Janney 1992
Janney 1992
Janney 1992
ABSTRACT
To make meaningful comparisons between conventional and microwave processing
of materials, one must conduct experiments that are as similar as possible in the two
environments. Particular attention must be given to thermal conditions, sample
parameters, and furnace environment. Under thermal conditions, one must consider
temperature measurement (pyrometer or thermocouple, sheath type, and arcing of thermo-
couples), thermal history (heating and cooling rates, thermal gradients), and exothermic
reactions. Regarding sample parameters, one must. consider sample size, and packing
powders and insulation systems. With respect to furnaces, one must consider differences
in atmosphere, impurities, and uniformity of heating. Examples will be drawn from
diffusion, grain growth, sintering, nitridation, and drying experiments conducted at the
Oak Ridge National Laboratory (ORNL) over the past six years.
INTRODUCTION
There is a critical need to compare the results obtained from microwave processing
with those from conventional processing when conducting an investigation of the effects
of microwave heating on materials. Side-by-side comparisons are required for at least
three reasons. First, literature data from similar investigations are not sufficient. For
example, in the study of diffusion, the scatterband of data from various investigators using
different materials is typically an order of magnitude or greater. Second, there are lot-to-
lot variations in the composition and processing of materials that greatly affect their
properties. If the same material is not used in both the conventional and the microwave
studies, meaningful comparisons might not be made. Finally, the claims in the microwave
processing literature such as lowered sintering temperatures [1,2], accelerated kinetics in
ceramic, polymeric, and organic systems [3-6], and reduced activation energies [1,3-5] are
suspect to many researchers both inside and outside the microwave processing
community.
STANDARD ASSUMPTIONS
The experimental procedures described in this paper are built upon a few standard
assumptions that are common to all of the experiments cited herein. Multimode cavities
were used in all of the work reported here. Thus, there are certain details that might not be
strictly applicable to work in single-mode cavities. Also, most of the experiments reported
here were conducted at 2.45 GHz, the most common microwave processing frequency.
However, the general principles involved are the same irrespective of cavity mode
structure or frequency. It is further assumed that processing parameters such as heating
rate, soak temperature, processing atmosphere and total pressure, and calibration of
instruments such as pyrometers and thermocouples are the same for both conventional and
microwave processing.
THERMAL EFFECTS
Some materials cannot be processed at all. For example, carbon fiber preforms arc
continuously upon exposure to microwave energy. The arcing is a result of the high
electrical conductivity of the fibers combined with their small radii, which tend to
concentrate the electrical field around them.
The dielectric loss factor of materials being microwave processed must be within
certain ranges to be heated successfully. The microwave conductivity of bulk metals is
much too high to permit their heating by microwaves; they simply reflect the energy back
into the cavity. However, finely divided metals have been heated in many cases [7-9].
The increased surface area provided by powders accentuates the role of the "skin depth" of
the metal. The skin depth is that near-surface region (on the order of 1 to 100 gm) which
absorbs a small amount of the microwave energy incident on the metal surface owing to its
finite conductivity. In a metal powder, a significant fraction of the material is in the near-
surface region, and hence can play a role in microwave absorption. At the other end of the
spectrum are low loss insulators, which are difficult to heat because they absorb little of
the microwave energy incident upon them. Materials such as high purity alumina, high
purity magnesia, and high purity silica can be heated at 2.45 GHz only at high field
strengths (e.g., in a tuned cavity at high power density), at high frequencies (e.g., above
-20 GHz), or with auxiliary preheating. Table 1 lists several materials that have been
successfully processed in multimode cavities at 2.45 GHz at ORNL.
The use of indirect heating may be required (1) to preheat a material to a temperature
at which it will couple to 2.45 GHz microwaves or (2) to mitigate problems associated
with thermal runaway. Examples of indirect heating techniques include the "picket fence"
[2,14,15] coatings [16], and lossy second phases [8,17]. All of these have been used
successfully in materials processing.
