21PHY12 Module 4 Notes
21PHY12 Module 4 Notes
Classical free electron theory: Drude- Lorentz theory & Assumptions, Expression for electrical
conductivity (no derivation), Failures of classical free-electron theory.
Quantum free electron theory: Assumptions, Density of states (no derivation), Fermi-energy,
Fermi factor & its temperature dependence, Fermi - Dirac Statistics, Expression for electrical
conductivity (derivation), Merits of Quantum free electron theory.
Physics of Semiconductors: Fermi level in intrinsic semiconductors, Expression for
concentration of electrons in conduction band, Holes concentration in valance band (only mention
the expression), Conductivity of semiconductors (derivation), Hall effect, Expression for Hall
coefficient (derivation).
Dielectrics: Electric dipole, Dipole moment, Polarization of dielectric materials, Types of
polarizations. Qualitative treatment of Internal field in solids for one dimensional infinite array
of dipoles (Lorentz field). Claussius-Mossotti equation (derivation), Numerical problems.
08 Hours
The atom consists of fundamental particles such as electrons, protons and neutrons. The
protons and neutrons are collectively known as nucleons. Electrons are revolving around the
nucleus in a permitted orbits. The electrons present in the outermost orbit is called valence
electrons, these valence electrons determine the physical properties like electrical, optical, thermal
and magnetic properties of solids (conductors, semiconductors and insulators). These properties
can be explained on the basis of free electron gas model.
Review of classical free electron theory
The classical free electron theory was proposed by German physicist Paul Drude in 1900 and
later improved by H.A. Lorentz, to explain the electrical conductivity in metals.
Drude – Lorentz Theory
Assumptions of classical Free electron Theory
• All metals contain a large number of free electrons which move freely through the
positive ionic core of the metals under the influence of an applied electric field hence
they are also called as conduction electrons.
• The free electrons are treated as equivalent to gas molecules which have three degrees
of freedom. Hence, the laws of classical kinetic theory of gases can be applied to the
free electrons.
• In the absence of the electric field, the kinetic energy associated with an electron at a
3
temperature T is given by 2 kT, where k is the Boltzmann constant
1 2 3
m𝑉𝑡ℎ = 2 𝑘𝑇
2
Where 𝑉𝑡ℎ is the thermal velocity. It is same as root mean square velocity
• The motion of the free electrons obey the Maxwell-Boltzmann velocity distribution law
and laws of kinetic theory of gases.
• The electric field (or potential) due to the positive ionic cores is considered to be
constant.
• The repulsion between the free electrons is considered to be negligible.
• The free electrons are non-interacting and obey Pauli’s exclusion principle.
• The electric current flows in a metal due to external applied electric field is a
significance of the drift velocity of the electrons in a direction opposite to the direction
of the field.
The expression for electrical conductivity (σ) based on classical free electron theory is given by,
𝑛𝑒 2 𝜏
𝜎=
𝑚
where, n →number of free electrons per unit volume (electron concentration)
e →charge on the electron
→relaxation time of the free electrons
m →mass of electron
But experimentally it was observed that specific heat of a metal by its conduction electrons is given
by 𝐶𝑣 = 10−4RT
Thus, the experimental value of 𝐶𝑣 is very much lesser than the expected value of 𝐶𝑣 . According to
classical free electron theory 𝐶𝑣 is independent of temperature, but the experimental value of 𝐶𝑣 is
directly proportional to temperature. Hence classical free electron theory fails to explain about
specific heat of a metal at constant volume 𝐶𝑣 .
When an external electric field is applied to the metal, the force exerted on a free electron is
given by F = -eE (1)
𝑑𝑝
From newton’s second law force is given by F = (2)
𝑑𝑡
𝑑𝑝
-eE = (3)
𝑑𝑡
According to de Broglie’s hypothesis,
ℎ
P=
𝜆
Multiply and divide by 2𝜋
ℎ 2π
P= = ħk (4)
2π 𝜆
ℎ 2π
Where ħ = and k =
2π 𝜆
Substituting for P in equation (3) we get,
𝑑 𝑑𝑘
-eE = (ħk ) = ħ
𝑑𝑡 𝑑𝑡
𝑒𝐸
dk = − 𝑑𝑡 (5)
ħ
The above equation (5) shows that, the origin of k space moves through a distance dk in time dt
on application of external electric field, E. due to collisions of free electrons with the
imperfections, the displacement of k space become steady(dk = Δk) and then the time dt changes
to dt = τc is the average collision time.
