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chap 2

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THE NON-COMPLIANCE TO TUBERCULOSIS TREATMENT AMONG

PATIENTS SUFFERING TUBERCULOSIS IN UNIVERSITY OF


CALABAR, CALABAR, CROSS RIVER, NIGERIA.

CHAPTER TWO

LITERATURE REVIEW
This chapter will be done under the following sub headings: conceptual
framework, empirical studies and theoretical framework
2.1 CONCEPTUAL FRAMEWORK

2.1 Concept of Tuberculosis

Tuberculosis (TB) is an infectious disease caused by the bacterium Mycobacterium tuberculosis,


which primarily affects the lungs but can also affect other parts of the body such as the kidneys,
spine, and brain. TB spreads through the air when a person with active TB of the lungs coughs,
sneezes, or talks, releasing bacteria into the air. Inhalation of these bacteria can result in
infection. There are two primary forms of TB: latent TB infection (LTBI) and active TB disease.
In LTBI, the bacteria remain dormant in the body without causing symptoms, but the individual
is not infectious. In contrast, active TB occurs when the immune system fails to contain the
bacteria, leading to illness and the potential to spread the disease (WHO, 2020).

TB is a significant global health concern and is one of the top ten causes of death worldwide.
According to the World Health Organization (WHO), about 10 million people globally
developed TB in 2020, with a large proportion of cases occurring in low- and middle-income
countries like Nigeria (WHO, 2021). Nigeria is among the 30 high TB burden countries and
accounts for a large percentage of TB cases in Africa.

Diagnosis and Types of Tuberculosis

TB diagnosis can be challenging, especially in areas with limited access to diagnostic tools.
Common diagnostic methods include:

 Sputum Smear Microscopy: The traditional diagnostic tool for TB, used widely in low-
resource settings. It involves examining sputum samples under a microscope for TB
bacteria.
 GeneXpert MTB/RIF: A more advanced and rapid molecular test that detects TB and
resistance to rifampicin, one of the key anti-TB drugs. GeneXpert is increasingly being
used in Nigeria to improve TB diagnosis.
 Chest X-rays: Often used as an additional tool to detect pulmonary TB, chest X-rays
help visualize lung damage caused by TB infection.
TB can also be categorized into different types, including:

 Pulmonary Tuberculosis (PTB): This is the most common form of TB, affecting the
lungs and responsible for the majority of TB transmission.
 Extrapulmonary Tuberculosis (EPTB): This occurs when TB bacteria spread to organs
other than the lungs, such as the kidneys, brain, or spine.
 Multidrug-Resistant TB (MDR-TB): This is a more severe form of TB that is resistant
to isoniazid and rifampicin, the two most powerful first-line anti-TB drugs. MDR-TB
requires longer and more complex treatment.

Latent Tuberculosis Infection (LTBI): A condition where individuals harbor TB bacteria but
show no symptoms and cannot transmit the disease. LTBI has the potential to progress into
active TB if the immune system becomes compromised.

Pathophysiology of Tuberculosis

TB primarily affects the lungs, although it can affect other parts of the body. After inhaling
Mycobacterium tuberculosis, the bacteria can enter the lungs and settle in the alveoli, where they
can multiply. The body’s immune response sends macrophages to the site of infection to engulf
the bacteria. However, M. tuberculosis is capable of evading destruction and can remain dormant
within these cells, leading to latent infection. If the immune system becomes weakened or
compromised, the bacteria can reactivate, resulting in active TB disease.

The clinical manifestations of TB can vary depending on whether the infection is latent or active.
Symptoms of active TB include chronic cough, fever, night sweats, weight loss, and chest pain.
These symptoms can range from mild to severe and, without treatment, can lead to death.

Tuberculosis in Nigeria

Nigeria bears a significant TB burden, with high incidence and mortality rates. The country’s TB
epidemic is compounded by poverty, malnutrition, overcrowded living conditions, and a high
prevalence of HIV, which increases susceptibility to TB. Nigeria also struggles with a significant
number of undiagnosed cases, delayed diagnosis, and poor access to healthcare services,
particularly in rural and remote areas.

