar to
that extended by WANO mission support programs. A joint-understanding approach
focused on academic discourse has the potential to improve risk assessment and gaps
in current frameworks without upsetting both countries’ national interests. A potential
initiative in assisted training programs also allows international stakeholders to
combine IAEA assistance and training programs with other possible investors in nuclear
technology to increase learning in cybersecurity, computer security, data protection,
firewalls and breach incidents, malware, IP spoofing, or inadvertent breaches and related
incidents. An academic discussion is a possible first step as it does not require formal
state sanction—a challenge in South Asia’s security environment—and could provide a
base for international involvement, enhance existing literature on the subject, as well as
improving confidence between both countries.
The second level would focus on bringing civilian nuclear enterprises to act as Track-II
diplomacy mediums. Such a medium will allow both parties to highlight risks posed by
nuclear cyberattacks and cyber-related incidents while creating a dynamic platform to
continue the conversation over time. Bilateral CBMs, in the eventuality of civilian nuclear
enterprises acting as mediums, would address deficiencies in cybersecurity policies
of both states from a non-strategic and commercial angle. Cyber CBMs can be three-
pronged. First, addressing the commercial necessity of installing bilateral understanding
of cyber vulnerabilities. Second, managing standalone and comparative fallout of such
an incident on human security aspects.15 Third, periodically designing and sharing
information on possible domestic and international vulnerabilities to such installations
from cyberspace. The expansion of nuclear energy projects in India and Pakistan stands
to eventually allow the industrial or commercial interests of institutions like the Nuclear
Power Corporation of India Limited and the Pakistan Atomic Energy Commission to
opt for measures beyond the current ambit of Pakistan Nuclear Regulatory Authority or
Indian Atomic Energy Regulatory Board.
The third level of cooperation would involve a joint task force on cyberspace to
detect and avert civilian installation threats. This joint task force could be further
strengthened if both states provide it with institutional backing, as they have done
with the Indus Water Commission to address the issues of water distribution. In the
case of the Indus Water Commission, both countries were able to agree that there
were performance deficiencies and engage in a joint initiative addressing mutual
vulnerabilities. This joint task force would focus on threat assessment concerning
cybersecurity vulnerabilities based Pakistan and India’s learning on these issues
thus far. Given that cyber threats are often anonymous or inadvertent, or focused
14
“CISA Global: Cybersecurity and Infrastructure Security Agency,” February 2021. https://www.cisa.gov/
sites/default/files/publications/CISA%20Global_2.1.21_508.pdf.
15
“Defending Nuclear Power Plants Against a Growing Cyber Threat,” Medium: E-Tech, February 3, 2020.
https://medium.com/e-tech/defending-nuclear-power-plants-against-a-growing-cyber-threat-68ac8d6009c.
32 STIMSON CENTER
Building a Bilateral Framework for Cybersecurity in South Asia
Pakistan and India cannot afford nuclear disasters which threaten human security,
financial capacity, and may pose escalatory risks. With both states experiencing
ransomware attacks, hacking, probing and snooping incidents on sensitive information
and risks of theft of commercial and essential data from sensitive installations, their
cooperative understanding of the issue should be a top consideration. Both states have
improved compliance with international safety standards but still their progress is slow
with respect to cybersecurity and insider threat perceptions, a common ground that can
be constructed to engage in bilateral—albeit assisted—learning of this threat matrix.
Cybersecurity and its impact on national security is significant and it stands to present
itself more robustly in comparison to traditional rivalries. Pakistan and India need a
working solution where they understand and eventually strive to prevent vulnerabilities
that can aggravate challenges to their plans for future nuclear energy production.
16
Lysa Myers, “Inadvertent Insider Threats Present a Unique Challenge to Organizations,” Security
Intelligence, https://securityintelligence.com/articles/inadvertent-insider-threats-present-a-unique-
challenge-to-organizations/, and “Cyber Security Market Soaring as Threats Target Commercial and
Govt Organizations,” Help Net Security, August 26, 2021, https://www.helpnetsecurity.com/2021/08/26/
cybersecurity-market-threats/.
17
Nuclear Threat Initiative, “About the NTI Index and the Radioactive Source Security Assessment,”
https://www.ntiindex.org/about-the-nti-index/.
STIMSON CENTER 33
The Need for a Regional Mechanism for Nuclear Security in South Asia
5. T
HE NEED FOR A REGIONAL
MECHANISM FOR NUCLEAR
SECURITY IN SOUTH ASIA
By Md. Shafiqul Islam
The growth of nuclear power plants and radiological facilities and activities is increasing
rapidly in South Asia. Besides the two nuclear giants, India and Pakistan, smaller
countries are exploring nuclear energy options—Bangladesh, for instance, is currently
constructing two nuclear power reactors.1 Sri Lanka has also approved exploring nuclear
energy options for power development, while Nepal has invested in nuclear education
and passed a bill related to managing nuclear resources after the discovery of high-
grade uranium deposits.2 Along with being home to two nuclear weapons states, South
Asia also faces threats from multiple non-state actors and extremist groups—which
may rise with the U.S. departure from Afghanistan.3 Numerous deadly terrorist attacks
1
“Nuclear Power in Bangladesh,” World Nuclear Association, October 2021, https://world-nuclear.org/
information-library/country-profiles/countries-a-f/bangladesh.aspx.
2
Government of Sri Lanka, Ministry of Power, “Nuclear Energy for Sri Lanka,” September 21, 2010, http://
powermin.gov.lk/english/?p=1949, and Omar Yusuf, “Expanding the Reach of Nuclear Education in Nepal
by Training-the-Trainers,” International Atomic Energy Agency (IAEA), April 27, 2020, https://www.iaea.
org/newscenter/news/expanding-the-reach-of-nuclear-education-in-nepal-by-training-the-trainers, and
Rastriya Samarchar Samiti, “Manage Uranium Mines Properly,” The Himalayan, August 13, 2020, https://
thehimalayantimes.com/nepal/manage-uranium-mines-properly.
3
Kabir Taneja and Mohammed Sinan Siyech, “Terrorism in South Asia After the Fall of Afghanistan,” War
on the Rocks, August 23, 2021, https://warontherocks.com/2021/08/terrorism-in-south-asia-after-the-fall-
of-afghanistan/.
34 STIMSON CENTER
The Need for a Regional Mechanism for Nuclear Security in South Asia
The growth of nuclear energy in the context of the vulnerable security situation, mainly
aggravated by extremism and illicit trafficking, compels observers to re-evaluate
tools for addressing non-traditional security threats to nuclear materials, including
illicit trafficking and extremism, which requires multifaceted national, regional, and
international efforts. There are currently no existing regional mechanisms working
specifically on nuclear security, however, there are multiple regional frameworks which
have the potential to be a starting point for dialogue on cross-border threats that
could also pose a risk to nuclear sites—such as targeting transit of illicit materials or
cooperation on combating threats from non-state actors. As reported in Table One, there
are seven main regional and subregional tools operating in South Asia. This includes
four regional tools: The South Asian Association for Regional Cooperation (SAARC),
the South Asian Free Trade Area (SAFTA), the South Asian Network for Sustainable
Development Goals (SANS), and the South Asia Forum (SAF) and the three subregional
tools: the Bangladesh-Bhutan-India-Nepal (BBIN) initiative, the Bay of Bengal Initiative
for Multi-Sectoral Technical and Economic Cooperation (BIMSTEC), and the South
Asian Subregional Economic Cooperation (SASEC).5
These regional/subregional organizations are mainly for the promotion of trade, energy,
and socio-cultural ties. While regional forums can offer opportunities for dialogue,
shaping norms, and addressing cross-border issues and non-traditional security threats,
forums in South Asia have been heavily criticized for not meeting their charter objectives
and being derailed by regional rivalries. Furthermore, nuclear security has rarely
factored into the scope of these regional mechanisms. However, as many of the threats
to nuclear and radiological material in South Asia cut across borders, it is worthwhile
to examine the existing mechanisms for regional dialogue. Amongst all regional and
subregional tools, SAARC, an economic and geopolitical organization in South Asia
founded in 1985 and BIMSTEC, a subregional group providing a link between South
Asia and Indo-Pacific region established in 1997, have the mandate to deal with non-
traditional security excluding military, political, and diplomatic conflicts and have the
potential to serve as forums to address threats to nuclear and radiological materials.6
4
Charlotte East and Kendall Siewert, “Incident and Trafficking Database: Combating Illicit Trafficking of
Radioactive Materials for 25 Years,” International Atomic Energy Agency, February 2020, https://www.iaea.
org/sites/default/files/6112425.pdf.
5
There is also a Nepal-based international non-governmental organization, the South Asia Watch on Trade,
Economics and Environment (SAWTEE) working on trade, environment, and food security issues in South
Asian countries which is not included in Table One.
6
“Fifth Meeting of the BIMSTEC Sub-Group on Prevention of Illicit Trafficking in Narcotic Drugs,
Psychotropic Substances and Precursor Chemicals,” BIMSTEC, May 23, 2018, https://bimstec.
org/?event=fifth-meeting-of-the-bimstec-sub-group-on-prevention-of-illicit-trafficking-in-narcotic-
drugs-psychotropic-substances-and-precursor-chemicals, Nuclear Threat Initiative, “South Asian
Association for Regional Cooperation,” April 2007, https://www.nti.org/education-center/treaties-and-
regimes/south-asian-association-regional-cooperation-saarc/.
