Sustainable-Smart Urbanism by Simon Joss
SUPPLEMENTARY DOCUMENT: In this supplementary document (PDF file below), we summarise the spatia... more SUPPLEMENTARY DOCUMENT: In this supplementary document (PDF file below), we summarise the spatial typology of smart cities that we used in our article on the smart city as manifestation of 21st century capitalism. The document lists the six spatial types of smart city. Each type depicts digital-spatial interventions at different urban scales and involving a various urban actors in specific configurations. --- PLEASE CITE AS FOLLOWS: De Jong, M., Joss, S., Taeihagh, A. (2024), The smart city as spatial manifestations of 21st century capitalism, Technological Forecasting and Social Change, vol 202, 123299, https://doi.org/10.1016/j.techfore.2024.123299
Technological Forecasting & Social Change, 2024
Globally, smart cities attract billions of dollars in investment annually, with related market op... more Globally, smart cities attract billions of dollars in investment annually, with related market opportunities forecast to grow year-on-year. The enormous resources poured into their development consist of financial capital, but also natural, human and social resources converted into infrastructure and real estate. The latter act as physical capital storage and sites for the creation of digital products and services expected to generate the highest value added. Smart cities serve as temporary spatial fixes until new and better investments opportunities emerge. Drawing from a comprehensive range of publications on capitalism, this article analyzes smart city developments as typifier of 21st century capital accumulation where the financialization of various capitals is the overarching driver and ecological overshoot and socio-economic undershoot are the main negative consequences. It closely examines six spatial manifestations of the smart city â science parks and smart campuses; innovation districts; smart neighborhoods; city-wide and city-regional smart initiatives; urban platforms; and alternative smart city spaces â as receptacles for the conversion of various capitals. It also considers the influence of different national regimes and institutional contexts on smart city developments. This is used, in the final part, to open a discussion about opportunities to temper the excesses of 21st century capitalism.
Intellect, 2022
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Data in Brief, 2022
This data article presents a tripartite dataset that formed the empirical basis for a comprehensi... more This data article presents a tripartite dataset that formed the empirical basis for a comprehensive bibliometric analysis of the use of city labels denoting sustainable urbanism in the scientific literature [1]. The tripartite dataset was generated using the abstract and citation database Scopus (Elsevier). Dataset A lists 148 city labels denoting different approaches to urban planning and development. It was used to select 35 city labels that specifically address sustainable urbanism (âsustainable cityâ, âsmart cityâ, âcompact cityâ etc.). Dataset B references 11337 journal and review articles spanning the period 1990-2019. All retrieved articles contain at least one of the 35 city labels in the title, abstract, and author keywords. This database was used to calculate the frequency of the selected city labels across time, and to analyse the co-occurrences of city labels. It was further used to calculate the future trajectory of scientific outputs using the Logistic Growth Model (LGM). Dataset C entails 22820 author keywords extracted from across the 11337 articles. This was used to analyse the co-occurrences of keywords with city labels. The data article describes the methods of data collection and curation, the analysis performed, and the potential for reusing the data for further research. The comprehensiveness of the bibliometric corpus â spanning three decades and 35 city labels â lends itself to further investigation of how sustainable urban development has evolved as a topic in the scientific literature since the 1990s. Furthermore, the robust methodology developed could be adapted to other scientific repositories and, indeed, other research problems and questions.
Cities, 2022
In response to the need for ecological transition, a multitude of eco-city and eco-neighborhood i... more In response to the need for ecological transition, a multitude of eco-city and eco-neighborhood initiatives have been instigated around the world. A major challenge has been the charge, captured by terms such as âeco enclavesâ and âenvironmental gentrificationâ, that these initiatives poorly attend to questions of social diversity and spatial equity. In France, too, where since 2008 a major national ĂcoQuartier initiative has been underway with close to 500 projects launched, some have warned against creating âĂ©coquartiers boboâ â urban development catering for a mainly âbourgeois-bohemianâ clientele. Consequently, this article investigates whether there may be selectivity at work in the placement of ĂcoQuartiers that favors advantageous locations. To this end, a detailed socio-spatial analysis was carried out with a sample of 214 implemented ĂcoQuartiers. Using exploratory factor analysis (EFA), eight factors were extracted from a comprehensive set of 53 socio-economic and geospatial variables. These were used to compare the sampled ĂcoQuartiers with the overall territory (mainland France and Corsica) as well as with a parallel national urban policy initiative, the âQuartiers Prioritaires de la Villeâ (âurban priority neighborhoodsâ) which expressly focuses on areas of social disadvantage. As a result, this study reveals several dimensions of locational selectivity, which are discussed in terms of their policy and practice implications as well as their significance for conceptualizing eco-neighborhoods as socio-spatially inclusive places.
