Implicature and Explicature
Implicature and Explicature
Implicature and Explicature
1. Introduction
It seems fairly clear that she is communicating (2). This is not something she says
explicitly; rather, it is an indirect or implied answer to Max’s question – a conver-
sational implicature, as such implicitly communicated propositions are known.
The hearer (Max) derives this implicated meaning by inferring it from the proposi-
tion which is more directly and more explicitly communicated by Amy, together
with his readily available assumptions about the characteristics of successful ver-
sus unsuccessful parties (e.g. people tend to leave early when a party isn’t very
good). What is the more directly communicated proposition, the ‘explicature’ of
the utterance? One possibility is that it is simply the linguistically encoded mean-
ing of the sentence that she uttered, so it is the conjunction of the context-free
meaning of the two simple sentence types:
(3) (i) T HERE WASN ’ T ENOUGH DRINK (ii) E VERYONE LEFT EARLY
This is, undeniably, the most explicit component of the meaning of Amy’s utter-
ance, but it is very unclear what exactly it amounts to and it seems to lack the spe-
cificity of the understood content. For instance, the extension of the noun drink in-
cludes green tea, tap water, and medicines in liquid form, to mention but a few of
the many drinks which are unlikely to be relevant in the context of Amy’s utter-
ance. Similarly, the linguistically encoded meaning of the bare quantifier everyone
includes many people whom Amy has no intention of denoting. In the context of
the dialogue above, it is clear that she intends to convey that everyone who came to
the particular party that Max asked her about left that party early.
So, although the linguistic expressions employed by Amy, the words she ac-
tually uttered, have a meaning and that meaning is, arguably, the most explicit
meaning that her utterance provides, it seems to be quite remote from the proposi-
tion that Max is likely to take her to have directly communicated (to have said,
stated, or asserted). That seems to be more like the content in (4) (where the ele-
ments highlighted in bold all go beyond the encoded meaning of the linguistic ex-
pressions uttered):
(4) T HERE WASN ’ T ENOUGH ALCOHOLIC DRINK TO SATISFY THE PEOPLE AT THE
PARTY I AND SO EVERYONE WHO CAME TO THE PARTY I LEFT IT I EARLY.
This is the proposition on the basis of which Amy’s utterance would be judged as
true or false, would be agreed or disagreed with (‘Yes, there was so little alcohol
that we all had to go off to the pub’, or ‘No, not everyone left the party early and
those who did had an exam the next morning’). Notice also that it is this proposi-
tion (and not the very general encoded linguistic meaning) which plays the crucial
role of premise in the reasoning process which leads to the implicated conclusion
that the party didn’t go well. We take it that this (or something very similar to it) is
the explicature of Amy’s utterance.
The distinction between two kinds of communicated propositions, explicatures
and implicatures, has been developed within the relevance-theoretic account of
communication and utterance interpretation (Sperber and Wilson 1986/1995; Car-
ston 2002; Wilson and Sperber 2004). This framework is resolutely cognitive-
scientific in orientation: the central notion of informational ‘relevance’ which
drives the account is defined in terms of the positive cognitive implications that a
new input has in a cognitive system weighted against the costs (in such resources
as attention, inferential effort, etc.) that it imposes on that system. The greater the
range of cognitive implications and the lower their cost, the more the relevance of
the input. Verbal utterances and other kinds of ostensive communicative acts are
special inputs in that there is an inevitable presumption that they will be ‘optimally
relevant’, that is, they will provide at least a sufficient array of cognitive impli-
cations and other positive cognitive effects to offset the processing effort they
In his ‘logic of conversation’, Paul Grice (1967/89) sought to separate out the sem-
antic content of an uttered sentence, i.e. what it says, from any other thoughts and
ideas that a speaker might mean or communicate by her action of uttering the sen-
tence. His collective term for all those extra or secondary meanings that might be
conveyed was ‘implicature’, where implicatures are intended propositional com-
ponents of the utterance’s overall significance but are not the basis on which the ut-
terance is judged as true or false.
Implicatures can arise in two ways: via presumptions concerning rational com-
municative behaviour or via certain linguistic conventions. The implicature of (5)
is an example of the first sort, a ‘conversational’ implicature, and the implicature of
(6) is an example of the second sort, a ‘conventional’ implicature (see Huang, this
volume, and Moeschler, this volume, for more details):
(5) That material looks red to me.
Implicature: T HERE IS SOME DOUBT ABOUT WHETHER THE MATERIAL IS RED OR
NOT .
With (5), the idea is that if the speaker was completely certain of the redness of the
material she should have made the more informative statement that the material is
red; since she did not and since, other things being equal, speakers are expected to
be as informative as they can relevantly be, she must be implicating that there is
some doubt about the redness of the material. Thus this conversational implicature
follows from one of the several conversational maxims that Grice sets out as regu-
lating rational communication (Grice 1975). Note that the proposition in (2) above,
implicated by Amy in her response to Max in (1), is also a conversational implica-
ture, one that would be dependent on Grice’s conversational maxim of relevance.
He drew a further distinction among conversational implicatures between ‘general-
ized’ ones, such as (5), which arise across a great many contexts of use and ‘par-
ticularized’ ones, such as (2), which are dependent on the properties of specific,
often one-off, contexts, in this case the conversation about a particular party.
Whether Grice intended this generalized/particularized distinction to carry any the-
oretical weight is unclear, but, as we will see when we move to the explicature/im-
plicature distinction, it turns out that the status of many of the generalized cases is
quite controversial. With (6), on the other hand, the implicature does not depend on
any conversational presumptions and occurs across all contexts because it is gen-
erated on the basis of the conventional linguistic meaning of the connective but.
