Location via proxy:   [ UP ]  
[Report a bug]   [Manage cookies]                
0% found this document useful (0 votes)
7 views66 pages

CCL9

Download as pdf or txt
Download as pdf or txt
Download as pdf or txt
You are on page 1/ 66

Commerce Control List Supplement No.

1 to Part 774 Category 9—page 1

CATEGORY 9 - AEROSPACE AND turbine engines which meet all of the following:
PROPULSION
a. Certified by the civil aviation authority in
a country listed in Supplement No. 1 to Part 743;
A. “END ITEMS,” “EQUIPMENT,” and
“ACCESSORIES,” “ATTACHMENTS,”
“PARTS,” “COMPONENTS,” AND b. Intended to power non-military manned
“SYSTEMS” “aircraft” for which any of the following has
been issued by a Wassenaar Arrangement
N.B.: For propulsion systems designed or Participating State listed in Supplement No. 1 to
rated against neutron or transient ionizing Part 743 for the “aircraft” with this specific
radiation, see the U.S. Munitions List, 22 CFR engine type:
part 121.
b.1. A civil type certificate; or

9A001 Aero gas turbine engines having any of b.2. An equivalent document recognized
the following (see List of Items Controlled). by the International Civil Aviation Organization
(ICAO).
License Requirements
Note 2: 9A001 does not apply to aero gas
Reason for Control: NS, MT, AT turbine engines designed for Auxiliary Power
Units (APUs) approved by the civil aviation
Country Chart authority in a Wassenaar Arrangement
Control(s) (See Supp. No. Participating State (see Supplement No. 1 to part
1 to part 738) 743 of the EAR).
NS applies to entire entry NS Column 1
MT applies to only to those MT Column 1 b. [Reserved]
engines that meet the
characteristics listed in 9A101
AT applies to entire entry AT Column 1 9A002 ‘Marine gas turbine engines’ designed
to use liquid fuel and having all of the
List Based License Exceptions (See Part 740 for following (see List of Items Controlled), and
a description of all license exceptions) “specially designed” assemblies and
“components” therefor.
LVS: N/A
GBS: N/A License Requirements

List of Items Controlled Reason for Control: NS, AT

Related Controls: See also 9A101 and 9A991 Country Chart


Related Definitions: N/A Control(s) (See Supp. No. 1
Items: to part 738)
NS applies to entire entry NS Column 2
a. Incorporating any of the “technologies”
AT applies to entire entry AT Column 1
controlled by 9E003.a, 9E003.h, or 9E003.i;
List Based License Exceptions (See Part 740 for
Note 1: 9A001 does not control aero gas

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 2

a description of all license exceptions) (See Supp. No. 1


to part 738)
LVS: $5000 NS applies to entire entry NS Column 2
GBS: N/A AT applies to entire entry AT Column 1

List of Items Controlled: List Based License Exceptions (See Part 740 for
a description of all license exceptions)
Related Controls: N/A
Related Definition: N/A LVS: $5000
Items: GBS: N/A

a. Maximum continuous power when List of Items Controlled


operating in “steady state mode” at standard
reference conditions specified by ISO 3977- Related Controls: N/A
2:1997 (or national equivalent) of 24,245 kW or Related Definition: N/A
more; and Items:

b. ‘Corrected specific fuel consumption’ a. Controlled by 9A001; or


not exceeding 0.219 kg/kWh at 35% of the
maximum continuous power when using liquid b. Whose design or production origins are either
fuel. not from a Wassenaar Participating State (see
Supplement No. 1 to part 743 of the EAR) or
Note: The term ‘marine gas turbine engines’ unknown to the manufacturer.
includes those industrial, or aero-derivative, gas
turbine engines adapted for a ship’s electric
power generation or propulsion. 9A004 Space launch vehicles and “spacecraft,”
“spacecraft buses”, “spacecraft payloads”,
Technical Note: For the purposes of 9A002, “spacecraft” on-board systems or equipment,
‘corrected specific fuel consumption’ is the terrestrial equipment, air-launch platforms,
specific fuel consumption of the engine corrected and “sub-orbital craft”, as follows (see List of
to a marine distillate liquid fuel having a net Items Controlled).
specific energy (i.e., net heating value) of 42
MJ/kg (ISO 3977-2:1997). License Requirements

Reason for Control: NS and AT


9A003 “Specially designed” assemblies or
“components,” incorporating any of the Country Chart
“technologies” controlled by 9E003.a, Control(s) (See Supp. No. 1
9E003.h, 9E003.i, or 9E003.k for any of the to part 738)
following aero gas turbine engines (see List of NS applies to 9A004.g, NS Column 1
Items Controlled). .u, .v, .w and .x
AT applies to 9A004.g, AT Column 1
License Requirements .u, .v, .w, .x and .y
Reason for Control: NS, AT License Requirement Note: 9A004.b
through .f, and .h are controlled under ECCN
Control(s) Country Chart 9A515.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 3

Note: For the purposes of 9A004.e.2,


List Based License Exceptions (See Part 740 for ‘payload data handling’ includes payload data
a description of all license exceptions) management, storage, and processing.

LVS: N/A e.3. ‘Attitude and orbit control’;


GBS: N/A
Note: For the purposes of 9A004.e.3,
List of Items Controlled ‘attitude and orbit control’ includes sensing and
actuation to determine and control the position
Related Controls: (1) See also 9A104, and orientation of a “spacecraft”.
9A515, and 9B515. (2) See ECCNs 9E001
(“development”) and 9E002 N.B.: Equipment “specially designed” for
(“production”) for technology for items military use is “subject to the ITAR”. See 22 CFR
controlled by this entry. (3) See USML parts 120 through 130.
Categories IV for the space launch vehicles
and XV for other spacecraft that are f. Terrestrial equipment specially designed for
“subject to the ITAR” (see 22 CFR parts “spacecraft”, as follows:
120 through 130).
Related Definition: N/A f.1. Telemetry and telecommand equipment
Items: “specially designed” for any of the following data
processing functions:
a. Space launch vehicles;
f.1.a. Telemetry data processing of
b. “Spacecraft”; frame synchronization and error corrections, for
monitoring of operational status (also known as
c. “Spacecraft buses”; health and safe status) of the “spacecraft bus”; or

d. “Spacecraft payloads” incorporating items f.1.b. Command data processing for


specified by 3A001.b.1.a.4, 3A002.g, 5A001.a.1, formatting command data being sent to the
5A001.b.3, 5A002.c, 5A002.e, 6A002.a.1, “spacecraft” to control the “spacecraft bus”;
6A002.a.2, 6A002.b, 6A002.d, 6A003.b,
6A004.c, 6A004.e, 6A008.d, 6A008.e, 6A008.k, f.2. Simulators “specially designed” for
6A008.l or 9A010.c; ‘verification of operational procedures’ of
“spacecraft”.
e. On-board systems or equipment,
specially designed for “spacecraft” and having Technical Note: For the purposes of
any of the following functions: 9A004.f.2, ‘verification of operational
procedures’ is any of the following:
e.1. ‘Command and telemetry data
handling’; 1. Command sequence confirmation;
2. Operational training;
Note: For the purposes of 9A004.e.1, 3. Operational rehearsals; or
‘command and telemetry data handling’ includes 4. Operational analysis.
bus data management, storage, and processing.
g. “Aircraft” “specially designed” or modified to
e.2. ‘Payload data handling’; or be air-launch platforms for space launch vehicles
or “sub-orbital craft”.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 4

h. “Sub-orbital craft”. 9A006 Systems, “components,” “specially


designed” for liquid rocket propulsion
i. through t. [RESERVED] systems. (These items are “subject to the
ITAR.” See 22 CFR parts 120 through 130.)
u. The James Webb Space Telescope (JWST)
being developed, launched, and operated under
the supervision of the U.S. National Aeronautics 9A007 Solid rocket propulsion systems.
and Space Administration (NASA). (These items are “subject to the ITAR.” See 22
CFR parts 120 through 130.)
v. “Parts,” “components,” “accessories” and
“attachments” that are “specially designed” for
the James Webb Space Telescope and that are 9A008 “Components” “specially designed”
not: for solid rocket propulsion systems. (These
items are “subject to the ITAR.” See 22 CFR
v.1. Enumerated or controlled in the USML; parts 120 through 130.)

v.2. Microelectronic circuits;


9A009 Hybrid rocket propulsion systems.
v.3. Described in ECCN 7A004 or 7A104; or (These items are “subject to the ITAR.” See 22
CFR parts 120 through 130.)
v.4. Described in an ECCN containing
“space-qualified” as a control criterion (See
ECCN 9A515.x.4). 9A010 “Specially Designed” “Parts”,
“Components”, Systems and Structures, for
w. The International Space Station being Launch Vehicles, Launch Vehicle Propulsion
developed, launched, and operated under the Systems or “Spacecraft”. (See Related
supervision of the U.S. National Aeronautics and Controls paragraph.)
Space Administration.
List of Items Controlled
x. “Parts,” “components,” “accessories” and
“attachments” that are “specially designed” for Related Controls: (1) See USML Category
the International Space Station. IV of the International Traffic in Arms
Regulations (ITAR) (22 CFR parts 120
y. Items that would otherwise be within the scope through 130) and ECCN 9A604 for
of ECCN 9A004.v or .x but that have been paragraphs 9A010.a, .b and .d. (2) See
identified in an interagency-cleared commodity USML Category XV of the ITAR and
classification (CCATS) pursuant to § 748.3(e) as ECCN 9A515 for paragraph 9A010.c.
warranting control in 9A004.y. (3) See Supplement No. 4 to part 774,
Order of Review for guidance on the
process for determining classification of
9A005 Liquid rocket propulsion systems items.
containing any of the systems or Related Definitions: N/A
“components,” controlled by 9A006. (These Items:
items are “subject to the ITAR.” See 22 CFR
parts 120 through 130.) a. “Parts”, “components” and structures, each
exceeding 10 kg and “specially designed” for
launch vehicles manufactured using any of the

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 5

following: dynamic response or distortion of “spacecraft”


structures;
a.1. “Composite” materials consisting of
“fibrous or filamentary materials” specified by d. Pulsed liquid rocket engines with thrust-to-
1C010.e and resins specified by 1C008 or weight ratios equal to or more than 1 kN/kg and a
1C009.b; ‘response time’ of less than 30 ms.

a.2. Metal “matrix” “composites” reinforced Technical Note: For the purposes of
by any of the following: 9A010.d, ‘response time’ means the time required
to achieve 90% of total rated thrust from start-up.
a.2.a. Materials specified by 1C007;

a.2.b. “Fibrous or filamentary materials” 9A011 Ramjet, scramjet or ‘combined cycle


specified by 1C010; or engines’, and “specially designed” “parts” and
“components” therefor. (These items are
a.2.c. Aluminides specified by 1C002.a; “subject to the ITAR.” See 22 CFR parts 120
or through 130.)
a.3. Ceramic “matrix” “composite” materials
specified by 1C007; Technical Note: For the purposes of 9A011,
‘combined cycle engines’ combine two or more of
Note: The weight cut-off is not relevant for the following types of engines:
nose cones. - Gas turbine engine (turbojet, turboprop and
turbofan);
b. “Parts”, “components” and structures, - Ramjet or scramjet;
“specially designed” for launch vehicle - Rocket motor or engine (liquid/gel/solid-
propulsion systems specified by 9A005 to propellant and hybrid).
9A009, manufactured using any of the following:

b.1. “Fibrous or filamentary materials” 9A012 Non-military “Unmanned Aerial


specified by 1C010.e and resins specified by Vehicles,” (“UAVs”), unmanned “airships”,
1C008 or 1C009.b; related equipment and “components”, as
follows (see List of Items Controlled).
b.2. Metal “Matrix “composites” reinforced
by any of the following: License Requirements

b.2.a. Materials specified by 1C007; Reason for Control: NS, MT, AT

b.2.b. “Fibrous or filamentary materials” Country Chart


specified by 1C010; or Control(s) (See Supp. No. 1
to part 738)
b.2.c. Aluminides specified by 1C002.a; NS applies to entire entry NS Column 1
or
b.3. Ceramic “matrix” “composite” materials
specified by 1C007;

c. Structural components and isolation systems,


specially designed to control actively the

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 6

MT applies to non- MT Column 1


military Unmanned 1. For the purposes of 9A012.a, ‘operator’
Aerial Vehicles (UAVs) is a person who initiates or commands the
and Remotely Piloted “UAV” or unmanned “airship” flight.
Vehicles (RPVs) that are
capable of a maximum 2. For the purposes of 9A012.a,
range of at least 300 ‘endurance’ is to be calculated for ISA conditions
kilometers (km), (ISO 2533:1975) at sea level in zero wind.
regardless of payload,
and UAVs that meet the 3. For the purposes of 9A012.a, ‘natural
requirements of 9A120 vision’ means unaided human sight, with or
AT applies to entire entry AT Column 1 without corrective lenses.

List Based License Exceptions (See Part 740 for b. Related equipment and “components”, as
a description of all license exceptions) follows:

LVS: N/A b.1 [Reserved]


GBS: N/A
b.2. [Reserved]
List of Items Controlled
b.3. Equipment or “components” “specially
Related Controls: 1) See the U.S. Munitions designed” to convert a manned “aircraft” or a
List Category VIII (22 CFR Part 121). 2) manned “airship” to a “UAV” or unmanned
Also see ECCN 9A610 and § 744.3 of the “airship”, controlled by 9A012.a;
EAR. 3) For “UAVs” that are “sub-orbital
craft,” see ECCNs 9A004.h and 9A515.a. b.4. Air breathing reciprocating or rotary
Related Definitions: N/A internal combustion type engines, “specially
Items: designed” or modified to propel “UAVs” or
unmanned “airships”, at altitudes above 15,240
a. “UAVs” or unmanned “airships”, designed meters (50,000 feet).
to have controlled flight out of the direct ‘natural
vision’ of the ‘operator’ and having any of the
following: 9A018 Equipment on the Wassenaar
Arrangement Munitions List.
a.1. Having all of the following:
(a) See ECCN 9A610 for the aircraft, refuelers,
a.1.a. A maximum ‘endurance’ greater ground equipment, parachutes, harnesses, and
than or equal to 30 minutes but less than 1 hour; instrument flight trainers, as well as “parts”,
and “accessories,” and “attachments” for the forgoing
a.1.b. Designed to take-off and have that, immediately prior to October 15, 2013, were
stable controlled flight in wind gusts equal to or classified under 9A018.a.1, .a.3, .c, .d, .e, or .f.
exceeding 46.3 km/h (25 knots); or
(b) See ECCN 9A619 for military trainer aircraft
a.2. A maximum ‘endurance’ of 1 hour or turbo prop engines and “parts” and “components”
greater; therefor that, immediately prior to October 15,
2013, were classified under ECCN 9A018.a.2 or
Technical Notes: .a.3.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 7

(c) See ECCN 0A606.b for certain armored a.1. ‘Maximum thrust value’ greater than
ground transport vehicles that prior to January 6, 400 N (achieved un-installed) excluding civil
2014 were classified under ECCN 9A018.b. certified engines with a maximum thrust value
greater than 8,890 N (achieved un-installed);

9A101 Turbojet and turbofan engines, other a.2. Specific fuel consumption of 0.15 kg N-
1 -1
than those controlled by 9A001, as follows (see h or less (at maximum continuous power at sea
List of Items Controlled). level static conditions using the ICAO standard
atmosphere);
License Requirements
a.3. ‘Dry weight’ less than 750 kg; and
Reason for Control: MT, AT
a.4. ‘First –stage rotor diameter’ less than 1
Country Chart m.
Control(s) (See Supp. No.
1 to part 738) Technical Notes:
MT applies to entire entry MT Column 1
AT applies to entire entry AT Column 1 1. ‘Maximum thrust value’ in 9A101.a.1 is
the manufacturer’s demonstrated maximum
List Based License Exceptions (See Part 740 for thrust for the engine type un-installed at sea level
a description of all license exceptions) static conditions using the ICAO standard
atmosphere. The civil type certified thrust value
LVS: N/A will be equal to or less than the manufacturer’s
GBS: N/A demonstrated maximum thrust for the engine
type.
List of Items Controlled
2. ‘Dry weight’ is the weight of the engine
Related Controls: 9A101.b controls only without fluids (fuel, hydraulic fluid, oil, etc.) and
engines for non-military unmanned aerial does not include the nacelle (housing).
vehicles [UAVs] or remotely piloted
vehicles [RPVs], and does not control other 3. ‘First-stage rotor diameter’ is the
engines designed or modified for use in diameter of the first rotating stage of the engine,
“missiles”, which are “subject to the whether a fan or compressor, measured at the
ITAR” (see 22 CFR parts 120 through leading edge of the blade tips.
130).
Related Definitions: ‘Maximum thrust
value’ in 9A101.a.1 is the manufacturer’s b. Engines designed or modified for use in
demonstrated maximum thrust for the “missiles” or UAVs with a range equal to or
engine type un-installed. The civil type greater than 300 km, regardless of thrust, specific
certified thrust value will be equal to or less fuel consumption, ‘dry weight’ or ‘first-stage
than the manufacturer’s demonstrated rotor diameter’.
maximum thrust for the engine type.
Items:
9A102 ‘Turboprop engine systems’
a. Engines having all of the following “specially designed” for items controlled in
characteristics: 9A012 for MT reasons, and “specially

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 8

designed” “parts” and “components”


therefor, having a maximum power greater 9A104 Sounding rockets, capable of a range
than 10 kW (achieved uninstalled at sea level of at least 300 km. (These items are “subject to
static conditions using the ICAO standard the ITAR.” See 22 CFR parts 120 through
atmosphere), excluding civil certified engines. 130.)

License Requirements
9A105 Liquid propellant rocket engines.
Reason for Control: MT, AT (These items are “subject to the ITAR.” See
22 CFR parts 120 through 130.)
Country Chart
Control(s) (See Supp. No.
1 to part 738) 9A106 Systems, “parts” or “components,”
MT applies to entire entry MT Column 1 other than those controlled by 9A006, usable
AT applies to entire entry AT Column 1 in “missiles”, and “specially designed” for
liquid rocket propulsion systems, as follows
List Based License Exceptions (See Part 740 for (see List of Items Controlled).
a description of all license exceptions)
License Requirements
LVS: N/A
GBS: N/A Reason for Control: MT, AT

List of Items Controlled Country Chart


Control(s) (See Supp. No.
Related Controls: See also 9A001 and 9A101. 1 to part 738)
Related Definitions: N/A MT applies to entire entry MT Column 1
Items: AT applies to entire entry AT Column 1

The list of items controlled is contained in the List Based License Exceptions (See Part 740 for
ECCN heading. a description of all license exceptions)
Technical Note to 9A102: For the purposes
LVS: N/A
of 9A102 a ‘turboprop engine system’
GBS: N/A
incorporates all of the following:
a. Turboshaft engine; and List of Items Controlled
b. Power transmission system to transfer
the power to a propeller. Related Controls: Items described in
9A106.a, .b, and .c are “subject to the
ITAR” (see 22 CFR parts 120 through
130).
9A103 Liquid propellant tanks “specially Related Definitions: N/A
designed” for the propellants controlled in Items:
ECCNs 1C011, 1C111 or other liquid
propellants used in “missiles.” (These items a. Ablative liners for thrust or combustion
are “subject to the ITAR.” See 22 CFR parts chambers;
120 through 130.)
b. Rocket nozzles;

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 9

greater than 10g rms over the entire range


c. Thrust vector control sub-systems; between 20Hz and 2 kHz.