STIMSON CENTER 35
The Need for a Regional Mechanism for Nuclear Security in South Asia
Methodology
This study uses both primary and secondary data. Primary data comes from several key
informant interviews from subject matter experts, while secondary data includes scholarly
articles, reports, and the charters and mandates of existing regional mechanisms in
South Asia. Interviews were conducted via email with 16 structured questions. After
contacting 35 security experts from India, Pakistan, and Bangladesh, I received six
responses, one from India and five from Bangladesh, the gap in informant interviews
was supplemented with analysis of secondary sources.
36 STIMSON CENTER
The Need for a Regional Mechanism for Nuclear Security in South Asia
As South Asia faces ongoing threats from multiple extremist groups across the
subcontinent, nuclear security, in turn, becomes more complex and the consequences
of nuclear security breaches more severe and borderless. Internationally, fears of nuclear
terrorism and the vulnerabilities of radiological material escalated following the 9/11
attacks.11 Although some have questioned the scope of the nuclear terrorism threat,
extremist groups have attacked nuclear energy plants and weapons sites across the
globe, including a 2012 air force base attack by Tehrik-i-Taliban in Pakistan on a site
thought to house nuclear weapons.12 In 2013, Indian police also found an improvised
explosive device containing 1.5 kilograms of uranium in Assam, which was believed to
7
“SAARC Regional Convention on Suppression of Terrorism” United Nations Treaties, November 4, 1987,
https://treaties.un.org/doc/db/Terrorism/Conv18-english.pdf.
8
Muhammad Daim Fazil, “The Irrelevance of SAARC,” South Asian Voices, October 25, 2016, https://
southasianvoices.org/the-irrelevance-of-saarc/, and Manzoor Ahmad, “SAARC Summits 1985-2016: The
Cancellation Phenomenon,” IPRI Journal 27, no. 1 (Winter 2017): 43-71.
9
According to a law enforcement representative of South Asia, “Success or failure of any cooperation
depends on the equal importance of objectives set for that cooperation. More so, it also gets preference
due to its strategic importance. Since IAEA is coordinating overall nuclear security of the world under the
auspices of the UN, and all the countries of South Asia are the more or less perceiving threat of extremism
and terrorism which may escalate to nuclear threat in the future, I think, regional cooperation in the field
of nuclear security in South Asia may be an effective one.”
10
NTI, “SAARC.”
11
Gwyneth Cravens, “Terrorism and Nuclear Energy: Understanding the Risks,” Brookings, March 1, 2002.
https://www.brookings.edu/articles/terrorism-and-nuclear-energy-understanding-the-risks/.
12
Antonia Ward, “Is the Threat of Nuclear Terrorism Distracting Attention from More Realistic Threats?”
The Rand Blog, July 27, 2018, https://www.rand.org/blog/2018/07/is-the-threat-of-nuclear-terrorism-
distracting-attention.html, and Jennifer Rowland, “Militants storm key Pakistan Air Force Base,” Foreign
Policy, August 16, 2012, https://foreignpolicy.com/2012/08/16/militants-storm-key-pakistan-air-
force-base/, “Nuclear Facilities Attack Database,” National Consortium for the Study of Terrorism and
Responses to Terrorism, https://www.start.umd.edu/nuclear-facilities-attack-database-nufad.
STIMSON CENTER 37
The Need for a Regional Mechanism for Nuclear Security in South Asia
be linked to the domestic separatist group the United Liberation of Assam.13 Osama
bin Laden also indicated al Qaeda’s interests in nuclear technology, and affiliates of the
Islamic State were said to be observing a Belgian nuclear scientist.14 Both India and
Pakistan’s nuclear programs have vulnerabilities—with concerns over insider threats
and unsafeguarded nuclear materials.15 The new nuclear power entrants from the region
may also fall prey to more vulnerabilities, which motivated non-state actors could exploit
in the future.
13
“Assam: IED, Uranium Recovered, Security Beefed Up,” Outlook India, January 24, 2013, https://www.
outlookindia.com/newswire/story/assam-ied-uranium-recovered-security-beefed-up/787839.
14
Feroz Hassan Khan and Emily Burke, “Tackling Nuclear Terrorism in South Asia,” Prism 5, no. 1, 84, and
Ward, “Threat of Nuclear Terrorism.”
15
Subir Bhaumik, “India arrests for ‘Uranium Theft,’” BBC News, September 10, 2008, http://news.bbc.
co.uk/2/hi/south_asia/7608984.stm and Hannah Haegeland, “The Terrifying Geography of Nuclear and
Radiological Insecurity in South Asia,” Henry L. Stimson Center, January 31, 2017, https://www.stimson.
org/2017/terrifying-geography-nuclear-and-radiological-insecurity-south-asia/
16
Alex Nitzsche, “IAEA and ASEAN Strengthen Cooperation in Nuclear Science, Technology and
Applications, and Nuclear Safety, Security and Safeguards,” International Atomic Energy Agency,
September 16, 2019, https://www.iaea.org/newscenter/news/iaea-and-asean-strengthen-cooperation-in-
nuclear-science-technology-and-applications-and-nuclear-safety-security-and-safeguards.
38 STIMSON CENTER
The Need for a Regional Mechanism for Nuclear Security in South Asia
SAARC still has a long way to go to address cross-border crime or trading of illicit materials.
Once again, ASEAN’s structure can form a potential blueprint in integrating this aspect of
security into the SAARC framework. Along with looking for greater opportunities for regional
trade, ASEAN has also acknowledged challenges of cross-border crime and worked to set
up border liaison offices across Southeast Asia.19 However, SAARC thus far has not followed
this model—for instance, the decision taken in 2006 for the establishment SAARCPOL
(modeled off INTERPOL) has yet to function.20 However, other existing regional/subregional
organizations in South Asia are broader in terms of their objectives or sole purposes and they
do not even address to monitor and detect illicit trafficking across shared borders including
nuclear security issues.21 As nuclear smuggling may potentially cross-borders, the prediction
of high order nuclear security risk is not an exaggeration. As a region with long, shared, and
often-porous borders, it is crucial to address and monitor the trade of any nuclear materials—
as one expert put it, “pilferage or misappropriate of nuclear materials is a localized event, but its
effect bears global dynamics.”22
One of the top mandated areas of cooperation within SAARC is energy and the SAARC
energy center deals with the promotion and utilization of all energy resources, which may
provide a further outlet for information sharing and best practices by connecting policymakers
and academia.23 It appears by analyzing charters/mandates and objectives, SAARC is the
appropriate institution to take initiative for the formation of a nuclear risk community as
member countries are opting for more nuclear and other radioactive materials. It is highly
17
“CNS Global Incidents and Trafficking Database Archived Reports and Graphics,” Nuclear Threat Initiative, July
24, 2018, https://www.nti.org/analysis/articles/cns-global-incidents-and-trafficking-database-archived-reports-
and-graphics/.
18
Bimal Khatiwada, “Radio-active material lost en route to Kathmandu,” The Himalayan Post, May 1, 2014, https://
kathmandupost.com/miscellaneous/2014/05/01/radio-active-material-lost-en-route-to-kathmandu.
19
“Border Management Overview,” United Nations Office on Drugs and Crime, https://www.unodc.org/
southeastasiaandpacific/en/what-we-do/toc/border-overview.html.
20
M. Muzaffar, Iqra Yatool, and Zahid Yaseen; SAARC: An Evaluation of its Achievements, Failures, and
Compulsion for Cooperation, Global Political Review, 2, No. 1, (2017), 36-45.
21
A nuclear security expert opines that: “Our effort of cooperation should be focused on the failures of the regional
networks to be nuclear security-focused platforms in South Asia. Other subregional tools like SASEC, BBIN, etc.
are particularly focused on trade and environment, energy and conventional security of these countries.”
22
According to a nuclear security expert, “Pilferage or misappropriation of nuclear materials is a localized event,
but its effect bears global dynamics. Even a non-nuclear state may fall prey to such terrorism with nuclear
involvement”. In that sense, South Asian countries should also strengthen their cooperation on the security of
nuclear material for peace and security.
23
“Vision & Mission,” SAARC Energy Center, https://www.saarcenergy.org/vision-mission/.
STIMSON CENTER 39
The Need for a Regional Mechanism for Nuclear Security in South Asia
unlikely, there will be a regional cooperation for operating nuclear power plants in South
Asia for a responsible and sustainable nuclear future. Keeping in view this, the priority
for the SAARC countries is to initiate regional dialogues for ensuring nuclear security in
this region.24
Policy Implications
South Asian countries have ample reasons to work together for promoting more openness
and transparency regarding nuclear security matters. South Asian regional organizations
lag far behind groupings like ASEAN in terms of developing nuclear security architecture
and global security commitments and standards. While SAARC remains at a standstill,
other regional/subregional tools are not prepared to address nuclear security challenges
and SAARC remains the best possibility for a regional approach to nuclear security.
SAARC should be activated for maintaining the South Asian peace and prosperity by
giving impetus to current extremism, terrorism, and global nuclear insecurity dynamics.
SAARC can look at ASEAN for potential avenues for this. For instance, SAARC countries
can adopt ASEAN’s Network of Regional Bodies on Atomic Energy (ASEANTOM)
strategy to unite all member states in nuclear security issues by conducting the heads
of state meetings, summits, and dialogues amongst the foreign and home ministers for
the formation of a nuclear security working group.25 SAARC can be used for sharing
intelligence regarding information on adversary groups that might have access to illicit
materials, border management, and nuclear or radiological emergency mechanisms. It
can also be used for sharing experts and best practices, joint training, and coordinating
with existing centers of excellence for nuclear security in India and Pakistan.