Journal of Cleaner Production, 2021
SDG11 â âmaking cities and human settlements inclusive, safe, resilient and sustainableâ â draws ... more SDG11 â âmaking cities and human settlements inclusive, safe, resilient and sustainableâ â draws attention to the criticality of urban governance in the quest for sustainable development. Reflecting this, diverse city labels, such as âsustainable cityâ and âsmart cityâ, have been mobilized by urban actors and scholars to consider citiesâ responses to various challenges of urban transformation. Consequently, this study interrogates: (1) the growing use of city labels in the scientific literature over three decades; (2) the conceptual dimensions of individual city labels and their mutual interdependencies; and (3) likely future trajectories. This is accomplished through a comprehensive bibliometric analysis of 35 city labels: we examine their (co-)occurrences during 1990-2019 based on 11337 articles harvested in Scopus; analyse their conceptual associations drawing on a corpus of 22280 author keywords; and make a future forecast based on logistic growth modelling. The findings significantly take forward recent bibliometric research by demonstrating: the rapid growth in scientific outputs; the diversification of city labels beyond âsmartâ and âsustainableâ; and the evolution of an intricate conceptual field made up of different constellations of city labels. Beyond the contribution to scholarly discourse, the findings have implications for urban policy and practice: regarding ongoing concerns about how to achieve synergies, rather than trade-offs, between SDGs, the conceptual field points to possible ways for relating SDG11 to other dimensions of sustainable development. More broadly, the clarification of individual city labelsâ conceptual underpinnings should help policymakers and practitioners make considered choices when mobilizing city labels in support of urban transformation efforts.
Journal of Urban Affairs, 2020
Around the world, local innovations in the management and development of urban space are often si... more Around the world, local innovations in the management and development of urban space are often significantly shaped by national government competitions. This article argues that the competition is a characteristic but underdiscussed feature of contemporary national policymaking on urban innovation, and considers how such competitions might be more constructively implemented in the future. It does so by closely tracing the outcomes of one paradigmatic example: the UKâs Future City Demonstrator competition, launched in 2012, which awarded funding to four cities (Glasgow, Bristol, Peterborough, and London) to implement their proposals. The analysis offers lessons for similar competitions by highlighting six factors which co-determined the implementation and outcome of this initiative: asserting the need for speed; conflating export opportunities with local benefits; focusing on the need for institutional reform; reliance on cross-sectoral collaboration; positioning the city as a platform for digital solutions; and a lack of integration at the national level. Relatedly, we urge commentators to adopt a critical distance from justificatory assertions of urgent urban crisis and local governments being straightforwardly in need of reform.
Journal of Urban Technology, 2019
Despite its growing ubiquitous presence, the smart city continues to struggle for definitional cl... more Despite its growing ubiquitous presence, the smart city continues to struggle for definitional clarity and practical import. In response, this study interrogates the smart city as global discourse network by examining a collection of key texts associated with cities worldwide. Using a list of 5,553 cities, a systematic webometric exercise was conducted to measure hit counts produced by searching for âsmart city.â Consequently, 27 cities with the highest validated hit counts were selected. Next, 346 online texts were collected from among the top 20 hits across each of the selected cities, and analyzed both quantitatively and qualitatively using AntConc software. The findings confirm, first, the presence of a strong globalizing narrative which emphasizes world cities as âbest practiceâ models. Second, they reveal the smart cityâs associationâbeyond the quest for incremental, technical improvements of current urban systems and processesâwith a pronounced transformative governance agenda. The article identifies five critical junctures at the heart of the evolving smart city discourse regime; these shed light on the ongoing boundary work in which the smart city is engaged and which contain significant unresolved tensions. The paper concludes with a discussion of resulting implications for research, policy, and practice.