Technical Note: Examples of methods of


achieving thrust vector control controlled by 9A107 Solid propellant rocket engines,
9A106.c includes: usable in rockets with a range capability of 300
km or greater, other than those controlled by
1. Flexible nozzle; 9A007, having total impulse capacity equal to
or greater than 8.41 x 105 Ns, but less than 1.1
2. Fluid or secondary gas injection; x 106 Ns. (These items are “subject to the
ITAR.” See 22 CFR parts 120 through 130.)
3. Movable engine or nozzle;

4. Deflection of exhaust gas steam (jet 9A108 Solid rocket propulsion “parts” and
vanes or probes); or “components,” other than those controlled by
9A008, usable in rockets with a range
5. Thrust tabs. capability of 300 km or greater. (These items
are “subject to the ITAR.” See 22 CFR parts
d. Liquid, slurry and gel propellant (including 120 through 130.)
oxidizers) control systems, and “specially
designed” “parts” and “components” therefor, 9A109 Hybrid rocket motors, usable in
designed or modified to operate in vibration rockets with a range capability of 300 km or
environments greater than 10 g rms between 20 greater, other than those controlled by 9A009,
Hz and 2000 Hz. and “specially designed” “parts” and
“components” therefor. (These items are
Note: The only servo valves, pumps and gas “subject to the ITAR.” See 22 CFR parts 120
turbines controlled by 9A106.d, are the through 130.)
following:

a. Servo valves designed for flow rates equal 9A110 Composite structures, laminates and
to or greater than 24 liters per minute, at an manufactures thereof “specially designed” for
absolute pressure equal to or greater than 7 9A012 items that are controlled for MT
MPa, that have an actuator response time of less reasons.
than 100 ms;
License Requirements
b. Pumps, for liquid propellants, with shaft
speeds equal to or greater than 8,000 rpm at the Reason for Control: MT, AT
maximum operating mode or with discharge
pressures equal to or greater than 7 Mpa; or Country Chart
Control(s) (See Supp. No.
c. Gas turbines, for liquid propellant 1 to part 738)
turbopumps, with shaft speeds equal to or greater MT applies to entire entry MT Column 1
than 8,000 rpm at the maximum operating mode. AT applies to entire entry AT Column 1

e. Flight control servo valves designed or List Based License Exceptions (See Part 740 for
modified for use in “missiles” and designed or a description of all license exceptions)
modified to operate in a vibration environment

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 10

LVS: N/A Related Controls: See the U.S. Munitions


GBS: N/A List (22 CFR part 121). Also see ECCN
9A610.u.
List of Items Controlled Related Definitions: N/A
Items:
Related Controls: See also 1A002.
Related Definitions: N/A The list of items controlled is contained in the
Items: ECCN heading.

The list of items controlled is contained in the 9A116 Reentry vehicles, usable in “missiles”,
ECCN heading. and equipment designed or modified therefor.
(These items are “subject to the ITAR.” See 22
CFR parts 120 through 130.)
9A111 Pulse jet engines, usable in rockets,
missiles, or unmanned aerial vehicles capable
of achieving a “range” equal to or greater than 9A117 Staging mechanisms, separation
300km, and “specially designed” “parts” and mechanisms, and interstages therefor, usable
“components” therefor. (These items are in “missiles”. (These items are “subject to the
“subject to the ITAR.” See 22 CFR parts 120 ITAR.” See 22 CFR parts 120 through 130.)
through 130.)

9A118 Devices to regulate combustion usable


9A115 Apparatus, devices and vehicles, in engines which are usable in rockets,
designed or modified for the transport, missiles, and unmanned aerial vehicles
handling, control, activation and launching of capable of achieving a “range” equal to or
rockets, missiles, and unmanned aerial greater than 300 km, controlled by 9A011 or
vehicles capable of achieving a “range” equal 9A111. (These items are “subject to the
to or greater than 300 km. ITAR.” See 22 CFR parts 120 through 130.)

License Requirements
9A119 Individual rocket stages, usable in
Reason for Control: MT, AT rockets with a range capability greater than
300 km or greater, other than those controlled
Country Chart by 9A005, 9A007, 9A009, 9A105, 9A107 and
Control(s) (See Supp. No. 9A109. (These items are “subject to the
1 to part 738) ITAR.” See 22 CFR parts 120 through 130.)
MT applies to entire entry MT Column 1
AT applies to entire entry AT Column 1
9A120 Complete unmanned aerial vehicles,
List Based License Exceptions (See Part 740 for not specified in 9A012, having all of the
a description of all license exceptions) following characteristics (see List of Items
Controlled.)
LVS: N/A
GBS: N/A License Requirements

List of Items Controlled Reason for Control: MT, AT

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 11

Country Chart
Control(s) (See Supp. No. Technical Notes:
1 to part 738)
MT applies to entire entry MT Column 1 1. An aerosol consists of particulate or
AT applies to entire entry AT Column 1 liquids other than fuel components, by-products
or additives, as part of the “payload” to be
List Based License Exceptions (See Part 740 for dispersed in the atmosphere. Examples of
a description of all license exceptions) aerosols include pesticides for crop dusting and
dry chemicals for cloud seeding.
LVS: N/A
GBS: N/A 2. An aerosol dispensing
system/mechanism contains all above devices
List of Items Controlled (mechanical, electrical, hydraulic, etc.), which
are necessary for storage and dispersion of an
Related Controls: See ECCN 9A012 or the aerosol into the atmosphere. This includes the
U.S. Munitions List Category VIII (22 CFR possibility of aerosol injection into the
part 121). Also see ECCN 2B352.i for combustion exhaust vapor and into the propeller
controls on certain spraying or fogging slip stream.
systems, and “parts” and “components”
therefor, “specially designed” or modified
for fitting to aircraft, “lighter than air 9A515 “Spacecraft” and related commodities,
vehicles,” or “UAVs.” as follows (see List of Items Controlled).
Related Definitions: N/A
Items: License Requirements

a. Having any of the following: Reason for Control: NS, RS, MT, AT

a.1. An autonomous flight control and Country Chart


navigation capability; or Control(s) (See Supp. No.
1 to part 738)
a.2. Capability of controlled-flight out of the NS applies to entire NS Column 1
direct vision range involving a human operator; entry, except .e and .y.
and RS applies to entire RS Column 1
entry, except .e and .y.
b. Having any of the following: RS applies to 9A515.e. RS Column 2
RS applies to 9A515.y, China, Russia or
b.1. Incorporating an aerosol dispensing except to Russia for use Venezuela (see
system/mechanism with a capacity greater than in, with, or for the § 742.6(a)(7)).
20 liters; or International Space
Station (ISS), including
b.2. Designed or modified to incorporate an launch to the ISS.
aerosol dispensing system/mechanism with a MT applies to MT Column 1
capacity of greater than 20 liters. microcircuits in
9A515.d and 9A515.e.2
Note: 9A120 does not control model when “usable in”
aircraft, “specially designed” for recreational or “missiles” for
competition purposes. protecting “missiles”

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 12

against nuclear effects Category XV(e)(12) and designated


(e.g., Electromagnetic MT. (3) Paragraph (c)(2) of License
Pulse (EMP), X-rays, Exception STA (§ 740.20(c)(2) of
combined blast and the EAR) may not be used for any
thermal effects). MT item in 9A515.
also applies to 9A515.h
when the total impulse List of Items Controlled
capacity is equal to or
greater than 8.41x105 Related Controls: Spacecraft, launch
newton seconds. vehicles and related articles that are
AT applies to entire AT Column 1 enumerated in the USML, and technical
entry data (including “software”) directly related
thereto, and all services (including training)
License Requirement Note: The directly related to the integration of any
Commerce Country Chart is not used for satellite or spacecraft to a launch vehicle,
determining license requirements for including both planning and onsite support,
commodities classified in ECCN 9A515.a.1, .a.2, or furnishing any assistance (including
.a.3, .a.4, and .g. See § 742.6(a)(9), which training) in the launch failure analysis or
specifies that such commodities are subject to a investigation for items in ECCN 9A515.a,
worldwide license requirement. are “subject to the ITAR.” All other
“spacecraft,” as enumerated below and
List Based License Exceptions (See Part 740 for defined in § 772.1, are subject to the
a description of all license exceptions) controls of this ECCN. See also ECCNs
3A001, 3A002, 3A991, 3A992, 6A002,
LVS: $1500 6A004, 6A008, and 6A998 for specific
GBS: N/A “space-qualified” items, 7A004 and 7A104
for star trackers, and 9A004 for the
Special Conditions for STA International Space Station (ISS), the
James Webb Space Telescope (JWST), and
STA: (1) Paragraph (c)(1) of License “specially designed” “parts” and
Exception STA (§ 740.20(c)(1) of “components” therefor. See USML
the EAR) may not be used for Category XI(c) for controls on “Monolithic
“spacecraft“ in ECCNs 9A515.a.1, Microwave Integrated Circuit” (“MMIC”)
.a.2, .a.3, or .a.4, “sub-orbital craft,” amplifiers that are “specially designed” for
or items in 9A515.g, unless defense articles. See ECCN 9A610.g for
determined by BIS to be eligible for pressure suits used for high altitude
License Exception STA in aircraft.
accordance with § 740.20(g) Related Definitions: ‘Microcircuit’ means a
(License Exception STA eligibility device in which a number of passive or
requests for certain 9x515 and “600 active elements are considered as
series” items). (2) License Exception indivisibly associated on or within a
STA may not be used if the continuous structure to perform the
“spacecraft” controlled in ECCN function of a circuit.
9A515.a.1, .a.2, .a.3, or .a.4 contains Items:
a separable or removable propulsion
system enumerated in USML “Spacecraft” and other items described in ECCN
Category IV(d)(2) or USML 9A515 remain subject to the EAR even if

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 13

exported, reexported, or transferred (in-country) a.5. Are not described in ECCN 9A515.a.1,
with defense articles “subject to the ITAR” .a.2, .a.3 or .a.4.
integrated into and included therein as integral
parts of the item. In all other cases, such defense Note: ECCN 9A515.a includes commercial
articles are subject to the ITAR. For example, a communications satellites, remote sensing
9A515.a “spacecraft” remains “subject to the satellites, planetary rovers, planetary and
EAR” even when it is exported, reexported, or interplanetary probes, in-space habitats, and
transferred (in-country) with a “hosted payload” “sub-orbital craft,” not identified in ECCN
described in USML Category XV(e)(17) 9A004 or USML Category XV(a).
incorporated therein. In all other cases, a
“hosted payload” performing a function b. Ground control systems and training
described in USML Category XV(a) always simulators “specially designed” for telemetry,
remains a USML item. The removal of the tracking, and control of the “spacecraft”
defense article subject to the ITAR from the controlled in paragraphs 9A004.u or 9A515.a.
spacecraft is a retransfer under the ITAR and
would require an ITAR authorization, regardless c. [Reserved]
of the CCL authorization the spacecraft is
exported under. Additionally, transfer of d. Microelectronic circuits (e.g., integrated
technical data regarding the defense article circuits, microcircuits, or MOSFETs) and
subject to the ITAR integrated into the spacecraft discrete electronic components rated, certified, or
would require an ITAR authorization. otherwise specified or described as meeting or
exceeding all the following characteristics and
a. “Spacecraft,” including satellites, and space that are “specially designed” for defense articles,
vehicles and “sub-orbital craft,” whether “600 series” items, or items controlled by ECCNs
designated developmental, experimental, 9A004.v or 9A515:
research or scientific, not enumerated in USML
Category XV or described in ECCN 9A004.u or d.1. A total dose of 5 x 105 Rads (Si) (5 x 103
.w, that: Gy (Si));

a.1. Have electro-optical remote sensing d.2. A dose rate upset threshold of 5 x 108
capabilities and having a clear aperture greater Rads (Si)/sec (5 x 106 Gy (Si)/sec);
than 0.35 meters, but less than or equal to 0.50
meters; d.3. A neutron dose of 1 x 1014 n/cm2 (1 MeV
equivalent);
a.2. Have remote sensing capabilities beyond
NIR (i.e., SWIR, MWIR, or LWIR); d.4. An uncorrected single event upset
sensitivity of 1 x 10-10 errors/bit/day or less, for
a.3. Have radar remote sensing capabilities the CRÈME-MC geosynchronous orbit, Solar
(e.g., AESA, SAR, or ISAR) having a center Minimum Environment for heavy ion flux; and
frequency equal to or greater than 1.0 GHz, but
less than 10.0 GHz and having a bandwidth equal d.5. An uncorrected single event upset
to or greater than 100 MHz, but less than 300 sensitivity of 1 x 10-3 errors/part or less for a
MHz; fluence of 1 X 107 protons/cm2 for proton energy
greater than 50 MeV.
a.4. Provide space-based logistics, assembly,
or servicing of another “spacecraft”; or e. Microelectronic circuits (e.g., integrated
circuits, microcircuits, or MOSFETs) and

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 14

discrete electronic components that are rated, dimension greater than 0.35 meters but less than
certified, or otherwise specified or described as or equal to 0.50 meters;
meeting or exceeding the characteristics in either
paragraph e.1 or e.2, AND “specially designed” g.2. Optical bench assemblies “specially
for defense articles controlled by USML designed” for ECCN 9A515.a.1, 9A515.a.2,
Category XV or items controlled by ECCNs 9A515.a.3, or 9A515.a.4 “spacecraft;” or
9A004.u or 9A515:
g.3. Primary, secondary, or hosted payloads
e.1. A total dose ≥1 X 105 Rads (Si) (1 x 103 that perform a function of ECCN 9A515.a.1,
Gy(Si)) and < 5 x 105 Rads (Si) (5 x 103 Gy(Si)); 9A515.a.2, 9A515.a.3, or 9A515.a.4
and a single event effect (SEE) (i.e., single event “spacecraft.”
latchup (SEL), single event burnout (SEB), or
single event gate rupture (SEGR)) immunity to a h. Spacecraft thrusters using bi-propellants or
linear energy transfer (LET) ≥80 MeV-cm2/mg; mono-propellants that provide thrust equal to or
or less than 150 lbf (i.e., 667.23 N) vacuum thrust.

e.2. A total dose ≥ 5 × 105 Rads (Si) (5 × 103 i. through w. [RESERVED]


Gy (Si)) and not described in 9A515.d.
x. “Parts,” “components,” “accessories”
Note 1 to 9A515.d and .e: Application and “attachments” that are “specially designed”
specific integrated circuits (ASICs), for defense articles controlled by USML
integrated circuits developed and produced Category XV or items controlled by 9A515, and
for a specific application or function, that are NOT:
specifically designed or modified for defense
articles and not in normal commercial use x.1. Enumerated or controlled in the USML
are controlled by Category XI(c) of the or elsewhere within ECCNs 9A515 or 9A004;
USML regardless of characteristics.
x.2. Microelectronic circuits and discrete
Note 2 to 9A515.d and .e: See 3A001.a for electronic components;
controls on radiation-hardened
microelectronic circuits “subject to the x.3. Described in ECCNs 7A004 or 7A104;
EAR” that are not controlled by 9A515.d or
9A515.e. x.4. Described in an ECCN containing
“space-qualified” as a control criterion (i.e.,
f. Pressure suits (i.e., space suits) capable of 3A001.b.1, 3A001.e.4, 3A002.g.1, 3A991.o,
operating at altitudes 55,000 feet above sea level. 3A992.b.3, 6A002.a.1, 6A002.b.2, 6A002.d.1,
6A004.c and .d, 6A008.j.1, 6A998.b, or
g. Remote sensing components “specially 7A003.d.2);
designed” for “spacecraft” described in ECCNs
9A515.a.1 through 9A515.a.4 as follows: x.5. Microwave solid state amplifiers and
microwave assemblies (refer to ECCN 3A001.b.4
g.1. Space-qualified optics (i.e., lens, mirror, for controls on these items);
membrane having active properties (e.g.,
adaptive, deformable)) with the largest lateral x.6. Travelling wave tube amplifiers (refer to
clear aperture dimension equal to or less than 0.35 ECCN 3A001.b.8 for controls on these items); or
meters; or with the largest clear aperture
x.7. Elsewhere specified in ECCN 9A515.y.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 15

NS applies to entire entry NS Column 1


Note to 9A515.x: “Parts,” “components,” RS applies to entire entry RS Column 1
“accessories,” and “attachments” specified in MT applies to 9A604.a, .c, MT Column 1
USML subcategory XV(e) or enumerated in other .d, and .f.
USML categories are subject to the controls of AT applies to entire entry AT Column 1
that paragraph or category. UN applies to entire entry See § 746.1(b) for UN
controls
y. Items that would otherwise be within the scope
of ECCN 9A515.x but that have been identified List Based License Exceptions (See Part 740 for
in an interagency-cleared commodity a description of all license exceptions)
classification (CCATS) pursuant to § 748.3(e) as
warranting control in 9A515.y. LVS: N/A
GBS: N/A
y.1. Discrete electronic components not
specified in 9A515.e; Special Conditions for STA

y.2. Space grade or for spacecraft STA: Paragraph (c)(2) of License


applications thermistors; Exception STA (§ 740.20(c)(2) of
the EAR) may not be used for any
y.3. Space grade or for spacecraft item in this ECCN 9A604.
applications RF microwave bandpass ceramic
filters (Dielectric Resonator Bandpass Filters); List of Items Controlled

y.4. Space grade or for spacecraft Related Controls: (1) Launch vehicles,
applications hall effect sensors; missiles, and rockets are subject to the
ITAR (see 22 CFR § 121.1, USML
y.5. Space grade or for spacecraft Category IV). (2) See ECCN 0A919 for
applications subminiature (SMA and SMP) plugs foreign-made “military commodities” that
and connectors, TNC plugs and cable and incorporate more than a de minimis amount
connector assemblies with SMA plugs and of U.S.-origin “600 series” controlled
connectors; and content.
Related Definitions: N/A
y.6. Space grade or for spacecraft Items:
applications flight cable assemblies.
a. Thermal batteries “specially designed” for
systems controlled under USML Category IV
9A604 Commodities related to launch capable of a range equal to or greater than 300
vehicles, missiles, and rockets (see List of km.
Items Controlled).
b. Thermal batteries, except for thermal batteries
License Requirements controlled by 9A604.a, that are “specially
designed” for systems controlled under USML
Reason for Control: NS, RS, MT, AT, UN Category IV.

