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HIGHLIGHTS ABSTRACT
• Ansys software was utilized to verify and The foundation plays a significant role in safe and efficient turbo machinery
compute the natural frequencies of a frame operation. Turbomachinery generates harmonic load on the foundation due to its
foundation high-speed rotating motion, which causes vibration in the machinery foundation.
• The effect of machine's mass on the frame’s Any increase in machine vibration reduces the machine's performance. In
calculated natural frequencies is studied. studying engineering problems, using numerical programs helps get a well-
• The effect of the machine’s mass elevation designed foundation. Before conducting a parametric study, the program used
on dynamic response and calculated natural shall be validated and/or verified by conducting a series of analyses to ensure
frequencies is investigated that the program output represents the reference studied cases well. In many
cases, the real problem is simplified by assuming that the machine's loads are
applied at the upper slab of the frame foundation. The present work included the
ARTICLE INFO effect of the machine's mass elevation on the response of a high-speed turbo
machine's frame foundation. The mass elevations of (12.6, 13.0, 13.3, 13.6, 13.9,
Handling editor: Mahmoud S.Al-Khafaji and 14.2) m are selected for the dynamic analyses. A verification process is
Keywords: carried out to calculate the three-dimensional frame foundation's natural
frequencies and mode shapes using Ansys software. The results show that the
Modal analysis
machine's masses must be included and applied at its specific elevation to reflect
Natural frequency the true dynamic vertical response of the system as far as the mass height to top
Frame foundation slab elevation ratio exceeds 5%. The results show a good agreement in
Ansys workbench calculating static and modal analysis with the study case. When neglecting the
machine mass, the difference between the calculated natural frequencies for any
Harmonic analysis mode shape is less than 10%.
1. Introduction
Turbo-generators are power generation machinery used in the power plants. It is the most vital and expensive equipment of
a power plant complex and is generally placed inside a powerhouse. The turbo-generator foundation consists of a turbine,
generator, and auxiliaries mounted on a reinforced cement concrete (RCC) table-top structure consisting of the top deck,
columns, and bottom raft. Considering the difficult natural parameters, enormity of the machines, and risk involved in public
outcry, the analysis and design of turbo-generator foundations remain one of the most challenging tasks in civil engineering. A
key ingredient to the successful foundation design for a turbo-generator is the careful engineering analysis of the foundation
response to the dynamic loads from the anticipated operation of the machine [1].
Before studying any geotechnical engineering problem or conducting a parametric study using the finite element method
FEM, the program used shall be validated and/or verified by conducting a series of analyses to ensure that the specified
program output well represents the reference studied case. These reference cases are sometimes the results of field prototype
tests, or they may represent laboratory tests on scaled models representing the prototype structure.
Based on the operation speed, prototype machines can be classified as follows:
Very low-speed engines have a rate of less than 100 rpm.
Low-speed machines have a speed of 100-1500 rpm.
Medium-speed machines have a speed of 1500-3000 rpm.
High-speed machines have a speed of 3000 rpm and above [2].
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http://doi.org/10.30684/etj.2023.142820.1547
Received 30 August 2023; Received in revised form 30 September 2023; Accepted 05 October 2023; Available online 13 November 2023
2412-0758/University of Technology-Iraq, Baghdad, Iraq
This is an open access article under the CC BY 4.0 license http://creativecommons.org/licenses/by/4.0
Ameer A. Ahmed et al. Engineering and Technology Journal 41 (11) (2023) 1390 -1402
When dealing with laboratory (1-g) or centrifugal (n-g) tests, the required machine's speed must be scaled up by
multiplying the speed of the prototype machine by the appropriate scaled factor to fully simulate the behavior of the prototype
machine and eventually extrapolate the laboratory model results to prototype model.
Moreschi and Farzam [3] discussed identifying vibration properties for individual structural members of tabletop-type
turbine-generator foundations, as shown in Figure 1 (a and b). A procedure for accurately determining local natural frequencies
using the harmonic analysis technique is outlined. Case studies are presented which involve applications of the proposed
approach to the design of large steam-turbine-generator foundations.
a b
Figure 1: a) FE model of the steam turbine generator and b) frequency response curve [3]
Bhatia [4] described the design aids/methodologies for foundation design. Various issues related to mathematical
modeling and interpretations of results are discussed at length. Details of designing a vibration isolation system for heavy-duty
machines were also discussed. Influences of dynamic characteristics of foundation elements, viz., beams, columns, pedestals,
etc., on the machine's response, along with some case studies, are also presented. The paper also touches upon the effects of
earthquakes on machines and their foundations. Using commercially available finite element packages for analysis and design
of the foundation is strongly recommended but with caution. His paper highlights the need for better interaction between
foundation designers and machine manufacturers to ensure improved machine performance.