−𝑒𝐸
Δk = τ𝑐 (6)
ħ
Since p = 𝑚𝑒∗ v = ħk, where 𝑚𝑒∗ is the effective mass of electron, the change in velocity
(v→ ∆𝑉 ) ΔV is given by
ħ
Δv = Δk (7)
𝑚∗𝑒
ħ −𝑒𝐸𝜏𝑐 −eE c
Δv = ( )( ) k =
𝑚∗ 𝑒 ħ
−𝑒𝐸𝜏𝑐
Δv = (8)
𝑚∗𝑒
If the number of electrons per unit volume (electron density) is n, then the current density, J is
given by
J = n(-e)Δv (9)
Substituting for Δv in equation (9), we get
−𝑒𝐸𝜏𝑐
J = n(-e) ( )
ħ
𝑛𝑒 2 𝐸𝜏𝑐
J= (10)
𝑚𝑒∗
Density of states
The density of states g(E) can be defined as, "the number of available states per unit
energy range centered at a given energy E in the valence band of a material of unit volume".
It is mathematically continuous function and the product of g(E)dE gives the number of states
in the energy interval dE at E.
Let the material be of unit volume and the energy band be spread in an energy interval between
E1 and E2. Consider an infinitesimally small increment dE at an arbitrary energy value E in the
band (shown in figure). Since dE is an infinitesimally small increment in E, we can assume that
g(E) remains constant between E and E+dE. Then the number of energy states in the range E
and E+dE is obtained by evaluating the product of g(E) and dE.
8√2 𝜋𝑚3/2
The equation for density of states is given by, g(E)d(E) = [ ] 𝐸1/2 dE
ℎ3
Fermi energy
The top most energy level occupied electrons at absolute zero temperature is called
Fermi energy level and the energy corresponding to that energy level is called Fermi energy
(EF). Fermi energy represents the maximum energy that electrons can have at absolute zero
temperature.
Fermi-Dirac statistics and Fermi factor
The free electrons distributed among various energy levels in the energy bands by
obeying a statistical rule and is known as Fermi-Dirac statistics. It describe the distribution of
electrons among the various permitted energy levels of a material under thermal equilibrium.
Thus, the distribution of electrons among various energy levels is given by statistical function
f(E) known as Fermi factor. and is defined as follows,
"It is the probability of occupation of a given energy state for material in thermal
equilibrium".
The probability that a given energy state with energy E is occupied at a steady state temperature
T is given by,
1
f(E) = E−E
F
e kT +1
1
We have, f(E) = E−E
F
e kT +1
1 1
f(E) = = 0+1 = 1
𝑒 −∞ +1
Hence the probability of finding an electron with energy E<EF is unity. i.e. all the energy
levels below the Fermi level are occupied.
1
f(E) = E−EF
e kT +1
1 1 1
f(E) = = ∞+1 = ∞ = 0
𝑒 ∞ +1
A zero probability implies that there are no electrons having energy greater than EF. i.e. all
the energy levels above Fermi energy level are vacant.
(iii) Probability of occupation for T>0K and E = EF
1
We have, f(E) = E−EF
e kT +1
1 1 1
f(E) = = 1+1 = 2 = 0.5
𝑒 0 +1
For E<EF, the probability starts decreasing from 1 and reaches to 0.5 at E = EF and for E>EF
the probability value falls off to zero rapidly.
Physics of Semiconductor
Semiconductors are the class of materials whose conductivity values lies in between
that of conductors and insulators.
e.g. silicon (Si), germanium (Ge), gallium arsenide (GaAs), gallium phosphide (GaP) etc.
Intrinsic semiconductor
• Intrinsic semiconductors are pure semiconductors in which no chemical impurity atoms
are present.
• Its conductivity is low and can be varied by varying the temperature only.