Country Chart (See c. “Components” “specially designed” for ramjet,


Control(s) Supp. No. 1 to part scramjet, pulse jet, or combined cycle engines
738) controlled under USML Category IV, including

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 16

devices to regulate combustion in such a range of at least 300 km.


commodities.
g. through w. [Reserved]
d. “Components” “specially designed” for hybrid
rocket motors controlled under USML Category x. “Parts,” “components,” “accessories,” and
IV usable in rockets, missiles, or unmanned aerial “attachments” that are “specially designed” for a
vehicles capable of a range equal to or greater commodity subject to control in paragraphs .a
than 300 km. through .d of this ECCN, or a defense article
controlled under USML Category IV, and not
e. “Components” “specially designed” for specified elsewhere on the USML.
pressure gain combustion-based propulsion
systems controlled under USML Category IV. Note to 9A604.x: “Parts,”
“components,” “accessories,” and
f. Composite structures, laminates and “attachments” specified in USML Category
manufactures thereof “specially designed” for IV(h) are subject to the controls of that
the following items controlled under USML paragraph.
Category IV:

f.1. Systems capable of a range equal to or 9A610 Military aircraft and related
greater than 300 km; commodities, other than those enumerated in
9A991.a (see List of Items Controlled).
f.2. Individual rocket stages usable in
9A604.f.1 systems; License Requirements

f.3. Solid propellant rocket motors or hybrid Reason for Control: NS, RS, MT, AT, UN
rocket motors having a total impulse capacity
equal to or greater than 8.41 x 105 Ns; or Country Chart
Control(s) (See Supp. No.
f.4. Liquid propellant rocket engines 1 to part 738)
integrated, or designed or modified to be NS applies to entire entry NS Column 1
integrated, into a liquid propellant propulsion except:
system which has a total impulse capacity equal 9A610.b; parts and components
to or greater than 8.41 x 105 Ns. controlled in 9A610.x if being
exported or reexported for use in
f.5. Thrust vector control systems usable in an aircraft controlled in
rockets, space launch vehicles (SLVs), and 9A610.b; and 9A610.y.
missiles capable of delivering at least a 500 kg RS applies to entire entry RS Column 1
payload to a range of at least 300 km. except:
9A610.b; parts and components
f.6. Re-entry vehicles or warhead heat shields controlled in 9A610.x if being
usable in rockets, SLVs, and missiles capable of exported or reexported for use in
delivering at least a 500 kg payload to a range of an aircraft controlled in
at least 300 km. 9A610.b; and 9A610.y.
RS applies to 9A610.y China, Russia,
f.7. Safing, arming, fuzing, and firing or Venezuela
components usable in rockets, SLVs, and missiles (see
capable of delivering at least a 500 kg payload to §742.6(a)(7))

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 17

MT applies to 9A610.t, .u, .v, MT Column 1


and .w a. ‘Military Aircraft’ “specially designed” for a
AT applies to entire entry AT Column 1 military use that are not enumerated in USML
UN applies to entire entry See § 746.1(b) paragraph VIII(a).
except 9A610.y. for UN controls
Note 1: For purposes of paragraph .a the term
List Based License Exceptions (See Part 740 ‘military aircraft’ means the LM-100J aircraft
for a description of all license exceptions) and any aircraft “specially designed” for a
military use that are not enumerated in USML
LVS: $1500 paragraph VIII(a). The term includes: Trainer
GBS: N/A aircraft; cargo aircraft; utility fixed wing
aircraft; military helicopters; observation
aircraft; military non-expansive balloons and
Special Conditions for STA other lighter-than-air aircraft; and unarmed
military aircraft, regardless of origin or
STA: (1) Paragraph (c)(1) of License designation. Aircraft with modifications made to
Exception STA (§ 740.20(c)(1) of incorporate safety of flight features or other FAA
the EAR) may not be used for any or NTSB modifications such as transponders and
item in 9A610.a (i.e., “end item” air data recorders are “unmodified” for the
military aircraft), unless determined purposes of this paragraph .a.
by BIS to be eligible for License
Exception STA in accordance with Note 2: 9A610.a does not control ‘military
§ 740.20(g) (License Exception STA aircraft’ or “lighter-than-air vehicles” that:
eligibility requests for 9x515 and
“600 series” items). (2) Paragraph a. Were first manufactured before 1946;
(c)(2) of License Exception STA
(§ 740.20(c)(2) of the EAR) may not b. Do not incorporate defense articles
be used for any item in 9A610. enumerated or otherwise described on the U.S.
Munitions List, unless the items are required to
List of Items Controlled meet safety or airworthiness standards of civil
aviation authorities of a Wassenaar
Related Controls: (1) Military aircraft and Arrangement Participating State; and
related articles that are enumerated in
USML Category VIII, and technical data c. Do not incorporate weapons enumerated or
(including software) directly related otherwise described on the U.S. Munitions List,
thereto, are subject to the ITAR. (2) See unless inoperable and incapable of being
ECCN 0A919 for controls on foreign-made returned to operation.
“military commodities” that incorporate
more than a de minimis amount of U.S.- b. L-100 aircraft manufactured prior to 2013.
origin “600 series” controlled content. (3)
See USML Category XIX and ECCN c. - d. [Reserved]
9A619 for controls on military aircraft gas
turbine engines and related items. e. Mobile aircraft arresting and engagement
Related Definitions: In paragraph .y of this runway systems for aircraft controlled by either
entry, the term ‘fluid’ includes liquids and USML Category VIII(a) or ECCN 9A610.a.
gases.
Items: f. Pressure refueling equipment and equipment

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 18

that facilitates operations in confined areas, Note to paragraph .u: Apparatus and devices
“specially designed” for aircraft controlled by “specially designed” for the handling, control,
either USML paragraph VIII(a) or ECCN activation and non-ship-based launching of UAVs
9A610.a. controlled by either USML paragraph VIII(a) or
ECCN 9A610.a with a maximum range less than
g. Aircrew life support equipment, aircrew safety 300 km are controlled in paragraph .x of this
equipment and other devices for emergency entry.
escape from aircraft controlled by either USML
paragraph VIII(a) or ECCN 9A610.a. v. Radar altimeters designed or modified for use
in UAVs controlled by either USML paragraph
h. Parachutes, paragliders, complete parachute VIII(a) or ECCN 9A610.a, and capable of
canopies, harnesses, platforms, electronic release delivering at least 500 kilograms payload to a
mechanisms, “specially designed” for use with range of at least 300 km.
aircraft controlled by either USML paragraph
VIII(a) or ECCN 9A610.a, and “equipment” Note to paragraph .v: Radar altimeters
“specially designed” for military high altitude designed or modified for use in UAVs controlled
parachutists, such as suits, special helmets, by either USML paragraph VIII(a) or ECCN
breathing systems, and navigation equipment. 9A610.a that are not capable of delivering at least
500 kilograms payload to a range of at least 300
i. Controlled opening equipment or automatic km are controlled in paragraph .x of this entry.
piloting systems, designed for parachuted loads.
w.1. Pneumatic hydraulic, mechanical, electro-
j. Ground effect machines (GEMS), including optical, or electromechanical flight control
surface effect machines and air cushion vehicles, systems (including fly-by-wire and fly-by-light
“specially designed” for use by a military. systems) and attitude control equipment designed
or modified for UAVs controlled by either USML
k. through s. [Reserved] paragraph VIII(a) or ECCN 9A610.a, and capable
of delivering at least 500 kilograms payload to a
t. Composite structures, laminates, and range of at least 300 km.
manufactures thereof “specially designed” for
unmanned aerial vehicles controlled under USML Note to paragraph .w.1: Pneumatic,
Category VIII(a) with a range equal to or greater hydraulic, mechanical, electro-optical, or
than 300 km. electromechanical flight control systems
(including fly-by-wire and fly-by-light systems)
Note to paragraph .t: Composite structures, and attitude control equipment designed or
laminates, and manufactures thereof “specially modified for UAVs controlled by either USML
designed” for unmanned aerial vehicles paragraph VIII(a) or ECCN 9A610.a, not capable
controlled under USML Category VIII(a) with a of delivering at least 500 kilograms payload to a
maximum range less than 300 km are controlled range of at least 300 km are controlled in
in paragraph .x of this entry. paragraph .x of this entry.

u. Apparatus and devices “specially designed” for w.2. Flight control servo valves designed or
the handling, control, activation and non-ship- modified for the systems in 9A610.w.1 and
based launching of UAVs controlled by either designed or modified to operate in a vibration
USML paragraph VIII(a) or ECCN 9A610.a, and environment greater than 10g rms over the entire
capable of a range equal to or greater than 300 km. range between 20Hz and 2 kHz.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 19

Note to paragraph .w: Paragraphs a commodity subject to control in this entry or


9A610.w.1. and 9A610.w.2. include the systems, defense article in USML Category VIII), and
equipment and valves designed or modified to fittings, couplings, clamps (for a commodity
enable operation of manned aircraft as subject to control in this entry or defense article
unmanned aerial vehicles. in USML Category VIII) and brackets therefor;

y.11. Lavatories;
x. “Parts,” “components,” “accessories,” and
“attachments” that are “specially designed” for a y.12. Life rafts;
commodity enumerated or otherwise described in
ECCN 9A610 (except for 9A610.y) or a defense y.13. Magnetic compass, magnetic azimuth
article enumerated or otherwise described in detector;
USML Category VIII and not elsewhere specified
on the USML or in 9A610.y, 9A619.y, or y.14. Medical litter provisions;
3A611.y.
y.15. Cockpit or cabin mirrors;
y. Specific “parts,” “components,” “accessories,”
and “attachments” “specially designed” for a y.16. Passenger seats including palletized seats;
commodity subject to control in this entry, ECCN
9A619, or for a defense article in USML y.17. Potable water storage systems;
Categories VIII or XIX and not elsewhere
specified in the USML or the CCL, and other y.18. Public address (PA) systems;
aircraft commodities “specially designed” for a
y.19. Steel brake wear pads (does not include
military use, as follows, and “parts,”
sintered mix or carbon/carbon materials);
“components,” “accessories,” and “attachments”
“specially designed” therefor:
y.20. Underwater locator beacons;
y.1. Aircraft tires;
y.21. Urine collection bags/pads/cups/pumps;
y.2. Analog gauges and indicators;
y.22. Windshield washer and wiper systems;
y.3. Audio selector panels;
y.23. Filtered and unfiltered panel knobs,
indicators, switches, buttons, and dials;
y.4. Check valves for hydraulic and pneumatic
systems;
y.24. Lead-acid and Nickel-Cadmium batteries;
y.5. Crew rest equipment;
y.25. Propellers, propeller systems, and
propeller blades used with reciprocating
y.6. Ejection seat mounted survival aids;
engines;
y.7. Energy dissipating pads for cargo (for pads
y.26. Fire extinguishers;
made from paper or cardboard);
y.27. Flame and smoke/CO2 detectors;
y.8. Fluid filters and filter assemblies;
y.28. Map cases;
y.9. Galleys;
y.29. ‘Military Aircraft’ that were first
y.10. Fluid hoses, straight and unbent lines (for

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 20

manufactured from 1946 to 1955 that do not GBS: N/A


incorporate defense articles enumerated or
otherwise described on the U.S. Munitions List,
unless the items are required to meet safety or Special Conditions for STA
airworthiness standards of a Wassenaar
Arrangement Participating State; and do not STA: Paragraph (c)(2) of License
incorporate weapons enumerated or otherwise Exception STA (§ 740.20(c)(2) of
described on the U.S. Munitions List, unless the EAR) may not be used for any
inoperable and incapable of being returned to item in ECCN 9A619.
operation;
List of Items Controlled
y.30. “Parts,” “components,” “accessories,” and
“attachments,” other than electronic items or Related Controls: (1) Military gas turbine
navigation equipment, for use in or with a engines and related articles that are
commodity controlled by ECCN 9A610.h; enumerated or otherwise described in
USML Category XIX, and technical data
y.31. Identification plates and nameplates; and (including software) directly related
thereto, are subject to the jurisdiction of the
y.32. Fluid manifolds. International Traffic in Arms Regulations
(ITAR). (2) Gas turbine engines
designated 501-D22 are controlled in
9A619 Military gas turbine engines and ECCN 9A991.d regardless of the aircraft
related commodities (see List of Items type into which they will be installed. (3)
Controlled). See ECCN 0A919 for foreign-made
“military commodities” that incorporate
License Requirements more than a de minimis amount of U.S.-
origin “600 series” controlled content. (4)
Reason for Control: NS, RS, AT, UN “Parts,” “components,” “accessories,” and
“attachments” specified in USML
Country Chart (See Category XIX(f) are subject to the controls
Control(s) Supp. No. 1 to part of that paragraph. (5) “Parts,”
738) “components,” “accessories,” and
NS applies to entire entry NS Column 1 “attachments” specified in ECCN 9A619.y
except 9A619.y are subject to the controls of that paragraph.
RS applies to entire entry RS Column 1 Related Definitions: In paragraph .y of this
except 9A619.y entry, the term ‘fluid’ includes liquids and
RS applies to 9A619.y. China, Russia or gases.
Venezuela (see Items:
§ 742.6(a)(7)).
AT applies to entire entry AT Column 1 a. “Military Gas Turbine Engines” “specially
UN applies to entire entry See § 746.1(b) for designed” for a military use that are not
except 9A619.y UN controls controlled in USML Category XIX(a), (b), (c), or
(d).
List Based License Exceptions (See Part 740
for a description of all license exceptions) Note: For purposes of ECCN 9A619.a, the
term “military gas turbine engines” means gas
LVS: $1,500 turbine engines “specially designed” for “end

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 21

items” enumerated in USML Categories VI, VII paragraph. “Parts,” “components,”


or VIII or on the CCL under ECCNs 0A606, “accessories,” and “attachments” specified in
8A609 or 9A610. ECCN 3A611.y, 9A610.y or 9A619.y are subject
to the controls of that paragraph.
b. Digital engine controls (e.g., Full Authority
Digital Engine Controls (FADEC) and Digital y. Specific “parts,” “components,” “accessories,”
Electronic Engine Controls (DEEC)) “specially and “attachments” “specially designed” for a
designed” for gas turbine engines controlled in commodity subject to control in this entry, ECCN
this ECCN 9A619. 9A610, or for a defense article in USML
Category VIII or Category XIX and not
c. If “specially designed” for gas turbine elsewhere specified on the USML or in the CCL,
engines controlled in 9A619.a, hot section and other commodities, as follows, and “parts,”
components (i.e., combustion chambers and “components,” “accessories,” and “attachments”
liners; high pressure turbine blades, vanes, disks “specially designed” therefor:
and related cooled structure; cooled low pressure
turbine blades, vanes, disks and related cooled y.1. Oil tank and reservoirs;
structure; cooled augmenters; and cooled
nozzles); y.2. Oil lines and tubes;

d. If “specially designed” for gas turbine y.3. Fluid hoses, and lines (for a commodity
engines controlled in 9A619.a, uncooled turbine subject to control in this entry or a defense
blades, vanes, disks, and tip shrouds; article in USML Category XIX), fittings,
couplings, and brackets therefor;
e. If “specially designed” for gas turbine
engines controlled in 9A619.a, combustor cowls, y.4. Fluid filters and filter assemblies;
diffusers, domes, and shells;
y.5. Clamps (for a commodity subject to control
f. Engine monitoring systems (i.e., those that in this entry or a defense article in USML
conduct prognostics, diagnostics, and monitor Category XIX);
health) “specially designed” for gas turbine
engines and components controlled in this ECCN y.6. Shims;
9A619.
y.7. Identification plates and nameplates;
g. through w. [RESERVED]
y.8. Fluid manifolds; and
x. Parts,” “components,” “accessories,” and
“attachments” that are “specially designed” for a y.9. Check valves for fluid systems.
commodity controlled by this ECCN 9A619
(other than ECCN 9A619.c) or for a defense
9A620 Cryogenic and “superconductive”
article enumerated in USML Category XIX and
equipment, as follows (see list of items
not specified elsewhere on the USML or in
controlled).
ECCN 3A611.y, 9A610.y or 9A619.y.
License Requirements
Note to paragraph .x: “Parts,”
“components,” “accessories,” and
Reason for Control: NS, RS, AT, UN
“attachments” specified in USML subcategory
XIX(f) are subject to the controls of that
Control(s) Country Chart

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 22

(See Supp. No. 1 ground, marine, airborne, or space applications,


to part 738) and capable of operating while in motion.
NS applies to entire entry NS Column 1
RS applies to entire entry RS Column 1 c. through w. [Reserved].
AT applies to entire entry AT Column 1
UN applies to entire entry See §746.1(b) for x. “Parts,” “components,” “accessories” and
UN controls “attachments” that are “specially designed” for a
commodity controlled by ECCN 9A620.
List Based License Exceptions (see Part 740 for
a description of all license exceptions) Note to 9A620.b: Forgings, castings, and
other unfinished products, such as extrusions and
LVS: $1500. machined bodies, that have reached a stage in
GBS: N/A manufacture where they are clearly identifiable
by mechanical properties, material composition,
Special Conditions for STA geometry, or function as commodities controlled
by ECCN 9A620.x are controlled by ECCN
STA: Paragraph (c)(2) of License 9A620.x.
Exception STA (§740.20(c)(2) of the
EAR) may not be used for any item
in 9A620. 9A980 Nonmilitary mobile crime science
laboratories; and parts and “accessories,”
List of Items Controlled n.e.s.

Related Controls: Electronic items that are Heading Note: In order for a vehicle to be
enumerated in USML Category XI or other classified as a nonmilitary mobile crime scene
USML categories, and technical data laboratory under ECCN 9A980, the vehicle must
(including software) directly related contain one or more analytical or laboratory
thereto, are subject to the ITAR. items controlled for Crime Control (CC) reasons
Related Definitions: N/A on the CCL, such as ECCNs 3A980 and 3A981.
Items:
License Requirements
a. Equipment “specially designed” to be installed
in a vehicle for military ground, marine, airborne, Reason for Control: CC
or space applications, and capable of operating
while in motion and of producing or maintaining Country Chart
temperatures below 103 K (−170 °C). Control(s) (See Supp. No.
1 to part 738).
Note to 9A620.a: ECCN 9A620.a includes CC applies to entire entry CC Column 1
mobile systems incorporating or employing
“accessories” or “components” manufactured List Based License Exceptions (See Part 740 for
from non-metallic or non-electrical conductive a description of all license exceptions)
materials such as plastics or epoxy-impregnated
materials. LVS: N/A
GBS: N/A
b. “Superconductive” electrical equipment
(rotating machinery and transformers) “specially List of Items Controlled
designed” to be installed in a vehicle for military

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 23

Related Controls: N/A


Related Definitions: N/A c. On-Highway tractors, with single or tandem
Items: rear axles rated for 9 mt per axel (20,000 lbs.) or
greater and “specially designed” major
The list of items controlled is contained in the “components”.
ECCN heading.

9A991 “Aircraft”, n.e.s., and gas turbine


9A990 Diesel engines, n.e.s., and tractors and engines not controlled by 9A001 or 9A101 and
“specially designed” “parts” and “parts” and “components,” n.e.s. (see List of
“components” therefor, n.e.s. (see List of Items Items Controlled).
Controlled).
License Requirements
License Requirements
Reason for Control: AT, UN
Reason for Control: AT
Country Chart
Country Control(s) (See Supp. No. 1
Chart to part 738)
Control(s) (See Supp. AT applies to entire entry AT Column 1
No. 1 to part UN applies to 9A991.a. See § 746.1(b)
738) for UN controls.
AT applies to entire entry AT Column 1
except 9A990.a. List Based License Exceptions (See Part 740 for
AT applies to 9A990.a only. AT Column 2 a description of all license exceptions)

List Based License Exceptions (See Part 740 for LVS: N/A
a description of all license exceptions) GBS: N/A

LVS: N/A List of Items Controlled


GBS: N/A
Related Controls: N/A
List of Items Controlled Related Definitions: N/A
Items:
Related Controls: N/A
Related Definitions: N/A a. Military aircraft, demilitarized (not specifically
Items: equipped or modified for military operation), as
follows:
a. Diesel engines, n.e.s., for trucks, tractors, and
automotive applications of continuous brake a.1 Cargo aircraft bearing “C” designations
horsepower of 400 BHP (298 kW) or greater and numbered C-45 through C-118 inclusive, C-
(performance based on SAE J1349 standard 121 through C-125 inclusive, and C-131, using
conditions of 100 Kpa and 25) reciprocating engines only.

b. Off highway wheel tractors of carriage a.2 Trainer aircraft bearing “T” designations
capacity 9 mt (20,000 lbs) or more; and major and using reciprocating engines or turboprop
“components” and “accessories,” n.e.s. engines with less than 600 horsepower (s.h.p.).