Subregional tools may also work for improving the intra-regional relationship through
resolving unresolved issues i.e., water and border disputes, transit, corridors, for building
trust and relationship. Considering the potential consequences of any nuclear security
events can be a starting point of dialogues between the two rival countries—India and
Pakistan. Nuclear scientists and civil societies within SAARC countries should exert
pressure to their respective countries to break the SAARC’s stalemate and use other
regional tools to work more effectively. On the international level, organizations like the
IAEA and the United Nations can urge South Asian countries to be responsive to the
international safety and security norms and practices for the enhancement of nuclear
security governance.
If these pathways fail to move forward with nuclear security challenges, there is a
necessity to form a nuclear security forum in South Asia for maintaining peace, security,
and prosperity. It can at least start a trilateral nuclear security cooperation forum
(Bangladesh, India, and Pakistan) like the existing tri-nation nuclear cooperation model
comprising the three nuclear power countries i.e., Bangladesh, India, and Russia.26 Under
the tri-nation nuclear security forum, member states can work together on terrorism and
nuclear security vulnerabilities by taking appropriate strategies, plans, and measures.
24
According to a security expert, “the agreements should be such that South Asian countries will be
responsible to guard the nuclear material when it comes within the area of responsibility of each country.”
25
Tahir Ashraf, Md. Nasrudin, and Md. Akhir, “SAARC as a Tool of Regionalism in South Asia: Lessons
from ASEAN,” Journal of Southeast Asian Studies, 21, (2016), https://doi.org/10.22452/jati.vol21no1.1.
26
Rana M.S., Islam M.S., “The Logic Behind Trilateral Model for Implementing the First Nuclear Power
Plant in Bangladesh,” BIISS Journal, 42, No.2 (2021),107-129.
40 STIMSON CENTER
Scientists as Assets: The Security of Nuclear Personnel in India
6. S
CIENTISTS AS ASSETS:
THE SECURITY OF NUCLEAR
PERSONNEL IN INDIA
By Sitakanta Mishra
Although in many ways a targeted attack on nuclear scientists or engineers is unique to the
security situation of each country and cannot be extrapolated to another country’s security
discourse, attacks on nuclear scientists nonetheless raise essential questions for any nuclear
state. Is the security of nuclear personnel—including scientists and engineers—integral to
the security of nuclear assets in a country? Are nuclear personnel even considered nuclear
assets and given appropriate weight in the nuclear security framework?
27
Kelsey Davenport, “Nuclear Security Summit at a Glance,” Arms Control Association, https://www.
armscontrol.org/factsheets/NuclearSecuritySummit.
STIMSON CENTER 41
Scientists as Assets: The Security of Nuclear Personnel in India
replacement or elimination can hamper an entire nuclear program. For instance, the
killing of Iranian nuclear scientist, Mohsen Fakhrizadeh in 2020, has been said to have
“clearly damaged” Iran’s nuclear program.28
Examining this topic from India’s perspective, this essay analyzes the security
arrangements in place for the protection of Indian nuclear personnel keeping in
mind the sporadic attacks on scientists elsewhere, and reported “unnatural deaths”
of scientific personnel in India in the past decade.29 Using open-source information
available on India’s current nuclear security framework for nuclear personnel, this essay
looks at what is known about the current protections for addressing various threats for
nuclear personnel and puts forth recommendations for better addressing potential risks
in the future.
Outside the nuclear realm, reports also surfaced in 2009 about the Pakistan-based
militant group, Lashkar-e-Taiba’s, plans “to kidnap or assassinate some of the prominent
scientists” working in India’s space industry.33 Even as many reports remain shrouded
in mystery—including alarming reports of the deaths of 680 employees of the Bhabha
Atomic Research Center (BARC) over a period of 15 years—and in some cases may be
28
Ray Takeyh, “What’s the Fallout From the Killing of a Top Iranian Nuclear Scientist?” Council on Foreign
Relations, November 30, 2020, https://www.cfr.org/in-brief/whats-fallout-killing-top-iranian-nuclear-
scientist.
29
PTI, “11 nuclear scientists died in mysterious circumstances in 4 years,” Economic Times, October 8, 2015,
https://economictimes.indiatimes.com/news/politics-and-nation/11-nuclear-scientists-died-in-mysterious-
circumstances-in-4-years/articleshow/49271974.cms?from=mdr.
30
Vinesh Bansal, “Indian Government’s Shameful Neglect of Nuclear Scientists and Their Security,” DNA
India¸ April 3, 2014, https://www.dnaindia.com/analysis/standpoint-indian-government-s-shameful-
neglect-of-nuclear-scientists-and-their-security-1974843.
31
Special Correspondent, “Detail Hazards to Nuclear Scientists: HC,” The Hindu, March 4, 2017, https://
www.thehindu.com/news/cities/mumbai/detail-hazards-to-nuclear-scientists-hc/article17404318.ece.
32
Government of India, “Lok Sabha Unstarred Question No. 544: Deaths of Nuclear Scientists,” February 12,
2015, https://dae.gov.in/writereaddata/parl/winter2015/lsus544.pdf.
33
“Incidents and Statements involving Lashkar-e-Taibia: 2009,” South Asia Terrorism Portal, 2009, https://
www.satp.org/satporgtp/countries/india/states/jandk/terrorist_outfits/lashkar_e_toiba_lt2009.htm and,
PTI, “ISRO Chief Madhavan Nair gets Z-category Security,” India Today, April 5, 2009, https://www.
indiatoday.in/latest-headlines/story/isro-chief-madhavan-nair-gets-z-category-security-43616-2009-04-05.
42 STIMSON CENTER
Scientists as Assets: The Security of Nuclear Personnel in India
unfounded, they underscore the individual threat faced by scientists, and Indian nuclear
scientists are not immune to such threats.34 The reported mysterious deaths have even
prompted questions in the Indian Parliament about the protection of scientists.35
In the early years of its nuclear program, India was also under scrutiny for its nuclear
development. For years before its civilian nuclear tests in 1974, the U.S. Intelligence
Community “was monitoring and analyzing Indian civilian and military nuclear energy
activities.”36 Conspiracy theories have also abounded surrounding the death of Homi
J. Bhabha on a flight over the Alps in 1966. The official inquiry by France confirmed
that the flight had crashed due to pilot error, which failed to convince many. In 2017,
a Swiss climber who found remains of the crash while hiking in the Alps noted he
thought it was more likely the plane had collided with another aircraft.37 Unfounded
narratives and multiple conspiracy theories of a sabotage plan by the CIA to impede
India’s nuclear program have also circulated widely, particularly after the publication of
the Conversations with the Crow (2013) by Reporter Gregory Douglas, which asserted
that Bhabha, along with then-Prime Minister Lal Bahadur Shastri, was targeted by the
CIA after his statement in October 1965 that India could build an atomic bomb within
18 months.38 In the interviews for the book, Douglas reports former Assistant Director of
Clandestine Operations for the CIA Robert Crowley hinting at an “unfortunate accident”
of a bomb going off on the same flight Bhabha was onboard.39 In the context of targeted
attacks on nuclear scientists in other parts of the world, can Indian nuclear personnel not
be susceptible to conspiracies, even today?
While one must question the authenticity of media reports, such alarming stories attract
attention towards the strength of the protective system for Indian nuclear scientists—
especially when New Delhi has embarked on an ambitious nuclear energy expansion
plan. Given India’s location in a volatile region, threats to nuclear scientists should not
be underestimated. The advancement of C4ISR technology also makes it possible to
eliminate targets through unmanned remote-controlled stand-off weapons, as was seen
in the case of Fakhrizadeh, who was reportedly targeted using a weapon mounted in a
pick-up truck.40
34
Pitamber Kaushik, “India’s Vanishing Nuclear Scientists,” Asia Times, July 22, 2019, https://asiatimes.
com/2019/07/indias-vanishing-nuclear-scientists/.
35
Lok Sabha, Unstarred Question No. 544.
36
“U.S. Intelligence and the Indian Bomb,” National Security Archive Electronic Briefing Book No. 187,
April 13, 2006, https://nsarchive2.gwu.edu/NSAEBB/NSAEBB187/index.htm.
37
Srijan Shukla, “Mystery of 1966 Air India Crash, that Killed Nuclear Pioneer Bhabha, is Unravelling Bit by
Bit,” The Print, July 27, 2020, https://theprint.in/past-forward/mystery-of-1966-air-india-crash-that-killed-
nuclear-pioneer-bhabha-is-unravelling-bit-by-bit/463353/ and Neera Majumdar, “Sabotage or Accident?
The Theories About How India Lost Nuclear Energy Pioneer Homi Bhabha,” The Print, January 24, 2018,
https://theprint.in/report/the-theories-india-nuclear-energy-pioneer-homi-bhabha/31233/.
38
Jayita Sarkar, “Sino-Indian Nuclear Rivalry: Glacially Declassified,” The Diplomat, June 2, 2017, https://
thediplomat.com/2017/06/sino-indian-nuclear-rivalry-glacially-declassified/, and Bharat Karnad,
“The Death of a Scientist(s),” The Citizen, December 14, 2020, https://www.thecitizen.in/index.php/en/
NewsDetail/index/4/19740/The-Death-of-a-Scientists.
39
Srinivas Laxman, “Operative Spoke of CIA Hand in 1966 Crash: Report,” Times of India, July 30, 2017,
https://timesofindia.indiatimes.com/city/mumbai/operative-spoke-of-cia-hand-in-1966-crash-report/
articleshow/59826686.cms.
