Barbara M Lynn Financial Disclosure Report For 2010
Barbara M Lynn Financial Disclosure Report For 2010
Barbara M Lynn Financial Disclosure Report For 2010
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~ 101-111)
7. Chambers or Office Address 1100 Commerce St., Room 1572 Dallas, TX 75242
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
D
1. 2. 3. 4. 5.
NAME OF ORGANIZATION/ENTITY
Executive Board, Southern Methodist University Dedman School of Law lntemational Womens Forum - Dallas Trust #1 (Dallas, Texas)(lncome and Principal Beneficiary) Liquidity Trust (Dallas, Texas)(Income and Principal Beneficiary) ~,,,...,,,=,,S~"~"~"~~ ~ Trust (Dallas, Texas)(Income and Principal Beneficiary)
II. AGREEMENTS. m,pora, g inaiviauat on~y; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE
Lynn, Barbara M.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME (yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATE
I. 2010 2. 3. 4. :..: .............. ~ Lynn P.C.
---]
LOCATION
New Orleans, LA Orlando, FL Philadelphia, PA
PURPOSE
Litigation Winter Meeting Midyear Meeting Panelist, Commission on Women in Profession 2010 Women In Law Academy Litigation Spring Leadership Meeting Annual Meeting
ITEMS PAID OR PROVIDED Transportation, meals, hotel Transportation, meals, hotel Transportation, meals, hotel
I. 2. 3.
4.
ABA
Whistler, Canada
5.
ABA
San Francsico, CA
New York, NY
Panelist, NACDL White Collar Conference Litigation Fall Leadership Meeting Speaker, 2010 Advanced Patent Law Institute Aspen Institute Seminar
7.
Chicago, IL
8.
Austin, TX
9.
Queenstown, MD
V. GIFT S. anctudes those to spouse u.d de, endent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. ancludes those olspouse u.d depe.dent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMEN TS and TRU STS - income, valae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period Transactions during reporting period
(t)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
Type (e.g.,
buy, sell, redemption)
(l)
Date
(2) (3) I
(4)
1
(5)
Value I Gain
(J-P) (A-H)
Identity of
buyer/seller (if private transaction)
Schwab & Vanguard Account # 1 (includes 2- 13) -Vanguard Ext. Mkt ldx Adm -Vanguard Int Term TE Adm -Vanguard Int Term TE Adm -Vanguard Int Term TE Adm -Vanguard lnt Term TE Adm -Vanguard Int Term TE Adm -Vanguard lnl Term TE Adm -Vanguard 500 Idx Adm -Vanguard Tax Managed Cap Ap Adm -Vanguard Tit Int Index Inv -Vanguard Tlt Stk Ix Adm -Vanguard Tax Exempt Money Mkt Vanguard Account #2 (includes 15-19) -Vanguard lnt Tax Ex Adm -Vanguard Ltd-Term Tax-Exempt Adm -Vanguard Ttl SIk Mkt Idx Adm D C C Dividend Dividend Dividend N M M T T T Buy Buy 04/22/10 01/19/10 L L
E D D D E A Dividend Dividend Dividend Dividend Dividend Dividend
Dividend
T Redeemed Buy Buy Redeemed Redeemed 01/25/10 01/27/10 04/22/10 04/26/10 07/26/10 10/25/10 J L L J J J A A A A
Pl O O O PI J
T T T T T T
Redeemed
Buy
12/28/10
I. Income Gain Codes: (See Columns B 1 and 194) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,O01 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R -Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $ 100.000 P 1 =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
B,
Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 U-P)
(Q-W)
18. 19. 20. 2 I. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
-Vanguard Tax Exempt Money Mkt Fund -Vanguard Tax Exempt Money Mkt Fund Schwab & Vanguard Account #3 (includes 21) -Vanguard Tax Ex MM Schwab & Vanguard IRA Rollover #1 (includes 23-25) -Vanguardlnt Inv Grade Adm -Vanguard Tlt Bnd Mkt Idx Adm -Vanguard ST lnv Grade Adm Schwab 8: Vanguard IRA #1 (includes 27) -Vanguard Total Bd Mkt ldx Inv Trust #1 (includes 29-37) -Vanguardlnt Term TE Adm -Vanguard Int Term TE Adm -VanguardTlt Int Index -VanguardTlt Int Index -VanguardTlt Stk Ix Inv -VanguardTlt SIk Ix Adm A Dividend K C Dividend M B Dividend E E D Dividend Dividend Dividend N O N T T T A Dividend M A Dividend L
Buy Buy
01/15/10 12/28/10
K J
Sold
10/07/10 L
M J K J K K
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes ( See Columns C I and D3) 3. Value Mcthod Codes (Scc Column C2)
A =$1,000 or less F =$ 50.001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $ 5,000,000 L =$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 "1 =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i.come, v.lue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 t Code 1 Transactions during reporting period