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 24

a.3 Utility aircraft bearing “U” designations LVS: N/A


and using reciprocating engines only. GBS: N/A

a.4 All liaison aircraft bearing an “L” List of Items Controlled


designation.
Related Controls: N/A
a.5 All observation aircraft bearing “O” Related Definitions: N/A
designations and using reciprocating engines. Items:

b. Aircraft n.e.s.; The list of items controlled is contained in the


ECCN heading.
c. Aero gas turbine engines, and “parts” and
“components” “specially designed” therefor.
B. TEST, INSPECTION AND
Note: 9A991.c does not control aero gas “PRODUCTION EQUIPMENT”
turbine engines that are destined for use in civil
“aircraft” and that have been in use in bona fide
civil “aircraft” for more than eight years. If 9B001 Manufacturing equipment, tooling or
they have been in use in bona fide civil “aircraft” fixtures, as follows (See List of Items
for more than eight years, such engines are Controlled).
controlled under 9A991.d.
License Requirements
d. “Parts” and “components,” “specially
designed” for “aircraft,” n.e.s. Reason for Control: NS, MT, AT

e. Pressurized aircraft breathing equipment, Country


n.e.s.; and “parts” and “components” “specially Chart
designed” therefor, n.e.s. Control(s) (See Supp.
No.1 to part
738)
9A992 Complete canopies, harnesses, and NS applies to NS Column 1
platforms and electronic release mechanisms entire entry
therefor, except such types as are in normal MT applies to MT Column
sporting use. equipment for 1
engines controlled
License Requirements under 9A001 for
MT reasons and
Reason for Control: AT for engines
controlled under
Country Chart 9A101
Control(s) (See Supp. No.1 AT applies to AT Column
to part 738) entire entry 1
AT applies to entire entry AT Column 1
Reporting Requirements
List Based License Exceptions (See Part 740 for
a description of all license exceptions) See § 743.1 of the EAR for reporting

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 25

requirements for exports under License


Exceptions, and Validated End-User
authorizations. 9B002 On-line (real time) control systems,
instrumentation (including sensors) or
List Based License Exceptions (See Part 740 for automated data acquisition and processing
a description of all license exceptions) equipment, having all of the following (see List
of Items Controlled).
LVS: $5000, except N/A for MT
GBS: Yes, except N/A for MT License Requirements

Special Conditions for STA Reason for Control: NS, MT, AT

STA: License Exception STA may not be Country Chart


used to ship commodities in 9B001 Control(s) (See Supp. No. 1
to any of the destinations listed in to part 738)
Country Group A:6 (See Supplement NS applies to entire entry NS Column 1
No.1 to part 740 of the EAR). MT applies to equipment MT Column 1
for engines controlled
List of Items Controlled under 9A001 for MT
reasons and for engines
Related Controls: For “specially designed” controlled under 9A101
production equipment of systems, sub- AT applies to entire entry AT Column 1
systems, “parts” and “components”
controlled by 9A005 to 9A009, 9A011, List Based License Exceptions (See Part 740 for
9A101, 9A105 to 9A109, 9A111, and a description of all license exceptions)
9A116 to 9A119 usable in “missiles” see
9B115. See also 9B991. LVS: $3000, except N/A for MT
Related Definitions: N/A GBS: Yes, except N/A for MT
Items:
List of Items Controlled
a. Directional solidification or single crystal
casting equipment designed for “superalloys”; Related Controls: N/A
Related Definitions: N/A
b. Casting tooling, “specially designed” for Items:
manufacturing gas turbine engine blades, vanes
or “tip shrouds”, manufactured from refractory a. “Specially designed” for the “development” of
metals or ceramics, as follows: gas turbine engines, assemblies, “parts” or
“components”; and
b.1. Cores;
b. Incorporating any of the “technologies”
b.2. Shells (moulds); controlled by 9E003.h or 9E003.i.

b.3. Combined core and shell (mould) units;


9B003 Equipment “specially designed” for
c. Directional-solidification or single-crystal the “production” or test of gas turbine brush
additive-manufacturing equipment designed for seals designed to operate at tip speeds
"superalloys”. exceeding 335 m/s, and temperatures in excess

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 26

of 773 K (500C), and “specially designed” 738)


“components” or “accessories” therefor. NS applies to entire entry NS Column 1
MT applies to equipment MT Column 1
License Requirements for engines controlled
under 9A001 for MT
Reason for Control: NS, MT, AT reasons and for engines
controlled under 9A101
Country Chart AT applies to entire entry AT Column 1
Control(s) (See Supp. No.
1 to part 738) List Based License Exceptions (See Part 740 for
NS applies to entire entry NS Column 1 a description of all license exceptions)
MT applies to equipment MT Column 1
for engines controlled LVS: $3000, except N/A for MT
under 9A001 for MT GBS: Yes, except N/A for MT
reasons and for engines
controlled under 9A101 List of Items Controlled
AT applies to entire entry AT Column 1
Related Controls: N/A
List Based License Exceptions (See Part 740 for Related Definitions: N/A
a description of all license exceptions) Items:

LVS: $5000, except N/A for MT The list of items controlled is contained in the
GBS: Yes, except N/A for MT ECCN heading.

List of Items Controlled


9B005 On-line (real time) control systems,
Related Controls: See also 9B115 instrumentation (including sensors) or
Related Definitions: N/A automated data acquisition and processing
Items: equipment, “specially designed” for use with
any of the following (see List of Items
The list of items controlled is contained in the Controlled).
ECCN heading.
License Requirements

9B004 Tools, dies or fixtures, for the solid state Reason for Control: NS, AT
joining of “superalloy”, titanium or
intermetallic airfoil-to-disk combinations Country Chart
described in 9E003.a.3 or 9E003.a.6 for gas Control(s) (See Supp. No. 1
turbines. to part 738)
NS applies to entire entry NS Column 1
License Requirements AT applies to entire entry AT Column 1

Reason for Control: NS, MT, AT List Based License Exceptions (See Part 740 for
a description of all license exceptions)
Country Chart
Control(s) (See Supp. No. LVS: N/A
1 to part GBS: N/A

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 27

AT applies to entire entry AT Column 1


List of Items Controlled
List Based License Exceptions (See Part 740 for
Related Controls: See also 9B105 a description of all license exceptions)
Related Definitions: N/A
Items: LVS: $3000
GBS: Yes
a. Wind tunnels designed for speeds of Mach
1.2 or more; List of Items Controlled

Note: 9B005.a does not control wind tunnels Related Controls: See also 9B106. Note that
“specially designed” for educational purposes some items in 9B006 may also be
and having a ‘test section size’ (measured controlled under 9B106.
laterally) of less than 250 mm. Related Definitions: N/A
Items:
Technical Note: For the purposes of
9B005.a ‘test section size’ means the diameter of The list of items controlled is contained in the
the circle, or the side of the square, or the longest ECCN heading.
side of the rectangle, at the largest test section
location.
9B007 Equipment “specially designed” for
b. Devices for simulating flow-environments at inspecting the integrity of rocket motors and
speeds exceeding Mach 5, including hot-shot using Non-Destructive Test (NDT) techniques
tunnels, plasma arc tunnels, shock tubes, shock other than planar x-ray or basic physical or
tunnels, gas tunnels and light gas guns; or chemical analysis.

c. Wind tunnels or devices, other than License Requirements


two-dimensional sections, capable of simulating
Reynolds number flows exceeding 25 x 106. Reason for Control: NS, MT, AT

Country Chart
9B006 Acoustic vibration test equipment Control(s) (See Supp. No. 1
capable of producing sound pressure levels of to part 738)
160 Db or more (referenced to 20 µPa) with a NS applies to entire NS Column 1
rated output of 4 kW or more at a test cell entry
temperature exceeding 1,273 K (1,000C), and MT applies to entire MT Column 1
“specially designed” quartz heaters therefor. entry
AT applies to entire AT Column 1
License Requirements entry

Reason for Control: NS, AT List Based License Exceptions (See Part 740 for
a description of all license exceptions)
Country Chart
(See Supp. No. LVS: N/A
Control(s)
1 to part GBS: N/A
738)
NS applies to entire entry NS Column 2 List of Items Controlled

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 28

Related Controls: N/A Country Chart


Related Definitions: N/A Control(s) (See Supp. No. 1
Items: to part 738)
NS applies to entire entry NS Column 2
The list of items controlled is contained in the AT applies to entire entry AT Column 1
ECCN heading.
List Based License Exceptions (See Part 740 for
a description of all license exceptions)
9B008 Direct measurement wall skin friction
transducers “specially designed” to operate at LVS: $5000
a test flow total (stagnation) temperature GBS: N/A
exceeding 833 K (560ºC).
List of Items Controlled
Reason for Control: NS, AT
Related Controls: See 9B002.
Country Chart Related Definitions: N/A
Control(s) (See Supp. No. 1 Items:
to part 738)
NS applies to entire entry NS Column 2 a. Designed to operate at stress levels of 60% of
AT applies to entire entry AT Column 1 Ultimate Tensile Strength (UTS) or more
measured at a temperature of 873 K (600ºC); and
List Based License Exceptions (See Part 740 for
a description of all license exceptions) b. Designed to operate at a temperature of 873 K
(600ºC) or more.
LVS: $5000
GBS: N/A Note: 9B009 does not specify tooling for the
production of powder.
List of Items Controlled

Related Controls: N/A 9B010 Equipment “specially designed” for the


Related Definitions: N/A production of items specified by 9A012.
Items:
License Requirements
The list of items controlled is contained in the
ECCN heading. Reason for Control: NS, AT

Country Chart
9B009 Tooling “specially designed” for Control(s) (See Supp. No. 1
producing gas turbine engine powder to part 738)
metallurgy rotor “parts” or “components” NS applies to entire entry NS Column 1
having all of the following (see List of Items AT applies to entire entry AT Column 1
Controlled).
List Based License Exceptions (See Part 740 for
License Requirements a description of all license exceptions)

Reason for Control: NS, AT LVS: N/A

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 29

GBS: N/A
The list of items controlled is contained in the
List of Items Controlled ECCN heading.

Related Controls: N/A


Related Definitions: N/A 9B105 ‘Aerodynamic test facilities’ for
Items: speeds of Mach 0.9 or more, usable for rockets,
missiles, or unmanned aerial vehicles capable
The list of items controlled is contained in the of achieving a “range” equal to or greater than
ECCN heading. 300 km and their subsystems.

License Requirements
9B104 ‘Aerothermodynamic test facilities’,
usable for rockets, missiles, or unmanned Reason for Control: MT, AT
aerial vehicles capable of achieving a “range”
equal to or greater than 300 km and their Country Chart
subsystems, and having an electrical power Control(s) (See Supp. No. 1
supply equal to or greater than 5 MW or a gas to part 738)
supply total pressure equal to or greater than MT applies to entire entry MT Column 1
3 MPa. AT applies to entire entry AT Column 1

License requirements List Based License Exceptions (See Part 740 for
a description of all license exceptions)
Reasons for Control: MT, AT
LVS: N/A
Country Chart GBS: N/A
Control(s) (See Supp. No.
1 to part 738) List of Items Controlled
MT applies to entire entry MT Column 1
AT applies to entire entry AT Column 1 Related Controls: See also 9B005
Related Definitions: N/A
List Based License Exceptions (See Part 740 for Items:
a description of all license exceptions)
The list of items controlled is contained in the
LVS: N/A ECCN heading.
GBS: N/A
Note: 9B105 does not control wind tunnels for
List of Items Controlled speeds of Mach 3 or less with the dimension of
the ‘test cross section size’ equal to or less than
Related Controls: See ECCNs 9D101, 9E001 250 mm.
and 9E002.
Related Definitions:‘Aerothermodynamic Technical Notes:
test facilities’ include plasma arc jet
facilities and plasma wind tunnels for the 1. ‘Aerodynamic test facilities’ includes wind
study of thermal and mechanical effects of tunnels and shock tunnels for the study of airflow
airflow on objects. over objects.
Items:

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 30

2. ‘Test cross section size’ means the a.1.b. Temperature range from below -
diameter of the circle, or the side of the square, 50 C to above 125 C; and
or the longest side of the rectangle, or the major
axis of the ellipse at the largest ‘test cross a.2. Incorporating, or designed or modified
section’ location. ‘Test cross section’ is the to incorporate, a shaker unit or other vibration test
section perpendicular to the flow direction. equipment to produce vibration environments
equal to or greater than 10 g rms, measured ‘bare
table,’ between 20 Hz and 2 kHz while imparting
9B106 Environmental chambers usable for forces equal to or greater than 5 kN;
rockets, missiles, or unmanned aerial vehicles
capable of achieving a “range” equal to or Technical Notes:
greater than 300 km and their subsystems, as
follows (see List of Items Controlled). 1. Item 9B106.a.2 describes systems that
are capable of generating a vibration
License Requirements environment with a single wave (e.g., a sine
wave) and systems capable of generating a broad
Reason for Control: MT, AT band random vibration (i.e., power spectrum).

Country Chart 2. The term ‘bare table’ means a flat table,


Control(s) (See Supp. No. or surface, with no fixture or fittings.
1 to part 738)
MT applies to entire entry MT Column 1 3. In Item 9B106.a.2, designed or modified
AT applies to entire entry AT Column 1 means the environmental chamber provides
appropriate interfaces (e.g., sealing devices) to
List Based License Exceptions (See Part 740 for incorporate a shaker unit or other vibration test
a description of all license exceptions) equipment as specified in this Item.

LVS: N/A b. Environmental chambers capable of


GBS: N/A simulating all of the following flight conditions:

List of Items Controlled b.1. Acoustic environments at an overall sound


pressure level of 140 dB or greater (referenced to
Related Controls: N/A 2 x 10-5 N/m²) or with a total rated acoustic power
Related Definitions: N/A output of 4kW or greater; and
Items:
b.2. Any of the following:
a. Environmental chambers having all of the
following characteristics: b.2.a. Altitude equal to or greater than
15,000 m; or

a.1. Capable of simulating any of the b.2.b. Temperature range of at least -50 C
following flight conditions: to +125 C.

a.1.a. Altitude equal to or greater than


15,000 m; or 9B115 “Specially designed” “production
equipment” for systems, sub-systems, and
“components” controlled by ECCN 9A101 or

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 31

by USML Category IV(d)(2), (d)(3), (d)(4), or 9B116 “Specially designed” “production


(h)(17). facilities” for the systems, sub-systems,
“parts” and “components” controlled ECCN
License Requirements 9A012 (applies to MT-controlled items only)
or 9A101 or by USML Category IV(d)(2),
Reason for Control: MT, AT (d)(3), (d)(4), or (h)(17).

Country Chart License Requirements


(See Supp. No.
Control(s)
1 to part Reason for Control: MT, AT
738)
MT applies to entire entry MT Column 1 Country Chart
AT applies to entire entry AT Column 1 Control(s) (See Supp. No.
1 to part 738)
List Based License Exceptions (See Part 740 for MT applies to entire entry MT Column 1
a description of all license exceptions) AT applies to entire entry AT Column 1

LVS: N/A List Based License Exceptions (See Part 740 for
GBS: N/A a description of all license exceptions)

List of Items Controlled LVS: N/A


GBS: N/A
Related Controls: (1) Although items
described in USML Category IV(d)(2), List of Items Controlled
(d)(3), (d)(4) or h(17) are “subject to the
ITAR” (see 22 CFR parts 120 through Related Controls: (1) Although items
130), the production “equipment” described in USML Category IV(d)(2),
controlled in this entry that is related to (d)(3), (d)(4), or (h)(17) are “subject to the
these items is subject to the export ITAR” (see 22 CFR parts 120 through
licensing authority of BIS. (2) “Specially 130), the “production facilitiest” controlled
designed” production “equipment” for in this entry that are related to these items
systems, sub-systems, and “components” are subject to the export licensing authority
described in USML Category IV(d)(1), of BIS. (2) “Specially designed”
(d)(7), (h)(1), (h)(4), (h)(6), (h)(7), (h)(8), “production facilities” for systems, sub-
(h)(9), (h)(11), (h)(20), (h)(21), (h)(26), or systems, and “components” described in
(h)(28) are controlled by ECCN 9B604. (3) USML Category IV(d)(1), (d)(7), (h)(1),
See ECCN 0A919 for foreign-made (h)(4), (h)(6), (h)(7), (h)(8), (h)(9), (h)(11),
“military commodities” that incorporate (h)(20), (h)(21), (h)(26), or (h)(28) are
more than a de minimis amount of US- controlled by ECCN 9B604. (3) See ECCN
origin “600 series” controlled content. 0A919 for foreign-made “military
Related Definitions: NA. commodities” that incorporate more than a
Items: de minimis amount of US-origin “600
series” controlled content.
The list of items controlled is contained in the Related Definitions: NA
ECCN heading. Items:

The list of items controlled is contained in the

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 32

ECCN heading. Country


Chart
Control(s) (See Supp.
9B117 Test benches and test stands for solid No. 1 to part
or liquid propellant rockets, motors or rocket 738)
engines, having either of the following NS applies to entire entry NS Column 1
characteristics (see List of Items Controlled). MT applies to equipment in MT Column
9B515.a for the 1
License Requirements “development” or
“production” of commodities
Reason for Control: MT, AT in USML Category XV(e)(12)
and XV(e)(19) that are MT
Country Chart controlled.
Control(s) (See Supp. No. 1 RS applies to entire entry RS Column 1
to part 738) AT applies to entire entry AT Column
MT applies to entire entry MT Column 1 1
AT applies to entire entry AT Column 1
List Based License Exceptions (See Part 740 for
List Based License Exceptions (See Part 740 for a description of all license exceptions)
a description of all license exceptions)
LVS: $1500; $5000 for 9B515.b
LVS: N/A GBS: N/A
GBS: N/A
Special Conditions for STA
List of Items Controlled
STA: Paragraph (c)(2) of License
Related Controls: See also 9B990 Exception STA (§ 740.20(c)(2) of
Related Definitions: N/A the EAR) may not be used for any
Items: item in 9B515.

a. The capacity to handle solid or liquid List of Items Controlled


propellant rocket motors or rocket engines having
a thrust greater than 68 kN; or Related Controls: N/A
Related Definitions: N/A
b. Capable of simultaneously measuring the Items:
three axial thrust components.
a. Test, inspection, and production
“equipment” “specially designed” for the
9B515 Test, inspection, and production “production” or “development” of commodities
“equipment” “specially designed” for enumerated in ECCNs 9A004.u, 9A515.a, or
“spacecraft” and related commodities, as USML Category XV(a) or XV(e).
follows (see List of Items Controlled).
Note: ECCN 9B515.a includes
License Requirements equipment, cells, and stands “specially
designed” for the analysis or isolation of faults in
Reason for Control: NS, RS, AT commodities enumerated in ECCNs 9A004.u or
9A515.a, or USML Category XV(a) or XV(e).