40
“Mohsen Fakhrizadeh: ‘Machine Gun with AI’ Used to Kill Iran Scientists,” BBC News, December 7, 2020,
https://www.bbc.com/news/world-middle-east-55214359.
STIMSON CENTER 43
Scientists as Assets: The Security of Nuclear Personnel in India
India by now is an established de-facto nuclear weapon state, and the fear of sabotage
of its nuclear program may sound unrealistic today. However, India’s ambitious nuclear
energy expansion plan and their considerable scientific manpower are eye-catching;
any disturbance in this would derail the expansion plan. Given the triangular strategic
competition unfolding in India’s neighborhood, there is the possibility of sabotage of
the nuclear program in the worst-case scenario. Regional volatility and proliferation
concerns in and outside India underscore potential threats.41 The malware Dtrack attack,
linked to North Korea, on the administrative block of Kudankulam Nuclear Power Plant
in Tamil Nadu in September 2019 hints that India’s nuclear assets may be vulnerable
to cyber-espionage or sabotage from outside.42 All these compel one not to overlook
the possibility of “systematic outside effort to slow down India’s march towards nuclear
excellence by killing those involved in the process.”43
41
Hannah E. Haegeland and Reema Verma, “The Terrifying Geography of Nuclear and Radiological
Insecurity in South Asia,” Bulletin of the Atomic Scientists, January 22, 2017, https://thebulletin.
org/2017/01/the-terrifying-geography-of-nuclear-and-radiological-insecurity-in-south-asia/.
42
Debak Das, “An Indian Nuclear Power Plant Suffered a Cyberattack. Here’s What you Need to Know,” The
Washington Post, November 4, 2019. https://www.washingtonpost.com/politics/2019/11/04/an-indian-
nuclear-power-plant-suffered-cyberattack-heres-what-you-need-know/.
43
Madhav Nalapat, “PMO Unconcerned About Scientist Deaths,” The Sunday Guardian, October 26, 2013,
https://www.sunday-guardian.com/news/pmo-unconcerned-about-scientist-deaths.
44 STIMSON CENTER
Scientists as Assets: The Security of Nuclear Personnel in India
Threats to nuclear scientists can be divided into four broad areas based on their station
and operation. First, residential areas of the scientific personnel can be vulnerable and
possibly be targeted. Staff quarters are normally located inside the facility premise,
therefore are well-guarded. The Government of India highlighted its approach to
residential safety in a response to a question in the Lok Sabha in 2015, which noted:
“security of scientists/engineers of the DAE [at workplace and] in departmental
residential colonies are being audited regularly by an agency of Ministry of Home
Affairs and as per their suggestions arrangements are in place.”44
Second, the security of scientists during transit (movements in the locality or outstation
travels) is more sensitive and necessitates special attention. In the past, by using remote-
controlled weapons and artificial intelligence, most attacks on scientists elsewhere
have generally occurred while they were on the move.45 Top-grade Indian scientists are
reportedly provided with extra security cover including while on the move, and normally
they stay in their departmental accommodations with special travel arrangements.46
However, it would be difficult to conclude whether the security cover for them can thwart
or withstand a deadly drone attack or attack by automated weapons; or prevent a terror
attack on academic events like the one on the Indian Institute of Science premises in
Bangalore in 2005.47
Thirdly, the possibility of insider threats to nuclear personnel cannot be completely side-
lined. Instances of misconduct and “act of sabotage” in the nuclear establishment have
been reported. This includes the Kaiga incident in 2009 where a small unit of tritium was
deliberately mixed in a drinking water cooler by “disgruntled employees.”48 Although
ultimately not a large-scale incident, the Kaiga event does underscore that sabotage of the
facility and threat to personnel inside the facility from within is theoretically possible.
As this risk falls under broader concerns of rare but costly insider-threat issues—which
generally present threats of theft or sabotage—reducing this risk could be done through
similar measures such as strengthening security culture and bolstering human reliability
programs through employee evaluations and stringent background checks.49
44
Lok Sabha, Unstarred Question No. 544.
45
William Tobey, “Overview: Nuclear Scientists as Assassination Targets,” Bulletin of the Atomic
Scientists, November 27, 2020, https://thebulletin.org/premium/2020-11/overview-nuclear-scientists-as-
assassination-targets/.
46
“Scientists Get Extra Security,” Rediff, December 29, 2005, https://www.rediff.com/news/2005/dec/29isro.
htm.
47
“NIA Court Files Charges Against 2005 IISc Attacker,” The Times of India, October 4, 2021, https://
timesofindia.indiatimes.com/city/bengaluru/nia-court-files-charges-against-05-iisc-attacker/
articleshow/86741742.cms.
48
ET Bureau, “Sabotage in Kaiga: Tritium Added to Drinking Water,” Economic Times, November 30, 2009,
https://economictimes.indiatimes.com/news/politics-and-nation/sabotage-in-kaiga-tritium-added-to-
drinking-water/articleshow/5282881.cms, and M V Ramana and Ashwin Kumar, “Safety First? Kaiga and
Other Nuclear Stories,” Economic and Political Weekly 45, no. 7, (2010): 47-54.
49
Rajeswari Pillai Rajagopalan and Pulkit Mohan, “Nuclear Safety and Security in India: Emerging Threats
and Response Preparedness,” Observer Research Foundation, September 13, 2021. https://www.orfonline.
org/research/nuclear-safety-and-security-in-india/.
50
“Nuclear Security in India,” Ministry of External Affairs, https://www.mea.gov.in/Images/pdf/
Brochure.pdf.
STIMSON CENTER 45
Scientists as Assets: The Security of Nuclear Personnel in India
nuclear facilities have been augmented, taking into consideration all aspects of threat
perceptions, including threats from the aerial and waterfront domains.
Due to the sensitivities involved, there is limited information in the public domain except
for blanket assurance by the Indian government that stringent security arrangements
are in place and regularly audited by the Ministry of Home Affairs.51 In times of threat,
India’s top scientists have been provided with some of the highest security categorized
as X, Y, or Z/Z+ category security (with Z+ being the highest and mainly reserved for
high-level politicians).52 It is possible other personnel are also provided certain security
cover, though not known publicly. However, the security norm seems largely based on
“secretive institutional framework.”53 It has been argued that “if secrecy is a matter of life
and death, security breaches are likely to be fewer and farther between.”54 Is the strategy
of secretiveness or anonymity adequate to ensure security of scientists? This strategy
might work for thwarting terrorists but may not be so for foreign intelligence agencies.
Surveillance of personnel from designated residential area (if located outside the facility)
to their place of work over a period of time would be easy enough to identify pattern of
movements and weak spots for attacking or kidnapping.
The security of the “human factor,” starting from upper echelon to the rank-and-file in
the organization, is integral to nuclear security. Given the susceptibility of personnel,
the security of Indian nuclear scientists is normally part and parcel of their selection
process, training, and personnel reliability program (PRP). Many layers of the safety
and security arrangement are embedded into the day-to-day operation in coordination
among departmental security and central security agencies. India’s nuclear establishment
follows a stringent PRP designed with several lines of inquiry.55 Generally, continuous
background checks of the employee are conducted to verify identity, credit history,
criminal history, reputation, and character. A series of psychological and medical
screenings are used to evaluate the mental health and stability of the individual,
taking into consideration aspects such as depression, schizophrenia, epilepsy, blood
pressure, and other disorders. Similarly, the Nuclear Power Cooperation of India
Limited (NPCIL), which operates the country’s civilian nuclear power plants, and the
Atomic Energy Regulatory Board have mandated the Code of Ethics and Conduct
requiring “commitment for ethical professional conduct from every director and senior
employee.”56 However, suicide as a cause of death of several scientists emphasizes a
greater need to evaluate the mental health resources in the PRP.57
51
Lok Sabha Unstarred Question No. 544.
52
“Madhavan Nair gets Z-Category,” India Today and HT Correspondent, “What is X, Y, and Z security
category?” Hindustan Times, July 7, 2007, https://www.hindustantimes.com/india/what-is-x-y-and-z-
security-category/story-KSyf79JFc3E4gbZVluwS3H.html.
53
Tobey, “Nuclear Scientists.”
54
Ibid.
55
Sitakanta Mishra, Jacob Happymon, and Shannon Abbott, “Nuclear Security Governance in India:
Institutions Instruments and Culture,” (Office of Scientific and Technical Information: U.S. Department of
Energy, October 1, 2020). https://www.osti.gov/biblio/1678824.
56
“Code of Ethic & Conduct,” Nuclear Power Cooperation of India Limited, September 6, 2015, https://www.
npcil.nic.in/WriteReadData/userfiles/file/15sep06_Code_Ethics.pdf, and “Code of Ethics,” Atomic Energy
Regulatory Board, https://www.aerb.gov.in/english/about-us/code-of-ethics.
57
Lok Sabha, Unstarred Question No. 544.
