ENCh 01

UNIT 1
Introduction and Conceptual

Modeling
Types of Databases and Database
Applications
• Numeric and Textual Databases

• Multimedia Databases
• Geographic Information Systems (GIS)

• Data Warehouses
• Real-time and Active Databases
A number of these databases and applications are described later in

the book (see Chapters 24,28,29)
Slide 1-3
Basic Definitions
• Database: A collection of related data.
• Data: Known facts that can be recorded and have an implicit meaning.
• Mini-world: Some part of the real world about which data is stored in a database.
For example, student grades and transcripts at a university.
• Database Management System (DBMS): A software package/ system to facilitate
the creation and maintenance of a computerized database.
• Database System: The DBMS software together with the data itself. Sometimes,
the applications are also included.
Slide 1-4
Typical DBMS Functionality
• Define a database : in terms of data types, structures and

constraints
• Construct or Load the Database on a secondary storage
medium
• Manipulating the database : querying, generating reports,
insertions, deletions and modifications to its content
• Concurrent Processing and Sharing by a set of users and
programs – yet, keeping all data valid and consistent
Slide 1-5
Typical DBMS Functionality
Other features:
– Protection or Security measures to prevent unauthorized
access
– “Active” processing to take internal actions on data
– Presentation and Visualization of data
Slide 1-6
Example of a Database
(with a Conceptual Data Model)
• Mini-world for the example: Part of a UNIVERSITY environment.

• Some mini-world entities:
– STUDENTs
– COURSEs
– SECTIONs (of COURSEs)
– (academic) DEPARTMENTs
– INSTRUCTORs
Note: The above could be expressed in the ENTITY-RELATIONSHIP data
model.
Slide 1-7
Example of a Database
(with a Conceptual Data Model)
• Some mini-world relationships:
– SECTIONs are of specific COURSEs
– STUDENTs take SECTIONs
– COURSEs have prerequisite COURSEs
– INSTRUCTORs teach SECTIONs
– COURSEs are offered by DEPARTMENTs
– STUDENTs major in DEPARTMENTs
Note: The above could be expressed in the ENTITY-RELATIONSHIP data
model.
Slide 1-8
Main Characteristics of the Database
Approach
• Self-describing nature of a database system: A DBMS catalog

stores the description of the database. The description is called
meta-data). This allows the DBMS software to work with different
databases.
• Insulation between programs and data: Called program-data
independence. Allows changing data storage structures and
operations without having to change the DBMS access programs.
Slide 1-9
Approach
• Data Abstraction: A data model is used to hide storage details

and present the users with a conceptual view of the database.
• Support of multiple views of the data: Each user may see a
different view of the database, which describes only the data of
interest to that user.
Slide 1-10
Approach
• Sharing of data and multiuser transaction processing : allowing a set of

concurrent users to retrieve and to update the database.
• Concurrency control within the DBMS guarantees that each
transaction is correctly executed or completely aborted.
• OLTP (Online Transaction Processing) is a major part of database
applications.
Slide 1-11
Database Users
Users may be divided into those who actually use and control the
content (called “Actors on the Scene”) and those who enable the
database to be developed and the DBMS software to be designed
and implemented (called “Workers Behind the Scene”).
Slide 1-12
Database Users
Actors on the scene
– Database administrators: responsible for authorizing access to
the database, for co-ordinating and monitoring its use, acquiring
software, and hardware resources, controlling its use and
monitoring efficiency of operations.
– Database Designers: responsible to define the content, the
structure, the constraints, and functions or transactions against
the database. They must communicate with the end-users and
understand their needs.
– End-users: they use the data for queries, reports and some of
them actually update the database content.
Slide 1-13
Categories of End-users
• Casual : access database occasionally when needed

• Naïve or Parametric : they make up a large section of the end-
user population. They use previously well-defined functions in
the form of “canned transactions” against the database.
Examples are bank-tellers or reservation clerks who do this
activity for an entire shift of operations.
Slide 1-14
Categories of End-users
• Sophisticated : these include business analysts, scientists,

engineers, others thoroughly familiar with the system capabilities.
Many use tools in the form of software packages that work closely
with the stored database.
• Stand-alone : mostly maintain personal databases using ready-to-
use packaged applications. An example is a tax program user that
creates his or her own internal database.
Slide 1-15
Advantages of Using the Database
Approach
• Controlling redundancy in data storage and in development and

maintenence efforts.
• Sharing of data among multiple users.
• Restricting unauthorized access to data.
• Providing persistent storage for program Objects (in Object-