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 33

STA (§ 740.20(c)(2) of the EAR) may


b. Environmental test chambers capable of not be used for any item in this ECCN
pressures below (10-4) Torr, and “specially 9B604.
designed” for commodities enumerated in
9A515.a or USML Category XV(a). List of Items Controlled

Related Controls: (1) “Production


9B604 Test, inspection, and production facilities” for the “production” or
“equipment” and related commodities “development” of commodities
“specially designed” for the “development,” enumerated or otherwise described in
“production,” repair, overhaul, or ECCN 9A012 or 9A101 or in USML
refurbishing of commodities in ECCN 9A604 Category IV(d)(2), (d)(3), (d)(4), or (h)(17)
or related defense articles in USML Category are controlled by ECCN 9B116. (2) Test,
IV (see List of Items Controlled). inspection, and other production
“equipment” “specially designed” for the
License Requirements “production” or “development” of
commodities enumerated or otherwise
Reason for Control: NS, RS, MT, AT, UN described in ECCN 9A101 or in USML
Category IV(d)(2), (d)(3), (d)(4), or (h)(17)
Country Chart are controlled by ECCN 9B115. (3) See
Control(s) (See Supp. No. ECCN 0A919 for foreign-made “military
1 to part 738) commodities” that incorporate more than a
NS applies to entire entry NS Column 1 de minimis amount of US-origin “600
RS applies to entire entry RS Column 1 series” controlled content.
MT applies to 9B604.a and .b MT Column 1 Related Definitions: N/A
and to 9B604.d “specially Items:
designed” “production
facilities” or production a. “Production facilities” “specially designed”
“equipment” for defense articles for items that are controlled by USML
identified as MTCR Annex Category IV(a)(1) or (a)(2).
items in USML Category
IV(d)(1), (h)(1), (h)(4), (h)(6), b. Test, calibration, and alignment equipment
(h)(7), (h)(8), (h)(9), (h)(11), “specially designed” for items that are controlled
(h)(20), (h)(21), or (h)(26). by USML Category IV(h)(28).
AT applies to entire entry AT Column 1
UN applies to entire entry See § 746.1(b) c. Test, inspection, and other production
for UN controls “equipment” that is “specially designed” for the
“development,” “production,” repair, overhaul,
List Based License Exceptions (See Part 740 for or refurbishing of commodities described in
a description of all license exceptions) ECCN 9A604, or defense articles controlled
under USML Category IV, and not specified in
LVS: $1,500 ECCN 0B604.a or in ECCN 9B604.a, .b, or .d.
GBS: N/A
d. “Specially designed” “production facilities”
Special Conditions for STA or production “equipment” for systems, sub-
systems, and “components” controlled by USML
STA: Paragraph (c)(2) of License Exception Category IV(d)(1), (d)(7), (h)(1), (h)(4), (h)(6),

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 34

(h)(7), (h)(8), (h)(9), (h)(11), (h)(20), (h)(21), List of Items Controlled


(h)(26), or (h)(28).
Related Controls: USML Category
e. through w. [Reserved] VIII(h)(1) controls “parts,” “components,”
“accessories,” and “attachments”
x. “Parts,” “components,” “accessories,” and “specially designed” for the aircraft
“attachments” that are “specially designed” for a enumerated or otherwise described in
commodity subject to control in paragraph .a or Category VIII(h)(1), but does not control
.b of this ECCN. the commodities enumerated or otherwise
described in ECCN 9B610. USML
Category VIII(h)(2)-(28) controls other
9B610 Test, inspection, and production aircraft “parts,” “components,”
“equipment” and related commodities “accessories,” “attachments,” and
“specially designed” for the “development” or “systems.”
“production” of commodities enumerated or Related Definitions: N/A
otherwise described in ECCN 9A610 or USML Items:
Category VIII (see List of Items Controlled).
a. Test, inspection, and production “equipment”
License Requirements “specially designed” for the “production,”
“development,” operation, installation,
Reason for Control: NS, RS, MT, AT, UN maintenance, repair, overhaul, or refurbishing of
commodities enumerated or otherwise described
in ECCN 9A610 (except 9A610.y) or USML
Country Chart (See
Category VIII, and “parts,” “components,”
Control(s) Supp. No. 1 to part
“accessories,” and “attachments” “specially
738)
designed” therefor.”
NS applies to entire entry
NS Column 1
except 9B610.c. b. Environmental test facilities “specially
RS applies to entire entry RS Column 1 designed” for the certification, qualification, or
MT applies to 9B610.c. MT Column 1 testing of commodities enumerated or otherwise
AT applies to entire entry AT Column 1 described in ECCN 9A610 (except for 9A610.y)
See §746.1(b) for or USML Category VIII and “parts,”
UN applies to entire entry
UN controls “components,” “accessories,” and “attachments”
“specially designed” therefor.
List Based License Exceptions (See Part 740
for a description of all license exceptions) c. “Production facilities” designed or modified
for UAVs or drones that are (i) controlled by
LVS: $1500 either USML paragraph VIII(a) or ECCN
GBS: N/A 9A610.a and (ii) capable of a range equal to or
greater than 300 km.
Special Conditions for STA

STA: Paragraph (c)(2) of License 9B619 Test, inspection, and production


Exception STA (§ 740.20(c)(2) of the “equipment” and related commodities
EAR) may not be used for any item “specially designed” for the “development” or
in 9B610. “production” of commodities enumerated or
otherwise described in ECCN 9A619 or USML

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 35

Category XIX (see List of Items Controlled). Items:

License Requirements a. Test, inspection, and production “equipment”


“specially designed” for the “production,”
Reason for Control: NS, RS, AT, UN “development,” operation, installation,
maintenance, repair, overhaul, or refurbishing of
Country Chart commodities enumerated or otherwise described
Control(s) (See Supp. No. in ECCN 9A619 (except for 9A619.y) or in
1 to part 738) USML Category XIX, and “parts,”
NS applies to entire entry NS Column 1 “components,” “accessories,” and “attachments”
except 9B619.y. “specially designed” therefor.
RS applies to entire entry RS Column 1
except 9B619.y. b. Equipment, cells, or stands “specially
RS applies to 9B619.y. China, Russia or designed” for testing, analysis and fault isolation
Venezuela (see of engines, “systems,” “components,” “parts,”
§ 742.6(a)(7)). “accessories,” and “attachments” enumerated or
AT applies to entire entry AT Column 1 otherwise described in ECCN 9A619 (except for
UN applies to entire entry See § 746.1(b) 9A619.y) on the CCL or in Category XIX on the
except 9B619.y. for UN controls USML.

List Based License Exceptions (See Part 740 c. through x. [Reserved]


for a description of all license exceptions)
y. Bearing pullers “specially designed” for the -
LVS: $1,500 “production” or “development” of commodities
GBS: N/A enumerated or otherwise described in ECCN
9A619 (except for 9A619.y) or USML Category
Special Conditions for STA XIX and “parts,” “components,” “accessories,”
and “attachments” “specially designed” therefor.
STA: Paragraph (c)(2) of License
Exception STA (§ 740.20(c)(2) of
the EAR) may not be used for any 9B620 Test, inspection, and production
item in ECCN 9B619. commodities for cryogenic and
“superconductive” equipment (see List of
List of Items Controlled Items controlled).

Related Controls: USML Category License Requirements


XIX(f)(1) controls “parts,” “components,”
“accessories,” and “attachments” Reason for Control: NS, RS, AT, UN
“specially designed” for the engines
described in Category XIX(f)(1), but does Country Chart
not control the commodities enumerated or Control(s) (See Supp. No. 1 to
otherwise described in ECCN 9B619. part 738)
USML Category XIX(f)(2)-(11) controls
other engine “parts,” “components,” NS applies to entire entry NS Column 1
“accessories,” “attachments,” and RS applies to entire entry RS Column 1
“systems.” AT applies to entire entry AT Column 1
Related Definitions: N/A UN applies to entire entry See §746.1(b) for

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 36

UN controls
Related Controls: N/A
List Based License Exceptions (see Part 740 for Related Definitions: N/A
a description of all license exceptions) Items:

LVS: $1500. The list of items controlled is contained in the


GBS: N/A ECCN heading.
Special Conditions for STA
STA: Paragraph (c)(2) of License 9B991 “Specially designed” “equipment,”
Exception STA (§740.20(c)(2) of the tooling or fixtures, not controlled by 9B001,
EAR) may not be used for any item for manufacturing or measuring gas turbine
in 9B620. blades, vanes or tip shroud castings, as follows
List of Items Controlled (see List of Items Controlled).
Related Controls: N/A License Requirements
Related Definitions: N/A
Items: Reason for Control: AT
a. Test, inspection, and production end items and Country Chart
equipment “specially designed” for the (See Supp. No.
“development,” “production,” repair, overhaul or Control(s)
1 to part
refurbishing of items controlled in ECCN 9A620. 738)
AT applies to entire entry AT Column 1
b. [Reserved]
List Based License Exceptions (See Part 740 for
a description of all license exceptions)
9B990 Vibration test equipment and
“specially designed” “parts” and
LVS: N/A
“components,” n.e.s.
GBS: N/A
License Requirements
List of Items Controlled
Reason for Control: AT
Related Controls: N/A
Related Definitions: N/A
Country Chart Items:
Control(s) (See Supp. No.1
to part 738) a. Automated equipment using non-mechanical
AT applies to entire entry AT Column 1 methods for measuring airfoil wall thickness;
List Based License Exceptions (See Part 740 for b. Tooling, fixtures or measuring equipment for
a description of all license exceptions) the “laser”, water jet or ECM/EDM hole drilling
processes controlled by 9E003.c;
LVS: N/A
GBS: N/A c. Ceramic core leaching equipment;
List of Items Controlled d. Ceramic core manufacturing equipment or

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 37

tools; Items:

e. Ceramic shell wax pattern preparation The list of items controlled is contained in the
equipment; ECCN heading.

f. Ceramic shell burn out or firing equipment.


9C610 Materials “specially designed” for
commodities controlled by USML Category
C. “MATERIALS” VIII or ECCN 9A610 and not elsewhere
specified in the CCL or the USML (see List of
Items Controlled).
9C110 Resin impregnated fiber prepregs and
metal coated fiber preforms therefor, for License Requirements
composite structures, laminates and
manufactures specified in 9A110, made either Reason for Control: NS, RS, AT, UN
with organic matrix or metal matrix utilizing
fibrous or filamentary reinforcements having Country Chart
a “specific tensile strength” greater than 7.62 Control(s) (See Supp. No. 1
x 104 m and a “specific modulus” greater than to part 738)
3.18 x 106 m. NS applies to entire entry NS Column 1
RS applies to entire entry RS Column 1
License Requirements AT applies to entire entry AT Column 1
UN applies to entire entry See § 746.1(b)
Reason for Control: MT, AT for UN controls

Country Chart List Based License Exceptions (See Part 740


Control(s) (See Supp. No. 1 for a description of all license exceptions)
to part 738)
MT applies to entire entry MT Column 1 LVS: $1500
AT applies to entire entry AT Column 1 GBS: N/A

List Based License Exceptions (See Part 740 for Special Conditions for STA
a description of all license exceptions)
STA: Paragraph (c)(2) of License
LVS: N/A Exception STA (§ 740.20(c)(2) of
GBS: N/A the EAR) may not be used for any
item in 9C610.
List of Items Controlled
List of Items Controlled
Related Controls: (1) See also 1C010 and
1C210.c. (2) The only resin Related Controls: USML subcategory XIII(f)
impregnated fiber prepregs controlled by controls structural materials specifically
entry 9C110 are those using resins with a designed, developed, configured, modified,
glass transition temperature (Tg), after cure, or adapted for defense articles, such as
exceeding 418 K (145C) as determined by USML subcategory VIII(a) aircraft. See
ASTM D4065 or national equivalents. ECCN 0A919 for foreign made “military
Related Definitions: N/A commodities” that incorporate more than a

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 38

de minimis amount of U.S.-origin “600 GBS: N/A


series” controlled content.
Related Definitions: N/A Special Conditions for STA
Items:
STA: Paragraph (c)(2) of License
a. Materials not elsewhere specified in the Exception STA (§ 740.20(c)(2) of
USML or the CCL and “specially designed” for the EAR) may not be used for any
commodities enumerated or otherwise described item in ECCN 9C619.
in USML Category VIII or ECCN 9A610 (except
9A610.y). List of Items Controlled

Note 1: Materials enumerated elsewhere in Related Controls: (1) See USML


the CCL, such as in a CCL Category 1 ECCN, are subcategory XIII(f) for controls on
controlled pursuant to controls of the applicable structural materials specifically designed,
ECCN. developed, configured, modified, or
adapted for defense articles, such as USML
Note 2: Materials “specially designed” for Category XIX engines. (2) See ECCN
both aircraft enumerated in USML Category VIII 0A919 for foreign made “military
and aircraft enumerated in ECCN 9A610 are commodities” that incorporate more than a
subject to the controls of this ECCN. de minimis amount of U.S.-origin “600
series” controlled content.
b. [Reserved] Related Definitions: N/A
Items:

9C619 Materials “specially designed” for a. Materials not controlled by paragraph .b of


commodities controlled by USML Category this entry and not elsewhere specified in the CCL
XIX or ECCN 9A619 and not elsewhere or on the USML, and “specially designed” for
specified in the CCL or on the USML (see List commodities enumerated or otherwise described
of Items Controlled). in USML Category XIX or ECCN 9A619 (except
9A619.y).
License Requirements
b. Materials “specially designed” for use in
Reason for Control: NS, RS, AT, UN certain gas turbine engines, as follows:

Country Chart b.1. Powders “specially designed” for thermal


Control(s) (See Supp. No. 1 or environmental barrier coating of defense
to part 738) articles enumerated or described in USML
NS applies to entire entry NS Column 1 Category XIX paragraphs (f)(1) – (f)(4) for
RS applies to entire entry RS Column 1 engines listed in (f)(1);
AT applies to entire entry AT Column 1
UN applies to entire entry See § 746.1(b) b.2. Superalloys (i.e., nickel, cobalt or iron
for UN controls based), used in directionally solidified or single
crystal casting, “specially designed” for defense
List Based License Exceptions (See Part 740 articles enumerated or described in USML
for a description of all license exceptions) Category XIX paragraphs (f)(1) – (f)(4) for
engines listed in paragraph (f)(1); or
LVS: $1,500

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 39

b.3. Imide matrix, metal matrix, or ceramic NS applies to “software” for NS Column 1
matrix composite material (i.e., reinforcing fiber equipment controlled by
combined with a matrix) “specially designed” for 9A001 to 9A004, 9A012,
defense articles enumerated or described in 9B001 to 9B010, and
USML Category XIX paragraphs (f)(1) – (f)(4) technology controlled by
for engines listed in paragraph (f)(1). 9E003.
MT applies to “software” for MT Column 1
Note 1: Materials enumerated elsewhere in equipment controlled by
the CCL, such as in a CCL Category 1 ECCN, are 9B116 for MT reasons.
controlled pursuant to the controls of the AT applies to entire entry AT Column 1
applicable ECCN.
Reporting Requirements
Note 2: Materials described in paragraph .a of
this entry that are “specially designed” for both See § 743.1 of the EAR for reporting
an engine enumerated in USML Category XIX requirements for exports under License
and an engine enumerated in ECCN 9A619 are Exceptions, and Validated End-User
subject to the controls of this ECCN 9C619. authorizations.

Note 3: Materials described in this entry that List Based License Exceptions (See Part 740 for
are or have been used in gas turbine engines in a description of all license exceptions)
production (i.e., not in development) that are not
enumerated or otherwise described on the USML TSR: N/A .
or ECCN 9A619 are not controlled by this entry.
Special Conditions for STA

D. “SOFTWARE” STA: License Exception STA may not be


used to ship or transmit “software”
“specially designed” or modified for
9D001 “Software”, not specified in 9D003 or the “development” of equipment or
9D004, “specially designed” or modified for “technology”, specified by ECCNs
the “development” of equipment or 9B001.b. or 9E003.a.1, 9E003.a.2 to
“technology” controlled by ECCN 9A001 to a.5, 9E003.a.8, or 9E003.h to any of
9A004, 9A012, 9A101 (except for items in the destinations listed in Country
9A101.b that are “subject to the ITAR,” see 22 Group A:6 (See Supplement No.1 to
CFR part 121), 9A106.d. or .e, 9A110, or part 740 of the EAR).
9A120, 9B (except for ECCNs 9B604, 9B610,
9B619, 9B990, and 9B991), or ECCN 9E003. List of Items Controlled

License Requirements Related Controls “Software” that is “required”


for the “development” of items specified in
Reason for Control: NS, MT, AT ECCNs 9A005 to 9A011, 9A101.b (except
for items that are subject to the EAR), 9A103
Country to 9A105, 9A106.a, .b, and .c, 9A107 to
Chart 9A109, 9A110 (for items that are “specially
Control(s) (See Supp. designed” for use in missile systems and
No. 1 to part subsystems), and 9A111 to 9A119 is “subject
738) to the ITAR.”

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 40

Related Definitions: N/A


Items: STA: License Exception STA may not be
used to ship or transmit “software”
The list of items controlled is contained in the “specially designed” or modified for
ECCN heading. the “production” of equipment
specified by 9B001.b to any of the
destinations listed in Country Group
9D002 “Software”, not specified in 9D003 or A:6 (See Supplement No.1 to part
9D004, “specially designed” or modified for 740 of the EAR).
the “production” of equipment controlled by
ECCN 9A001 to 9A004, 9A012, 9A101 (except List of Items Controlled
for items in 9A101.b that are “subject to the
ITAR,” see 22 CFR part 121), 9A106.d or .e, Related Controls: “Software” that is
9A110, or 9A120, 9B (except for ECCNs “required” for the “production” of items
9B604, 9B610, 9B619, 9B990, and 9B991). specified in ECCNs 9A005 to 9A011,
9A101.b (except for items that are subject
License Requirements to the EAR), 9A103 to 9A105, 9A106.a, .b,
and .c, 9A107 to 9A109, 9A110 (for items
Reason for Control: NS, MT, AT that are “specially designed” for use in
missile systems and subsystems), and
Country 9A111 to 9A119 is “subject to the ITAR.”
Chart Related Definitions: N/A
Control(s) (See Supp. Items:
No. 1 to part
738) The list of items controlled is contained in the
NS applies to “software” for NS Column 1 ECCN heading.
equipment controlled by
9A001 to 9A004, 9A012,
9B001 to 9B010. 9D003 “Software” incorporating “technology”
MT applies to “software” for MT Column 1 specified by ECCN 9E003.h and used in
equipment controlled by “FADEC Systems” for systems controlled by
9B116 for MT reasons. ECCN 9A001 to 9A003, 9A101 (except for
AT applies to entire entry AT Column 1 items in 9A101.b that are “subject to the
ITAR”, see 22 CFR part 121), 9A106.d or .e,
Reporting Requirements or 9B (except for ECCNs 9B604, 9B610,
9B619, 9B990, and 9B991).
See § 743.1 of the EAR for reporting
requirements for exports under License License Requirements
Exceptions, and Validated End-User
authorizations. Reason for Control: NS, MT, AT

List Based License Exceptions (See Part 740 for Country


a description of all license exceptions) Chart
Control(s) (See Supp.
TSR: N/A. No. 1 to part
738)
Special Conditions for STA NS applies to “software” NS Column 1

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 41

for “use” of “FADEC Reason for Control: NS, AT


systems” for equipment
controlled by 9A001 to Country Chart
9A003 Control(s) (See Supp. No. 1
MT applies to “software” MT Column 1 to part 738)
required for the “use” of NS applies to entire entry NS Column 1
“FADEC systems” for gas AT applies to entire entry AT Column 1
turbine engines controlled
by 9A101, or 9A106. List Based License Exceptions (See Part 740 for
AT applies to entire entry AT Column 1 a description of all license exceptions)

List Based License Exceptions (See Part 740 for TSR: N/A.
a description of all license exceptions)
Special Conditions for STA
TSR: Yes, except N/A for MT
STA: License Exception STA may not be
List of Items Controlled used to ship or transmit software in
9D004.a and 9D004.c to any of the
Related Controls: (1) See also 9D103. (2) destinations listed in Country Group
“Software” “required” for the “use” of A:6 (See Supplement No.1 to part
equipment specified in ECCNs 9A004 740 of the EAR)
(except for items that are subject to the
EAR), 9A005 to 9A011, 9A101.b (except List of Items Controlled
for items that are subject to the EAR),
9A103 to 9A105, 9A106.a, .b, and .c, Related Controls: See also 9D104.
9A107 to 9A109, 9A110 (for items that are Related Definitions: N/A
“specially designed” for use in missile Items:
systems and subsystems), and 9A111 to
9A119 is “subject to the ITAR” (see 22 a. 2D or 3D viscous “software”, validated with
CFR parts 120 through 130). (3) wind tunnel or flight test data required for
“Software” directly related to defense detailed engine flow modelling;
articles that are “subject to the ITAR” (see
22 CFR parts 120 through 130) is also b. “Software” for testing aero gas turbine engines,
“subject to the ITAR” (see 22CFR parts assemblies, “parts” or “components”, having all
120 through 130). of the following:
Related Definitions: N/A
Items: b.1. “Specially designed” for testing any of
the following:
The list of items controlled is contained in the
ECCN heading. b.1.a. Aero gas turbine engines,
assemblies or components, incorporating
“technology” specified by 9E003.a, 9E003.h or
9D004 Other “software” as follows (see List 9E003.i; or
of Items Controlled).
b.1.b. Multi-stage compressors
License Requirements providing either bypass or core flow, specially
designed for aero gas turbine engines

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 42

incorporating “technology” specified by 9E003.a 9D005 “Software” specially designed or


or 9E003.h; and modified for the operation of items specified
by 9A004.e or 9A004.f. (This “software” is
b.2. “Specially designed” for all of the controlled by ECCN 9D515)
following:
9D018 “Software” for the “use” of equipment
b.2.a. Acquisition and processing of controlled by 9A018.
data, in real time; and
(a) See ECCN 9D610 for “software” related to
b.2.b. Feedback control of the test aircraft, refuelers, ground equipment,
article or test conditions (e.g., temperature, parachutes, harnesses, instrument flight trainers
pressure, flow rate) while the test is in progress; and “parts”, “accessories,” and “attachments”
for the forgoing that, immediately prior to
Note 9D004.b does not specify software October 15, 2013, were classified under
for operation of the test facility or operator safety 9A018.a.1, .a.3, .c, .d, .e, or .f.
(e.g., overspeed shutdown, fire detection and
suppression), or production, repair or (b) See ECCN 9D619 for “software” related to
maintenance acceptance-testing limited to military trainer aircraft turbo prop engines and
determining if the item has been properly “parts” and “components” therefor that,
assembled or repaired. immediately prior to October 15, 2013, were
classified under ECCN 9A018.a.2 or .a.3.
c. “Software” “specially designed” to control
directional solidification or single crystal (c) Software related to certain armored ground
material growth in equipment specified by transport vehicles that prior to January 6, 2014
9B001.a or 9B001.c; were classified under ECCN 9A018.b is EAR99
(See 0D606).
d. [RESERVED]

e. “Software” “specially designed” or modified 9D101 “Software” “specially designed” or


for the operation of items specified by 9A012; modified for the “use” of commodities
controlled by 9B104, 9B105, 9B106, 9B116, or
f. “Software” “specially designed” to design 9B117.
the internal cooling passages of aero gas turbine
engine blades, vanes and “tip shrouds”; License Requirements
g. “Software” having all of the following: Reason for Control: MT, AT
g.1. “Specially designed” to predict aero
Country Chart
thermal, aeromechanical and combustion
Control(s) (See Supp. No. 1
conditions in aero gas turbine engines; and
to part 738)
MT applies to entire entry MT Column 1
g.2. Theoretical modeling predictions of the
AT applies to entire entry AT Column 1
aero thermal, aeromechanical and combustion
conditions, which have been validated with actual
List Based License Exceptions (See Part 740 for
turbine engine (experimental or production)
a description of all license exceptions)
performance data.
TSR: N/A