Temperature measurement
The ability to measure temperature accurately is crucial to conducting meaningful
microwave and conventional experiments. In fact, the first question asked by observers
from outside the microwave community is often - "how do you know that you are
measuring a meaningful temperature in the microwave furnace?" Even after standard
temperature measurement procedures have been established in a laboratory, it is important
that the need for accurate temperature measurement remain in the forefront of the
researcher's concerns.
Maximum Auxiliary
Material Temperature Heating Comments
Achieved ('C) Required
SiC 1600 No Parts as large as 2.5 kg have been heated to
1600*C at rates up to 2000'C/h.
LaCrO 3 1700 No Arcs to bare thermocouple [10].
NiO 900 No Could not be heated above 900'C due to
increase in reflectivity of NiO at high
temperature
Fe3 0 4 600 No Oxidation to Fe20 3 prevented further
heating.
B 4C 2500 No Heating must be done quickly [11].
TiB 2 2200 No Yttria insulation [ 12].
Silicon 1400 No Melting prevents further heating. [13].
A12 0 3 1600 Yes Conducting particles added. [8].
A12 0 3 1600 Yes Picket fence used [14].
ZrO2 1600 Yes Picket fence used [2].
A12 0 3-ZrO2 1500 Yes Picket fence used [ 15].
176
At ORNL, both thermocouples and radiation pyrometers are used extensively for
temperature measurement. Several guidelines can be formulated regarding the preferred
techniques at ORNL, based on our experience. Thermocouples are most often used for
direct measurement of sample temperature and control of the heating program for materials
processing. Thermocouples must be shielded from the microwave field to prevent arcing
of the fine thermocouple wires. Molybdenum, Inconel, stainless steel, and platinum
sheaths have been used successfully on Type C (tungsten-rhenium), Type K (chromel-
alumel), and Type S (platinum-rhodium) thermocouples. The sheath diameter is typically
1/8 inch (3mm). This diameter represents a reasonable compromise between response
time of the thermocouple (one prefers a small diameter sheath to reduce response time) and
the tendency of the sheath to arc in the furnace (arcing is reduced by using a large
diameter sheath). Figure 2 shows the variation in time of both the electric field and the
sample temperature (as indicated by a Type-C thermocouple embedded in an alumina part)
in a 28-GHz microwave furnace 3. As the microwave electric field is cycled off and on,
the thermocouple signal responds with decreasing, then increasing, temperature.
However, there are no discontinuities in the temperature measurement when the power is
turned off or on; this shows that the microwave field has no effect on the temperature
measurement as made by the thermocouple. Only normal heating and cooling effects are
observed, which are similar to those that would be observed in a conventional furnace if
the power were turned off and on. Additional support that thermocouple temperature
measurements are correct is given by the following example. For the highest microwave
annealing temperatures that were used in the alumina heating study, i.e., 1600"C, no
degradation, densification, or embrittlement of the alumina bulk fiber insulation used was
observed. When the bulk alumina fiber insulation is heat treated conventionally, it
degrades rapidly at temperatures above 1600 0 C. If the temperature measurement in the
microwave furnace had been significantly incorrect, say that 1500'C was recorded when
the temperature was actually 1700"C, then densification and embrittlement of the insulation
would have been observed. Since no such observations were made, the indicated
temperature is likely the correct temperature. As a further example, it has been shown
[10] that there is excellent agreement (-5'C) between the temperature measured by an
embedded thermocouple and the temperature measured by a two-color infrared pyrometer
when a sample of LaCrO3 was heated in the microwave furnace. LaCrO 3 approximates a
black body and represents an excellent material for temperature measurement using a two-
color IR pyrometer.
1500 VIIVII..1 30
1400 25
o 20
S1 3 0 0
15 .
S1
2 00
C. 10.
E wl
I- 1100 5
1000 0
0 2 4 6 8 10 12
Time (min)
Figure 2. Turning the electric field on and off had no effect on the thermocouple
readings during annealing of alumina at 28 GHz [3].