According to the WHO (2021), Nigeria accounts for 4% of the global TB burden, making it one
of the top contributors to the worldwide TB caseload. The national TB control efforts are
spearheaded by the National Tuberculosis and Leprosy Control Program (NTBLCP), which has
adopted strategies like the Directly Observed Treatment Short-course (DOTS) to improve
treatment outcomes. However, stigma, lack of awareness, and insufficient healthcare
infrastructure continue to hinder progress.

The rise of drug-resistant TB also presents a growing challenge in Nigeria. Multidrug-resistant


TB (MDR-TB) has emerged due to factors such as incomplete treatment regimens and the
misuse of antibiotics. Treating MDR-TB is far more expensive, complicated, and less effective,
which exacerbates the public health crisis.
2.1.2 Impact of Non-Compliance on TB Treatment

Non-compliance with TB treatment, also known as treatment default or non-adherence, refers to


a situation where a patient discontinues or interrupts the prescribed course of treatment before
completion. Non-compliance is a significant issue in TB control programs because it directly
affects both individual patient outcomes and public health.

Development of Drug Resistance:


One of the most serious consequences of non-compliance is the development of drug-resistant
strains of TB. When patients do not complete their full course of treatment, the bacteria may not
be fully eradicated, allowing resistant strains to emerge. Multidrug-resistant TB (MDR-TB)
occurs when the TB bacteria become resistant to the two most potent anti-TB drugs, isoniazid
and rifampicin. Treatment for MDR-TB is more complex, expensive, and has a lower success
rate compared to drug-sensitive TB (WHO, 2021).

In Nigeria, the rise of MDR-TB has been linked to poor treatment adherence, especially in rural
areas where access to healthcare services is limited. A study conducted by Nwokedi et al. (2019)
in Cross River State revealed that non-compliance to TB treatment contributed significantly to
the increasing cases of MDR-TB.

Increased Morbidity and Mortality:


Non-compliance to TB treatment is associated with higher rates of disease progression, increased
severity of symptoms, and greater likelihood of complications. Patients who default from
treatment are at higher risk of developing complications such as cavitary lung disease, which can
be life-threatening. Without proper treatment, TB can lead to irreversible lung damage, other
organ damage, and ultimately death. Studies have shown that non-adherent patients have
significantly higher mortality rates compared to those who complete their treatment regimens
(Akpan et al., 2020).

Relapse of Tuberculosis:
Patients who do not complete their treatment are more likely to experience a relapse of the
disease. Relapse occurs when a patient, previously declared cured after completing treatment,
develops TB again. This relapse is often more severe and harder to treat because it may involve
drug-resistant strains (Lawal et al., 2019).

In a study conducted by Olaniyi et al. (2018), it was found that treatment relapse was common
among patients in Nigeria who defaulted on their treatment. This not only prolongs illness but
also increases healthcare costs for both the patient and the healthcare system.

Transmission of TB in the Community:


Non-compliant TB patients remain infectious longer, contributing to ongoing transmission
within the community. Active TB patients who do not adhere to treatment continue to spread the
bacteria to those around them, increasing the burden of TB in their communities. The continued
transmission of TB in high-burden areas like Cross River State is a major public health concern
(Adeyeye et al., 2020).
In densely populated urban areas and rural communities with limited healthcare access, one non-
compliant patient can infect numerous individuals, perpetuating the cycle of TB transmission.
The World Health Organization (2020) estimated that an untreated TB patient can infect 10-15
people per year, further highlighting the importance of treatment adherence in reducing TB
incidence.

Increased Healthcare Costs:


Non-compliance leads to increased healthcare costs, both for the patient and the health system.
The emergence of drug-resistant TB strains requires more expensive and longer treatment
regimens, often with more severe side effects. Treating MDR-TB is up to 20 times more costly
than treating drug-sensitive TB (Ekanem et al., 2018). This financial burden is significant in
resource-constrained settings like Nigeria, where healthcare budgets are already stretched.