46 STIMSON CENTER
Scientists as Assets: The Security of Nuclear Personnel in India
The NPCIL has also instituted a Vigilance Directorate, in line with similar directorates
of other agencies, which has the objective “to eliminate or minimize factors which
provide (an) opportunity for corruption or malpractices through in-depth examination…
[and] regular inspection and surprise visits,” ensuring prompt observance of proper
conduct and ethics relating to integrity.58 According to the corporation, it maintains
surveillance on employees who have access to sensitive parts of the plants and performs
regular and surprise inspections to detect possible misconduct. The Bharatiya Nabhikiya
Vidyut Nigam Ltd. (BHAVINI), another public sector undertaking involved in the
nuclear program, has its own “code of business conduct and ethics” for board members
and senior management along with a Fraud Prevention Policy to provide a system for
prevention/detection/reporting of any fraud that is detected.59
A Prognosis
Security of human assets in the nuclear industry is a sensitive issue which every nuclear
state tries its best to secure—often with utmost secrecy. But real threats remain. There
is limited literature or global debate on nuclear scientists as an integral part of security
architecture around the nuclear program of a country; rather, the matter is left to
individual countries to deal with.
Therefore, the urgent need, first, is to change such narratives that exclude personnel from
plans to secure nuclear assets. Second, as noted in an Observer Research Foundation by
Rajeswari Rajagopalan: “Details of key measures India has adopted such as PRP need
to be publicized because, in the absence of such outreach, partners [and the public]…
have remained ignorant of India’s nuclear security accomplishments. India has to find
a fine balance between nuclear security and transparency.”63 Keeping in mind the past
attacks on nuclear scientists in various parts of the world, there should also be a global
collaborative program to strengthen “nuclear security beyond the installations and
58
Nuclear Power Corporation of India Limited, “Vigilance,” https://www.npcil.nic.in/content/256_1_
Vigilance.aspx.
59
Bhavani, “15 th Annual Report, 2017-18” September 28, 2018, https://bhavini.nic.in/writereaddata/
AnnualReport/40.pdf.
60
Nalapat, “PMO Unconcerned,” and Bansal, “Indian Government’s Shameful Neglect.”
61
Rajewswari Pullai Rajagopalan, Rahul Krishna, Kritika Singh, and Arka Biswas, Nuclear Security in India:
Second Edition, (New Delhi: Observer Research Foundation, 2016), 78.
62
Bansal, “Indian Government’s Shameful Neglect.”
63
Rajeswari Pillai Rajagopalan, “India’s Nuclear Security: Strengths and Gaps,” Observer Research
Foundation, June 14, 2017. https://www.orfonline.org/research/india-nuclear-security-strengths-gaps/.
STIMSON CENTER 47
Scientists as Assets: The Security of Nuclear Personnel in India
machines” possibly with the help of IAEA.64 The priority should be to develop and
draw lessons from global best practices involving the security of human nuclear assets.
As India makes rapid scientific advancements and furthers its path of self-reliance, a
“national scientists’ protection act” can be formulated to address possible deaths and
assassination threats to scientific personnel.65 This would establish specific domestic
legal framework and fast track legal process to address issues relating to investigation on
alleged threats, professional deaths, etc. Ultimately, nuclear security must span beyond
securing nuclear installations and address the perceived gaps in the security system in
place—including the protection of scientific personnel.
64
Bansal, “Indian Government’s Shameful Neglect.”
65
Sunil Chacko, “Time for Nambi Narayanan Scientists’ Protection Act,” Sunday Guardian, August 22, 2020,
https://www.sundayguardianlive.com/news/time-nambi-narayanan-scientists-protection-act.
48 STIMSON CENTER
Pakistan’s Evolving Nuclear Security Culture
In the over two decades since its 1998 nuclear tests, Pakistan has taken important steps
to strengthen its nuclear safety as well as develop and enhance its nuclear security
culture—defined by the IAEA as: “the assembly of characteristics, attitudes and behavior
of individuals, organizations, and institutions which serves as a means to support and
enhance nuclear security.”1 As culture is also a product of multiple factors—such as social
learning, customs, and history—the process of fostering a strong nuclear security culture
in each nuclear weapons state will be somewhat different.
At the core of security culture is the organizational practices around nuclear security, or
the “prevention and detection of (and response to) theft, sabotage, unauthorized access, and
illegal transfer of or other malicious acts involving nuclear materials and other radioactive
substances.”2 In developing a nuclear security culture, the state has a fundamental role to
play in adopting and implementing effective laws and legislations in its nuclear program.
Internationally defined best practices can also be effective in promoting practices that
strengthen the culture of nuclear security. In the past two decades, Pakistan has taken
1
International Atomic Energy Agency (IAEA), “IAEA Nuclear Security Series No. 7, Nuclear Security
Culture,” (IAEA: Vienna, 2008), 3.
2
Ibid.
STIMSON CENTER 49
Pakistan’s Evolving Nuclear Security Culture
several steps to enhance its nuclear security by bringing in different stakeholders such as
military institutions, nuclear organizations, scientists, and engineers into the country’s
security to share their inputs. However, there is still space to improve.
This paper examines Pakistan’s efforts to enhance its nuclear security culture using
the IAEA Nuclear Security Culture Implementing Guide—Nuclear Security Series No.
7 (2008)—as a tool for evaluation. The guide offers practical direction for concerned
institutions and regulatory bodies for strengthening nuclear security culture and can
be used as a measure to see whether Pakistan’s steps are broadly in alignment with
international best practices. This essay then examines ongoing challenges that Pakistan
faces, which include a lack of public and academic involvement and misperceptions about
Pakistan’s nuclear security space despite improvements.
Additionally, there are six important multilateral instruments that underpin the
emerging nuclear security regime, which include:
3
Ibid, 7.
4
Ibid, 8.
5
“Nuclear Security Summit 2016,” http://www.nss2016.org/.
50 STIMSON CENTER
Pakistan’s Evolving Nuclear Security Culture
(NTI) Index of 2020 notes that many states have no regulatory requirements or incentives
in place to strengthen nuclear security culture and most of their regulations focus solely
on safety culture or subsume security culture within safety culture.6 As Pakistan—as well
as India—was largely isolated immediately following its nuclear tests in 1998, the country
has had a steep learning curve for fostering and creating a strong culture around nuclear
safety and security.7
Pakistan has also stated its commitment to regularly reviewing practices “in light of
national obligations, IAEA guidance documents, and international best practices.”11
Former Director General Yukia Amano of the IAEA expressed his appreciation for
“Pakistan’s cooperation with the IAEA and its active contribution to the Agency’s efforts
to build capacity in other countries in the region by providing experts and hosting
training courses.”12 Pakistan has also adopted international legal instruments including
6
Nuclear Threat Index, “Nuclear Security Index: Losing Focus in a Disordered World,” July 2020, 42.
7
SAV Editorial Staff, “SAV Explainer: U.S. Response to South Asia’s 1998 Nuclear Tests,” South Asian
Voices, July 27, 2018, https://southasianvoices.org/sav-explainer-u-s-response-1998-nuclear-tests/.
8
International Atomic Energy Agency, “IAEA Nuclear Security Series No. 13, Nuclear Security
Recommendations on Physical Protection of Nuclear Material and Nuclear Facilities (INFCIRC/225/
Revision 5),” (IAEA: Vienna, 2011), 5.
9
Tahir M. Azad and H. Shahid, “Evolution of Pakistan’s Nuclear Weapon Programme,” Global Security and
Strategic Studies Review 1, no. 1, 2021, 4-5.
10
Ministry of Foreign Affairs, Government of Pakistan, “Pakistan’s Nuclear Security Regime,” 2020, 3.
https://www.iaea.org/sites/default/files/publications/documents/infcircs/2020/infcirc932_ar.pdf.
11
International Atomic Energy Agency, “International Conference on Nuclear Security: Sustaining and
Strengthening Efforts,” (Vienna: February 10-14, 2020). https://www.iaea.org/sites/default/files/20/02/
cn-278-pakistan.pdf
12
Aabha Dixit, “IAEA Director General in Pakistan: Nuclear Power and SDGs Highlighted,” International
Atomic Energy Agency (IAEA), March 15, 2018, https://www.iaea.org/newscenter/news/iaea-director-
general-in-pakistan-nuclear-power-and-sdgs-highlighted
STIMSON CENTER 51
Pakistan’s Evolving Nuclear Security Culture
the Amended 2005 Convention on the Physical Protection of Nuclear Material (CPPNM)
and has endorsed “Regulations on Physical Protection of Nuclear Material and Nuclear
Installations PAK/925.”13 PAK/925 is in line with INFCIRC 225/Rev 5, and specifically calls
attention to security culture as part of the physical protection of nuclear materials.14
Ansar Parvez, Chairman, Pakistan Atomic Energy Commission conducts IAEA Director General Yukiya Amano
on a tour of the premises during his official visit to Pakistan from March 10-12, 2014.
IAEA Image Bank via Flickr
13
Government of Pakistan, “The Gazette of Pakistan: Pakistan Nuclear Regulatory Authority Notification,”
April 20, 2019, https://www.pnra.org/upload/legal_basis/regulations/PAK-925.pdf.
14
Ibid, 6, and IAEA, “International Conference on Nuclear Security.”
15
Tariq Majeed, “Nuclear Security Education at Pakistan Institute of Engineering and Applied Sciences
(PIEAS): Current Status, Future Prospects and the Lessons Learnt,” International Journal of Nuclear
Security 2, no. 1. https://doi.org/10.7290/v7tb14tx.
16
Tariq Majeed and Inam ul Haq, “Enhancement of Nuclear Security Culture with Implementation of
Nuclear Security Education at PIEAS,” International Conference on Nuclear Security: Sustaining and
Strengthening Efforts, February 2020. https://conferences.iaea.org/event/181/contributions/15340/
attachments/8498/11624/NS_Culture_Enhancement-ICON-2020_-02-A.pdf.