Fattah et al. [5,6] studied experimentally the response and behavior of machine foundations resting on dry and saturated
sand. A physical model was manufactured to simulate steady-state harmonic load at different operating frequencies to
investigate the response of soil and footing to steady-state dynamic vertical loading. The footing parameters are related to the
size of the rectangular footing and the embedment depth. Two sizes of rectangular steel model footing were tested at the
surface and 50mm depth below the model surface. The investigated parameters of the soil condition include dry and saturated
sand for two relative densities of 30% and 80%. The response of the footing was elaborated by measuring the displacement
amplitude by the vibration meter. It was concluded that the maximum displacement amplitude response of the foundation
resting on dry sand models is more than that on the saturated sand by about 5.0–10%. The maximum displacement amplitude
of the footing is reduced to half when the footing size is doubled for dry and saturated sand. The foundation's final settlement
(St) increases with increasing the amplitude of dynamic force, operating frequency, and degree of saturation.
Abbas et al. [7] used the three-dimensional-finite element analysis modeling program Abacus (v 6.13) to investigate the
dynamic response of the block-type turbine-generator foundation of Al-Mansurya power plant station in Iraq under the vertical
harmonic excitation; layered-soil with linear elastic model considering and ignoring the soil-structure interaction effect were
concerned in the study. The soil structure interaction has been analyzed directly (i.e., the soil and structure are analyzed
together in one step). Free vibration analysis was also performed to find the natural frequencies and the corresponding mode
shapes in addition to force vibration analysis. They concluded that the soil structure interaction must be considered when
analyzing such sensitive structures due to its significant effect on the overall response.
Tripathy and Desai [8] developed a computational model for the turbo machinery table-top foundation in SAP 2000
software to analyze the effect of Kathmandu earthquake (2015) in five different soil conditions, i.e., very hard generic rock,
generic rock, generic soil, NEHRP C class, and NEHRP D class. The results revealed that turbo machinery foundations with
barrettes can be used in seismic areas as barrettes safeguard the foundation by absorbing/reducing the seismic load due to high
specific surface and side resistance. However, for poor soil conditions like NEHRP D (clay soil), it was found that barrettes
alone are insufficient to limit the vibrations induced by dynamic loading due to the rotating motion of the types of machinery
or seismic loading. Geosynthetic applications and barrettes considerably reduce the vibrations at the top deck for poor soil
conditions. Soil has been modeled as links with 6 degrees of freedom (DOF) and assigned to each mesh of the raft and each
node of barrettes. Machine components are modeled as rigid links placed on the top deck of the foundation. The rotating speed
of the machine is considered as 3995rpm in the study. The unbalanced forces are due to the weight of the motor and the
rotational motion. Sine functions are added at the top deck to model the machine's harmonic, dynamic loads transmitted
through rigid links. Similarly, earthquake time history is applied at the bottom of the raft for carrying out seismic excitation
and vibration analysis.
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Bhattacharya [9] discussed through a practical example the step-by-step procedure adopted in designing a table-top
foundation supported on piles for a steam turbine generator with an operating speed of 60 Hz. The finite element model of the
table-top foundation is generated in ANSYS. Analysis results are used to perform the static design checks. Dynamic analysis
was performed to check for the foundation's resonance and allowable amplitude limits as specified by the machine vendor. For
dynamic analysis, machine mass is modeled at each sole plate location by adjusting the mass density of the embedded volumes
at each sole plate location. Foundations are analyzed for unbalanced loads of the machine at the bearing locations. These loads
either act in-phase or out-of-phase with each other, and effects are estimated for each condition.
Rajkumar et al. [10] studied the influence of soil-structure interaction (SSI) on a torsionally coupled turbo-generator (TG)
machine foundation, as shown in Figure 2, under earthquake ground motions by using a three-dimensional finite element
model. The beneficial effects of base isolators in the TG foundation under earthquake ground motions are also studied
properly, considering the effects of SSI. Two superstructure eccentricity ratios are considered to represent the torsional
coupling. Soft soil properties are considered to study the effects of SSI. They concluded that the effects of torsional coupling
alter the natural frequencies, which could lead to unsafe design if ignored. The deck accelerations and displacements are
increased with an increase in superstructure eccentricity. On the other hand, the deck accelerations and displacements are
greatly reduced with the help of base isolators, thus confirming the beneficial use of base isolators in machine foundations to
protect sensitive equipment from strong earthquake ground motions. However, the effects of SSI reduce the natural frequencies
of the TG foundation resting on soft soil conditions and activate the higher mode participation, amplifying the response.