In all these cases, the meaning allegedly implicated is separated off from the
primary meaning, that is, the semantic content of the uttered sentence, which is the
propositional content on the basis of which the utterance is judged as true or false.
In the case of (5), this propositional content is that the material in question appears
to the speaker to be red, so if the speaker is, in fact, in no doubt that the material is
red, her utterance is somewhat infelicitous or inappropriate, but she has not spoken
falsely on that basis. In the case of (6), the propositional content is that Mary is a
housewife and she is very intelligent, and, again, if there is, in fact, no contrast be-
tween these two properties, the utterance is not thereby made false, though it is cer-
tainly inappropriate and very misleading.
In Grice’s account, what implicatures of any stripe are set apart from is ‘what is
said’ by a speaker, which Grice took to be the truth-conditional content of the ut-
terance. What is said is determinable from the conventional linguistic meaning of
the sentence uttered together with some minor context-dependent considerations,
specifically, selection of the occasion-specific sense of any ambiguous words or
structures and fixing of referents of indexical elements. The centrality of this sem-
antic ‘what is said’, the proposition expressed by a sentence, goes back some way
in the history of the philosophy of language, to at least Frege, Russell and Carnap.
They were first and foremost logicians, interested in the syntactic and, especially,
the semantic properties of formal languages, such as the predicate calculus. How-
ever, they extrapolated from these artificial languages to human (natural) lan-
guages, which they assumed would be found to have the same fundamental prop-
erties, abstracting away from such imperfections as ambiguity and vagueness. So,
just as the semantics of logical formulae was taken to be a matter of how the ex-
ternal world must be for them to be true (that is, their truth conditions) and the se-
mantics of logical connectives such as ‘&’, ‘v’, ‘f’ was fully captured by truth
tables, it was assumed that natural language sentences also have truth conditions
and natural language connectives such as and, or, if … then are truth-functional.
The presence within natural languages of such elements as indexicals which de-
pend on a context of use for their ‘semantic value’ was seen as an interesting extra
issue to be dealt with but not a threat to the overall picture. Adherence to truth-con-
ditional semantics and to explicit logical formalism continues today in contempor-
ary formal semantic work on natural languages.
This ‘ideal language’ approach was challenged by Austin, Strawson and the
later Wittgenstein, who developed the ‘ordinary language’ approach, aimed at de-
scribing natural language phenomena rather than forcing them into the logical
mould. They rejected the equation of sentence meaning with truth conditions,
maintaining that although a sentence abstracted from use has a meaning, it is only
in the context of a speech act (an utterance) that it expresses a proposition and so
has truth conditions; it is the statement thus made that has truth conditions, the sen-
tence per se does not. This aspect of ordinary language philosophy is very much re-
flected in the relevance-theoretic framework according to which sentence meaning
is not truth-conditional but provides merely a template or schema which is contex-
tually enriched on an occasion of utterance into a complete proposition, a proposi-
tion which the speaker has explicitly communicated (the explicature of the utter-
ance).
A second aspect of the descriptive investigative work of the ‘ordinary lan-
guage’ philosophers was the close observation of the meaning of words as used in
ordinary communication. This included attention to a range of linguistic ex-
pressions that lay beyond the reach of the truth-conditional paradigm, including
such connectives as but, yet, despite, after all, whereas, moreover, so and anyway,
sentence adverbials like frankly, seriously, evidently, unfortunately, and inciden-
tally, and such discourse elements as alas, indeed, oh, for goodness sake, and well.
Quite a few of these seemed explainable in speech act terms; for instance, but in (6)
above could be characterized as introducing a second-order speech act of contrast-
ing the two first-order speech acts of stating (‘Mary is a housewife’ and ‘Mary is
very intelligent’); seriously could be characterized as modifying the speech act a
speaker is performing, e.g. an act of asserting (‘Seriously, you will regret this’) or
an act of requesting information (‘Seriously, where is my key?’) (for discussion,
see Ifantidou 2001).
This focus on language in use also led to a reappraisal of analyses of words
whose semantics was of central importance within the formal truth-conditional
paradigm. Strawson (1952) pointed out that the natural language counterparts of
logical connectives are often used with much richer (non-truth-functional) mean-
ings than their counterparts in logical languages, such as the temporal and causal
connotations of many instances of sentences conjoined with and (e.g. She insulted
him and he resigned), the implication often carried by conversational disjunctions
that the speaker’s grounds for uttering a sentence of the form ‘P or Q’ are not that
she knows P to be true or that she knows Q to be true, but that she has some other
(non-truth-functional) basis for her utterance. Close attention to a range of predi-
cates led to strong views on their precise meanings and thus on how they ought to
be used: the word know should not be used about certainties (e.g. I know this is my
hand is a misuse), the word try only applies if there is some difficulty, the phrase
looks to me (as in (5) above) is used only when there is some doubt about the real-
ity, and so on (for discussion, see Travis 1991).
Initially, the two approaches, the truth-theoretic and the use-theoretic, were
seen as diametrically opposed and exclusive: either you analyse natural language
meaning in the logical truth-conditional way or you describe it as it occurs and is
understood in everyday use. One of Grice’s great contributions was to bring the
two traditions together into a complementary rather than rivalrous relation. His
own formative philosophical development lay within the ordinary language camp,
and its emphasis on speaking as an action (rationally-based and with conse-
quences) is evident throughout his work on implicature. However, his saying/im-
plicating distinction and his analyses of particular natural language words, includ-
ing the connectives and quantifiers, are informed by insights from both traditions.