O-P) (A-H)
(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. -VanguardTlt Stk Ix Adm -Vanguard Prime Money Market -Pioneer Natural Resources Trust #2 (includes 39-44) -Vanguard TIt Intl Stk Ix Adm -Vanguard Tit Stk Ix Adm -VanguardTlt Stk Ix Adm -Vanguard Tit Stk Ix Adm -Vanguard Tit Stk Ix Adm -Pioneer Natural Resources Vanguard Trust #3 (includes 46-53) -Vanguard Prime Money Mkt Fund -Vanguard Prime Money Mkt Fund -Vanguard Int. Tax Ex Inv -Vanguard Int. Tax Ex Adm -VanguardTlt Int Inv -Vanguard Tlt Int Adm A Dividend K T A B A Dividend Dividend Dividend L T K T Redeemed Buy Sold Buy Sold Buy 01106110 05/04/10 10/06/10 10/06/l 0 11/29110 11/29/10 K J L L K K
A
C A A
Buy Sold
03122/10 03122/10
L M
Dividend
D A
Dividend Dividend
N J
T T
Buy
1. I n come Gain Codes: (See Columns B ! and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Column C2)
A =$1.000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5.000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E ~$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - ~.co,.e, v.t.e, tr..s.ctio.s a.ct.des those o:spo.se .nd dependent children; see pp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)
A, 13. C.
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
Amount Code 1
(A-H)
Value Code 2
(J-P)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
-VanguardTlt Stk Ix Inv -Vanguard Tit Stk Ix Adm Vanguard Trust #4 (includes 55-63) -Vanguard Prime Money Mkt Fund -Vanguard Prime Money Mkt Fund -Vanguard Prime Money Mkt Fund -Vanguard Int. Tax Ex Inv -Vanguard Int Tax Ex Adm -Vanguardlntl Stklnv -Vanguardlntl StkAdm -VanguardTlk Stk Ix Inv -VanguardTlt Stk Ix Adm Schwab & Vanguard SEP IRA #1 (includes 65) -VanguardTlt Bnd Mkt Idx Inv Schwab & Vanguard IRA Rollover #2 (includes 67-69) -Vanguardlnt Inv Grade Adm -VanguardTlt Bd Mkt Idx Adm
A A
Dividend Dividend L T
Sold Buy
10/06/10 10/06/10
L L
Redeemed Redeemed A B A Dividend Dividend Dividend T Redeemed Sold Buy Sold A B A Dividend Dividend Dividend M T K T Buy Sold Buy
J J J L L K K L L
A
A
A A
Dividend
Sold
10/07/10 L
E E
Dividend Dividend
N O
T T
I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (Scc Columns CI and D3) 3. Value Method Codcs (See Column C2)
A =$1,000 or loss F =$ 50,001 - $100,000 J =$15.000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $ 5,000,000 L =$50,001 - $I00,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
=$5,001 -$15,000 H2 =Morethan $5,000,000 M=$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 -Cash Markct
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (lnctudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NO!qE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (t) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) M T Transactions during reporting period (i) Type (e.g., buy, sell. redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (.I-P) (A-H)
(5) Identity of buyer/seller (if private transaction)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
Dividend
Dividend
Sold Buy
: 10/07/10 L 10/07/10 L
Buy
03/22/10 K
1. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A ~$1,000 or less F 2550,001 - $100,000 J =$15,000 or less N ~$250,001 - $500,000 P3 =$25,000,001 o $50,000,000 Q =Appraisal U ~Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O=$500,001-$1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,0~0,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
-Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM Vanguard Trust #2 (includes 100-124) A A A Interest Dividend Dividend J K J T T T A Dividend J T
Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
06/01/10 06/22/10 06/28/10 07/07/10 07/22/10 08/23/10 09/22/10 09/27/10 10/22/10 11/22/10 12/01/10 12/22/10 12/23/10
J J J J J J J J J J J J J
100. -GM Accep Corp 101. -Gateway Fund Class A 102. -ING Prime Rate TR
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B -$1,001 - $2,500 G =$100,001 - $ 1,000,000 K -$15,001 - $50,000 O -$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1.000,001 - $5.000,000 L =$50.001 - $100,000 P I =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S -Asscssmcnt W -Eslimalcd
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market
E ~$15,001- $50,000
FINANCIAL DISCLOSURE REPORT Pagellofl5 VII. INVESTMENTS and TRU STS -ineome, value, t ....