• At absolute zero temperature an intrinsic semiconductor behaves like an insulator.
• In an intrinsic semiconductor the number of free electrons 'ne' and the number of holes
'nh' are always equal. i.e. ne=nh=ni where ni is called intrinsic carrier concentration.
• Common examples for intrinsic semiconductors are silicon (Si) and germanium (Ge).
Extrinsic semiconductor
• Extrinsic semiconductors are doped semiconductors which consists of suitable amount
of chemical impurities to increase the conducting properties.
• The process of adding impurity to a semiconductor is known as "doping" and the
impurities added are called as "dopants" or "doping agents".
• The conductivity can be easily modified and controlled by simply controlling the
amount of dopants which is added.
• Extrinsic semiconductors significantly have higher conductivities as compared to
intrinsic semiconductors.
• In an extrinsic semiconductor the number electrons and holes are not equal.
• There are two types of extrinsic semiconductors which are obtained from a pure
semiconductor by proper choice of dopants and they are,
(i) n-type semiconductor
It is an extrinsic semiconductor which is obtained by adding pentavalent impurities to
a pure semiconductor like phosphorous, antimony, arsenic etc. Here electrons are
majority charge carriers and holes are minority charge carriers, i.e. ne>>nh.
(ii) p-type semiconductor
P-type semiconductor is obtained by adding trivalent impurities to a pure semiconductor
like Aluminum, Boron, Indium etc. Here holes are majority charge carriers and
electrons are minority charge carriers, i.e. nh>> ne.
• Every time an electron moves from valence band to the conduction band, it leaves a hole
behind in the valence band. Thus the so created electron-hole pairs are responsible for
conduction.
• The number of holes in the valence band is equal to the number of electrons in the conduction
band. Hence, the probability of occupation of energy levels in conduction band and valence
band are equal.
Carrier concentration in an intrinsic semiconductor
The number of charge carriers per unit volume of the material is called carrier
concentration.
The number of electrons in the conduction band per unit volume of the material is
called as electron concentration.
The number of holes in the valence band per unit volume of the material is called as
hole concentration.
Expression for electron concentration (ne)
The expression for electron concentration (ne) is given by,
𝐸𝐹−𝐸𝑔
4√2 ( 𝑘𝑇 )
𝑛𝑒 = (𝜋𝑚𝑒∗ 𝑘𝑇) 3/2
𝑒
ℎ3
Relation between Fermi energy and energy gap for an intrinsic semiconductor
We know that the expressions for electron concentration (ne) and hole concentration
(nh) are given by,
𝐸𝐹−𝐸𝑔
4 √2 ( 𝑘𝑇 )
𝑛𝑒 = (𝜋𝑚𝑒∗ 𝑘𝑇) 3/2
𝑒 (1)
ℎ3
𝐹 −𝐸
4√2 ∗ 3/2 ( 𝑘𝑇 )
𝑛ℎ = (𝜋𝑚 ℎ 𝑘𝑇) 𝑒 (2)
ℎ3
For an intrinsic semiconductor, the number of holes per unit volume in valence band is equal
to the number electrons per unit volume in the conduction band.
i.e. ne = nh
𝐸𝐹−𝐸𝑔
( 𝑘𝑇 ) −𝐸
𝐹
∗ 3/2 ∗ 3/2 ( 𝑘𝑇 )
(𝑚𝑒 ) 𝑒 = (𝑚ℎ ) 𝑒
2𝐸𝐹−𝐸𝑔
( ) ∗
𝑚ℎ
Or 𝑒
𝑘𝑇
= ( ∗ )3/2
𝑚𝑒
Taking natural logarithm on both sides we get,
2𝐸𝐹−𝐸𝑔 3 𝑚∗ℎ
( 𝑘𝑇
) = 2 ln ( 𝑚∗ )
𝑒
3 𝑚∗ℎ
2EF = kTln (𝑚∗ ) + Eg
2 𝑒
3 𝑚∗ℎ Eg
EF = kTln ( 𝑚∗ ) + 2
4 𝑒
∗
Under practical considerations, 𝑚𝑒 = 𝑚ℎ∗ , so that the first term in the RHS of the above
equation goes to zero (i.e ln1=0)
𝐸𝑔
EF =
2
Thus, the Fermi level is in the middle of the band gap for an intrinsic semiconductor.
