Finite Part
Finite Part
1. Introduction
Let X be a topological vector space over K, K being R or C. We
denote as X 0 the dual space, that is, the space of continuous linear
functionals on X; the evaluation of y ∈ X 0 on x ∈ X will be denoted
as hy, xi or as y (x) ; we shall denote as Xal0 the algebraic dual of X,
but if z ∈ Xal0 we denote evalutions as z (x) only.
Let {yn }∞ 0
n=1 be a sequence of elements of X and suppose that
2. General results
We shall first consider several results that hold in any topological
vector space.
Thus let {yn }∞ 0
n=1 be a sequence of elements of the dual space X of
the topological vector space X, and suppose that for each x ∈ X the
finite part of the limit
(2.1) Y (x) = F.p. lim hyn , xi ,
n→∞
exists, or, in other words, that the evaluation hyn , xi can be decomposed
as
(2.2) hyn , xi = un (x) + zn (x) ,
with the infinite part of the form
(2.3) un (x) = nα1 Rα1 (x) + · · · + nαk Rαk (x) ,
where α1 > · · · > αk > 0, and Rα1 (x) , . . . , Rαk (x) ∈ K \ {0} , and
with the finite part, zn (x) , such that the limit
(2.4) Y (x) = lim zn (x)
n→∞
exists.
The following result is very easy to prove, but it is also very impor-
tant.
Lemma 2.1. The decomposition (2.2) in finite and infinite parts is
unique.
It is convenient to define Rα (x) for all α > 0 and all x ∈ X. We
just put Rα (x) = 0 if α is not one of the exponents α1 , . . . , αk in the
expression of the infinite part of hyn , xi . This allows us to rewrite (2.3)
as
X
(2.5) un (x) = nα Rα (x) ,
α>0
Since
X
(2.6) un (x1 ) + cun (x2 ) = nα (Rα (x1 ) + cRα (x2 )) ,
α>0
We now apply the Lemma 3.2 to the study of finite parts. Indeed, let
{yn }∞ 0
n=1 be a sequence of elements of the dual space X of the Fréchet
space X, and suppose that for each x ∈ X the finite part of the limit
Y (x) = F.p. limn→∞ hyn , xi exists. If the infinite part of hyn , xi has the
expression as a finite sum,
X
(3.1) un (x) = nα1 Rα1 (x) + · · · + nαk Rαk (x) = nα Rα (x) ,
α>0
where α1 > · · · > αk > 0, and Rα1 (x) , . . . , Rαk (x) ∈ K \ {0} , define
A (x) = 0 if un (x) = 0 and as
(3.2) A (x) = α1 = max {α > 0 : Rα (x) 6= 0} ,
otherwise.
Lemma 3.3. The function A is bounded above and attains its maxi-
mum in X.
Proof. It is enough to prove that A satisfies the three conditions of the
Lemma 3.2. However, condition 1 follows from the limit formula
ln [|hyn , xi| + 1]
(3.3) A (x) = lim ,
n→∞ ln n
while 2 and 3 are obvious.
for each x ∈ X.
We can then replace yn by yn − nαe Rαe and apply the same ideas as
above. Therefore, for some integers k we obtain exponents α e1 = α
e>
··· > α ek > 0 such that Rα (x) = 0 if α > α ek , α 6= αej , 1 ≤ j < k,
while Rαej is continuous and Rαej 6= 0 for 1 ≤ j ≤ k. In principle one
could think that this is possible for each k ≥ 0, but if it were then we
would obtain an infinite sequence of non zero continuous functionals
∞
Rαej j=0 and the Lemma 3.1 would give us the existence of x∗ ∈ X
such that Rαej (x∗ ) 6= 0 for all j, a contradiction, since for any x ∈ X the
set {α > 0 : Rα (x) 6= 0} is finite. Summarizing, we have the following
result.