As global cities, Hong Kong, Shanghai and Beijing operate in international economic networks; how... more As global cities, Hong Kong, Shanghai and Beijing operate in international economic networks; however, they are also each firmly embedded within a regional context and are surrounded by less populous and less internationally recognized neighbors. Together they form so-called mega-city regions referred to as the Greater Pearl River Delta, the Yangtze River Delta, and the Bohai Rim, each encompassing a dozen or so cities. In the wake of staggering economic growth and threatening pollution, these cities are compelled to respond to the challenge of ecological modernization (EM): aim for higher economic value added at lower environmental cost. Cities have particular industrial and regional profiles; consequently they follow different developmental pathways. In order to attract coveted investors, green and high-tech corporations, well-endowed residents and talented workforce, these cities engage in city branding practices. In this contribution, a typology of EM developmental pathways is presented and the 41 cities in the three Chinese mega-city regions are analyzed in terms of their respective pathways and city branding practices. We argue that different industrial and regional profiles allow for different developmental pathways making different city branding strategies likely. Most cities brand themselves in comformity with what their pathway would lead us to predict, except cities with a strongly manufacturing oriented profile; the brands of the latter type deviate markedly from their current reality. Cities adopting branding strategies that contrast sharply with their historical legacy and current profile risk promoting themselves in ways that the outside world is likely to perceive as lacking in credibility. Crown
Routledge Handbook of Sustainability Indicators, 2018
[Private copy of article for educational use available from the authors]
This paper goes beyon... more [Private copy of article for educational use available from the authors]
This paper goes beyond the well-established debate over how urban sustainability indicator sets should be constructed, and what purposes such indicators might serve, to examine what has actually happened as theory has turned into widespread practice. This involves two levels of analysis. First, there is consideration of how impacts on the ground involve negotiation between shifting networks of heterogeneous actors in particular local settings. Specific examples are given of how the outcomes of adopting sustainable indicator sets are indeterminate until these detailed local circumstances are considered. Second, there is a survey of the available urban sustainability frameworks at the global level, emphasising their sheer variety. Such frameworks are shaped by the proposerâs particular agendas and by expectations of their adopterâs needs. The field of frameworks is therefore constituted by emergent co-production both at the level of concrete results and of the frameworks themselves. At both levels, real-world innovation is enabled and constrained by divergent systems of motivations; it does not flow in a linear fashion from abstract principles of urban sustainability, however these may be defined. This emphasises the need for ongoing critical evaluation of the practices surrounding the adoption and mobilisation of these frameworks.
The smart city has become a main prism through which urban futures are viewed. With it comes the ... more The smart city has become a main prism through which urban futures are viewed. With it comes the promise of big data technology enabling more resource-efficient urban systems and improved governance. Increasingly, however, this technocentric view is being challenged, at least rhetorically, by seeking to place people at the heart of smart city development. Yet, especially in the case of the UK, such development typically takes place within a governance context which marginalises established planning and decision processes, thus arguably weakening public accountability. Moreover, the norms of engagement change in that citizens are assigned more of an entrepreneurial role as co-producers of data-driven information. It becomes necessary, therefore, to reconsider, as well as reinvigorate the place of the public in the future city. This article seeks to do so by making the case, on one hand, for strengthening institutional frameworks and, on the other, advancing a more active role for citizens to become involved in actualising and scrutinising future cities.
The UN-HABITAT III conference held in Quito in late 2016 enshrined the first Sustainable Developm... more The UN-HABITAT III conference held in Quito in late 2016 enshrined the first Sustainable Development Goal (SDG) with an exclusively urban focus. SDG 11, as it became known, aims to make cities more inclusive, safe, resilient and sustainable through a range of metrics, indicators, and evaluation systems. It also became part of a post-Quito 'New Urban Agenda' that is still taking shape. This paper raises questions around the potential for reductionism in this new agenda, and argues for the reflexive need to be aware of the types of urban space that are potentially sidelined by the new trends in global urban policy.