He insisted – against the central tenet of most ordinary language theorists – that it
is important not to equate meaning and use (Grice 1967/89: 4); in other words, he
distinguished semantics and pragmatics. So, in the case of (5) above, someone who
utters it looks red to me when she has absolute certainty about the redness of the
item in question may, in many contexts, be somewhat misleading, saying some-
thing weaker than she could have said, given the state of her knowledge; neverthe-
less, the proposition that comprises the semantic content of her utterance, what she
has said (as opposed to what she merely implicated), namely, that the item in ques-
tion looks red to her, is true. Most important for Grice’s case here is that the impli-
cation of doubt or uncertainty is cancellable: it is possible to conceive of a context
in which what is at issue is people’s perceptions, how things look or sound or feel
to them, in which case the utterances X feels hot to me and Y looks red to me would
not carry any implications of doubt or uncertainty. Thus, those implications, preva-
lent though they may be, are not part of the meaning (the semantics) of those
words, not part of what is said by them; when they do arise they are a product of
speaker-hearer assumptions about normal conversational use.
The explanatory power of an account that combines logico-semantic analysis
with considerations of language use is particularly well-exemplified in Grice’s
treatment of the connectives and and or. Their semantics, he argues, is identical
with that of their logical counterparts, hence truth-functional, and the stronger im-
plications that they seem to have in many contexts can be explained by the ‘logic of
conversation’:
The two-fold nature of Grice’s ‘what is said’ is reflected in the fact that Griceans
sometimes talk of what the speaker says and sometimes of what the utterance or the
words themselves say. Unfortunately, this very combination of features – speaker
The emphasis in cognitive science is on the nature of the faculties of the human
mind/brain that house our linguistic and interpretive abilities and on the mechan-
isms that do the work of comprehension, a quite distinct set of concerns from those
of the anti-psychological ‘ideal language’ philosophers. However, alongside these
trends in cognitively-based research, there have been some roughly parallel devel-
opments in the philosophy of language. Kaplan’s (1977/89) distinction between
the character and content of linguistic expressions parallels the cognitivist distinc-
tion between context-invariant, encoded (or standing) linguistic meaning and the
content inferred in specific contexts.7 And the ‘contextualist’ semantics stance,
that word meanings quite generally (not just indexicals) are highly context-sensi-
tive (Searle 1978; Travis 1985; Recanati 1993, 2004) and so may make different
contributions to truth-conditional content on different occasions of their use, is
very much at one with the relevance-theoretic view on explicitly communicated ut-
terance content, as will be evident in the next section.
On the cognitive pragmatic approach that we endorse, the explicit content of an ut-
terance (its explicature) is taken to be that content which ordinary speaker-hearer
intuitions would identify as having been said or asserted by the speaker. In section
5, we discuss the role of intuitions as a criterion for drawing the distinction be-
tween explicature and implicature. In this section, we look at a range of examples
which, together with (1), (9) and (10) above, indicate the extent and kinds of con-
tributions that pragmatics may make to the explicature of an utterance. Clearly, dis-
ambiguation and the assignment of context-specific values to indexicals and de-
monstratives are essential pragmatic processes in ascertaining the explicitly
communicated content. On this, we agree with Grice and virtually everybody who
has discussed the proposition explicitly expressed or communicated by a speaker.
So, in the following subsections, we focus on pragmatic contributions to explica-
ture which go well beyond the effects of those two obvious processes.
Intuitively, the speaker of (11a) does not assert that no-one (that is, not a single
person in existence) goes to the place in question, which is what seems to be pre-
dicted by a strictly Gricean account; rather, she is directly communicating that
very few people of a particular sort (important, fashionable, etc.) go to the place in
question these days. This is the content with which other people may express
agreement or disagreement, on which the truth or falsity of the utterance would be
judged, and which would ground a possible implicature that the speaker doesn’t
want to go there. In the case of (12), the presence of just a few stale drips of milk
on the bottom shelf of the fridge would be compatible with the conventional/en-
coded linguistic meaning of the utterance, but in a context in which the partici-
pants are intent on having a cup of coffee a more specific enriched conception of
‘milk in the fridge’ is inferred and contributes to the proposition explicitly com-
municated.
These examples, like several of the earlier ones (see (1), (9) and (10) above),
suggest that there are explicatures which include constituents of content that do not
appear to be the value of any element in the linguistic form of the utterance; for in-
stance, the causal component in (1), the location in (9), the object of eating in (13).
Such constituents have been the subject of extensive debate in recent years, con-
cerning their source and the processes that are responsible for their recovery. One
way of accounting for these elements is to assume that there is a lot more linguistic
structure in the utterances than meets the eye (or ear). The proposed structure takes
the form of covert indexicals attached to the relevant (overt) linguistic items, or
parameters in the lexical semantics of the linguistic expression, requiring a particu-
lar type of value to be assigned. For example, the domain restriction on the quanti-
fier in (11) (and perhaps (12)) would arise as the result of saturating an indexical
that is encoded in the noun phrase,8 while the location constituent in (9) would be
the value assigned to a location variable encoded with meteorological verbs or to
an event variable that accompanies predicates quite generally.