177
Temperature uniformity
PRIMARY
INSULATION
Conventional Microwave
External Heating Causes the Intemal Heating Causes the
Centerline Temperature to Lag Centerline Temperature to Lead
the Surface Temperature the Surface Temperature
Figure 4. Temperature gradients generated during microwave and
conventional heating of samples tend to be different.
179
6'120
0 90
960
C. " -- I MW Surface
E 3--I Conv Center
30 ---I Conv Surface
0 20 40 60 80
Time (min)
12 1600
*._• 1500 -'
S 9
1400
0. -- 0- MW Power
5.0
3:4 6 -0-T(SiC) 1300
o- • 1200
CR30 Alumina 1100 •O
2.45 GHz
Isopressed, 30 kpsl
0 1 a 1000
0 100 200 300 400 500
Alumina Sample Weight (g)
Figure 6. Increasing the size of an alumina sample reduced the SiC picket
temperature and raised the total power indicating that more of the power in the furnace was
absorbed by the alumina sample.
SAMPLE CONSIDERATIONS
size
In general, samples used in microwave processing studies at ORNL are larger than
those used in conventional studies. For example, conventional sintering studies are
typically performed using 1 to 2g samples. Microwave sintering studies at Oak Ridge
have typically used 30 to 150g samples [1,2,4,10,11,14,15]. The use of large samples in
the microwave furnace is related to coupling power into the sample and to temperature
measurement. Very small samples do not couple well to the microwave field. Larger
samples couple better. (A demonstration of this is easily done with popcorn in a home
microwave oven. A single popcorn kernel cannot be heated; a cupful of popcorn is easily
popped.) Temperature measurement using small samples is difficult if thermocouples are
used. The thermal mass of the sample relative to that of the thermocouple is small; hence,
the thermocouple reads a temperature that is indicative of both the sample and the
surrounding insulation, which is normally at a lower temperature than the sample, rather
than just the sample temperature. If a radiation pyrometer is used (IR or optical), a small
sample may experience significant radiative cooling. The pyrometer sight hole can
represent a large fraction of the total solid angle through which the sample radiates.
Again, a temperature lower than the true temperature will be recorded.
Another effect of size has been observed for the firing of samples using the "picket
fence" indirect heating arrangement. The picket fence [2,14] consists of a ring of silicon
180
carbide rods surrounding the sample and its insulation and enclosed by an outer insulating
cylinder. The picket fence is used to preheat the sample to a temperature high enough that
the sample will couple directly to the microwaves. This arrangement has worked well for
microwave sintering of zirconia [2], alumina [14], and alumina-zirconia composites [ 15].
Figure 6 shows the total microwave power used and the temperature of the silicon carbide
pickets for firing various alumina samples at 1600'C. As the alumina sample size
increases, the temperature of the silicon carbide rods decreases. This indicates that the
amount of power absorbed by the silicon carbide rods decreases as the alumina sample
size increases. This observation is consistent with Kimrey's model [14] of microwave
absorption in multimode cavities. It also indicates that the microwave power level in the
alumina increases as the alumina sample size increases.
In the study of some materials phenomena, small samples must be used. Examples
include grain growth studies [3] and diffusion experiments [4]. In both of these cases, a
ballast/crucible [3] was constructed to permit the processing of the small samples. The
basic premise behind the ballast/crucible is to increase the dielectric load in the microwave
furnace with a material having dielectric properties either identical or very similar to the
sample being studied. Figure 7 shows a schematic of a ballast/crucible used for the
alumina grain growth and diffusion experiments. In the case of the grain growth
experiments, 40 test coupons 0.5 cm 3 in volume were cut from a single hot-pressed
sample for annealing in both conventional and microwave furnaces. A single hot-pressed
sample was used to assure that the initial materials conditions for grain growth were
identical for all of the microwave and conventional annealing studies. The ballast/crucible
was made by isopressing and sintering powder from the same processing batch as the hot-
pressed samples. In the case of the diffusion experiments, single crystal sapphire coupons
1 x 1 x 0.1 cm were used. The ballast/crucible for these experiments was made by
isopressing and sintering ultrahigh purity (undoped) alumina powder, which gave as close
a match as possible to the dielectric properties of the sapphire. To confirm that the
ballast/crucible concept was a reasonable approach, it was tested by sintering small (3g)
samples of alumina. The sintering behavior of the small alumina samples in the
ballast/crucible was identical to that of large (150g) samples.