Theorem 3.4. Let {yn }∞ n=1 be a sequence of elements of the dual space
X 0 of the Fréchet space X, and suppose that for each x ∈ X the finite
part of the limit Y (x) = F.p. limn→∞ hyn , xi exists. Then there exists
k ∈ N, exponents α e1 > · · · > α
ek > 0, and continuous non zero linear
k
functionals Rαej j=1 such that for all x ∈ X
for each λ ∈ Λ. Suppose that for each x ∈ X the evaluation hyλ , xi can
be written as
(4.5) hyλ , xi = uλ (x) + zλ (x) ,
where the infinite part has the ensuing form for some k = kx ,
(4.6) uλ (x) = λα1 lnβ1 λ R(α1 ,β1 ) (x) + · · · + λαk lnβk λ R(αk ,βk ) (x) ,
where the exponents (αj , βj ) ∈ E satisfy (α1 , β1 ) · · · (αk , βk ) ,
where R(α1 ,β1 ) (x) , . . . , R(αk ,βk ) (x) ∈ K \{0} , and where the finite part,
zλ (x) , satisfies that the limit
(4.7) Y (x) = lim zλ (x) ,
λ→∞,λ∈Λ
with α~1 · · · α~ k , and Rα~ 1 (x) , . . . , Rα~ k (x) ∈ K \ {0} , and where
zλ (x) satisfies (4.7), we can then define the finite part limit of yλ (x) as
Y (x). Defining Rα~ (x) = 0 if α ~ does not occur in (4.12), the proof of
Lemma 4.1 can be readily adapted to show that the function A(x) =
max {~α ∈ E : Rα~ (x) 6= 0} also attains its maximum, α ~ ∗ , and that Rα~ ∗ ∈
0
X \ {0}. This leads to a general version of Theorem 3.4 for finite part
limits with respect to the system of infinite functions B = Fα~ α~ ∈E .
Naturally, the Hadamard finite part corresponds to the choices m = 2,
F1 (λ) = λ, and F2 (λ) = log λ.
6. Examples
In order to better understand our results, it is useful to look at several
examples.
Example 6.1. The best known example of finite parts are the dis-
tributions constructed as the finite part of divergent integrals [4, 10].
Suppose G is a homogenous continuous function in Rd \ {0} , homoge-
nous of degree λ ∈R. Then G gives a well defined distribution of the
space D0 Rd \ {0} , which R without loss of generality we cand still de-
note by G, as hG, φi = Rd \{0} G (x) φ (x) dx, for φ ∈ D R \ {0} .
R
When λ < −d then the integral Rd G (x) φ (x) dx, would be divergent
in general if φ ∈ D Rd and thus there is no canonical distribution cor-
0 d
responding to G in D R . One can, however, define the distribution
F.p. (G) , the radial finite part4 of G by setting for φ ∈ D Rd
Z
(6.1) hF.p. (G) , φi = F.p. lim G (x) φ (x) dx ,
n→∞ |x|≥1/n
Observe that the infinite part is kj=1 aj nj , which has arbitrary large
P
exponents; here the set (1.5) is infinite. Also Y (f ) = g (0) , the usual
4If
instead of removing balls of small radius, solids of other shapes are removed
one obtains a different finite part distribution [5, 8, 14], an important fact in the
numerical solution of integral equations [5]. The known formulas for the distribu-
tional derivatives of inverse power fields [6] and the corresponding finite parts [2, 3]
hold for radial finite parts.
A GENERALIZATION OF THE BANACH-STEINHAUS THEOREM 11
finite part of the analytic function at the pole. Our results will yield
the continuity of Y, but one can I prove this directly, for example, by
observing that Y (f ) = (2πi)−1 z −1 f (z) dz for any r ∈ (0, 1].
|z|=r
Interestingly, if X is the space of all analytic function in D \ {0} with
its standard topology, then H is dense in X and the yn ’s and Y admit
continuous extensions to X 0 , but the extension of Y is not the finite
part of the limit of the extensions of the yn ’s.
Example 6.3. Let us consider the distributions
∞
X k 2
(6.4) fn (x) = n1/k + 1 δ (x − k) ,
k=1
0
of the space D (R) . If φ ∈ D (R) satisfies supp φ ⊂ (−∞, k + 1) then
the infinite part of hfn , φi is the sum of k 2 − 1 terms, corresponding to
the exponents αj = j/k for 1 ≤ j ≤ k 2 . Hence the finite part of the
limit is the Dirac comb
X∞
(6.5) F.p. lim fn (x) = δ (x − k) ,
n→∞
k=1
One
P could represent the infinite part of fn (x) as the infinite sum
α∈Q+ Rα (x) ; the set of exponents α for which Rα 6= 0 is the infi-
nite unbounded set Q+ , but upon evaluation on a test function the
sum becomes finite since hRα , φi =
6 0 for only a finite set of exponents.
In the previous example X = D (R) is an LF space, and it is not
hard to see that in an LF space the set of exponents α for which Rα 6= 0
is countable at the most. We can easily construct an example where
this set of exponents is the whole (0, ∞) .