For patients, the financial impact of non-compliance can be catastrophic. In addition to the costs
of additional medical treatment, non-compliant patients often face extended periods of illness,
loss of income due to inability to work, and higher out-of-pocket expenses.

Addressing Non-Compliance in TB Treatment

Addressing non-compliance requires a multifaceted approach that involves improving patient


education, strengthening healthcare infrastructure, and providing psychosocial support. The
following measures can help improve adherence to TB treatment:

 Patient Education and Counseling: Ensuring that patients understand the importance of
completing their TB treatment and the risks of non-compliance is critical. Regular
counseling sessions can help address misconceptions and provide the necessary
motivation to complete treatment.
 Directly Observed Therapy (DOT): The DOT strategy ensures that patients take their
medication under the supervision of a healthcare worker or community volunteer. This
strategy has proven to be effective in reducing default rates and improving treatment
outcomes.
 Improving Access to Healthcare Services: Expanding healthcare services, particularly
in rural and underserved areas, can help reduce barriers to treatment adherence. This
includes increasing the availability of diagnostic tools, trained healthcare personnel, and
medications.
 Financial and Social Support: Many TB patients face economic hardships that make it
difficult for them to complete their treatment. Providing financial support, such as
transport allowances, and addressing stigma can help improve adherence.

2.1.3 Tuberculosis (TB)

Tuberculosis (TB) is a contagious bacterial infection caused by Mycobacterium tuberculosis. TB


primarily affects the lungs (pulmonary TB) but can also infect other parts of the body, such as
the lymph nodes, kidneys, spine, and brain, leading to extrapulmonary TB. TB is transmitted
through airborne particles, primarily when an infected person coughs, sneezes, or speaks.
The disease exists in two forms: latent TB infection (LTBI), where the person is infected but
shows no symptoms and cannot transmit the disease, and active TB, where symptoms are
present, and the disease can be spread to others. Symptoms of active TB include persistent
cough, chest pain, fatigue, weight loss, fever, and night sweats (WHO, 2021).

Globally, TB remains a significant health challenge, particularly in developing countries like


Nigeria, where high incidence rates are fueled by poor healthcare infrastructure, malnutrition,
and a high prevalence of HIV, which weakens the immune system, making individuals more
susceptible to the disease (WHO, 2020). TB is both preventable and curable, but treatment
requires a long-term regimen of antibiotics that patients must follow rigorously to avoid
complications, such as the development of drug-resistant TB strains.

2.1.4 Infectious Patients

Infectious patients refer to individuals who have active tuberculosis (TB) and are capable of
spreading the bacteria to others. In the context of TB, infectious patients are those with
pulmonary TB, where the bacteria are present in the lungs and can be expelled into the air
through coughing, sneezing, or speaking. Patients with extrapulmonary TB are generally not
considered infectious unless the disease has also spread to the lungs.

A patient with TB is most infectious during the period before they start effective treatment or
during the early phase of treatment before the bacteria are controlled by antibiotics. The
infectious period may last for weeks or months if the patient does not seek treatment or defaults
on the prescribed treatment regimen. The infectiousness of a TB patient is determined by several
factors, including the extent of lung damage, the bacterial load, and whether the patient follows
proper respiratory hygiene (Centers for Disease Control and Prevention, 2019).

In the context of public health, identifying and treating infectious patients is crucial to breaking
the chain of transmission and controlling the spread of TB within communities. Timely
diagnosis, isolation, and initiation of TB treatment are critical to reducing the infectious period.

2.1.5 Epidemic

An epidemic refers to the occurrence of disease cases in a population or geographical area that
exceed the normal expected number during a given time period. In the context of tuberculosis
(TB), an epidemic occurs when TB cases rise sharply within a specific community, region, or
country, often due to underlying social, environmental, or healthcare factors.

TB epidemics are common in settings where risk factors such as overcrowding, malnutrition,
poor sanitation, and HIV infection are prevalent. In Nigeria, TB continues to be considered a
public health epidemic, particularly due to the co-infection with HIV, which increases
vulnerability to TB.