17
Shant Krikorian, “New IAEA Collaborating Centre in Pakistan to Assist in Application of Nuclear
Technologies,” International Atomic Energy Agency, December 5, 2019, https://www.iaea.org/newscenter/
news/new-iaea-collaborating-centre-in-pakistan-to-assist-in-applications-of-nuclear-technologies.
52 STIMSON CENTER
Pakistan’s Evolving Nuclear Security Culture
practices across three nuclear security institutions in Pakistan and collaborated with the
IAEA-led Nuclear Security Support Center network.18
Brig. Feroz Khan (retd.), has also outlined the evolution of Pakistan’s security culture.19
According to Khan, after the September 11 attacks in the United States, Pakistan
developed several important programs including: The Personnel Reliability Program
(PRP), Human Reliability Program (HRP), and physical protection of nuclear material
and facilities, systems for Nuclear Material Accounting and Control, which increased
safety and security procedures for weapons. Pakistan also began a Nuclear Security
Action Plan overseen by the PNRA—which is responsible for the control, regulation, and
supervision of all matters related to nuclear safety and radiation protection in Pakistan.
Pakistan has also gained some support internationally. According to Naeem Salik
and Kenneth Luongo, “Pakistan also has benefited from cooperation and exchanges
of information on best practices with friendly countries, including the United States,
and has maintained a vibrant, cooperative relationship with the IAEA.”20 This
includes a meeting as early as 2000 between Pakistan and U.S. officials to support
building Pakistan’s nuclear command and control structures.21 Pakistan has also
cooperated with China on nuclear issues and received support in strengthening its
nuclear safety and security measures. For example, the PNRA signed agreements
for regulatory cooperation with the Chinese National Nuclear Regulatory Authority
to coordinate technical trainings for PNRA engineers and scientists.22 All these trainings
and practices are essentials to maintain a safe and secure nuclear program.
18
Aabha Dixit, “Pakistan’s National Centre of Excellence Contributes to Sustaining Nuclear Security,” IAEA
Bulletin, December 2016, https://www.iaea.org/sites/default/files/publications/magazines/bulletin/bull57-
4/5742222.pdf.
19
Feroz Hassan Khan, “Nuclear Security in Pakistan: separating Myth from Reality,” Arms Control Association, July
2009, https://www.armscontrol.org/act/2009-07/features/nuclear-security-pakistan-separating-myth-reality.
20
Naeem Salik and Kenneth Luongo, “Challenges for Pakistan’s Nuclear Security,” Arms Control Association,
February 2013, https://www.armscontrol.org/act/2013-02/challenges-pakistan%E2%80%99s-nuclear-security.
21
Sam Hananel and Laura Rodriguez, “Nuclear Security Cooperation Between the United States
and Pakistan: A Survey from 2000-2009,” Center for American Progress, June 24, 2009, https://
americanprogress.org/article/nuclear-security-cooperation-between-the-united-states-and-pakistan/.
22
Pakistan Nuclear Regulatory Authority, “Competence Management,” https://www.pnra.org/cmpt-mgmt.html.
23
Pakistan Nuclear Regulatory Authority, “Holding of International Workshop on Nuclear Security Culture
in Practice from April 23-26 at PNRA HQs in Islamabad,” https://www.pnra.org/NSCP%202018.html.
24
Pakistan Nuclear Regulatory Authority, “Convention on Nuclear Security: National Report for Eighth
Review Meeting, 2020,” August 2019.
STIMSON CENTER 53
Pakistan’s Evolving Nuclear Security Culture
Individual Attitudes
Each person working within nuclear organizations has a vital contribution and job to
perform. Beyond the crucial PRP and HRP, the education components of PIEAS also
underscore Pakistan’s commitment to the human component of nuclear security.25
Furthermore, an assessment procedure for nuclear security culture (in the form of a
survey) among the scientists and engineers has been introduced, as per guidelines of
IAEA. All these exercises have helped develop better understanding of the potential
threat scenarios to the nuclear facilities and organizations. Additionally, the PNRA
fosters safety and security culture in nuclear installations by certifying that it is on the
agenda of the licensee at the highest organizational level. To do this, the PNRA has
implemented numerous initiatives for the capability development of regulatory officials
in different disciplines.26
Diplomacy Efforts
This is mainly possible through academic writings, publications, and narrative building.
The other way Pakistan can project its perspective is through greater involvement of
civil society, academics, politicians, and scholars in open discussions about nuclear
25
Majeed and ul Haq, “Enhancement of Nuclear Security Culture.”
26
Pakistan Nuclear Regulatory Authority, “Competence Management.”
27
Tahir M. Azad, “Pakistan’s Nuclear Security: Separating Fact from Fear,” Institute for Security
& Development Policy, Policy Brief No. 143, February 5, 2014. https://isdp.eu/content/uploads/
publications/2014-azad-pakistans-nuclear-security.pdf.
28
Nuclear Threat Initiative, “Australia Ranks 1 st , Pakistan is Most Improved,” 2020, https://www.ntiindex.
org/news/australia-ranks-1st-pakistan-is-most-improved/.
54 STIMSON CENTER
Pakistan’s Evolving Nuclear Security Culture
policies and security. Currently, there are few nuclear experts and analysts in Pakistan.
By developing a strong group of nuclear experts at the national and international
level, Pakistan can project its perspective ranging from nuclear politics, achievements
in peaceful uses of nuclear technology, and efficacy to sustain a deterrence strategy.
Nuclear politics has become a specialized subject worldwide and it has attained more
attention during the last two decades—Pakistan can do more to be part of this dialogue.
Academics may also have an untapped role to play in strengthening the state’s nuclear
security culture, as they offer recommendations, expertise, diverse opinions, and analysis.
Conclusion
Nuclear security culture is a critical component of strengthening organizational best
practices and commitments to nuclear security. Pakistan has made strides in establishing
nuclear safety and security cultures within nuclear organizations, which gives a
positive outlook for the future. The country has worked to align its civilian regulation
to international standards as well as re-structured its organizational framework to
centralize government oversight.29 However, less contributions from politicians, civil
society, experts, and analysts are continued concerns. In Pakistan, strategic organizations
and the PNRA have effectively maintained a safe and secure nuclear program,
nonetheless, effective nuclear security culture is achievable only through mutual and
sustained coordination from each actor in nuclear security policy and practices.
29
Senate Secretariat, “The Gazette of Pakistan: Acts, Ordinance, President’s Orders and Regulations,” March
11, 2010. https://media.nti.org/pdfs/1_20.pdf.
STIMSON CENTER 55
Prospects for Small Modular Reactors in India
8. P
ROSPECTS FOR SMALL
MODULAR REACTORS IN INDIA
By Urvashi Rathore
Nuclear energy has consistently been a reliable source of power with the benefits of
zero carbon emissions and high energy density. Despite this, nuclear energy has never
been able to gather adequate backing in the energy sector, which is mostly dictated
by fossil fuel industries. The pushback against nuclear energy industries can also be
linked to three major nuclear accidents: Chernobyl, Three Mile Island, and Fukushima.
Traditionally nuclear energy is generated by massive nuclear reactors of power of 1,000
megawatts electric (MWe) or higher per unit. In large nuclear stations, many of these
units are brought together to generate power. However, these large reactors have faced
criticism for their significant capital investment, depreciation costs, and lack of robust
inherent passive safety features.
Small Modular Reactors (SMRs) have the potential to address several of the issues
mentioned above. The International Atomic Energy Agency (IAEA) defines SMRs
as reactors producing 300 MWe or less.1 The size of SMRs facilitates modularized
construction in factories and direct assembling on operating sites, and additionally
helps in the convenient transportation of reactors to the site. The initial capital and
construction time involved in the production of SMRs is much less than a conventional
nuclear reactor, which makes them an emerging preference against their larger
counterparts in the nuclear energy world. SMRs also come equipped with passive
safety features to deal with irregular conditions, whereas the conventional reactors
1
International Atomic Energy Agency, “Small Modular Reactors,” https://www.iaea.org/topics/small-
modular-reactors.
56 STIMSON CENTER
Prospects for Small Modular Reactors in India
require operator intervention to initiate active systems. SMRs can be made to operate
underground or as a floating nuclear power unit.2 The past two decades have seen
growing enthusiasm for deploying SMRs as a carbon free source of energy and at the
same time addressing safety risks of nuclear energy. SMRs could also be used for other
energy exhaustive processes such as cogeneration, district heating, or desalination of sea
water. SMR technology has also received substantial research and development funding,
which has produced innovative and cutting edge SMR designs.3
With India’s Department of Atomic Energy (DAE) tracings its start to the vision of
India’s renowned Nuclear Scientist, Homi Jehangir Bhabha, India’s nuclear energy
program has only continued to mature over the past seven decades. However, while
India’s energy demands are set to skyrocket in the coming years, the DAE’s vision has
yet to be realized, with nuclear energy contributing to only a meagre share of India’s
electricity generation.4 This essay analyzes the feasibility of India conceiving SMR
research and the challenges involved. Although integrating SMRs into the nuclear
power grid is still years away, working on a concept of SMRs that suits India’s current
nuclear energy regime is a crucial opportunity for India to addresses the factors that have
contributed to the lag in nuclear energy growth in the country.
2
Christopher P. Pannier and Radek Skoda, “Comparison of Small Modular Reactors and Large Reactor Fuel
Cost,” Energy and Power Engineering 6, no. 5 (May 2014). https://www.scirp.org/Journal/PaperInformation.
aspx?PaperID=45669, and “Russia Connects Floating Plant to Grid,” World Nuclear News, December 19,
2019. https://world-nuclear-news.org/Articles/Russia-connects-floating-plant-to-grid.