FIELD EFFECTS
SMicrowave field effects are important to consider in the processing of materials in a
microwave furnace. Three phenomena that are important are uniformity of the field in the
furnace, concentration of the field around the tip of a thermocouple, and arcing.
Nonuniformity of the microwave field is a serious concern because it leads to the creation
of hot-spots in parts that are being processed. Figure 8 shows a representation of the
variation of the electric field in a typical small microwave cavity (similar to a home
microwave oven) [21]. Field concentrations of this type are ubiquitous in cavities
operating at 2.45 GHz [2,21]. Figure 9 shows the effect of field concentration around the
tip of a thermocouple in the sintering of ZrO 2 - 12 mol% CeO 2. The microwave field was
higher at the tip of the thermocouple than along its length. This produced more heating at
the right side of the sample than at the left side. Differential sintering is evidenced by the
"banana" shape of the sample and the crack on the left-hand side that developed during
sintering. Figure 10 shows an example of arcing at 2.45 GHz between a thermocouple
181
Alumina Bulk
Fiber Insulation Dense Alumina
- Crucible
Boron Nitride T•
Crucible
!S4-- Alumina
Sample
100
80
A
60
C 40
20
0
0 20 40 60 80 100
Relative Position
Figure 8. Microwave field variation is sizable in a 40x40x50 cm microwave furnace
operating at 2.45 GHz [21]
ZrCe 92012
Banana shape
Crack from Differential Sintering
TZ12CE/ALBF Insulation
Figure 9. Concentration of the microwave field around the thermocouple sheath
caused differential heating of ZrO 2 - 12 mol % CeO2.
182
and a LaCrO3 sample. Arcing caused the tip of the thermocouple to heat excessively,
which produced a series of upward spikes in the temperature profile. Because the rapid
heating pushed the thermocouple temperature well above the controller setpoint, the
furnace controller shut off the power, the arcing stopped, and the temperature of the
thermocouple tip dropped rapidly. Since the thermocouple temperature was now below
the setpoint temperature of the furnace controller, power was reapplied and arcing
resumed. Thus a rapid periodic temperature fluctuation was established, Fig. 10. To
prevent arcing, a dielectric barrier of calcium aluminate cement (Alundum, Norton Co.,
Worcester, MA) was placed between the thermocouple sheath and the sample, which
reduced the electric field strength in that region, and hence the propensity to arcing. The
resulting furnace run using the Alundum-coated Pt-sheathed thermocouple is shown as the
top trace in Fig. 10, which shows no evidence of arcing. The microwave power-time
traces (not shown) mimicked the temperature-time curves in both cases; i. e., the trace was
irregular for the arcing case and smooth for the non-arcing case. For other applications,
alumina and boron nitride thermocouple protection tubes have been used to accomplish the
same task of mitigating electric field concentration.
0 600
.• 500 No Arcing
ATMOSPHERE EFFECTS
10000 1
Data taken from - A.D. Ma~cDonald
1
__ Microwave Breakdown In Gases
j. Wiley and Son@, 1000
760
O5. 1000 torr
"oE
> 100
"0
- -0- Air - 0.992 GHz
-0- Air -9.4 GHz
m 10 --A--Argon - 0.992 GHz
REFERENCES
20. J. 0. Kiggans and T.N. Tiegs, "Microwave Processing of RBSN and SRBSN
Silicon Nitrides," this proceedings.
185
21. C.R. James, W.R. Tinga, and W.A.G. Voss, "Energy Conversion in Closed
Microwave Cavities," in E. C. Okress, ed., Microwave Power Engineering,
Vol. 2, Academic Press, N.Y., 1973
22. A.D. McDonald, Microwave Breakdown in Gases, J. Wiley and Sons, 1966.