According to our cognitive pragmatic stance, it is quite possible that these el-
ements of content are supplied by a process of ‘free’ pragmatic enrichment. Such a
process is wholly pragmatic in that, not only is the specific content recovered prag-
matically, but the motivation for its recovery is entirely pragmatic, that is, it is
driven by the search for an interpretation that is consistent with the presumption of
optimal relevance. If this is right, then there are cases of genuinely ‘unarticulated
constituents’, that is, constituents of explicature content that are not just unpro-
nounced but are not present at any level of linguistic representation, where, by ‘lin-
guistic’, we are referring to the processes or representations of the language fac-
ulty, free from any pragmatic influence.
is more specific than the very general encoded concept TIRED , which includes states
of exhaustion which would preclude doing anything other than lying down to sleep.
The examples in (22) and (23) appear to require a different sort of adjustment: im-
agine (22) uttered in a context where people are clearing up the morning after a
party, so that many of the bottles to be put in the garbage may contain the dregs of
wine or beer and various other items of debris, so are not strictly and literally empty.
Here the communicated concept EMPTY * has a broader denotation than the encoded
concept EMPTY. A similar point can be made about (23), which might be used to
communicate any of a range of broader concepts than the encoded one: it might be a
rough approximation (the water is near enough to boiling for the difference not to
matter for current purposes) or a hyperbolic use as when someone utters it upon
stepping into bath water that is a bit too hot for an entirely comfortable immersion.
The general consensus is that these meaning modulations affect the explica-
ture, that is, the proposition that the speaker communicates directly and that
grounds any implicatures of the utterance. If this were not the case – if these prag-
matically derived concepts were themselves registered only at the level of impli-
cature – then we would expect that many of them, particularly the examples invol-
ving concept broadening, would be judged false. Yet, intuitively, this is not the
case: someone who, in the context described just above, includes in the denotation
of empty bottles, some that contain a few millilitres of flat beer, would not be
judged to have spoken falsely and only implicated that the bottle is near enough to
being empty that it can be thrown out. Recently, it has been argued by both rel-
evance theorists and some philosophers of language that many instances of meta-
phorically used words can be explained in the same way, that is, as cases whose
comprehension is achieved by an adjustment of the literal encoded concept, result-
ing in a radical broadening of denotation with often some degree of narrowing as
well (Bezuidenhout 2001; Carston 2002; Wilson and Carston 2006, 2007).
Attempts to give an account of these lexical modulation processes are recent
and have raised many issues that remain to be investigated in detail (see the dis-
cussion in Carston 2010). One interesting question is the nature of the input to the
process – that is, the nature of word meanings themselves. In the discussion so far,
we have gone along with the view that most open-class words (nouns, verbs, ad-
jectives) encode concepts, but the idea that words might not encode full-fledged
concepts but something more like constraints, instructions for building concepts,
or rules for use, has been gaining popularity recently (for discussion, see Carston
2002: chapter 5.4.; Pietroski 2005; Recanati 2004: chapter 9; Bosch 2007). What
motivates this view is chiefly the observation that understanding the intended
meaning of a word quite typically requires some degree of modulation of its en-
coded meaning. In many cases, words appear to encode something too abstract to
serve as a constituent of a thought, hence of a communicated proposition (see the
discussion in Searle (1983) of the verbs open and cut, and in Carston (2002) of ad-
jectives like happy). Given the ubiquity of modulation, an appealing view is that
word meanings are far more schematic and abstract than full-fledged concepts,
and, therefore, on every occasion of understanding a word a pragmatic process of
concept retrieval or construction is required. Of course, if this view of the nature of
word meaning is correct, then modulation would not be a ‘free’ pragmatic process
because the underspecified lexical encoding would make the process obligatory.
Another development enabled by the recognition of lexical pragmatic adjust-
ment as an important contributor to explicature is the reanalysis of several of the
cases previously taken to be instances of unarticulated constituents. For example,
cases such as (17d), which might previously have been analysed as expressing
T HAT GUY HAS A BRILLIANT BRAIN , or (20) as Y OU NEED A LOT OF MONEY, have
been recast as cases of modulation of the lexical concepts BRAIN and MONEY. This
raises the question of how many more of them it is possible to reanalyze in this
way, and thus, whether there will turn out to be any truly ‘free’ (hence optional)
pragmatic processes at the level of explicature at all. If all cases previously thought
of as unarticulated constituents could be reanalyzed as cases of lexical concept ad-
justment, this would enable an isomorphic structural relationship between lin-
guistic logical form and explicature to be maintained. Such an outcome should find
favour with the semanticists mentioned above (Stanley, Martí) who are concerned
about the violation of semantic compositionality that the existence of unarticulated
constituents would entail (see note 10). At the same time, though, such a move
would seem to result in pragmatic inference being even more pervasive in deter-
mining explicit content, since it makes what Carston (2010) calls ‘pragmatic sus-
ceptibility’ (to distinguish it from the linguistically indicated context-sensitivity of
indexicals) a property of virtually every expression in the language. However,
while this is in many ways an appealing way to go, there are some cases for which
it does not look plausible. Consider again the case of weather predicates, discussed
earlier, where a particular utterance of (24a) has the explicature in (24b):
(24) a. It’s snowing.
b. I T ’ S SNOWING IN L ONDON AT TIME t
It is at least very counter-intuitive (and no-one has tried to argue for it) that SNOW-
ING - IN - LONDON is a single concept that results from pragmatic modulation (nar-
rowing) of the lexical concept SNOWING . Similar remarks apply to the explicature
of certain and-conjunction utterances, such as the cause-consequence interpre-
tation in (1). So it seems that some cases are likely to remain best analyzed as in-
stances of unarticulated constituents.
explicature is and the greater the contribution of pragmatically inferred content the less
explicit it is. Any assumption communicated, but not explicitly so, is implicitly com-
municated: it is an implicature. (Sperber and Wilson 1986/1995: 182)
These definitions are fine as far as they go, but they do not provide us with a clear
criterion for deciding, in any particular case of pragmatically derived meaning,
whether it constitutes a distinct implicitly communicated proposition (an implica-
ture) or a pragmatic contribution to explicature. For instance, how can we tell
whether the ‘not all’ meaning in (25) above and the inferred cause-consequence re-
lation in (26) are developments of the logical form of the sentence uttered or are
distinct implicated propositions?