3
IAEA, “Advances in Small Modular Reactor Technology Developments,” 2020, https://aris.iaea.org/
Publications/SMR_Book_2020.pdf.
4
“Census of India 2011: Population Projections for India and States 2011-20136,” National Commission
on Population and Family Welfare, November 2019. https://nhm.gov.in/New_Updates_2018/Report_
Population_Projection_2019.pdf.
5
Ibid.
6
India Energy Agency, “India Energy Outlook 2021,” (France, IAE, February 2021), 169. https://iea.blob.
core.windows.net/assets/1de6d91e-e23f-4e02-b1fb-51fdd6283b22/India_Energy_Outlook_2021.pdf.
7
Government of India, Ministry of Power, “Power Sector at a Glance, ALL INDIA,” last updated November
15, 2021, https://powermin.gov.in/en/content/power-sector-glance-all-india.
STIMSON CENTER 57
Prospects for Small Modular Reactors in India
reduce risk of core damage.8 However, the concerns on expenditures, land acquisition,
and long construction times persist and are yet to be fully addressed.
Currently, the Indian nuclear power program uses a closed fuel cycle—meaning that
it reprocesses spent fuel to separate fissile material (fuel) from waste products—in a
three-stage process.9 Stage one uses a natural uranium fueled Pressurized Heavy Water
Reactors (PHWR), which produces energy and fissile plutonium. The second stage
would then use Fast Breeder Reactors (FBRs) that are fueled with enriched plutonium
and depleted uranium extracted from the spent fuel in stage one, finally the third stage
reactors would use thorium, which is found in vast quantities in the country.
The second stage of India’s fuel cycle has been significantly delayed as BHAVINI—a 500
MWe Prototype FBR—has yet to be completed, causing a lag in the three-stage power
program.10 To increase the share of nuclear energy in the country India has also started
a parallel acquisition of reactors from foreign countries and plans on increasing the
numbers of Indian Pressurized Heavy Water Reactors (IPHWR), a technology that India
has mastered. There are currently 22 reactors operating, generating about 6780 MWe,
with around 6700 MWe under construction.11 India has pitched further construction
of 10 Indian PHWR of total of 7000 MWe and for the acquisition of two VVER (Vodo-
Vodyanoi energetichesky reactor; Russian LWR) reactors from Russia of 2000 MWe
by 2031 taking the total energy generated by nuclear to 22,480 MWe—three times the
current value.12 This is an ambitious goal facing the same challenges mentioned above
for large conventional NPPs. Now is the time India must look beyond traditional nuclear
reactors towards the possibility of designing and building SMRs.
SMR Potential
The next steps for SMR production in India can follow the advancements which India
has already made in several new nuclear technology projects. India has pitched building
an Advanced Heavy Water Reactor (AHWR)-300 MWe-LEU (low enriched Uranium)
small reactor and ambitiously plans on building its own IPWR (Indian Pressurized
Water Reactor) that would have a capacity around 1000 MWe—too large in MWe to be
considered an SMR.13 The AHWR will demonstrate inherent safety characteristic with
several advanced passive safety systems with first or its kind systems. There are no reports
on the development status of the IPWR apart from mention of India’s intents to produce
it. The AHWR core is designed to operate with a mixture of fuel derived from second
8
Krishna P. Kumar, Hajela, S., Malhotra, P.K., & Ghadge, S.G, “Safety Assessment and Improvements in
Indian Nuclear Power Plants,” International Atomic Energy Agency (IAEA), 2011.
9
Niharika Tagotra, “India’s Ambitious Nuclear Power Plan – And What’s Getting in Its Way,” The Diplomat,
September 9, 2020, https://thediplomat.com/2020/09/indias-ambitious-nuclear-power-plan-and-whats-
getting-in-its-way/.
10
“Indian Government Takes Steps to get Nuclear Back on Track,” World Nuclear News, February 11,
2019, https://www.world-nuclear-news.org/Articles/Indian-government-takes-steps-to-get-nuclear-back
and Bharatiya Nabhikiya Vidyut Nigam Limited, “Committee on Public Undertakings, Sixth Report
(Sixteenth Lok Sabha),” April 28, 2015, https://eparlib.nic.in/bitstream/123456789/65739/1/16_Public_
Undertakings_6.pdf.
11
Government of India Press Information Bureau, “Department of Atomic Energy: Nuclear Power Plants,”
March 11, 2020, https://pib.gov.in/PressReleseDetail.aspx?PRID=1605939.
12
Ibid, and Ministry of External Affairs, “India-Russia Relations,” June 2020, 9. https://mea.gov.in/Portal/
ForeignRelation/India_Russia_Jun_2020.pdf.
13
Government of India Department of Atomic Energy, “BARC Activities for Indian Nuclear Power Program,”
http://www.barc.gov.in/randd/artnp.html, and Bhabha Atomic Research Center, “AHWR300-LEU Advanced
Heavy Water Reactor with LEU-Th MOX Fuel,” Department of Atomic Energy, https://dae.gov.in/node/
sites/default/files/ahwr-leu-broc.pdf.
58 STIMSON CENTER
Prospects for Small Modular Reactors in India
stage reactors, however, as noted above these reactors are often delayed. Consequently,
AHWR’s construction and operation will be delayed as well.
However, India has shown a huge success in building small Pressurized Water Reactors
(PWR) of around 82.5 MW for propelling submarines.14 Under the Advanced Technology
Vessel project, six nuclear powered submarines are planned for construction to bolster
India’s nuclear triad. The DAE can extrapolate the technology of PWR type reactors
already in use with Indian Navy, while combining the design and safety elements from
AHWR and IPWR to design Indian SMRs. The SMR design could also be entirely a
derivative of propulsion reactor like the Russian KLT-40S, the world’s only operating
SMR-FNPP (Floating Nuclear Power Plant) which is a derived form of propulsion
reactors used in ice-breaker ships.15 It will be a huge feat on account of DAE if an
indigenous SMR design can see light of day, as the current political leadership endorses
indigenous technology development through Atmanirbhar Bharat (self-reliant India).
Nuclear energy in India has historically been government owned and regulated.
However, for SMRs to get off the ground, the DAE must consider a joint effort between
government, public, and private players. Once the DAE has the design ready, it could
go on to fabricate a prototype SMR in collaboration with industrial giants such as L&T,
BHEL, Walchand Nagar, or others. The same concept was used to fabricate the land-
based propulsion reactor prototype.16 The DAE will have to build new or modify existing
test facilities to test and demonstrate various design and safety features of SMRs.
Challenges
Incorporating SMRs into India’s nuclear energy production is a long-term project,
licensing and development time is currently the main consideration for SMRs.
Constructing the first prototype and commissioning it may take more than a decade
including the time for licensing activities. In India, the Atomic Energy Regulatory
Board (AERB) carries out licensing activities related to construction, commissioning,
and operation of NPPs. However, the AERB, which currently only overlooks the civilian
application of nuclear energy, may not have the experience and knowledge of certifying
reactors under strategic use. The DAE will have to frame a collaboration between various
organizations involved in research of propulsion reactors, IPWRS, AHWRs, and the
AERB to frame a licensing process suitable for SMRs without compromising India’s
strategic interests. Deriving license and regulation protocols will require substantial
research into the design safety parameters catering to SMRs.
Given the number of advantages to SMR technology, this topic has been taken up for
discussion globally by various international working groups to discuss the way forward,
such as the Cooperation in Reactor Design Evaluation and Licensing.17 India is also
a part of these discussion on SMRs. The topic of licensing and regulation, staffing
requirements, and basic safety specifications is something that can be developed with
14
T.S. Subramanian, “Nuclear Arm,” Frontline, August 28, 2009, https://frontline.thehindu.com/the-nation/
article30188065.ece.
15
“KLT-40S,” International Atomic Energy Agency, Advanced Reactor Information System, April 19, 2013,
https://aris.iaea.org/PDF/KLT-40S.pdf.
16
Subramanian, “Nuclear Arm.”
17
Cooperation in Reactor Design Evaluation and Licensing, “Facilitating International Licensing of Small
Modular Reactors,” World Nuclear Association, August 2015, http://www.world-nuclear.org/uploadedFiles/
org/WNA/Publications/Working_Group_Reports/REPORT_Facilitating_Intl_Licensing_of_SMRs.pdf.
STIMSON CENTER 59
Prospects for Small Modular Reactors in India
Once the first prototype successfully demonstrates the SMR technology along
with compliance with regulatory protocols it can be transferred to Nuclear Power
Construction of India Limited (NPCIL) or any other public sector undertaking for
construction and operation in fleet mode. The integration of SMRs in India’s existing
nuclear power program can be done in both grid and off-grid approach. Multiple SMRs
can be grouped together at power plants already housing conventional reactors, and
they can be connected to an existing power distribution infrastructure (grid). SMRs can
also be made in a distributive manner where grid connections can be closer to promote
grid stability and avoid transmission losses. However, due to public concerns over new
nuclear sites, the ideal approach for India would be to have multiple SMRs at sites close
to already existing NPPs. The off-grid approach maybe suitable for places which lack a
grid distribution system for example, the Andaman Islands where power distribution is
through stand-alone systems via diesel generators.