Epidemics can result from factors like poor TB control programs, delayed diagnosis, poor
treatment adherence, and the emergence of multidrug-resistant TB (MDR-TB). Epidemics
can be controlled through robust public health interventions that focus on identifying cases early,
ensuring effective treatment, and addressing socio-economic determinants of health (Osei, 2020).

2.1.6 Non-compliance

Non-compliance, in the context of tuberculosis treatment, refers to the failure of a patient to


follow their prescribed treatment regimen properly. This may include missing doses, stopping
treatment prematurely, or taking the medication irregularly. Non-compliance is a major
concern in TB management because the treatment regimen is lengthy (typically 6-9 months for
drug-sensitive TB) and often involves multiple medications, which may cause side effects that
discourage adherence.

The consequences of non-compliance are severe. When patients fail to complete the full course
of TB treatment, the bacteria may not be completely eradicated from the body, leading to
treatment failure or relapse. This can also result in the development of drug-resistant strains of
TB, such as multidrug-resistant TB (MDR-TB), which requires more complex, expensive, and
prolonged treatment.

Non-compliance is often associated with factors such as lack of education about the importance
of completing treatment, financial constraints, side effects of medications, and lack of support
systems. Addressing these barriers is key to improving treatment adherence (Ekanem et al.,
2018).

2.1.7 Importance of Compliance

Compliance, or treatment adherence, is the extent to which patients follow the prescribed
course of treatment as directed by their healthcare provider. In the context of TB, compliance is
crucial for both the patient and the wider community. When patients adhere to their TB treatment
regimen, they are more likely to be cured, reducing their symptoms, and eliminating the bacteria
from their body. This prevents the development of drug resistance and significantly lowers the
risk of transmission to others.

The importance of compliance in TB treatment cannot be overstated, as it directly influences


treatment outcomes. Compliance ensures that patients:

 Complete the treatment to avoid the emergence of drug-resistant TB, which is much
more difficult and costly to treat.
 Reduce the spread of TB within the community by becoming non-infectious early in the
treatment process.
 Lower the chances of relapse since the full treatment course eradicates the bacteria and
prevents them from multiplying

Efforts to promote compliance include the Directly Observed Treatment, Short-Course


(DOTS) strategy, where patients take their medications under supervision, educational programs
to raise awareness about the importance of adherence, and the provision of social support to help
patients overcome barriers to completing treatment (Adeyeye et al., 2020).
2.2 EMPIRICAL REVIEW

2.2.1 Knowledge of TB

Knowledge about tuberculosis is vital for effective management and control of the disease,
particularly in Nigeria, where TB remains a public health challenge. Studies have shown that
patients with a robust understanding of TB are more likely to adhere to their treatment regimens.
Research conducted in Nigeria by Ilesanmi et al. (2021) revealed that patients who received
comprehensive education regarding TB's nature, transmission, symptoms, and the critical
importance of adhering to treatment exhibited significantly higher compliance rates.

Furthermore, Nwankwo et al. (2022) found that misconceptions about TB—such as the belief
that it is a death sentence or highly stigmatized—adversely affected patients' willingness to seek
timely treatment and adhere to prescribed regimens. Educational programs aimed at
demystifying TB and addressing stigma within Nigerian communities have been recommended
to enhance knowledge and promote adherence.

Overall, empirical evidence emphasizes that increasing awareness and understanding of TB


through community-based education initiatives is essential for improving treatment adherence
and reducing the disease's prevalence in Nigeria.

2.2.2 Importance of Adherence to TB Treatment

Adherence to TB treatment is crucial for successful patient outcomes and the broader public
health landscape in Nigeria. Studies have shown that strict adherence to prescribed TB regimens
leads to higher cure rates and minimizes the risk of developing drug-resistant TB strains.

A study by Ogunmola et al. (2021) found that patients who adhered to their TB treatment
completed their regimens more efficiently and experienced fewer complications, thereby
significantly reducing the risk of TB transmission within their communities. Non-adherence, on
the other hand, was associated with prolonged illness, increased infectiousness, and higher
healthcare costs.