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 43

9A106.a, .b, and .c, 9A107 to 9A109, 9A111,


List of Items Controlled 9A115 to 9A118 is “subject to the ITAR”
(see 22 CFR parts 120 through 130).
Related Controls: N/A Related Definitions: N/A
Related Definitions: N/A Items:
Items:
The list of items controlled is contained in the
The list of items controlled is contained in the ECCN heading.
ECCN heading.
Note: For a manned aircraft converted to
operate as an unmanned aerial vehicle specified
9D103 “Software” “specially designed” for in 9A012 and controlled for MT reasons, 9D104
modelling, simulation or design integration of includes “software”, as follows:
“missiles”, or the subsystems controlled by
9A005, 9A007, 9A009, 9A105, 9A106, 9A107, a. “Software” “specially designed” or
9A108, 9A109, 9A116 or 9A119. (This entry is modified to integrate the conversion equipment
“subject to the ITAR.” See 22 CFR parts 120 with the aircraft system functions;
through 130.)
b. “Software” “specially designed” or
modified to operate the aircraft as an unmanned
9D104 “Software” specially designed or aerial vehicle.
modified for the “use” of equipment controlled
by ECCN 9A001, 9A012 (for MT controlled
items only), 9A101 (except for items in 9D105 “Software” that coordinates the
9A101.b that are “subject to the ITAR,” see 22 function of more than one subsystem,
CFR part 121), or 9A106.d. “specially designed” or modified for “use” in
License Requirements rockets, missiles, or unmanned aerial vehicles
capable of achieving a “range” equal to or
Reason for Control: MT, AT greater than 300km. (These items are
“subject to the ITAR.” See 22 CFR parts 120
Country Chart through 130.)
Control(s) (See Supp. No. 1
to part 738)
MT applies to entire entry MT Column 1 9D515 “Software” “specially designed” for
AT applies to entire entry AT Column 1 the “development,” “production,” operation,
installation, maintenance, repair, overhaul, or
List Based License Exceptions (See Part 740 for refurbishing of “spacecraft” and related
a description of all license exceptions) commodities, as follows (see List of Items
Controlled).
TSR: N/A
License Requirements
List of Items Controlled
Reason for Control: NS, RS, AT
Related Controls: “Software” for
commodities specified in ECCNs 9A005 to Country Chart
9A011, 9A103 to 9A105, 9A101.b (except Control(s) (See Supp. No.
for items that are subject to the EAR), 1 to part 738)

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 44

NS applies to entire entry NS Column 1 “production,” operation, installation,


except 9D515.y. maintenance, repair, overhaul, or refurbishing of
RS applies to entire entry RS Column 1 commodities controlled by ECCN 9A515 (except
except 9D515.y. 9A515.d or .e) or 9B515.
RS applies to 9D515.y, China, Russia
except to Russia for use in, or Venezuela b. “Source code” that:
with, or for the (see
International Space Station § 742.6(a)(7)). b.1. Contains the algorithms or control
(ISS), including launch to principles (e.g., for clock management), precise
the ISS. orbit determination (e.g., for ephemeris or pseudo
AT applies to entire entry AT Column 1 range analysis), signal construct (e.g., pseudo-
random noise (PRN) anti-spoofing) “specially
List Based License Exceptions (See Part 740 designed” for items controlled by ECCN 9A515;
for a description of all license exceptions)
b.2. Is “specially designed” for the
TSR: N/A integration, operation, or control of items
controlled by ECCN 9A515;
Special Conditions for STA
b.3. Contains algorithms or modules
STA: (1) Paragraph (c)(1) of License “specially designed” for system, subsystem,
Exception STA (§ 740.20(c)(1) of component, part, or accessory calibration,
the EAR) may not be used for manipulation, or control of items controlled by
9D515.b, .d, or .e. (2) Paragraph ECCN 9A515;
(c)(2) of License Exception STA (§
740.20(c)(2) of the EAR) may not be b.4. Is “specially designed” for data
used for any “software” in 9D515. assemblage, extrapolation, or manipulation of
items controlled by ECCN 9A515;
List of Items Controlled
b.5. Contains the algorithms or control laws
Related Controls: 1) “Software” directly “specially designed” for attitude, position, or
related to articles enumerated in USML flight control of items controlled in ECCN
Category XV is subject to the control of 9A515; or
USML paragraph XV(f). 2) See also
ECCNs 3D001, 6D001, 6D002, and 6D991 b.6. Is “specially designed “for built-in test
for controls of specific “software” and diagnostics for items controlled by ECCN
“specially designed” for certain “space- 9A515.
qualified” items. 3) For “software” for
items listed in 9A004.d that are c. [Reserved]
incorporated into “spacecraft payloads”,
see the appropriate “software” ECCN d. “Software” “specially designed” for the
within those Categories. “development,” “production,” operation, failure
Related Definitions: N/A analysis or anomaly resolution of commodities
Items: controlled by ECCN 9A515.d.

a. “Software” (other than “software” e. “Software” “specially designed” for the


controlled in paragraphs .b, .d, or .e of this entry) “development,” “production,” operation, failure
“specially designed” for the “development,”

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 45

analysis or anomaly resolution of commodities


controlled by ECCN 9A515.e. List of Items Controlled

f. through x. [Reserved] Related Controls: (1) Software directly


related to articles enumerated or otherwise
y. Specific “software” “specially designed” described in USML Category IV is
for the “development,” “production,” operation, controlled under USML Category IV(i).
or maintenance of commodities enumerated in (2) See also ECCNs 9D101 and 9D104 for
ECCN 9A515.y. controls on “software” for the “use” of
missiles and related commodities. (3) See
ECCN 0A919 for foreign-made “military
9D604 “Software” “specially designed” for commodities” that incorporate more than a
the “development,” “production,” operation, de minimis amount of U.S.-origin “600
or maintenance of commodities controlled by series” controlled content.
ECCN 9A604 or 9B604 (see List of Items Related Definitions: N/A
Controlled). Items:

License Requirements a. “Software” “specially designed” for the


“development,” “production,” operation or
Reason for Control: NS, RS, MT, AT, UN maintenance of commodities controlled by
ECCN 9A604 or ECCN 9B604.
Country Chart
Control(s) (See Supp. No. 1 b. [RESERVED]
to part 738)
NS applies to entire entry NS Column 1
RS applies to entire entry RS Column 1 9D610 Software “specially designed” for the
MT applies to “software,” as MT Column 1 “development,” “production,” operation, or
described in paragraph .a of maintenance of military aircraft and related
this entry, for commodities commodities controlled by 9A610, equipment
controlled for MT reasons in controlled by 9B610, or materials controlled
ECCN 9A604.c or .d, or by 9C610 (see List of Items Controlled).
ECCN 9B604.
AT applies to entire entry AT Column 1 License Requirements
UN applies to entire entry See § 746.1(b)
for UN controls Reason for Control: NS, RS, MT, AT, UN

List Based License Exceptions (See Part 740 for Country Chart
a description of all license exceptions) Control(s) (See Supp. No.
1 to part 738)
TSR: N/A NS applies to entire entry NS Column 1
except 9D610.y.
Special Conditions for STA MT applies to software MT Column 1
“specially designed” for the
STA: Paragraph (c)(2) of License operation, installation,
Exception STA (§ 740.20(c)(2) of maintenance, repair, overhaul,
the EAR) may not be used for any or refurbishing of commodities
item in this ECCN 9D604. controlled for MT reasons in

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 46

9A610 or 9B610.
RS applies to entire entry RS Column 1 b.1. Static structural members;
except 9D610.y.
RS applies to 9D610.y. China, Russia b.2. Exterior skins, removable fairings, non-
or Venezuela removable fairings, radomes, access doors and
(see panels, and in-flight opening doors;
§ 742.6(a)(7)).
AT applies to entire entry AT Column 1 b.3. Control surfaces, leading edges, trailing
UN applies to entire entry See § 746.1(b) edges, and leading edge flap seals;
except 9D610.y. for UN controls
b.4. Leading edge flap actuation system
List Based License Exceptions (See Part 740 commodities (i.e., power drive units, rotary
for a description of all license exceptions) geared actuators, torque tubes, asymmetry
brakes, position sensors, and angle gearboxes)
“specially designed” for fighter, attack, or
TSR: N/A bomber aircraft controlled in USML Category
VIII;
Special Conditions for STA
b.5. Engine inlets and ducting;
STA: (1) Paragraph (c)(1) of License
Exception STA (§ 740.20(c)(1) of b.6. Fatigue life monitoring systems
the EAR) may not be used for “specially designed” to relate actual usage to the
9D610.b. (2) Paragraph (c)(2) of analytical or design spectrum and to compute
License Exception STA (§ amount of fatigue life “specially designed” for
740.20(c)(2) of the EAR) may not be aircraft controlled by either USML subcategory
used for any software in 9D610. VIII(a) or ECCN 9A610.a, except for Military
Commercial Derivative Aircraft;
List of Items Controlled
b.7. Landing gear, and “parts” and
Related Controls: Software directly related “components” “specially designed” therefor,
to articles enumerated or otherwise “specially designed” for use in aircraft weighing
described in USML Category VIII is more than 21,000 pounds controlled by either
subject to the control of USML paragraph USML subcategory VIII(a) or ECCN 9A610.a,
VIII(i). except for Military Commercial Derivative
Related Definitions: N/A Aircraft;
Items:
b.8. Conformal fuel tanks and “parts” and
a. “Software” (other than software controlled in “components” “specially designed” therefor;
paragraphs .b or .y of this entry) “specially
designed” for the “development,” “production,” b.9. Electrical “equipment,” “parts,” and
operation, or maintenance of commodities “components” “specially designed” for electro-
controlled by ECCN 9A610, ECCN 9B610, or magnetic interference (EMI) – i.e., conducted
ECCN 9C610. emissions, radiated emissions, conducted
susceptibility and radiated susceptibility –
b. “Software” “specially designed” for the protection of aircraft that conform to the
“development” or “production” of any of the requirements of MIL-STD-461;
following:

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 47

b.10. HOTAS (Hand-on Throttle and Stick) (See Supp. No. 1


controls, HOCAS (Hands on Collective and to part 738)
Stick), Active Inceptor Systems (i.e., a NS applies to entire entry NS Column 1
combination of Active Side Stick Control except 9D619.y.
Assembly, Active Throttle Quadrant Assembly, MT applies to software RS Column 1
and Inceptor Control Unit), rudder pedal “specially designed” for the
assemblies for digital flight control systems, and operation, installation,
parts and components “specially designed” maintenance, repair,
therefor; overhaul, or refurbishing of
commodities controlled for
b.11. Integrated Vehicle Health Management MT reasons in 9A610 or
Systems (IVHMS), Condition Based 9B610.
Maintenance (CBM) Systems, and Flight Data RS applies to entire entry RS Column 1
Monitoring (FDM) systems; except 9D619.y.
RS applies to 9D619.y. China, Russia or
b.12. Equipment “specially designed” for Venezuela (see
system prognostic and health management of § 742.6(a)(7)).
aircraft; AT applies to entire entry AT Column 1
UN applies to entire entry See § 746.1(b)
b.13. Active Vibration Control Systems; or except 9D619.y. for UN controls

List Based License Exceptions (See Part 740


b.14. Self-sealing fuel bladders “specially for a description of all license exceptions)
designed” to pass a .50 caliber or larger gunfire
test (MIL-DTL-5578, MIL-DTL-27422). TSR: N/A
c. to x. [Reserved] Special Conditions for STA
y. Specific “software” “specially designed” for STA: (1) Paragraph (c)(1) of License
the “development,” “production,” operation, or Exception STA (§ 740.20(c)(1) of
maintenance of commodities enumerated in the EAR) may not be used for
ECCN 9A610.y. 9D619.b. (2) Paragraph (c)(2) of
License Exception STA
(§ 740.20(c)(2) of the EAR) may not
9D619 Software “specially designed” for the be used for any software in ECCN
“development,” “production,” operation or 9D619.
maintenance of military gas turbine engines
and related commodities controlled by 9A619, List of Items Controlled
equipment controlled by 9B619, or materials
controlled by 9C619 (see List of Items Related Controls: Software directly related
Controlled). to articles enumerated or otherwise
described in USML Category XIX is
License Requirements subject to the control of USML paragraph
XIX(g).
Reason for Control: NS, RS, AT, UN Related Definitions: N/A
Items:
Control(s) Country Chart

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 48

a. “Software” (other than software controlled in metering, oil flow management), heat exchangers
paragraph .b of this entry) “specially designed” (air/air, fuel/air, fuel/oil), debris monitoring (inlet
for the “development,” “production,” operation, and exhaust), seals (carbon, labyrinth, brush,
or maintenance of commodities controlled by balance piston, and knife-edge), permanent
ECCN 9A619 (except 9A619.y), ECCN 9B619 magnetic alternator and generator, eddy current
(except 9B619.y), or ECCN 9C619. sensors;

b. “Software” “specially designed” for the b.9. Torquemeter assembly (i.e., housing,
“development” or “production” of any of the shaft, reference shaft, and sleeve);
following:
b.10. Digital engine control systems (e.g.,
b.1. Front, turbine center, and exhaust frames; Full Authority Digital Engine Controls (FADEC)
and Digital Electronic Engine Controls (DEEC))
b.2. Low pressure compressor (i.e., fan) “specially designed” for gas turbine engines
“components” and “parts” as follows: nose cones, controlled in this ECCN; or
casings, blades, vanes, spools, shrouds, blisks,
shafts and disks; b.11. Engine monitoring systems (i.e.,
prognostics, diagnostics, and health) “specially
b.3. High pressure compressor “components” designed” for gas turbine engines and
and “parts” as follows: casings, blades, vanes, components controlled in this ECCN.
spools, shrouds, blisks, shafts, disks, and
impellers; c. to x. [RESERVED]

b.4. Combustor “components” and “parts” as y. Specific “software” “specially designed” for
follows: casings, fuel nozzles, swirlers, swirler the “development,” “production,” operation, or
cups, deswirlers, valve injectors, igniters, maintenance of commodities enumerated in
diffusers, liners, chambers, cowlings, domes and ECCN 9A619.y or 9B619.y.
shells;

b.5. High pressure turbine “components” and 9D620 “Software” “specially designed” for
“parts” as follows: casings, shafts, disks, blades, cryogenic and “superconductive” equipment,
vanes, nozzles, and tip shrouds; as follows (see List of Items Controlled).
License Requirements
b.6. Low pressure turbine “components” and
“parts” as follows: casings, shafts, disks, blades, Reasons for Control: NS, RS, AT, UN
vanes, nozzles, and tip shrouds;
Country Chart
b.7. Augmentor “components” and “parts” as Control(s) (See Supp. No. 1
follows: casings, flame holders, spray bars, pilot to part 738)
burners, augmentor fuel controls, flaps (external, NS applies to entire entry NS Column 1
convergent, and divergent), guide and RS applies to entire entry RS Column 1
syncronization rings, and flame detectors and AT applies to entire entry AT Column 1
sensors; UN applies to entire entry See §746.1(b) for
UN controls
b.8. Mechanical “components” and “parts” as
follows: fuel metering units and fuel pump List Based License Exceptions (see Part 740 for
metering units, valves (fuel throttle, main a description of all license exceptions)

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 49

TSR: N/A Related Controls: N/A


Related Definitions: N/A
Special Conditions for STA Items:

STA: Paragraph (c)(2) of License The list of items controlled is contained in the
Exception STA (§740.20(c)(2) of the ECCN heading.
EAR) may not be used for any
“software” in 9D620.
List of Items Controlled 9D991 “Software”, for the “development”
or “production” of equipment controlled by
Related Controls: “Software” directly related 9A991 or 9B991.
to articles enumerated on USML are
subject to the control of that USML License Requirements
category.
Related Definitions: N/A Reason for Control: AT
Items:
Software “specially designed” for the Country Chart
“development,” “production,” operation, or Control(s) (See Supp. No. 1
maintenance of commodities controlled by to part 738)
ECCNs 9A620 or 9B620. AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for


9D990 “Software”, n.e.s., for the a description of all license exceptions)
“development” or “production” of equipment
controlled by 9A990 or 9B990. TSR: N/A
License Requirements List of Items Controlled
Reason for Control: AT Related Controls: N/A
Related Definitions: N/A
Country Chart Items:
Control(s) (See Supp. No.
1 to part 738) The list of items controlled is contained in the
AT applies to “software” for AT Column 1 ECCN heading.
equipment under 9A990
except 9A990.a.
AT applies to “software” for AT Column 2 E. “TECHNOLOGY”
equipment under 9A990.a
only.
Note 1: “Development” or “production”
List Based License Exceptions (See Part 740 for “technology” controlled by 9E001 to 9E003 for
a description of all license exceptions) gas turbine engines remains controlled when
used for repair or overhaul. Excluded from
TSR: N/A 9E001 to 9E003 control are: technical data,
drawings or documentation for maintenance
List of Items Controlled activities directly associated with calibration,

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 50

removal or replacement of damaged or source code or commands that control a


unserviceable line replaceable units, including “spacecraft,” payload, or associated subsystems
replacement of whole engines or engine modules. for purposes of 9A004.