Like relevance theorists, Recanati (1989, 1993, 2004) is a long-term advocate
of a pragmatically enriched level of communicated content, which he often refers
to as the ‘intuitive (or enriched) what is said’ or the ‘intuitive truth-conditional con-
tent’ of the utterance, distinguishing it from Grice’s minimalist semantic notion.
He has, in fact, elevated the status of native speaker intuitions about this to the
level of a criterion for distinguishing explicature (enriched what is said) from im-
plicature: “Availability Principle: In deciding whether a pragmatically determined
aspect of utterance meaning is part of what is said, that is, in making a decision
concerning what is said, we should always try to preserve our pre-theoretic intu-
itions on the matter” (Recanati 1989: 309–10; 1993: 248). The principle yields
clear results for many cases of particularized implicatures, such as Amy’s indirect
answer given in (2) above, for which there is a consensus of intuitions that it falls
outside what is said. But since there are no conflicting predictions among different
theories for cases like this, the criterion isn’t really doing any work here. Consider
a slightly more contentious case:
another one, the crucial case, all of the turtles were in the boxes. Presented with an
utterance-scenario pair, adult subjects were asked to judge the utterance as ‘true’ or
‘false’ in the scenario, where the response ‘false’ in the test case (where all the
turtles were in the boxes) should, according to Recanati’s principle, indicate that
the scalar inference (NOT ALL OF THE TURTLES ) is contributing to truth-conditional
content (‘what is said’). The problem for the Availability Principle is that adult re-
sponses were very far from univocal. In this particular experiment, 53 % gave the
response ‘true’, 47 % ‘false’ (Noveck 2004: 308) and this result is consistent with
findings across a wide number of other experiments carried out on such scalar
terms. In short, the pre-theoretic intuitions of ordinary speaker-hearers concerning
the truth-conditional content (hence ‘what is said’) of utterances involving scalar
terms (presented with scenarios which strongly encourage the pragmatic infer-
ence) are highly divergent.
The same inconsistency arises for a number of other contentious cases, includ-
ing metonymies (such as (28b) above), metaphorical uses (e.g. My lawyer is a
shark), and some of the quantifier cases (e.g. when the TV guide lists continuous
gardening and antiques programmes and the speaker reports There’s nothing on TV
tonight, a lot of people judge the utterance as (strictly) false). Another well-known
example is the case of misuses of definite descriptions, as discussed by Donnellan
(1966). Consider again (28d) above and suppose that as a matter of fact the man in
question is not drinking champagne (say, he has sparkling water in a champagne
flute), but he is indeed a famous philosopher. Is the utterance of (28d) true or false?
Unfortunately, the full range of possible responses has been attested (‘true’, ‘false’,
‘neither’, and, remarkably, ‘both’).
Should we, then, abandon the idea that there is a propositional content that can
be considered ‘the’ intuitive truth-conditional content of the utterance (which is
stable across different interpreters)? The difficulties with this method of eliciting
truth conditions do not force us to that conclusion, since such tests can be argued to
be not eliciting intuitions about the right thing. What we want is the proposition
that speaker-hearers intuitively take to be explicitly expressed, but what Recanati’s
method taps seems to be something slightly different because it introduces an el-
ement of reflection which makes salient various possible truth-conditional con-
tents, including some of a more strictly literal nature than the intended explicature.
A better guide than such judgments of truth and falsity may be hearers’ responses
to utterances in online comprehension. Consider B’s responses in (29) – (32):
(29) A: It’ll take time for that cut to heal.
B: No it won’t; I’m having the stitches out tomorrow.
(30) A: John double-parked and Mary ran into him.
B: No, Mary ran into him and that’s why he stopped where he did.
(33) a. The old king has died of a heart attack and a republic has been declared.
b. A republic has been declared and the old king has died of a heart attack.
Recall that Grice held that the meaning of and is simply the truth-functional logical
conjunction ‘&’ and, given his minimalist view of what is said (which is the sem-
antic content of the utterance), it follows that, for him, what is said by utterances of
(33a) and (33b) is the same (they have identical truth-conditional content). Any
difference in what they communicate, specifically in their temporal sequence and
cause-consequence relations, is a matter of conversational implicatures, based on
Grice’s maxims of orderliness and of relevance. As Cohen (1971) first pointed out,
a problem emerges when these conjunctions are embedded in the antecedent of a
conditional, as in (34):
(34) a. If the old king has died of a heart attack and a republic has been declared
then Tom will happy.
b. If a republic has been declared and the old king has died of a heart attack,
then Tom will be unhappy.
The Gricean account predicts that the antecedents of the two conditionals must be
truth-conditionally equivalent and, assuming the truth of this single antecedent
proposition, it must be that one or other of the conditionals is false (Tom can’t be
both happy and unhappy). However, the intuitive consensus is that these could both
be true and that this is because the antecedents differ in the temporal-consequential
relations they express about the two events. It follows that these non-truth-func-
saturate, disambiguate, enrich, and modulate the decoded meaning in order to ar-
rive at the explicature (what is said), and only then use the explicature, together
with contextual assumptions, to form hypotheses about implicatures. Instead, the
explicatures, implicatures, and contextual assumptions are mutually adjusted in
parallel until they form an inferentially sound relation, with premises (explicature,
contextual assumptions) warranting conclusions (implicatures). It follows that a
hypothesis about an implicature can both precede and shape a hypothesis about an
explicature.