𝐼 𝑛𝑒 𝑒𝐴𝑣
We know that Current density J= =
𝐴 𝐴
J = 𝑛𝑒 𝑒𝑣 (2)
𝑣
The electron mobility is given by 𝜇𝑒 =
𝐸
𝑣 = 𝜇𝑒 𝐸 (3)
Hall effect
When a material carrying a current is placed in a transverse magnetic field, an electric
field is induced across the material in a direction perpendicular to both the direction of the
magnetic field and the direction of current flow. This phenomenon is called as Hall effect and
the voltage generated is called as Hall voltage.
Theory
• Consider a rectangular slab of n-type semiconductor material in which current I is
flowing in the positive X-direction.
• Let a magnetic field B be applied along Z-direction, i.e. perpendicular to the direction
of current flow (shown in below figure) the electrons experience a force known as
Lorentz force (FL) and is given by
FL = −Bev (1)
where, e →The magnitude of charge on electron
v →The drift velocity of electrons
• Applying Flemings left hand rule, we see that the force is exerted on electrons in the
negative Y-direction.
• Thus the electrons are deflected downwards and the electron density increases at the
bottom face of the slab so it becomes negatively charged.
• On the other hand, the loss of electrons on the upper face of the slab causes the top face
of the material to become positively charged.
• Hence a potential VH known as Hall voltage is developed across the bottom and top
faces of the slab, which establishes an electric field EH called as Hall field in the negative
Y-direction.
• The field EH exerts an upward force FH on the electrons and is given by,
FH = −eEH (2)
• As the deflection of electron continues in the downward direction due to FL and is also
contribute to the growth of Hall field. Thus, the force FH which acts on the electron in
the upward direction also increases.
• These two opposing forces reach an equilibrium at which stage,
FL = FH
VH = EH d
𝐼
𝑣= (7)
𝜌𝑤𝑑
Substitute equation (7) in (4)
𝐵𝐼
VH = (8)
𝜌𝑤
𝐵𝐼
𝜌= (9)
𝑉𝐻 𝑤
Hall co-efficient (RH)
For a given semiconductor, the hall field EH depends upon the current density J and the applied
magnetic field B.
i.e EH ∝ 𝑱𝑩
or EH = RHJB
where, RH is the Hall coefficient
From above equation we can have,
𝐸𝐻
𝑅𝐻 = (10)
𝐽𝐵
Substitute for EH and J from equation (3) and (6)
𝐵𝑣
𝑅𝐻 =
𝜌𝑣𝐵
1 1
Or 𝑅𝐻 = = (11)
𝜌 𝑛𝑒
Thus, the hall coefficient can be evaluated, once ρ is known
We have from equation (8)
𝐵𝐼
𝑉𝐻 =
𝜌𝑤
1 𝐵𝐼 1
𝑉𝐻 = ( ) since, (𝑅𝐻 = )
𝜌 𝑤 𝜌
𝐵𝐼
𝑉𝐻 = 𝑅𝐻 ( )
𝑤
Dielectric materials
• A dielectric material is an electrical insulator that can be polarized by an applied electric
field.
• There are no free charge carriers in dielectric material but having a positive and negative
charges which are tightly bound to the nuclei.
• When a dielectric material is placed in an electric field the charges in the molecule
slightly shift from their positions causing dielectric polarization.
• Because of dielectric polarization, positive charges are displaced in the direction of the
applied field and negative charges shift in the direction opposite to the field.
Electric dipole and Dipole moment
• A pair of equal and opposite charges separated by a small distance is known as
electric dipole (shown in below figure).
• The product of magnitude of one of the charges and distance between the two charges
is known as the dipole moment ( 𝜇⃗ ) i.e
𝜇⃗ = 𝑄𝑙
• A dipole moment is a vector directed from –Q to +Q
Polarization
• "The displacement of charges in the atoms or molecules of a dielectric material under
the action of an external electric field leading to the development of dipole moment is
called as polarization of a dielectric or electric polarization".