The UN-HABITAT III conference held in Quito in late 2016 enshrined the first Sustainable Developm... more The UN-HABITAT III conference held in Quito in late 2016 enshrined the first Sustainable Development Goal (SDG) with an exclusively urban focus. SDG 11, as it became known, aims to make cities more inclusive, safe, resilient and sustainable through a range of metrics, indicators, and evaluation systems. It also became part of a post-Quito 'New Urban Agenda' that is still taking shape. This paper raises questions around the potential for reductionism in this new agenda, and argues for the reflexive need to be aware of the types of urban space that are potentially sidelined by the new trends in global urban policy.
In response to policy-makers' increasing claims to prioritise 'people' in smart city development,... more In response to policy-makers' increasing claims to prioritise 'people' in smart city development, we explore the publicness of emerging practices across six UK cities: Bristol, Glasgow, London, Manchester, Milton Keynes, and Peterborough. Local smart city programmes are analysed as techno-public assemblages invoking varie-gated modalities of publicness. Our findings challenge the dystopian speculative critiques of the smart city, while nevertheless indicating the dominance of 'entrepre-neurial' and 'service user' modes of the public. We highlight the risk of bifurcation within smart city assemblages, such that the 'civic' and 'political' roles of the public become siloed into less obdurate strands of programmatic activity.
Growing practice interest in smart cities has led to calls for a less technology-oriented and mor... more Growing practice interest in smart cities has led to calls for a less technology-oriented and more citizen-centric approach. In response, this article investigates the citizenship mode promulgated by the smart city standard of the British Standards Institution. The analysis uses the concept of citizenship regime and a mixture of quantitative and qualitative methods to discern key discursive frames defining the smart city and the particular citizenship dimensions brought into play. The results confirm an explicit citizenship rationale guiding the smart city (standard), although this displays some substantive shortcomings and contradictions. The article concludes with recommendations for both further theory and practice development.
Over the last few decades, China has seen a steep rise in diverse eco city and low carbon city po... more Over the last few decades, China has seen a steep rise in diverse eco city and low carbon city policies. Recently, attention has begun to focus on the perceived shortcomings in the practical delivery of related initiatives, with several publications suggesting a gap between ambitious policy goals and the emerging realities of the newly built environment. To probe this further, in this article we examine â based on the policy network approach â how the gap between high-level national policies and local practice implementation can be explained in the current Chinese context. We develop a four-pronged typology of eco city projects based on differential involvement of key (policy) actor groups, followed by a mapping of what are salient policy network relations among these actors in each type. Our analysis suggests that, within the overall framework of national policy, a core axis in the network relations is that between local government and land developers. In some cases, central government agencies â often with buy-in from international architecture, engineering and consulting firms â seek to influence local government planning through various incentives aimed at rendering sustainability a serious consideration. However, this is mostly done in a top-down manner, which overemphasizes a rational, technocratic planning mode while underemphasizing interrelationships among actors. This makes the emergence of a substantial implementation gap in eco city practice an almost predictable outcome. Consequently, we argue that special attention be paid in particular to the close interdependency between the interests of local government actors and those of land and real estate developers. Factoring in this aspect of the policy network is essential if eco city implementation is to gain proper traction on the ground.
Journal of Cleaner Production, 2015
Journal of Cleaner Production, 2015
Journal of Cleaner Production, 2015
The policy pointers presented in this report are the result of a three-year (2015-18) research pr... more The policy pointers presented in this report are the result of a three-year (2015-18) research project led by Federico Caprotti at the University of Exeter. The project, Smart Eco-Cities for a Green Economy: A Comparative Analysis of Europe and China, was delivered by a research consortium comprising scholars and researchers in the UK, China, the Netherlands, France, and Germany. The aim of the project was to investigate the way in which smart city and eco-city strategies are used to enable a transition towards digital and green economies.