Note 2: USML Category XV(f) and ECCNs 9E001 “Technology” according to the
9E001, 9E002 and 9E515 do not control the data General Technology Note for the
transmitted to or from a satellite or “spacecraft,” “development” of equipment or “software”,
whether real or simulated, when limited to controlled by 9A004, 9A012, 9B (except for
information about the health, operational status, ECCNs 9B604, 9B610, 9B619, 9B990 and
or measurements or function of, or raw sensor 9B991), or ECCN 9D001 to 9D004, 9D101, or
output from, the “spacecraft,” “spacecraft” 9D104.
payload(s), or its associated subsystems or
components. Such information is not within the
scope of information captured within the License Requirements
definition of “technology” in the EAR for
purposes of Category 9 Product Group E. Reason for Control: NS, MT, AT
Examples of such information, which are
commonly referred to as “housekeeping data,”
include (i) system, hardware, component Country Chart
configuration, and operation status information Control(s) (See Supp. No.
pertaining to temperatures, pressures, power, 1 to part 738)
currents, voltages, and battery charges; (ii) NS applies to “technology” NS Column 1
“spacecraft” or payload orientation or position for items controlled by
information, such as state vector or ephemeris 9A004, 9A012, 9B001 to
information; (iii) payload raw mission or science 9B010, 9D001 to 9D004 for
output, such as images, spectra, particle NS reasons.
measurements, or field measurements; (iv) MT applies to “technology” MT Column 1
command responses; (v) accurate timing for items controlled by
information; and (vi) link budget data. The act 9A012, 9B001, 9B002,
of processing such telemetry data – i.e., 9B003, 9B004, 9B005,
converting raw data into engineering units or 9B007, 9B104, 9B105,
readable products – or encrypting it does not, in 9B106, 9B115, 9B116,
and of itself, cause the telemetry data to become 9B117, 9D001, 9D002,
subject to the ITAR or to ECCN 9E515 for 9D003, or 9D004 for MT
purposes of 9A515, or to ECCNs 9E001 or 9E002 reasons.
for purposes of 9A004. All classified technical AT applies to entire entry AT Column 1
data directly related to items controlled in USML
Category XV or ECCNs 9A515, and defense Reporting Requirements
services using the classified technical data
remains subject to the ITAR. This note does not See § 743.1 of the EAR for reporting
affect controls in USML XV(f), ECCN 9D515, or requirements for exports under License
ECCN 9E515 on software source code or Exceptions, and Validated End-User
commands that control a “spacecraft,” payload, authorizations.
or associated subsystems for purposes of 9A515.
This note also does not affect controls in ECCNs List Based License Exceptions (See Part 740 for
9D001, 9D002, 9E001, or 9E002 on software a description of all license exceptions)

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 51

9B004, 9B005, 9B007,


TSR: N/A 9B104, 9B105, 9B106,
9B115 or 9B116 for MT
Special Conditions for STA reasons.
AT applies to entire entry AT Column 1
STA: License Exception STA may not be
used to ship or transmit any Reporting Requirements
technology in this entry to any of the
destinations listed in Country Group See § 743.1 of the EAR for reporting
A:6 (See Supplement No.1 to part requirements for exports under License
740 of the EAR) Exceptions, and Validated End-User
authorizations.
List of Items Controlled
List Based License Exceptions (See Part 740 for
Related Controls: (1) See also 9E101 and a description of all license exceptions)
1E002.f (for controls on “technology” for
the repair of controlled structures, TSR: N/A
laminates or materials). (2) “Technology”
required for the “development” of Special Conditions for STA
equipment described in ECCNs 9A005 to
9A011 or “software” described in ECCNs STA: License Exception STA may not be
9D103 and 9D105 is “subject to the ITAR.” used to ship or transmit any
Related Definitions: N/A technology in this entry to any of the
Items: destinations listed in Country Group
A:6 (See Supplement No.1 to part
The list of items controlled is contained in the 740 of the EAR).
ECCN heading.
List of Items Controlled

9E002 ‘‘Technology’’ according to the Related Controls: (1) See also 9E102. (2)
General Technology Note for the See also 1E002.f for ‘technology” for the
‘‘production’’ of ‘‘equipment’’ controlled by repair of controlled structures, laminates or
ECCN 9A004 or 9B (except for ECCNs 9B117, materials. (3) “Technology” that is required
9B604, 9B610, 9B619, 9B990, and 9B991). for the “production” of equipment described
in ECCNs 9A005 to 9A011 is “subject to the
License Requirements ITAR.”
Related Definitions: N/A
Reason for Control: NS, MT, AT Items:

Country Chart The list of items controlled is contained in the


Control(s) (See Supp. No. ECCN heading.
1 to part 738)
NS applies to entire entry NS Column 1
MT applies to MT Column 1 9E003 Other “technology” as follows (see
“technology” for List of Items Controlled).
equipment controlled by
9B001, 9B002, 9B003, License Requirements

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 52

“subject to the ITAR” (see 22 CFR parts


Reason for Control: NS, SI, AT 120 through 130). (2) “Technology” is
subject to the EAR when actually applied
Country Chart to a commercial “aircraft” engine program.
Control(s) (See Supp. No. Exporters may seek to establish
1 to part 738) commercial application either on a case-
NS applies to entire entry NS Column 1 by-case basis through submission of
SI applies to 9E003.a.1 See §742.14 of documentation demonstrating application
through a.8, .h, .i, and .l. the EAR for to a commercial program in requesting an
additional export license from the Department of
information. Commerce in respect to a specific export,
AT applies to entire entry AT Column 1 or in the case of use for broad categories of
“aircraft,” engines, “parts” or
Reporting Requirements “components,” a commodity jurisdiction
determination from the Department of
See § 743.1 of the EAR for reporting State.
requirements for exports under License Related Definitions: N/A
Exceptions, and Validated End-User Items:
authorizations.
a. “Technology” “required” for the
List Based License Exceptions (See Part 740 for “development” or “production” of any of the
a description of all license exceptions) following gas turbine engine “parts,”
“components” or systems:
TSR: N/A
a.1. Gas turbine blades, vanes or “tip
Special Conditions for STA shrouds”, made from Directionally Solidified
(DS) or Single Crystal (SC) alloys and having (in
STA: License Exception STA may not be the 001 Miller Index Direction) a stress-rupture
used to ship or transmit any technology in life exceeding 400 hours at 1,273 K (1,000C) at
9E003.a.1 to a.5, 9E003.c, 9E003.h, or 9E003.i a stress of 200 MPa, based on the average
(other than technology for fan or power turbines) property values;
to any of the destinations listed in Country
Group A:5 or A:6 (See Supplement No.1 to part Technical Note: For the purposes of
740 of the EAR). 9E003.a.1, stress-rupture life testing is typically
License Exception STA may not be used to conducted on a test specimen.
ship or transmit any technology in 9E003.k to
any of the destinations listed in Country Group a.2. Combustors having any of the
A:6 (See Supplement No.1 to part 740 of the following:
EAR).
a.2.a. ‘Thermally decoupled liners’
List of Items Controlled designed to operate at ‘combustor exit
temperature’ exceeding 1,883 K (1,610°C);
Related Controls: (1) Hot section
“technology” “specifically designed,” a.2.b. Non-metallic liners;
modified, or equipped for military uses or
purposes, or developed principally with a.2.c. Non-metallic shells; or
U.S. Department of Defense funding, is

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 53

a.2.d. Liners designed to operate at


'combustor exit temperature' exceeding 1,883 K a.3. “Parts” or “components,” that are any of
(1,610°C) and having holes that meet the the following:
parameters specified by 9E003.c;
a.3.a. Manufactured from organic
a.2.e. Utilizing ‘pressure gain combustion’; “composite” materials designed to operate above
588 K (315°C);
Technical Note: For the purposes of
9E003.a.2.e, in ‘pressure gain combustion’ the a.3.b. Manufactured from any of the
bulk average stagnation pressure at the following:
combustor outlet is greater than the bulk average
stagnation pressure at the combustor inlet due a.3.b.1. Metal “matrix” “composites”
primarily to the combustion process, when the reinforced by any of the following:
engine is running in a “steady state mode” of
operation. a.3.b.1.a. Materials controlled by 1C007;

Note: The “required” “technology” for a.3.b.1.b. “Fibrous or filamentary


holes in 9E003.a.2 is limited to the derivation of materials” specified by 1C010; or
the geometry and location of the holes.
a.3.b.1.c. Aluminides specified by
Technical Notes: 1C002.a; or

1. For the purposes of 9E003.a.2.a, a.3.b.2. Ceramic “matrix” “composites”


‘thermally decoupled liners’ are liners that specified by 1C007; or
feature at least a support structure designed to
carry mechanical loads and a combustion facing a.3.c. Stators, vanes, blades, tip seals
structure designed to protect the support (shrouds), rotating blings, rotating blisks or
structure from the heat of combustion. The ‘splitter ducts’, that are all of the following:
combustion facing structure and support
structure have independent thermal displacement a.3.c.1. Not specified in 9E003.a.3.a;
(mechanical displacement due to thermal load)
with respect to one another, i.e. they are a.3.c.2. Designed for compressors or
thermally decoupled. fans; and

a.3.c.3. Manufactured from material


controlled by 1C010.e with resins controlled by
2. For the purposes of 9E003.a.2.d,
1C008;
‘combustor exit temperature’ is the bulk average
gas path total (stagnation) temperature between
the combustor exit plane and the leading edge of Technical Note: For the purposes of
the turbine inlet guide vane (i.e., measured at 9E003.a.3.c, a ‘splitter duct’ performs the
engine station T40 as defined in SAE ARP 755A) initial separation of the air-mass flow between
when the engine is running in a “steady state the bypass and core sections of the engine.
mode” of operation at the certificated maximum
continuous operating temperature. a.4. Uncooled turbine blades, vanes or “tip
shrouds” designed to operate at a ‘gas path
N.B.: See 9E003.c for “technology” temperature’ of 1,373 K (1,100°C) or more;
“required” for manufacturing cooling holes.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 54

a.5. Cooled turbine blades, vanes or “tip


shrouds”, other than those described in Technical Note: For the purposes of
9E003.a.1, designed to operate at a ‘gas path 9E003.a.11, a ‘fan blade’ is the aerofoil portion
temperature’ of 1,693 K (1,420C) or more; of the rotating stage or stages, which provide
both compressor and bypass flow in a gas turbine
Technical Note: For the purposes of engine.
9E003.a.5, ‘gas path temperature’ is the bulk
average gas path total (stagnation) temperature b. “Technology” “required” for the
at the leading edge plane of the turbine “development” or “production” of any of the
component when the engine is running in a following:
“steady state mode” of operation at the
certificated or specified maximum continuous b.1. Wind tunnel aero-models equipped with
operating temperature. non-intrusive sensors capable of transmitting data
from the sensors to the data acquisition system;
a.6. Airfoil-to-disk blade combinations using or
solid state joining;
b.2. “Composite” propeller blades or prop-
a.7. [Reserved] fans, capable of absorbing more than 2,000 kW at
flight speeds exceeding Mach 0.55;
a.8. ‘Damage tolerant’ gas turbine engine
rotor “parts” or “components” using powder c. “Technology” “required” for manufacturing
metallurgy materials controlled by 1C002.b; or cooling holes in gas turbine engine “parts” or
“components” incorporating any of the
Technical Note: For the purposes of “technologies” specified by 9E003.a.1,
9E003.a.8, ‘damage tolerant’ “parts” and 9E003.a.2 or 9E003.a.5, and having any of the
“components” are designed using methodology following:
and substantiation to predict and limit crack
growth. c.1. Having all of the following:

a.9. [Reserved] c.1.a. Minimum ‘cross-sectional area’ less


than 0.45 mm2;
N.B.: For “FADEC systems”, see
9E003.h. c.1.b. ‘Hole shape ratio’ greater than 4.52;
and
a.10. [Reserved]
c.1.c. ‘Incidence angle’ equal to or less
N.B.: For adjustable flow path geometry, see than 25°; or
9E003.i.
c.2. Having all of the following:
a.11. ‘Fan blades’ having all of the following:
c.2.a. Minimum ‘cross-sectional area’ less
a.11.a. 20% or more of the total volume than 0.12 mm2;
being one or more closed cavities containing
vacuum or gas only; and c.2.b. ‘Hole shape ratio’ greater than 5.65;
and
a.11.b. One or more closed cavities
having a volume of 5 cm3 or larger; c.2.c. ‘Incidence angle’ more than 25°;

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 55

e.3. Power density of more than 700 kW/m3 of


Note: 9E003.c does not apply to ‘box volume’;
“technology” for manufacturing constant radius
cylindrical holes that are straight through and Technical Note: For the purposes of
enter and exit on the external surfaces of the 9E003.e.1., ‘box volume’ is the product of three
component. perpendicular dimensions measured in the
following way:
Technical Notes:
Length: The length of the crankshaft from
1. For the purposes of 9E003.c, the ‘cross- front flange to flywheel face;
sectional area’ is the area of the hole in the plane
perpendicular to the hole axis. Width: The widest of any of the following:

2. For the purposes of 9E003.c, ‘hole shape a. The outside dimension from valve
ratio’ is the nominal length of the axis of the hole cover to valve cover;
divided by the square root of its minimum 'cross-
sectional area'. b. The dimensions of the outside edges of
the cylinder heads; or
3. For the purposes of 9E003.c, ‘incidence
angle’ is the acute angle measured between the c. The diameter of the flywheel housing;
plane tangential to the airfoil surface and the
hole axis at the point where the hole axis enters Height: The largest of any of the following:
the airfoil surface.
a. The dimension of the crankshaft
4. For the purposes of 9E003.c, methods center-line to the top plane of the valve cover (or
for manufacturing holes include “laser” beam cylinder head) plus twice the stroke; or
machining, water jet machining, Electro-
Chemical Machining (ECM) or Electrical b. The diameter of the flywheel housing.
Discharge Machining (EDM).
f. “Technology” “required” for the “production”
d. “Technology” “required” for the of “specially designed” “parts” or “components”
“development” or “production” of helicopter for high output diesel engines, as follows:
power transfer systems or tilt rotor or tilt wing
“aircraft” power transfer systems; f.1. “Technology” “required” for the
“production” of engine systems having all of the
e. “Technology” for the “development” or following “parts” and “components” employing
“production” of reciprocating diesel engine ceramics materials controlled by 1C007:
ground vehicle propulsion systems having all of
the following: f.1.a Cylinder liners;

e.1. ‘Box volume’ of 1.2 m3 or less; f.1.b. Pistons;

e.2. An overall power output of more than 750 f.1.c. Cylinder heads; and
kW based on 80/1269/EEC, ISO 2534 or national
equivalents; and f.1.d. One or more other “part” or
“component” (including exhaust ports,

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 56

turbochargers, valve guides, valve assemblies or r.p.m., provided the rated speed is 2,300 r.p.m. or
insulated fuel injectors); more.

f.2. “Technology” “required” for the h. “Technology” for gas turbine engine
“production” of turbocharger systems with “FADEC systems” as follows:
single-stage compressors and having all of the
following: h.1. “Development” “technology” for
deriving the functional requirements for the
f.2.a. Operating at pressure ratios of 4:1 or “parts” or “components” necessary for the
higher; “FADEC system” to regulate engine thrust or
shaft power (e.g., feedback sensor time constants
f.2.b. Mass flow in the range from 30 to 130 and accuracies, fuel valve slew rate);
kg per minute; and
h.2. “Development” or “production”
f.2.c. Variable flow area capability within “technology” for control and diagnostic “parts”
the compressor or turbine sections; or “components” unique to the “FADEC system”
and used to regulate engine thrust or shaft power;
f.3. “Technology” “required” for the
“production” of fuel injection systems with a h.3. “Development” “technology” for the
“specially designed” multifuel (e.g., diesel or jet control law algorithms, including “source code”,
fuel) capability covering a viscosity range from unique to the “FADEC system” and used to
diesel fuel (2.5 cSt at 310.8 K (37.8C)) down to regulate engine thrust or shaft power;
gasoline fuel (0.5 cSt at 310.8 K (37.8C)) and
having all of the following: Note: 9E003.h does not apply to technology
related to engine-“aircraft” integration required
f.3.a. Injection amount in excess of 230 mm3 by civil aviation authorities of one or more
per injection per cylinder; and Wassenaar Arrangement Participating States
(See Supplement No. 1 to part 743 of the EAR) to
f.3.b. Electronic control features “specially be published for general airline use (e.g.,
designed” for switching governor characteristics installation manuals, operating instructions,
automatically depending on fuel property to instructions for continued airworthiness) or
provide the same torque characteristics by using interface functions (e.g., input/output processing,
the appropriate sensors; airframe thrust or shaft power demand).

g. “Technology” “required” for the i. “Technology” for adjustable flow path systems
“development” or “production” of ‘high output designed to maintain engine stability for gas
diesel engines’ for solid, gas phase or liquid film generator turbines, fan or power turbines, or
(or combinations thereof) cylinder wall propelling nozzles, as follows:
lubrication and permitting operation to
temperatures exceeding 723 K (450C), i.1. “Development” “technology” for
measured on the cylinder wall at the top limit of deriving the functional requirements for the
travel of the top ring of the piston; “parts” or “components” that maintain engine
stability;
Technical Note: For the purposes of
9E003.g, ‘high output diesel engines’ are diesel i.2. “Development” or “production”
engines with a specified brake mean effective “technology” for “parts” or “components” unique
pressure of 1.8 MPa or more at a speed of 2,300

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 57

to the adjustable flow path system and that


maintain engine stability; k.6. Systems to remove heat from
'compression system' core gas path flow.
i.3. “Development” “technology” for the
control law algorithms, including “source code”, Technical Notes: For the purposes of
unique to the adjustable flow path system and that 9E003.k:
maintain engine stability;
1. Propulsion inlet systems include core flow
Note: 9E003.i does not apply to pre-coolers.
“technology” for any of the following:
2. 'Reheat systems' provide additional thrust by
a. Inlet guide vanes; combusting fuel in exhaust and/or bypass flow
b. Variable pitch fans or prop-fans; downstream of the last turbomachinery stage.
c. Variable compressor vanes; 'Reheat systems' are also referred to as
d. Compressor bleed valves; or afterburners.
e. Adjustable flow path geometry for reverse
thrust. 3. ‘Active thermal management systems’
employ methods other than passive oil-to-air
j. “Technology” “required” for the cooling or oil-to-fuel cooling, such as vapor cycle
“development” of wing-folding systems designed systems.
for fixed-wing “aircraft” powered by gas turbine
engines. 4. ‘Compression system’ is any stage or
combination of stages between the engine inlet
N.B.: For “technology” “required” for the face and the combustor that increases gas path
“development” of wing-folding systems designed pressure through mechanical work.
for fixed-wing “aircraft” specified in USML
Category VIII (a), see USML Category VIII (i). 5. An ‘engine rotor support’ is the bearing
supporting the main engine shaft that drives the
k. “Technology”, not specified in 9E003.a, compression system or turbine rotors.
9E003.h, or 9E003.i, “required” for the
“development” of any of the following N.B. 1 See 9E003.h for engine control
components or systems, “specially designed” for technology.
aero gas turbine engines to enable “aircraft” to
cruise at Mach 1 or greater for more than 30 N.B. 2 See 9E003.i for adjustable flow path
minutes: systems technology.

k.1. Propulsion inlet systems; l. “Technology” not otherwise controlled in


9E003.a.1 through a.8, a.10, and .h and used in
k.2. Propulsion exhaust systems; the “development”, “production”, or overhaul of
hot section “parts” or “components” of civil
k.3. ‘Reheat systems’; derivatives of military engines controlled on the
U.S. Munitions List.
k.4. ‘Active thermal management systems’ to
condition fluids used to lubricate or cool ‘engine 9E018 “Technology” for the “development”,
rotor supports’; “production”, or “use” of equipment
controlled by 9A018.
k.5. Oil-free 'engine rotor supports'; or

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 58

(a) See ECCN 9E610 for “technology” related to


aircraft, refuelers, ground equipment, List of Items Controlled
parachutes, harnesses, instrument flight trainers
and “parts”, “accessories” and “attachments” Related Controls: “Technology” that is
for the forgoing that, immediately prior to required for items specified in ECCNs
October 15, 2013, were classified under 9A101.b (except for items that are “subject
9A018.a.1, .a.3, .c, .d, .e, or .f. to the EAR”), 9A104, 9A105, 9A106.a, .b,
and .c, 9A107 to 9A109, 9A110 (for items
(b) See ECCN 9E619 for “technology” related to that are “specially designed” for use in
military trainer aircraft turbo prop engines and missile systems and subsystems), 9A111,
“parts” and “components” therefor that, 9A115 to 9A119, 9D103, and 9D105 is
immediately prior to October 15, 2013, were “subject to the ITAR” (see 22 CFR parts
classified under ECCN 9A018.a.2 or .a.3. 120 through 130).
Related Definitions: N/A
(c) Technology related to certain armored Items:
ground transport vehicles that prior to January 6,
2014 were classified under ECCN 9A018.b is The list of items controlled is contained in the
EAR99 (See 0E606). ECCN heading.

9E101 “Technology” according to the 9E102 “Technology” according to the


General Technology Note for the General Technology Note for the “use” of
“development” or “production” of commodities or “software” controlled by
commodities or “software” controlled by ECCN 9A004 (except for items in 9A004 that
ECCN 9A012 (applies only to “production” are “subject to the ITAR,” see 22 CFR part
“technology” for MT-controlled items in 121), 9A012, 9A101 (except for items in
9A012), 9A101 (except for items in 9A101.b 9A101.b that are “subject to the ITAR,” see 22
that are “subject to the ITAR,” see 22 CFR CFR part 121), 9A106.d or .e, 9A110 (for items
part 121), 9A106.d or .e, 9A110 (for items that that are “specially designed” for non-military
are “specially designed” for non-military unmanned aerial vehicles controlled by
unmanned aerial vehicles controlled by 9A012), 9B105, 9B106, 9B115, 9B116, 9D101,
9A012), 9C110, 9D101, or 9D104. or 9D104.