actions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
(2) (3) (4) Date Value Gain mm/dd/yy Code2 Code 1 (J-P) (A-H)
103. -Vanguard LifeStrat Mod Growth 104. -Vanguard Tax Ex MM 105. -Vanguard Tax Ex MM 106. -Vanguard Tax Ex MM 107. -Vanguard Tax Ex MM 108. -Vanguard Tax Ex MM 109. -Vanguard Tax Ex MM 110. -Vanguard Tax Ex MM 111. -Vanguard Tax Ex MM 112. -Vanguard Tax Ex MM 113. -Vanguard Tax Ex MM 114. -Vanguard Tax Ex MM 115. -Vanguard Tax Ex MM 116. -Vanguard Tax Ex MM 117. -Vanguard Tax Ex MM 118. -Vanguard Tax Ex MM 119. -Vanguard Tax Ex MM
Dividend
Buy Buy Buy Buy Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
03/22/10 01/13/10 02/23/10 03/22/10 03/22/10 03/29/10 04/12/10 04/22/10 05/24/10 06/01/10 06/22/10 06/28/10 07/07/10 07/22/I 0 08/23/10 09/22/10 09/27/10
K J J J J J J J J J J J J J J J J A
1. Income Gain Codes: (See Columns 131 and D4) 2.Value Codes (See Columns C I and D3) 3.Value Method Codes (See Column C2)
A =$1,000 or less F ~$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50.000,000 Q ~Appraisal U =Book Value
B =$1,00I- $2,500 G-S100,001- $1,000,000 K =$15,001 -$50,000 O=$500,001- $1,000,000 R =Cost(Real Estate Only) V -Other
C =$2,501-$5,000 HI =$1,000,001- $5,000,000 L =$50,001- $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D=$5,001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T =Cash Markct
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS - income, va~ne, transactions (Includes those of spouse and dependent children; seepp. 34-60 of.filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
120. -Vanguard Tax Ex MM 121. -Vanguard Tax Ex MM 122. -Vanguard Tax Ex MM 123. -Vanguard Tax ex << 124. -Vanguard Tax Ex MM 125. Investments Ltd (includes 126-132) 126. -Vanguard 500 ldx Inv 127. -Vanguard Tax Managed Cap Appreciation Adm 128. -Vanguard Tit Int Index 129. -Vanguard Tlt Int Index Adm
130. -Vanguard Ltd Term Tax Ex Adm 13 I. -Vanguard Ext Mkt ldx Adm 132. -Vanguard Total Stk Idx Adm 133. Management Ltd (includes 134) 134. -Prime Money Market 135. 401 k-Fidelity 136. Lexinglon Corp. Properties Trust (REIT) A A Dividend None Dividend J O J A Dividend K T
J J J J J
E E
Dividend Dividend
O P1
D E C D
O P1 N O
T T T T
Buy
T T T
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $ 50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS - income, va~ue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NO~qE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (.5) Identity of buyer/seller (if private transaction)
A A
Interest Interest
J O
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C l and D3) 3. Value Method Codes (See Column C2)
A =$ 1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,O01 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100.000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25.000,000 T =Cash Market
E =$ 15,001 - $50,000
Date of Report
07/26/2011
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address 1100 Commerce St., Room 1572 Dallas, TX 75242
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulafions. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
D
1. 2. 3. 4. 5.