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Sustainable-Smart Urbanism by Simon Joss
This paper goes beyond the well-established debate over how urban sustainability indicator sets should be constructed, and what purposes such indicators might serve, to examine what has actually happened as theory has turned into widespread practice. This involves two levels of analysis. First, there is consideration of how impacts on the ground involve negotiation between shifting networks of heterogeneous actors in particular local settings. Specific examples are given of how the outcomes of adopting sustainable indicator sets are indeterminate until these detailed local circumstances are considered. Second, there is a survey of the available urban sustainability frameworks at the global level, emphasising their sheer variety. Such frameworks are shaped by the proposerâs particular agendas and by expectations of their adopterâs needs. The field of frameworks is therefore constituted by emergent co-production both at the level of concrete results and of the frameworks themselves. At both levels, real-world innovation is enabled and constrained by divergent systems of motivations; it does not flow in a linear fashion from abstract principles of urban sustainability, however these may be defined. This emphasises the need for ongoing critical evaluation of the practices surrounding the adoption and mobilisation of these frameworks.
This paper goes beyond the well-established debate over how urban sustainability indicator sets should be constructed, and what purposes such indicators might serve, to examine what has actually happened as theory has turned into widespread practice. This involves two levels of analysis. First, there is consideration of how impacts on the ground involve negotiation between shifting networks of heterogeneous actors in particular local settings. Specific examples are given of how the outcomes of adopting sustainable indicator sets are indeterminate until these detailed local circumstances are considered. Second, there is a survey of the available urban sustainability frameworks at the global level, emphasising their sheer variety. Such frameworks are shaped by the proposerâs particular agendas and by expectations of their adopterâs needs. The field of frameworks is therefore constituted by emergent co-production both at the level of concrete results and of the frameworks themselves. At both levels, real-world innovation is enabled and constrained by divergent systems of motivations; it does not flow in a linear fashion from abstract principles of urban sustainability, however these may be defined. This emphasises the need for ongoing critical evaluation of the practices surrounding the adoption and mobilisation of these frameworks.
Using an expanded conceptual framework â that goes beyond the traditional conceptualisation in terms of formal provisions for openness and scrutiny within state institutions, and relates public accountability to policy- and decision-making processes, the dynamics of social mobilisation, and wider public sphere discourse â seven national profiles were drawn up and 21 empirical case studies were carried out. The research findings point to the following characteristics of public accountability in contemporary European contexts that have policy implications: first, there are substantial differences in the normative conceptualisation and practical experience of public accountability in the seven countries analysed. This needs to be borne in mind when considering public accountability at European level and in relation to new forms of multi-level governance. Second, the differences in the conceptualisation and use of public accountability can be explained with the different historical, political and cultural traditions in the countries analysed. Thus, an in-depth understanding of the political process, policy-making and public sphere activities is essential, in order to be able to gain a more thorough understanding of the role of public accountability in democratic governance and legitimacy.
Third, there is a significant difference between the provision of formal structures and procedures of public accountability through state systems, on the one hand, and the âpracticeâ and âlivedâ experience of public accountability in policy-making and public sphere discourse, on the other. This difference can be interpreted as a (perceived) dysfunction of formal public accountability provisions. Fourth, there has been a growth in âextra-parliamentaryâ public accountability processes and social mobilisation processes initiated by civil society actors within the public sphere in response to the perceived dysfunction of formal public accountability provisions.
Fifth, the processes of âEuropeanisationâ has had a double-sided impact on public accountability procedures and discourses: in some instances, the Europeanisation of policy-making has fostered public accountability provisions; in other instances, Europeanisation has meant that effective accountability processes have been curtailed due to the pressure to adopt EU law and regulation without in-depth debate and scrutiny at national and subnational level. Finally, scientific-technological policy issues are differently characterised in the seven national contexts, with Latvia and the Czech Republic having experienced less social and political controversy compared with the other countries. In the case of the latter, the often controversial nature of scientific-technological developments has led to attempts to innovate in new forms of governance, with emphasis on stakeholder and citizen participation. This challenges more traditional public accountability provisions. The new mechanisms of public accountability, however, do not fully manage to provide viable alternatives to traditional accountability mechanisms to date.