SMR development will need a nuclear fuel cycle as well, which can be either a derivative
of existing fuel cycles or system dedicated fuel cycle. The fuel cycle for SMRs will have to
be developed in an approach that is compatible with India’s current fuel cycle—especially
the back end of the cycle, which involves reprocessing of spent fuel. However, the
reprocessing of SMR spent fuel may only be an option with India if the fuel is indigenous,
as fuel imported from abroad will need to be placed in a spent fuel storage facility on
an interim basis. No matter how good the strategy is for managing spent fuel, the final
disposal of nuclear waste is an ongoing challenge for nuclear energy—whether produced
with SMRs or conventional NPPs. The effective management of nuclear waste remains a
crucial problem for the nuclear industry and a major concern of the public as well.
60 STIMSON CENTER
Prospects for Small Modular Reactors in India
One of the key challenges is also the economics factor which also needs to be evaluated
carefully. The cost of SMRs can be divided between construction, operation, fuel cycle,
and decommissioning. Delays in licensing procedures will have a significant impact on
the economic advantages that SMRs have over large reactors. This is something that will
have to be considered critical to success of small reactors.
Beyond licensing and economic challenges, the main obstacle that not only SMRs
but the whole of nuclear energy industry faces in India is public perception. There
is a general lack of trust and concerns from local communities over the addition
of NPPs. The anti-nuclear protests outside nuclear power plants in Kudankulam,
Tamil Nadu, and Jaitapur, Maharashtra are two significant resistance movements in
the last two decades.18 The major reason of local public distrust is social in nature.
To construct an NPP a huge area of land is acquired including the exclusion
zone which leads to large displacement of the public from the area. Even well
compensated local communities may eventually develop grudges because of
various restrictions owing to natural growth zone (five kilometers) around the NPP
which mandates only natural growth activities can take place in the region.19
These public issues combined with events such as the Fukushima accidents cause
concerns about nuclear energy. Although Indian nuclear plants have been able to
maintain a generally strong safety record—with experiences gained from few incidents
putting their safety features to test—there is always a scope of improvement. The AERB,
which is the main responsible authority, has yet to become formally independent. A
strong independent nuclear regulatory body can create stronger trust among the public,
and allow their voices to be an influence in various regulatory phases of NPPs. The
AERB is functionally independent from DAE but an act or law passed by the Indian
parliament would strengthen its independence. A bill in this regard “NSRA (Nuclear
Safety Regulatory Authority)” was proposed in the parliament but is still yet to see
enforcement.20 This is something that the Indian law makers must look at before trying
to concept other established NPP technologies let alone SMRs.
It will take significant dedication to awareness campaigns to build support from the
Indian public and trust that SMRs are efficient and safe. This will be a major challenge
since the term “nuclear” itself reflects a history of destruction. However, with efficient
public outreach the image of nuclear energy can be improved to pave the path for SMRs
or future nuclear energy projects. SMRs also require a smaller area for construction and
low core inventory, which allows for smaller exclusion zone and emergency planning
zone with reduced risks of offsite emergency and may reduce the land acquisition
concerns that come with large NPPs.21 Deploying SMRs in lieu of large reactors will avoid
displacement of large populations owing to land acquisition issues. This advantage will
18
Ajmal Khan A.T., “Anti-Nuclear Protests in India,” The Asia Dialogue, July 5, 2017, https://theasiadialogue.
com/2017/07/05/anti-nuclear-protests-in-india/.
19
Government of India, “AERB Safety Code: Site Evaluation of Nuclear Facilities,” Atomic Energy
Regulatory Board, July 2014, https://www.aerb.gov.in/images/PDF/CodesGuides/NuclearFacility/
NPPSiting/1.pdf.
20
Press Information Bureau Government of India, “ Nuclear Safety Regulatory Authority,” April 12, 2017,
https://pib.gov.in/PressReleseDetail.aspx?PRID=1487659.
21
Nuclear Technology Development and Economics, “Small Modular Reactors: Challenges and
Opportunities,” Nuclear Energy Agency, 2021. https://www.oecd-nea.org/upload/docs/application/
pdf/2021-03/7560_smr_report.pdf.
STIMSON CENTER 61
Prospects for Small Modular Reactors in India
have to be coupled with initiatives that focus on preferences of local host communities
and addressing their safety concerns to enable smooth deployment and acceptance of
SMRs. Embedding opportunities for local and regional job creation, will also further help
nuclear energy’s overall acceptance.
Conclusion
SMRs are in race to become a part of the global energy regime as a competitive low
carbon technology component. India, which aims to have economic dominance in
South Asia, cannot afford to be behind in this race, however, it has yet to arrive at the
starting line. The current nuclear energy regime of India faces several issues which can be
directly or indirectly addressed through SMRs. One can simply envisage the difference
that deploying SMRs will create in remote regions of India such as Andaman Islands
and Northeast regions. SMRs potential deployment around Special Economic Zones
surrounding energy exhaustive industries will only boost India’s economic growth. It
is need of the hour that Indian government vests its time and finances into the SMR
program to better address the energy needs of the subcontinent. The road to realizing
SMRs will be difficult but not impossible as India’s DAE can make it a reality.
62 STIMSON CENTER
Prospects for Small Modular Reactors in India
STIMSON CENTER 63
CONTRIBUTORS
Chirayu Thakkar is a doctoral candidate in International Relations at the
National University of Singapore. Previously, he completed graduate degrees in Modern
South Asian Studies from the University of Oxford and Political Science from the
Central European University. He has worked for the Margaret Anstee Center, University
of Cambridge as an independent researcher on India’s foreign aid in Africa. Along
with South Asian Voices, his writings have also appeared in The Times of India, The
Huffington Post, The Diplomat, and The Asia Dialogue. He has also worked as a political
consultant.
Sitara Noor is a Senior Research Associate at the Centre for Aerospace and
Security Studies in Islamabad, Pakistan and South Asian Voices Visiting Fellow 2019-
2020. Previously, Sitara was the director of a Lahore-based policy consultancy and before
that, a Research Fellow at the Vienna Center for Disarmament and Non-Proliferation
(VCDNP) in Vienna, Austria. Prior to joining the VCDNP, she worked at the Pakistan
Nuclear Regulatory Authority under the Directorate of Nuclear Security and Physical
Protection as an International Relations Analyst. She has been a faculty member at the
National University of Modern Languages, Islamabad’s Department of International
Relations for two years. She was also a visiting faculty at the National University of
Science and Technology (NUST), Lahore, the Foreign Services Academy of Pakistan, and
the Information Services Academy of Pakistan.
Pulkit Mohan is an Associate Fellow with the Centre for Security, Strategy and
Technology (CSST) at the Observer Research Foundation, New Delhi. Her research
focuses on the intersection of cyber security and nuclear security and nuclear deterrence,
with a focus on South Asia. She also works extensively on India’s nuclear program and
the utilization of nuclear energy. She also helps curate ORF’s Kalpana Chawla Annual
Space Policy Dialogue. Prior to joining ORF, Pulkit was an Editorial Assistant with a
leading development journal. She graduated from the London School of Economics with
a master’s in International Relations.
Palwasha Khan is a Centre for Security Strategy, and Policy Research (CSSPR)
at the University of Lahore Nuclear Scholars Fellow of the 2021 cohort. She holds an
MPhil in Strategic Studies from the National Defense University (NDU), Islamabad, with
her dissertation focusing on nuclear signaling patterns in South Asia. She has secured
a certificate of merit in academic excellence from NDU in MSc. Strategic and Nuclear
Studies. Her areas of interest are nuclear deterrence, strategic stability, and nuclear
security.
Md. Shafiqul Islam holds a PhD in nuclear safety and is a Professor in the
Department of Nuclear Engineering at the University of Dhaka, Bangladesh. He has
also worked as Chairman in the said department. His research interests include thermal
hydraulics safety, nuclear security culture, nuclear energy economics, and nuclear energy
policy. He has nearly eight years of work experiences on research reactor operation and
maintenance activities during his past job at Bangladesh Atomic Energy Commission
(BAEC). Prof. Islam is working under various capacities of the nuclear power program of
the country. He also provides expert services to the IAEA.
64 STIMSON CENTER
Sitakanta Mishra is an Associate Professor at Pandit Deendayal Energy
University (Formerly PDPU), Gujarat, India. He was formerly a Research Fellow at the
Centre for Air Power Studies (CAPS), New Delhi, and Associate Editor of the Indian
Foreign Affairs Journal, New Delhi. He is also the Managing Editor of the Liberal Studies
Journal published by PDEU.
Tahir Mahmood Azad is a Visiting Research Fellow at the Centre for Science
and Security Studies (CSSS) in the Department of War Studies at King’s College London
and joined CSSS in 2019.
He previously held fellowships at the Sandia National Laboratories, New Mexico, USA;
the SPAIS / Global Insecurities Centre, University of Bristol; the Center for International
Trade & Security (CITS), University of Georgia, USA; Centre on Conflict, Development
and Peacebuilding (CCDP), Graduate Institute Geneva, Switzerland; the Institute
for Security and Development Policy (ISDP) Stockholm, Sweden and Peace Research
Institute Frankfurt (PRIF), Germany.
She holds a certificate in a semester long non-proliferation training program from the
James Martin Centre for Non-proliferation studies, Middlebury Institute of International
studies at Monterey. She also worked at Observer Research Foundation, New Delhi, India
with the Centre for Security, Strategy and Technology (CSST). She has worked with the
Military Affairs Centre on Defence Reforms project at Manohar Parrikar Institute for
Defence Studies and Analyses, New Delhi, India. She has a background of engineering
with bachelor’s degree in Electronics and communications engineering and master’s
degree in Nuclear Science & Technology engineering from Mody University, India.
STIMSON CENTER 65