Experiments on machine foundations (circular and rectangular) resting on clay soil with different degrees of saturation
(100% and 60%) were carried out by Abdulrasool et al. [11] to find the displacement amplitude of the foundation under
different operating frequencies. In addition, the paper describes the vertical stress and displacements inside the soil distributed
at three points under the foundation (0.5 B, B, and 2B, B is the foundation width). The experiment results showed that the
effect of increasing the degree of saturation is to reduce the amplitude displacement of the foundation to about 61%.
The process of comparing the results of the prototype or model behavior with the results generated by the conceptual
model of the FEM is called validation. On the other hand, when we compare the results of a specific program results with
another program's results for the same problem on a prototype or laboratory model, and whether the two programs produce
consistent results, the process is called verification. This process focuses on the implementation and agreement between
different computational models, irrespective of the real-world data [12].
The goal of this study is to determine the effect of applying the machine's masses at different elevations above the surface
of the top slab to clarify the effect of the machine's masses on the responses of frame foundation in x,y, and z directions, to
reach this goal, a verification process is carried out to determine how well the numerical program conceptual model predicted
results would simulate the prototype or model measurement or behavior.
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.
Figure 4: Bearing locations and table-top dimensions of frame foundation [2]
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Figure 5: Solid 186 and solid 187 element types used in simulation
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The turbomachine masses were applied according to Table 1 at specified bearing locations using the remote mass points
technique in Ansys with rigid behavior for these mass points to simulate the behavior of the rigid machine in comparison with
the less rigid concrete material of the frame foundation. It is worth mentioning that this new technique is more representing and
less complex than the previous traditional modeling adopted by Bhatia and other authors for modeling the machines’ masses
by using rigid links to transfer machine mass to the frame foundation. The total machine masses were applied through these
four mass points at the elevation of the four bearing locations, and their influence was transferred to the frame foundation
through these bearing areas.
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frequencies and mode shapes of the structure. It can be a starting point for another dynamic analysis, such as a harmonic
analysis.
Modal analysis in ANSYS is a linear analysis. Any nonlinearities, such as plasticity, are ignored even if they are defined.
Modal analysis is a free vibration analysis. No load is applied during the analysis. The only "loads" that affect the solution are
displacement constraints. In modal analysis, both Young's modulus and density are required. For performing a prestressed
modal analysis, we need to prestress the structure by performing a static analysis before performing the modal analysis. For a
prestress modal analysis, the boundary condition is the same as that used for the static analysis. No need to redefine it in modal
analysis. When considering the structure's prestress, it is generally known that tension forces will increase the calculated
natural frequencies of the structure. In contrast, compression forces will decrease the calculated natural frequencies of the
structure.
The results calculated from the finite element modal analysis using ANSYS workbench 21 are presented in Table 3 and
Figure 8 for the first 20 modes. The ANSYS 21 finite element results show a very good agreement with the results Bhatia [2]
obtained for the two cases, indicating the accuracy of the modeling process in this study using ANSYS workbench software.
It is observed that the fourth mode of vibration, which corresponds to the first vertical mode of vibration, has two different
values of (26.358 and 23.859) Hz in comparison with (26.48) Hz tabulated by Bhatia [2]. This suggests that the results of the
frame foundation without considering the frame weight are more convergent, but since the standard codes and procedures for
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calculating the natural frequencies stated that the weight of the machine must be included during calculations and analysis and
in addition to that Bhatia didn't state whatever the results tabulated including the machine weight or not, and in addition to that
several authors calculate the first vertical frequency in the order of (23-24) Hz by using several programs like SAP2000 and
other programs. It is clear that including the machine weight will decrease the natural frequencies since the natural frequency is
reversely proportional to the mass. This may suggest that the results tabulated by Bhatia 2008 did not include the machine
weight during analysis. Still, it is observed that the difference in values between the two calculated cases is marginal, with a
maximum difference in value of (2.942) Hz for mode 5 of vibration, corresponding to an accuracy of 91.33%, which is
acceptable. It is worth mentioning that the details of Bhatia's frame foundation details somewhat differ from the frame
foundation mentioned by him in his book, which is adopted in this paper, and it seems that the original frame is subjected to
many changes during design operation and this may lead to some accuracy issues. Figures (9–11) compare the first four
vibration modes for the current study for the cases when the machine mass is excluded and included and Bhatia's work [2].