Here is a brief example involving the adjustment of explicit content in response
to hypothesized implicatures and where the outcome is a narrowing of a lexically
encoded meaning:
(36) A (to B): Be careful. The path is uneven.
Given that the first part of A’s utterance warns B to take care, B is very likely to ex-
pect the second part of the utterance to achieve relevance by explaining or elabor-
ating on why, or in which way, he should take care. Now, virtually every path is,
strictly speaking, uneven to some degree or other (i.e. not perfectly plane), but
given that B is looking for a particular kind of implication, he will enrich the very
general encoded concept UNEVEN so that the proposition explicitly communicated
provides appropriate inferential warrant for such implications of the utterance as:
B might trip over, B should take small steps, B should keep his eye on the path, etc.
The result is a concept, which we can label UNEVEN *, whose denotation is a proper
subset of the denotation of the lexical concept UNEVEN . Provided the interpretation
as a whole satisfies the hearer’s context-specific expectations of relevance
(licensed by the general presumption of optimal relevance carried by all utter-
ances), it is accepted as the intended meaning. For much more detailed exemplifi-
cations of the relevance-theoretic account of lexical meaning modulation, see Wil-
son and Sperber (2002), and for demonstrations of how the mutual adjustment
mechanism brings about other pragmatic developments, including disambiguation
and saturation, in deriving explicatures, see Wilson and Sperber (2004).
So are we any closer to characterising the notion of a pragmatic ‘development’
of logical form, which plays such a key role in the definition of explicature as dis-
tinct from implicature? We believe there is an interesting difference in both the do-
main and the output of the processes involved in deriving the two kinds of speaker
meaning: whereas implicatures are derived by global inference from fully proposi-
tional premises, what is common to the various pragmatic processes that develop
the logical form into an explicature is that they are local. What we mean by a prag-
matic process being local is that it applies to a subpropositional constituent, or,
more specifically, a subpart of the linguistically encoded logical form and it is the
output of this pragmatic process that goes into the meaning composition process.17
The most obvious processes exemplifying the localness of ‘development’ are dis-
ambiguation and reference assignment: in the online comprehension of (37), for in-
stance, the indexical is assigned a referent and it is this referent that is composed
together with the semantic/pragmatic values of the other expressions to give a fully
propositional content:
(37) He is swimming.
This is widely agreed to be a far more plausible story about processing than that the
hearer first composes the standing linguistic meanings of the lexical items, deriv-
ing something like ‘some male is swimming’, and then uses that as the starting
point for explicature development.
The lexical modulations (narrowings and broadenings) discussed in section 4.2
are also, clearly, local in this sense:
(38) a. France is hexagonal.
b. This steak is raw.
Here the encoded concepts HEXAGONAL and RAW are each replaced by a pragmati-
cally inferred concept (HEXAGONAL * and RAW *, respectively), which shares rel-
evant implications with the encoded concept, and it is these latter concepts that
enter into the composition process. A similar point can be made about (possible)
cases of unarticulated constituents:
(39) a. The ham sandwich [ORDERER ] wants his bill.
b. It will take [A LONG ] time.
c. Every boy [IN THE CLASS ] was there.
d. I’ve got nothing [SUITABLE FOR A WEDDING ] to wear.
When appropriately contextualized, the comprehension of a metonymy like
(39a), does not involve first computing the absurd ‘literal’ meaning on which a
culinary item wants the bill, then, once the absurdity is recognized, inferring that
the speaker was referring to the person who ordered it. Instead, the deferred
meaning is computed at the local level on a first processing pass and it is what
goes into the composition process (for discussion, see Recanati 1993, 2004; Sag
1981; Nunberg 1995). Similarly, the enrichment of (39b) involves a local modifi-
cation of the decoded concept TIME , rather than first recovering the trivially true
proposition (that the activity in question will take place over a period of time) and
only then inferring the relevant communicated proposition. Being trivially true,
the unenriched proposition would, of course, have no relevant implications of its
own, so the enrichment is necessary if the explicit content is to play any role in
further inference. Likewise, domain restriction, as in utterances of (39c) and
(39d), can also be seen to be local; for instance, Recanati (1993: 262–263) treats
(39c) as enrichment of the predicate BOY to BOY IN THE CLASS . Inferring implica-
tures, in contrast, is not a case of just modifying a subpart of the linguistically en-
coded meaning; rather, it is a global process in that it operates on fully proposi-
tional forms.18,19
B’s utterance contextually implies that Mary is probably the person who ate A’s
chocolate egg and this implication is, in fact, strongly implicated by B since it
would be very difficult for A to satisfy his expectations regarding the relevance of
B’s utterance without inferring this conclusion. This implicature is inferentially
warranted by the explicature of the utterance together with highly accessible con-
textual assumptions including: people who are in need of a chocolate fix are likely
to eat whatever chocolate they can lay their hands on; A’s chocolate egg was within
Mary’s reach.21 This implicature is clearly entirely dependent on the specific con-
text, in particular the preceding question, and this is typical of implicatures on the
relevance-theoretic account; there are no default implicatures (compare Levinson
2000) nor implicatures that are highly generalized across contexts. In this respect,
the class of implicatures is a more unified communicative phenomenon than it was
in Grice’s account (and in current neo-Gricean frameworks).