NAME OF ORGANIZATION/ENTITY
Executive Board, Southern Methodist University Dedman School of Law International Womens Forum - Dallas
Trust #1 (Dallas, Texas)(Income and Principal Beneficiary) Liquidity Trust (Dallas, Texas)(Income and Principal Beneficiary) Trust (Dallas, Texas)(Income and Principal Beneficiary)
Lvnn, Barbara M. A
III. NON-INVESTMENT INCOME. (Reporting indivldualandspouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
I. 2o10 2. 3. 4.
~-~
NONE
LOCATION
New Orleans, LA Orlando, FL Philadelphia, PA
PURPOSE Litigation Winter Meeting Midyear Meeting Panelist, Commission on Women in Profession 2010 Women In Law Academy Litigation Spring Leadership Meeting Annual Meeting
ITEMS PAID OR PROVIDED Transportation, meals, hotel Transportation, meals, hotel Transportation, meals, hotel
4.
ABA
Whistler, Canada
5.
ABA
San Francsico, CA
New York, NY
Panelist, NACDL White Collar Conference Litigation Fall Leadership Meeting Speaker, 2010 Advanced Patent Law Institute Aspen Institute Seminar
7.
Chicago, IL
8.
Austin, TX
9.
Queenstown, MD
V. GIFTS. anc~udes ,hose to spouse and dependent children; see pp. 28-31 of fillng instructions.)
NONE (~Vo reportable gifts.)
SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. ancludes those o:spouse ~nd dependent children; see pp. 32-33 of fillng instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - income, volue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value [ Gain mm/dd/yy Code 2 I Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
1.
2. 3. 4.
5.
-Vanguard Ext. Mkt Idx Adm -Vanguard Int Term TE Adm -Vanguard Int Term TE Adm
-Vanguard Int Term TE Adm
Dividend
T Redeemed Buy
Buy
01/25/10 01/27/10
04/22/10
J L
L
6.
-Vanguard Int Term TE Adm -Vanguard Int Term TE Adm -Vanguard Int Term TE Adm -Vanguard 500 Idx Adm -Vanguard Tax Managed Cap Ap Adm -Vanguard Tit Int Index Inv -Vanguard Tlt Stk Ix Adm -Vanguard Tax Exempt Money Mkt Vanguard Account #2 (includes 15-19) -Vanguard Int Tax Ex Adm -Vanguard Ltd-Term Tax-Exempt Adm -Vanguard Ttl Stk Mkt ldx Adm D C C Dividend Dividend Dividend N M M T T T
E Dividend PI T
Redeemed
04/26/10
7.
Redeemed
07/26/10
8.
Redeemed
10/25110
9.
Dividend
D D E A
O O PI J
T T T T Buy 12/28/10 J
Buy Buy
04/22/10 01/19/10
L L
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 o $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $ 50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $ 250.000 P2 =$5,000,001 - $25,000,000 T ~Cash Markcl
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(5)
Identity of buyer/seller
(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -Vanguard Tax Exempt Money Mkt Fund -Vanguard Tax Exempt Money Mkt Fund Schwab & Vanguard Account #3 (includes 21) -Vanguard Tax Ex MM Schwab & Vanguard IRA Rollover #1 (includes 23-25) -Vanguard Int Inv Grade Adm -Vanguard Tlt Bnd Mkt ldx Adm -Vanguard ST Inv Grade Adm Schwab & Vanguard IRA #1 (includes 27) -Vanguard Total Bd Mkt Idx Inv Trust #1 (includes29-37) -Vanguard Int Term TE Adm -Vanguard Int Term TE Adm -Vanguard Tit Int Index -Vanguard Tlt Int Index -VanguardTlt Stk Ix lnv -Vanguard Tit Stk Ix Adm A Dividend K T C Dividend M T Buy Buy Buy Buy Sold Buy 03/22/10 12/27/10 03/22/10 04/29/10 03/22/10 03/22/10 M J K J K K B Dividend Sold 10/07/10 L E E D Dividend Dividend Dividend N O N T T T A Dividend M T A Dividend L T Buy Buy 01/15/10 12/28/10 K J
I. Income Gain Codes: (See Colunms BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K = $15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C -$2,501 - $ 5,000 HI =$1,000,001 - $5,000,000 L -$ 50.001 - $ 100,000 PI -$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssnlcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M = $100,001 - $250,000 P2 355,000,001 - $25,000,000 T :Cash Market
E =$15,001 - $50,000
VII. INVE STMENTS and TRU STS - ~.co,.e, val.e, transact~o.s a.a.des ,ho~e olspouse u.d dependent children; see pp. 34-60 of fillng instructions.)