Figure 8: Natural frequency vs mode number for the reference frame foundation
Table 3: Modal analysis results for natural frequencies with and without machine weight
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Figure 9: First four mode shapes of vibration for Ansys with machine mass excluded
Figure 10: First four mode shapes of vibration for Ansys with machine mass included
By comparing the results, it is clear that the second mode shape of vibration when the machine mass is excluded differs
from that published by Bhatia, even though the frequency value is similar in magnitude. Still, the mode shape is not similar. On
the other hand, the shape of the second mode when machine mass is included is identical to Bhatia's results but with a lower
frequency value of 23.859 Hz. This suggests that the results when machine mass was included are more accurate. It is worth
mentioning that many authors tabulated a value of 23.958 Hz [14] and 24.77 Hz [15] for the vertical mode of vibration using
SAP2000 software by applying machine mass by rigid links.
Comparing the results when machine mass is included with Bhatia's work, The first and second modes are the
translational modes in the Y and X directions. The two modes are identical in shape and the frequency of each mode. The first
mode frequency is (2.975) Hz versus (2.95) Hz for Bhatia. The second mode frequency is (3.045) Hz versus (3.02) Hz. The
third mode is rotational vibration mode about the vertical y-axis, with a frequency of (4.08) Hz versus (3.67) Hz. The fourth
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mode is the vertical bending mode of vibration. It is obvious that the same trend is achieved, but the corresponding frequency
for vertical is somewhat different, as mentioned earlier in this study.
Figure 12: Natural frequency vs mode number for different machine's mass elevation
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Figures (13–15) show the steady state harmonic loading displacement response results with different elevations of the
machine's masses center of gravity calculated from the datum as indicated in Figure in the three principal directions, x, y, and z
direction. Changing the elevation of the machine's center of gravity does not affect the lateral response of the frame foundation
in the x and z direction. At the same time, the behavior is different for the vertical displacement response in the y direction. Up
to an elevation of 13.3 m, the response is similar in shape and magnitude; this corresponds to a ratio of 5.55% representing the
machine's center of gravity height above the tabletop surface to the elevation of the top slab surface. Still, with further increase
in the machine's masses height, the response shape is changed to a wavy shape with double or multi peaks but with lower
values of displacement response. The maximum response value is nearly fixed to 40 micrometers for elevations up to 13.3 m,
with a single peak at 23.75 Hz frequency.
In contrast, the response for the 13.6 m is lower at the resonance frequency of 23.5 Hz, and noticing that another peak has
started to appear at 28.2 Hz. The response for the 13.9m elevation shows a lower peak value of about 25 micrometers at a
frequency of 22.7 Hz, after which the response has fluctuated with different peak values. The last elevation of 14.2 m shows a
wavy shape, but this time, the first peak response is lower than the second peak, which is similar in maximum value to the 13.9
m elevation. They both gave a maximum value of about 25 micrometers but at different frequencies.
Figure 13: Amplitude vs frequency in X-direction for different machine's mass elevation
Figure 14: Amplitude vs frequency in Y-direction for different machine's mass elevation
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Figure 15: Amplitude vs frequency in Z-direction for different machine's mass elevation
4. Conclusion
From the results of finite element analysis for the specified frame foundation and material properties and boundary
conditions, the following conclusions are restricted to these conditions:
Eliminating machine mass during modal analysis will reduce the value of the calculated natural frequencies.
When neglecting the machine mass, the difference between the calculated natural frequencies for any mode shape is
less than 10%.
The mass of the machine must be included in the analysis to obtain more realistic behavior and frequency values.
During dynamic analysis of the frame foundation, the machine's masses must be applied at specified locations and
elevations to reflect the true vertical response of the system unless the load / top slab elevation ratio exceeds 5%.
The machine's masses elevations do not affect the lateral response of frame foundation.
Author contributions
Conceptualization, A. Ahmed, M. Fattah and M. Mohsen; methodology, A. Ahmed, M. Fattah and M. Mohsen; formal
analysis, A. Ahmed, M. Fattah and M. Mohsen; resources, A. Ahmed; data curation, A. Ahmed; writing—original draft
preparation, A. Ahmed, M. Fattah and M. Mohsen; writing—review and editing, A. Ahmed, M. Fattah and M. Mohsen;
supervision, M. Fattah and M. Mohsen. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
Conflicts of interest
The authors declare that there is no conflict of interest.
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