Example 6.4. Let X be the space of functions f : (0, ∞) → R such
that the set {α ∈ (0, ∞) : f (α) 6= 0} is finite. We give X the inductive
limit topology of the system RF , iF , where F is a finite subset of
(0, ∞) , F %, and if f ∈ RF , then iF (f ) = fF ∈ X is given by
fF (α) = f (α) if α ∈ F and fF (α) = 0 if α ∈ / F. Theorem 5.1 applies
in X.
12 R. ESTRADA AND J. VINDAS
Let yn ∈ X 0 be given as
X
(6.7) yn (x) = nα δ (x − α) ,
α∈(0,∞)
α
P
that is hyn , f i is the finite sum α∈(0,∞) n f (α) . Then Rα (x) =
δ (x − α) for all α ∈ (0, ∞) , so that the set (1.5) is the whole (0, ∞) .
Notice also that F.p. limn→∞ yn (x) = 0.
Example 6.5. Consider the space X whose elements are the continu-
ous functions in [0, 1] , with the topology of pointwise convergence on
[0, 1] . If 0 < β < 1, let us consider the functional fn ∈ X 0 given by
n−1
X k+β
(6.8) fn (x) = δ x− ,
k=0
n
that is,
n−1
X k+β
(6.9) hfn , φi = φ ,
k=0
n
for φ ∈ X. Then the Euler-Maclaurin formula [1] yields
Z 1
(6.10) hfn , φi = n φ (x) dx + B1 (β) (φ (1) − φ (0)) ,
0
is an element of X 0 .
If X is an inductive limit of Fréchet spaces, then yξ∗ is still continuous,
but the order of the pole of hyω , xi at ξ does not have to be bounded,
A GENERALIZATION OF THE BANACH-STEINHAUS THEOREM 13
that is, maybe Rk (x) = F.p. limn→∞ n−k yξ+1/n , x does not vanish in
X for an infinite number of values of k.
References
[1] Estrada, R., On the Euler-Maclaurin asymptotic formula, Bol. Soc. Mat. Mex.
3 (1997), 117–133.
[2] Estrada, R. and Kanwal, R. P., Regularization and distributional derivatives
n/2
of x21 + · · · x2p in D0 (Rp ) , Proc. Roy. Soc. London A 401 (1985), 281–297.
[3] Estrada, R. and Kanwal, R. P., Regularization, pseudofunction, and Hadamard
finite part, J. Math. Anal. Appl. 141 (1989), 195–207.
[4] Estrada, R. and Kanwal, R.P., A distributional approach to asymptotics. The-
ory and applications, Second Edition, Birkhäuser, Boston, 2002.
[5] Farassat, F., Introduction to generalized functions with applications in aerody-
namics and aeroacoustics, NASA Technical Paper 3248 (Hampton, VA: NASA
Langley Research Center) (1996); http://ntrs.nasa.gov.
[6] Frahm, C.P., Some novel delta-function identities, Am. J. Phys. 51 (1983),
826–829.
[7] Hadamard, J., Lectures on Cauchy’s Problem in Linear Partial Differential
Equations, Yale University Press, New Haven, 1923, (reprinted by Dover, New
York, 1953).
[8] Hnizdo, V., Generalized second-order partial derivatives of 1/r, Eur. J. Phys.
32 (2011), 287–297.
[9] Horváth, J., Topological Vector Spaces and Distributions, vol. I., Addison-
Wesley, Reading, Massachusetts, 1966.
[10] Kanwal, R.P., Generalized Functions: Theory and Technique, Third Edition,
Birkhäuser, Boston, 2004.
[11] Komatsu, H., Projective and injective limits of weakly compact sequences of
locally convex spaces, J. Math. Soc. Japan 19 (1967), 366–383.
[12] Trèves, F., Topological Vector Spaces, Distributions, and Kernels, Academic
Press, New York, 1967.
[13] van der Corput, J. G., Neutrices, J. Soc. Indust. Appl. Math., 7 (1959), 253–
279.
[14] Yang, Y. and Estrada, R., Regularization using different surfaces and the sec-
ond order derivatives of 1/r, Appl. Anal. 92 (2013), 246–258.
[15] Yang, Y. and Estrada, R., Distributions in spaces with thick points, J. Math.
Anal. Appl. 401 (2013), 821–835.