License Requirements License Requirements

Reason for Control: MT, AT Reason for Control: MT, AT

Country Chart Country Chart


Control(s) (See Supp. No. Control(s) (See Supp. No.
1 to part 738) 1 to part 738)
MT applies to entire entry MT Column 1 MT applies to entire entry MT Column 1
AT applies to entire entry AT Column 1 AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for
a description of all license exceptions) a description of all license exceptions)

TSR: N/A TSR: N/A

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 59

International Space Station § 742.6(a)(7)).


List of Items Controlled (ISS), including launch to
the ISS.
Related Controls: (1) For the purpose of this AT applies to entire entry AT Column 1
entry, “use” “technology” is limited to items
controlled for MT and their subsystems. (2) License Requirement Note: The Commerce
“Technology” for items specified in ECCNs Country Chart is not used for determining license
9A004 (except for items that are “subject to requirements for “technology” classified ECCN
the EAR”), 9A005 to 9A011, 9A101.b 9E515.f. See § 742.6(a)(9), which specifies that
(except for items that are “subject to the such “technology” is subject to a worldwide
EAR”), 9A104, 9A105, 9A106.a, .b and .c, license requirement.
9A107 to 9A109, 9A110 (for items that are
“specially designed” for use in missile List Based License Exceptions (See Part 740
systems and subsystems), 9A111, 9A115 to for a description of all license exceptions)
9A119, 9D103, and 9D105 is “subject to the
ITAR” (see 22 CFR part 121). TSR: N/A
Related Definitions: N/A
Items: Special Conditions for STA

The list of items controlled is contained in the STA: (1) Paragraph (c)(1) of License
ECCN heading. Exception STA (§ 740.20(c)(1) of
the EAR) may not be used for ECCN
9E515.b, .d, .e, or .f unless
9E515 “Technology” “required” for the determined by BIS to be eligible for
“development,” “production,” operation, License Exception STA in
installation, repair, overhaul, or refurbishing accordance with § 740.20(g)
of “spacecraft” and related commodities, as (License Exception STA eligibility
follows (see List of Items Controlled). requests for certain 9x515 and “600
series” items). (2) Paragraph (c)(2)
License Requirements of License Exception STA (§
740.20(c)(2) of the EAR) may not be
Reason for Control: NS, MT, RS, AT used for any “technology” in 9E515.

Country Chart List of Items Controlled


Control(s) (See Supp. No.
1 to part 738) Related Controls: Technical data directly
NS applies to entire entry NS Column 1 related to articles enumerated in USML
except 9E515.y. Category XV are subject to the control of
MT applies to technology MT Column 1 USML paragraph XV(f). See also ECCNs
for items in 9A515.d, 3E001, 3E003, 6E001, and 6E002 for
9A515.e.2 and 9B515.a specific “space-qualified” items. See
controlled for MT reasons. ECCNs 9E001 and 9E002 for technology
RS applies to entire entry RS Column 1 for the International Space Station, the
except 9E515.y. James Webb Space Telescope (JWST) and
RS applies to 9E515.y, China, Russia “parts,” “components,” “accessories,” and
except to Russia for use in, or Venezuela “attachments” “specially designed”
with, or for the (see therefor. See USML category XV(f) for

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 60

controls on technical data and defense


services related to launch vehicle Note 1: [RESERVED]
integration.
Related Definitions: N/A Note 2: Activities and technology/technical
Items: data directly related to or required for the
spaceflight (e.g., sub-orbital, orbital, lunar,
a. “Technology” “required” for the interplanetary, or otherwise beyond Earth orbit)
“development,” “production,” installation, repair passenger or participant experience, regardless
(including on-orbit anomaly resolution and of whether the passenger or participant
analysis beyond established procedures), experience is for space tourism, scientific or
overhaul, or refurbishing of commodities commercial research, commercial
controlled by ECCN 9A515 (except 9A515.a.1, manufacturing/production activities,
.a.2, .a.3, .a.4, .b, .d, .e, or .g), ECCN 9B515, or educational, media, or commercial
“software” controlled by ECCN 9D515.a. transportation purposes, are not subject to the
ITAR or the EAR. Such activities and
b. “Technology” “required” for the technology/technical data include those directly
“development,” “production,” failure analysis or related to or required for:
anomaly resolution of software controlled by
ECCN 9D515.b. (i) "spacecraft” access, ingress, and
egress, including the operation of all
c. [Reserved] “spacecraft” doors, hatches, and airlocks;

d. “Technology” “required” for the (ii) physiological training (e.g.,


“development,” “production,” operation, failure human-rated centrifuge training or parabolic
analysis or anomaly resolution of commodities flights, pressure suit or spacesuit
controlled by ECCN 9A515.d. training/operation);

e. “Technology” “required” for the (iii) medical evaluation or assessment of


“development,” “production,” failure analysis or the spaceflight passenger or participant;
anomaly resolution of commodities controlled by
ECCN 9A515.e. (iv) training for and operation by the
passenger or participant of health and safety
f. “Technology” “required” for the related hardware (e.g., seating, environmental
“development,” “production,” installation, repair control and life support, hygiene facilities, food
(including on-orbit anomaly resolution and preparation, exercise equipment, fire
analysis beyond established procedures), suppression, communications equipment, safety-
overhaul, or refurbishing of commodities related clothing or headgear) or emergency
controlled by ECCN 9A515.a.1, .a.2, .a.3, .a.4, or procedures;
.g.
(v) viewing of the interior and exterior
g. through x. [Reserved] of the spacecraft or terrestrial mock-ups;

y. Specific “technology” “required” for the (vi) observing “spacecraft” operations


“production,” “development,” operation, (e.g., pre-flight checks, landing, in-flight status);
installation, maintenance, repair, overhaul, or
refurbishing of commodities or software (vii) training in “spacecraft” or
enumerated in ECCN 9A515.y or 9D515.y.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 61

terrestrial mock-ups for connecting to or the EAR) may not be used for any
operating passenger or participant equipment item in this ECCN 9E604.
used for purposes other than operating the
“spacecraft”; or List of Items Controlled

(viii) donning, wearing or utilizing Related Controls: (1) Technical data


the passenger’s or participant’s flight suit, directly related to articles enumerated or
pressure suit or spacesuit, and personal otherwise described in USML Category IV is
equipment. controlled under USML Category IV(i). (2)
See also ECCNs 9E002, 9E101, and 9E102
for controls on “technology” for the
9E604 “Technology” “required” for the “development,” “production,” and “use” of
“development,” “production,” operation, missiles and related items controlled on the
installation, maintenance, repair, overhaul, or CCL.
refurbishing of commodities controlled by Related Definitions: N/A
ECCN 9A604 or 9B604, or “software” Items:
controlled by ECCN 9D604 (see List of Items
Controlled). a. “Technology” “required” for the
“development,” “production,” operation,
License Requirements installation, maintenance, repair, overhaul, or
refurbishing of commodities controlled by ECCN
Reason for Control: NS, RS, MT, AT, UN 9A604 or 9B604, or “software” controlled by
ECCN 9D604.
Country Chart
Control(s) (See Supp. No. 1 b. [Reserved]
to part 738)
NS applies to entire entry NS Column 1
RS applies to entire entry RS Column 1 9E610 Technology “required” for the
MT applies to “technology,” as MT Column 1 “development,” “production,” operation,
described in paragraph .a of installation, maintenance, repair, overhaul, or
this entry, for commodities and refurbishing of military aircraft and related
“software” controlled for MT commodities controlled by 9A610, equipment
reasons in ECCN 9A604, controlled by 9B610, materials controlled by
9B604 or 9D604. 9C610, or software controlled by 9D610 (see
AT applies to entire entry AT Column 1 List of Items Controlled).
UN applies to entire entry See § 746.1(b)
for UN controls License Requirements

List Based License Exceptions (See Part 740 for Reason for Control: NS, RS, MT, AT, UN
a description of all license exceptions)
Country Chart
TSR: N/A Control(s) (See Supp. No.
1 to part 738)
Special Conditions for STA NS applies to entire entry NS Column 1
except 9E610.y.
STA: Paragraph (c)(2) of License RS applies to entire entry RS Column 1
Exception STA (§ 740.20(c)(2) of except 9E610.y.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 62

RS applies to 9E610.y. China, Russia or software controlled by ECCN 9A610, 9B610,


Venezuela (see 9C610, or 9D610.
§ 742.6(a)(7)).
MT applies to “technology” MT Column 1 Note: “Build-to-print technology” “required”
“required” for the for the “production” of items described in
“development,” “production,” paragraphs b.1 through b.15 of this entry is
operation, installation, classified under 9E610.a.
maintenance, repair, overhaul,
or refurbishing of b. “Technology” (other than “build-to-print
commodities or software technology”) “required” for the “development”
controlled for MT reasons in or “production” of any of the following:
9A610, 9B610, or 9D610 for
MT reasons. b.1. Static structural members;
AT applies to entire entry AT Column 1
UN applies to entire entry See §746.1(b) for b.2. Exterior skins, removable fairings, non-
except 9E610.y. UN controls removable fairings, radomes, access doors and
panels, and in-flight opening doors;
List Based License Exceptions (See Part 740
for a description of all license exceptions) b.3. Control surfaces, leading edges, trailing
edges, and leading edge flap seals;
TSR: N/A
b.4. Leading edge flap actuation system
Special Conditions for STA commodities (i.e., power drive units, rotary
geared actuators, torque tubes, asymmetry
STA: (1) Paragraph (c)(1) of License brakes, position sensors, and angle gearboxes)
Exception STA (§ 740.20(c)(1) of “specially designed” for fighter, attack, or
the EAR) may not be used for bomber aircraft controlled in USML Category
9E610.b. (2) Paragraph (c)(2) of VIII;
License Exception STA (§
740.20(c)(2) of the EAR) may not be b.5. Engine inlets and ducting;
used for any technology in 9E610.
b.6. Fatigue life monitoring systems
List of Items Controlled “specially designed” to relate actual usage to the
analytical or design spectrum and to compute
Related Controls: Technical data directly amount of fatigue life “specially designed” for
related to articles enumerated or otherwise aircraft controlled by either USML subcategory
described in USML Category VIII are VIII(a) or ECCN 9A610.a, except for Military
subject to the control of USML paragraph Commercial Derivative Aircraft;
VIII(i).
Related Definitions: N/A b.7. Landing gear, and “parts” and
Items: “components” “specially designed” therefor,
“specially designed” for use in aircraft weighing
a. “Technology” (other than technology more than 21,000 pounds controlled by either
controlled by paragraphs .b or .y of this entry) USML subcategory VIII(a) or ECCN 9A610.a,
“required” for the “development,” “production,” except for Military Commercial Derivative
operation, installation, maintenance, repair, Aircraft;
overhaul, or refurbishing of commodities or

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 63

b.8. Conformal fuel tanks and “parts” and installation, maintenance, repair, overhaul, or
“components” “specially designed” therefor; refurbishing of commodities or software
enumerated in ECCN 9A610.y or 9D610.y.
b.9. Electrical “equipment,” “parts,” and
“components” “specially designed” for electro-
magnetic interference (EMI) – i.e., conducted 9E619 “Technology” “required” for the
emissions, radiated emissions, conducted “development,” “production,” operation,
susceptibility and radiated susceptibility – installation, maintenance, repair, overhaul, or
protection of aircraft that conform to the refurbishing of military gas turbine engines
requirements of MIL-STD-461; and related commodities controlled by 9A619,
equipment controlled by 9B619, materials
b.10. HOTAS (Hand-on Throttle and Stick) controlled by 9C619, or software controlled by
controls, HOCAS (Hands on Collective and 9D619 (see List of Items Controlled).
Stick), Active Inceptor Systems (i.e., a
combination of Active Side Stick Control License Requirements
Assembly, Active Throttle Quadrant Assembly,
and Inceptor Control Unit), rudder pedal Reason for Control: NS, RS, AT, UN
assemblies for digital flight control systems, and
parts and components “specially designed” Country Chart
therefor; Control(s) (See Supp. No.
1 to part 738)
b.11. Integrated Vehicle Health Management NS applies to entire entry NS Column 1
Systems (IVHMS), Condition Based except 9E619.y.
Maintenance (CBM) Systems, and Flight Data RS applies to entire entry RS Column 1
Monitoring (FDM) systems; except 9E619.y.
RS applies to 9E619.y. China, Russia or
b.12. Equipment “specially designed” for Venezuela (see
system prognostic and health management of § 742.6(a)(7)).
aircraft; AT applies to entire entry AT Column 1
UN applies to entire entry See §746.1(b) for
b.13. Active Vibration Control Systems; except 9E619.y. UN controls

b.14. Self-sealing fuel bladders “specially List Based License Exceptions (See Part 740
designed” to pass a .50 caliber or larger gunfire for a description of all license exceptions)
test (MIL-DTL-5578, MIL-DTL-27422); or
TSR: N/A
b.15. Technology “required” for the
“development” or “production” of “parts” or Special Conditions for STA
“components” controlled in 9A610.x and
“specially designed” for damage or failure- STA: (1) Paragraph (c)(1) of License
adaptive flight control systems controlled in Exception STA (§ 740.20(c)(1) of
Category VIII(h)(7) of the USML. the EAR) may not be used for
9E619.b. or .c. (2) Paragraph (c)(2)
c. through x. [Reserved] of License Exception STA (§
740.20(c)(2) of the EAR) may not be
y. Specific “technology” “required” for the used for any technology in ECCN
“production,” “development,” operation, 9E619.

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 64

List of Items Controlled b.7. Augmentor “components” and “parts” as


follows: casings, flame holders, spray bars, pilot
Related Controls: Technical data directly burners, augmentor fuel controls, flaps (external,
related to articles enumerated or otherwise convergent, and divergent), guide and
described in USML Category XIX are syncronization rings, and flame detectors and
subject to the control of USML Category sensors;
XIX(g).
Related Definitions: N/A b.8. Mechanical “components” and “parts” as
Items: follows: fuel metering units and fuel pump
metering units, valves (fuel throttle, main
a. “Technology” (other than “technology” metering, oil flow management), heat exchangers
controlled by paragraphs .b and .c of this entry) (air/air, fuel/air, fuel/oil), debris monitoring (inlet
“required” for the “development,” “production,” and exhaust), seals (carbon, labyrinth, brush,
operation, installation, maintenance, repair, balance piston, and “knife-edge”), permanent
overhaul, or refurbishment of items controlled by magnetic alternator and generator, eddy current
ECCN 9A619 (except 9A619.y), ECCN 9B619 sensors;
(except 9B619.y), ECCN 9C619, or ECCN
9D619 (except 9D619.y). b.9. Torquemeter assembly (i.e., housing,
shaft, reference shaft, and sleeve); or
Note: “Build-to-print technology”
“required” for the “production” of items b.10. Materials controlled by ECCN 9C619.b.
described in paragraphs b.1 through b.10 of this
entry is classified under 9E619.a. c. “Technology” “required” for the
“development” or “production” of any of the
b. “Technology” (other than “build-to-print following:
technology”) “required” for the “development”
or “production” of any of the following: c.1. Low pressure compressor (i.e., fan)
“components” and “parts” as follows: blades,
b.1. Front, turbine center, and exhaust frames; vanes, spools, shrouds, blisks, shafts and disks;

b.2. Low pressure compressor (i.e., fan) c.2. High pressure compressor “components”
“components” and “parts” as follows: nose cones and “parts” as follows: blades, vanes, spools,
and casings; shrouds, blisks, shafts, disks, and impellers;

b.3. High pressure compressor “components” c.3. Combustor “components” and “parts” as
and “parts” as follows: casings; follows: diffusers, liners, chambers, cowlings,
domes and shells;
b.4. Combustor “components” and “parts” as
follows: casings, fuel nozzles, swirlers, swirler c.4. High pressure turbine “components” and
cups, deswirlers, valve injectors, and igniters; “parts” as follows: shafts and disks, blades,
vanes, nozzles, tip shrouds;
b.5. High pressure turbine “components” and
“parts” as follows: casings; c.5. Low pressure turbine “components” and
“parts” as follows: shafts and disks, blades,
b.6. Low pressure turbine “components” and vanes, nozzles, tip shrouds;
“parts” as follows: casings;

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 65

c.6. Digital engine control systems (e.g., Full technology in 9E620.


Authority Digital Engine Controls (FADEC) and
Digital Electronic Engine Controls (DEEC)) List of Items Controlled
“specially designed” for gas turbine engines
controlled in this ECCN; or Related Controls: Technical data directly
related to articles enumerated on USML are
c.7. Engine monitoring systems (i.e., subject to the control of that USML
prognostics, diagnostics, and health) “specially category.
designed” for gas turbine engines and Related Definitions: N/A
components controlled in this ECCN.
Items:
d. through x. [Reserved] “Technology” “required” for the
“development,” “production,” operation,
y. Specific “technology” “required” for the installation, maintenance, repair, overhaul, or
“development,” “production,” operation, refurbishing of commodities or software
installation, maintenance, repair, overhaul, or controlled by ECCN 9A620, 9B620 or 9D620.
refurbishment of commodities controlled by
9A619.y or 9B619.y, or “software” controlled by
ECCN 9D619.y.
9E990 “Technology”, n.e.s., for the
9E620 Technology “required” for cryogenic “development” or “production” or “use” of
and “superconductive” equipment, as follows equipment controlled by 9A990 or 9B990.
(see List of Items Controlled).
License Requirements
License Requirements
Reason for Control: AT
Reason for Control: NS, RS, AT, UN
Country Chart
Country chart Control(s) (See Supp. No.
Control(s) (see Supp. No. 1 1 to part 738)
to part 738) AT applies to “technology” AT Column 1
NS applies to entire entry NS Column 1 for equipment under 9A990
and 9B990 except 9A990.a
RS applies to entire entry RS Column 1
AT applies to “technology” AT Column 2
AT applies to entire entry AT Column 1
only for equipment under
UN applies to entire entry See §746.1(b) for
9A990.a
UN controls

List Based License Exceptions (see Part 740 for


List Based License Exceptions (See Part 740 for
a description of all license exceptions)
a description of all license exceptions)
TSR: N/A
TSR: N/A
Special Conditions for STA
List of Items Controlled
STA: Paragraph (c)(2) of License
Related Controls: N/A
Exception STA (§740.20(c)(2) of the
Related Definitions: N/A
EAR) may not be used for any

Export Administration Regulations Bureau of Industry and Security October 18, 2023
Commerce Control List Supplement No. 1 to Part 774 Category 9—page 66

Items:

The list of items controlled is contained in the 9E993 Other “technology”, not described
ECCN heading. by 9E003, as follows (see List of Items
9E991 “Technology”, for the “development”, Controlled).
“production” or “use” of equipment
controlled by 9A991 or 9B991. License Requirements

License Requirements Reason for Control: AT

Reason for Control: AT Country Chart


Control(s) (See Supp. No. 1
Country Chart to part 738)
Control(s) (See Supp. No. 1 AT applies to entire entry AT Column 1
to part 738)
AT applies to entire entry AT Column 1 List Based License Exceptions (See Part 740 for
a description of all license exceptions)
List Based License Exceptions (See Part 740 for
a description of all license exceptions) TSR: N/A

TSR: N/A List of Items Controlled

List of Items Controlled Related Controls: N/A


Related Definitions: N/A
Related Controls: N/A Items:
Related Definitions: N/A
Items: a. Rotor blade tip clearance control systems
employing active compensating casing
The list of items controlled is contained in the “technology” limited to a design and
ECCN heading. development data base; or

b. Gas bearing for turbine engine rotor


assemblies.

EAR99 Items subject to the EAR that are not


elsewhere specified in this CCL Category or in
any other category in the CCL are designated
by the number EAR99.

Export Administration Regulations Bureau of Industry and Security October 18, 2023

You might also like