Additionally, Akpan et al. (2020) emphasized the importance of adherence in controlling the TB
epidemic in Nigeria. They reported that when communities achieve high levels of treatment
adherence, the collective immunity against TB improves, leading to a decrease in overall
transmission rates and contributing to the long-term goal of TB elimination.

2.2.3 Socioeconomic Factors Influencing Non-Adherence to TB Treatment

Socioeconomic factors play a significant role in shaping patients' abilities to adhere to TB


treatment in Nigeria. Research indicates that poverty, unemployment, low levels of education,
and inadequate access to healthcare services contribute to non-compliance.

In a study conducted in rural Nigeria, Osei et al. (2021) highlighted that patients from low-
income households often face financial constraints that hinder their access to necessary
medications and healthcare services. Many patients reported difficulties affording transportation
costs to health facilities, leading to missed appointments and doses.

Moreover, Ekanem et al. (2022) found that individuals with lower educational backgrounds were
often unaware of the importance of completing their TB treatment, resulting in higher rates of
non-compliance. The study highlighted the need for educational initiatives that empower patients
through knowledge and awareness, enabling them to take responsibility for their health.

The interplay of socioeconomic factors with the healthcare system further complicates
adherence. In many rural areas of Nigeria, inadequate healthcare infrastructure, including a lack
of accessible medications and trained healthcare professionals, has been linked to lower
adherence rates (Adeyemi et al., 2020).

2.2.4 Strategies to Promote Adherence to TB Treatment

To combat the challenges associated with non-adherence, various strategies tailored to the
Nigerian context have been proposed and studied. These include the implementation of Directly
Observed Therapy (DOT), educational interventions, and community support programs.

A review by Ogunleye et al. (2020) found that the DOT strategy, where healthcare workers
directly observe patients taking their medication, significantly improved adherence rates in
Nigeria. This approach not only ensures that patients complete their treatment but also fosters
trust and rapport between healthcare providers and patients.

Educational interventions specifically designed for Nigerian communities have also


demonstrated effectiveness. A study by Okon et al. (2021) revealed that community health
education programs significantly improved knowledge about TB and its treatment, resulting in
enhanced adherence rates among participants.

Community support initiatives, such as peer mentorship programs and patient support groups,
have also shown promise in promoting adherence. Mokgatle et al. (2021) reported that patients
engaged in support groups exhibited higher motivation and accountability, leading to better
adherence to treatment regimens.

Overall, empirical evidence supports the need for comprehensive, culturally sensitive strategies
that integrate education, community engagement, and direct observation to enhance adherence to
TB treatment in Nigeria.
2.3 THEORITICAL FRAMEWORK

The theoretical framework for this study is informed by the Health Belief Model (HBM), Social
Cognitive Theory (SCT), and the Theory of Planned Behavior (TPB). Each of these theories
provides insights into the factors influencing adherence to tuberculosis treatment among patients
in the University of Calabar Teaching Hospital, Cross River, Nigeria.

2.3.1 Health Belief Model (HBM)

The Health Belief Model (HBM) posits that individuals' perceptions influence their health
behaviors. In the context of TB treatment adherence, the application of HBM includes:

 Perceived Susceptibility: In Nigeria, educating patients about the high prevalence of TB


and the associated risks can enhance their awareness of susceptibility. Health campaigns
could target communities with high TB rates, emphasizing that anyone can contract TB,
thus motivating individuals to adhere to treatment.
 Perceived Severity: Communicating the severe consequences of untreated TB—such as
long-term health complications, disability, or mortality—can help patients understand the
importance of treatment. Programs can incorporate testimonies from recovered patients
who suffered severe consequences, providing real-life context to the severity of the
disease.
 Perceived Benefits: Emphasizing the effectiveness of TB treatment in leading to
recovery and preventing transmission is crucial. Healthcare providers can discuss the
benefits of adherence during consultations, creating personalized treatment plans that
highlight the positive outcomes of completing therapy.
 Perceived Barriers: Understanding and addressing barriers specific to Nigerian patients,
such as financial costs, stigma, and accessibility issues, is vital. Implementing community
support programs that provide financial assistance, transportation to healthcare facilities,
or reducing stigma through awareness campaigns can help mitigate these barriers.
 Cues to Action: Health campaigns that utilize mass media, community outreach, and
reminders from healthcare providers can serve as cues to action for patients. These
initiatives can prompt patients to seek treatment and adhere to their regimens.