According to the relevance-theoretic account, implicatures are more or less
strongly communicated, depending on the extent to which they can be taken to
have been specifically intended by the speaker. The example just discussed is a
case of a strongly communicated implicature since establishing the relevance of
the utterance depends heavily on the recovery of that particular implication. In
other cases, the speaker may have in mind a wider range of possible implications,
various subsets of which would contribute adequately and equally to the relevance
of her utterance, and none of which she intends more specifically than any others.
A simple example of this is the following:
(41) A has been devoting her time and energy for many weeks to helping B with
his dissertation. Finally, she says:
It’s up to you now.
Among the possible implications of her utterance are: I have given you enough
help with your dissertation; I cannot give you any more help; you need to take re-
sponsibility for your own work; you should not continue to ask me for advice; you
have the ability to complete the dissertation; and so on. It is not clear that she in-
tends any particular one (or two) of these and provided B derives several of them as
implicatures of the utterance he will have grasped the relevance of A’s utterance.
There are, of course, cases of even more weakly communicated implicatures as in
some highly creative and evocative uses of language for which hearers/readers
may derive implications that are so weakly implicated that it is not clear whether
they are intended by the speaker/writer at all. For further discussion of degrees of
strength of implicature, see Sperber and Wilson (1986/1995: 197–202; 2008).
Another respect in which the way implicatures are construed in relevance the-
ory differs from the Gricean conception is that entailments can, on occasion, be im-
plicated. Consider the following exchange:
mals and pulls out his assumption that dogs are animals, from which, given the ex-
plicature, the conclusion in (42d) follows; in the second case, he consults his
knowledge of crime fiction and retrieves the assumption about Agatha Christie’s
books, from which, given the explicature, the conclusion in (43d) follows.
We would extend this analysis to the following examples, although they are
perhaps a little more controversial:
Notes
1. We would like to acknowledge funding to Robyn Carston from the Centre for the Study of
Mind in Nature at the University of Oslo, and to Alison Hall from a British Academy
Postdoctoral Fellowship.
2. Throughout the chapter, we use small caps to represent propositions, thoughts or concep-
tual representations, in order to distinguish them from sentences and other natural lan-
guage expressions.
3. For a particularly clear explanation of why communicative acts carry a presumption of
optimal relevance, and of the comprehension strategy it warrants and its nonapplicability
to both noncommunicative intentional acts and unintentional phenomena observed in the
world, see Sperber and Wilson (2002).
4. Grice’s attempt to extend this treatment to natural language indicative conditionals and so
maintain that they are semantically identical to material implication, hence wholly truth-
functional, foundered on the basis of his observation that for natural language condi-
tionals that carry an implicature (concerning, say, a cause-consequence relation between
antecedent and consequent), the negation of the conditional has to be interpreted as deny-
ing not the semantic content but the implicature (Grice: 1967/89: 83). However, given the
possibility of extensive pragmatic enrichment at the level of explicit content, which we
discuss in section 4, it may be that Grice’s preferred truth-functional treatment can be
maintained for if as well as for and and or while accommodating the richer non-truth-
functional understanding of the utterances containing them.
5. For this reason, Grice was driven to his talk of ‘making as if to say’ in the case of meta-
phorical and other non-literal uses of language. Although a propositional semantic con-
tent is expressed by such uses, it is not part of the speaker’s meaning, so it is not ‘said’, in
his favoured sense. See Grice (1975).
6. Most contemporary semantic minimalists would agree about the existence of this distinc-
tion between explicitly and implicitly communicated contents: Borg (2004) distinguishes
what is asserted from what is implicated; Salmon (1991) and Soames (2002) recognize a
‘pragmatic what is said’ in contrast to both implicatures and a ‘strict, semantic’ notion of
what is said; Bach (1994) has ‘impliciture’ and implicature, which correspond roughly to
the explicature-implicature distinction we discuss here. Our difference with the minimal-
ist approach is that we reject the idea of an extra level of content, intermediate between
standing linguistic meaning and explicitly communicated meaning.
7. Kaplan’s distinction is much more limited in scope, though, than the cognitive distinction
between encoded meaning and explicit content – it’s only in the case of pronouns and
other indexical expressions that the distinction really does some work. Strawson (1950)
had already made a more thorough-going distinction between rules for use and ex-
pressed content, a precursor of some current views on encoded word meaning (e.g. Piet-
roski 2005).
8. Different versions of this proposal have the hidden indexical attached to the nominal
(Stanley and Szabó 2000), the determiner (von Fintel 1994; Martí 2003; Elbourne
2008), or adjoinable in different positions (Stanley 2005).
9. Martí (2006) suggests that such optionality can be accounted for without appeal to free
pragmatic enrichment by making the linguistic variables themselves optional, so that,
on the occasions when they do appear, saturation operates mandatorily, just as it does for
overt indexicals and uncontroversial cases of covert ones, such as pro-drop in Spanish
and other languages. We consider (and reject) this idea in Carston and Hall (forthcom-
ing).
10. A possible concern raised by such alleged unarticulated constituents is that they would
violate a basic semantic principle, the principle of compositionality, according to which
the semantic (truth-conditional) content of the whole utterance is derived from the sem-
antic value of each of its parts and the way in which they are syntactically combined.
However, this strict version of the principle has been questioned in recent years and a
pragmatics-sensitive compositional process has been proposed (Recanati 2004, 2012;
Pagin 2005).
