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Developing and Using HR Audit Tools

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Developing and Using HR Audit Tools

Brainstorm Management Consultants Ltd., 2018


Mr. Chris Kalecha
Objectives
• A discussion of the force and factors affecting HR audits
• Responding to diverse stakeholders
• The development of an HR audit plan
• Determining HR audit areas and issues
• Developing an HR audit RFP
• Designing HR audit tools
• The development of key performance and risk indicators
• The use of employee surveys, exit interviews, 360 surveys, and other tools
• Create awareness on this latest and powerful H R tool.
• Build the skills, participants would require to do HR Audit independently.
• Evaluate the current status of the HRM function in an organization.
• Develop insight into various facets of HR Audit and thus make the HRM function
business oriented.
• Align HRM processes with the business goals of the organization.
HR Audit Tools
Resources used by auditors to help achieve their audit objectives in line
of HR auditing requirements. The scope of these tools cover all critical
areas of HR functions including hiring, Evaluating performance
management

Benefits of HR Audit Tools


• Helps in simplifying audit work and process
Audit Tools Used
Gather and Analyze Information
• Interviews •HR Audit
• Surveys / Test •Workforce Planning
• Focus Groups •Set of comprehensive HR policies and procedures
•Modern Award compliance methodology
• Document Review
•Remuneration benchmarking services and reward
• File Reviews planning and development
• Questionnaires •Culture and engagement measurement
• Samplings •Performance management system development
• Reports •Employee value proposition development
Must-Do" HR Audit Checklist
Priority Rating Table

Priority Rating Matrix


Using the Priority Table and Matrix
TOOLS OF HR AUDIT
Audit teams asks questions from managers and employees
Interviews to identify the areas for improvement.
HR department use questionnaire to broaden the scope of
Surveys research.
It is done through safety and health audits, grievance
Historical audit, compensation audits, affirmative actions audit,
Analysis program and policy audit to check the compliance with
laws.
External Sources of information are government unemployment,
Information industry associations, professional associations.

It compares experimental group with control group under


HR Experiments realistic conditions
International It is done across foreign borders and is compounded by
Audits differences in laws, languages, cultures.
Developing HR Audit Tools
• Partner with the HR department in the organization being audited
 Interviews
• SHRM  Individual and group
 Top Management
• Department of Labour  Line Managers
• Equal Employment  HRD Staff
 Workmen and others
• Opportunity Commission  Questionnaires
 Observation
• Equal Employment  Analysis of records and secondary data
 Workshops
• Advisory Council  Task forces and internal teams
 External Auditors have a significant role
 Benchmarking of questionnaire data
HR Audit Questionnaire
Human Resources Best Practices – Audit and Needs
Assessment Tool
Management Response and Action Plan
Sample Template For Documenting Action Plan

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