(1)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
(1)
Type (e.g., buy, sell, redemption)
(2)
Date
(3)
Value
(J-P)
(4)
Gain
Code 1 (A-H)
(5)
Identity of
buyer/seller
mm/dd/yy Code 2
(if private
transaction)
-VanguardTlt Stk lx Adm -Vanguard Prime Money Market -Pioneer Natural Resources Trust #2 (includes 39-44)
-VanguardTlt Intl Stk Ix Adm
C A A
Buy Sold
03/22/10 L 03/22/10 M
Dividend
40.
-Vanguard Tlt Stk Ix Adm -Vanguard Tlt Stk Ix Adm -Vanguard Tlt Stk Ix Adm
-VanguardTlt Stk lx Adm D Dividend N T
Redeemed
J J J J
41.
Buy Buy
Buy
42.
43.
44.
Dividend
45.
Vanguard Trust #3 (includes 46-53) -Vanguard Prime Money Mkt Fund -Vanguard Prime Money Mkt Fund -Vanguardlnt. Tax Ex Inv -Vanguard Int. Tax Ex Adm
-VanguardTlt lnt Inv A Dividend K T Redeemed
46.
K J L L K K
47.
Buy
Sold
48.
Dividend
49.
Dividend
Buy
Sold
50.
51.
Dividend
Buy
I. I ncome Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$ 1,000 or less F =$50,001 - $ 100.000 J =$15,000 or I ess N =$250.001 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$ 100.001 - $1,000,000 K = $15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$ 1,000,001 - $5,000,000 L =$ 50.001 - $ 100,000 P I =$ 1,000.001 - $5,000,000 P4 =More than $50,000.000 S =Asscssntent W =Estimated
D =$5,001 - $15,000 H2 ~More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - i.eome, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
(4)
Gain Code 1 (A-H)
(s)
Identity of bUyer/seller (if private transaction)
(Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. -Vanguard Tit Stk Ix Inv -Vanguard Tit Stk Ix Adm Vanguard Trust #4 (includes 55-63) -Vanguard Prime Money Mkt Fund -Vanguard Prime Money Mkt Fund -Vanguard Prime Money Mkt Fund -Vanguard Int. Tax Ex Inv -Vanguard Int Tax Ex Adm -Vanguard Intl Stk Inv -Vanguard Intl Stk Adm -Vanguard Tlk Stk Ix Inv -Vanguard Tit Stk Ix Adm Schwab & Vanguard SEP IRA #1 (includes 65) -Vanguard Tlt Bnd Mkt ldx lnv Schwab & Vanguard IRA Rollover #2 (includes 67-69) -Vanguard Int Inv Grade Adm -Vanguard Tit Bd Mkt ldx Adm E E Dividend Dividend N O T T B Dividend Sold 10/07/10 L A B A Dividend Dividend Dividend M A B A Dividend Dividend Dividend L Redeemed Redeemed Redeemed Sold Buy Sold Buy Sold Buy 08/04/10 09/17/10 09/30/10 10/06/10 10/06/10 11/29/10 11/29/10 10/06/10 10/06/10 J J J L L K K L L A A A A A A Dividend Dividend L Sold Buy 10/06/10 L 10/06/10 L
I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $ 100,000 J =$15,000 or less N =$250.001 - $500,000 P3 -$25.000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$ 100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P 1 -$ 1,000,001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $ 5.000.000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS -income, value, transactions anctudcs those of spo.se and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period (l) Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption)
Transactions during reporting period
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
-Vanguard ST lnv Grd Adm Schwab & Vanguard IRA #2 (includes 71-72) -Vanguard Tlt Bnd Mkt Idx Inv -Vanguard Tit Bnd Mkt Idx Inv Vanguard Trust #1 (includes 74-98) -GM Accep Corp -Gateway Fund Class A -Vanguard LifeStrat Conserv Growth -ING Prime RateTR -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM
Dividend
Dividend
Sold Buy
10/07/10 10/07/10
L L
A A A A
J K K J
T T T T Buy Buy Buy Sold Buy Buy Buy Buy 01/13/10 02/23/10 03/22/10 03/22/10 03/29/10 04/12/10 04/22/10 05/24/10 J J J K J J J J A Buy 03/22/10 K
I. Income Gain Codes: ( See Co~um~s B I and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ | 00,001 - $1,000,000 K -$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssment W =Estimated