• Thus the polarization referred to a process of producing electric dipoles, i.e. the
separation of positive and negative charges inside the dielectric material by the
application of an external electric field.
Types of polarization
There are mainly three different mechanisms through which electric polarization can
occur in dielectric materials when they are subjected to an external electric field. Accordingly
three different types of polarization are identified and they are,
(i) Electronic or Induced polarization
• The electronic polarization occurs due to the displacement of positive and negative
charges in a dielectric material due to the application of an external electric field.
E
E=0 E≠0
• The separation created between the charges leads to the development of a dipole
𝜖0 (𝜖𝑟 −1)
𝛼𝑒 = 𝑁
Where, 𝜖0 is the permittivity of free space
E
E=0 E≠0
(iii) Orientational polarization
• Orientational polarization occurs in the dielectric materials which have permanent
dipole moment (i.e. polar dielectrics).
• In the absence of an external electric field these dipoles are randomly oriented due to
the thermal agitation. Thus, the material has net zero dipole moment.
• In the presence of an external electric field, each of the dipoles undergo rotation so as
to reorient along direction of the applied field and the material itself develops electrical
polarization (shown in below figure).
• This polarization is strongly temperature dependent and decreases with increase of
temperature.
E
E=0 E≠0
Dielectric Constant
• The characteristics of a dielectric material are determined by a factor known as dielectric
constant and is also measure of polarization of dielectrics
• It is a quantity measuring the ability of substance to store electrical energy in an electric
field.
• "The ratio of permittivity of the medium (ε) to the permittivity of free space (ε0) is known
as the dielectric constant or relative permittivity (εr) of the medium". i.e.
𝜖
𝜖𝑟 =
𝜖0
Relation between polarization and dielectric constant
⃗⃗ of a material is given by,
The relation between dielectric constant (εr) and polarization P
⃗⃗ = 𝜖0 (𝜖𝑟 − 1)𝐸⃗⃗
P
Here, (𝜖𝑟 − 1) is the dimensionless quantity known as the dielectric susceptibility
⃗P⃗ = 𝜖0 𝐸⃗⃗
i.e 𝜇 = 𝛼𝐸
where 𝛼 is the ploarizability of the atom of a dielectric material.
• Let the inter-atomic distance be d, and the electronic polarizability of the dipoles be αe
then the expression for the internal field Ei is given by,
𝐸
𝐸𝑖 =
1.2𝛼𝑒
1−
π𝜖0 𝑑3
Here, 𝛼𝑒 , E, 𝜖0 and d are all positive quantities thus, Ei > E
• The above equation is obtained by considering 1D array of atoms but in 3D the general
equation for internal field is expressed as
𝛾
𝐸𝑖 =E + ( ) 𝑃
𝜖0
where, P →Polarization
→is a proportionality constant called as internal field constant
1
In the 3-dimensional case if it is a cubic lattice then we have 𝛾 = and internal field
3
named as Lorentz field and is given by,
𝑃
𝐸𝑙𝑜𝑟𝑒𝑛𝑡𝑧 = 𝐸 + ( )
3𝜖0
Clausius-Mossotti equation
Clausius-Mossotti equation is a mathematical relation expresses the dielectric constant
(εr) of a material in terms of electronic polarizability (αe) of atoms in a dielectric material.
Consider a dielectric material of dielectric constant εr and 'N' be the number atoms per unit
volume of a dielectric material. Then the atomic dipole moment per unit volume which is called
as polarization (P) and is given by,
P = NeEi (1)
where, αe →electronic polarizability of dipoles we know that the Lorentz field is given by,
𝑃
𝐸𝑖 = 𝐸 + ( ) (2)
3𝜖0
Nαe 𝜖0 𝐸(𝜖𝑟 − 1)
=
3ϵ0 𝜖0 𝐸[3 + 𝜖𝑟 − 1]
Nαe (𝜖𝑟 − 1)
=
3ϵ0 (𝜖𝑟 + 2)
organic materials such as mineral oils like transformer oil, capacitor oil etc. and other
hydrocarbon based materials like asphalt, silicon oils, bitumen etc. and inorganic materials like
highly purified water, liquid nitrogen, helium etc.