By applying the HBM, this study will identify gaps in knowledge and perceptions that may
contribute to non-compliance, providing a basis for targeted interventions.

2.3.2 Social Cognitive Theory (SCT)

Social Cognitive Theory (SCT) emphasizes the influence of social interactions and
environmental factors on behavior. In this study, the application of SCT includes:

 Self-Efficacy: Enhancing patients’ confidence in managing their treatment is critical.


Interventions could involve peer support groups where individuals share their experiences
and coping strategies. Training programs for healthcare providers on how to build patient
self-efficacy can also foster better relationships and support systems.
 Observational Learning: Utilizing community leaders or former TB patients as role
models can influence adherence. Community health initiatives can showcase success
stories that demonstrate the benefits of treatment adherence, encouraging others to follow
suit.
 Outcome Expectations: Educating patients on the health outcomes associated with
adherence, including a better quality of life and reduced risk of infecting others, is
essential. Providing tangible evidence of successful treatment outcomes through patient
stories or data from local health statistics can help shape positive outcome expectations.
 Reciprocal Determinism: Understanding the social context surrounding patients can
inform strategies to improve adherence. This may involve collaborating with family
members to create a supportive environment that reinforces treatment adherence,
reducing the influence of negative social norms or stigma.

Through SCT, this study aims to highlight the social and environmental factors that influence TB
treatment adherence, providing actionable insights for community engagement strategies.

2.3.3 Theory of Planned Behavior (TPB)

The Theory of Planned Behavior (TPB) focuses on the relationship between beliefs and
behavior. In this study, the application of TPB includes:

 Attitude Toward the Behavior: Positive attitudes towards TB treatment can be fostered
through educational programs that clearly communicate the benefits of adherence. By
dispelling myths about TB and emphasizing the importance of treatment, healthcare
providers can improve patients’ attitudes.
 Subjective Norms: The influence of family, friends, and community members on
patients’ treatment adherence can be significant. Engaging influential figures within
communities to promote adherence can help create a supportive social norm around TB
treatment. Community-led initiatives that advocate for adherence can shift perceptions
about what is expected regarding treatment.
 Perceived Behavioral Control: This study will assess patients' perceived control over
their ability to adhere to treatment, including factors such as access to medication and
healthcare services. Interventions designed to increase patients' control—such as
providing transportation to health facilities or simplifying the medication regimen—can
empower patients to adhere to their treatment.

By applying the TPB, this study seeks to understand how beliefs and social influences affect
patients’ intentions to adhere to TB treatment, allowing for the development of strategies to
enhance compliance.

2.3.4 Application of the Theoretical Framework

The integration of HBM, SCT, and TPB offers a comprehensive approach to understanding non-
compliance to TB treatment among patients at the University of Calabar, Cross River, Nigeria.
By addressing individual beliefs, social influences, and perceived control, the study aims to
develop targeted public health interventions, including:
 Community Education Campaigns: Focused on enhancing knowledge about TB,
emphasizing the seriousness of the disease and the benefits of adherence while addressing
common misconceptions.
 Supportive Social Structures: Establishing peer support networks and engaging
community leaders to foster a culture of adherence, thereby improving social norms
around TB treatment.
 Empowerment Programs: Providing skills training and resources that enhance patients’
self-efficacy and perceived behavioral control, including strategies for overcoming
barriers to treatment.
 Healthcare Provider Training: Educating healthcare workers on the importance of
building supportive relationships with patients and reinforcing positive attitudes towards
adherence.

Through the application of this theoretical framework, the study will identify key factors influencing
non-compliance and provide actionable recommendations for improving TB treatment adherence in
Nigeria.
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