11. In this paper, we do not discuss the notion of ‘higher-level’ explicatures concerning the
speaker’s attitude to the basic explicature content or the speech act she performs in ex-
pressing this basic explicature. Sentence adverbials such as frankly, seriously, happily,
and unfortunately, discussed in section 2 above, find a natural place in the relevance-
theoretic account as modifiers of such higher-level explicitly communicated proposi-
tions (for discussion, see Wilson and Sperber 1993 and Ifantidou 2001).
12. The wording is ‘“a” logical form’ (as opposed to “the”) in order to cover the case of am-
biguity, where a surface form encodes more than one logical form. It would also include
utterances which could be analyzed as encoding multiple logical forms, such as those
with parentheticals and non-restrictive relative clauses. For discussion of this definition
and a suggested amendment to it, see Carston (2002: 116–124).
13. A reasonable question here is: how can we be sure that B is not responding to an impli-
cature of A’s utterance? We probably cannot be completely sure, but it does seem to be
quite pragmatically infelicitous to immediately and directly contradict the implicature
of someone’s utterance. Consider C’s response to B in the following conversation:
A: Does Max have a girlfriend these days?
B: He visits New York every weekend.
C: No, he hasn’t. He goes to New York to see his ill mother.
C’s direct denial of B’s implicature that Max probably has a girlfriend seems odd (not
fully coherent), which is not at all the case for the examples in (29) – (32). For more dis-
cussion of this point, see Carston (2004b).
14. In a discussion of similar cases of embedding of scalar terms like some, two and or, King
and Stanley (2005: 147–150) maintain that there is standardly a focal stress on the el-
ement that is to be pragmatically modified (some in this case) and this makes salient the
requirement to find a contextually appropriate contrast set (here <some, all>). The up-
shot of their analysis is that, while the enrichment of some does contribute to the expli-
cature, it is not a case of ‘free’ pragmatic enrichment but is a linguistically mandated
pragmatic process.
15. For discussion of this and other criteria for distinguishing pragmatic contributions to ex-
plicature from implicatures, see Carston (2002: 183–197). Recanati (1993: 269–274)
elevates the embedding test to what he labels the ‘Scope Principle’ and discusses some
of the pitfalls in its application. For related discussion, see also Levinson (2000) on
what he calls ‘intrusive constructions’ and King and Stanley’s (2005) response.
16. However, when the sentences are presented decontextualized (as we have done in (33) –
(35)), what hearers/readers do is try to treat them as utterance tokens, that is, they tend to
imagine a kind of default context – the first one that comes to mind in which it would
seem appropriate to utter such a sentence.
17. Recanati (1995, 2004) makes a much stronger distinction between pragmatic processes
of explicature derivation and those responsible for implicatures. He calls the former
‘primary’ pragmatic processes and characterizes them as subpersonal and non-inferen-
tial (associative), while the latter ‘secondary’ processes are person-level and properly
inferential. See Carston (2007) for critical discussion of this primary/secondary process
distinction and a comparison with the relevance-theoretic approach, and see Recanati
(2007b) for his reply.
18. The recent analysis of scalar inferences by Noveck and Sperber (2007) provides an ex-
cellent demonstration of this local/global distinction: in their view, local lexical modu-
lation of scalar terms like some, most, often, good, probable, etc. is general and frequent
across utterances, but, occasionally, when expectations of relevance demand it, a dis-
tinct proposition, an implicature, is derived by a global inferential process (e.g. the
proposition N OT ALL OF THE STUDENTS PASSED THE EXAM would very likely be impli-
cated by a speaker who utters ‘Some of them did’ in response to the question ‘Did all of
the students pass the exam?’).
19. An interesting question we have yet to consider is whether ‘higher-level’ explicatures
concerning speaker attitude and speech act (see note 11) meet our ‘local development’
criterion.
20. Grice’s category of conventional implicature (turning on such non-truth-conditional
words as but, moreover and therefore, discussed above in section 2) has been entirely
transformed in the move to the cognitively-based relevance-theoretic framework.
Blakemore (1987, 2002) has argued persuasively for these words being analysed as en-
coding ‘procedural’ meaning, which functions to constrain the pragmatic inferential
process of deriving contextual implications. See also Wilson and Sperber (1993), who
extend the notion of procedural encoding to a wider range of words, some of which con-
strain pragmatic processes that contribute to explicature. Coming from a different (non-
cognitive) perspective, Bach (1999) argues that there is no such thing as conventional
implicatures and reanalyses a number of Grice’s cases in other terms.
21. In relevance theory, speaker-intended contextual assumptions such as these are also
classified as implicatures (implicated premises). These are, of course, also globally de-
rived since they are retrieved as a whole from perception or memory. Recanati (2004:
48–49) does not think that so-called ‘implicated premises’ are genuine implicatures in
that they tend to be not part of what is communicated but part of what the speaker takes
for granted (presupposes) and expects the hearer to take for granted. This is an interest-
ing issue that needs further thought.
22. Many entailments of an uttered sentence are not communicated at all and when they are
communicated some are implicatures (as discussed above) and some are explicatures
(e.g. the conjuncts in and-conjunctions). For further discussion, see Carston (2002:
121–125, 139–141).
23. It is less clear why Borg (2004) is so insistent on the propositionality of sentence mean-
ing other than that she has an antecedent commitment to the Davidsonian truth-condi-
tional programme for natural language semantics. For some discussion of Borg’s sem-
antic minimalism, see Carston (2008a).
24. However, the issue of shared content that drives Cappelen and Lepore is an important
one and remains to be tackled within an account like ours on which propositions ex-
pressed and statements made are very pragmatic (context-sensitive) entities.
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