oriented DBMS’s )
• Providing Storage Structures for efficient Query Processing
Slide 1-16
Advantages of Using the Database
Approach
• Providing backup and recovery services.
• Providing multiple interfaces to different classes of users.
• Representing complex relationships among data.
• Enforcing integrity constraints on the database.
• Drawing Inferences and Actions using rules
Slide 1-17
Additional Implications of Using the
Database Approach
• Potential for enforcing standards: this is very crucial for the

success of database applications in large organizations
Standards refer to data item names, display formats, screens,
report structures, meta-data (description of data) etc.
• Reduced application development time: incremental time to add
each new application is reduced.
Slide 1-18
Additional Implications of Using the
Database Approach
• Flexibility to change data structures: database structure may

evolve as new requirements are defined.
• Availability of up-to-date information – very important for on-line
transaction systems such as airline, hotel, car reservations.
• Economies of scale: by consolidating data and applications
across departments wasteful overlap of resources and
personnel can be avoided.
Slide 1-19
Historical Development of Database
Technology
• Early Database Applications: The Hierarchical and Network

Models were introduced in mid 1960’s and dominated during the
seventies. A bulk of the worldwide database processing still
occurs using these models.
• Relational Model based Systems: The model that was

originally introduced in 1970 was heavily researched and
experimented with in IBM and the universities. Relational DBMS
Products emerged in the 1980’s.
Slide 1-20
Historical Development of Database
Technology
• Object-oriented applications: OODBMSs were introduced in

late 1980’s and early 1990’s to cater to the need of complex data
processing in CAD and other applications. Their use has not
taken off much.
• Data on the Web and E-commerce Applications: Web
contains data in HTML (Hypertext markup language) with links
among pages. This has given rise to a new set of applications
and E-commerce is using new standards like XML (eXtended
Markup Language).
Slide 1-21
Extending Database Capabilities
• New functionality is being added to DBMSs in the following areas:
– Scientific Applications
– Image Storage and Management
– Audio and Video data management
– Data Mining
– Spatial data management
– Time Series and Historical Data Management
The above gives rise to new research and development in incorporating new
data types, complex data structures, new operations and storage and
indexing schemes in database systems.
Slide 1-22
When not to use a DBMS
• Main inhibitors (costs) of using a DBMS:
– High initial investment and possible need for additional hardware.
– Overhead for providing generality, security, concurrency control,

recovery, and integrity functions.
• When a DBMS may be unnecessary:
– If the database and applications are simple, well defined, and not
expected to change.
– If there are stringent real-time requirements that may not be met
because of DBMS overhead.
– If access to data by multiple users is not required.
Slide 1-23
When not to use a DBMS
• When no DBMS may suffice:
– If the database system is not able to handle the complexity of data

because of modeling limitations
– If the database users need special operations not supported by the
DBMS.
Slide 1-24

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UNIT 1

Introduction and Conceptual

• Numeric and Textual Databases

• Geographic Information Systems (GIS)

A number of these databases and applications are described later in

• Database: A collection of related data.

For example, student grades and transcripts at a university.

• Database Management System (DBMS): A software package/ system to facilitate

the creation and maintenance of a computerized database.

the applications are also included.

• Define a database : in terms of data types, structures and

– Presentation and Visualization of data

• Mini-world for the example: Part of a UNIVERSITY environment.

– SECTIONs (of COURSEs)

Note: The above could be expressed in the ENTITY-RELATIONSHIP data

– STUDENTs take SECTIONs

– COURSEs have prerequisite COURSEs

– INSTRUCTORs teach SECTIONs

– COURSEs are offered by DEPARTMENTs

– STUDENTs major in DEPARTMENTs

Note: The above could be expressed in the ENTITY-RELATIONSHIP data

• Self-describing nature of a database system: A DBMS catalog

• Data Abstraction: A data model is used to hide storage details

• Sharing of data and multiuser transaction processing : allowing a set of

• Casual : access database occasionally when needed

• Sophisticated : these include business analysts, scientists,

• Controlling redundancy in data storage and in development and

• Restricting unauthorized access to data.

• Providing persistent storage for program Objects (in Object-

• Providing backup and recovery services.

• Providing multiple interfaces to different classes of users.

• Representing complex relationships among data.

• Enforcing integrity constraints on the database.

• Drawing Inferences and Actions using rules

• Potential for enforcing standards: this is very crucial for the

• Flexibility to change data structures: database structure may

• Early Database Applications: The Hierarchical and Network

• Relational Model based Systems: The model that was

Products emerged in the 1980’s.

• Object-oriented applications: OODBMSs were introduced in

– Image Storage and Management

– Audio and Video data management

– Spatial data management

– Time Series and Historical Data Management

– Overhead for providing generality, security, concurrency control,

• When no DBMS may suffice:

– If the database system is not able to handle the complexity of data

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