D =$5,001 - $15,000 H2 =More ~ha~ $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period
(l)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(l)
Value Code 2 (J-P)
(2)
Value Method Code 3
(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex MM Vanguard Trust #2 (includes 100-124) A A A Interest Dividend Dividend J K J T T T A Dividend J Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 06/01/10 06/22/10 06/28/10 07/07/10 07/22/10 08/23/10 09/22/10 09/27/10 10/22/10 1 i/22/10 12/01/10 12/22/10 12/23/10 J J J J J J J J J J J J J
100. -GM Accep Corp 101. -Gateway Fund Class A 102. -ING Prime Rate TR
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Cedes (See Column C2)
A =$1,000 or less F =$ 50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More tha n $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVES TMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
103. -Vanguard LifeStrat Mod Growth 104. -Vanguard Tax Ex MM 105. -Vanguard Tax Ex MM 106. -Vanguard Tax Ex MM 107. -Vanguard Tax Ex MM 108. -Vanguard Tax Ex MM 109. -Vanguard Tax Ex MM 110. -Vanguard Tax Ex MM 111. -Vanguard Tax Ex MM 112. -Vanguard Tax Ex MM 113. -Vanguard Tax Ex MM
114. -Vanguard Tax Ex MM 115. -Vanguard Tax Ex MM 116. -Vanguard Tax Ex MM 117. -Vanguard Tax Ex MM 118. -Vanguard Tax Ex MM l 19. -Vanguard Tax Ex MM
Dividend
Buy Buy Buy Buy Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
03/22/10 01113/10 02/23/I 0 03/22/10 03/22/10 03/29/10 04/12/10 04/22/10 05/24/10 06/01/10 06/22/10 06/28/10 07/07/10 07/22/10 08/23/10 09/22/10 09/27/I 0
K J J J J J J J J J J J J J J J J A
1. Income Gain Codes: (See Columns B 1 and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 -$15,000 H2 =More than $5,000,000 M=$100,00I- $250,000 P2 =$5,000,001- $25,000,000 T =Cash Markct
E -$15,001- $50,000
VII. INVES TMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!llng instructions.)
[] NOI4E (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)
120. -Vanguard Tax Ex MM 121. -Vanguard Tax Ex MM 122. -Vanguard Tax Ex MM 123. -Vanguard Tax ex << 124. -Vanguard Tax Ex MM 125. Investments Ltd (includes 126-132) 126. -Vanguard 500 Idx Inv 127. -Vanguard Tax Managed Cap Appreciation Adm 128. -Vanguard Tit Int Index 129. -Vanguard Tit Int Index Adm 130. -Vanguard Ltd Term Tax Ex Adm 131. -Vanguard Ext Mkt ldx Adm 132. -Vanguard Total Stk Idx Adm 133. Management Ltd (includes 134) 134. -Vanguard Prime Money Market 135. 401k-Fidelity 136. Lexington Corp. Properties Trust (REIT) A A Dividend None Dividend J O J T T T D E C D Dividend Dividend Dividend Dividend O PI N O T T T T E E Dividend Dividend O P1 T T A Dividend K T
J J J J J
Sold Buy
11/29/10 11/29/10
O O
1. Income Gain Codes: (See Celunms B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G ~$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,00I - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value,, ..... ctlons (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
(1)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
A A
Interest Interest
J O
T T
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A=$1,000 orless F =$50,001- $100,000 J =$15,000 ortess N =$250,001 -$500,000 P3 =$25,000,001 -$50.000,000 Q =Appraisal U =Book Value
B =$1,001- $2.500 G =$100,001- $1,000,000 K =$15,001- $50,000 O=$500,001 - $1,000.000 R =Cost(Real Estate Only) V =Other
C =$2.501- $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001- $100,000 PI =$1,000,001- $5,000,000 P4 -Morethan $50,000,000 S =Assessment W=Estimatcd
D =$5,001- $15,000 H2 =Morethan $5.000,000 M=$100,001- $250,000 P2 =$5,000,001 -$25,000,000 T =Cash Markct
E =$15,001 -$50,000
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544